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HomeMy WebLinkAboutRES 290 Draft 01 2008-2010 COUNTY OF HAWAI'I STATE OF HAWAI'I RESOLUTION NO. 290 09 RESOLUTION AUTHORIZING THE OFFICE OF THE MAYOR TO ENTER INTO AN AGREEMENT WITH THE STATE OF HAWAI'I DEPARTMENT OF THE ATTORNEY GENERAL, PURSUANT TO HRS 46-7, FOR A HAWAI'I NARCOTICS TASK FORCE - RECOVERY ACT GRANT WHEREAS, the State of Hawai'i Department of the Attorney General, Crime Prevention and Justice Assistance Division has authorized a Hawai'i Narcotics Task Force - Recovery Act Grant to the Hawai'i County Police Department; and WHEREAS, the purpose of the grant is to disrupt the flow of narcotics via the apprehension of mid- to high- level dealers that are smuggling and distributing narcotics into and with the State of Hawai'i; and WHEREAS, some of the major objectives are 1) to maintain a narcotics task force of personnel from the Hawai'i County Police Department, Maui Police Department, and Kauai Police Department, 2) to increase knowledge of vice officers by providing training in such topics as narcotic investigations, current drug trends, smuggling and distribution techniques, and State/Federal laws that impact the task force, and 3) to meet at least quarterly to coordinate joint operations and training, as well as other enforcement efforts, and to share information; and WHEREAS, the sharing of resources and information between the Task Force participants will affect not only the individual Counties but also the State of Hawai'i; and WHEREAS, the results will be a decrease in the flow of illegal narcotics in the State which will positively impact all aspects of police work and the criminal justice system; and WHEREAS, the funds provided by the State of Hawai'i Department of the Attorney General are derived from the federal government's American Recovery and Reinvestment Act of 2009; and WHEREAS, Hawai'i Revised Statutes, Section 46-7, requires that county departments obtain the consent of the council to enter into agreements with the federal or state governments respecting action to be taken pursuant to any of the powers granted by law to furnish, expend, and receive any funds or other assistance in connection with projects being or to be undertaken pursuant to those powers. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE COUNTY OF HAWAI'I, in accordance with section 46-7, Hawai'i Revised Statutes, that the Mayor of the County of Hawai'j is authorized to execute, on behalf of the County, the contract, attached hereto and incorporated herein by reference as Exhibit "1", to enable the County to utilize the Hawai'i Narcotics Task Force grant funding. BE IT FURTHER RESOLVED that the County Clerk of the County of Hawai'i shall transmit copies of this resolution to the Office of the Mayor, the Finance and Police Departments. , Hawai'i, this day of ,2009. Dated at INTRODUCED BY: COUNCIL MEMBER, COUNTY OF HAWAI'I COUNTY COUNCIL County of Hawai'i Hila, Hawai'i ROLL CALL VOTE I hereby certify that the foregoing RESOLUTION was by the vote indicated to the right hereof adopted by the COUNCIL of the County ofHawai'i on AYES NOES ABS EX ENRIQUES FORD GREENWELL HOFFMANN IKEDA NAEOLE ONISHI YAGONG YOSHIMOTO ATTEST: Reference: C-658jFC 290 09 COUNTY CLERK CHAIRPERSON & PRESIDING OFFICER RESOLUTION NO. ~ .~ Project Number 09-SU-20 CON T R ACT THIS CONTRACT, executed on the respective dates indicated below, is effective as of July I, 2009 by and between the Department of the Attorney General, State of Hawaii~ hereinafter called "Agency" , by and through the Attorney General, and the Hawaii Police Department, hereinafter called "Grantee" . WITNESSETH WHEREAS, Title I of the Omnibus Crime Control and Safe Streets Act of 1968, 4;2 U. S. C. ~H3 3711 et seq., as amended (hereinafter "Act"), was enacted to make grants to States and units of local government, for use by the State or unit of local government to provide additional personnel, equipment, supplies, contractual support, training, technical assistance, and information systems for criminal justice, including for anyone or more of the following programs: (1) Law enforcement programs. (2) Prosecution and court programs. (3) Prevention and education programs. EXHIBIT "I" .. (4) Corrections and community corrections programs. (5) Drug treatment programs. Planning, programs. (7) Crime victim and witness programs. evaluation, and technology improvement (6) WHEREAS, the American Recovery and Reinvestment Act of 2009, P.L. 111-5, 123 Stat. 115, (hereinafter "Recovery") was enacted to help stabil i ze the economy, provide jobs and much needed resources for states and local communities; WHEREAS, the Governor has designated Agency to serve as Hawaii's office for administering the federal financial assistance available under the Act; WHEREAS, Grantee, as an agency of the County of Hawaii, is qualified to receive funds available to Hawaii under the Act and its implementing regulations, contained in the Edward Byrne Memorial Justice Assistance Grant (JAG) State Solicitation, and 28 C.F.R. Chapter 1, Part 66, and under Recovery and has applied to Agency for receipt of the same as a subgrantee; Revised S/09 2 .. WHEREAS, Agency has reviewed Grantee's application for funds, and is satisfied that all of the requirements of the Act and Recovery and their resp~ctive implementing regulations have been satisfied and that Grantee is capable of using the federal funds requested appropriately; WHEREAS, Grantee has demonstrated the capacity to provide the serVlces, programs and acti vi ties described herein and is ready, willing and able to provide the required services, programs and activities; NOW THEREFORE, Agency and Grantee for and In consideration of the covenants, conditions, agreements, and stipulations follows: hereinafter expressed, do mutually agree as A. SCOPE OF SERVICES. Grantee shall, in a proper and satisfactory manner, as determined by Agency, and In accordance with the terms and conditions of this Contract, use the funds received under this Contract for the purposes stated herein and In accordance with the "Application For Grant" (Parts I through IV including all certifications required under Section C and the Revised 8/09 3 Acceptance of JAG Recovery Special Conditions) attached hereto as Exhibit IIA'I and by reference incorporated herein. It is understood that this Contract includes as a part hereof any rules, relevant directives or instructions issued by the United States or the Agency, including the provisions of the federal Office of Management and Budget circulars and the effective edition of the Office of Justice Programs' financial manual entitled IIFinancial Guide. II B. TERM OF CONTRACT. This Contract shall be In effect for the period July I, 2009 to and including June 30, 2010 from unless this Contract is sooner terminated as hereinafter provided or unless this Contract lS extended in accordance with Section L. of this Contract. C. PERFORMANCE REQUIREMENTS AND CONDITIONS. 1. Grantee shall comply with the guidelines set forth in the Act and Recovery and all applicable federal regulations and guidel ines, including but not limited to guidance issued by the Bureau of Justice Assistance, 28 C.F.R. Chapter I, Part 66, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Revised S/09 4 Governments, and Office of Management and Budget circulars and the effective edition of the Office of Justice Programs' financial manual entitled "Financial Guide." 2. Grantee shall comply with all the ordinances, codes, rules and regulations of the Federal, State and local government which in any way affect its performance under this Contract. 3. Grantee shall provide for an independent audit of its activities on a periodic basis in accordance with Office of Management and Budget Circular A-133. 4. Prior to, or concurrently with the execution of this Contract, Grantee shall complete, execute and submit to Agency a Certification Regarding Drug-Free Workplace Requirements which meets the requirements of the Drug Free Workplace Act of 1988 (Pub. L. 100-690, Title V, Subtitle D, D.S.C., Title 41, Chapter 10, ~702), hereinafter referred to as the "Drug-Free Workplace Certification". A copy of the Drug- Free Workplace Certification shall be included in Part IV of the Application for Grant. Grantee covenants that the representations made In the Drug-Free Workplace Certification are true at the time this Contract lS executed and will remain true throughout the entire term of this Contract and any extensions, and that Grantee shall fulfill all the requirements Revised S/09 5 set forth therein. Grantee's execution and submission of a false Drug-Free Workplace Certification! or Grantee I s violation of any or all of the requirements set forth therein shall entitle Agency to Contract! and/or suspend one or more payments under this the terminate this Contract pursuant to provlslons of Section N of this Contract. Grantee warrants that it lS aware that such false certification or violation of the requirements contained in the Drug-Free Workplace Certification shall subject the State of Hawaii to government-wide suspension or debarment! or other sanctions which! in turn! shall result in the withdrawal of funds from Grantee and/or the unavailability of future funding for Grantee. 5. Prior to! or concurrently with the execution of this Contract! Grantee shall complete! execute and submit to Agency a Certification Regarding Debarment! Suspension! Ineligibility and Voluntary Exclusion! hereinafter referred to as the "Debarment Certification". A copy of the Debarment Certification shall be included in Part IV of the Application for Grant. Grantee covenants that the representations made in the Debarment Certification are true at the time this Contract is executed and will remain true throughout the entire term of the Contract and any extensions! and that Grantee shall fulfill any and all terms and conditions set forth therein. Revised 8/09 6 6. Prior to, or concurrently with the execution of this Contract, Grantee shall complete, execute and submit to Agency a Certification of Non-Supplanting, hereinafter referred to as the "Non-Supplanting Certification". A copy of the Non- Supplanting Certification shall be included in Part IV of the Application for Grant. Grantee covenants that the representations made In the Non-Supplanting Certification are true at the time this Contract lS executed and will remain true throughout the entire term of the Contract and any extensions, and that Grantee shall fulfill any and all terms and conditions set forth therein. 7. Prior to, or concurrently with the execution of this Contract, if so required by Agency, Grantee shall complete, execute and submit to Agency a Certification Regarding Lobbying, hereinafter referred to as 'the "Lobbying Certification", and any subsequent disclosure forms required under Section 1352, Title 31 U. S. C. A copy of the Lobbying Certification shall be included in Part IV of the Application for Grant. Grantee covenants that the representations made in the Lobbying Certification 'are true at the time this Contract is executed and will remain true throughout the entire term of the Contract and any extensions, and that Grantee shall fulfill any and all terms and conditions set forth therein. Revised 8/09 7 8. Grantee .shall comply with the non- discrimination requirements of the Omnibus Crime Control and Safe Street Act of 1968 which prohibits discrimination In employment and In the delivery of serVlces or benefits on the basis of race, color, national origin, religion, or sex; Title VI of the Civil Rights Act of 1964 which prohibits discrimination in the delivery of serVlces or benefits on the basis of race, color, or national origin; Section 504 of the Rehabilitation Act of 1973 and Title II of the Americans with Disabilities Act of 1990 which prohibit discrimination in employment and in the delivery of services or benefits based on disabili ty; Title IX of the Education Amendments of 1972 which prohibits discrimination on the basis of sex In training or educational programs; and the Age Discrimination Act of 1975 which prohibits discrimination In the delivery of services or benefits on the basis of age; Department of Justice regulations on disability (nondiscrimination on the basis of disability in the state and local government services, publ ic accommodations and commercial facilities, and accessibility standards), 28 C.F.R. Part 35; Exec. Order No. 13279, 28 C.F.R. Part 38 (equal protection of the laws for faith-based and community organizations) Exec. Order No. 13166 and U. S. Department of Justice, Guidance to Federal Financial Assistance Recipients Revised 8/09 8 Regarding Title VI Prohibition Against National Origin Discrimination Affecting Limited English Proficient Persons; the Hawaii State Fair Employment Practices Act, Chapter 378, Hawaii Revised Statutes; and all other applicable federal and state laws, rules and regulations. 9. Grantee assures Agency that if it lS required to formulate an Equal Employment Opportunity Program in accordance wi th 28 C. F . R : Si Si 42. 301 et seq. it wi 11 submi t a certification to Agency that a current program is on file. 10. Grantee shall maintain accounting procedures and practices acceptable to Agency, and books, records, documents and other evidence which sufficiently, accurately and properly reflect all direct and indirect expenditures and all interest or other income earned as the result of funds provided pursuant to this Contract. Grantee shall ensure that its own books, records, and documents are available for inspection, reviews or audits at all reasonable times by Agency or the United States Department of Justice. In addition, Grantee shall prepare and submit to the Agency reports In such form and at such times as Agency or the Bureau of Justice Assistance may require. Grantee shall submit quarterly financial reports fifteen (15) calendar days after the end of each calendar quarter. Grantee shall submit monthly request for funds and Revised 8/09 9 cash balance reports fifteen (15) calendar days after the end of each month. The final fiscal reports must be received by Agency within sixty (60) days after the date this Contract terminates or unless mandated earlier by Agency. Records and financial accounts shall be retained by the Grantee and shall be accessible to Agency and the United States Department of Justice for at least three years after Agency1s grant with the Bureau of Justice Assistance is closed. 11. The final drawdown for funds shall be recei ved by Agency no later than thirty (30) days after the Contract terminates. 12. Any funds provided to Grantee under this Contract which are unencumbered on the date this Contract terminates shall be returned to Agency; all funds provided under this Contract which are encumbered but not disbursed within sixty (60) days after this Contract terminates shall be returned to Agency. 13. Grantee shall submit progress reports as required for the Recovery and Act funds to Agency during the term of the Contract as stipulated under Part IV. Attachments 1 Acceptance of Special Conditionsl Sections 5 and 10. 14. If so required by AgencYl Grantee shall certify to Agency that any expendable or nonexpendable personal Revised S/09 10 property purchased or acquired with funds received under this Contract will be used for criminal justice purposes before title In such property may vest in Grantee. Grantee shall submit a certification to Agency within thirty (30) days after the date this Contract terminates. If a certification is not provided by Grantee, title to any personal property purchased or acquired with funds received under this Contract shall vest in Agency and such personal property shall be delivered to the Agency in good working order upon expiration or sooner termination of this Contract. D. PERSONNEL. 1. Grantee shall secure at its own expense all personnel required to perform the services required under this Contract. All such personnel shall not be considered employees of, or have any contractual relationship with the State of Hawaii unless Grantee is otherwise an agency of the State. 2. Grantee shall ensure that none of the work or services to be provided under this Contract shall be subcontracted or assigned without the prior written approval of Agency. E. SUBCONTRACTS. Revised 8/09 11 Grantee may provide some or all of the services required under this Contract by subcontract provided that Grantee secures the prior written consent of Agency. In the event Grantee enters into a subcontract with a private organization to perform any of the services or activities required under this Contract, Grantee agrees that the period of each subcontract shall not exceed the term of this Contract, and funds to the private organization will not be released unless and until the requirements set forth in applicable state law and implementing rules are complied with by the subcontractor. All subcontracts shall include provisions to ensure that Grantee is capable of satisfying the requirements of this Contract. All subcontracts shall be reduced to writing and shall include all provisions of this Contract required of Grantee. F. SERVICES AS INDEPENDENT CONTRACTOR. 1. In the performance of the services required under this Contract, Grantee shall be an independent contractor wi th the authority to control and direct the performance and details of the work and services required under this Contract i however, Agency shall have the right to inspect work in progress to determine whether, In Agency's opinion, the work is being performed by Grantee in accordance with the provisions of this Revised 8/09 12 Contract. All persons hired or used by Grantee shall be Grantee's agents and employees and Grantee shall be responsible for the accuracy, completeness, and adequacy of any and all work and services performed by its agents and employees. Furthermore, Grantee intentionally, voluntarily, and knowingly assumes the sole and entire liability if such liability lS determined to exist, to its agents and employees or to third persons, Grantee's for all loss, cost, damage or injury caused by agents and employees in the course of their employment. The performance of work under this Contract alone shall not be construed as employment with the State of Hawaii and shall not entitle Grantee's agents and employees to vacation, sick leave, retirement, or other benefits directly afforded state employees by statutes. Grantee shall be responsible for payment of all applicable federal, state, and county fees which may become due and owing by the Grantee by reason of the Contract, including but not limited to (i) income taxes, (ii) employment related fees, assessments and taxes and (iii) general excise taxes. The Grantee also is responsible for obtaining all licenses, permits and certificates that may be required in order to perform this Contract. 2. This section shall not be enforced if Grantee lS an agency of the State of Hawaii. Revised 8/09 13 G. COMPENSATION. 1. Subject to continuing availability of funds, Agency agrees to pay Grantee, for services satisfactorily performed under this Contract, a sum not to exceed One hundred thirteen thousand eight hundred eighty five and 00/100 dollars ($113,885.00)---- to be spent for the purposes of this Contract. This sum represents any and all compensation to be paid to Grantee for any and all serVlces it provides, and for any and all travel costs, materials, supplies, equipment, overhead, taxes, and other incidentals and operating expenses which it incurs or may incur in connection with this Contract. 2. It lS covenanted and agreed by and between the parties hereto that, as to the portion of the obligation under this Contract to be payable out of federal funds, this Contract shall be construed to be an agreement to pay such portion to the Grantee only out of federal funds to be received from the federal government when the federal funds are so received and shall not be construed as a general agreement to pay such portion at all events out of any funds other than those which are received from the federal government. H. METHOD OF PAYMENT. 1. All funds available for use under this Revised S/09 14 Contract shall be subject to the allotment system as provided In Chapter 37, Hawaii Revised Statutes. 2. Payments to Grantee under this Contract shall be made In accordance with and subj ect to the following provisions: a. Payments shall be made monthly upon receipt of Grantee's completed request for funds. b. All payments shall be made In accordance with and subject to Chapter 40, Hawaii Revised Statutes, which specifies the accounting procedures and controls applicable to payments out of the Treasury of the State of Hawaii. c. If an amount of reported expenditures lS preliminarily determined by Agency to be inappropriate and unallowable, Agency may deduct an equivalent amount from the next payable installment and may withhold payment of the amount of the moneys equivalent to the questioned expenditures until later resolution of the discrepancy by audit or other means. If, after payment of the last installment, investigation and examination reveal additional expenditures that are determined by Agency to be inappropriate and unallowable, Agency may require that an equivalent amount of moneys be refunded to Agency notwithstanding Agency's preliminary determination of Revised 8/09 15 appropriateness and allowability. d. Failure to submit required reports by the applicable deadline will result in the withholding of payments until such time as the reports are received by Agency. Grantee shall continue to provide the services, programs and activities during the period that payments are being withheld. I. INDEMNIFICATION. 1. It lS strictly understood that the State of Hawaii shall in no way be held liable for any damages, cause of act ion or suits resulting from the acts, activities, or omissions of Grantee. Grantee shall indemnify and save harmless the State of Hawaii, Agency, and their officers, agents, and employees from and against any and all liability, loss, actions, claims, suits, damages, costs or expenses, including all attorneys' fees, and all claims, suits, and demands therefor, arising out of or resulting from the acts or omissions of Grantee, its bfficers, employees, agents, or subcontractors occurrlng during or in connection with the performance of Grantee I s services under this Contract, or arising out of or resulting from breach of this Contract by Grantee. Grantee shall defend the State of Hawaii,. Agency, and their off icers, agents, and employees against any such action or claim unless Revised 8/09 16 the action or claim involves an act or omlSSlon solely of Agency, its officers, agents, or employees. 2. This section shall not be enforced if Grantee lS an agency of the State of Hawaii. J. CONFIDENTIAL MATERIAL. Any information, data, report, record, summary, table, map, or study given to or prepared or assembled by Grantee under this Contract which is identified as proprietary or confidential information that Agency requests to be kept confidential shall be safeguarded by the Grantee and shall not be made available to any individual or organization other than any subcontractor to which the material may relate, without prior written approval of Agency. Grantee shall submit a completed Privacy Certification for review and approval prior to the expenditure of funds for the collection of identifiable research/ statistical data. All information, data, or other material provided by the Grantee or the Agency shall be kept confidential only to the extent permitted by law. Grantee shall comply with the requirements of Chapters 487J, 487N and 487R, Hawaii Revised Statutes as applicable. Revised S/09 17 provisions of the "Application For Grant" may be requested by Grantee, approved by the Administrator of the Crime Prevention and Justice Assistance Division on Agency's behalf, and made by substituting or insert ing. the revisions in Exhibit "A". Modifications, alterations or changes to the period during which this Contract is In effect may be requested in writing by Grantee or Agency, up to forty-five (45) days before the Contract would otherwise terminate, and shall be effective as of the date approved by the Administrator of the Crime Prevention and Justice Assistance Division (if requested by Grantee) or Grantee (if requested by Agency) and made by attaching a party's written request with the other party's written approval thereon to this Contract. No oral modification, alteration, amendment, change, or extension of any term, provision or condition of this Contract shall be permitted. M. CONFLICT OF INTEREST. Grantee represents that it presently has no interest and promlses that it shall not acquire any interest, direct or indirect, that would conflict in any manner or degree with the performance of the services under this Contract. Revised 8/09 19 N. TERMINATION OF CONTRACT. 1. If, for any cause, Grantee refuses or fails to satisfactorily fulfill in a timely or proper manner its obligations under this Contract or any extension thereof, or if Grantee breaches any of the promises, terms or conditions of this Contract and, having been given reasonable notice of and opportunity to cure any such default, fails to take satisfactory corrective action within the time specified by Agency, Agency shall have the right to terminate this Contract by giving written notice to Grantee of such termination 'ten (10) calendar days before the effective date of such termination. The Grantee shall continue performance of the Contract to the extent it lS not terminated. Notwi thstanding termination of the Contract, and subject to any directions from the Agency, the Grantee shall take timely, reasonable, and necessary action to protect and preserve property in the possession of the Grantee in which the Agency has an interest. 2. Furthermore, Agency may terminate . this Contract without statement of cause at any time by giving written notice to Grantee of such termination at least thirty (30) calendar days before the effective date of such termination. 3. In the event of termination of either type, Revised S/09 20 all finished or unfinished documents, reports, summaries, lists, charts, graphs, maps, or other written material prepared by Grantee, under this Contract shall become Agency's property and, together with all information, data, reports, records, maps, and other materials (if any) provided to Grantee by Agency, shall be delivered and surrendered to Agency on or before the effective date of termination. 4. Grantee shall be entitled to recel ve only such compensation as shall have been satisfactorily earned prior to the effective date of te.rmination. Agency shall determine the amount of work satisfactorily completed and the amount of compensation satisfactorily earped. If the termination is for cause, any other provisions to the contrary notwithstanding, Grantee shall not be relieved of liability to Agency for damages sustained by Agency because of any breach by Grantee of this Contract. O. WAIVER. The failure of the Agency to insist upon strict compliance with any term, provision, or condition of this Contract shall not constitute or be deemed to constitute a waiver or relinquishment of the Agency's right to enforce the same In accordance with this Contract. It is expressly Revised 8/09 21 understood and agreed that no waiver granted by Agency on account of any violation of any promlse, term or condition of this Contract shall constitute or be construed In any manner as a wal ver of the prOrrllSe, term or condition or of the right to enforce the same as to any other or further violation. P. DISPUTES; GOVERNING LAW; VENUE. Any dispute concernlng a matter ,of fact arlslng under this Contract or any subcontract, which is not disposed of by mutual agreement within fifteen (15) calendar days, shall be decided by the Attorney General, or the Attorney General's duly designated representative, who shall reduce the decision to writing and mail or otherwise furnish a copy of the decision to Grantee. The decision of such person shall be final and conclusive. Pending final decision of such dispute, Grantee shall proceed diligently with the performance of this Contract in accordance with Agency's request. The validity of this Contract and any of its terms or provisions, as well as the rights and duties of the parties to this Contract, shall be governed by the laws of the State of Hawaii. Except as otherwise provided in this Section, any action to enforce this Contract or for breach of this Contract shall be brought only In a State court of competent jurisdiction in Honolulu, Hawaii. Revised 8/09 22 Q. ADDITIONAL CONDITIONS. Additional conditions may be imposed against Grantee by reducing them to writing and designating them as exhibits to this Contract. Any such exhibit shall be attached hereto and thereby incorporated herein. Revised 8/09 23 IN WITNESS WHEREOF, this Contract. APPROVED AS TO FORM: Deputy Attorney General, State of Hawaii APPROVED AS TO FORM AND LEGALITY By Print Name Title Corporation Counsel Date Revised 8/09 the parties hereto have executed DEPARTMENT OF THE ATTORNEY GENERAL STATE OF HAWAI I , ( II AGENCY II ) By Print Name Mark J. Bennett Its Attorney General Date HAWAII POLICE DEPARTMENT, COUNTY OF HAWAI I ( II GRANTEE II ) By APPROVAL RECOMMENDED By Print Name Harry S. Kubojiri Title Chief of Police Date 24 CRIME PREVENTION AND JUSTICE ASSISTANCE DIVISION DEPARTMENT OF THE ATTORNEY GENERAL 235 South Beretania Street, Suite 401 Honolulu, Hawaii 96813 APPLICATION FOR BYRNE JUSTICE ASSISTANCE GRANT-RECOVERY PART 1. TITLE PAGE A. PROJECT TITLE: HAW All NARCOTICS TASK FORCE B. APPLICANT AGENCY: Hawaii Police Department C. CENTRAL CONTRACTOR REGISTRATION: rgJ Yes 0 No DUNS No.. 613154335 D. APPLICATION RANKING WITHIN AGENCY: (as determined by agency head) E. ADDRESS: 349 Kapiolani Street City Hilo Zip 96720 F. LOCATION OF PROJECT: 349 Kapiolani Street, Hilo, Hawaii 96720 G. PROJECT PERIOD: From Julv L 2009 To June 30, 2010 H. AUTHORIZED PURPOSE AREA: Law Enforcement Programs I. TYPE OF APPLICATION: New 0 Continuation rgJ J. TOTAL PROJECT AMOUNT: $ 113,885 K. OTHER FUNDING SOURCES: Is the proposed project seeking other sources of funding? Yes 0 No rgJ If~, then provide name of source and the amount of funds that is being sought: Source Amount $ L. PERFORMANCE MEASURES: The applicant agrees to comply with all reporting, data collection and evaluation requirements, as prescribed by the Department of the Attorney General. Yes rgJ No 0 M. PROJECT DIRECTOR Name: Richard Sherlock Title: Lieutenant Address: Telephone: 349 Kapiolani StTeet, Hi10, Hawaii 96720 E-Mail: rsherlock@co.hawaii.hi.us 808-961-2253 Fax: 808-961-2372 N. FINANCIAL OFFICER Name: N ori Ishii Title: Accountant V Address: Telephone: 349 Kapiolani Street, Hilo, Hawaii 96720 E-Mail: nishii@co.hawaii.hi.us 808-961-2273 Fax: 808-961-2390 FOR CPJAD USE Date received: Project Number: 01-~1A- 20 EXHIBIT A AG/CPJAD #1 (Rev 03/3/2009) APPLICATION FOR BYRNE JUSTICE ASSISTANCE GRANT-RECOVERY PART II. DESCRIPTION OF PROJECT Note: This fonn does not provide spell check" A. THE PROBLEM The overwhelming flow of narcotics into and throughout the County and State of Hawaii remains a very significant threat to the citizens and communities ofthe Big Island. Both the supply and demand of crystal methamphetamine, marijuana, cocaine, heroin, and other pharmaceutical drugs have continued to increase in the County of Hawaii, as well as throughout the State. Cocaine remains popular and readily available throughout the County of Hawaii and is often used in conjunction with other drugs including heroin and marijuana. The majority of cocaine recovered by law enforcement is in its powdered form but recoveries of "crack" cocaine are still not uncommon. Black tar heroin is the most common form of heroin found in the County of Hawaii. Local heroin trafficking organizations are very secretive and loyal in nature and prove very difficult to infiltrate by law enforcement. The majority of methamphetamine, the number one threat in the State of Hawaii, has already been converted from its powder form into "ice" before it is distributed in the County of Hawaii. Crystal methamphetamine, cocaine, and heroin abuse can be attributed to drug trafficking organizations (DTO) with strong domestic and international ties. These "hard" drugs, being neither found nor produced locally in large quantities, are predominantly imported to the State of Hawaii via commercial and private air transportation, federal and private mail couriers, and through maritime transport vessels. Mexican DTO's have been responsible for the majority of Crystal Methamphetamine, Cocaine, and Heroin imported into the State through California and Nevada. Asian DTO's have also been reported as smuggling crystal methamphetamine into the State as well. The monetary proceeds are then transported back to the West Coast and/or Asia via courier or parcel. Marijuana continues to be readily available, as marijuana cultivators have developed and refined their methods to avoid detection of outdoor marijuana grows, and have also incorporated indoor cultivation with the use of artificial lighting and hydroponics technology. The demand for "Hawaiian" marijuana both domestically and internationally, due to its potency and reputation for high quality, continues to grow. In addition to the export of Hawaiian grown marijuana, Canadian marijuana (BC Bud) has also been intercepted as imports into the County of Hawaii via parcel and courier via California, Washington, and Oregon. Search warrants conducted on ice and cocaine traffickers have consistently revealed small seizures of marijuana. Due to the availability of marijuana and its use, it has been labelled by Hawaii High Intensity Drug Trafficking Area (HIDT A) as the second most abused drug in Hawaii. During the period of January 1 through December 31, 2008, the Hawaii Police Department had conducted 1,193 drug related investigations resulting in 621 "arrests. Officers had also seized 2,848.94 grams of cocaine, 3,849.62 grams of methamphetamine, 102.05 pounds of processed marijuana, and 69.42 grams of heroin. Numerous assets, vehicles, and currency related to narcotics investigations have also been seized for forfeiture during this time. The potential profit of drug trafficking is extremely high, prompting numerous people to become involved in drug trafficking. These persons have since invested large amounts of money, time and effort AG/CPJAD #1(a) (Rev 03/3/2009) Page 1 to set up distribution networks which are very sophisticated and well organized. Such networks operate on many different levels, filtering all the way down to the "street dealers," who often deal drugs to support their own habits, sell only "user" quantities, and are highly visible to the general public. Such "street dealers" are often the subject of numerous public complaints and become nuisances in any community in which they operate. The utilization of undercover officers to infiltrate drug trafficking organizations has repeatedly proven itself as a very effective means of dismantling the organization. Such operations often lead to the arrest of the upper-most levels of dealers in the organizations through undercover purchases of narcotics. In addition, police controlled purchases conducted with reliable confidential sources and cooperating individuals have also led to the arrest of many mid- to high-level dealers. Narcotic investigations are often complicated, lengthy, and tedious and depend greatly on the skills of a well-trained investigator. Without such skills and training, successful arrests and/or drug seizures would not be possible. However, as the methods and trends of drug trafficking continuously change, it is imperative that law enforcement personnel involved in narcotic investigations are continuously trained and educated in order to maintain effectiveness. The criminal element's knowledge ofthe techniques utilized by law enforcement to combat the drug problem is ever growing, not only by "word of mouth" communication as in the past, but also due to the amount of information available to them via the internet, not to mention the growing number of "reality" television shows in syndication. It is the intention of the Hawaii Police Department to ensure that the members of our Vice sections are abreast of the latest narcotic investigation techniques, intelligence, and resources to combat the ever changing and evolving methods of the modem day drug trafficking organizations. To combat the large amount of narcotics imported into the County of Hawaii, the Hawaii Police Department created an "Airport Smuggling Detail" which was assigned to the Hawaii Airport Task Force (HATF) comprised of Federally Deputized Officers from the four counties under the HIDTA initiative. This specialized unit is responsible for interdicting narcotics that are being smuggled into the Keaho1e International Airport in addition to other freight and parcel services in the County of Hawaii. The Hawaii Police Department continues to utilize narcotic detection canines as a valuable tool in narcotic investigations. Narcotics canines use their acute sense of smell to locate suspects or narcotics in any type of hiding spot. This ability affords officers a safer tool to utilize in apprehending suspects and narcotics. Currently, two (2) of the narcotic detection canines utilized by the Hawaii Police Department have reached their "retirement years" and must be replaced. As stated prior, crystal methamphetamine or "ice" remains the drug of choice throughout the County and State of Hawaii and has a devastating effect on the local communities and families in the County of Hawaii. In response, the Hawaii Police Department has created its own internal "Ice Task Force" and continues to seek the aide and cooperation of every Federal, State and County agency, to include the Hawaii Narcotics Task Force (HNTF) in an attempt to stem the flow ofiIlega1 narcotics into and throughout the County of Hawaii. Funding for the Hawaii Narcotics Task Force and the partnership between these agencies has resulted in numerous successful investigations which are summarized below: From the months of April to August of 2008, two Hawaii Police Department task force officers worked in an undercover capacity with the Kauai Police Department targeting "street" to "mid level" drug dealers. AG/CPJAD #1(a) (Rev 03/3/2009) Page 2 The investigation, named "Operation Round Up", was made possible by funding from the Hawaii Narcotics Task Force project and resulted in the arrests of over thirty-five (35) individuals for over one hundred (100) charges ranging from outstanding courtroom warrants to Methamphetamine Trafficking. In May of 2008, task force officers concluded a three month long investigation by arresting a 25 year old male after task force officers intercepted 89.2 grams of methamphetamine "stored" at one of his associate's properties. Through wires, informants, and surveillance, a Methamphetamine Trafficking case was built against the 25 year old male who was the head of a local drug trafficking operation and had been quite "elusive" escaping prosecution in prior investigations. In August of 2008, Hawaii Police Department task force officers received information from the Maui Police Department about a marijuana trafficking organization between Maui and Hilo. This resulted in the recovery of six (6) pounds of dry marijuana intended to be smuggled via private small engine Cessna between the two islands. The investigation concluded ata large sophisticated "indoor" grow on the Hamakua coast resulting in three arrests and the recovery of 397 marijuana plants, 5 pounds of dry processed marijuana, and numerous vehicles and other property. In September of 2008, Hawaii Police Department task force officers working with the DEA were able to conduct a controlled delivery of 237 grams of Crystal Methamphetamine hidden within a water pump to a vacant address on the Big Island where the parcel was then picked up by a 37 year old California man. The parcel was "interdicted" at the Honolulu FedEx office by the Hawaii Airport Task Force. In November of2008, Maui Police wrapped up a two year investigation into a marijuana trafficking organization that was "exploiting" existing State medical marijuana laws. A Hawaii Police Department task force officer also assisted the Maui Police in an undercover capacity to assist in infiltrating and dismantling this ring. Operation "Weedkiller" resulted in the arrest of seven Maui men and the recovery of hundreds of marijuana plants and $14,000 in cash. In November of2008, Hawaii Police Department task force officers with the assistance of the U.S. Postal Sevice arrested two persons after intercepting a parcel containing 13.1 grams of heroin from the Kailua Kona Post Office and conducting a successful "controlled delivery". In December of2008, the Hawaii Police Department concluded Operation "Nailgun", a methamphetamine trafficking investigation involving the FBI, ATF, ICE, and DEA which resulted in the arrest of seven suspects on Federal charges. These investigations, just to name a few, are representative of the partnership of resources and information gained from the Hawaii Narcotic Task Force project and the effect it has on drug trafficking not only in the County of Hawaii, but also the State of Hawaii The Hawaii Narcotics Task Force funding for fiscal year 2008 was limited to overtime and investigative travel. The Hawaii Police Department recognizes that training and equipment are also essential components of narcotic investigations. As illegal narcotics trafficking and dealing continues to remain a large problem for the State and County of Hawaii despite progress made in past years, the Hawaii Police Department wishes to use this recovery funding for training and equipment while still fulfilling the goals ofthe Hawaii Narcotics Task Force. AG/CPJAD #1(a) (Rev 03/3/2009) Page 3 B. GOALS AND OBJECTIVES The overall goal of the HNTF is to disrupt the flow of narcotics via the apprehension of mid- to high- level dealers smuggling and distributing narcotics into and within the State of Hawaii. The objectives are as follows: 1. Maintain a task force of personnel from the Hawaii Police Department, Maui Police Department, and the Kauai Police Department. 2. Increase the knowledge of vice officers by providing training in such topics as narcotic investigations, current drug trends, smuggling and distribution techniques, and State/Federallaws that impact the task force. 3. Meet at least quarterly to coordinate joint operations and training, as well as other enforcement efforts, and to share information. 4. Seize a minimum of 900 grams of cocaine, 600 grams of crystal methamphetamine, and 50 grams of heroin. 5. Make a minimum of200 drug-related arrests. 6. Conduct 3 joint task force operations. C. PROJECT ACTIVITIES 1. Investigative efforts will be directed towards the identIfication and arrest of drug distributors and smugglers. 2. The Hawaii Police Department's Narcotic Canine Unit will continue to playa vital role in the drug enforcement program. The unit also assists the HA TF in interdiction and distribution operations in East and West Hawaii. Time will be spent at the Hilo International and Keahole-Kona International Airport, as well as at private and federal mail and courier services. When requested, the canine unit is utilized to assist other State and Federal law enforcement agencies. An example of this is the occasional check of private aircrafts and cruise ships. Personnel assigned to the canine unit and/or those assigned to assist them will attend various workshops and seminars dealing with canine issues and investigative techniques. New narcotic detection canines will be purchased as needed to replace older canines. 3. In furtherance of the task force concept, the Hawaii Police Department will continue to participate and assist in interagency investigations. 4. Personnel will attend quarterly meetings in order to share current information and to coordinate joint operations as well as other enforcement efforts. AG/CPJAD #1(a) (Rev 03/3/2009) Page 4 5. Training of personnel is an essential component to the drug enforcement program. Training will include attending conferences and workshops on topics that will be instrumental in increasing the attendees' knowledge and work performance. Training will also familiarize the narcotics officers with current and up-to-date trends of various narcotics concerns and investigative techniques. D. PROJECT ORGANIZATION AND MANAGEMENT The project director for the Hawaii Police Department shall be the Lieutenant ofthe Area I Vice Section. The project director will be responsible for the overall management of the Project and will oversee department activities with the Hawaii Narcotic Task Force. The project director reports to the captain of the Criminal Investigation Division. The Criminal Investigation Division falls under the command ofthe Major and Assistant Chief of Area I Operations. E. PERSONNEL The County police departments will use existing personnel; there will be no hires for the project. F. BRIEF PERSONNEL BIOGRAPHIES N/A G. PARTICIPATING AGENCIES 1. The lead agency and facilitator for the County police departments will be the Maui Police Department who will, through the Vice Division, coordinate technical assistance, training, and manpower. 2. The Hawaii Police Department will conduct enforcement throughout the County of Hawaii and provide manpower assistance to the other Counties on an "as needed" basis. 3. The HNTF is comprised ofthe following County agencies: Hawaii Police Department Maui Police Department Kauai Police Department 4. Participating agencies shall include the: Drug Enforcement Administration U.S. Customs & Immigration Enforcement U.S. Postal Service National Park Service U.S. Coast Guard Federal Bureau of Investigation U.S. Attorney General Internal Revenue Service AG/CPJAD #I(a) (Rev 03/3/2009) Page 5 State Attorney General Department of Land and Natural Resources State Narcotic Enforcement Division Hawaii National Guard Honolulu Police Department County Prosecutor's Office Hawaii HIDT A H. PERFORMANCE INDICATORS/OUTCOME MEASURES The American Recovery Act and Reinvestment Act JAG (ARRA JAG) of2009, requires grantees to report specific Performance Measures for project activities. Refer to Table I to locate the Performance Measures that pertain to this project. 1: 2: 3: 4: 5: Training: Equipment/Supplies: Contractual Support: Task Force Activities: Outcomes for All Activity Areas: Questions #14-24 Questions #39-42 Questions #43-46 Questions #66-83 Questions #84-86 1. PROBABILITY TO IMPROVE THE CRIMINAL JUSTICE SYSTEM The Hawaii Narcotics Task Force Project will provide Hawaii Police Department with the continued funding necessary to investigate and apprehend mid- to high-level drug dealers. The sharing of resources and information between the Task Force participants will affect not only the individual Counties but also the State of Hawaii. The results will be a decrease in the flow of illegal narcotics into the State which will positively impact all aspects of police work and the criminal justice system AG/CPJAD #1(a) (Rev 03/3/2009) Page 6 Tp"BLE 1 (ARRA) JAG PERFORMANCE MEASURES Activity Area: StateILocal Initiatives State and local initiatives include activities that are planned for implementation of a new program to provide a direct service or to improve a criminal justice system by implementing a new process, procedure, or policy. Initiatives may improve a program, service, or system. They also may include the implementation of a new program to meet an identified need of a population. Planned activities also may include a campaign to counteract criminal activity in a variety of settings. Total number of new state initiatives planned (System Improvement) 2 Total number of new local initiatives planned (System Improvement) The purpose of this output indicator is to measure the number of new state-initiated programs, services or interagency task forces that are funded wholly or partially by (ARRA) JAG funds. Appropriate for grantees under any purpose area that uses (ARRA) JAG funds to implement programs' that have a direct impact on a targeted population or use funding for system improvement activities. Report the total number of new state- initiated programs, services or interagency task forces that are planned for the project period. SOURCE: Agency records are preferred data source. The purpose of this output indicator is to measure the number of new locally-initiated programs, services or interagency task forces that are funded wholly or partially by (ARRA) JAG funds. Appropriate for grantees under any purpose area that use (ARRA) JAG funds to implement programs that have a direct impact on a targeted population or use funding for system improvement type activities. Report the A. Total number of new state initiatives planned for the project period (life of the award). A. Total number of new local initiatives planned for the project period (life of the award) Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Activity Area: State/Local lnitiatives 3 Total number of statE initiatives maintained using (ARRA) JAG funds (System Improvement) 4 Total number of local initiatives maintained using (ARRA) JAG funds (System Improvement) total number of new locally- initiated programs, services or interagency task forces that are planned for the project period. SOURCE: Agency records are preferred data source. The purpose of this output indicator is to measure the number of state initiated programs, services or interagency task forces that are maintained wholly or partially by (ARRA) JAG funds. Appropriate for grantees under any pu rpose a rea that uses (ARRA) JAG funds to maintain programs that have a direct impact on a targeted population or use funding for system improvement activities. Report the total number of state- initiated programs, services, or interagency task forces that are maintained for the project period. SOURCE: Agency records are preferred data source. The purpose of this output indicator is to measure the number of locally-initiated programs, services or interagency task forces that are funded wholly or partially by (ARRA) JAG funds. Appropriate for grantees under any purpose area that use (ARRA) JAG funds to maintain programs that have a direct impact on a targeted population or use funding for system improvement activities. Report the total number of state- initiated programs, A. Total number of state initiatives maintained for thE project period (life of the award) A. Total number of local initiatives maintained for the project period (life of the award) Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 2 Activity Area: State/Locallnitiatives 5 Number of program participants receiving services (Di rect Service) 6 Number of defined groups receiving services (Direct Service) services, or interagency task forces that are maintained for the project pe riod. SOURCE: Agency records are preferred data source. The purpose of this A. output indicator is to measure service provision levels. Appropriatj: for grantees in purpose areas in which (ARRA) B. JAG funds are used for direct services to individuals and/or groups of program participants. (e.g., crime prevention/intervention C. programs, one-to-one contact, support groups). Program participants may be defined by the population served by the program. Report the number of program participants who received services during the reporting period SOURCE: Program records are preferred data source. SHOULD ONLY USE IF DATA for ITEM #3 IS NOT REPORTED. The pu rpose of th is output indicator is to measure service provision levels. AppropriCjte for grantees in purpose areas in which (ARRA) JAG funds are used for direct services to groups of individuals (e.g., crime prevention awareness campaigns to schools, communities or organizations). A r- defined group includes schools, communities, organizations, agencies or departments. Report the number of communities or Number of program partici pants receiving services carried over from the previous reporting period Number of NEW program pa rtici pa nts receiving services that were added during the reporting period Sum (a+b) Auto- calculated by PMT A. Number of defined groups receiving services carried over from the previous reporting period B. Number of NEW defined groups added during the reporting period C. Sum (a+b) Auto- calculated by PMT Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Crime Victim and Witness .., -' Activity Area: State/Local Initiatives organizations that received services during the reporting period. Community includes groups of people by organization, neighborhood or affiliation. Use measures with "defined groups" when the number of individuals can not be determined. SOURCE: Program records are preferred data source. 7 Number of The purpose of this A. program slots output indicator is to offered measure program through capacity. Appropriate initiatives for grantees in purpose B. (Direct areas in which (ARRA) Service) JAG funds are used for direct services to individuals or programs C. offered to groups of individuals. Program slots are, for example, service delivery slots, programs, and campaigns. Report the number of program slots offered through initiatives as a result of (ARRA) JAG funds during the reporting period. The number of slots available at the start of the reporting period reflects the number of slots that are available for use with funds from your current (ARRA) JAG award. SOURCE: Program records are preferred data source. 8 Number of The purpose of the A. local outcome indicator is to initiatives measure implemented accountability. (System Appropriate for Improvement) grantees in purpose B. areas that use (ARRA) JAG funds for system improvement. Report the number of locally- initiated initiatives implemented. (e.g., C. programs, task force Number of program slots available at the sta rt of the reporting period Number of NEW program slots created during the reporting period Sum (a+b) Auto- calculated by PMT Number of local initiatives implemented during the reporting period Total number of local initiatives planned for the project period (Auto-filled by PMT from #2a) Percent (a/b) Auto- calculated by PMT Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 4 Activity Area: State/Local Initiatives operations) SOURCE: Program records are preferred data source 9 Number of The purpose of the A. Number of state Law Enforcement state outcome indicator is to initiatives Prosecution and Court initiatives measure implemented Prevention and Education implemented accountability. during the Corrections and Community Corrections (System Appropriate for reporting period Drug Treatment and Enforcement Improvement) grantees in purpose B. Total number of Planning, Evaluation and Technology Improvement areas that use (ARRA) state initiatives Crime Victim and Witness JAG funds for system planned (AUTO-fill improvement. Report from #1a) the number of state- C. Percent (a/b) Auto- initiated initiatives calculated by PMT implemented. (e.g., programs, task force operations) SOURCE: Program records are preferred data source 10 Number of The purpose of this A. Number of program Law Enforcement program outcome indicator is to participants who Prosecution and Court participants measure completed Prevention and Education who accountability. programming Corrections and Community Corrections completed Appropriate for during the Drug Treatment and Enforcement programming purpose areas in which reporting period Planning, Evaluation and Technology Improvement (Direct direct services are B. Total number of Crime Victim and Witness Service, provided to individuals. program System Report the number of participants that Improvement) participants who exited completed services programming provided during the during the reporting period. reporting period SOURCE: Program (complete or not records are preferred complete) data source C. Percent complete (a/b) Auto- calculated by PMT 11 Number of SHOULD ONLY USE A. Number of defined Law Enforcement defined IF DATA for ITEM groups that Prosecution and Court groups that #18 IS NOT completed Prevention and Education completed REPORTED. The programming Corrections and Community Corrections programming purpose of this during the Drug Treatment and Enforcement (Direct outcome indicator is to reporting period Planning, Evaluation and Technology Improvement Service, measure B. Number of defined Crime Victim and Witness System accountability. groups that exited Improvement) Appropriate for programming purpose areas in which during the direct services are reporting provided to period(complete or communities or not complete) defined groups (e.g., C. Percent (a/b) Auto- the Maple Street calculated by PMT business association, the Main High School Parent/Teachers Organization, Orange County.) Public 5 Activity Area: State/Local lnitiatives 12 Cost savings (in man hours) as a result of new systems implemented (System Improvement) 13 Cost savings (in dollars) as a result of new systems implemented (System Improvement) awareness campaigns would fit under this category. Report the number of defined groups that completed programming provided during the reporting period. SOURCE: Program records are preferred data source The purpose of this outcome indicator is to measure program cost savings In man hours. Appropriate for all purpose areas that provide direct service and are able to realize a cost savings as a result of implementing new systems. The period "prior to the initiative" represents the activities that occurred prior to the start of grant-funded activities. The cost of standard procedures before system changes were made provided in man hours. The period "after initiative" refers to the activities that occur with grant funds. SOURCE: Agency records are preferred data source The purpose of this outcome indicator is to measure program cost savings in dollars. Appropriate for all purpose' areas that provide direct service and are able to realize a cost savings as a result of implementing new systems. The period "prior to the initiative" represents the activities that occurred prior to the start of grant-funded activities. The cost of standard procedures before system changes were made provided in dollars. The period "after initiative" refers A. Number of man hou rs req u ired prior to initiative Number of man hours required after initiative Savings (a-b) Auto- calculated by PMT B. c. A. Dollars expended prior to initiative Dollars expended after initiative Savings (a-b) Auto- calculated by PMT B. c. Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 6 Acti vity Area: State/Local Initiatives to the activities that occur with grant funds. SOURCE: Agency records are preferred data source 7 (ARRA) JAG PERFORMANCE MEASURES Activity Area: Training Training activities would include the provision of different types of training, the purchase 'of training services for or to staff or departments. 14 Amount of The purpose of the output A. Amount of funds Law Enforcement (ARRA) JAG indicator is to measure used to provide Prosecution and Court funds used to system accountability. training during Prevention and Education provide Appropriate for grantees in the reporting Corrections and Community Corrections training purpose areas that use period Drug Treatment and Enforcement (System (ARRA) JAG funds for system Planning, Evaluation and Technology Improvement Improvement) improvement. Report the Crime Victim and Witness amount of (ARRA) JAG funds used to provide training. Training may be delivered by the grantee or funds used to acquire training for staff. All training is paid with (ARRA) JAG funds. SOURCE: Program records are preferred data source 15 Number of The purpose of the output A. Number of Law Enforcement training indicator is to measure training requests Prosecution and Court req uests service levels. Appropriate for received during Prevention and Education received grantees in purpose areas the reporting Corrections and Community Corrections (System that use (ARRA) JAG funds for period Drug Treatment and Enforcement Improvement) system improvement. Report Planning, Evaluation and Technology Improvement the number of requests Crime Victim and Witness received. SOURCE: Program records are preferred data source 16 Number of The purpose of this output A. Number of staff Law Enforcement staff trai ned indicator is to measure trained during the Prosecution and Court (System system/program capacity. reporting period Prevention and Education Improvement) Appropriate for grantees in B. Total number of Corrections and Community Corrections purpose areas that use staff needing Drug Treatment and Enforcement (ARRA) JAG funds for system training during the Planning, Evaluation and Technology Improvement improvement. Report the reporting period Crime Victim and Witness number of staff trained during C. Total number of the reporting period. individuals on staff (Training is paid for with D. Percent trained (ARRA) JAG fU,nds.) SOURCE: (a/c) Auto- Program records are calculated by PMT preferred data source E. Percent of those needing training and were tramed (a/b) Auto- calculated by PMT F. Percent of staff that needed training (b/c) Auto-calculated by PMT 8 8 Activity Area: Training 17 Number of SHOULD ONLY USE IF A. Number of defined Law Enforcement defined DATA for ITEM #14 IS groups trained Prosecution and Court groups NOT REPORTED. The during the Prevention and Education trained purpose of this output reporting period Corrections and Community Corrections (System indicator is to measure B. Total number of Drug Treatment and Enforcement Improvement) system/program capacity. defined groups Planning, Evaluation and Technology Improvement Appropriate for grantees in needing training Crime Victim and Witness purpose areas that use during the (ARRA) JAG funds for system reporting period improvement. To train C. Percent of those defined groups who are needing training within a defined geographic and were trained region or discipline. Report (a/b) Auto- the number of defined groups calculated by PMT (i.e., com m un ities/ orga n izations/ ag encies) trained during the reporting period. (Training is paid with (ARRA) JAG funds.) Use measures with "defined groups" when the number is too large to determine the number of individuals. SOURCE: Program records are preferred data source 18 Number of The purpose of this output A. Number of training Law Enforcement training indicator is to measure calls held during Prosecution and Court events held accountability. Appropriate for the reporting Prevention and Education (System grantees in purpose areas period Corrections and Community Corrections Improvement) that use (ARRA) JAG funds for B. Number of training Drug Treatment and Enforcement system improvement. Report conferences held Planning, Evaluation and Technology Improvement the number of training events during the Crime Victim and Witness by type held during the reporting period reporting period. Source: C. Number of training Program records are the manuals produced preferred data source. during the reporting period D. Other forms of training conducted during the reporting period E. Sum (a+b+c+d) Auto-calculated by PMT 19 Percent of The purpose of this outcome A. Number of staff Law Enforcement staff who indicator is to measure who completed Prosecution and Court completed system/program capacity. training during the Prevention and Education training Appropriate for grantees in reporting period Corrections and Community Corrections (System purpose areas that use B. Total number of Drug Treatment and Enforcement Improvement) (ARRA) JAG funds for system staff who Planning, Evaluation and Technology Improvement improvement. Report the participated in Crime Victim and Witness number of staff who training during the completed training during the reporting period reporting period (Training is C. Percent (a/b) paid for with (ARRA) JAG Auto-calculated by funds.) Source: Event records PMT are the preferred data source. 9 Activity Area: Training 20 Percent of SHOULD ONLY USE IF A. Number of defined Law Enforcement defined DATA for ITEM #17 IS groups who Prosecution and Court groups that NOT REPORTED. The completed the Prevention and Education completed purpose of this outcome training during the Corrections and Community Corrections training indicator is to measure reporting period Drug Treatment and Enforcement (System system/program capacity. B. Total number of Planning, Evaluation and Technology Improvement Improvement) Appropriate for grantees in defined groups Crime Victim and Witness purpose areas that use that participated ih (ARRA) JAG funds for system the training during improvement. Report the the reporting number of defined groups period ( communities/organizations/a C. Percent (a/b) gencies) that completed Auto-calculated by training during the reporting PMT period (Training is paid with (ARRA) JAG funds.) Source: Event records are the preferred data source. 21 Percent of The purpose of this outcome A. Number of staff Law Enforcement staff who indicator is to measure trained who report Prosecution and Court reported the effectiveness. Appropriate for training as useful Prevention and Education training as grantees in purpose areas during the Corrections and Community Corrections useful that use (ARRA) JAG funds for reporting period Drug Treatment and Enforcement (System system improvement. Report B. Number of staff Planning, Evaluation and Technology Improvement Improvement) the number of staff who who completed Crime Victim and Witness reported training as useful training during the during the reporting period reporting period (Training is paid with (ARRA) (Auto-filled by JAG funds.) Source: Event PMT from #19a) evaluation is the preferred C. Percent (a/b) data source. Auto-calculated by PMT 22 Percent of SHOULD ONLY USE IF A. Number of defined Law Enforcement defined DATA for ITEM #19 IS groups who Prosecution and Court groups who NOT REPORTED. The reported the Prevention and Education reported the purpose of this outcome training as useful Corrections and Community Corrections training as indicator is to measure during the Drug Treatment and Enforcement useful effectiveness. Appropriate for reporting period Planning, Evaluation and Technology Improvement (System grantees in purpose areas B. Number of defined Crime Victim and Witness Improvement) that use (ARRA) JAG funds for groups trained system improvement. Report during the the number of defined groups reporting period ( communities/organizations/a (Auto-filled by gencies) who reported the PMT from #20a) training as useful during the C. Percent (a/b) reporting period (Training is Auto-calculated by paid with (ARRA) JAG funds.) PMT Source: Event evaluation is the preferred data source. 23 Percent of The purpose of this outcome A. Number of staff Law Enforcement staff who indicator is to determine who reported an Prosecution and Court reported an effectiveness in criminal increase in skills Prevention and Education increase in justice system operations. during the Corrections and Community Corrections skills Appropriate for grantees in reporting period Drug Treatment and Enforcement 10 Activity Area: Training (System pu rpose a reas that use B. Number of staff Planning, Evaluation and Technology Improvement Improvement) (ARRA) JAG funds for system trained during the Crime Victim and Witness improvement. Report the reporting period number of staff who indicate (Auto-filled by an increase in skills during the PMTfrom #19a) reporting period (attributable C. Percent (a/b) to (ARRA) JAG funds.) Auto-calculated by Source: Pre/Post tests are the PMT preferred data source. 24 Percent of The purpose of this outcome A. Number of staff Law Enforcement staff who indicator is to determine who reported an Prosecution and Court reported an effectiveness in criminal increase in Prevention and Education increase in justice system operations. knowledge during Corrections and Community Corrections knowledge Appropriate for grantees in the reporting Drug Treatment and Enforcement (System purpose areas that use period Planning, Evaluation and Technology Improvement Improvement) (ARRA) JAG funds for system B. Number of staff Crime Victim and Witness improvement. Report the trained during the number of staff who reported reporting period an increase in knowledge (Auto-filled from during the reporting period # 19a) (attributable to (ARRA) JAG C. Percent (a/b) funds.) Source: Pre/Post tests Auto-calculated by are the preferred data source. PMT ] ] (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Technical Assistance This activity area includes the provision of technical assistance for staff. 25 Amount of (ARRA) JAG funds used to provide technical assistance (System Improvement) 26 Number of staff who received technica I assistance (System Improvement) The purpose of the output indicator is to measure system accountability. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the amount of (ARRA) JAG funds used to provide technical assistance. SOURCE: Program records are preferred data source The purpose of this output indicator is to measure system/program capacity. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the number of staff who received technical assistance during the reporting period. SOURCE: Program records are preferred data source A. Amount of (ARRA) JAG funds used to provide technical assistance during the reporting period A. Number of staff who received technical assistance during the reporting period B. Total number of staff needing technical assista nce C. Total number of individuals on staff D. Percent receiving technical assistance (a/c) Auto-calculated by PMT E. Percent of those needing technical assistance and received (ajb) Auto-calculated by PMT F. Percent of staff that needed tech n ica I assistance (b/c) Auto-calculated Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness ]2 ACTIVITY AREA: Technical Assistance by PMT 27 Number of The purpose of A. Number technical Law Enforcement technical the output assista nce Prosecution and Court assistance indicator is to requests received Prevention and Education requests received measure service during the Corrections and Community Corrections (System levels. reporting period Drug Treatment and Enforcement Improvement) Appropriate for Planning, Evaluation and Technology grantees in Improvement purpose areas Crime Victim and Witness that use (ARRA) JAG funds for system improvement. Report the number of requests received. SOURCE: Program records are preferred data source 28 Number of The purpose of A. Number of Law Enforcement technical this outcome technical Prosecution and Court assistance events indicator is to assistance events Prevention and Education held measure held by phone Corrections and Community Corrections (System accountability. during the Drug Treatment and Enforcement Improvement) Appropriate for reporting period Planning, Evaluation and Technology grantees in B. Number of Improvement purpose areas technical Crime Victim and Witness that use (ARRAy assistance JAG funds for meetings held system during the improvement. reporting period Report the C. Number of number of technical technical assistance assistance events manuals by type held produced during during the the reporting reporting period. period Source: Program D. Other forms of records are the technical preferred data assistance source. delivery held during the reporting period E. Total (a+b+c+d) Auto-calculated by PMT 29 Percent of staff The purpose of A. Number of staff Law Enforcement who reported the this outcome who reported Prosecution and Court technical indicator is to technical Prevention and Education assista nce as measure assistance as Corrections and Community Corrections useful effectiveness. useful during the Drug Treatment and Enforcement (System Appropriate for reporting period Planning, Evaluation and Technology 13 ACTIVlTY AREA: Technical Assistance Improvement) grantees in B. Number of staff Improvement purpose areas to req uest Crime Victim and Witness that use (ARRA) technical JAG funds for assistance during system the reporting Improvement. period Report the C. Percent (a/b) number of staff Auto-calculated who reported by PMT technical assistance as useful (paid with (ARRA) JAG funds). Source: Program records are the preferred data source. 30 Percent of staff The purpose of A. Number of staff Law Enforcement who reported an this outcome who reported an Prosecution and Court increase in skills indicator is to increase in skills Prevention and Education (System determine as a result of Corrections and Community Corrections Improvement) effectiveness in technical Drug Treatment and Enforcement criminal justice assistance Planning, Evaluation and Technology system received during Improvement operations. the reporting Crime Victim and Witness Appropriate for period grantees in B. Number of staff pu rpose areas to req uest that use (ARRA) technical JAG funds for assistance during system the reporting improvement. period (Auto-filled Report the by PMT from number of staff #29b) who reported an C. Percent (a/b) increase in skills Auto-calculated during the by PMT reporting period (attributable to (ARRA) JAG funds.) Source: Pre/ post tests are the preferred data source. 31 Percent of staff The purpose of A. Number of staff Law Enforcement who reported an this outcome who reported an Prosecution and Court increase in indicator is to increase in Prevention and Education knowledge determine knowledge as a Corrections and Community Corrections (System effectiveness in result of technical Drug Treatment and Enforcement Improvement) criminal justice assistance Planning, Evaluation and Technology system received during Improvement operations. the reporting Crime Victim and Witness Appropriate for period grantees in B. Number of staff purpose areas to req uest that use (ARRA) technical JAG funds for assistance during system the reporting 14 ACT1V1TY AREA: Technical Assistance improvement. Report the number of staff who reported an increase in knowledge during the reporting period (attritJutable to (ARRA) JAG funds.) period (Auto-filled from #29b) C. Percent (a/b) Auto-calculated by PMT J 5 (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Personnel Personnel activities may include the employment of new staff either through new recruitment activities or payment to existing stafffor work over and beyond (overtime) the normal work period. The (ARRA) JAG grant program allows use or funds for retention of positions otherwise lost due to budget cutbacks. 32 Number of new The purpose of A. Number of Law Enforcement personnel paid this output NEW Prosecution and Court with (ARRA) JAG indicator is to personnel Prevention and Education funds measure the paid with Corrections and Community Corrections (System extent of (ARRA) JAG Drug Treatment and Enforcement Improvement) personnel hours funds during Planning, Evaluation and Technologylmprovement paid with (ARRA) the reporting Crime Victim and Witness JAG funds period (system E.. Total nUrTtber capacity). of existing Appropriate for personnE! grantees in paid by a!! purpose areas OTHER (non- that use (ARRA) ARRP. JAG) JAG funds for sourCES system during the improvement. reporting Report the period number of new C. Total (a+b) personnel paid Auto- with (ARRA) JAG calculated by funds during the PMT reporting period. D. Percent (a/c) SOURCE: Agency Auto- records are calculated by preferred data PMT source 33 Indicate the type The purpose of A. Law Law Enforcement of NEW this output Enforcement Prosecution and Court personnel paid i nd icator is to Personnel Prevention and Education with (ARRA) JAG measure B. Prosecution Corrections and Community Corrections funds accountability . and Court Drug Treatment and Enforcement (System Appropriate for Personnel Planning, Evaluation and Technology Improvement Improvement) grantees in C. Prevention Crime Victim and Witness purpose areas and that use (ARRA) Education JAG funds for Personnel system D. Corrections improvement. and Check all boxes Community applicable to the Corrections type of NEW Personnel personnel paid E. Drug with (ARRA) JAG Treatment funds during the and reporting period. Enforcement SOURCE: Agency Personnel records are F. Planning, ]6 ACTIVITY AREA: Personnel preferred data Evaluation, source and Technology Improvement Personnel G. Crime Victim and Witness Personnel 34 Number of The purpose of A. Number of Law Enforcement personnel this output personnel Prosecution and Court retained with indicator is to retained with Prevention and Education ARRA (ARRA) measure the ARRA (ARRA) Corrections and Community Corrections JAG funds extent of JAG funds Drug Treatment and Enforcement (System personnel during the Planning, Evaluation and Technology Improvement Improvement) retained as a reporting Crime Victim and Witness result of ARRA period (ARRA) JAG B. Total number funds. This of existing measure is only personnel appropriate for paid by all the ARRA (ARRA) OTHER (non- JAG because the ARRA JAG) ARRA (ARRA) sou rces JAG allows use of during the funds for reporting retention of period positions C. Total otherwise lost (a+ b )Auto- due to budget calculated by cutbacks. The PMT intent of this D. Percent (ale) measure is to Auto- ca ptu re the calculated by number of PMT personnel retained each quarter for the life of the award. Report the number of personnel maintained with ARRA (ARRA) JAG funds during the reporting period. SOURCE: Agency records are the preferred data source. 35 Indicate the type The purpose of A. Law Law Enforcement of RETAINED this output Enforcement Prosecution and Court personnel paid indicator is to Personnel Prevention and Education with ARRA measure B. Prosecution Corrections and Community Corrections (ARRA) JAG accountability. and Court Drug Treatment and Enforcement funds Appropriate for Personnel Planning, Evaluation and Technology Improvement (System grantees in C. Prevention Crime Victim and Witness Improvement) purpose areas and 17 ACTIVITY AREA: Personnel 36 Number of overtime hours paid with (ARRA) JAG funds (System Improvement) that use (ARRA) JAG funds for system improvement. This measure is only appropriate for the (ARRA) JAG because the (ARRA) JAG allows use of funds for retention of positions otherwise lost due to budget cutbacks. Check all boxes applicable to the type of RETAINED personnel paid with (ARRA) JAG funds during the reporting period. SOURCE: Agency records are the preferred data source. The purpose of this output indicator is to measure system/program capacity. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the number of overtime hours paid with (ARRA) JAG funds during the reporting period. Report total hours of overtime paid by all OTHER (non- ARRA) JAG) sources. This is a total of hours from the agency represented in the grant application. Education Personnel D. Corrections and Community Corrections Personnel E. Drug Treatment and Enforcement Personnel F. Planning, Evaluation, and Technology Improvement Personnel G. Crime Victim and Witness Personnel A. Number of overtime hours paid with (ARRA) JAG funds during the reporting period B. Total number of hours of overtime paid by all OTHER (non-ARRA JAG) sources during the reporting period C. Total (a+b) Auto- calculated by the PMT D. Percent (a/c) Auto- calculated by the PMT Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness ] 8 ACTIVITY AREA: Personnel 37 Percent of departments that report desired efficiency (System Improvement) 38 Percent of departments that report desired program quality (System Improvement) Source: Agency records are the preferred data source. The purpose of this outcome indicator is to measure desired efficiency . Appropriate for grantees under any purpose area that use (ARRA) JAG funds for system improvement activities. Report the number of departments that report desired efficiency as a result of new personnel or overtime paid with (ARRA) JAG funds. SOURCE: Agency records are the preferred data source. The purpose of this outcome indicator is to measure increased program quality. Appropriate for grantees under any purpose area B. that use (ARRA) JAG funds for system improvement activities. Report the number of departments that report desired program quality as a result of new personnel and overtime paid with (ARRA) JAG funds. SOURCE: Agency C. records are preferred data source. A. Number of departments that report desired efficiency during the reporting period B. Total number of departments that used (ARRA) JAG funds to hire new personnel, maintain personnel or pay for overtime hours C. Percent (a/b) Auto- calculated by PMT A. Number of departments that report desired program quality during the reporting period Total number of departments that used (ARRA) JAG funds to hire new personnel, maintain personnel or pay for overtime hours (Auto- filled from #37b) Percent (a/b) Auto- calculated by PMT Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 19 (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Equipment/Supplies Equipment and supplies includes the purchase of new or replacement equipment or supplies to improve or replace what currently exists. 39 Amount of The purpose of A. Amount of Law Enforcement (ARRA) JAG this output (ARRA) JAG Prosecution and Court funds used to measure is to funds used to Prevention and Education purchase document the purchase Corrections and Community Corrections equipment extent of equipment Drug Treatment and Enforcement and/or supplies equipment and/or Planning, Evaluation and Technology Improvement (System and/or supplies supplies Crime Victim and Witness Improvement) purchased with during the (ARRA) JAG reporting funds. period Appropriate for grantees in all purpose areas that use (ARRA) JAG funds for system improvement. Report the amount of (ARRA) JAG funds used to purchase equipment and/or supplies. SOURCE: Program records are preferred data source 40 I ndicate the The purpose of A. Weapons Law Enforcement number by types this output B. Equipment Prosecution and Court of equipment indicator is to for police Prevention and Education and/or supplies measure cruisers Corrections and Community Corrections purchased with accountability. C. Uniforms Drug Treatment and Enforcement (ARRA) JAG Appropriate for D. CAD Planning, Evaluation and Technology Improvement funds grantees in E. RMS Crime Victim and Witness (System F. Software - purpose areas Improvement) that use (ARRA) G. Computers JAG funds for H. Mobile access system equipment improvement. (ex. Aircards Report the for Verizon, number by types Sprint, AT&T, of equipment or ete. ) supplies 1. Security purchased with systems (ARRA) JAG (station or funds during the evidence reporting period. room) 20 ACTIVITY AREA: Equipment/Supplies 41 Number of equipment and/or supply requests purchased with (ARRA) JAG funds (System Improvement) SOURCE: J. Biometric Program records equipment are preferred (Live scans, data source fingerprint readers, etc.) K. In-car camera systems L. Video observation ( station, community, pole cams) M. Undercover surveillance equipment (microphones , video) N. License plate readers O. Kiosk units for community access or reg istration P. Vehicles Q. Radios R. Other (please specify type and quantity) The purpose of this output measure is to document the extent of equipment and/or supplies purchased with (ARRA) JAG funds. Appropriate for grantees in all purpose areas that use (ARRA) JAG funds for system improvement. Report the number of equipment and/or supply requests received and of that, the number purchased with (ARRA) JAG funds. SOURCE: A. Number of equipment and/or supply req uests purchased with (ARRA) JAG funds during the reporting period B. Number of equipment and/or supply requests received C. Percent ( a/b) Auto- calculated by PMT Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 2] ACT1VlTY AREA: Equipment/Supplies 42 Percent of staff that directly benefit from equipment or supplies purchased by (ARRA) JAG funds, who report a desired change in their job performance (System Improvement) Program records are preferred data source. The purpose of this outcome indicator is to measure efficiency. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the number of staff that directly benefit from equipment or supplies purchased with (ARRA) JAG funds, who report a desired change in their job performance during this reporting period. SOURCE: This is a count of direct staff that benefit from the equipment and/or supplies purchased. Program records are preferred data source A. Number of staff that directly benefit from equipment or supplies purchased by (ARRA) JAG funds, who report a desired change in their job performance B. Number of staff to receive equipment or supplies purchased with (ARRA) JAG funds during the reporting period C. Percent ( a/b) Auto- calculated by PMT D. Explain the impact on job performance for the reporting period Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 22 (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Contractual Support Contractual support includes activities that address issues that help to improve the effectiveness and/or efficiency in various points of the criminal justice system. This may include consultants or evaluators, not otherwise captured in another activity area. 43 Number of hours paid with (ARRA) JAG funds for contractual support (System Improvement) 44 Types of contractual support paid with (ARRA) JAG funds (System Improvement) The purpose of this output indicator is to measure program/system capacity. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the number of hours paid with (ARRA) JAG funds for contractual support during the reporting period. SOURCE: Program records are a preferred data source. The purpose of this output indicator is to measure accountability. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the types of co ntract support paid with (ARRA) JAG funds during the reporting period. SOURCE: Program records are a preferred data source. A. Number of hours paid with (ARRA) JAG funds for contractual support during the reporting period A. Indicate the types of contractual support paid with (ARRA) JAG funds during the reporting period Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 23 ACTIVITY AREA: Contractual Support 45 Number of The purpose of A. Number of Law Enforcement departments that this outcome departments Prosecution and Court report a desired measure is to that report a Prevention and Education change in document desired Corrections and Community Corrections efficiency improved change in Drug Treatment and Enforcement (System efficiency. efficiency Planning, Evaluation and Technology Improvement I m prove ment) Appropriate for during the Crime Victim and Witness g ra ntees under reporting any purpose area' period that use (ARRA) B. Number of JAG funds for departments system that received improvement contractual activities. Report support with the number of (ARRA) JAG departments that funds during report a desired the reporting change in period efficiency (e.g., C. Percent (a/b) reduced case Auto- backlogs, calculated by increased PMT ., contacts with D. Explain the offenders or impact on victims) as a efficiency result of (ARRA) during the JAG funds during reporting the reporting period period. SOURCE: Program records are a preferred data source. 46 Number of The purpose of A. Number of Law Enforcement departments that this outcome departments Prosecution and Court report a desired measure is to that report a Prevention and Education change in document desired Corrections and Community Corrections program quality improved change in Drug Treatment and Enforcement (System program quality. program Planning, Evaluation and Technology Improvement Improvement) Appropriate for quality during Crime Victim and Witness grantees under the reporting any purpose area period that use (ARRA) B. Number of JAG funds for departments system that received improvement contractual activities. Report support with the number of (ARRA) JAG departments that funds report a desired C. Percent (a/b) change in Auto- program quality calculated by (e.g., per staff PMT caseloads meet D. Explain the professional impact on standards, program increased quality during availability of the reporting specialized period 24 ACTIVITY AREA: Contractual Support services) as a result of (ARRA) JAG funds. SOURCE: Program records are a preferred data source. ?~ -) (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Information Systems for Criminal Justice System This activity area includes the development, implementation or improvements made to benefit staff or departments. 47 Amount of (ARRA) JAG funds used for improvements to information systems for criminal justice systems (System Improvement) 48 Number of departments that used (ARRA) JAG funds to make improvements to information systems for criminal justice (System Improvement) The purpose of this output indicator is to improve system effectiveness and/or capacity. Appropriate for grantees under any purpose area that uses (ARRA) JAG funds for system improvement. Report the amount of (ARRA) JAG funds used to improve information systems for criminal justice systems during the reporting period. SOURCE: Agency records are a preferred data source. The purpose of this output measure is for system/program capacity based on the idea that new, enhanced or improved information systems can provide staff with better efficiency to do their jobs. Appropriate for grantees under any purpose area that uses (ARRA) JAG funds for system improvement A. Amount of (ARRA) JAG funds used for improvement s to information systems for criminal justice systems during the reporting period A. Number of departments that used (ARRA) JAG funds to make improvement s to criminal justice information systems started in the previous period B. Number of NEW departments that use (ARRA) JAG funds to Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 26 ACTJVlTY AREA: Information Systems for Criminal Justice System activities. Report make the number of improvement departments that s to criminal uses (ARRA) JAG justice funds to make information improvements to systems that information were added systems for during the criminal justice reporting during the period reporting period. C. Total (a+b) SOURCE: Agency Auto- records a re a calculated by preferred data PMT source. 49 Number of The purpose of A. Number of Law Enforcement departments that this output departments Prosecution and Court completed measure is for that Prevention and Education improvements to system completed Corrections and Community Corrections information accountability. improvement Drug Treatment and Enforcement systems for Appropriate for s to Planning, Evaluation and Technology Improvement criminal justice grantees under information Crime Victim and Witness (System any purpose area systems for Improvement) that uses (ARRA) criminal JAG funds for justice during system the reporting improvement period as a activities. Report result of the number of (ARRA) JAG departments that funds completed B. Number of improvements to departments criminal justice to use information (ARRA) JAG systems during funds to the reporting make period. SOURCE: improvement Agency records s to are a preferred information data source. systems for criminal justice (Auto- filled by PMT from #48c) C. Percent (a/b) Auto- calculated by PMT 50 Number of The purpose of A. Number of Law Enforcement depa rtments that this outcome departments Prosecution and Court report a desired measure is to that report a Prevention and Education change in document desired Corrections and Community Corrections efficiency improved change in Drug Treatment and Enforcement (System efficiency. efficiency Planning, Evaluation and Technology Improvement Improvement) Appropriate for during the Crime Victim and Witness grantees under reporting any purpose area period 27 ACT1VlTY AREA: lnformation Systems for Criminal Justice System 51 Number of departments that report a desired change in program quality (System Improvement) that uses (ARRA) JAG funds for system improvement activities. Report the number of departments that report a desired change in efficiency as a result of improved information systems for criminal justice systems as a result of (ARRA) JAG funds during the reporting period. SOURCE: Agency records are a preferred data source. The purpose of this outcome measure is to document improved program quality. Appropriate for grantees under any purpose area that use (ARRA) JAG funds for system improvement activities. Report the number of departments that report a desired change in program quality (e.g. per staff case loads meet professional standards, increased availability of specialized services) as a result of (ARRA) JAG funds. SOURCE: Agency records are preferred data B. Number of departments that completed improvement s to information systems for criminal justice systems as a result of (ARRA) JAG funds (Auto- filled by PMT from #49a) C. Percent (a/b) Auto- calculated by PMT D. Explain the impact on efficiency for the reporting period A. Number of departments that report a desired change in program quality during the reporting period B. Number of departments that completed improvement s to information systems for criminal Justice systems during the reporting period (Auto- filled from #48c) C. Percent ( a/b) Auto- calculated by PMT D. Explain the impact on program Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 28 ACTIVITY AREA: Information Systems for Criminal Justice System source quality during the reporting period / " 29 (ARRA) JAG PERFORMANCE MEASURES ACTIVITY AREA: Research, Evaluation, and Product Development This activity area includes research and evaluation activities that have a goal of informing decisions and providing information as to what works. Product development activities are those that have a goal to inform. 52 Amount of (ARRA) JAG funds used for criminal justice- related research studies (System Improvement) 53 Provide the type of criminal justice-related research studies paid with (ARRA) JAG funds (System Improvement) The purpose of this output indicator is to increase knowledge about what works in criminal justice. Appropriate for grantees under any purpose area that uses (ARRA) JAG funds to implement criminal justice- related research studies. Report the total amount of (ARRA) JAG funds used for criminal justice- related research studies for the reporting period. SOURCE: Agency records are preferred data source The purpose of this output indicator is to increase knowledge. Appropriate for grantees in purpose areas that use (ARRA) JAG funds for system improvement. Report the type of criminal justice-related research studies paid with (ARRA) JAG funds during the reporting A. Total amount of (ARRA) JAG funds used during the reporting period for criminal justice- related research studies A. Provide the type of criminal justice- related research studies paid with (ARRA) JAG funds Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 30 ACT1VlTY AREA: Research, Evaluation, and Product Development period. SOURCE: Program records are preferred data source 54 Percent of The purpose of A. Number of Law Enforcement (ARRA) JAG this output (ARRA) JAG Prosecution and Court funded criminal indicator is to funded Prevention and Education justice-related improve program criminal Corrections and Community Corrections research studies effectiveness. j ustice- Drug Treatment and Enforcement completed Appropriate for related Planning, Evaluation and Technology Improvement (System grantees under resea rch Crime Victim and Witness Improvement) any purpose area studies that uses (ARRA) completed JAG funds to during the implement reporting criminal justice- period related research B. Number of studies. Report criminal the number of justice- criminal justice- re lated related research resea rch studies studies completed during planned the reporting C. Number of period. $OURCE: studies Program records initiated are preferred during the data source reporting period D. Number of studies continued from the previous reporting period E. Percent complete (ajc+d) Auto- calculated by PMT 55 Amount of The purpose of A. Total amount Law Enforcement (ARRA) JAG this output of (ARRA) Prosecution and Court funds used for indicator is to JAG funds Prevention and Education criminal justice- increase used for Corrections and Community Corrections related knowledge about criminal Drug Treatment and Enforcement evaluations what works in j ustice- Planning, Evaluation and Technology Improvement (System criminal justice. related Crime Victim and Witness Improvement) Appropriate for evaluations grantees under puring the any purpose area reporting that uses (ARRA) period JAG funds to implement evaluation activities. Report the total amount 3] ACTIVJTY AREA: Research, Evaluation, and Product Development of (ARRA) JAG funds used for criminal justice- related evaluations for the reporting period. SOURCE: Agency records are preferred data source 56 Provide the type The purpose of A. Provide the Law Enforcement of criminal this output type of Prosecution and Court justice-related indicator is to criminal Prevention and Education evaluations paid increase justice- Corrections and Community Corrections with (ARRA) JAG knowledge. related Drug Treatment a~d Enforcement funds Appropriate for evaluations Planning, Evaluation and Technology Improvement (System grantees in paid with Crime Victim and Witness Improvement) purpose areas (ARRA) JAG that use (ARRA) funds during JAG funds for the reporting system period improvement. Report the type of criminal justice-related evaluations paid with (ARRA) JAG funds during the reporting period. SOURCE: Program records are preferred data source 57 Percent of The purpose of A. Number of Law Enforcement (ARRA) JAG this output criminal Prosecution and Court funded criminal indicator is to J ustice- Prevention and Education justice-related improve program related Corrections and Community Corrections evaluations effectiveness. evaluations Drug Treatment and Enforcement completed Appropriate for completed Planning, Evaluation and Technology Improvement (System grantees under during the Crime Victim and Witness Improvement) any purpose area reporting that uses (ARRA) period JAG funds to B. Number of implement criminal criminal justice- justice- related related evaluations. evaluations Report the planned number of C. Number of criminal justice- evaluations related initiated. evaluations during the completed during reporting the reporting period period. SOURCE: D. Number of Program records evaluations are preferred continued data source from the 32 ACT1VITY AREA: Research, Evaluation, and Product Development previous reporting period E. Percent complete (ajc+d) Auto- calculated by PMT 58 Amount of The purpose of A. Total amount Law Enforcement (ARRA) JAG this output of (ARRA) Prosecution and Court funds used for indicator is to JAG funds Prevention and Education criminal justice- increase used for Corrections and Community Corrections related product knowledge about criminal Drug Treatment and Enforcement development what works in justice- Planning, Evaluation and Technology Improvement projects criminal justice. related Crime Victim and Witness (System Appropriate for product Improvement) grantees under development any purpose area projects that uses (ARRA) during the JAG funds to reporting implement period criminal justice- related product development projects. For example, brochures, curricula, manuals or workbooks. Report the tota I amount of (ARRA) JAG funds used for criminal justice- related product development projects for the reporting period. SOURCE: Agency records are preferred data source 59 Provide the type The purpose of A. Indicate the Law Enforcement of criminal this output type of Prosecution and Court justice- related indicator is to criminal Prevention and Education product measure justice- Corrections and Community Corrections development accountability. related Drug Treatment and Enforcement projects paid Appropriate for product Planning, Evaluation and Technology Improvement with (ARRA) JAG grantees in development Crime Victim and Witness funds purpose areas projects paid (System that use (ARRA) with (ARRA) Improvement) JAG funds for JAG funds system during the improvement. reporting For example, period brochures, "l"l .:U ACTIVlTY AREA: Research, Evaluation, and Product Development 60 Percent of (ARRA) JAG funded product development projects completed (System Improvement) curricula, manuals or workbooks. Provide the type of criminal justice-related product development projects paid with (ARRA) JAG funds during the reporting period. SOURCE: Program records are preferred data source The purpose of this output indicator is to measure the extent of criminal justice-related product development that is funded wholly or partially by (ARRA) JAG funds. Appropriate for grantees under any purpose area that uses (ARRA) JAG funds to implement criminal justice- related product development activities. For example, brochures, curricula, manuals or workbooks. Report the number of criminal justice- related product development projects completed during the reporti ng period. SOURCE: Program records are preferred data source A. Number of (ARRA) JAG funded criminal justice- related product development projects completed during the reporting period B. Number of criminal justice- related product development projects planned C. Number of product development projects initiated during the reporting period D. Number of product development projects continued from the previous reporting period E. Percent complete (a/c+d) Auto- calculated by Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 34 ACTIVlTY AREA: Research, Evaluation, and Product Development PMT 61 Percent of The purpose of A. Number of Law Enforcement (ARRA) JAG this outcome (ARRA) JAG Prosecution and Court funded criminal indicator is to funded Prevention and Education justice-related improve resea rch Corrections and Community Corrections research studies knowledge studies or Drug Treatment and Enforcement or evaluations dissemination. evaluations Planning, Evaluation and Technology Improvement resulting in Appropriate for that resulted Crime Victim and Witness presentations or grantees under in one or poster sessions any purpose area more at professional that uses (ARRA) presentations meetings or JAG funds to or poster conferences implement sessions at (System criminal justice- professional Improvement) related research meetings or or evaluations. conferences Report the during the number of reporting (ARRA) JAG period funded criminal B. Number of justice-related (ARRA) JAG research or funded evaluations criminal resulting in a justice- presentation or re lated poster session at research professional studies meetings or completed conferences during the during the reporting reporting period period(Auto- SOURCE: filled by PMT Program records from # S4a) a re preferred C. Number of data source evaluations completed (Auto-filled by PMT from #S7a) D. Percent a/(b+c) Auto- calculated by PMT 62 Percent of The purpose of A. Number of Law Enforcement criminal justice- this outcome , criminal Prosecution and Court related programs indicator is to j ustice- Prevention and Education that were improve tools for related Corrections and Community Corrections evaluated as knowledge programs Drug Treatment and Enforcement effective a nd the dissemination. that were Planning, Evaluation and Technology Improvement evaluations were Appropriate for evaluated as Crime Victim and Witness (ARRA) JAG grantees under effective funded. any purpose area during the (System that use (ARRA) reporting Improvement) JAG funds for period system B. Total number improvement. of criminal 35 ACTIVJTY AREA: Researc~, Evaluation, and Product Development 63 Percent of (ARRA) JAG funded criminal justice-related research studies or evaluations resulting in peer- reviewed articles (System Improvement) Report the number of criminal justice- related programs that were evaluated as effective. The evaluation was paid with (ARRA) JAG funds. Report the number of criminal justice- related programs that were evaluated as effective during the reporting period. SOURCE: Program records are preferred data source The purpose of this outcome indicator is to improve knowledge , dissemination. Appropriate for grantees under any purpose area that use (ARRA) JAG funds to implement criminal justice- related research studies or evaluations. Report the number of (ARRA) JAG funded criminal justice-related research studies or evaluation projects resulting in peer-reviewed articles during the reporting period. SOURCE: Program records are preferred data source justice- related programs that were evaluated with (ARRA) JAG funds C. Percent ( a/b) Auto- calculated by PMT A. Number of (ARRA) JAG funded criminal justice- related research studies or evaluation projects resulting in peer- reviewed articles during the reporting period B. Number of (ARRA) JAG funded criminal justice- related resea rch studies completed during the reporting period(Auto- filled from #54a) C. Number of evaluations completed (Auto-filled from #57a) Law Enforcement Prosecution and Court Prevention and Education Corrections and Community Corrections Drug Treatment and Enforcement Planning, Evaluation and Technology Improvement Crime Victim and Witness 36 ACTIVITY AREA: Research, Evaluation, and Product Development D. Percent (a/b) Auto- calculated by PMT E. Percent (a/c) Auto- calculated by PMT 64 Percent of The purpose of A. Number of Law Enforcement (ARRA) JAG this outcome (ARRA) JAG Prosecution and Court funded programs indicator is to funded Prevention and Education that have improve program criminal Corrections and Community Corrections implemented effectiveness. justice Drug Treatment and Enforcement recommendations Appropriate for programs Planning, Evaluation and Technology Improvement based on a grantees under that have Crime Victim and Witness program any program implemented evaluation area that uses one or more (System (ARRA) JAG recommendat Improvement) funds for system ions based on improvement. a program Report the evaluation number of during the criminal justice reporting programs that period have B. Total number implemented one of criminal or more justice- recommendations related from a program programs evaluation. The that were program evaluated evaluation was with (ARRA) funded by JAG funds (ARRA) JAG (Auto-filled funds. SOURCE: from #62b) Program records C. Percent (a/b) are preferred Auto- data source calculated by PMT 6S Percent of The purpose of A. Number of Law Enforcement curricula that was this outcome curricula that Prosecution and Court evaluated as i nd icator is to was Prevention and Education effective and improve evaluated as Corrections and Community Corrections evaluation was knowledge effective Drug Treatment and Enforcement paid with (ARRA) dissemination. during the Planning, Evaluation and Technology Improvement JAG funds. Appropriate for reporting Crime Victim and Witness (System grantees under period and Improvement) any program evaluations a rea that use were paid (ARRA) JAG with (ARRA) funds for system JAG funds improvement. B. Total number Report the of curricula number of evaluated curricula that was during the evaluated as reporting 37 ACTIVITY AREA: Research, Evaluation, and Product Development effective during the reporting period. The evaluation was paid with (ARRA) JAG funds. SOURCE: Program records are preferred data source period C. Percent (a/b) Auto- calculated by PMT ,r' 38 (ARRA) JAG PERFORMANCE MEASURES Task Force Activities This activity area applies to grantees that will utilize (ARRA) JAG funds to cover task force activities not otherwise captured in other activity areas. Activiti~s may include ~hose that help to decrease violent crime. . . . 66 Number of new investigations A. Total number of new initiated investigations initiated 67 Number of judicial search warrants A. Federal served B. State C. Total (a+b) (Auto calculated by PMT) 68 Total number of individuals For all arrests (including gang A. Number arrested for a felony (including gang members) arrested members) with multiple charges B. Number arrested for a based on task force activity during count the single most serious misdemeanor the reporting period. charge here. 69 Total number of GANG MEMBERS For arrests of GANG MEMBERS A. Number of GANG MEMBERS ONLY arrested based on task force with multiple charges count the arrested for a felony. activity during the reporting period single most serious charge here. B. Number of GANG MEMBERS arrested for a misdemeanor. 70 Drug amounts seized in kilograms Drug seizure values will be A. Heroin (KG) during the reporting period. calculated by the tool based on B. Cocaine (powder) Remember that 1000g = 1 kg. values provided by BJA. You may C. Crack cocaine Answer should be provided in kg. verify your response through a D. Marijuana commercial grade number of sites available through E. Marijuana hydroponic the internet. You may search using F. Methamphetamine the "conversion of grams to G. Methamphetamine ice kilograms." H. Ecstasy (MDMA) 71 Drug amounts, in kilograms (kg), Drug seizure values will be A. Heroin seized in clandestine drug labs calculated by the tool based on B. Cocaine (powder) during the reporting period. values provided by BJA. You may C. Crack cocaine Remember that 1000g = 1kg. verify your response through a D. Marijuana commercial grade Answer should be reported in kg. number of sites available through E. Marijuana hydroponic the internet. You may search using F. Methamphetamine the "conversion of grams to G. Methamphetamine ice kilograms. " H. Ecstasy (MDMA) 72 Other Seizures A. Number of indoor cannabis- growing operations seized B. Number of outdoor cannabis- growing operations seized C. Number of cultivated marijuana plants seized 73 Number of firearms seized during A. Number of firearms seized 39 the reporting period 74 Number of Federal forfeiture cases filed during the reporting period 75 Value of assets forfeited under Federal cases during the reporting period 76 Number of State forfeiture cases filed during the reporting period 77 Value of assets forfeited under State cases during the reporting period 78 Number of defendants accepted for Federal prosecution during the reporting period 79 Number of defendants accepted for State prosecution during the reporting period 80 Number of gangs disrupted during the reporting period 81 Number of gangs dismantled during the reporting period 82 Number of drug trafficking organizations and money laundering organizations disrupted Provide the number of defendants that were accepted for federal prosecution for federal felony charges and misdemeanor charges. Provide the number of defendants that were documented criminal gang members that were accepted for state prosecution for felony charges and misdemeanor charges. Disrupted is defined as impeding the normal and effective operation of the targeted organization, as indicated by changes in organizational leadership and/or changes in methods of operation, including, for example, financing, trafficking patterns, communications, or drug production. Dismantled: Destruction of the organization's leadership, financial base, and supply network such that the organization is incapable of operating and/or reconstituting itself. Measure is intended for projects that utilize (ARRA) JAG funds to support activities that will disrupt the market place for illegal drugs B. Number of firearms seized that were reported to NIBIN C. Number of hits in NIBIN A. Number of forfeiture cases filed A. Real property forfeited B. Cash forfeited C. Other (vehicles, weapons, jewelry) forfeited A. Number of forfeiture cases filed A. Real property forfeited B. Cash forfeited C. Other (vehicles, weapons, jewelry) forfeited A. Number accepted for Federal felony charges. B. Number accepted for Federal misdemeanor charges. A. Number accepted for State felony charges. B. Number accepted for State misdemeanor charges. A. Number of disrupted drug trafficking or other street gang organizations B. Number of disrupted trafficking or other entrepreneurial gangs C. Total number of gangs disrupted (a+b) (auto calculated by tool) A. Number of dismantled drug trafficking or other street gang organizations B. Number of dismantled trafficki ng or other entrepreneurial gangs C. Total number of gangs dismantled (a+b (auto calculated by tool)) A. Number of drug trafficking organizations disrupted during the reporting period B. Number of money laundering 40 83 Number of drug trafficking organizations and money laundering organizations dismantled by dismantling and disrupting the most significant drug trafficking organizations and money laundering organizations that support them. Disrupted: Impeding the normal and effective operation of the targeted organization, as indicated by changes in organizational leadership and/or changes in methods of operation, for example, financing, trafficking patterns, communications or drug production. SOURCE: Program records Measure is intended for projects that utilize (ARRA) JAG funds to support activities that will disrupt the market place for illegal drugs by dismantling and disrupting the most significant drug trafficking organizations and money laundering organizations that support them. Dismantled: Destruction of the organizations leadership, financial base and supply network such that the organization is incapable of operating and/or reconstituting itself. SOURCE: Program records organizations disrupted during the reporting period C. Sum (a+b) Auto-calculated by PMT A. Number of drug trafficking organizations dismantled during the reporting period B. Number of money laundering organizations dismantled during the reporting period C. Sum (a+b) Auto-calculated by PMT 4] (ARRA) JAG PERFORMANCE MEASURES Outcomes for All Activity Areas (As they apply to grant-funded activities) 84 Change in number of individuals The purpose of this outcome A. The number of individuals (by arrested in a targeted group by indicator is to measure rates of related crime) arrested during crime type individuals arrested in a targeted the quarter before the start of group by crime type. Appropriate the award for grantees in purpose areas that B. Total number of individuals provide direct service to individuals arrested (by related crime) with (ARRA) JAG funds. Report the during the reporting period number of individuals arrested for C. We expected number of a targeted group by crime type. individuals arrested to increase For the first reporting period, the as a result of our efforts We "an value reflects available data for expected number of individuals the quarter prior to the start of arrested to decrease as a result grant-funded activities. For of our efforts. We expected subsequent reporting periods, the number of individuals arrested "an value will reflect the number of to remain stable (no change) individuals arrested during the as a result of our efforts. We quarter before the start of the had no expectations about award. Population numbers will changes in number of vary based on target individuals arrested of crime as population/sub-population of the a result of our efforts. Not program/initiative Crime types are applicable for this reporting identified by the target of grant- period funded activity. SOURCE: Program records 85 Change in reported crime rates in The purpose of this outcome A. Number of reported crimes a community by crime type indicator is to measure rates of (targeted by (ARRA) JAG related crimes in a targeted funds) during the quarter community. Appropriate for before the start of the award grantees in purpose areas that B. Total number of reported provide direct service to crimes (targeted by (ARRA) communities or organizations with JAG funds) during the period (ARRA) JAG funds. Report the C. We expected the crime rate to number of related crimes reported increase as a result of our during the reporting period. efforts We expected the crime Population numbers will vary rate to decrease as a result of based on target populations/sub- our efforts We expected the population of the crime rate to re~ain stable (no program/initiative. The "an value change) as a resLlt of our reflects the quarter prior to the efforts We had nb expectations start of the award. This measure is about the crime tate as a result intended to collect rates of crime of our efforts Not applicable for targeted by (ARRA) JAG award. this reporting period Crime types are identified by the target of grant-funded activity. SOURCE: Program records 86 Type of crime Provide the type of crime targeted A. Homicides B. Forcible Rapl.=s C. Robbenes D. Aggravated Assaults E. Other, please define. 42 APPLICATION FOR BYRNE JUSTICE ASSISTANCE GRANT-RECOVERY PART III. BlJDGET DETAIL AND EXPLANATION BUDGET DETAIL: COST ELEMENT AMOUNT A. Salaries and "'a2es No. of Position Title Positions Monthly rate Subtotal $ $ $ $ $ $ $ $ $ $ No. of No. of Position Title Positions Hourly Rate Hours Subtotal $ $ $ $ $ $ $ $ Total Salaries and Wages $ B. Frin2e Benefits Employee Benefits (aJ_ % No. of Position Title Positions Monthly Rate Subtotal $ $ $ $ $ $ $ $ $ $ No. of No. of Position Title Positions Hourly Rate Hours Subtotal $ $ $ $/ $ $ $ $ Total Fringe Benefits $ c. Consultants/Con tra cts Length of Consultant/ Estimated Contract Scope of Consultant/Contract Cost Service Select as Appropriate Informant Mngt. Training $4000 2 days [gJ Consultant o Contract $ o Consultant o Contract $ o Consultant o Contract $ o Consultant o Contract $ o Consultant o Contract Total Consultants $4000 COST ELEMENT T AMOUNT AG/CPJAD #l(b) (Rev 03/3/2009) D. Transportation and Subsistence No. of I temize for mainland/interisland Travelers No. of airfare, ground transportation, rental as Days car, per diem Unit Cost applicable Subtotal CNOA Training Conference $2005 4 4 $8020 $ $ CNCA Annual Conference $1002 2 4 $4010 $ $ IAUO Training Conference $1091 2 3 $3275 $ $ $ $ $ $ $ $ $ $ $ $ Total Transportation and Subsistence $15305 E. Office Supplies Itemize supplies and related costs such Cost by Unit as printing, paper, binders, etc. Quantity Subtotal $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Total Office Supplies $ I F. Equipment Specify equipment that will be purchased, leased, or rented. Quantity Cost by Unit Subtotal Dell Desktop Computer/Mon 8 $2000 $16280 $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ Total Equipment $16280 AG/CI'JAD #l(b) (Hev 03/3/2009) COST ELEMENT AMOUNT G. Other Costs Quantity Cost by Unit Subtotal Confidential Funds $ $39900 $ $ Helicopter Rental 8 $800 $6400 $ $ Vehicle Rentals 24 $600 $14000 $ $ Narcotic Detection Canine 2 $9000 $18000 $ $ $ $ $ $ Total Other Costs $78300 TOTAL PROJECT COSTS $113885 AG/CPJAD #l(b) (Rev 03/312009) BUDGET EXPLANATION: A. Salaries and Wages N/A B. Fringe Benefits The composite fringe benefit rate is at _% for _ (list positions). The rate consists of the following fringe benefit items and computed rates: C. Consultants/Contracts InfOlmant Management, Craig Michaels, 2 day training, $4,000.00 (Cost per Day, $200 Per Diem, $780 Airfare, $200 Rental Vehicle, $800 Lodging, $52 Parking, $450 x 2 Prep for Training, $450 x 2 Training Fees) Hilo Police Station, Hilo, Hawaii D. Transportation and Subsistence Travel allocation to include airfare, per diem, and ground transportation to attend trainings and meetings within and out-of-state to ensure that the program's officers are proficient in the latest investigation techniques and safety precautions: Out of State Travel (Cost per Day, $145 Per Diem, $850 Airfare, $75 Rental Vehicle, Registration Fees) California Narcotics Officer's Association Annual Training Conference (CNOA), San Francisco, CA (4 officers) California Narcotic's Canine Association (CNCA) Training Conference, Burbank, CA (2 officers) Narcotics, Vice, Street Crime Supervisor Training Seminar (IADO), Las Vegas, NY (2 officers) E. Office Supplies N/A F. Equipment Dell Desktop Computer and Monitor (8) for analytical support on intelligence based investigations utilizing PEN-LINK, LiNX, WSIN, and Law Enforcement.related software. Hawaii Police Department Vice officers rely solely on computers for report writing, database and intelligence analysis, inter agency communication, and research. The current computers AG/CI'JAD #l(b) (Rev 03/3/2009) Page 1 utilized have been in use for five to six years and are antiquated and ineffecient. G. Other Costs Confidential funds to be used for the purchase of evidence, information, and/or services relating to investigations of drug trafficking organizations in the County and State of Hawaii. The price of illegal narcotics, particularly crystal methamphetamine, has doubled in price an example being $400.00 for 1/8 of an ounce of "ice" in 1985, to $1000.00 for the same amount in 2009. Rental of civilian helicopters for aerial surveillance and probable cause reconaissance, based on $800.00 an hour, 2 - 2 hour flights per quarter. The County of Hawaii, or the Big Island, encompasses 4,028 square miles and is larger than all of the other Hawaiian Islands combined. That being said, the vast majority of the land mass is vacant or comprised of some ofthe largest subdivisions in the nation having individual lot sizes of one to ten acres. These conditions sometimes hinder surveillance operations by vehicle due to the absence oftraffic and long range visibility. A helicopter flying at maximum sight range has proved to be a necessary resource to assist with these types of narcotic investigations. Rental of motor vehicles for surveillance and probable cause detennination, based on 2 vehicles per month at $600.00 per month. Although the largest of the four islands, the population of the County of Hawaii accounts for approximately 15% of the State of Hawaii. The communities and towns are small. Police officers and their vehicles are very recognizable to the community, especially drug trafficking organizations, who make it a point to have counter intelligence. Rental vehicles from local used car dealerships have been a valuable tool in past surveillance investigations in maintaining anonymity. To purchase equipment to assist in conducting narcotic investigations, gathering/analyzing intelligence on drug trafficking organizations, and presenting completed-quality investigations to the Prosecutor's' Office and State Judiciary System. Narcotic Detection Canines (2) needed to replace existing Canines that are entering their "retirement" years (7-9 years). Per Hawaii State Narcotics Certified Trainers (CNCA), narcotic detection canines begin to lose their "drive" at seven years. These purchasing funds include the selection, certification (trainer, canine, trainer with canine), and training expenses as well as for the canine itself. AG/CI'JAD #l(b) (Rev 03/3/2009) Page 2 PART IV. ATTACHMENTS (Certifi cations) A. Acceptance of Conditions (AG/CPJAD #14) B. Acceptance of JAG RECOVERY SPECIAL CONDITIONS (AG/CPJAD #26) C. Certification of Non-Supplanting (AG/CPJAD #3) D. Certification of Non-Discrimination (AG/CPJAD #15) E. Certification of Regarding: EEOP F. Certification Regarding Drug-Free (AG/CPJAD #16) G. Certification Regarding Debarment (OJP 406111) H: Certification Regarding Lobbying (AG/CPJAD #22) I: Confidential Funds Certification (AG/CPJAD # 18) DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division ACCEPTANCE OF CONDITIONS The undersigned agrees, on behalf of the applicant agency, that: 1. This project, upon approval, shall constitute an official part of Hawaii's Drug Control and System Improvement Formula Grant Program established under Title VI, Subtitle C, Part E, Subpart 1, of the Anti-Drug Abuse Act of 1988 (Public Law 100-690). 2. Any grant awarded pursuant to this application shall be subject to and will be administered in conformity with: (a) general conditions applicable to administration of grants under Title VI, Subtitle C, Part E, Subpart 1, of the Anti-Drug Abuse Act of 1988 (Public Law 100-690), as amended, as applicable; (b) conditions applicable to the fiscal administration of grants under Title VI, Subtitle C, Part E, Subpart 1, of the Anti-Drug Abuse Act of 1988 (Public Law 100-690), as amended, as applicable; (c) any special conditions contained in the grant award; and (d) general and fiscal regulations of the Crime Prevention and Justice Assistance Division. 3. Any grant received as a result of this application may be terminated, or fund payment may be discontinued, by the Crime Prevention and Justice Assistance Division when it finds a substantial failure to comply with the foregoing provisions, the application obligations or for non-availability of funds. SUBMITTED BY: Signature: Date: Name: Harry S. Kuboiiri Title: Police Chief Agency: Hawaii Police Department AG/CPJAD #14 06/02 DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division ACCEPTANCE OF JAG RECOVERY SPECIAL CONDITIONS The undersigned Grantee understands and agrees, on behalf of its agency that: 1. Access to Records; Interviews (a) U.S. Department of Justice (DOJ) including the Office of Justice Programs (OJP) and the Office of the Inspector General (OIG), and its representatives, and the Government Accountability Office (GAO), shall have access to and the right to examine all records (including, but not limited to, books, papers, and. documents) related to this Recovery Act award, including such records of any subrecipient, contractor, or subcontractor. (b) DOJ and the GAO are authorized to interview any officer or employee of the Grantee (or of any subrecipient, contractor, or subcontractor) regarding transactions related to this Recovery Act award. 2. Separate Tracking and Reporting of Recovery Act Funds and Outcomes (a) Grantee agrees to track, account for, and report on all funds from this Recovery Act award (including specific outcomes and benefits attributable to Recovery Act funds) separately from all other funds, including DOJ award funds from non- Recovery Act awards awarded for the same or similar purposes or programs. (Recovery Act funds may be used in conjunction with other funding as necessary to complete projects, but tracking and reporting of Recovery Act funds must be separate.) Accordingly, the accounting system must ensure that funds from this Recovery Act award are not commingled with funds from any other source. (b) Grantee further agrees that all personnel whose activities are to be charged to the award will maintain time sheets to document hours worked for activities related to this award and non-award-related activities. 3. Subawards 1 Contracts - Monitoring (a) Grantee is responsible for monitoring subawards and subcontracts under this Recovery Act award in accordance with all applicable statutes, regulations, Office of Management and Budget (OMB) circulars, and guidelines, including the OlP Financial Guide, and to include the applicable conditions of this award in any subaward/subcontract. The recipient is responsible for oversight of subrecipient spending and monitoring of specific outcomes and benefits attributable to use of Recovery Act funds by subrecipients. The Grantee agrees to submit, upon AG/CPJAD #26 JAG-Recovery 08/09 request, documentation of its policies and procedures for monitoring of subawards/subcontracts under this award. 4. Transactions Listed in Schedule of Expenditures of Federal Awards - (a) Grantee shall maintain records that identify adequately the source and application of Recovery Act funds, to maximize the transparency and accountability of funds authorized under the Recovery Act as required by the Act and in accordance with 2 CFR 215.21, "Uniform Administrative Requirements for Grants and Agreements with Institutions of Higher Education, Hospitals, and Other Non- profit Organizations" and OMB A-I 02 Common Rules provisions (relating to Grants and Cooperative Agreements with State and Local Governments). (b) Grantee agrees to separately identify the expenditures for Federal awards under the Recovery Act on the Schedule of Expenditures of Federal Awards (SEFA) and the Data Collection Form (SF-SAC) required by OMB Circular A-133. This c~dition only applies if the recipient is covered by the Single Audit Act Amendments of 1996 and OMB Circular A-133, "Audits of States, Local Governments, and Non-Profit Organizations:" This shall be accomplished by identifying expenditures for Federal awards made under the Recovery Act separately on the SEF A, and as separate rows under Item 9 of Part III on the SF- SAC by CFDA number, and inclusion of the prefix "ARRA-" in identifying the name of the Federal program 'on the SEF A and as the first characters in Item 9d of Part III on the SF-SAC. 5. Recovery Act Reporting and Registration Requirements (a) Grantee shall complete projects or activities which are funded under the Recovery Act and shall submit progress reports under Section 1512 of the Recovery Act on use of Recovery Act funds provided through this award. Information from these reports will be made available to the public. (b) Grantee shall report the information described in section 1512( c) as applicable, using the reporting instructions and data elements that will be provided by CPJAD. ( c) The progress reports are to cover activities that the Grantee has completed whether funded in whole or in part by the Recovery Act. The Recovery Act reporting periods and due dates are: · Julyl - September 30 · October I-December 31 · January 1 - March 30 · April I-June 30 Due: October 5 Due: January 5 Due: April 5 Due: July 5 AG/CPJAD #26 JAG-Recovery 08/09 2 (d) Grantee shall maintain current registration in the Central Contractor Registration (www.ccr.gov) at all times during which they have active federal awards funded with Recovery Act funds. A Dun and Bradstreet Data Universal Numbering System (DUNS) Number (www.dnb.com) is one of the requirements for registration in the Central Contractor Registration. 6. Reporting Potential Fraud, Waste, and Abuse, and Similar Misconduct Grantee shall promptly refer to the DOJ GIG any credible evidence that a principal, employee, agent, contractor, subgrantee, subcontractor, or other person has either 1) submitted a false claim for Recovery Act funds under the False Claims Act; or 2) committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar misconduct involving Recovery Act funds. Potential fraud, waste, abuse, or misconduct should be reported to the OIG by: Mail: Office of the Inspector General U.S. Department of Justice Investigations Division 950 Pennsylvania Avenue, N.W. Room 4706 Washington, DC 20530 E-mail: Hotline: Hotline fax: oig.hotline@usdoi.gov (contact information in English and Spanish): (800) 869-4499, or (202) 616-9881. Additional information is available from the DOJ OIG website at www.usdoi.gov/oig. 7. Protecting State and Local Government and Contractor Whistleblowers (Recovery Act, section 1553) Grantee recognizes that the Recovery Act provides certain protections against reprisals for employees of non-Federal employers who disclose information reasonably believed to be evidence of gross mismanagement, gross waste, substantial and specific danger to public health or safety, abuse of authority, or violations of law related to contracts or grants using Recovery Act funds. For additional information, refer to section 1553 of the Recovery Act. The text of Recovery Act is available at WWW.OiD.Usdoj.gov/recoverv. 8. Misuse of Award Funds Grantee understands and agrees that misuse of award funds may result in a range of penalties, including suspension of current and future funds, suspension or debarment from federal grants, recoupment of monies provided under an award, and civil and/or criminal penalties. AG/CPJAD #26 JAG-Recovery 08/09 3 9. Additional Requirements and Guidance Grantee shall comply with any modifications or additional requirements that may be imposed by law and future OJP (including government-wide) and Hawaii Department of the Attorney General guidance and clarifications of Recovery Act requirements. 10. Bureau of Justice Assistance (BJA) Reporting Requirement Grantee shall comply with all reporting, data collection and evaluation requirements, as prescribed by law and detailed by the BJA in program guidance for the Justice Assistance Grant Program. Grantee shall complete BJA-required report on-line using the Performance Measurement Tool (PMT). The on-line reporting system will require a username and password to log on. The username and password will be provided by CPJAD after the contract is executed. The PMT web address is https://www.bjaperformancetools.org The BJA reporting periods and due dates are: . July 1 - September 30 October 1 -December 31 January 1 - March 31 April I-June 30 Due: October 15 Due: January 15 Due: April 15 Due: July 15 . . . 11. Delinquent Reports (a) Grantee shall comply with all reporting requirements. Failure to comply with the reporting requirements may, in addition to other penalties, subject the recipient to the following: (i) After failure to report complete data by the due date stated in sections S.c. and 10 for two consecutive reporting periods, the Grantee may be precluded from drawing down funds until such time as the Grantee becomes current in its reporting obligations. (ii) After failure to report complete data by the due date stated in sections S.c. and 10 for three consecutive reporting periods, the Administrator of the Crime Prevention and Justice Assistance Division may terminate the Grantee's contract for cause. Upon written letter of termination, the Grantee must return any unexpended award funds within 15 calendar days of the date of the letter of termination. AG/CPJAD #26 JAG-Recovery 08/09 4 12. Funds Subcontracted to Faith Based Organizations Grantee shall comply with the applicable requirements of 28 C.F.R. Part 38, the Department of Justice regulation governing "Equal Treatment for Faith Based Organizations" (the "Equal Treatment Regulation"). The Equal Treatment Regulation provides in part that Department of Justice grant awards of funding may not be used to fund any inherently religious activities, such as worship, religious instruction, or proselytization. Recipients of grants may still engage in inherently religious activities, but such activities must be separate in time or place from the Department of Justice funded program, and participation in such activities by individuals receiving services from the grantee or a sub-grantee must be voluntary. The Equal Treatment Regulation also makes clear that organizations participating in programs funded by the Department of Justice are not permitted to discriminate in the provision of services on the basis of a beneficiary's religion. Notwithstanding any other special condition of this award, faith-based organizations may, in some circumstances, consider religion as a basis for employment. See http://www.ojp.gov/about/ocr/equal_fbo.htm. SUBMITTED BY: Signature: Name: Agency: Harry S. Kuboiiri Hawaii Police Department AG/CPJAD #26 JAG-Recovery 08/09 5 Date: Title: Police Chief DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION OF NON-SUPPLANTING I certify that federal funds will not be used to supplant State, local or other non-federal funds that would, in the absence of such federal aid, be made available for law enforcement, criminal justice, and victim compensation and assistance activities. SUBMITTED BY: Signature: Date: Name: Harry S. Kuboiiri Title: Police Chief Agency: Hawaii Police Department AG/CPJAD #3 06/02 DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION OF NON-DISCRIMINATION I certify that the applicant agency will comply with and will insure compliance by its subgrantees and contractors with the non-discrimination requirements of: . The Omnibus Crime Control and Safe Streets Act of 1968, as amended, which prohibits discrimination on the basis of race, color, national origin, religion, or sex, in OJP and COPS funded programs or activities. (42 U.S.C. 93789d and 28 C.F.R. 942.201 et~) . Title VI of the Civil Rights Act of 1964, which prohibits discrimination on the basis of race, color or national origin in OJP and COPS funded programs or activities. (42 U.S.c. 92000d and 28 C.F.R. 942.101 et~) . Section 504 of the Rehabilitation Act, which prohibits discrimination on the basis of disability in OJP and COPS funded programs or activities. (29 U.S.C. 9794 and 28 C.F.R. 942.501 et~) . Section 1407 of the Victims of Crime Act (VOCA), which prohibits discrimination on the basis of race, color, national origin, religion, sex, or disability in VOCA funded programs or activities. (42 U.S.C. 910604) . Title II of the Americans with Disabilities Act of 1990, as it relates to discrimination on the basis of disability in OJP or COPS funded programs or activities. (42 U.S.C. 912132 and 28 C.F.R. Pt. 35) . Title IX of the Education Amendments of 1972, as it relates to discrimination on the basis of sex in OJP and COPS funded training or educational programs. (20 U.S.C. 91681 and 34 C.F.R. Pt. 106) . The Age Discrimination Act of 1975 as it relates to services discrimination on the basis of age in OJP or COPS funded programs or activities. (42 U.S.C. 96102 and 28 C.F.R. 942.700 et seg.) . Executive Order No. 13166 prohibiting discrimination of Limited English Proficient Persons. . Executive Order No. 13279 regarding equal protection of the laws for faith-based organizations. (28 C.F.R. pt. 38) No person shall, on the grounds of race, color, religion, national origin, sex, or disability, be excluded from participation in, be denied the benefits of, be subjected to discrimination under, or be denied employment in connection with any program or activity funded in whole or in part with funds made available under this title from the U.S. Department of Justice through the Department of the Attorney General, Crime Prevention and Justice Assistance Division. Noncompliance with the discrimination regulations may result in the suspension or termination of funding. SUBMITTED BY: Agency: Harry S. Kuboiiri Hawaii Police Department Date: Title: Signature: Name: Police Chief AG/CPJAD #15 12/07 CERTIFICATION FORM Recipient Name and Address: Grant Title: Grant Number: A ward Amount: Contact Person Name and Title: Phone Number: ( ) Federal regulations require recipients of financial assistance from the Office of Justice Programs (OJP), its component agencies, and the Office of Community Oriented Policing Services (COPS) to prepare, maintain on file, submit to OJP for review, and implement an Equal Employment Opportunity Plan (EEOP) in accordance with 28 C.F.R ** 42.301-.308. The regulations exempt some recipients from all of the EEOP requirements. Other recipients, according to the regulations, must prepare, maintain on file and implement an EEOP, but they do not need to submit the EEOP to OJP for review. Recipients that claim a complete exemption from the EEOP requirement must complete Section A below. Recipients that claim the limited exemption rrom the submission requirement, must complete Section B below. A recipient should complete either Section A or Section B, not both. If a recipient receives multiple OJP or CO PS grants. . please complete a form for each grant ensuring that any EEOP recipient certifies as completed and on file (if applicable) has been prepared within two years of the latest grant. Please send the completed form(s) to the Office for Civil Rights, Office of Justice Programs, U.S. Department of Justice, 810 7th Street, N. W ., Washington, D.C. 20531. For assistance in completing this form, please call (202)307- 0690 or TTY (202) 307-2027. Section A- Declaration Claiming Complete Exemption from the EEOP Requirement. Please check all the boxes that apply. Q Q Q Recipient has less than 50 employees, Recipient is a non-profit organization, Recipient is a medical institution, Q Recipient is an Indian tribe, Q Recipient is an educational institution, or Q Recipient is receiving an award less than $25,000 I, [responsible official], certify that [recipient] is not required to prepare an EEOP for the re~son(s) checked above, pursuant to 28 C.F.R 942.302. I further certify that [recipient] will comply with applicable Federal civil rights laws that prohibit discrimination in employment and in the delivery of services. Print or type Name and Title Signature Date Section B- Declaration Claiming Exemption from the EEOP Submission Requirement and Certifying That an EEOP Is on File for Review. If a recipient agency has 50 or more employees and is r~ceiving a single award or sub award for $25,000 or more, but less than $500,000, then the recipient agency does not have to submit an EEOP to OJP for review as long as it certifies the following (42 C.F.R. * 42.305): I, [responsible official], certify that the [recipient],which has 50 or more employees and is receiving a single award or subaward for $25,000 or more, but less than $500,000, has formulated an EEOP in accordance with 28 CFR 942.301, et seq., subpart E. I further certify that the EEOP has been formulated and signed into effect within the past two years by the proper authority and that it is available for review. The EEOP is on file in the office of: [organization], at [address],for review by the public and employees or for review or audit by officials of the relevant state planning agency or the Office for Civil Rights, Office of Justice Programs, U. S. Department of Justice, as required by relevant laws and regulations. Print or type Name and Title Signature Date OMB Approval No. 1]2]-0140 Expiration Date: 0]/3 ]/06 _M.. . '"' ~ ~ U.S. DEPARTMENT OF JUSTICE OFFICE OF ~USTICE PROGRAMS OFFICE OF THE COMPTROLLER Certification Regarding Debarment, Suspension, Ineligibility and Voluntary exclusion Lower Tier Covered Transactions (Sub-Recipient) This certification Is required by the regulations Implementing Executive Order 12549, Debannent and Suspension, 28 CFR Part 67; Section 67.510, Participants' responsibilities. The regulations were published as Part VII of the May 28, 1988 Federal Register (pages 19160-19211). (BEFORE COMPLETING CERTIFICATION, READ INSTRUCTIONS ON REVERSE) (1) The prospective lower tier participant certifies, by submlsalonof this proposal, that neither It nor Its principals are presently debarred, suspended, proposed for debarment, declared Ineligible, or voluntarily excluded from participation In this transaction by any Federal department or agency. (2) Where the prospective lower tier p8!tlclpant Is unable to certify to any of the statements In this certifI- cation, such prospective. participant shall attach an explanation to this proposal. Name and Title of Authorized Representative Signature Date Name of Organization Address of Organization OJP FOAM AOll11t ~EV. 2J89) PrnJouI editions ... ObIOJeta. Instructions for Certification 1. By signing and submitting this proposal, the prospective lower tier participant Is providing the certification set out below. 2. The certification In this clause Is a material representation of fact upon whIch reliance was placed when this transaction was entered Into. If It Is later determined that the prospective lower tier particIpant knowingly rendered an erroneous certification, In addition to other remedies available to the Federal Government, the department or agency wIth which this transaction originated may pursue available remedies, Including suspension and/or debarment. 3. The prospective lower tier participant shall provide Immediate written notice to the person to which this proposal Is submitted If at any time the prospective lower tier participant leams that Its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "covered transaction," "debarred," "suspended," "Ineligible," "lower. tier covered transaction," "participant," "person," "primary covered transactIon," "principal," "proposal." and "voluntarily excluded, " as used In this clause, have the meanings eet out In the DefinItions and Coverage sections of rules Implementing Executive Order 12549. . 5. The prospective lower tier participant agrees by submitting this proposal that, should the proposed covered tr:ansactlon be entered Into, It shall not knowingly enter Into any lower tier covered transactIon with a person who Is debarred, suspended, declared Ineligible. or voluntarily excluded from partiCipation In this covered transaction, unlesa authorized by the departm~nt or agency with which thls'transactTon originated. 8. The prospective lower tier partiCipant further agrees by submitting this propoaanhat It will Include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Excluslon- Lower Tier Covered Transactions," without modification, In all lower tier covered transactions and In all solicitations for lower tier covered transactIons. 7. A partIcipant In a covered transaction may rely upon a certification of a prospective participant In a lower tier covered transactIon that It Is not debarred, suspended..lnellgfble, or voluntarily excluded from the covered transaction, unless It knows that the certification Is erroneous. A particIpant may decIde the meJhod and frequency by which It determines the el.lglblllty of lis principals. Each partiCipant may check the Nonprocurement Ust. 8. Nothing contained In the foregoing shall be construed to require establishment of a system of records In order to render In good faith the certification required by thIs clause. The knowledge and Information of a partiCipant Is not required to exceed that which Is normally possessed by a prudent person In the ordInary cour&e.of business dealings. . 9. Except for transactIons authorized under paragraph 5 of these Instructions, If a partiCipant In a covered transaction knowingly enters Into 8 lower tier covered transaction with a person who Is suspended, debarred, Ineligible, or voluntary excluded from participation In this transaction, In addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies! Including suspension and/or debarment. DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION REGARDING LOBBYING Each person shall file the most current edition of this certification and disclosure form, if applicable, with each submission that initiates agency consideration of such person for an award of a Federal contract, grant, or cooperative agreement of$l 00,000 or more; or Federal loan of$150,000 or more. This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, title 31, U.S. Code. Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more . than $100,000 for each such failure. The undersigned certifies, to the best of his or her knowledge and belief, that: (1) No Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any Federal contract, grant, loan or cooperative agreement. (2) If any non-Federal funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any Federal agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan, or cooperative agreement, the undersigned shall initial here _ and complete and submit Standard Form # LLL, A Disclosure of Lobbying Activities, in accordance with its instructions. (3) Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the enactment, repeal modification or adoption of any law, regulation or policy, at any level of government, without the express prior written approval of the U.S. Department of Justice, Office of Justice Programs. (4) The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers and that all subrecipients shall certify and disclose accordingl y. Hawaii Police Department 349 Kapiolani Street, Hilo, HI 96720 Name and Address of Organization Name of Authorized Individual Signature and date 09-SU-20 Application No. BJA Name ofOJP Agency DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CONFIDENTIAL FUNDS CERTIFICATION This is to certify that I have read all of the conditions for confidential funds as set forth in the effective edition of Office of Justice Program's Financial Guide, and I agree to abide by all the conditions for confidential funds as set forth in the manual. SUBMITTED BY: Signature: Date: Name: Harry S. Kuboiiri Title: Police Chief Agency: Hawaii Police Department AG/CPJAD #18 05109