Loading...
HomeMy WebLinkAboutRES 017 Draft 01 2012-2014 JMS�os COUNTY OF HAWAII •:� �:• STATE OF HAWAII 'it;•N�,► RESOLUTION NO. 17 13 RESOLUTION AUTHORIZING THE OFFICE OF THE MAYOR TO ENTER INTO AN AGREEMENT WITH THE STATE OF HAWAII DEPARTMENT OF THE ATTORNEY GENERAL, PURSUANT TO HRS 46-7, FOR A GRANT TO IMPROVE FORENSIC SCIENCE SERVICES FOR THE HAWAII COUNTY POLICE DEPARTMENT WHEREAS, the State of Hawaii Department of the Attorney General, Crime Prevention and Justice Assistance Division has authorized funding to improve and enhance the quality of its forensic science services for the Hawaii County Police Department; and WHEREAS, the funds will be used to provide training of laboratory personnel and to purchase equipment to assist in gathering and processing forensic evidence; and WHEREAS, Hawaii Revised Statutes, Section 46-7, requires that County departments obtain the consent of the Council to enter into agreements with the Federal or State governments respecting action to be taken pursuant to any of the powers granted by law to furnish, expend, and receive any funds or other assistance in connection with projects being or to be undertaken pursuant to those powers; now, therefore, BE IT RESOLVED BY THE COUNCIL OF THE COUNTY OF HAWAI`I, in accordance with section 46-7, Hawai'i Revised Statutes, that the Mayor of the County of Hawai'i is authorized to execute, on behalf of the County, an agreement, attached hereto and incorporated herein by reference as "Exhibit I", and related documents with the State of Hawaii Department of the Attorney General, to enable the County to receive funding for this grant to improve forensic science services. BE IT FINALLY RESOLVED that the County Clerk of the County of Hawaii shall transmit copies of this resolution to the Office of the Mayor, the Finance Department, and the Hawaii County Police Department. Dated at Hilo , Hawaii, this 9th day of January , 2013. INTRODUCED BY: ---7qin ii-----:,. ----) . /y ,/ 7(:1 "f,e_-'<___/1,.- _ 71-k-Q--/2-a" ."--j) COUNCIL MEMBER, COUNTY OF HAWAII COUNTY COUNCIL ROLL CALL VOTE County of Hawai`i AYES NOES ABS EX Hilo, Hawaii EOFF X FORD X I hereby certify that the foregoing RESOLUTION was by ILAGAN X the vote indicated to the right hereof adopted by the COUNCIL of the KANUHA X County of Hawai`i on January 9, 2013 KERN X ONISHI X ATTEST: POINDEXTER X WILLS X YOSHIMOTO X I 9 0 0 0 IReference: C-20/FG6 COUNTY CLERK CHAIRPERSON &PRESIDING OFFICER RESOLUTION NO. 17 13 Exhibit "I" Project Number 12-CD-02 C O N T R A C T THIS CONTRACT, executed on the respective dates indicated below, is effective as of October 1, 2012, by and between the Department of the Attorney General, State of Hawaii, hereinafter called "Agency", by and through the Attorney General, and Hawaii Police Department, hereinafter called "Grantee" . WITNESSETH WHEREAS, Public Law 106-561, the Paul Coverdell National Forensic Sciences Improvement Act, as amended, authorizes funding to improve the quality, timeliness, and credibility of forensic science services for criminal justice purposes; WHEREAS, award amounts are pre-determined according to the allocation criteria set forth in 42 U. S . C. §37971, section 2803 (a) ; 1 (10/2011) WHEREAS, the Department of the Attorney General, as the designated State Administrating Agency, applied for and was awarded funds under the Act; WHEREAS, Grantee is qualified to receive funds available to Hawaii under the Act and its respective implementing regulations, contained in the Paul Coverdell Forensic Science Improvement grant announcement, and 28 C. F. R. Chapter 1, Part 66, and has applied to Agency for receipt of the same as a subgrantee; WHEREAS, Agency has reviewed Grantee ' s application for funds, and is satisfied that all of the requirements of the Act and its respective implementing regulations have been satisfied and that Grantee is capable of using the federal funds requested appropriately; WHEREAS, Grantee has demonstrated the capacity to provide the services, programs and activities described herein and is ready, willing and able to provide the required services, programs and activities; NOW THEREFORE, Agency and Grantee for and in consideration of the covenants, conditions, agreements, and 2 (10/2011) stipulations hereinafter expressed, do mutually agree as follows : A. SCOPE OF SERVICES . Grantee shall, in a proper and satisfactory manner, as determined by Agency, and in accordance with the terms and conditions of this Contract, use the funds received under this Contract for the purposes stated herein and in accordance with the "Application For Grant" (Parts I through IV including all certifications required under Section C attached hereto as Exhibit "A" and by reference incorporated herein. It is understood that this Contract includes as a part hereof any rules, relevant directives or instructions issued by the United States or the Agency, including the provisions of the federal Office of Management and Budget circulars and the effective edition of the Office of Justice Programs ' financial manual entitled "Financial Guide. " B. TERM OF CONTRACT. This Contract shall be in effect for the period from October 1, 2012 to and including September 30, 2013 unless this Contract is sooner terminated as hereinafter provided or unless this Contract is extended in accordance with Section L. of this Contract . 3 (10/2011) C . PERFORMANCE REQUIREMENTS AND CONDITIONS . 1 . Grantee shall comply with the guidelines set forth in the Act and all applicable federal regulations and guidelines, including but not limited to guidance issued by the Bureau of Justice Assistance, 28 C . F. R. Chapter 1, Part 66, Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments, and Office of Management and Budget circulars and the effective edition of the Office of Justice Programs ' financial manual entitled "Financial Guide. " 2 . Grantee shall comply with all the ordinances, codes, rules and regulations of the Federal, State and local government which in any way affect its performance under this Contract . 3 . Grantee shall provide for an independent audit of its activities on a periodic basis in accordance with Office of Management and Budget Circular A-133 . 4 . Prior to, or concurrently with the execution of this Contract, Grantee shall complete, execute and submit to Agency a Certification Regarding Drug-Free Workplace Requirements which meets the requirements of the Drug Free Workplace Act of 1988 (P. L. 100-690, Title V, Subtitle D, U. S .C. , Title 41, Chapter 10, §702) , hereinafter referred to as 4 (10/2011) the "Drug-Free Workplace Certification" . A copy of the Drug- Free Workplace Certification shall be included in Part IV of the Application for Grant . Grantee covenants that the representations made in the Drug-Free Workplace Certification are true at the time this Contract is executed and will remain true throughout the entire term of this Contract and any extensions, and that Grantee shall fulfill all the requirements set forth therein. Grantee ' s execution and submission of a false Drug-Free Workplace Certification, or Grantee ' s violation of any or all of the requirements set forth therein shall entitle Agency to suspend one or more payments under this Contract, and/or terminate this Contract pursuant to the provisions of Section N of this Contract . Grantee warrants that it is aware that such false certification or violation of the requirements contained in the Drug-Free Workplace Certification shall subject the State of Hawaii to government-wide suspension or debarment, or other sanctions which, in turn, shall result in the withdrawal of funds from Grantee and/or the unavailability of future funding for Grantee. 5 . Prior to, or concurrently with the execution of this Contract, Grantee shall complete, execute and submit to Agency a Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion, hereinafter referred to as the "Debarment Certification" . A copy of the Debarment 5 (10/2011) Certification shall be included in Part IV of the Application for Grant . Grantee covenants that the representations made in the Debarment Certification are true at the time this Contract is executed and will remain true throughout the entire term of the Contract and any extensions, and that Grantee shall fulfill any and all terms and conditions set forth therein. 6 . Prior to, or concurrently with the execution of this Contract, Grantee shall complete, execute and submit to Agency a Certification of Non-Supplanting, hereinafter referred to as the "Non-Supplanting Certification" . A copy of the Non- Supplanting Certification shall be included in Part IV of the Application for Grant . Grantee covenants that the representations made in the Non-Supplanting Certification are true at the time this Contract is executed and will remain true throughout the entire term of the Contract and any extensions, and that Grantee shall fulfill any and all terms and conditions set forth therein. 7 . Prior to, or concurrently with the execution of this Contract, if so required by Agency, Grantee shall complete, execute and submit to Agency a Certification Regarding Lobbying, hereinafter referred to as the "Lobbying Certification", and any subsequent disclosure forms required under Section 1352, Title 31 U. S . C. A copy of the Lobbying Certification shall be included in Part IV of the Application 6 (10/2011) for Grant . Grantee covenants that the representations made in the Lobbying Certification are true at the time this Contract is executed and will remain true throughout the entire term of the Contract and any extensions, and that Grantee shall fulfill any and all terms and conditions set forth therein. 8 . Grantee shall comply with the non- discrimination requirements of the Omnibus Crime Control and Safe Streets Act of 1968 which prohibits discrimination in employment and in the delivery of services or benefits on the basis of race, color, national origin, religion, or sex; Title VI of the Civil Rights Act of 1964 which prohibits discrimination in the delivery of services or benefits on the basis of race, color, or national origin; Section 504 of the Rehabilitation Act of 1973 and Title II of the Americans with Disabilities Act of 1990 which prohibit discrimination in employment and in the delivery of services or benefits based on disability; Title IX of the Education Amendments of 1972 which prohibits discrimination on the basis of sex in training or educational programs; the Age Discrimination Act of 1975 which prohibits discrimination in the delivery of services or benefits on the basis of age; the Department of Justice regulations implementing the above-referenced statutes at 28 C. F. R. Part 42, subpts . C, D, G, and I, 28 C. F. R. Part 35, and 28 C. F. R. Part 54; Exec. Order No. 13279, 28 C. F. R. Part 38 (equal protection 7 (10/2011) of the laws for faith-based and community organizations) ; Exec. Order No. 13166 and U . S . Department of Justice, Guidance to Federal Financial Assistance Recipients Regarding Title VI Prohibition Against National Origin Discrimination Affecting Limited English Proficient Persons; the Hawaii State Fair Employment Practices Act, Chapter 378, Hawaii Revised Statutes; and all other applicable federal and state laws, rules and regulations . 9 . Grantee assures Agency that if it is required to formulate an Equal Employment Opportunity Program in accordance with 28 C . F. R. §§ 42 . 301 et seq. it will submit a certification to Agency that a current program is on file . 10 . Grantee shall maintain accounting procedures and practices acceptable to Agency, and books, records, documents and other evidence which sufficiently, accurately and properly reflect all direct and indirect expenditures and all interest or other income earned as the result of funds provided pursuant to this Contract . Grantee shall ensure that its own books, records, and documents are available for inspection, reviews or audits at all reasonable times by Agency or the United States Department of Justice . In addition, Grantee shall prepare and submit to the Agency reports in such form and at such times as Agency or the Bureau of Justice Assistance may require . Grantee shall submit quarterly financial reports 8 (10/2011) fifteen (15) calendar days after the end of each calendar quarter. Grantee shall submit monthly request for funds and cash balance reports fifteen (15) calendar days after the end of each month. The final fiscal reports must be received by Agency within sixty (60) days after the date this Contract terminates or unless mandated earlier by Agency. Records and financial accounts shall be retained by the Grantee and shall be accessible to Agency and the United States Department of Justice for at least three years after Agency' s grant with the Bureau of Justice Assistance is closed. 11 . The final drawdown for funds shall be received by Agency no later than. thirty ( 30) days after the Contract terminates . 12 . Any funds provided to Grantee under this Contract which are unencumbered on the date this Contract terminates shall be returned to Agency; all funds provided under this Contract which are encumbered but not disbursed within sixty ( 60) days after this Contract terminates shall be returned to Agency. 13 . Grantee shall submit progress reports as required for the Act funds to Agency during the term of the Contract as stipulated under Part IV. Attachments, Acceptance of Special Conditions, Sections 5 . 9 (10/2011) 14 . If so required by Agency, Grantee shall certify to Agency that any expendable or nonexpendable personal property purchased or acquired with funds received under this Contract will be used for criminal justice purposes before title in such property may vest in Grantee . Grantee shall submit a certification to Agency within thirty (30) days after the date this Contract terminates . If a certification is not provided by Grantee, title to any personal property purchased or acquired with funds received under this Contract shall vest in Agency and such personal property shall be delivered to the Agency in good working order upon expiration or sooner termination of this Contract . D. PERSONNEL. 1 . Grantee shall secure at its own expense all personnel required to perform the services required under this Contract . All such personnel shall not be considered employees of, or have any contractual relationship with the State of Hawaii unless Grantee is otherwise an agency of the State. 2 . Grantee shall ensure that none of the work or services to be provided under this Contract shall be subcontracted or assigned without the prior written approval of Agency. 10 (10/2011) E. SUBCONTRACTS . Grantee may provide some or all of the services required under this Contract by subcontract provided that Grantee secures the prior written consent of Agency. In the event Grantee enters into a subcontract with a private organization to perform any of the services or activities required under this Contract, Grantee agrees that the period of each subcontract shall not exceed the term of this Contract, and funds to the private organization will not be released unless and until the requirements set forth in applicable state law and implementing rules are complied with by the subcontractor. All subcontracts shall include provisions to ensure that Grantee is capable of satisfying the requirements of this Contract . All subcontracts shall be reduced to writing and shall include all provisions of this Contract required of Grantee . F. SERVICES AS INDEPENDENT CONTRACTOR. 1 . In the performance of the services required under this Contract, Grantee shall be an independent contractor with the authority to control and direct the performance and details of the work and services required under this Contract; however, Agency shall have the right to inspect work in progress to determine whether, in Agency' s opinion, the work is being performed by Grantee in accordance with the provisions of this 11 (10/2011) Contract . All persons hired or used by Grantee shall be Grantee ' s agents and employees and Grantee shall be responsible for the accuracy, completeness, and adequacy of any and all work and services performed by its agents and employees . Furthermore, Grantee intentionally, voluntarily, and knowingly assumes the sole and entire liability if such liability is determined to exist, to its agents and employees or to third persons, for all loss, cost, damage or injury caused by Grantee ' s agents and employees in the course of their employment . The performance of work under this Contract alone shall not be construed as employment with the State of Hawaii and shall not entitle Grantee ' s agents and employees to vacation, sick leave, retirement, or other benefits directly afforded state employees by statutes . Grantee shall be responsible for payment of all applicable federal, state, and county fees which may become due and owing by the Grantee by reason of the Contract, including but not limited to (i) income taxes, (ii) employment related fees, assessments and taxes and (iii) general excise taxes . The Grantee also is responsible for obtaining all licenses, permits and certificates that may be required in order to perform this Contract . 2 . This section shall not be enforced if Grantee is an agency of the State of Hawaii . 12 (10/2011) G. COMPENSATION . 1 . Subject to continuing availability of funds, Agency agrees to pay Grantee, for services satisfactorily performed under this Contract, a sum not to exceed Twenty Six Thousand, Forty-Eight and 00/100 dollars ($26, 048 . 00) ---- to be spent for the purposes of this Contract . This sum represents any and all compensation to be paid to Grantee for any and all services it provides, and for any and all travel costs, materials, supplies, equipment, overhead, taxes, and other incidentals and operating expenses which it incurs or may incur in connection with this Contract . 2 . It is covenanted and agreed by and between the parties hereto that, as to the portion of the obligation under this Contract to be payable out of federal funds, this Contract shall be construed to be an agreement to pay such portion to the Grantee only out of federal funds to be received from the federal government when the federal funds are so received and shall not be construed as a general agreement to pay such portion at all events out of any funds other than those which are received from the federal government . H. METHOD OF PAYMENT. 13 (10/2011) 1 . All funds available for use under this Contract shall be subject to the allotment system as provided in Chapter 37, Hawaii Revised Statutes . 2 . Payments to Grantee under this Contract shall be made in accordance with and subject to the following provisions : a . Payments shall be made monthly upon receipt of Grantee ' s completed request for funds . b. All payments shall be made in accordance with and subject to Chapter 40, Hawaii Revised Statutes, which specifies the accounting procedures and controls applicable to payments out of the Treasury of the State of Hawaii . c. If an amount of reported expenditures is preliminarily determined by Agency to be inappropriate and unallowable, Agency may deduct an equivalent amount from the next payable installment and may withhold payment of the amount of the moneys equivalent to the questioned expenditures until later resolution of the discrepancy by audit or other means . If, after payment of the last installment, investigation and examination reveal additional expenditures that are determined by Agency to be inappropriate and unallowable, Agency may require that an equivalent amount of moneys be refunded to 14 (10/2011) Agency notwithstanding Agency' s preliminary determination of appropriateness and allowability. d. Failure to submit required reports by the applicable deadline will result in the withholding of payments until such time as the reports are received by Agency. Grantee shall continue to provide the services, programs and activities during the period that payments are being withheld. I . INDEMNIFICATION. 1 . It is strictly understood that the State of Hawaii shall in no way be held liable for any damages, cause of action or suits resulting from the acts, activities, or omissions of Grantee . Grantee shall indemnify and save harmless the State of Hawaii, Agency, and their officers, agents, and employees from and against any and all liability, loss, actions, claims, suits, damages, costs or expenses, including all attorneys' fees, and all claims, suits, and demands therefor, arising out of or resulting from the acts or omissions of Grantee, its officers, employees, agents, or subcontractors occurring during or in connection with the performance of Grantee ' s services under this Contract, or arising out of or resulting from breach of this Contract by Grantee. Grantee shall defend the State of Hawaii, Agency, and their officers, agents, and employees against any such action or claim unless 15 (10/2011) the action or claim involves an act or omission solely of Agency, its officers, agents, or employees . 2 . This section shall not be enforced if Grantee is an agency of the State of Hawaii . J. CONFIDENTIAL MATERIAL. Any information, data, report, record, summary, table, map, or study given to or prepared or assembled by Grantee under this Contract which is identified as proprietary or confidential information that Agency requests to be kept confidential shall be safeguarded by the Grantee and shall not be made available to any individual or organization other than any subcontractor to which the material may relate, without prior written approval of Agency. Grantee shall submit a completed Privacy Certification for review and approval prior to the expenditure of funds for the collection of identifiable research/statistical data . All information, data, or other material provided by the Grantee or the Agency shall be kept confidential only to the extent permitted by law. Grantee shall comply with the requirements of Chapters 487J, 487N and 487R, Hawaii Revised Statutes as applicable. K. COPYRIGHT AND PATENT. 16 (10/2011) The Agency shall have complete ownership of all material, both finished and unfinished, which is developed, prepared, assembled, or conceived by the Grantee pursuant to this Contract, and all such material shall be considered "works made for hire" . No summary, report, map, chart, graph, table, study or other documents or discovery, invention, or development produced in whole or in part with funds made available under this Contract shall be the subject of an application for copyright or patent by or on behalf of Grantee, its officers, agents, or its employees, or its subcontractors without prior written authorization from Agency. L. MODIFICATION OF CONTRACT . Any modification, alteration, amendment, or change to this Contract other than to the "Application For Grant" (attached hereto as part of Exhibit "A") or to the period during which this Contract is in effect in Section B, including increases (subject to the availability of funds) or decreases in the amount of compensation, permitted by this Contract shall be made by written supplemental agreement to this Contract and executed by Grantee and the Attorney General or the Attorney General ' s designee. Modifications, alterations or changes to provisions of the "Application For Grant" may be requested by Grantee, approved by the Administrator of the Crime Prevention 17 (10/2011) and Justice Assistance Division on Agency' s behalf, and made by substituting or inserting the revisions in Exhibit "A" . Modifications, alterations or changes to the period during which this Contract is in effect may be requested in writing by Grantee or Agency, up to forty-five (45) days before the Contract would otherwise terminate, and shall be effective as of the date approved by the Administrator of the Crime Prevention and Justice Assistance Division (if requested by Grantee) or Grantee (if requested by Agency) and made by attaching a party' s written request with the other party' s written approval thereon to this Contract . No oral modification, alteration, amendment, change, or extension of any term, provision or condition of this Contract shall be permitted. M. CONFLICT OF INTEREST . Grantee represents that it presently has no interest and promises that it shall not acquire any interest, direct or indirect, that would conflict in any manner or degree with the performance of the services under this Contract . N. TERMINATION OF CONTRACT. 1 . If, for any cause, Grantee refuses or fails to satisfactorily fulfill in a timely or proper manner its obligations under this Contract or any extension thereof, or if 18 (10/2011) Grantee breaches any of the promises, terms or conditions of this Contract and, having been given reasonable notice of and opportunity to cure any such default, fails to take satisfactory corrective action within the time specified by Agency, Agency shall have the right to terminate this Contract by giving written notice to Grantee of such termination ten (10) calendar days before the effective date of such termination. The Grantee shall continue performance of the Contract to the extent it is not terminated. Notwithstanding termination of the Contract, and subject to any directions from the Agency, the Grantee shall take timely, reasonable, and necessary action to protect and preserve property in the possession of the Grantee in which the Agency has an interest . 2 . Furthermore, Agency may terminate this Contract without statement of cause at any time by giving written notice to Grantee of such termination at least thirty (30) calendar days before the effective date of such termination. 3 . In the event of termination of either type, all finished or unfinished documents, reports, summaries, lists, charts, graphs, maps, or other written material prepared by Grantee, under this Contract shall become Agency' s property and, together with all information, data, reports, records, maps, and other materials (if any) provided to Grantee by Agency, shall be 19 (10/2011) delivered and surrendered to Agency on or before the effective date of termination. 4 . Grantee shall be entitled to receive only such compensation as shall have been satisfactorily earned prior to the effective date of termination. Agency shall determine the amount of work satisfactorily completed and the amount of compensation satisfactorily earned. If the termination is for cause, any other provisions to the contrary notwithstanding, Grantee shall not be relieved of liability to Agency for damages sustained by Agency because of any breach by Grantee of this Contract . 0. WAIVER. The failure of the Agency to insist upon strict compliance with any term, provision, or condition of this Contract shall not constitute or be deemed to constitute a waiver or relinquishment of the Agency' s right to enforce the same in accordance with this Contract . It is expressly understood and agreed that no waiver granted by Agency on account of any violation of any promise, term or condition of this Contract shall constitute or be construed in any manner as a waiver of the promise, term or condition or of the right to enforce the same as to any other or further violation. 20 (10/2011) P. DISPUTES; GOVERNING LAW; VENUE . Any dispute concerning a matter of fact arising under this Contract or any subcontract, which is not disposed of by mutual agreement within fifteen (15) calendar days, shall be decided by the Attorney General, or the Attorney General ' s duly designated representative, who shall reduce the decision to writing and mail or otherwise furnish a copy of the decision to Grantee . The decision of such person shall be final and conclusive . Pending final decision of such dispute, Grantee shall proceed diligently with the performance of this Contract in accordance with Agency' s request . The validity of this Contract and any of its terms or provisions, as well as the rights and duties of the parties to this Contract, shall be governed by the laws of the State of Hawaii. Except as otherwise provided in this Section, any action to enforce this Contract or for breach of this Contract shall be brought only in a State court of competent jurisdiction in Honolulu, Hawaii . Q. ADDITIONAL CONDITIONS . Additional conditions may be imposed against Grantee by reducing them to writing and designating them as 21 (10/2011) exhibits to this Contract . Any such exhibit shall be attached hereto and thereby incorporated herein. 22 (10/2011) IN WITNESS WHEREOF, the parties hereto have executed this Contract . DEPARTMENT OF THE ATTORNEY GENERAL APPROVED AS TO FORM: STATE OF HAWAII, ( "AGENCY" ) By Deputy Attorney General, State of Hawaii Print Name David M. Louie Its Attorney General Date HAWAII POLICE DEPARTMENT ( "GRANTEE" ) By Print Name Title Mayor Date APPROVED AS TO FORM AND LEGALITY: Name Title Corporation Counsel Date APPROVAL RECOMMENDED: By Name Title Chief of Police Date 23 (10/2011) CRIME PREVENTION AND JUSTICE ASSISTANCE DIVISION DEPARTMENT OF THE ATTORNEY GENERAL 235 South Beretania Street, Ste., 401 Honolulu, Hawaii 96813 APPLICATION FOR GRANT PART I. TITLE PAGE A. PROJECT TITLE: Basic Needs to Improve Forensic Services in Hawaii County B. APPLICANT AGENCY: Hawaii Police Department C. ADDRESS: 349 Kapiolani Street, Hilo HI 96720 D. LOCATION OF PROJECT: 349 Kapiolani Street, Hilo HI 96720 E. PROJECT PERIOD: From October 1, 2012 To September 30, 2013 F. AUTHORIZING GRANT: FY 2012 Paul Coverdell Forensic Sciences Improvement Act G. TYPE OF AWARD: New ® Continuation H. TOTAL PROJECT COSTS: SOURCE OF FUNDS PERCENT AMOUNT Federal Funds 100% $26,048.00 Agency Match TOTAL 100% $26,048.00 I. PROJECT DIRECTOR Name: Kathy Pung Title: Lab Supervisor/ Criminalist III E-Mail: kpung a,co.hawaii.hi.us Address: 349 Kapiolani Street. Hilo HI 96720 Telephone: 808-961-8814 FAX: 808-961-8886 J. FINANCIAL OFFICER Name: Nori Ishii Title: Accountant V Email: nishiico.hawaii.hi.us Address: 349 Kapiolani Street, Hilo HI 96720 Telephone: 808-961-2273 FAX: 808-961-2390 FOR CPJAD USE Date / - ' received: Project Number: G° Exhibit A PART II. PROGRAM DESCRIPTION A. PROGRAM NARRATIVE The Hawaii Police Department Crime Laboratory was established in 1977 to provide scientific support for criminal investigations and further assist outside agencies such as the County's Department of Liquor Control, the State Department of Land and Natural Resources, and the Federal Drug Enforcement Agency. The majority of cases handled by the laboratory involve the testing of illicit drugs. The laboratory also conducts latent print examination and development, serial number restorations, and firearms test-fire for operability. The HiPD Crime Laboratory has two areas of operation: Area I Operations which includes East Hawaii, comparable to the combined land area of Oahu and Maui; and Area II Operations which includes West Hawaii, comparable to the combined land areas of Oahu, Maui, and Kauai. Objectives The HiPD Crime Lab proposes to use FY 2012 Coverdell grant funds to improve and enhance the quality of its forensic science services. Objectives are as follows: 1) to fulfill the HiPD's commitment to laboratory personnel professional development by providing training opportunities to further develop their forensic abilities and maintain certification, and 2)to increase the laboratory's forensic abilities quality of investigations/crime scene processing. Objective 1: HiPD relies heavily on grant funds for equipment and training. Department training funds are extremely limited. Laboratory personnel are currently restricted to attending local training opportunities brought in by other agencies, which are rare, and training funds are needed for personnel to attend laboratory accreditation courses and continuing education opportunities. Laboratory personnel and the forensic services they provide in casework undergo close scrutiny by the judicial system, media, and the public that they serve. The Criminalists and Evidence Specialists must be knowledgeable in their discipline, and continuously pursue professional development to keep abreast of updates and advances in their field. The ever evolving scientific knowledge and technology, as well as new legislation, directly affect laboratory personnel and the judicial system. Laboratory personnel must keep current with developments in their forensic disciplines to effectively apply and defend the work that they do. Providing efficient quality forensic services for our community entails maintaining a knowledgeable and skilled staff, for this reason, a continuous training program for laboratory personnel is required by professional certification providers and laboratory accrediting bodies. Training opportunities that include scientific meetings, conferences, and workshops enable laboratory personnel to establish and maintain a valuable network of professional contacts and resources, and assists laboratory personnel in maintaining professional certifications. Grant funds will be used to cover the costs of three training opportunities including: • Clandestine Laboratory of Investigating Chemists (CLIC) Annual Technical Seminar. The technical seminar provides updated information and safety concerns for drug analysts. Forensic drug research, updated analytical techniques, manufacturing methods, current/upcoming drug legislation, and emerging drugs trends seen around the world, are shared in presentations by forensic scientists. Attendance at the CLIC annual training seminar will increase the laboratory's personnel • knowledge in the analysis of designer drugs (clandestine lab produced drugs), and assist in establishing a network of professional contacts for guidance and consultation in future forensic drug casework. • American Academy of Forensic Sciences (AAFS) Annual Meeting. The Academy's annual scientific meeting presents the most current information, research, and updates in the forensic sciences. Scientific papers, seminars, workshops, discussions/debates, and a very large exhibit of assorted forensic technology/supplies vendors are presented. The 2013 Annual Meeting theme "The Forensic Sciences: Founded on Observation and Experience, Improved by Education and Research" emphasizes the importance of continuing education and training in the forensic sciences. Attendance at the AAFS annual meeting will increase laboratory personnel's knowledge in updated methods, techniques, and legal issues regarding drug analysis, latent prints, firearms, crime scene processing, laboratory accreditation, personnel certification, and current concerns of the other forensic disciplines that affect evidence/investigations. • International Association of Identification (IAI) Annual International Education Conference. This conference provides laboratory personnel with updates on the latest techniques and discoveries in forensic identification and crime detection. Training, education and current scientific papers are presented in all forensic science disciplines that are relevant to the Evidence Specialists crime scene processing casework. This conference encourages the association of laboratory personnel who are actively engaged in the profession of forensic identification, investigation, and scientific examination of physical evidence. Objective 2: The problem of budget cuts and limited resources is exacerbated by the large geographical area. The large land area requires more finances to provide physical substations, mileage, electricity, etc. for basic law enforcement operations. The higher cost of operations lowers the amount of funds available for equipment and training. HiPD sworn and civilian personnel often opt to provide their own equipment such as computers, laptops, printers, and cameras. Due to budgetary restrictions, no county funds are available to purchase needed equipment. Other types of equipment that would be used for crime scene processing and investigations are either shared between Area I and II Operations (crime scene van and equipment, Evidence Specialists assistance), or done without equipment. To improve the forensic services capabilities in Area II Operations, grant funds are requested to purchase one 4' x 6' trailer to provide a secure location to consolidate the crime scene processing equipment and ensure quick response transportability. A portable generator, work lights, and extension cords will be used for crime scenes and will increase night time crime scene processing capabilities. Having this assigned unit in the trailer assigned to Area II Operations Criminal Investigations will ensure continuous and quick availability. A laser trajectory kit is needed to determine projectile paths/angles, and a metal detector is needed to expedite evidence search/recovery, and a camera flash kit and ALS replacement filter goggles, head lamps, portable printer with inverter, and six digital recorders will increase Area II Operations crime scene processing capabilities and expedite criminal investigations. Two 12' x 12' canopy tents, one netting set, one tent weight set, one 6' folding table, and four folding chairs will increase Area II Operations crime scene processing capabilities by allowing crime scene personnel to set up processing stations at remote crime scene locations. The tented stations will ensure efficient evidence processing areas that provide some privacy from spectators. Area II Operations Criminal Investigations Section does not currently have any of the equipment noted above and on occasion, are forced to process less critical crime scenes without the Evidence Specialists assistance or equipment. Night time and early morning crime scenes could be safely secured with the generator, lights, etc. prior to Evidence Specialists arriving on scene in Area II Operations (about a three hour response time). Having the requested equipment available to them will improve and expedite crime scene processing in Area II Operations Criminal Investigations. Method to Achieve Objective 2: Grant funds will be used to purchase updated and needed equipment related to processing crime scenes and conducting investigations. The following items will be purchased for evidence specialists use: one updated digital camera; two specialized flash kits; one telephoto lens; one camera bag; one digital video recorder with case and cards; one crime scene work light; one impulse heat sealer; one glue fuming wand kit; one post mortem fingerprinting kit and cards; one folding crime scene cart; one 4x6 trailer for crime scene equipment; one portable generator, work lights, extension cords; one laser trajectory kit; one metal detector; two 12x12 canopy tents, tent netting, and tent weights; one portable printer and inverter; one folding table and four chairs; four headlamps; six digital recorders; and one Canon 50D flash kit and ALS filter goggles. These items will ensure that each Evidence Specialist will have an updated camera for crime scene documentation. The updated cameras shoot faster; have better maximum light sensitivity, color depth, image quality, dynamic range, and other upgraded qualities. The older model camera will be used as a backup. The Evidence Specialists recently learned how this flash kit can improve forensic photography quality at a recent joint Crime Scene Photography training hosted by the Honolulu Police Department's Scientific Investigations Section. The specialty flash kits provide more even lighting, better quality night photography lighting, and is wireless. A digital video camera will ensure the continued quality and forensic capability of Evidence Specialists crime scene processing. The Evidence Specialists currently borrow a personal digital video camera on loan from the Lieutenant in the Criminal Investigations Section. An impulse heat sealer will also improve the quality of arson evidence collection and preservation by replacing an older model heat sealing device that is difficult to achieve a secure seal with, and produces noxious potentially hazardous fumes. A glue fuming wand kit greatly increases the speed at which the Evidence Specialists could examine and develop latent fingerprints at crime scenes. The glue fuming wand focuses concentrated cyanoacrylate fumes onto suspected areas and develops latent fingerprints at a much faster rate than currently used conventional glue fuming techniques. The post mortem fingerprinting kit, to be kept in the crime scene van will increase forensic service capabilities at scenes and autopsies and ensure availability. A folding crime scene cart will greatly increase the crime scene processing efficiency of the Evidence Specialists by allowing them to consolidate trips to and from the crime scene van to transport equipment, supplies, and evidence. B. EXTERNAL INVESTIGATIONS The Hawaii Police Department Crime Lab is a unit of a local law enforcement agency, the Hawaii Police Department. The Hawaii Police Department has an Internal Affairs division (IA) that reports directly to the Police Chief. The Police Chief reports directly to the Hawaii County Mayor. The IA division has the authority to conduct independent investigations into allegations of serious negligence or misconduct by HiPD Crime Lab employees and contractors, completely free from influence or supervision from laboratory management officials. C. ACCEPTED LABORATORY PRACTICES AND PROCEDURES The HiPD Crime Lab uses generally accepted laboratory practices and procedures, established by accrediting organizations or appropriate certifying bodies. HiPD Crime Lab is requesting Coverdell grant funds to attend trainings and purchase needed equipment and supplies. D. PROJECT ORGANIZATION AND MANAGEMENT The Project Director will be Kathy A. Pung, Lab Supervisor/Criminalist III. The Financial Officer will be Nori A. Ishii, Accountant IV. E. PERSONNEL No new personnel will be hired. No overtime will be incurred. F. BRIEF PERSONNEL BIOGRAPHIES Brief biographies are provided for the personnel intending to attend forensic training workshops, conferences, and/or scientific meetings. Jennifer S. Minaai: Evidence Specialist I Evidence Specialist Minaai has a B.A. in Biology from the University of Hawaii at Hilo. She has been employed by the HiPD since 2008. Lauren M. Wong: Evidence Specialist I Evidence Specialist Wong has a B.S. degree in Medical Technology from Purdue University. She has been employed by the HiPD since 2008. Edward S.T. Oshiro: Criminalist II Criminalist Oshiro has a B.S. degree in Chemistry from the University of Hawaii at Manoa and employed by HiPD from 1985 as a Criminalist I, conducting mostly drug analysis. Brian N. Koge: Criminalist II/Laboratory Quality Manager Criminalist Koge has a B.S. degree in Medical Technology from the University of Hawaii at Manoa. He was employed by HiPD from 1990 to 1999 as a Criminalist I, conducting mostly drug analysis. Criminalist Koge was rehired as a Criminalist II in 2008, and American Board of Criminalistics (ABC) recertified in 2010 as a Drug Analyst. Kathy A. Pung: Criminalist III/Laboratory Supervisor Criminalist Pung has a B.A. in Chemistry from the University of Hawaii at Hilo, and a M.S. degree in Forensic DNA & Serology from the University of Florida . Criminalist Pung has been employed by HiPD since 2000 as a Criminalist 1, conducting mostly drug analysis. and was promoted to Laboratory Supervisor/Criminalist III in 2007. Criminalist Pung was American Board of Criminalistics (ABC) certified in 2008 as a Drug Analyst. G. DESCRIPTION OF APPLICANT'S PLAN FOR THE COLLECTION OF THE DATA REQUIRED FOR PERFORMANCE MEASURES The Project Director will be responsible for collecting and maintaining all stipulated performance indicators/outcome measures (including Coverdell grant specific performance measures and data. Project specific measures determine whether project goals and objectives have been met. Stipulated Coverdell Grant Performance Measures • The average number of days to process a sample at the beginning of the grant period; • Average number of days to process a sample at the end of the grant period; • Number of backlogged cases at the beginning of the grant period; • Number of backlogged cases at the end of the grant period; • Number of forensic science personnel attending training; • Number of medical examiner personnel attending training programs. Project Specific Performance Indicators 1. Training received by forensic laboratory personnel. a. The number of forensic personnel attending training programs; b. Type of training attended; c. How the training helped the laboratory; d. Specific data on application of the training towards maintenance of forensic certification. 1. Equipment purchased. a. The number of crime scenes processes at night using equipment; b. The number of investigations/crime scenes using equipment; c. Specific data from HiPD and prosecutors on how equipment has improved the quality of investigations/crime scene processing. Plan for Data Collection of Performance Measures For all activities funded by this grant project, the Project Director will document and maintain an organized file. Semiannual progress reports and a final report will be completed and submitted by the Project Director, along with any other applicable reports and materials. Quarterly financial status reports will be completed and submitted by the Financial Officer. PART III. BUDGET DETAIL AND EXPLANATION BUDGET DETAIL WORKSHEET Hawaii Police Department COST ELEMENT AMOUNT A. PERSONNEL $ 0 B. FRINGE BENEFITS $ 0 C. TRAVEL: TRANSPORTATION AND SUBSISTENCE Purpose of Travel Location Item Computation Cost One to attend the Washington, Air Fare $1,300/round trip ticket x 1 $1,300 American Academy DC of Forensic Sciences Per diem $145/day x 6 days x 1 $870 Annual Conference Excess $100/day x 5 days x l $500 Lodging Baggage $40/bag x 1 bag x 1 traveler $40 Airport/hotel $60/round trip $60 transportation Subtotal $2,770 One to attend the Boston, MA Air Fare $1,300/round trip ticket x 1 $1,300 Clandestine Laboratory Per diem $145/day x 7 days x 1 $1,015 Investigating Chemist Annual Technical Excess $100/day x 6 days $600 Seminar Lodging Baggage $40/bag x 1 bag x 1 traveler $40 Airport/hotel $60/round trip $60 transportation Subtotal $3.015 International Providence, Air Fare $1,300/round trip ticket x 2 $2,600 Association of RI Identification Per diem $145/day x 7 days x 2 $2,030 Excess $100/day x 6 days x 2 $1,200 Lodging Baggage $40/bag x 1 bag x 2 $80 Airport/hotel $60/round trip x 2 $120 transportation Subtotal $6,030 TOTAL TRAVEL COST $11,815 D. EQUIPMENT 4 x 6 trailer for crime scene equipment $ 3,750 TOTAL EQUIPMENT COST $ 3,750 E. SUPPLIES Canon EOS 60D camera .$ 925 Canon Speedlite 600EX-RT camera flash kit (2) $ 1,200 Canon telephoto 100 mm lens .$ 600 Canon camera bag $ 28 digital video recorder/bag/cards .$ 455 crime scene work light $ 500 impulse heat sealer ..$ 150 glue fuming wand kit .$ 250 post mortem fingerprinting kit and cards ...$ 100 folding crime scene cart ..$ 200 portable generator, work lights, extension cords $ 1,700 laser trajectory kit $ 400 metal detector .$ 400 12 x 12 canopy tent (2) ..$ 330 canopy tent netting & weights $ 70 portable printer and inverter $ 200 6' folding table $ 75 folding chairs (4) $ 80 headlamps (4) ..$ 120 digital recorders (6) .$ 450 Canon 50D flash kit & ALS filter goggles .$ 250 TOTAL SUPPLIES COST $ 8A83 F. CONSTRUCTION ...$ 0 G. CONSULTANTS/CONTRACTS $ 0 H. OTHER COSTS AAFS Annual Meeting .$ 500 CLIC Annual Technical Training Seminar $ 500 IAI Education (2) $ 1,000 TOTAL OTHER COSTS .$ 2,000 I. INDIRECT COSTS $ 0 TOTAL PROJECT COST ... ..$ 26,048 BUDGET NARRATIVE A. PERSONNEL N/A B. FRINGE BENEFITS N/A C. TRANSPORTATION AND SUBSISTENCE The travel costs are based on four crime lab personnel attending three mainland trainings. Total: $11,815 D. EQUIPMENT 4' x 6' trailer for crime scene equipment storage @ $3,750 Total: $3,750 E. SUPPLIES 1 Canon EOS 60D camera @ $925 2 Canon Speedlite 600EX-RT camera flash kits @ $1,200 1 Canon telephoto 100 mm lens @ $600 1 Canon camera bag @ $28 1 digital video recorder/bag/cards @ $455 1 crime scene work light @ $500 1 impulse heat sealer @ $150 1 glue fuming wand kit @ $250 1 post mortem fingerprinting kit and cards @ $100 1 folding crime scene cart @ $200 portable generator, work lights, extension cords @ $1,700 1 laser trajectory kit @ $400 1 metal detector @ $400 2 - 12 x 12 canopy tents @ $330 canopy tent netting & weights @ $70 portable printer and inverter @ $200 1- 6 foot folding table @ $75 4 folding chairs @ $80 4 headlamps @ $120 6 digital recorders @ $450 Canon 50D flash kit & ALS filter goggles @ $250 Total: $8,483 F. CONSTRUCTION N/A G. CONSULTANTS/CONTRACTS N/A H. OTHER COSTS The costs entered under this category are approximate totals for the registration, tuition, and or workshop fees associated with lab accreditation training. Total: $2,000 I. INDIRECT COSTS N/A PROJECT TOTAL: $26,048 PART IV. ATTACHMENTS (Certifications) DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division ACCEPTANCE OF CONDITIONS The undersigned agrees, on behalf of the applicant agency, that: 1. This project, upon approval, shall constitute an official part of the Paul Coverdell Forensic Sciences Improvement Grants("Coverdell grants")under part BB of Title I of the Omnibus Crime Control and Safe Streets Act of 1968 (42 U.S.C. Sec. 3797). 2. Any grant awarded pursuant to this application shall be subject to and will be administered in conformity with: (a) general conditions applicable to administration of grants under Title VI, Subtitle C, Part E, Subpart 1, of the Anti-Drug Abuse Act of 1988 (Public Law 100-690), as amended, as applicable; (b) conditions applicable to the fiscal administration of grants under Title VI, Subtitle C,Part E, Subpart 1, of the Anti-Drug Abuse Act of 1988 (Public Law 100-690), as amended, as applicable; (c) any special conditions contained in the grant award; and (d) general and fiscal regulations of the Crime Prevention and Justice Assistance Division. 3. Any grant received as a result of this application may be terminated, or fund payment may be discontinued, by the Crime Prevention and Justice Assistance Division when it finds a substantial failure to comply with the foregoing provisions,the application obligations or for non-availability of funds. SUBMITTED BY: Signature: Date: Name: Harry S. Kubojiri Title: Chief of Police Agency: Hawaii Police Department AG/CPJAD#14 Coverdell 07/10 DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division ACCEPTANCE OF PAUL COVERDELL FORENSIC SCIENCE IMPROVEMENT GRANTS PROGRAM SPECIAL CONDITIONS The undersigned Grantee understands and agrees, on behalf of its agency that: 1. Reporting Potential Fraud, Waste, and Abuse, and Similar Misconduct Grantee shall promptly refer to the U.S. Department of Justice (DOJ), Office of the Inspector General (OIG) any credible evidence that a principal, employee, agent, contractor, subgrantee, subcontractor, or other person has either 1) submitted a false claim for funds under the False Claims Act; or 2) committed a criminal or civil violation of laws pertaining to fraud, conflict of interest, bribery, gratuity, or similar misconduct involving funds. Potential fraud, waste, abuse, or misconduct should be reported to the OIG by: Mail: Office of the Inspector General U.S. Department of Justice Investigations Division 950 Pennsylvania Avenue, N.W. Room 4706 Washington, DC 20530 E-mail: oig.hotline@_,,usdoj.gov Hotline: (contact information in English and Spanish): (800) 869-4499, or Hotline fax: (202) 616-9881. Additional information is available from the DOJ OIG website at www.usdoj.gov/oig. 2. General Accepted Laboratory Practices The Grantee shall ensure that any forensic laboratory, forensic laboratory system, medical examiner's office, or coroner's office that will receive any portion of the award uses generally_accepted laboratory practices and procedures as established by accrediting organizations or appropriate certifying bodies. 3. External Investigations The Grantee shall ensure that the requirements of 42 U.S.C. section 3797k(4) (which relate to independent external investigations into allegations of serious negligence or misconduct by employees or contractors) are satisfied with respect to any forensic AG/CPJAD#26 Coverdell 07/2010 1 laboratory system, medical examiner's office, coroner's office, law enforcement storage facility, or medical facility in the State that will receive a portion of the grant amount. The Grantee acknowledges, that, as stated in the solicitation for the FY 2009 Paul Coverdell Forensic Science Improvement Grants Program, the National Institute of(NIJ) assumes that Grantee (and sub-grantees) of Coverdell funds will make use of the process referenced in their certification as to external investigations and will refer allegations of serious negligence or misconduct substantially affecting the integrity of forensic results to government entities with an appropriate process in place to conduct independent external investigations, such as the government entity (or entities) identified in the grant application. 4. Use of Fund No Research. Funds provided under this award shall be used only for the purposes and types of expenses set forth in the fiscal year 2009 announcement. Funds shall not be used for general law enforcement functions or non-forensic investigatory functions, and shall not be used for research or statistical projects or activities. Use of award funds for construction of new facilities is restricted by statute. Any questions concerning this provision should be directed to the CPJAD Criminal Justice Planning Specialist prior to incurring the expense or commencing the activity in question. The Grantee understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the enactment, repeal, modification or adoption of any laws, regulation or policy, at any level of government, without the express prior written approval of CPJAD. 5. Reporting Requirements and Performance Metrics The Grantee shall comply with all reporting, data collection and evaluation requirements, as prescribed by law and entailed by the NIJ in program guidance for the Coverdell program. The Grantee shall also complete and submit both semi-annual progress reports and final reports. Semi-Annual Progress Reports Grantees must utilize and complete the Progress Report Format Form, AG/CPJAD #20 (Coverdell), every six months following the calendar year. The progress reports are to cover activities that the Grantee has completed and must include data on the following Coverdell identified performance measures, as applicable: Goal/Objective Performance Measures Data Grantee Provides To improve the quality and Outcome Measure Average number of days to process a timeliness of forensic 1. Percent reduction in the average sample at the beginning of the grant services and to reduce the number of days from submission period. number of backlogged cases of a sample to a forensic science AG/CPJAD#26 Coverdell 07/2010 2 Goal/Objective Performance Measures Data Grantee Provides in forensic laboratories. laboratory to the delivery of test Average number of days to process a results to a requesting agency. sample at the end of the grant period. 2. Percent reduction in the number Number of backlogged cases at the of backlogged forensic cases. beginning of the grant period. Output Measure Number of backlogged cases at the The number of forensic science or end of the grant period. medical examiner personnel who completed appropriate training or Number of forensic science educational opportunities with personnel attending training. Coverdell funds(if applicable to the grant) Number of medical examiner personnel attending training programs. The semi-annual reporting periods and due dates are: January 1 through June 30 Due: July 15 July 1 through December 31 Due: January 15 Final Report The Grantee agrees to submit a final report, at the end of this award, documenting all relevant project activities during the entire period of support under this award. This report will include the following: (1) a summary and assessment of the program carried out with the fiscal year 2009 grant, which shall include a comparison of pre-grant and post-grant forensic science capabilities (and shall cite the specific improvements in quality and/or timeliness of forensic science or medical examiner services); (2)the average number of days between submission of a sample to a forensic science laboratory or forensic science laboratory system in that State operated by the State or by a unit of local government and the delivery of test results to the requesting office or agency; and (3) an identification of the number and type of cases currently accepted by the forensic science laboratory or forensic science laboratory system. The Grantee is required to collect data necessary for this report. This report is due no later than 30 days following the close of the award period or the expiration of any extension periods. The Grantee shall submit the following information as part of its final report: (1) the number and nature of any allegations of serious negligence or misconduct substantially affecting the integrity of forensic results received during the 12-month period of the award; (2) information on the referrals of such allegations (e.g., the government entity or entities to which referred, the date of referral); (3) the outcome of such referrals (if known as of the date of the report); and (4) if any such allegations were not referred, the reason(s) for the non-referral. AG/CPJAD#26 Coverdell 07/2010 3 Should the project period for this award be extended, the recipient shall submit the above information as to the first twelve months of the award as part of the first semi-annual progress report that comes due after the conclusion of the first twelve months of the project period, and shall submit the required information as to subsequent twelve-month periods every twelve months thereafter (as part of a semi-annual progress report) until the close of the award period, at which point the recipient shall submit the required information as to any period not covered by prior reports as part of its final report. The Grantee understands and agrees that funds may be withheld (including funds under future awards), or other related requirements may be imposed, if the required information is not submitted on a timely basis. 6. Press Releases The Grantee shall transmit to the grant manager copies of all official grant-related press releases at least thirty (30) working days prior to public release. Advance notice permits time for coordination of release of information by CPJAD and NIJ where appropriate and to respond to press or public inquiries. 7. Development and Use of Publications, curricula, training materials, etc. To assist in information sharing, the Grantee shall provide the assigned CPJAD Criminal Justice Planning Specialist with a copy of all interim and final reports and proposed publications (including those prepared for conferences and other presentations) resulting from this agreement. Submission of such materials prior to or simultaneous with their public release aids CPJAD and NIJ in responding to any inquiries that may arise. Any publications (written, visual, or sound) - excluding press releases and newsletters whether published at the recipient's or government's expense, shall contain the following statement: "This project was supported by Award No. awarded by the National Institute of Justice, Office of Justice Programs, U.S. Department of Justice. The opinions, findings, and conclusions or recommendations expressed in this publication/program/exhibition are those of the author(s) and do not necessarily reflect those of the Department of Justice or the Hawaii Department of the Attorney General.-" (*) Grantee should contact the assigned Specialist for the federal grant number. NIJ defines publications as any planned, written, visual or sound material substantively based on the project, formally prepared by the award recipient for dissemination to the public. AG/CPJAD#26 Coverdell 07/2010 4 8. Assessments/Evaluations/Data Collection The Grantee agrees to cooperate with any assessments, national evaluation efforts, or information or data collection requests, including, but not limited to, the provision of any information required for the assessment or evaluation of any activities within this project. 9. Copyrights The Grantee acknowledges that the Office of Justice Programs reserves a royalty-free, non-exclusive, and irrevocable license to reproduce, publish, or otherwise use, and authorize others to use (in whole or in part, including in connection with derivative works), for Federal purposes: (1) the copyright in any work developed under an award or subaward; and (2) any rights of copyright to which a Grantee or Sub-Grantee purchases ownership with Federal support. The Grantee acknowledges that the Office of Justice Programs has the right to (1) obtain, reproduce, publish, or otherwise use the data first produced under an award or subaward; and (2) authorize others to receive, reproduce, publish, or otherwise use such data for Federal purposes. It is the responsibility of the Grantee (and of each subrecipient, if applicable) to ensure that this condition is included in any subaward under this award. SUBMITTED BY: Signature: Date: Name: Harry S. Kubojiri Title: Chief of Police Agency: Hawaii Police Department AG/CPJAD#26 Coverdell 07/2010 5 DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION OF NON-SUPPLANTING I certify that federal funds will not be used to supplant State, local or other non-federal funds that would, in the absence of such federal aid, be made available for law enforcement, criminal justice, and victim compensation and assistance activities. SUBMITTED BY: Signature: __ Date: Name: Harry S. Kubojiri Title: Chief of Police Agency: Hawaii Police Department AG!CPJAD,=3 06/02 DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION OF NON-DISCRIMINATION I certify that the applicant agency will comply with and will insure compliance by its subgrantees and contractors with the non-discrimination requirements of: • The Omnibus Crime Control and Safe Streets Act of 1968, as amended, which prohibits discrimination on the basis of race, color, national origin, religion, or sex, in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded programs or activities. (42 U.S.C. §3789d and 28 C.F.R. §42.201 et seq.) • Title VI of the Civil Rights Act of 1964, which prohibits discrimination on the basis of race, color or national origin in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded programs or activities. (42 U.S.C. §2000d and 28 C.F.R. §42.101 et seq.) • Section 504 of the Rehabilitation Act, which prohibits discrimination on the basis of disability in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded programs or activities. (29 U.S.C. §794 and 28 C.F.R. §42.501 et seq.) • Section 1407 of the Victims of Crime Act (VOCA), which prohibits discrimination on the basis of race, color, national origin, religion, sex, or disability in VOCA funded programs or activities. (42 U.S.C. §10604) • Title II of the Americans with Disabilities Act of 1990, as it relates to discrimination on the basis of disability in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded programs or activities. (42 U.S.C. §12132 and 28 C.F.R. Pt. 35) • Title IX of the Education Amendments of 1972, as it relates to discrimination on the basis of sex in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded training or educational programs. (20 U.S.C. §1681 and 28 C.F.R. Pt. 54) • The Age Discrimination Act of 1975 as it relates to services discrimination on the basis of age in Office of Justice Programs, Office of Community Oriented Policing Services, and Office on Violence Against Women funded programs or activities. (42 U.S.C. §6102 and 28 C.F.R. §42.700 et seq.) • Executive Order No. 13166 prohibiting discrimination of Limited English Proficient Persons. • Executive Order No. 13279 and 28 C.F.R. pt. 38 regarding equal protection of the laws for faith- based organizations. No person shall, on the grounds of race, color, religion, national origin, sex, or disability, be excluded from participation in be denied the benefits of, be subjected to discrimination under, or be denied employment in connection with any program or activity funded in whole or in part with funds made available under this title from the U.S. Department of Justice through the Department of the Attorney General, Crime Prevention and Justice Assistance Division. Noncompliance with the discrimination regulations may result in the suspension or termination of funding. SUBMITTED BY: Signature: Date: Name: Harty S. Kubojiri Title: Chief of Police Agency: Hawaii Police Department AG/CPJAD#15 (revised 10/2011) CERTIFICATION FORM Recipient Name and Address: Hawaii Police Department, 349 Kapiolani St., Hilo HI 96720 Basic Needs to Improve Forensic Service in Grant Title: Hawaii County Grant Number: Award Amount: $26,048.00 Contact Person Name and Title: Kathy Pung, Lab Supervisor Phone Number: (808 ) 961-8886 Federal regulations require recipients of financial assistance from the Office of Justice Programs(OJP), its component agencies,and the Office of Community Oriented Policing Services (COPS)to prepare,maintain on file, submit to OJP for review, and implement an Equal Employment Opportunity Plan (EEOP) in accordance with 28 C.F.R §§ 42.301-.308. The regulations exempt some recipients from all of the EEOP requirements. Other recipients,according to the regulations,must prepare,maintain on file and implement an EEOP,but they do not need to submit the EEOP to OJP for review. Recipients that claim a complete exemption from the EEOP requirement must complete Section A below. Recipients that claim the limited exemption from the submission requirement, must complete Section B below. A recipient should complete either Section A or Section B,not both. If a recipient receives multiple OJP or COPS grants, please complete a form for each grant,ensuring that any EEOP recipient certifies as completed and on file(if applicable)has been prepared within two years of the latest grant. Please send the completed form(s)to the Office for Civil Rights, Office of Justice Programs, U.S.Department of Justice, 810 7`h Street,N.W.,Washington,D.C. 20531. For assistance in completing this form,please call(202)307- 0690 or TTY (202) 307-2027. Section A- Declaration Claiming Complete Exemption from the EEOP Requirement. Please check all the boxes that apply. ❑ Recipient has less than 50 employees, ❑ Recipient is an Indian tribe, ❑ Recipient is a non-profit organization, ❑ Recipient is an educational institution,or ❑ Recipient is a medical institution, ❑ Recipient is receiving an award less than $25,000 I, [responsible official], certify that [recipient] is not required to prepare an EEOP for the reason(s) checked above,pursuant to 28 C.F.R §42.302.I further certify that [recipient] will comply with applicable Federal civil rights laws that prohibit discrimination in employment and in the delivery of services. Print or type Name and Title Signature Date Section B- Declaration Claiming Exemption from the EEOP Submission Requirement and Certifying That an EEOP Is on File for Review. If a recipient agency has 50 or more employees and is receiving a single award or subaward for$25,000 or more,but less than $500,000, then the recipient agency does not have to submit an EEOP to OJP for review as long as it certifies the following(42 C.F.R. § 42.305): I [responsible official], certify that the [recipient],which has 50 or more employees and is receiving a single award or subaward for$25,000 or more,but less than$500,000, has formulated an EEOP in accordance with 28 CFR §42.301, et seq., subpart E. I further certify that the EEOP has been formulated and signed into effect within the past two years by the proper authority and that it is available for review. The EEOP is on file in the office of: [organization], at [address],for review by the public and employees or for review or audit by officials of the relevant state planning agency or the Office for Civil Rights, Office of Justice Programs, U. S. Department of Justice, as required by relevant laws and regulations. Print or type Name and Title Signature Date OMB Approval No. 1121-0140 Expiration Date: 12/31/12 Instructions for Certification 1. By signing and submitting this proposal, the prospective lower tier participant Is providing the certification set out below. 2. The certification in this clause is a material representation of fact upon which reliance was placed when this transaction was entered into.If it is later determined that the prospective lower tier participant knowingly rendered an erroneous certification, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. 3. The prospective lower tier participant shall provide Immediate written notice to the person to which this proposal is submitted if at any time the prospective lower tier participant learns that Its certification was erroneous when submitted or has become erroneous by reason of changed circumstances. 4. The terms "covered transaction," "debarred," "suspended," "ineligible," "lower.tier covered transaction," "participant," "person," "primary covered transaction," "principal," "proposal," and "voluntarily excluded,"as used In this clause,have the meanings set out In the Definitions and Coverage sections of rules Implementing Executive Order 12549. • 5. The prospective lower tier participant agrees by submitting this proposal that,should the proposed covered transaction be entered into, it shall not knowingly enter Into any lower tier covered transaction with a person who is debarred,suspended,declared Ineligible,or voluntarily excluded from participation in this covered transaction, unless authorized by the department or agency with which this transaction originated. 6. The prospective lower tier participant further agrees by submitting this proposal that it will include the clause titled "Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion—Lower Tier Covered Transactions," without modification, in all lower tier covered transactions and in all solicitations for lower tier covered transactions. 7. A participant in a covered transaction may rely upon a certification of a prospective participant in a lower tier covered transaction that it is not debarred,suspended,ineligible,or voluntarily excluded from the covered transaction,unless it knows that the certification is erroneous.A participant may decide the method and frequency by which it determines the eligibility of its principals.Each participant may check the Nonprocurement List. 8. Nothing contained in the foregoing shall be construed to require establishment of a system of records in order to render in good faith the certification required by this clause. The knowledge and information of a participant Is not required to exceed that which is normally possessed by a prudent person In the ordinary course of business dealings. 9. Except for transactions authorized under paragraph 5 of these instructions, if a participant in a covered transaction knowingly enters into-a-lower tier covered transaction with a person who is suspended,debarred,ineligible,or voluntary excluded from participation In this transaction, in addition to other remedies available to the Federal Government, the department or agency with which this transaction originated may pursue available remedies, including suspension and/or debarment. U.S. DEPARTMENT OF JUSTICE OFFICE OF JUSTICE PROGRAMS OFFICE OF THE COMPTROLLER Certification Regarding Debarment, Suspension, Ineligibility and Voluntary Exclusion Lower Tier Covered Transactions (Sub-Recipient) This certification Is required by the regulations Implementing Executive Order 12549, Debarment and Suspension,28 CFR Part 67;Section 67.510, Participants'responsibilities.The regulations were published as Part VII of the May 26, 1968 Federal Register(pages 19180-19211). (BEFORE COMPLETING CERTIFICATION,READ INSTRUCTIONS ON REVERSE) (1) The prospective lower tier participant certifies, by submission of this proposal, that neither it nor its principals are presently debarred,suspended,proposed for debarment,declared ineligible,or voluntarily excluded from participation in this transaction by any Federal department or agency. (2) Where the prospective lower tier participant is unable to certify to any of the statements In this certifi- cation, such prospective participant shall attach an explanation to this proposal. Harry S. Kubojiri, Chief of Police Name and Title of Authorized Representative Signature Date Hawaii Police Department • Name of Organization 349 Kapiolani Street, Hiro HI 96720 • Address of Organization OW FORM 408111(REV.21 2)Previous editions sr*obsolete. DEPARTMENT OF THE ATTORNEY GENERAL Crime Prevention and Justice Assistance Division CERTIFICATION OF NON-DISCRIMINATION COMPLAINT PROCEDURES The U.S. Department of Justice, Office of Justice Programs (OJP), Office for Civil Rights (OCR) has jurisdiction to investigate complaints of discrimination against recipients of funding from OJP (which includes component agencies such as the Bureau of Justice Assistance, the Office for Victims of Crime, and the National Institute of Justice), Office on Violence Against Women, and the COPS Office. OCR has indicated that recipients and subrecipients of federal funding should have non-discrimination complaint procedures. Therefore, I certify that the Hawaii Police Department (name of agency) has non-discrimination complaint procedures which include: (1) a coordinator who is responsible for overseeing the complaint process. The agency's coordinator is: Name Title Phone (2) a procedure to ensure that beneficiaries or employees of funded subrecipients are aware that they may complain of discrimination directly to a subrecipient, to the Department of the Attorney General, or to the Office for Civil Rights. (3) a procedure to investigate the complaint. (The procedure may be an internal investigation or forwarding the complaint to the Department of the Attorney General, the OCR, or another appropriate external agency.) (4) a procedure to notify the Department of the Attorney General, Crime Prevention and Justice Assistance Division of the complaint. (The Department will forward the complaint information to OCR and may conduct an investigation of the complaint.) (5) a procedure to notify the Department of the Attorney General of the findings of the investigation. SUBMITTED BY: Signature: Date: Name: Harry S. Kubojiri Title: Chief of Police (Head of Agency or Designee) AG/CPJAD#30 6/2010