HomeMy WebLinkAboutRES 564 Draft 01 2006-2008 ppMfY os „
t7~' ~C.-
~il~i
COUNTY OF HAWAII STATE OF HAWAII
J~~
f~0i N'~~~
RESOLUTION NO. 564 Q8
RESOLUTION AUTHORIZING THE OFFICE OF THE MAYOR TO ENTER INTO AN
AGREEMENT WITH THE STATE OF HAWAII DEPARTMENT OF
TRANSPORTATION, PURSUANT TO HRS 46-7, FOR A DATA GRANT FOR THE
HAWAII COUNTY POLICE DEPARTMENT
WHEREAS, the State of F{awai'i Department of Transportation, Public Affairs Office -Safe
Community Program has authorized funding towards the Hawaii County Police Department's Data
Grant Program; and
WHEREAS, the purpose of the program is to establish a statewide traffic data system and to
ensure compliance with national standards; and
WHEREAS, this grant funds will be used to attend traffic data records committee monthly
meetings; to hire a consultant to implement traffic forms and data into the department's RMS system
and create an export utility to transfer electronic data; to purchase heavy duty laptops for the
electronic citation project and the electronic transfer of crash data from patrol vehicles; and to attend
the National Traffic Records Forum; and
WHEREAS, the funds provided by the State of Hawaii Department of Transportation are
derived from grants provided by the federal government; and
WHEREAS, Hawaii Revised Statutes, Section 46-7, requires that county departments obtain
the consent of the council to enter into agreements with the federal or state governments respecting
action to be taken pursuant to any of the powers granted by law to furnish, expend, and receive any
funds or other assistance in connection with projects being or to be undertaken pursuant to those
powers.
N01010, fiFIEREF01~1=, ale I`f I~ESOLV~17 ~Y THE COUNCIL OF 1`HE COUNTY OF HA1~VA1`I,
in accordance with section 46-7, Hawaii Revised Statutes, that the Mayor of the County of Hawaii is
authorized to execute, on behalf of the County, an agreement and related documents, to enable the
County to execute its Data Grant Program as described in the Police Department's Grant Application,
attached hereto and incorporated herein by reference as Exhibit "A".
IT FURTHER RE~OL~VEL1 that the County Clerk of the County of Hawaii shall transmit
copies of this resolution to the Office of the Mayor, the Finance and Police Departments.
Dated at xilo ,Hawaii, this 9th day of April , 2008.
IN ODUCED 13Y:
COUNCIL MEM UN Y OF HAWAII
COUNTY COUNCIL ROLL CALL VOTE
County of Hawaii
AYES NOES A13S LX
Hilo, Hawaii
FORD X
I hereby certify that the foregoing RESOLUTION was by the HIGH X
vote indicated to the right hereof adopted by the COUNCIL of HOFFMANN X
the County of Hawaii on _A~ril 9, 2008 1KEDA X
IACOBSON
ATTEST NAEOLE
X
P[LAGO X
YAGONG X
YOSHIMOTO
8 0 1 0
~ V. Reference C-1087/FC-264
di .
COiJNTY CLERK AIRMA PRESIDING OFFICER RESOLUTION NO.
r
APPLICATION FOR ,,.GHWAY SAFETY PROJECT REIMb.,.iSEMENT GRANT
STATE OF HAWAII SAFE COMMUNITY PROGRAM -SAFETY OFFICE
FOR SCP-SO USE ONLY
PART Z
(Applicant to Complete) Project Number: T ROB-03C05-H-Ol~
1. APPLICANT (Name and Address) Title: HCPD DATA GRANT
Hawaii County Police Department
399 Kapiolani Street Standard Area Tvw.(~y~ 'psc~e-rd~
Hilo, Hawaii 96720
2. AGENCY UNIT (Name and Address) Effective Date:10-1-07
Hawaii County Police Department
399 Kapiolani Street, Hilo, Hawaii 96720 Federal Funds Obligated $~•S~OpY~
FY Funds OB Addendum YES ENO
3. DURATION (Month, Day, Year)
A. Grant Period B. Project Period Benefit of STATE COUNTY
From: 10-01-07 From: 10-01-07
To: 09-30-08 To: 09-30-08
4. LOCATION OF PROJECT 5a. Type of Application (Check Appropriate Item(s)
Hawaii County Police Department x Initial Revision -Continuation
399 Kapiolani Street
Hilo, Hawaii 96720 5b. REIMBURSEMENT SCHEDULE DESIRED
Monthly x Quarterly
6. PROJECT DESCRIPTION (Schedule A)
7. PROJECT OBJECTIVES AND TASKS SUMMARY FROM SCHEDULE A The project objectives are to
establish a statewide traffic data syst~,m and to ensure compliance with national
standards.
8. BUDGET (Schedule B)
8A. COST CATEGORY Total
Expenditures
Grant Period Prior Years Project Period
(1) Personal Services $17,620.00 $0
(2) Consultant Services $30,000.00 $0
(3) Commodities $27,380.00 $0
(9) Other Direct/Indirect Costs $0 $0
TOTAL ESTIMATED COSTS (Inc. Non-Fed. Share) $75,000.00 $0
8B. SOURCE OF FUNDS C. SPECIFY BOW NON-FEDERAL
(1) Federal (100 8 of TOTAL) $75,000.00 SHARE WILL HE PROVIDED
(2) Applicant Age
9. MILESTONES (Schedule C)
10. AGREEMENT OF UNDERSTANDING AND COMPLIANCE `See Schedule D, attached)
il. ACCEPTANCE OF CONDITIONS. It is understood and agreed by the undersigned that a reimbursement grant received as a
result of this application is subject to public Law 89-569 (Highway Safety Act of 1966) and all administrative
regulations governing grants established by the U. S. Department of Transportation and the State of Hawaii. Zt is
expressly agreed that this project constitutes-an official part of the Hawaii Highway Safety Program and that said
applicant agency will meet the requirements as set forth herein, including accompanying schedules A, B,C s D, which are
incorporated herein and made a part of this application. Authorization to proceed with this Highway Safety Project is
requested.
11A. PROJECT IRECTOR 11B. AVT R NG ICIAL OF AGENCY UNIT
Signature Signature
--27am --LP.WREN E- ---MAfiUNA------ - - Names- -HARRY -KIM- - - - - - - -
Titl POLICE CHIEF Title MAYOR
Date EP ~ eFj Date ~ Q~~
To be prepared by applicant, use separate shee~s as required. Form HS 3-71 Rev. 7/19/00
EXHIBIT "A"
PART II (Safe Community Program - Safety Office to complete)
Project Number: T r~O~i-O o6- -O
1. ADDENDUM (For MVSO Use Only)
2. AGREEMENT AND AUTHORIZATION TO PROCEED by State Official Responsible to Governor for
Administration of the State Highway Safety Program.
A. Effective Da O~p10py 1~20CT~-
B. Federal Fund 0 igated
C. Approval Da Il I~1 8
D. Signature ~ '
E. Name Gordon K K Hong,/
F. Title Highway Safety Manag _
IN WITNESS WHEREOFF, the parties hereto have caused this contract to be executed.
APPROVED AS TO FORM AND LEGALTI'Y:
p~ Corp ation Co sel
STATE OF HAWAII )
SS.
COUNTY OF HAWAII )
On October 5, 2007, before me personally appeared DIXIE KAETSU, to me
personally known, who, being by me duly sworn, did say that DIXIE KAETSU is the
Managing Director of the County of Hawaii, a municipal corporation of the State of
Hawaii; that the seal affixed to the foregoing instrument is the corporate seal of said
County of Hawaii; that the foregoing instrument was signed and sealed in behaff of
the County of Hawaii by authority given to said Mayor of the County of Hawaii by
Section 5-1.3(g) of the County Charter, County of Hawaii (2000), as amended, and
assigned by the Mayor to the Managing Director pursuant to Section 6-1.3(h) of the
County Charter; and said DIXIE KAETSU acknowledged said instrument to be the
free act and deed of said County of Hawaii.
JEAN (ERNES
Notary Public, State of Hawaii
My commission expires: 11/1/2009
~N v i e.Rti
_ ~
~pTARr tP
~ `OUgL`~
9TF 0 F H PAP
t
EXHI.BIT II
SCHEDULE A
SCHEDULE A
HCPD DATA GRANT PROJECT
MISSION/GOAL
The goal is the reduction of total fatalities within the County of Hawaii by 10% from 39
to 37 by FFY 2008. HPD will also determine effectiveness by the completion of the
Police Accident Reports, and acquisitions of lap tops for the electronic transfer of
information to RM5, and begin electronic citations project.
PROBLEM IDENTIFICATION
Hawaii continues to have a traffic safety problem and the need to identify where the
problems aze within the State. Please see Table I for Hawaii's Summary of Traffic
Demographics.
Table I
Hawaii Summary of Traffic Demographics
2001-2005
Yea Populatio License Registere VMT Traffic Fatalit Alcohol Alcoho
r n d d (million Fatalitie y Rate Involve I
Drivers Vehicles s) s d Involve
Fatalitie d
s
200 1,222,01 787,82 986,555 8,142.2 140 1.6 53 37.9%
1 1 0
200 1,234,51 814,66 1,013,59 8,937.3 119 13 45 37.8%
2 4 8 4
200 1,248,75 834,I8 1,057,62 9,325.0 133 1.4 7I 53.4%
3 5 8 5
200 1,262,84 843,87 1,100,64 9,734.6 142 1.6 60 42.3%
4 0 6 6
200 1,275,19 856,16 1,149,40 10,129.1 140 1.4 67 47.9%
5 4 3 3
Over the past forty yeazs states and local governments have built a wide range of
information systems to support their information needs relating to traffic safety. These
systems include; 1) Traffic Crash Systems; 2) Roadway Inventory Systems; 3) Traffic
Citation and Adjudication Systems; 4) Emergency MedicaVInjury prevention Systems; 5)
Driver Licensing and Driver History Systems; and 6) Vehicle Registration Systems.
The information systems within each state and local agency have traditionally been
designed and operated to support the specific needs of the one or more business processes
within the owner agency. Since these systems began to appear in the 1960s they have
become `mission critical" to their owner agepaies Many have gone through one or-mote
major overhauls during their life as technology and needs changed. Today, as we look
toward the traffic safety information needs of the 21 S` century, and the demands for all
public agencies to have data driven, performance based safety programs; the traffic safety
data community is faced with the challenge of re-visiting the design and operation o these
systems.
All indications aze that federal and state traffic safety programs will need timely, accurate
and accessible data covering all aspects of the traffic safety azena in order to properly
identify problems, select countermeasures, monitor countermeasure programs and to
evaluate the effectiveness of those programs, Future safety program funding will be tied
to the ability of the traffic safety community to:
¦ Prove what, and where the problems aze.
¦ Identity, using data on likely costs and impact, those countermeasures that aze
most IikeIy to have the greatest return on investments of funding scale and staff
resources.
¦ Prioritize problems and countermeasures based on hard data.
Monitor the implementation of countermeasures.
¦ Document the effectiveness of the safety improvement programs.
It is essential that HCPD participate in the traffic records management and continue to
upgrade its capacity.
STRATEGIES
I . Participate in Traffic Records Committee and Subcommittees and to attend monthly
and special meetings. One Sergeant and'Officer to attend the Annual National Traffic
Records Forum.
2. Hire a consultant to implement traffic forms and data into HCPD's RMS system and
create and export utility to transfer electronic data.
3. Purchase sevc~? heavy-duty "Ruggedized" lap top computers with connectors and
vehicle mounts for the electronic citation project and the electronic transfer of crash
data from patrol vehicles.
SOLUTION
The Hawaii County Police Department (HCPD) will participate in the Hawaii Traffic
Records Coordinating Committee, be part of the revision of the Police Accident
Reporting (PAR) form, upgrade to electronic citations and develop an electronic format
to send crash data to HDOT.
EVALUATION
The evaluation will be based on the reduction of total fatalities within the County of
Hawaii by 10% from 39 to 37 by FFY 2008. HPD will also determine effectiveness by
the completion of the PARS, and acquisitions of lap tops for the electronic transfer of
information to RMS, and begin electronic citations project.
EXHIBIT III
SCHEDULE B
SCHEDULE B
(1) PERSONAL SERVICES
Employee Salaries and Benefits
Position Title: Sergeant/Officer
Salary: $ 30.00 Average /hour
Fringe Benefit Rate:_ °lo
Time to be spent on project: 40 hours x 1.5 (travel overtime)
Total Salaries and Benefits: $1,800.00
Air Travel
To: Florida From: Hilo. HI X 2 people Cost: $ 3,500.00*
Inter State
To: Honolulu. HI From: Hilo, HI Cost: $ 7,000.00*
Intea State
Total Air Travel: $ 10.500.00*
Surface Travel
Car Rental: for 9 days (Interstate, Intrastate) $ 450.00*
Total Surface Travel: $ 450.00*
Per Diem
Inter State: 8 days @ $ 145 per day X 2 people Total: $ 2,320.00*
Intra State: 36 X lday@ $ 20 per day Total: $ 720.00*
Total Per Diem: $ 3,040.00*
Tuition, Course, Registration and Misc. Fees
Traffic Forum Registration Fee, Excess Lodging, Misc. $ 1.830.00
Total Tuition and Misc.: $ 1,830.00*
TOTAL PERSONAL SERVICES: $ 17,620.00*
SCHEDULE B (Continued)
(2) CONSULTANT SERVICES
hours @ $ per hour( fixed contract rate RMS) $ 30,000.00
Travel: $
Overhead ( % of Total): $
TOTAL CONSULTANT SERVICES: $ 30,000.00
(3) COMMODITIES ,
Office Supplies: Panasonic "Tough Book" Lap Tops ~(0 $ 27,380.00
Other Expendable Materials: $
TOTAL COMMODITIES: S 27,380.00
(4) OTHER DIRECTfINDIRECT COSTS
Office Space ( sq. ft. @ $ per sq. ft.): $
Office Equipment (Attach detailed equipment schedule): $
Puchased: $
Leased: $
of Shared Equipment: $
Other Equipment (Specify type and cost on an attached schedule.): $
Utilities ( % used for project): ~ $
-Maintenance ( % used for project): $
E.D.P. Services ( hr. @ per hour): $
-Printing: $
Communications: $
-Project Income: $
TOTAL OTHER DIRECT/INDIRECT COST: $
Indirect costs not exceed 10% of total salaries
Federal (Shaze) Funds Requested* $75,000.00*
Agency (Share) Budget Item $
TOTAL PROJECT COST: $ 75,000.00
Note: Identify all costs to be reimbursed by Federal funds with an asterisk
EXHIBIT IV
SCHEDULE C
SCHEDULE C
HCPD Roadblock Program
MILESTONES
Month Activit
October 2007-September 2008 Attend traffic data records committee monthly
meetings.
October 2007-March 2008 Purchase heavy duty lap tops to begin field testing
the electronic input and transfer of citations and
crash reports.
January 2008-June 2008 Implement new MVC Form and hire a consultant to
implement the form on the department's RMS and
create an Export Utility to transfer traffic dada.
July 2008 Attend the National Traffic Records Forum.
EXHIBIT V
SCHEDULE D
SCHEDULE D
Agreement of Understanding & Compliance
Project Number:
THIS AGREEMENT made and entered into by and between the STATE OF HAWAII by
and through its Director of Transportation, hereinafter refereed to as "State," and the
Governmental Unit named in this application, hereinafter referred to as "Applicant."
WHEREAS, the National Highway Safety Act of 1966 (Public Law 89-564) provides
Federal funds to the STATE for approved highway safety projects, and
WHEREAS, STATE may make said funds available to various state, county or municipal
agencies or governments or political subdivisions upon application and approval by
STATE and the UNITED STATES DEPARTMENT OF TRANSPORTATION, and
WHEREAS, STATE is obligated to reimburse the UNITED STATES DEPARTMENT
OF TRANSPORTATION out of its funds for any ineligible or unauthorized expenditures
for which Federal funds have been claimed and payment received, and
WHEREAS, the above name APPLICANT has submitted an application for Federal
funds for highway safety projects.
NOW, THEREFORE, IN CONSIDERATION OF MUTUAL PROMISES AND OTHER
GOOD AND VALUABLE CONSIDERATION, THE PARTIES AGREE AS
FOLLOWS:
I. Reimbursement of Eligible Expenditures
A. It is mutually agreed and promised that upon written application by APPLICANT
and approval by STATE and the UNITED STATES DEPARTMENT OF
TRANSPORTATION, STATE shall obligate said Federal funds to
APPLICANT'S account for reimbursement of eligible expenditures as set forth in
the application.
B. It is mutually agreed and promised that APPLICANT shall reimburse STATE for
any
ineligible or unauthorized expenditures for which Federal funds have been
claimed and payment received as determined by a State or Federal audit. Costs
aze not allowable for construction, rehabilitation, remodeling, or for office
furnishings and fixtures -for State, local or private buildings or structures. The
following are examples of items considered as furnishings or fixtures, for which
reimbursement is not eligible:
Desks Credenzas Storage Cabinets
Chairs Bookcases Portable Partitions
Tables Filing Cabinets Pictures, Wall Clocks
Shelving Floor Coverings Draperies
Coat Racks Office Planters Fixed LightinglLamps
C. It is further agreed and promised that where reimbursement is made to APPLICANT in
installments, STATE shall have the right to withhold any installments to make up
reimbursement received for any ineligible or unauthorized expenditures until such time as
the ineligible claim is made up or corrected by APPLICANT.
II. Property Agreement
A. It is mutually agreed and promised that the APPLICANT shall immediately notify
the STATE if any equipment purchased under this project ceases to be used in the
manner as set forth by the project agreement. In such event, APPLICANT further
agrees to either give credit to the project cost or to another active Highway Safety
project for the residual value ofsuch-equipment in an amount to be determined by
the STATE, or to transfer or otherwise dispose of such equipment as directed by
STATE.
B. It is mutually agreed and promised by the APPLICANT that no purchased
equipment under this project will be conveyed, sold, salvaged, transferred, etc.
without the express written approval of the STATE.
C. It is mutually agreed and promised that the APPLICANT shall maintain or cause
to be maintained for its useful life, any equipment purchased under this project.
III. Application of Hatch Act
A. It is mutually agreed and promised that the APPLICANT shall notify all
employees of the APPLICANT, whose principal employment is in connection
with any Highway Safety project, firianced in whole or in part by loans or grants
under the Highway Safety Act of 1966, of the provisions of Section 12 (a) of the
Hatch Act [5 U.S.C. 118K (a)].
IV. Equal Opportunity
A. It is mutually agreed and promised that pursuant to the requirements of Section 22
(a) of the Federal-Aid Highway Act of 1968, Section 504 of the Rehabilitation
Act of 1973 (29 U.S.C. 794), and the Age Discrimination Act of 1975, the
APPLICANT, as a condition to receiving approval of this application submitted
under the Highway Safety Act of 1966, hereby gives its assurance that
employment in connection with the subject Highway Safety Program project will
be provided without regard to race, color, creed, sex, handicap, age, or national
origin. The APPLICANT further agrees that, as a condition to receiving approval
of this application, it will be subject to, and will comply with, Title VI of the Civil
Rights Act of 1964, 78 Stat. 252, 42 ?J.S.C. 2000d to 2000d-4 (hereinafter
referred to as the Act), and all applicable requirements pursuant to the
Regulations ofthe Departrrierit of Commerce ~tle IS, Code of Federal
Regulations, Part 8, which have been adopted by the Department of
Transportation, and hereinafter referred to as the Regulations), to the end that, in
accordance with the Act and the Regulations, no person in the United States shall
on the ground of race, color, creed, sex, handicap, age, or national origin be
excluded from participation in, be denied the benefits of, or be otherwise
subjected to discrimination under the'subject Highway Safety Program or project.
B. It is mutually agreed and promised that if the APPLICANT fails or refuses to
comply with its undertaking as set forth in these provisions, the STATE of the
UNITED STATES DEPARTMENT OF TRANSPORTATION may take any or
all of these following actions.
(1) Cancel, terminate, or suspend in whole or in part the agreement, contract, or
other arrangement with respect to which the failure or refusal occurred; and
(2) Refrain from extending any further Federal financial assistance to the
applicant agency under the program with respect to which the failure or refusal
occurred until satisfactory assurance of future compliance has been received from
the applicant agency.
V.Non-duplication of Grant Fund Expendih;res
A. It is mutually agreed and promised that the APPLICANT has no ongoing or
completed projects under agreement with any other Federal-fund source which
duplicate or overlap any work contemplated or described in this project.
B. It is mutually agreed and promised that the APPLICANT will either revise this
project or revise any pending or proposed request for other Federal grant funds
which would duplicate or overlap work under this project to exclude any such
duplication of grant fund expenditures.
C. It is further mutually agreed and understood that the APPLICANT shall reimburse
the STATE OF HAWAII for any such duplicate expenditures for which Federal
grant funds have been claimed and payment received as determined by State or
Federal audit.
VI. Project Income and Applicable Credits
A. It is mutually agreed and understood that the APPLICANT shall apply all
proceeds or credits generated under the project, such as but not restricted to: The
sale of real or personal property royalties received from copyrights and patents,
sale of publications or from personal or incidental services, to the project in
accordance with OMB Circulaz A-87 (FMC 74-7) or A-21, as applicable and
NHTSA/FHWA Order 460-4/7510.1.
VII. Copyrights and Patents
A. It is mutually agreed that any copyrightable materials produced in the course of a
project may be the property of the State or applicant agency; however, provisions
should be made to obtain for the United States Government, the State
Governments and their political subdivisions aroyalty-free nonexclusive, and
irrevocable license to use in any manner such copyrightable material.
B. It is mutually agreed that the ownership of all rights accruing from any patentable
discoveries or inventions resulting from a project should be covered in the
agreement. An irrevocable, nonexclusive, nontransferable, and royalty-free
license to practice each discovery or invention in the manufacture, use and
disposition, according to law, of any article or material, and in the use of any
method developed as part of the work under the agreement should be obtained for
the United States Government, the SCate Governments and their political
subdivisions.
VIII. Certification Regarding Debarment and Suspension
A. Instructions for Certification
1. By signing and submitting this proposal, the prospective lower tier participant
is providing the certification set out below.
2. The certification in this clause is a material representation of fact upon which
reliance was placed when this transaction was entered into. If it is later
determined that the prospective lower tier participant knowingly rendered an
erroneous certification, in addition to other remedies available to the Federal
government, the department or agency with which this transaction originated
may pursue available remedies, including suspension and/or debarment.
3. The prospective lower tier participant shall_provide immediate written notice
to the person to which this proposal is submitted if at any time the prospective
lower tier participant learns that its certification was erroneous when
submitted or has become erroneous by reason of changed circumstances.
4. The terms covered transaction, "debarred," "suspended," "ineligible," "lower
tier covered transaction," "participant," "person," "primary covered
transaction," "principal," "proposal," and "voluntarily excluded," as used in
this clause, have the meanings set out in the Definition and Coverage sections
of 49 CFR Part 29. You may contact the person to whom this proposal is
submitted for assistance in obtaining a copy of those regulations.
5. The prospective lower tier participant agrees by submitting this proposal that,
should the proposed covered transaction be entered into, it shall not
knowingly enter into any lower t;er covered transaction with a person who is
proposed for debarment under 48 CFR Part9, subpart 9.4, debarred,
suspended, declared ineligible, or voluntarily excluded from participation in
this covered transaction, unless authorized by the department or agency with
which this transaction originated.
6. The prospective lower tier participant further agrees by submitting this
proposal that is it will include this clause titled "Certification Regarding
Debarment, Suspension, Ineligibility and Voluntary Exclusion Lower Tier
Covered Transaction," without modification, in all lower tier covered
transactions and in all solicitations for lower tier covered transactions. (See
below.)
7. A participant in a covered transaction may rely upon a certification of a
prospective participant in a lower tier covered transaction that it is not
proposed for debarment under 48 CFR Part 9, subpart 9.4, debarred,
suspended, ineligible, or voluntarily excluded from the covered transaction,
unless it knows that the certification is erroneous. A participant may decide
the method and frequency by which it determines the eligibility of its
principals. Each participant may, but is not required to, check the List of
Parties Excluded from Federal Procurement and Non-procurement List.
8. Nothing contained in the foregoing shall be construed to require establishment
of a system of records in order to render in good faith the certification
required by this clause. The knowledge and information of a participant is not
required to exceed that which is normally possessed by a prudent person in the
ordinary course of business dealings.
9. Except for transactions authorized under pazagaph 5 of these instructions, if a
participant in a covered transaction knowingly enters into a lower tier covered
transaction with a person who is proposed for debazment under 48 CFR Part 9,
subpart 9.4, suspended, debarred, ineligible, or voluntazily excluded from
participation in this transaction, in addition to other remedies available to the
Federal government, the department or agency with which this transaction
originated may pursue available remedies, including suspension and/or
debarment.
IX. Certification Regazding Debazment, Suspension, Ineligibility and Voluntary
Exclusion -
Lower Tier Covered Transactions
1. The prospective lower tier participant certifies, by submission of this proposal,
that neither it nor its principals is presently debarred, suspended, proposed for
debarment, declared ineligible, or voluntarily excluded from participation in
this transaction by any Federal department or agency.
2. Where the prospective lower tier participant is unable to certify to any of the
statements in this certification, such prospective participants shall attach an
explanation to this proposal.
X. Minority Business Enterprise Requirements
It is the policy of the Department of Transportation that minority business
enterprises, as defined in 49 CFR Part 23, shall have the maximum opportunity to
- - -
participate in the performance of contracts financed in whole or in part with
Federal funds under this agreement. Consequently, the MBE requirements of 49
CFR Part 23 apply to this agreement.
The recipient or its contractor agrees to ensure that minority business enterprises
as defined in 49 CFR Part 23 have the maximum opportunity to participate in the
performance of contracts and subcontracts financed in whole or in part with
Federal funds provided under this agreement. In this regard, all recipients or
contractors shall take all necessary and reasonable steps in accordance with 49
CFR Part 23 to ensure that minority L'usiness enterprises have the maximum
opportunity to compete for and perform contracts. Recipients and their
contractors shall not discriminate on the basis of race, color, national origin, or
sex in the awazd and performance ofDOT-assisted contracts.
XI. Requirements
A. It is mutually agreed and promised that the applicant shall follow the State and
Federal requirements and guidelines set forth in the State of Hawaii Project
Procedures Manual as amended. All project expenditure records are to be
retained for at least three years after the date of the final expenditure report.
XII. Authorization to Proceed
A. It is mutually agreed between the STATE and the APPLICANT that this
AGREEMENT OF UNDERSTANDING AND COMPLIANCE shall become
effective upon the STATE'S agreement and authorization to proceed as set
forth in PART II (2) of this application.