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HomeMy WebLinkAboutCOM 0259.001 2016-2018 Valerie T. Poindexter Bonnie S.Nims,CGAP iv.oF lit,'''.. Legislative Auditor , Q.? Chair&Presiding Officer .• ,,, g Council District 1 .EA\--�!!si�,1:* Business Address :. • " 1266 Kamehameha Avenue rFF O;-_.4:44,- Hp - Suite A-8 Hilo,Hawai`i 96720 l aau' of �. �zIrnifl OFFICE OF THE LEGISLATIVE AUDITOR 25 Aupuni Street Hilo, Hawaii 96720 * (808)961-8386 * Fax(808)961-8905 website:http://hawaiicountv.gov e-mail:publiclao(a�co.hawaii.hi.us n April 19, 2017 =+ on C 70 -4c �z TO: Valerie T. Poindexter, Chairman `o o-< And Members of the County Council _� rn FROM: Bonnie S. Nims WOc3 )>x Legislative Auditor w RE: Post-Audit Reports for Fiscal Year Ending June 30, 2016 This letter transmits for your review, deliberation, and acceptance, the Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2016, as prepared by the County of Hawai`i Department of Finance. Pursuant to the 2012 Hawai`i County Charter, Section 10-13,Post-audit, which requires the county council to provide at least once every year for an independent audit of the accounts and other evidences of financial transactions of the county and of every county agency and executive agency and performed by a certified public accountant or firm of certified public accountants who have no personal interest, direct or indirect, in the fiscal affairs of the county or of any of its agencies or executive agencies. N&K CPAs Inc. will be present at the Hawai`i County Council Finance Committee meeting on May 16, 2017 for a short presentation and to answer any questions you may have. Appropriate department head(s) or their representative(s) will also be asked to attend the meeting. In the meantime, please feel free to contact me at 961-8490 should you require further information. Enclosures cc w/o enclosures: N&K CPAs Inc. s9 Comm. No. Department of Finance Ref. To: FC. Rif. Date APR 2 0 2017 BSN/so Hawaii County is an Equal Opportunity Provider and Employer &411 IF4 AMERICAN SAVINGS BANK TOWER 1001 BISHOP STREET,SUITE 1700 N&K CPAs, Inc. HONOLULU, HAWAII 96813-3696 ACCOUNTANTS 1 CONSULTANTS T(808) 524-2255 F (808) 523-2090 To the Members of the County Council County of Hawaii We have audited the financial statements of the governmental activities, the business-type activities,the discreetly presented component unit, each major fund, the aggregate remaining fund information, and the budgetary comparison statement of the general fund, of the County of Hawaii, State of Hawaii (County), as of and for the fiscal year ended June 30, 2016. Professional standards require that we provide you with information about our responsibilities under generally accepted auditing standards, Government Auditing Standards and the Uniform Guidance, as well as certain information related to the planned scope and timing of our audit. We have communicated such information in our letter to you dated August 8, 2016. Professional standards also require that we communicate to you the following information related to our audit. Significant Audit Findings Qualitative Aspects of Accounting Practices Management is responsible for the selection and use of appropriate accounting policies. The significant accounting policies used by the County are described in Note 1 to the financial statements.The County adopted the provisions of Governmental Accounting Standings Board (GASB) Statement No. 72, Fair Value Measurement and Application, GASB Statement No. 73, Accounting and Financial Reporting for Pensions and Related Assets that are not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68, GASB Statement No. 76, The Hierarchy of Generally Accepted Accounting Principles for State and Local Governments, and GASB Statement No. 77, Tax Abatement Disclosures. We noted no transactions entered into by the County during the year for which there is a lack of authoritative guidance or consensus. All significant transactions have been recognized in the financial statements in the proper period. Accounting estimates are an integral part of the financial statements prepared by management and are based on management's knowledge and experience about past and current events and assumptions about future events. Certain accounting estimates are particularly sensitive because of their significance to the financial statements and because of the possibility that future events affecting them may differ significantly from those expected. The most sensitive estimates affecting the County's financial statements were: • Estimate of the useful lives of the County's capital assets used to compute depreciation expense • Estimate of the liability for postretirement benefits other than pensions • Estimate of the net pension liability • Estimate of the loss reserves for workers' compensation • Estimate of the landfill closure and postclosure cost liability Management's estimate of the depreciation recorded on capital assets is based in part on the estimated useful lives of those capital assets. We evaluated the key factors and assumptions used to develop the estimated useful lives used to depreciate the County's capital assets in determining that it is reasonable in relation to the financial statements taken as a whole. Management's estimate of the liability for postretirement benefits other than pensions was determined using an actuarial valuation study performed by a third-party specialist. We evaluated the key factors • N&K CPAs, Inc. ACCOUNTANTSCONSULTANTS and assumptions used to compute the liability for postretirement benefits other than pensions in determining that it is reasonable in relation to the financial statements taken as a whole. The collective net pension liability, deferred inflows of resources, and deferred outflows of resources of the cost-sharing multiple employer defined pension plan administered by the State of Hawai`i's Employee Retirement System was determined by an actuarial valuation. The County's proportionate share of the collective net pension liability, deferred inflows of resources, deferred outflow of resources was based on the County's contributions to the pension plan relative to the contributions of all participating employers during the measurement period.We evaluated the key factors and assumptions used to compute the County's proportionate share of the collective net pension liability, deferred inflows of resources, deferred outflow of resources in determining that it is reasonable in relation to the financial statements taken as a whole. Management's estimate of the loss reserve for workers' compensation was determined by senior adjusters and adjusted as necessary based on historical costs for similar incidents. We evaluated the key factors and assumptions used to compute the loss reserve in determining that it is reasonable in relation to the financial statements taken as a whole. Management's estimate of the landfill closure and postclosure cost liability was determined by the County's engineers based on analysis performed by a third party contractor. We evaluated the key factors and assumptions used to develop the liability in determining that it is reasonable in relation to the financial statements taken as a whole. The financial statement disclosures are neutral, consistent, and clear. Difficulties Encountered in Performing the Audit We encountered no significant difficulties in dealing with management in performing and completing our audit. Corrected and Uncorrected Misstatements Professional standards require us to accumulate all known and likely misstatements identified during the audit, other than those that are trivial, and communicate them to the appropriate level of management. The attached schedule summarizes uncorrected misstatements of the financial statements. Management has determined that their effects are immaterial, both individually and in the aggregate, to the financial statements taken as a whole. Disagreements with Management For purposes of this letter,professional standards define a disagreement with management as a financial accounting, reporting, or auditing matter, whether or not resolved to our satisfaction, that could be significant to the financial statements or the auditors' report. We are pleased to report that no such disagreements arose during the course of our audit. Management Representations We have requested certain representations from management that are included in the management representation letter dated December 28, 2016. Management Consultations with Other Independent Accountants In some cases, management may decide to consult with other accountants about auditing and accounting matters, similar to obtaining a "second opinion" on certain situations. If a consultation involves application of an accounting principle to the County's financial statements or a determination of the type of auditor's opinion that may be expressed on those statements, our professional standards require the consulting accountant to check with us to determine that the consultant has all the relevant facts. To our knowledge, there were no such consultations with other accountants. • N&K CPAs, Inc. ACCOUNTANTS CONSULTANTS Other Audit Findings or Issues We generally discuss a variety of matters, including the application of accounting principles and auditing standards, with management each year prior to retention as the County's auditors. However, these discussions occurred in the normal course of our professional relationship and our responses were not a condition to our retention. Other Matters We applied certain limited procedures to 1) management's discussion and analysis, 2) schedule of funding progress for the EUTF Health Plan, 3) schedule of the County's proportionate share of the net pension liability, and 4) schedule of the employer pension contributions, which are required supplementary information (RSI) that supplements the basic financial statements. Our procedures consisted of inquiries of management regarding the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We did not audit the RSI and do not express an opinion or provide any assurance on the RSI. We were engaged to report on the combining and individual nonmajor fund financial statements and budgetary comparison schedules, which accompany the financial statements but are not RSI. With respect to this supplementary information, we made certain inquiries of management and evaluated the form, content, and methods of preparing the information to determine that the information complies with accounting principles generally accepted in the United States of America, the method of preparing it has not changed from the prior period, and the information is appropriate and complete in relation to our audit of the financial statements. We compared and reconciled the supplementary information to the underlying accounting records used to prepare the financial statements or to the financial statements themselves. We were not engaged to report on the introductory section and statistical section,which accompany the financial statements but are not RSI. We did not audit or perform other procedures on this other information and we do not express an opinion or provide any assurance on it. Restriction on Use This information is intended solely for the use of the County Council and management of the County of Hawaii, and is not intended to be and should not be used by anyone other than these specified parties. X1 ° e1 , .17VC Honolulu, Hawaii December 28, 2016 W VV M e O] O) M e N N f0 e N O co co co co. N O O N CO N CO CO NN CO y N n r N co co_co_ co (0 N V) U) CO r Z C 7 co- 0) N O QD C V O 00 co O 07 C O) 0 00 N (D OD OD O 0 a- CO a- O V co" 0) 0 CO CO a- CO d C M.. M A OD EU M N Ra L 0 C O) O) C V (n e O) O) 0 e N N h e oNN N mm 0 a- o (ND N C O (Mn (Mn ' (C00 0 0 o Off) 0)) N 0 0 N C O (0 0 a C co' N G d 7 CO O) 0) M 0 CO 0) M M O O m r r Z co _O e o 0) e d ; ' 0 0 " O ' 0 0 O cci O C N G C C N a � N N oO O) M e (0 e O 0 (0 (0(NO .7,y ) N ' ' 0 N d 0cs, 0 0 0 0 d er M N O C a N O N J ip C t a- O C Wo o e 'C IA a) (CO O ' ' O d 3 ' (0 ' ' O M G C C w CO d S. D O vim) co U) o Fs e e N (n e N d N po ((nn r U N V O 0 0 00) ' O O y N C co-O O M C < C C co C co N O fQ/j O co co co coN co N a- v) st O N u_ C v) a 10 mom mom CO CD m i N C - 0 E CI 0 E O j R eo N .9.. K a) (A N o a Vi N e U C (D C - LL W O ' W U N.2 ' a W co t 0 N O > i n C N N a- N 0. LL CONM a 0 a h CO 0. d N 'O 0) ` o coN 0 C co 't N d0 g) - aV c m 0> 0 > n U n 0 O t:,- 0 1 ,- O 0N M N r Cr 0 co D jCO V) -a V O O) C a w G) — O M >. O)O U O 07 C N 0 0 'm 0. c.cfi co 0 o o O d ` d N C W EL..) C d C o' oE h V.C 0. C C N o a T I' t ? o a) U C `) 0 O b, U p O O O O 0 O O z a . c c 0 c c co@ c c w d N dd d -O d d H cnE WE F E E oof E d z Q W > > j c z � m 7 w j c la nC 0 C• �C• 0 ° C Za�v Ez O O LL, O VO O W W O dW z as 0 � C.. O C < C . 0 CZZC DC y >.mv - EC ZOC a ¢ a Lu } a Q g a a t a N a (5 a mUr° aar° mi- fir° 8 s 1 mmr° zw C7 pZ " w aa�� 0 LU ZLU Z 0 LL 0 W T 0 u < 0 2 ¢ N M N C N N N N 0 C O N N a vCO 0 p 2.OD ik5 'S S d y c N A :C :C c >, 1 O Q Q Q LLd m 0 C o o (3 (3 8 a a a U N m U U d Hawaii ount o • • State of Hawaii r_ a s Photo by Alexandra Kelepolo Comprehensive Annual Financial Report For the Fiscal Year July 1 , 2015 to June 30, 2016 1 I Harry Kim Collins Tomei Mayor Director . *i��. ,-,.0:•: Deanna S. Sako % ::_4-::,.4-;._3:;:. : Deputy Director • County of Hawaii Finance Department 25 Aupuni Street,Suite 2103 • Hilo,Hawai`i 96720 (808)961-8234 • Fax(808)961-8569 February 6, 2017 To Whom It May Concern: Subsequent to the recent release of the Comprehensive Annual Financial Report (CAFR) for the County of Hawai'i, State of Hawai'i for the fiscal year ended June 30, 2016, we noted that the negative unassigned fund balance in the General Fund was not in compliance with Governmental Accounting Standards Board Statement No. 54,Fund Balance Reporting and Governmental Fund Type Definitions(GASB Statement No. 54) and the CAFR was amended as follows: • Page 20, Governmental funds, second paragraph — Assigned fund balance changed from$34.6 million to$29.5 million.Reference to unassigned fund balance was deleted. • Page 24 —Added explanation that County appropriated $26.4 million for spending in the 2017 fiscal year budget but this amount differs from the amount shown on the Governmental Funds Balance Sheet as assigned to subsequent year's budget due to reclassification of a negative $5.1 million in the unassigned fund balance. Additional information also explains the reason for the difference in the amounts. • Page 30,Governmental Funds Balance Sheet—Unassigned fund balance in the general fund was changed from $(5,083,767) to $-0- and therefore deleted. Fund balance assigned to subsequent year's budget in the general fund was decreased by$5,083,767 to $21,309,233. There was no effect on total fund balances. • Page 134, Table 3 - Unassigned fund balance in the general fund was changed from $(5,083,767)to $-0-. Assigned fund balance decreased by$5,083,767 to $25,518,510. There was no effect on total fund balances. Enclosed is a replacement copy of the CAFR which reflects the changes noted above. The initial copy of the CAFR you received should be discarded and no longer be relied upon. We apologize for any inconvenience this may have caused you. Should you have any questions, please contact our county controller, Kay Oshiro, at(808) 961-8425. 4111111. Ts COLLINS TOMEI Director of Finance Hawai'i County is an Equal Opportunity Employer and Provider COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended June 30, 2016 • ). , v rt_vv`r vim. • NA $ i OF gip . COUNTY OF HAWAII Hilo, Hawaii William P. Kenoi Mayor Randall Kurohara Managing Director Prepared by The Department of Finance Deanna Sako Director of Finance COUNTY OF HAWAII Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2016 Table of Contents Page INTRODUCTORY SECTION Letter of Transmittal 1 GFOA Certificate of Achievement 7 Organization Chart 8 List of Elected Officials 9 List of Principal Officials 10 FINANCIAL SECTION Report of Independent Auditors 11 Management's Discussion and Analysis 14 Basic Financial Statements: Government-wide Financial Statements: Statement of Net Position 26 Statement of Activities 28 Fund Financial Statements: Balance Sheet- Governmental Funds 30 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 31 Statement of Revenues, Expenditures, and Changes in Fund Balances- Governmental Funds 32 Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities 34 Statement of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual(Budgetary Basis) -General Fund 36 Statement of Net Position-Proprietary Funds 40 Statement of Revenues, Expenses, and Changes in Fund Net Position- Proprietary Funds 41 Statement of Cash Flows-Proprietary Funds 42 Statement of Fiduciary Net Position-Fiduciary Funds 43 Statement of Changes in Fiduciary Net Position-Fiduciary Funds 44 Notes to the Basic Financial Statements 45 Required Supplementary Information 98 116 AP FINANCIAL SECTION (Continued) rrY Page Combining and Individual Nonmajor Fund Statements and Schedules: Combining Balance Sheet-Nonmajor Governmental Funds 102 Combining Statement of Revenues, Expenditures,and Changes in Fund Balances-Nonmajor Governmental Funds 106 Schedules of Revenues, Expenditures,and Changes in Fund Balances - Budget and Actual (Budgetary Basis): Highway Fund 109 Sewer Fund 110 aii Solid Waste Fund 111 Cemetery Fund 112 Parking Meter Fund 113 Vehicle Disposal Fund 114 Bikeway Fund 115 Workforce Investment Act Fund 116 "! Golf Course Fund 117 Geothermal Relocation and Community Benefits Fund 118 Beautification Fund 119 Hawaii County Housing Agency 120 Park Dedication Fund 121 ' 40 Combining Statement of Agency Funds Net Position-Agency Funds 122 Combining Statement of Changes in Assets and Liabilities-Agency Funds 124 Combining Statement of Private Purpose Trust Net Position-Private Purpose Trusts 128 Combining Statement of Changes in Net Position-Private Purpose Trusts 129as STATISTICAL SECTION Table 1 -Net Position by Component 131 Table 2-Changes in Net Position 132 •11 Table 3 -Fund Balances,Governmental Funds 134 „ ri Table 4-Changes in Fund Balance, Governmental Funds 135 Table 5 -Real Property Assessed Values by Classification and Tax Rates 136 14! Table 6-Principal Taxpayers 140 Table 7-Property Tax Levies and Collections 141 Table 8 -Ratios of Outstanding Debt by Type 142 Table 9 -Ratios of General Bonded Debt Outstanding 143 Table 10-Legal Debt Margin Information 144 Table 11 -Demographic and Economic Statistics 145 Table 12-Principal Employers, County of Hawaii 146 Table 13 -Full-Time Equivalent County Government Employees by Function 147 Table 14-Operating Indicators by Function 148 Table 15 -Capital Asset Statistics by Functions 149 sik us 11, a INTRODUCTORY SECTION Harry Kim ',?V OF OF , Collins Tomei Mayor ;'c i ce .� Director WI ei�� •i��.'!',.#'. > Deanna S. Sako rs+� --_—___- Deputy Director ire:; .Tr?:�'�rJ- �TE_os.N_. • County of Hawaii Finance Department 25 Aupuni Street,Suite 2103 • Hilo,Hawai`i 96720 (808)961-8234 • Fax(808)961-8569 December 28, 2016 The Honorable Mayor and Members of the Council County of Hawai`i 25 Aupuni Street Hilo, Hawai`i 96720 We transmit herewith the Comprehensive Annual Financial Report for the County of Hawai`i, State of Hawai`i (the County), for the fiscal year July 1, 2015 to June 30, 2016. This report was prepared by the County's Department of Finance. The accuracy of the financial statements and the completeness and fairness of their presentation are the responsibility of the County government. We believe the enclosed data are complete and accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds of the County. All disclosures necessary to convey the maximum understanding of the County's financial activities have been included. Management's discussion and analysis is also included to aid users of the financial statements. This report presents the financial position of the County of Hawai`i at June 30, 2016 and results of operations for the fiscal year then ended. The report is divided into three sections: • The Introductory Section includes this transmittal letter, a Certificate of Achievement for Excellence in Financial Reporting, the County of Hawai`i's organization chart and lists of elected and principal officials. • The Financial Section contains management's discussion and analysis, the basic financial statements, related notes, the combining and individual fund budgetary financial statements, and the independent auditors' report. • The Statistical Section includes selected financial and demographic information, generally presented on a multi-year basis. Hawaii County is an equal opportunity provider and employer. - 1 - tab ,w. This report includes all funds of the County of Hawai`i, including its component unit,the """ Department of Water Supply, established by the County Charter as a semi-autonomous body of the County government. This component unit is included in the County's reporting entity because of its financial relationship with the County. The County provides a full range of municipal services. These include police and fire protection; emergency medical care; public prosecutor; culture and recreation; sanitation; 411110 social services; water; planning and zoning; construction and maintenance of highways, streets and infrastructure; real property assessment and tax collection; and general administrative services. However, the County does not provide such other traditional services as public education, hospitals and courts. These services are provided by the State government. The County consists of the island of Hawai`i, 4,028 square miles in size. It is twice as large as the combined area of all the other inhabited islands in the Hawaiian Archipelago. Since there is no other local or municipal government within the County, there are no overlapping taxes and no overlapping debt. The County has an elected mayor and a nine- member council. Economic Condition and Outlook The island of Hawaii, commonly known as the Big Island, is located 214 miles from Honolulu, the state capital; 2,200 miles from the west coast of the continental United States; and 4,000 miles from Japan. The city of Hilo on the east side of the island serves tit as the county seat as well as the transportation and financial center for the Big Island. .. Hilo's infrastructure includes Hilo Harbor, a deep-water port, and Hilo International Airport, which is capable of handling fully-loaded wide-bodied aircraft. Kailua-Kona *� and South Kohala, major tourist destination areas on the west side of the Big Island, are .. served by flights from the United States mainland, and Canada through the Kona International Airport. Scheduled freight services are available between the islands by air '* and sea transport. Communities on the island are linked by a network of State and 4111 County maintained streets and highways. The Big Island is the most diversified of the neighbor island economies. As a result it is r, buffered to some extent when any one industry lags. Although the past few years proved challenging to the island's economy, it appears that the County will continue on its steady tit but slow road to improved financial health. This favorable outlook is supported by positive trends in the following key areas of the island's economy. wai The unemployment rate for the County for the current fiscal year is at approximately 4%, which represents a percentage point decline from last year's rate for the same period of 5% and an even larger decline from the high of 11% in 2011. Tourism—Tourism has always been one of the major industries on the island. In addition to the mild climate and natural beauty it shares with other areas in the state, the County features the Hawai`i Volcanoes National Park. A popular attraction, the park is the most visited site in the state, with over 1.7 million visitors each year. The number of domestic and international visitors to the County for the current fiscal year was all - 2 - approximately 1.51 million, with an approximately 4.3 percent increase from the previous year's count of 1.45 million. For the most part, the County is less dependent on tourism than the other islands in the State, but the Kona airport terminal modernization project is budgeted at $60-70 million. Construction —According to the May 20, 2016 forecast from The Economic Research Organization at the University of Hawai`i, the neighbor islands are seeing resort development and the beginning of an increase in residential activity, though it will be to a lesser extent than in the past. The organization anticipates that all islands in the state will experience "high single-digit or low double-digit construction job growth this year. Several large construction projects and exciting changes are in store for the citizens on each side of the island. In addition to the Kona airport construction, a new airport fire station of about $20 million is slated for Hilo, and there is also much single-family residential construction activity planned for the Hilo side including the 56 lots of Hilo Hillside Estates, 37 lots of Punahou Mauka Estates, 19 lots of Lake View Estates and a 49 lot subdivision being developed on land below the Hilo Municipal Golf Course. Major Initiatives For the Year Public Safety—One of the top priorities for the Police Department remains the securing of funding for the South Kona Police Station along with planning for a new station in the Puna District. The Police Department has begun the process of testing the recently procured Records Management System (RMS) to better serve the community and hopes to begin testing the integrated Computer Aided Dispatch (CAD) system. The Fire Department pioneered the establishment of the Community Paramedicine (CP) Program in the State of Hawai`i, with the objective of identifying senior citizens (60+ years of age) on Hawai`i Island who are vulnerable, at risk, and in need of improved health care and overall support. Once identified from a preventative health care approach, the Department's CPs ensure that their home environment is safe and attempt to connect these individuals with health care services and support to improve their overall quality of life. Public Works—A few of the major construction projects for the Department of Public Works included a $14.1 million project to extend Kapi`olani Street, with the inclusion of marked bicycle and pedestrian routes including ADA compliant sidewalks spanning over a mile long; a $30 million Mamalahoa Highway Bypass Road and Napo`opo`o Road Intersection Improvement project, which included two travel lanes, paved shoulders, traffic signals, driveway tie-ins, water utilities and drainage improvements; and a $17 million Ka`iminani Drive Improvement Project, which included driveway tie-ins, the building of retaining walls, and the adjustment of underground utilities, drainage, new signage and safety improvements. - 3 - For the Future " ' Public Safety—The Fire Department looks forward to the opening of the new Haihai Fire IP Station in Hilo in 2017. 444, Culture and Recreation —The Department of Parks and Recreation will open various new and improved facilities in 2016 and 2017 including new District Parks in Pahoa and Waimea, a new Gymnasium in Ka'u, and a new Clubhouse for Hilo Municipal Golf Course, providing greater recreational opportunity for our communities. The Department also looks forward to expanding outdoor recreational opportunities with the near completion of projects such as Mauna Kea Recreational Area Improvements, Hilo Bayfront Trail Phase I and Honaunau Rodeo Arena Improvements. These are several of many ongoing projects expected to be completed in 2016 and 2017. The Department will continue with ongoing repairs, maintenance and improvement projects to ensure safe facilities for park patrons and staff. Other Financial Information Internal Control giko The management of the County is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the County are protected ,. from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for preparation of financial statements in conformity with generally accepted Nit accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that(1)the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments .�. by management. Budgetary Control .� The County maintains budgetary controls to ensure that legal provisions of the annual budget are complied with and that those expenditures do not exceed budgeted amounts. Activities of the general fund and special revenue funds are included in the annual appropriated operating budget. Project-length financial plans are adopted for the capital projects fund. Budgetary control is established at the department level. Formal budgetary integration is employed as a management control device for the general fund, special revenue funds, and the capital projects fund. Budgetary control for the debt service fund is achieved through general obligation bond indenture provisions. The basis of accounting used for the budgets of the general and special revenue funds IOW differs from generally accepted accounting principles. Intergovernmental revenues are ..r recognized when awarded by the granting agency, encumbrances and unexpended allotments are treated as expenditures for purposes of determining legal compliance with sig the annual budget, all leases are treated as operating leases, and accounts payable are not ..0 accrued. - 4 - The County also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances outstanding at fiscal year end are included in the various fund balance categories based on whether the resources are restricted, committed or assigned and do not constitute expenditures or liabilities because they will be honored during the following year. As demonstrated by the statements and schedules included in the financial section of this report, the County continues to meet its responsibility for sound financial management. Significant Accounting Policies The County has implemented Governmental Accounting Standards Board Statement No. 14, The Financial Reporting Entity(GASB Statement No. 14), Statement No. 39, Determining Whether Certain Organizations Are Component Units (GASB Statement No. 39) and Statement No. 61, The Financial Reporting Entity: Omnibus an amendment of GASB Statements No. 14 and 34 (GASB Statement No. 61). All organizations, activities or functions that meet the criteria in GASB Statement No. 14, No. 39 and No. 61 for inclusion in the reporting entity are included in the County's basic financial statements. For further discussion on other significant accounting policies, refer to the notes to the basic financial statements. Financial Highlights Total revenues increased by $44.9 million from the prior year, with an increase in the area of capital grants and contributions accounting for $30.6 million of the increase. With a 10.8 percent increase in revenues and only a 2.9 percent increase in expenses, the County was able to experience an increase in net position of$37.9 million, which represented a 649% increase over the prior year's increase in net position prior to the impact of the prior year's cumulative effect of an accounting change related to the reporting of the County's net pension liability. The County's investment in capital assets increased by $142.7 million from the prior year, which represented a 13 percent increase. New and continued construction projects in the areas of highways and streets and culture and recreation accounted for the majority of the increase. Other Information Independent Audit The County Charter requires an annual audit by independent certified public accountants. N&K CPAs Inc. was selected in accordance with the County Charter and the procurement provisions of the Hawaii Revised Statutes (HRS) and Hawaii Administrative Rules (HAR) to perform the audit. Employee Union Contracts County employees are members of eight different bargaining units, all of which have contracts that expire on June 30, 2017. - 5 - .a..na-xwuwwwraruv F•:•Y.k . .+,.,.....=�ww+rc'. rw.r..rn x,.. - ..,,rtW..: A,.. ,^4.J •a...rs'.:' t. .._ an,n9.1laMINIMS=NMilIMMINIURe 1R11 Certificate of Achievement The Government Finance Officers Association of the United States and Canada(GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the County of Hawai`i for its Comprehensive Annual Financial Report for the fiscal year ended June 30, 2015. This was the twenty-eighth consecutive year that the government has received this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. ""' A Certificate of Achievement is valid for a period of one year only. We believe our so current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to the GFOA to determine its eligibility for another certificate. um Acknowledgments The preparation of this report was made possible by the efficient and dedicated services of the entire staff of the Department of Finance and fiscal personnel in other departments. I am grateful for their help in preparing this report. I also thank the Mayor and the members of the County Council for their interest and support in assuring the continuing sound financial condition of the County of Hawai`i. 001 Collins Tomei Director of Finance ,. S 010 tip 141 * i - 6 - Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting p g Presented to County of Hawaii Hawaii For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 2015 *447°,:04*-0 Executive Director/CEO - 7 - A figN County of Hawaii Organization Chart County Electorate County Council Mayor Prosecuting Attorney . , rolk County Legislative Office of Management: Clerk Auditor Managing Director .r Departments under Agencies under Departments under r+ direct supervision of the direct supervision of the commissions and Managing Director: Managing Director: administrative supervision of the Mayor: Corporation Counsel Civil Defense Human Resources Finance Office of Aging Police +• Planning Mass Transit Liquor Control en Environmental Management Office of Housing& Fire Research&Development Community Development Water Supply wit Public Works (semi-autonomous) Parks&Recreation Information Technology MI IP ei +M! .+a - 8 - w County of Hawaii Elected Officials June 30, 2016 Administrative Officers (Term: 2012-2016) William P. Kenoi Mayor Mitchell Roth Prosecuting Attorney County Council (Term: 2014-2016) Dru Mamo Kanuha Chair Valerie Poindexter Vice Chair Aaron S.Y. Chung Member Maile "Medeiros" David Member Karen Eoff Member Greggor Ilagan Member Dennis "Fresh" Onishi Member Danny Paleka Member Margaret Wille Member - 9 - S .ir Principal Officialstido June 30, 2016 County Clerk Stewart Maeda Legislative Auditor Bonnie Nims 400 Managing Director Randall Kurohara Deputy Managing Director Robert Command Corporation Counsel Molly Stebbins Director of Finance Deanna S. Sako 111 Planning Director Duane Kanuha Director of Personnel Sharon Kamahele-Toriano 1.14 Director of Research and Development John De Fries III Chief of Police Harry S. Kubojiri Fire Chief Darren Rosario Director of Public Works Warren Lee Director of Environmental Management Bobby Jean Leithead-Todd Parks and Recreation Director Clayton Honma Manager-Chief Engineer, Department of Water Supply Keith Okamoto ** Civil Defense Administrator Edward Teixeira Director of Liquor Control Gerald Takase Mass Transit Administrator Tiffany Kai Executive on Aging Christian Alameda Administrator, Office of Housing and ma Community Development Susan Akiyama Director of Information Technology Donald F. Jacobs, Jr. lot ■ irr a - 10 - FINANCIAL SECTION AMERICAN SAVINGS BANK TOWER 1001 BISHOP STREET,SUITE 1700 N&K CPAs, Inc. HONOLULU, HAWAII 96813-3696 ACCOUNTANTS I CONSULTANTS T(808) 524-2255 F (808) 523-2090 INDEPENDENT AUDITOR'S REPORT To the Chair and Members of the County Council County of Hawaii Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the County of Hawaii, State of Hawaii (County), as of and for the fiscal year ended June 30, 2016, and the related notes to the financial statements, which collectively comprise the County's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall financial statement presentation of the financial statements. - 11 - M'�BiNM w .n•...:... 4:: e ,- d "'ma.scr.+++.....rr. -«.-+-r.w...r.........r..+Hsv..¢< ...:.:, ,.. .:. so WIYi N&K CPAs, Inc. ACCOUNTANTS I CONSULTANTS ++r We believe that the audit evidence we have obtained is sufficient and appropriate to provide a �r basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the 000 discretely presented component unit, each major fund, and the aggregate remaining fund information of the County of Hawaii, State of Hawaii, as of June 30, 2016, and the respective changes in financial position and, where applicable, cash flows thereof and the budgetary comparison for the general fund for the fiscal year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis (pages 14 through 24), schedule of funding progress for Ugh the Hawaii Employer Union Health Benefit Trust Fund (page 98) the schedule of the County's proportionate share of the net pension liability (page 99), and the schedule of the employer pension contributions (page 100), be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of •.r the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. sit Other Information .r Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the County's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and budgetary comparison schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. „i, The combining and individual nonmajor fund financial statements and budgetary comparison schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the ren - 12 - 11 N&K CPAs, Inc. ACCOUNTANTS CONSULTANTS basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and budgetary comparison schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated December 28, 2016, on our consideration of the County's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the County's internal control over financial reporting and compliance. Atit• -1Z/C. Honolulu, Hawaii December 28, 2016 - 13 - oF Olt MANAGEMENT'S DISCUSSION AND ANALYSIS 1116 This section of the County of Hawai`i's(the County)Comprehensive Annual Financial Report OP presents a narrative overview and analysis of the financial activities of the County for the fiscal year ended June 30, 2016. We encourage readers to consider the information presented here in " conjunction with additional information that we have furnished in our letter of transmittal. -Ir FINANCIAL HIGHLIGHTS • The assets of the County exceeded its liabilities at the end of the fiscal year by$511.6 million (net position). This amount includes a negative balance of$388.5 million in unrestricted net position, a decrease of$38.1 million from the prior year, which is explained in the sections below. • As of the close of the current fiscal year,the County's governmental funds reported combined dt ending fund balances of$191.8 million, an increase of$31.3 million from the prior year. Approximately 44 percent of this total amount, $84.3 million, is available for spending at the County's discretion(unrestricted fund balance). • At the end of the current fiscal year,unrestricted fund balance for the general fund was $39.1 million, or 14 percent of total general fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the County's basic financial use statements. The County's basic financial statements comprise three components: (1) Government-wide financial statements,(2)Fund financial statements,and(3)Notes to the basic +m financial statements. This report also contains both required and other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the County's finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the County's assets and liabilities, �+ with the difference between the two reported as net position. Over time, increases or decreases in ri net position may serve as a useful indicator of whether or not the financial position of the County "' is improving or deteriorating. .r The statement of activities presents information showing how the County's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. vis Thus,revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods, such as revenues pertaining to uncollected taxes and expenses pertaining to earned but unused vacation and sick leave. Both of the government-wide financial statements distinguish functions of the County that are principally supported by taxes and intergovernmental revenues(governmental activities)from other functions that are intended to recover all or a significant portion of their costs through user fees and charges(business-type activities). The governmental activities of the County include public safety,highways and streets, health,education and welfare,culture and recreation, esi sanitation and general government. The business-type activities of the County include rental housing for senior citizens and families. - 14 - 1 The government-wide financial statements include not only the County itself(known as the primary government), but also the Department of Water Supply, a legally separate entity that the County is financially accountable for. Financial information for this component unit is reported separately from the financial information presented for the primary government itself. Fund Financial Statements The fund financial statements are designed to report information about groupings of related accounts which are used to maintain control over resources that have been segregated for specific activities or objectives. The County, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the County can be divided into the following three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements— i.e., most of the County's basic services are reported in governmental funds. These statements, however, focus on (1) how cash and other financial assets can readily be converted to available resources and(2)the balances left at year-end that are available for spending. Such information may be useful in determining what financial resources are available in the near future to finance the County's programs. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental funds balance sheet and the governmental funds statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The County maintains several individual governmental funds organized according to their type(general, special revenue, debt service, and capital projects). Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the general fund and capital projects fund, which are considered to be major funds. Data from the remaining governmental funds are combined into a single, aggregated presentation. Individual fund data for each of the non-major governmental funds is provided in the form of combining statements elsewhere in this report. The County adopts an annual appropriated budget for its general fund and special revenue funds. A budgetary comparison statement has been provided for these funds to demonstrate compliance with this budget. The budgetary comparison statement for the general fund is located in the basic financial statements, whereas the budgetary comparison schedules for the nonmajor special revenue funds are presented elsewhere in this report. Proprietary funds. Proprietary funds are generally used to account for services for which the County charges outside customers. Proprietary funds provide the same type of information as shown in the government-wide financial statements, only in more detail. The County maintains only one type of proprietary funds, enterprise funds. Enterprise funds are used to report the same functions presented as business-type activities in the government- wide financial statements. The County uses enterprise funds to account for the operations of the Kulaimano Elderly Housing Project and the Ouli Ekahi Affordable Housing Project. - 15 - ■Il ww Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the County. The private-purpose trusts and the agency funds are reported under the fiduciary funds. Since the resources of these funds are not available to support the County's own programs,they are not reflected in the government-wide financial statements. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the Basic Financial Statements The notes to the basic financial statements provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other Supplementary Information In addition to the basic financial statements and accompanying notes,this report also presents certain required supplementary information,which is presented immediately following the notes to the basic financial statements. The combining statements referred to earlier in connection with nonmajor governmental funds and budgetary comparison schedules for the nonmajor special �l1 revenue funds are presented immediately following the required supplementary information. GOVERNMENT-WIDE FINANCIAL ANALYSIS w! Condensed Statement of Net Position June 30,2016 and 2015 sib Primary Government vsrl Governmental Activities Business-type Activities Total 2016 2015 2016 2015 2016 2015 NIP Assets: Current and other assets $ 263,573,114 $ 259,051,873 $ 1,093,403 $ 1,108,940 $ 264,666,517 $ 260,160,813 aid Capital assets,net 1,233,637,293 1,090,847,071 1,495,053 1,540,209 1,235,132,346 1,092,387,280 Total assets 1,497,210,407 1,349,898,944 2,588,456 2,649,149 1,499,798,863 1,352,548,093 Deferred Outflows Of Resources: 88,336,668 46,999,950 -- -- 88,336,668 46,999,950 Total Assets and Deferred Outflows of Resources 1,585,547,075 1,396,898,894 2,588,456 2,649,149 1,588,135,531 1,399,548,043 .,r Liabilities: Long-term liabilities outstanding 993,610,823 828,038,814 1,014,014 1,111,394 994,624,837 829,150,208 Other liabilities 53,737,158 41,428,479 56,533 68,724 53,793,691 41,497,203 Total liabilities 1,047,347,981 869,467,293 1,070,547 1,180,118 1,048,418,528 870,647,411 SIN Deferred Inflows Of Resources: 28,166,919 55,249,689 -- -- 28,166,919 55,249,689 Total Liabilities and Deferred Inflows Of Resources 1,069,690,790 924,716,982 1,070,547 1,180,118 1,070,761,337 925,897,100 Net position: Net investment in sot capital assets 824,846,090 748,754,727 481,039 428,815 825,327,129 749,183,542 Restricted 74,694,901 74,813,856 -- -- 74,694,901 74,813,856 Unrestricted (389,508,816) (351,386,671) 1,036,870 1,040,216 (388,471,946) (350,346,455) Total net position $ 510,032,175 $ 472,181,912 $1,517,909 $1,469,031 $511,550,084 $473,650,943 tar rr► - 16 - I! Analysis of Net Position As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the County, assets exceeded liabilities by 511.6 million at the close of the most recent fiscal year. By far the largest portion of the County's net position reflects its investment in capital assets (e.g., land, buildings, infrastructure, and equipment) less any related debt used to acquire those assets that is still outstanding. The County uses these capital assets to provide services to citizens; consequently,these assets are not available for future spending. Although the County's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the County's net position represents resources that are subject to external restrictions on how they may be used. At the end of the current fiscal year,the County is able to report positive balances in two of its three categories of net position, both for the government as a whole, as well as for its separate governmental activities. All three categories of net position are positive for its business-type activities. The County's net position increased by $37.9 million from the prior year,which was an increase of$372.2 million (111%)from the decrease that was experienced last fiscal year. One of the main reasons for the large increase in the current year over last year's decrease was the negative prior period adjustment of$339.0 million in the prior year. The prior period adjustment was a result of the County's implementation of GASB Statement No. 68,Accounting and Financial Reporting for Pensions—an amendment of GASB Statement No. 27 and GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date—an amendment of GASB Statement No. 68, in the current fiscal year. Under these two new accounting standards,the County's financials at the government-wide level now include their proportionate share of the net pension liability, expense, deferred inflows and outflows of the retirement plan that covers its employees. The County's net capital assets increased by$142.7million (13 percent)due to the large amount of capital improvement projects done by the County during the current fiscal year and infrastructure related assets that were contributed. See further discussion of the increase in capital assets on page 22. The County's long-term liabilities outstanding increased by$165.5 million(20 percent)due primarily to the issuance of$223.2 million in general obligation bonds and State Revolving Fund (SRF) loans,which were offset by$174.1 in retirements of bonds, SRF loans and Bond Anticipation Notes (BANS); a net increase in unamortized premiums related to the issuance of bonds of$37.8 million; a$11.3 million increase in the County's liability relating to the pre- funding of its postemployment benefits other than pensions; and a$59.4 million increase in the County's net pension liability. See further discussion of the increase in long-term debt outstanding on page 23. - 17 - - ■w vow viii Condensed Statements of Activities ea For the Fiscal Years Ended June 30,2016 and 2015 1.01 Primary Government Governmental Activities Business-type Activities Total WW 2016 2015 2016 2015 2016 2015 Revenues: 04 Program revenues: eil Charges for services $ 46,706,482 $ 44,731,966 $ 457,842 $ 453,304 $ 47,164,324 $ 45,185,270 Operating grants and contributions 47,234,458 47,406,704 133,932 113,642 47,368,390 47,520,346 Capital grants and contributions 60,230,846 29,621,907 - - 60,230,846 29,621,907III General revenues: iiiile Property taxes 248,353,113 237,217,225 - - 248,353,113 237,217,225 Other taxes 26,739,088 28,842,905 - - 26,739,088 28,842,905 14 Grants and contributions,unrestricted 19,557,513 19,506,423 - - 19,557,513 19,506,423 Investment earnings 316,593 671,363 1,912 1,299 318,505 672,662 ow Other 12,081,055 8,364,894 - - 12,081,055 8,364,894 Total revenues 461,219,148 416,363,387 593,686 568,245 461,812,834 416,931,632 .r Expenses: General government 64,958,287 69,859,089 - - 64,958,287 69,859,089 iiis Public safety 186,591,443 175,104,223 - - 186,591,443 175,104,223 Highways and streets 45,224,201 45,989,038 - - 45,224,201 45,989,038 , iii Health,education and welfare 39,696,963 34,304,166 544,808 561,813 40,241,771 34,865,979 Culture and recreation 27,261,082 32,225,574 - - 27,261,082 32,225,574 X11 Sanitation 48,474,153 41,467,081 - - 48,474,153 41,467,081 Interest on long-term debt 11,162,756 12,362,411 - - 11,162,756 12,362,411 .rr Total expenses 423,368,885 411,311,582 544,808 561,813 423,913,693 411,873,395 A Increase in net position 37,850,263 5,051,805 48,878 6,432 37,899,141 5,058,237 ,,,r Net position at beginning of year 472,181,912 806,502,335 1,469,031 1,462,599 473,650,943 807,964,934 Cumulative effect of accounting change - (339,372,228) - - - (339,372,228) Oil Net position at beginning of year, as adjusted 472,181,912 467,130,107 1,469,031 1,462,599 473,650,943 468,592,706 `iri Net position at end of year $510,032,175 $472,181,912 $ 1,517,909 $ 1,469,031 $511,550,084 $473,650,943 1111 .w Analysis of Changes in Net Position 04 Governmental activities. Governmental activities increased the County's net position by$37.9 oil million or basically all of the total increase in net position of the County. IIIII The primary reasons for the $44.9 million(11 percent) increase in total revenues was due to wit capital grants and contributions increasing by approximately$30.6 million, which related mostly to increases in highways and streets projects, and by an$11.1 million increase in property taxes. The increase in property taxes was due to increases in the value of net taxable real property, of go which the most notable were $704.1 million in the residential classes and $239.5 million in the apartment classes and represented increase from the prior year of 10 percent and 6 percent, et respectively. ad Total expenses increased by$12.1 million,which represented a 3 percent change from the prior ili year. There were the typical increases in salaries and wages and related employment benefit costs across all functions in the current fiscal year but to a much lesser degree than in the prior year. rw l lib - 18 - OR The charts below illustrate the County's governmental expenses and revenues by function, and its revenues by source. As shown, public safety is the largest function in expense (44 percent), followed by general government(15 percent) and sanitation (11 percent). General revenues such as property and other taxes are not shown by program, but are effectively used to support program activities countywide. For governmental activities overall, without regard to programs, property taxes are the largest single source of funds (54 percent), followed by capital grants and contributions (13 percent) and operating grants and contributions (10 percent). Expenses and Program Revenues—Governmental Activities Year Ended June 30,2016 $200,000,000 $180,000,000 $160,000,000 tzpenses ?Program revenues $140,000,000 $120,000,000 $100,000,000 $80,000,000 $60,000,000 $40,000,000 $20,000,000 �— �— $o , o �¢cs o\`a¢�� aca i¢¢�0 �¢as¢ t a�oc a~oc so'" 5 5� ¢ ti cca aca ac ca ¢ ¢`a\� Q e aoc ¢ac c oc (.4¢c �\�r arca J\��c ¢4co ¢ L c Revenue by Source—Governmental Activities Year Ended June 30,2016 Other, $12,081,055 Investment earnings, Charges for services, $316,593 $46,706,482 Grants and contributions not restricted to specific i a programs, $19,557,513n Operating grants and t contributions, Other taxes, $26,739,088 ;-E ; $47,234,458 ry i r, fx ,' Capital grants and ¢ f contributions, $60,230,846 Property taxes, $248,353,113 - 19 - oak Business-type activities. Business-type activities increased the County's net position by$48,878 versus an increase of$6,432 in the prior year. Expenses for health, education and welfare account for all of the$544,808 of expenses which represents a 3 percent decrease from the prior year. Charges for services were$457,842, operating grants and contributions were$133,932 and investment earnings were$1,912, which were all comparable to the prior year. FINANCIAL ANALYSIS OF THE COUNTY'S FUNDS rug As noted earlier,the County uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the County's governmental funds is to provide information on near-term inflows,outflows, and balances of spendable resources. Such information is useful in assessing the County's financing requirements. In particular, unrestricted fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. 1111 As of the end of the current fiscal year,the County's governmental funds reported combined ending fund balances of$191.8 million, an increase of$31.3 million(19 percent)in comparison 1110 with prior year. Approximately 44 percent of this total amount($84.3 million)constitutes unrestricted fund balance. The unrestricted portion of the fund balance is comprised of(1)$54.8 "' million in committed fund balance,and(2) $29.5 million in assigned fund balance. The oft remainder of the fund balance is divided between$5.8 million in nonspendable fund balance for inventory and$101.8 million in restricted fund balance. Approximately 66 percent of the total ind restricted fund balance is due to restrictions relating to highways, streets and abandoned vehicles ($43.4 million)and debt service($23.5 million). "", The general fund is the chief operating fund of the County. At the end of the current fiscal year, unrestricted fund balance of the general fund was $39.1 million,while total fund balance MIR increased to $53.9 million. As a measure of the general fund's liquidity, it may be useful to compare both unrestricted fund balance and total fund balance to total fund expenditures. Unrestricted fund balance represents 14 percent of total general fund expenditures,while total fund balance represents 20 percent of that same amount. ,.r The fund balance of the County's general fund increased by$1.7 million during the current fiscal year as compared to a decrease of$3.4 million in the prior year. Key factors in this increase($5.1 million)over last year's decrease are as follows: • A positive increase of$12.9 million(5 percent)in real property tax revenues,which was offset by decreases in almost all other revenue categories. As explained previously,the increase in real property tax revenues is due to a slight increase in the value of net taxable real property as evidenced in the accompanying statistical tables. ft • The positive impact of the increase in revenues was offset by increases of$11.1 million(4 percent) in expenditures. $6.5 million of the total increase in expenditures is due to increases in salaries and wages from the prior year and $9.0 million in associated employee benefits. uw The fund balance of the County's capital projects fund increased by$28.9 million(69 percent) during the current fiscal year. The increase is primarily due to the issuance of approximately $130.1 million in bonds that were recognized as an other financing source, and of which $35.0 �+ million was used to pay bond anticipation notes(BANs)that were issued in the prior year and recognized as a current liability because the legal steps regarding the issuance of the bonds to pay lit ■a - 20 - rr+ off these notes had not been completed at the time the audited financial statements were being issued. Expenditure related to various construction projects also increased by$66.5 million from the prior year, which used most of the bond money that was received. The debt service funds consist of the Bond Redemption Fund and the Interest Fund. These funds have combined total fund balances of$23.5 million, all of which is restricted for the payment of debt service. The net decrease in the combined fund balances during the current year in the debt service funds was $0.5 million (2 percent). Proprietary funds. The County's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the Kulaimano Elderly Housing Project(Kulaimano)at the end of the year amounted to $628,052, and $408,818 for the Ouli Ekahi Affordable Housing Project(Ouli Ekahi). The total net position for Kulaimano decreased by$26,847 and the net position for Ouli Ekahi increased by$75,725. Other factors concerning the finances of these two funds have already been addressed in the discussion of the County's business-type activities. GENERAL FUND BUDGETARY HIGHLIGHTS Differences between the original budget and the final amended budget were primarily the result of a$43.4 million increase in appropriations,the most significant single reason(31 percent)due to an increase in the appropriations for capital outlays. Differences between the final budget and the actual(budgetary basis)resulted in approximately $9.2 million less revenues than expected and $30.8 million less expenditures than appropriated. This is primarily due to the following factors: • The positive variances in real property and public service company taxes of$2.9 million was negated by a larger negative variance in intergovernmental revenues for both the federal and state grants of$8.7 million and in total charges for services of$1.2 million. • $8.1 million of the unspent appropriations is related to salaries and wages and the various countywide expenditure accounts relating to salaries and wages. The variance is due primarily to unfilled vacancies and continued efforts by each department to control payroll costs during the budget year due to the tough economic conditions facing the County. The following functions are responsible for the majority of the variance: public safety($3.9 million) and general government($1.9 million). • $2.1 million is due to lower than anticipated payments needing to be made in retirement related payments. With each department increasing efforts to control costs, overtime was also closely monitored and the corresponding pension expenditures were not incurred. • $1.4 million is due to the fact that the increase in health premiums for employees' was lower than originally anticipated. CAPITAL ASSET AND DEBT ADMINISTRATION Capital assets. The County's investment in capital assets for its governmental and business-type activities as of June 30, 2016 amounts to $1.2 billion (net of accumulated depreciation). This investment in capital assets includes land and improvements, buildings and improvements, equipment,easements, and infrastructure assets, which consists of primarily roads and bridges. The total increase in the County's investment in capital assets for the current fiscal year was 13 percent. - 21 - err Major capital asset events during the current fiscal year included the following: • Construction continued on the Kaiminani Drive Roadway Improvements Phase II; construction in progress as of the end of the current fiscal year had reached$14.9 million with$10.7 million coming from the current fiscal year;the project was transferred to Infrastructure. • Construction continued on the Kamehameha Avenue Reconstruction(Wailoa Bridge to Ponahawai)project; construction in progress as of the end of the current fiscal year had reached$12.8 million with$2.8 million coming from the current fiscal year;the project was transferred to Infrastructure. ego • Construction continued on the Kapi`olani Street extension(Lanikaula Street to Mohouli Street)project; construction in progress as of the end of the current fiscal year had reached $12.9 million with $11.3 coming from the current fiscal year. • Construction continued on the Kealakehe Wastewater Treatment facility; construction in progress as of the end of the current fiscal year had increased by$6.4 million to reach $10.7 million at the end of the fiscal year. • Construction continued on the Hokulia Bypass; construction in progress as of the end of the gni current fiscal year had reached $17.9 million with$12.2 million coming from the current fiscal year. .r • Construction continued on the Mass Transit agency baseyard and maintenance facility; oft construction in progress as of the end of the current fiscal year had reached $4.0 million with $3.6 million coming from the current fiscal year. .� • Construction continued on the Pahoa Park expansion project; construction in progress as of the end of the current fiscal year had reached$20.1 million with almost all of it coming from .r the current fiscal year. • Construction continued on the Hilo Municipal Golf Course new clubhouse project; construction in progress as of the end of the current fiscal year had reached$9.7 million with $8.6 coming from the current fiscal year. • Construction continued on the Waimea District Park phase I; construction in progress as of the end of the current fiscal year had reached$7.8 million with$7.1 coming from the current fiscal year. • $37.6 million of dedicated roads were received by the County in the current fiscal year. • $4.1 million of various other equipment and real property were dedicated and donated to the County in the current fiscal year. 141111 tab - 22 - Capital Assets (net of depreciation) June 30,2016 and 2015 Primary Government Governmental Activities Business-type Activities Total 2016 2015 2016 2015 2016 2015 Land and improvements $233,498,340 $201,363,687 $ 753,877 $ 753,877 $234,252,217 $202,117,564 Infrastructure assets 307,227,977 278,990,393 - - 307,227,977 278,990,393 Ground and site improvements - - 62,240 66,585 62,240 66,585 Buildings and improvements 504,617,544 495,445,600 646,540 682,586 505,264,084 496,128,186 Easements 4,170,517 3,830,410 - - 4,170,517 3,830,410 Equipment 59,910,752 50,250,220 32,396 37,161 59,943,148 50,287,381 Construction work in progress 124,212,163 60,966,761 - - 124,212,163 60,966,761 Total $1,233,637,293 $1,090,847,071 $1,495,053 $ 1,540,209 $1,235,132,346 $1,092,387,280 Additional information on the County's capital assets can be found in note 6 to the basic financial statements. Long-term debt. Long-term debt is primarily comprised of bonds of$356.6 million and State Revolving Fund loans of$27.5 million. At the end of the current fiscal year,the County had total bonded debt outstanding of$356.6 million. This entire amount was comprised of general obligation bonds which are backed by the full faith and credit of the County. The County's total bonded debt increased by$43.2million (14 percent) during the current fiscal year due to the issuance of$215.9 in bonds which were offset by the retirement of$172.7 of bonds and bond anticipation notes. At the end of the fiscal year,the County maintained its"AA-" rating from Standard &Poor's and Fitch and"Aa2"rating from Moody's for general obligation debt. State statutes limit the amount of general obligation debt the County may issue up to 15 percent of the total assessed value of all county real property as established for tax purposes on the last tax assessment rolls. The current debt limitation for the County is $4.0 billion, which is in excess of the County's outstanding general obligation debt. Currently the County's outstanding debt represents 9 percent of our debt limitation. Additional information on the County's long-term debt can be found in note 10 to the basic financial statements. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES • The unemployment rate for the County for the current fiscal year is at approximately 4.0 percent, which represents a percentage point decline from last year's rate for the same period of 5.0 percent, a two percent decline from two years ago and an even larger decline from the high of 11.0 percent in 2011. • The number of domestic and international visitors to the County for the current fiscal year was approximately 1.51 million,with an approximately 4.3 percent increase from the previous year's count of 1.45 million. For the most part,the County is less dependent on tourism than the other islands in the State, but the Kona airport terminal modernization project is budgeted at$60-70 million. • According to the May 20, 2016 forecast from The Economic Research Organization at the University of Hawai`i, the neighbor islands are seeing resort development and the beginning of an increase in residential activity,though it will be to a lesser extent than in - 23 - yob PIM the past. The organization anticipates that all islands in the state will experience"high ,r,,, single-digit or low double-digit construction job growth this year. These factors were considered in preparing the County's budget for the 2017 fiscal year. At the end of the current fiscal year, unrestricted fund balance in the general fund was $39.1 million. The County has appropriated $26.4 million of this amount for spending in the 2017 tit fiscal year budget and the majority is included in the assigned portion of the fund balance. This amount differs from the amount shown on the Governmental Funds Balance Sheet as assigned to subsequent year's budget due to a reclassification of a negative $5.1 million in the unassigned fund balance. The amount appropriated in the 2017 fiscal year budget is based on a "' ' different accounting basis and different set of accounting principles than those used in preparing the Governmental Funds Balance Sheet. emo REQUESTS FOR INFORMATION This financial report is designed to provide a general overview of the County's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to the Director of Finance, County of Hawai`i, 25 Aupuni Street, Suite 2103, Hilo,Hawai`i 96720. eit est .,w SO .r+ ugh I um - 24 - ""' BASIC FINANCIAL STATEMENTS - 25 - R rri COUNTY OF HAWAII Statement of Net Position ilii June 30,2016 it Primary Government lit Governmental Business-type Component Activities Activities Total Unit lit at Assets Current assets: Cash and cash equivalents(notes 3 and 14) $ 81,324,687 $ 788,247 $ 82,112,934 $ 32,376,201 illt Restricted cash and cash equivalents(note 3) 26,608,854 40,723 26,649,577 - tali Investments(note 3) 7,307,537 200,036 7,507,573 2,000,000 Restricted investments(note 3) 72,243,110 - 72,243,110 - silt Receivables,net(note 4) 39,454,166 2,952 39,457,118 14,508,472 w Receivable from improvement district (notes 4 and 10) 95,174 - 95,174 - mit Internal balances(note 5) 1,350 (1,350) - - Inventories 5,774,378 - 5,774,378 1,452,129 Iwo Prepaid expenses - 1,714 1,714 188,212 Real estate held for sale 1,316,686 - 1,316,686 - 04 Other 697,108 - 697,108 - woo Total current assets 234,823,050 1,032,322 235,855,372 50,525,014 0111 Investments(note 3) 19,441,489 - 19,441,489 8,000,000 orii Restricted investments(note 3) 7,111,139 - 7,111,139 - Restricted cash and cash equivalents(note 3 and 14) - 61,081 61,081 908,852 an Receivable from improvement district,excluding current portion(notes 4 and 10) 2,197,436 - 2,197,436 - via Capital assets(notes 6,8 and 14): Utility plant in service,net - - - 266,411,526 01 Infrastructure assets,net 307,227,977 - 307,227,977 - taw Ground and site improvements,net - 62,240 62,240 - Buildings and improvements,net 504,617,544 646,540 505,264,084 - +M Equipment,net 59,910,752 32,396 59,943,148 - Easements,net 4,170,517 - 4,170,517 - 'g Preliminary survey and investigation charges - - - 4,820,471 Construction work in progress 124,212,163 - 124,212,163 16,984,349 Olt Land and improvements 233,498,340 753,877 234,252,217 4,869,383 rid Total capital assets,net 1,233,637,293 1,495,053 1,235,132,346 293,085,729 Total noncurrent assets 1,262,387,357 1,556,134 1,263,943,491 301,994,581 on Total assets 1,497,210,407 2,588,456 1,499,798,863 352,519,595 mil Deferred Outflows of Resources Deferred loss on refunding 8,207,849 - 8,207,849 Deferred outflow related to pensions(notes 13 and 14) 80,128,819 - 80,128,819 5,268,426 Total deferred outflows of resources 88,336,668 - 88,336,668 5,268,426 Total Assets and Deferred Outflows of Resources 1,585,547,075 2,588,456 1,588,135,531 357,788,021 lit (Continued) on ilt Ii lit fi -26ili - COUNTY OF HAWAII Statement of Net Position June 30,2016 (Concluded) Primary Government Governmental Business-type Component Activities Activities Total Unit Liabilities Current liabilities: Accounts payable and accrued liabilities $ 29,162,620 $ 43,246 $ 29,205,866 $ 4,051,514 Accrued payroll 9,641,603 - 9,641,603 1,217,821 Advance collections-intergovernmental 1,995,021 1,096 1,996,117 - Interest due on long-term debt 6,040,712 12,191 6,052,903 757,573 Bonds and loans payable,current portion net (notes 10 and 14) 24,165,312 77,522 24,242,834 3,939,842 Compensated absences,current portion(note 10) 9,416,266 - 9,416,266 486,063 Claims and judgments,current portion (notes 10, 12 and 14) 2,781,369 - 2,781,369 80,979 Capital leases,current portion(notes 8 and 10) 1,533,136 - 1,533,136 - Landfill costs payable,current portion (notes 9 and 10) 169,067 - 169,067 - Customers'deposits - - - 610,720 Other 6,897,202 - 6,897,202 - Total current liabilities 91,802,308 134,055 91,936,363 11,144,512 Noncurrent liabilities: Bonds and loans payable,net (notes 10 and 14) 417,284,252 936,492 418,220,744 55,995,634 Compensated absences(note 10) 28,491,539 - 28,491,539 1,190,018 Claims and judgments(notes 10, 12 and 14) 11,078,127 - 11,078,127 281,021 Capital leases(notes 8 and 10) 3,383,042 - 3,383,042 - Landfill costs payable(notes 9 and 10) 22,463,933 - 22,463,933 - Unearned revenue,noncurrent - - - 1,583,953 Customers'deposits - - - 17,008,700 Net pension liability(notes 13 and 14) 382,070,813 - 382,070,813 18,940,065 Other(note 13) 90,773,967 - 90,773,967 - Total noncurrent liabilities 955,545,673 936,492 956,482,165 94,999,391 Total liabilities 1,047,347,981 1,070,547 1,048,418,528 106,143,903 Deferred Inflows of Resources Deferred inflows related to pensions(notes 13 and 14) 26,847,066 - 26,847,066 3,770,461 Deferred inflows-other 1,319,853 - 1,319,853 90,027 Total Deferred Inflows of Resources 28,166,919 - 28,166,919 3,860,488 Total Liabilities and Deferred Inflows of Resources 1,075,514,900 1,070,547 1,076,585,447 110,004,391 Net Position Net investment in capital assets 824,846,090 481,039 825,327,129 234,059,105 Restricted for: Capital projects 29,360,604 - 29,360,604 - Debt service(note 10) 23,478,132 - 23,478,132 - Highways,streets and abandoned vehicles 11,468,209 - 11,468,209 - Public access open space 8,906,278 - 8,906,278 - Other 1,481,678 - 1,481,678 - Unrestricted (389,508,816) 1,036,870 (388,471,946) 13,724,525 Total net position $ 510,032,175 $ 1,517,909 $ 511,550,084 $247,783,630 See accompanying notes to the basic financial statements. -27- COUNTY OF HAWAII , Statement of Activities Iri For the Fiscal Year Ended June 30,2016 Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary government: Governmental activities: 11111 General government $ 64,958,287 $ 2,659,984 $ 2,022,114 $ 4,068,400 Public safety 186,591,443 5,594,344 22,493,858 - Highways and streets 45,224,201 16,965,449 1,510,767 52,508,048 Health,education and welfare 39,696,963 523,824 20,200,434 - Culture and recreation 27,261,082 1,951,553 224,696 281,891 Sanitation 48,474,153 19,011,328 782,589 3,372,507 Interest on long-term debt 11,162,756 _ - - +�i Total governmental activities 423,368,885 46,706,482 47,234,458 60,230,846 Business-type activities: I Health,education and welfare 544,808 457,842 133,932 - W Total primary government $ 423,913,693 $ 47,164,324 $ 47,368,390 $ 60,230,846 4,1 Component unit: Water(note 14) $ 51,316,651 $ 48,046,768 $ - $ 17,008,622 General revenues: a.� Taxes: Property taxes,levied for general purposes Public service company taxes Public utility franchise taxes Fuel taxes Grants and contributions not restricted to specific programs I Investment earnings Other Total general revenues111/ Change in net position ail Net position,beginning of year Net position,end of year See accompanying notes to the basic financial statements. a rrf. U -28- Net(Expense)Revenue and Changes in Net Position Primary Government Governmental Business-type Component Activities Activities Total Unit $ (56,207,789) $ - $(56,207,789) $ - (158,503,241) - (158,503,241) - 25,760,063 - 25,760,063 - (18,972,705) - (18,972,705) - (24,802,942) - (24,802,942) - (25,307,729) - (25,307,729) - (11,162,756) - (11,162,756) - (269,197,099) - (269,197,099) - - 46,966 46,966 - (269,197,099) 46,966 (269,150,133) - - - - 13,738,739 248,353,113 - 248,353,113 - 9,800,948 - 9,800,948 - 9,004,330 - 9,004,330 - 7,933,810 - 7,933,810 - 19,557,513 - 19,557,513 - 316,593 1,912 318,505 247,434 12,081,055 - 12,081,055 - 307,047,362 1,912 307,049,274 247,434 37,850,263 48,878 37,899,141 13,986,173 472,181,912 1,469,031 473,650,943 233,797,457 $ 510,032,175 $ 1,517,909 $511,550,084 $ 247,783,630 -29- i w COUNTY OF HAWAII lam, Governmental Funds iii Balance Sheet June 30,2016 IP Other Total ' Capital Governmental Governmental General Projects Funds Funds 411 Assets ilit Cash and cash equivalents(note 3) $25,615,400 $24,397,706 $ 57,920,435 $107,933,541 Investments(note 3) 31,284,972 61,756,900 13,061,403 106,103,275 Receivables,net(note 4) 20,861,067 790,666 2,204,372 23,856,105 IR Due from other governmental funds(note 5) 1,746,518 796,177 90,561 2,633,256 e' Due from other nongovernmental funds(note 5) - - 1,350 1,350 Receivables from other governments(note 4) 9,281,381 4,699,586 1,617,094 15,598,061 III Inventories 5,774,378 - - 5,774,378 r it Real estate held for sale - 595,416 721,270 1,316,686 Other 306,328 - 390,780 697,108 ilit Total assets $ 94,871044 $93,036,451 $.._211,1)1112(25, $263,913,760_ Liabilities,Deferred Inflows and Fund Balances a' Liabilities: Accounts payable $ 4,655,918 $ 21,256,607 $ 3,250,095 $ 29,162,620 IR Accrued payroll 8,430,882 - 1,210,721 9,641,603 Iii, Due to other governmental funds(note 5) 770,049 389,603 1,473,604 2,633,256 Advance collections-intergovernmental (note 7) 1,206,542 553,789 234,690 1,995,021 111 Other 3,773,475 19,954 453,773 4,247,202 Total liabilities 18,836,866 22,219,953 6,622,883 47,679,702 a Deferred Inflows of Resources: Unavailable revenue 22,180,920 - 2,227,034 24,407,954 -I Fund balances: III Nonspendable: Inventory 5,774,378 - - 5,774,378 Restricted for: Ill Debt service(note 10) - - 23,478,132 23,478,132 NI Highways,streets and abandoned vehicles - 31,883,833 11,468,209 43,352,042 Public access open space 8,906,278 - - 8,906,278 Other 116,025 24,550,851 1,365,653 26,032,529 oil Committed to: N Budget stabilization 5,980,141 - - 5,980,141 Disaster and emergencies 5,526,507 - - 5,526,507 lit Lower Puna area - - 4,115,291 4,115,291 II Rental assistance and subsidy - - 2,531,750 2,531,750 Sanitation - - 15,600,624 15,600,624 Self insurance 1,311,675 - - 1,311,675 UI Highways,streets and abandoned vehicles - 2,030,102 8,148,088 10,178,190 tri Parks and recreational projects - 2,215,980 88,411 2,304,391 Zoning change impact mitigation(fair share) - 4,700,855 - 4,700,855 MI Other 718,744 1,466,353 361,190 2,546,287 Assigned to: M Subsequent year's budget 21,309,233 - - 21,309,233 Other 4,209,277 3,968,524 - 8,177,801 111 Total fund balances 53,852,258 70,816,498 67,157,348 191,826,104 we Total liabilities and fund balances $ 94,870.044 1_21.031-451 $ 76.007.265 $263.913.760 See accompanying notes to the basic financial statements. M! 1l Illi it -30- II COUNTY OF HAWAII Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position June 30,2016 Total fund balances-governmental funds $ 191,826,104 Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. These assets consist of: Land and improvements 233,498,340 Infrastructure assets,net 307,227,977 Buildings and improvements,net 504,617,544 Equipment,net 59,910,752 Easements,net 4,170,517 Construction work in progress 124,212,163 Total capital assets,net 1,233,637,293 Deferred amounts on refunding and pension are reported as deferred outflows of resources in the government-wide financial statements but are not are not reported in the governmental fund statements 88,336,668 Some of the County's revenues will be collected after year-end but are not available soon enough to pay for the current period's expenditures and therefore are deferred(unearned)in the funds.(note 7) 23,088,101 Some liabilities are not due and payable in the current period and therefore are not reported in the funds. Those liabilities consist of: Bonds and loans payable,net of receivable from improvement district (439,156,954) Interest due on long-term debt (6,040,712) Capital leases (4,916,178) Compensated absences (37,907,805) Claims and judgments (13,859,496) Landfill costs payable (22,633,000) Pollution remediation (16,414,110) Other Postemployment Benefit Obligation(OPEB) (77,009,857) Net pension obligation (382,070,813) Total long-term liabilities (1,000,008,925) Deferred amounts related to pension are reported as deferred inflows of resources in the government-wide financial statements but are not are not reported in the governmental fund statements (26,847,066) Net position of governmental activities $ 510,032,175 See accompanying notes to the basic financial statements. -31 - el to COUNTY OF HAWAII a Governmental Funds to Statement of Revenues,Expenditures,and Changes in Fund Balances Ili For the Fiscal Year Ended June 30,2016 I. Other Total Capital Governmental Governmental General Projects Funds Funds lV Revenues Property taxes $249,054,313 $ - $ - $249,054,313 41 Public service company taxes 9,800,948 - - 9,800,948 .Y+ Fuel taxes - - 7,933,810 7,933,810 Public utility franchise taxes - - 9,004,330 9,004,330 all Licenses and permits 8,294,444 - 14,137,520 22,431,964 Intergovernmental 50,107,813 14,885,339 20,179,508 85,172,660 ..r Charges for services 4,198,036 - 17,474,023 21,672,059 Investment earnings 492,025 117,429 4,278 613,732 Other 1,998,370 12,030,517 2,103,323 16,132,210 war Total revenues 323,945,949 27,033,285 70,836,792 421,816,026 Expenditures A Current: General government 39,120,524 - 1,367,183 40,487,707 Public safety 120,498,217 - 6,952,911 127,451,128 sip Highways and streets 3,444,465 - 19,034,331 22,478,796 sei Health,education and welfare 7,236,493 - 18,142,997 25,379,490 Culture and recreation 20,307,390 - 1,254,010 21,561,400 a Sanitation 1,024,490 - 32,990,730 34,015,220 Pension and retirement r contributions(note 13) 36,344,070 - 5,015,227 41,359,297 Employees'health insurance 27,787,086 - 2,324,973 30,112,059 wit Other postemployment benefits 7,180,400 - 7,180,400 .iii Other 2,916,382 - 1,014,915 3,931,297 Debt service: moil Principal 987,564 - 21,444,168 22,431,732 Interest 62,949 - 12,910,788 12,973,737 .rd Capital outlay 5,235,902 139,052,347 - 144,288,249 Total expenditures 272,145,932 139,052,347 122,452,233 533,650,512 • Excess(deficiency)of revenues ,,,,ti over(under)expenditures 51,800,017 (112,019,062) (51,615,441) (111,834,486) MI (Continued) no ali OW III It III iit Ilii tilt -32- I title COUNTY OF HAWAII Governmental Funds Statement of Revenues,Expenditures,and Changes in Fund Balances For the Fiscal Year Ended June 30,2016 (Concluded) Other Total Capital Governmental Governmental General Projects Funds Funds Other Financing Sources(Uses) Sale of assets $ 66,584 $ - $ - $ 66,584 Increase in capital leases(notes 8 and 10) 1,709,513 - 1,679,479 3,388,992 State Revolving Fund loans(note 10) - 7,317,504 - 7,317,504 Issuance of bonds(note 10) - 130,135,704 - 130,135,704 Premium on bonds(note 10) 23,174,000 - - 23,174,000 Refunding bonds(note 10) 106,253,750 - - 106,253,750 Payment to refunded bond escrow agent(note 10) (128,919,924) - - (128,919,924) Bond issuance costs (507,826) - - (507,826) Transfers in(note 5) - 3,467,537 53,944,400 57,411,937 Transfers out(note 5) (54,075,881) - (3,336,056) (57,411,937) Total other financing sources(uses) (52,299,784) 140,920,745 52,287,823 140,908,784 Net change in fund balances (499,767) 28,901,683 672,382 29,074,298 Fund balances at beginning of year 52,151,392 41,914,815 66,484,966 160,551,173 Increase in reserve for inventories 2,200,633 - - 2,200,633 Fund balances at end of year $ 53,852,258 $ 70,816,498 $67,157,348 $191,826,104 See accompanying notes to the basic financial statements. -33- U COUNTY OF HAWAII Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities I For the Fiscal Year Ended June 30,2016 Net change in fund balances-total governmental funds $ 29,074,298 Amounts reported for governmental activities in the statement of activities are different because: S Capital outlays are reported as expenditures in governmental funds. However,in the statement of activities,the cost of capital assets is allocated over their estimated useful lives as depreciation expense. In the current period,these amounts are: ..r Capital outlay 143,350,146 Dedicated and contributed property 41,728,977 Depreciation expense and loss on disposals (42,288,901) mai Excess of capital outlay over depreciation expense 142,790,222 Borrowings provide current financial resources to governmental funds; rr however,issuing debt increases long-term liabilities in the statement of net position. In the current period,assets financed through: General obligation bonds,net of refunding (94,629,890) di Premium on bond issuance (43,970,426) Deferred amount on refunding of bonds 7,636,064 wll State Revolving Fund loans (7,317,504) .r Capital leases (3,388,992) Total debt proceeds (141,670,748) Repayment of long-term debt is reported as an expenditure in governmental "r funds,but the repayment reduces long-term liabilities in the statement of net position. In the current year,these amounts consist of: vow Bond principal retirement 19,570,743 State Revolving Fund loan repayments 1,406,466 Capital lease payments 1,454,523 Total long-term debt repayment 22,431,732 Because some revenues will not be collected for several months after the County's fiscal year end,they are not considered"available"revenues and +++� are"deferred"in the governmental funds. Unearned revenues decreased by this amount this year. (2,292,007) 5 (Continued) S I -34- I rMi COUNTY OF HAWAII Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities For the Fiscal Year Ended June 30,2016 (Concluded) Cost of real estate sales that were recognized in prior year in the statement of activities but deferred in the funds. 1,058,271 Some items reported in the statement of activities do not involve current financial resources and therefore are not reported as expenditures in governmental funds. These activities are: Increase in inventories $ 2,200,633 Increase in Other Postemployment Benefit Obligation(OPEB) (11,254,660) Increase in compensated absences (2,282,530) Increase in claims and judgments (572,589) Decrease in landfill closure/postclosure care costs 31,000 Increase in pollution remediation costs (5,824,110) Amortization of premium from bond issuance 2,909,184 Amortization of deferred loss on refunding (469,934) Net increase in accrued interest (628,269) Decrease to expenses related to pension and salaries and wages 2,349,770 Net additional expenses (13,541,505) Change in net position of governmental activities $ 37,850,263 See accompanying notes to the basic financial statements. -35 - flin rw COUNTY OF HAWAII Po General Fund " Statement of Revenues,Expenditures,and Changes in Fund Balance- PI Budget and Actual(Budgetary Basis) Ili For the Fiscal Year Ended June 30,2016 Actual Variance Oil Original Final (Budgetary Positive W Budget Budget Basis) (Negative) Revenues: i Taxes and assessments: arti Property taxes $ 245,500,000 $ 245,590,000 $249,054,313 $ 3,464,313 Public service company taxes 10,340,000 10,340,000 9,800,948 (539,052) mill Total taxes and assessments 255,840,000 255,930,000 258,855,261 2,925,261 .r Licenses and permits: Nonbusiness licenses and permits 3,661,194 3,661,194 3,461,925 (199,269) NI Business licenses 2,021,413 2,021,413 1,822,329 (199,084) Street use 2,691,882 2,691,882 3,010,190 318,308 'i'i Total licenses and permits 8,374,489 8,374,489 8,294,444 (80,045) .1111 Intergovernmental: .r Federal: Programs for the aged 2,163,981 2,163,981 1,543,795 (620,186) Community development block grants - 2,491,306 2,491,306 - 1111 HOME program grant - 452,684 452,684lsri opment block gran2,954,444 4,637,835 3,555,637 (1,082,198) Other 2,949,500 3,493,706 (253,799) (3,747,505) ili Total federal 8,067,925 13,239,512 7,789,623 (5,449,889) ,r State: State General Fund-Act 185, O1 SLH 1990 19,158,000 19,158,000 19,127,310 (30,690) .r Emergency medical services 14,358,592 14,358,592 15,842,705 1,484,113 Other 6,782,551 7,138,758 2,475,569 (4,663,189) xi Total State 40,299,143 40,655,350 37,445,584 (3,209,766) .W Total intergovernmental revenue 48,367,068 53,894,862 45,235,207 (8,659,655) Charges for services: General government 5,775,151 5,775,151 4,606,112 (1,169,039) NI Culture and recreation 1,434,000 1,454,000 1,299,992 (154,008) Highways and streets 1,265,000 1,265,000 1,238,035 (26,965) ill Public safety 111,368 111,368 114,357 2,989 Total charges for services 8,585,519 8,605,519 7,258,496 (1,347,023) "r Fines and forfeitures 1,869,500 2,069,500 902,710 (1,166,790) Ali Rents 166,000 166,000 215,724 49,724 at (Continued) IP It 111 • III it -36- al to COUNTY OF HAWAII General Fund Statement of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues(continued): Interest and penalties $ 800,000 $ 800,000 $ 304,829 $ (495,171) Miscellaneous 5,079,770 5,214,362 4,755,367 (458,995) Total revenues 329,082,346 335,054,732 325,822,038 (9,232,694) Expenditures: Current: General government: Finance 12,204,184 12,204,184 10,375,542 1,828,642 General government building 5,175,873 5,127,924 4,614,938 512,986 Legislative 4,364,134 3,464,135 3,005,543 458,592 Automotive equipment 5,238,122 5,288,122 4,135,457 1,152,665 Law 2,762,113 2,762,113 2,443,165 318,948 Research and development 3,937,194 4,295,953 3,885,878 410,075 Planning and zoning 3,898,728 3,957,486 3,662,795 294,691 Mayor's office 1,559,766 1,613,352 1,508,372 104,980 Engineering 1,818,084 1,834,177 1,297,718 536,459 Information technology 2,723,079 2,723,079 2,386,118 336,961 Human resources 2,044,371 2,090,371 1,984,391 105,980 Public works administration 1,409,847 1,424,847 1,367,267 57,580 Elections 969,575 969,575 773,065 196,510 Legislative auditor 755,931 755,931 611,862 144,069 Total general government 48,861,001 48,511,249 42,052,111 6,459,138 Public safety: Police department 62,475,345 63,156,134 55,988,894 7,167,240 Fire department 45,453,893 45,766,176 44,109,242 1,656,934 Prosecuting attorney 9,344,243 10,618,146 9,130,708 1,487,438 Protective inspection 3,354,758 3,336,613 3,044,326 292,287 Liquor control 1,990,913 2,064,205 1,797,248 266,957 Flood control 330,000 330,000 330,000 - Civil defense agency 1,391,724 1,832,030 1,623,450 208,580 Animal control 2,081,625 2,081,625 1,982,500 99,125 Total public safety 126,422,501 129,184,929 118,006,368 11,178,561 Highways and streets: Mass transit 6,254,404 6,267,204 872,013 5,395,191 (Continued) -37- NI r COUNTY OF HAWAII CF General Fund Oil Statement of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) Illiii For the Fiscal Year Ended June 30,2016 Actual Variance lit Original Final (Budgetary Positive Il Budget Budget Basis) (Negative) Illi Expenditures(continued): Current(continued): tri Health,education and welfare: Elderly activities $ 3,776,420 $ 3,776,420 $ 3,199,293 $ 577,127 '1 Office of aging 2,852,841 2,869,591 2,644,455 225,136 migil Education 58,500 58,500 47,362 11,138 Social programs 1,500,000 1,500,000 1,468,250 31,750 11. Cemeteries 391,863 400,263 392,983 7,280 Physical examination 133,825 133,825 133,825 - 'r Total health,education and welfare 8,713,449 8,738,599 7,886,168 852,431 141 Culture and recreation: Community music 257,276 218,576 199,391 19,185 ""' Organized recreation: Maintenance 9,276,900 9,238,490 9,062,813 175,677 +A Recreation 2,877,288 2,904,348 2,608,304 296,044 rj Aquatics 2,467,216 2,487,216 2,376,190 111,026 Hoolulu park complex 1,039,613 969,613 935,950 33,663 mi Administration 2,336,847 2,627,068 2,128,117 498,951 Children's zoo 759,308 764,708 725,599 39,109 'r Summer/Intersession 542,185 548,185 380,045 168,140 101 Culture and arts 291,317 319,117 298,006 21,111 Elderly activities administration 592,972 661,000 644,792 16,208 ..r Total culture and recreation 20,440,922 20,738,321 19,359,207 1,379,114 III Sanitation: wog Environmental management 1,176,318 1,176,318 1,055,234 121,084 Pension and retirement contributions 38,040,512 38,040,512 35,924,140 2,116,372 ", Employees'health insurance 28,709,974 28,709,974 27,756,663 953,311 ni Other postemployment benefits 7,328,000 7,328,000 7,191,114 136,886 Other 5,332,500 5,020,991 3,027,819 1,993,172 011 Total current 291,279,581 293,716,097 263,130,837 30,585,260 'r Ili (Continued) rr 111 fl i I Ili II le -38- ! COUNTY OF HAWAII General Fund Statement of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 (Concluded) Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Expenditures(continued): Capital Outlay: Community Development Block grants(HUD) $ 100,000 $ 2,724,898 $ 2,599,898 $ 125,000 HOME Program $ 50,000 502,684 452,684 50,000 Other - 150,000 150,000 - Total capital outlay 150,000 3,377,582 3,202,582 175,000 Total expenditures 291,429,581 297,093,679 266,333,419 30,760,260 Excess of revenues over expenditures 37,652,765 37,961,053 59,488,619 21,527,566 Other financing sources(uses): Transfers out: Housing Fund (1,571,796) (1,611,502) (1,611,502) - Solid Waste Fund (16,608,221) (16,608,221) (16,608,221) - Sewer Fund (2,280,878) (2,280,878) (2,280,878) - Golf Course Fund (462,856) (462,856) (462,856) - CapitalProjectFund - (131,481) (131,481) - Highway Fund - (47,100) (47,100) - Disaster/Emergency Fund (250,000) (250,000) (250,000) - Public Access,Open Space,and Natural Resources Preservation Fund (4,910,000) (4,990,000) (4,980,901) 9,099 Public Access,Open Space,and Natural Resources Preservation Maintenance Fund (613,750) (623,750) (622,613) 1,137 Budget Stabilization Fund (250,000) (250,000) (250,000) - Debt Service Fund (36,742,688) (36,742,688) (36,742,688) - Total transfers out (63,690,189) (63,998,476) (63,988,240) 10,236 Total other financing uses (63,690,189) (63,998,476) (63,988,240) 10,236 Excess(deficiency)of revenues and other sources over(under)expenditures and other uses (26,037,424) (26,037,423) (4,499,621) 21,537,802 Fund balance at beginning of year 52,151,392 52,151,392 52,151,392 - Fund balance at end of year $ 26,113,968 $ 26,113,969 $ 47,651,771 $21,537,802 See accompanying notes to the basic financial statements. -39- MR WI COUNTY OF HAWAII up Proprietary Funds NM Statement of Net Position June 30,20161 Business-type Activities- til Enterprise Funds Kulaimano Ouli Ekahi IN Elderly Affordable ill Housing Housing Project Project Total 1114 Assets via Current assets: Cash and cash equivalents(note 3) $ 443,891 $ 344,206 $ 788,097 Restricted cash and cash equivalents(note 3) 12,091 28,632 40,723 soi Investments(note 3) 200,036 - 200,036 iiiii Imprest fund(note 3) 50 100 150 Receivables,net(note 4) 11 2,941 2,952 Prepaid expenses 1,714 - 1,714 1111 Total current assets 657,793 375,879 1,033,672 ..r Noncurrent assets: Restricted cash and cash equivalents(note 3) - 61,081 61,081 ma Capital assets(note 6): Land and site improvements 511,000 515,727 1,026,727 "' Buildings and equipment 1,241,577 486,386 1,727,963 Less accumulated depreciation (1,200,860) (58,777) (1,259,637) w' Total capital assets 551,717 943,336 1,495,053 r Total noncurrent assets 551,717 1,004,417 1,556,134 Total assets 1,209,510 1,380,296 2,589,806 w Liabilities .r Current liabilities: Accounts payable 3,955 - 3,955 011 Internal Balances(note 5) 1,350 - 1,350 Security deposits payable from restricted assets 12,091 27,200 39,291 ow Deferred revenue(note 7) 154 942 1,096 Interest payable 12,191 - 12,191 Ng Notes payable,current portion(note 10) 56,061 21,461 77,522 Total current liabilities 85,802 49,603 135,405 ... Noncurrent liabilities: Ali Notes payable(note 10) 651,747 284,745 936,492 Total liabilities 737,549 334,348 1,071,897 +o Net Position Net investment in capital assets (156,091) 637,130 481,039 AI Unrestricted 628,052 408,818 1,036,870 Mir Total net position $ 471,961 $ 1,045,948 $ 1,517,909 See accompanying notes to the basic financial statements. 111 ail illg wit I, it I NI -40- 1 Mi COUNTY OF HAWAII Proprietary Funds Statement of Revenues,Expenses,and Changes in Fund Net Position For the Fiscal Year Ended June 30,2016 Business-type Activities- Enterprise Funds Kulaimano Ouli Ekahi Elderly Affordable Housing Housing Project Project Total Operating revenues: Rental receipts from tenants $ 119,667 $ 329,033 $ 448,700 Rental subsidy from federal government-HUD 133,932 - 133,932 Laundry receipts 3,406 - 3,406 Other 376 5,360 5,736 Total operating revenues 257,381 334,393 591,774 Operating expenses: Utilities 34,678 55,195 89,873 General and administration 128,421 93,137 221,558 Maintenance and repairs 48,523 92,151 140,674 Depreciation(note 6) 36,126 17,744 53,870 Total operating expenses 247,748 258,227 505,975 Operating income 9,633 76,166 85,799 Nonoperating revenues(expenses): Investment income 1,896 16 1,912 Interest expense (38,375) - (38,375) Loss on disposal of fixed assets - (458) (458) Total nonoperating revenues(expenses) (36,479) (442) (36,921) Change in net position (26,846) 75,724 48,878 Net position,beginning of year 498,807 970,224 1,469,031 Net position,end of year $ 471,961 $ 1,045,948 $ 1,517,909 See accompanying notes to the basic financial statements. -41 - NI iiii COUNTY OF HAWAIIill Proprietary Funds WY Statement of Cash Flows For the Fiscal Year Ended June 30,2016 II Business-type Activities- Enterprise Funds id Kulaimano Ouli Ekahi Elderly Affordable Housing Housing 1 Project Project Totals Cash Flows from Operating Activities Receipts from tenants $ 123,059 $ 333,930 $ 456,989 al, Receipts from federal government-HUD 133,932 - 133,932 tad Payments to suppliers for goods and services (221,552) (240,080) (461,632) Net cash provided by operating activities 35,439 93,850 129,289 'N! Cash Flows from Capital and Related Financing Activities mil Principal paid on notes payable (53,043) (44,337) (97,380) Interest paid on notes payable (39,381) - (39,381) 1111 Purchase of capital assets (2,692) (6,481) (9,173) Net cash used in capital and related financing activities (95,116) (50,818) (145,934) "'i Cash Flows from Investing Activities iim Proceeds from maturities of investments 200,000 - 200,000 Interest on investments 2,120 16 2,136 um Net cash provided by investing activities 202,120 16 202,136 Net increase in cash and cash equivalents 142,443 43,048 185,491 al Cash and cash equivalents at beginning of year(including all restricted cash and cash equivalents) 313,589 390,971 704,560 Cash and cash equivalents at end of year(including mg restricted cash and cash equivalents) $ 456,032 $ 434,019 $ 890,051 um Reconciliation of Operating Income to Net Cash 1111 Provided by Operating Activities Operating income $ 9,633 $ 76,166 $ 85,799 .+i Adjustments to reconcile operating income to net cash provided by operating activities: all Depreciation expense 36,126 17,744 53,870 ri Change in assets and liabilities: Receivables,net 655 823 1,478 mg Prepaid expenses (180) - (180) Accounts and other payables (9,602) (1,558) (11,160) •ta Deferred revenue (701) 676 (25) Net cash provided by operating activities $ 35,931 $ 93,851 $ 129,782 al raii Supplemental disclosure of cash flow information-Interest paid $ 35,931 $ - $ 35,931 Noncash investing,capital and financing activities: a! Net decrease in fair value of investments $ 206 $ - $ 206 no See accompanying notes to the basic financial statements. li fili S iiii -42III - COUNTY OF HAWAII Fiduciary Funds Statement of Fiduciary Net Position June 30,2016 Private- Purpose Agency Trusts Funds Assets Cash and cash equivalents(note 3) $ 1,764,487 $ 3,962,191 Investments(note 3) 2,990,820 428,261 Receivables: Due from other agency funds - 5,855 Other receivables - 40,006 Total receivables - 45,861 Total assets 4,755,307 $ 4,436,313 Liabilities Due to other agency funds - 5,855 Accrued liabilities - 3,101,450 Advances payable - 275,896 Assets held for the benefit of improvement districts - 1,053,112 Total liabilities - $ 4,436,313 Net Position Held in trust for other parties 4,755,307 Total net position $ 4,755,307 See accompanying notes to the basic financial statements. -43- COUNTY OF HAWAII O Fiduciary Funds Statement of Changes in Fiduciary Net Position For the Fiscal Year Ended June 30,2016 Private- Purpose Trusts Additions Contributions: Puna Geothermal Venture $ 50,000 ,,,i Investment earnings: Net increase in fair value of investments 197,343 Dividends and interest 91,517 Total additions 338,860 Deductions Claims Consultant 22,846 Grant payments 128,070 Total deductions 150,916 Change in net position 187,944 Net position,beginning of year 4,567,363 aro Net position,end of year $ 4,755,307 NI See accompanying notes to the basic financial statements. um 11, 4.111 sir 11111 ..r .rt .d -44- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 The accounting policies of the County of Hawai`i (the County)conform to U.S. generally accepted accounting principles (GAAP) as applicable to local governmental units. The following notes to the basic financial statements are an integral part of the County's Comprehensive Annual Financial Report(CAFR). 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The Financial Reporting Entity The County has implemented Governmental Accounting Standards Board Statement No. 14, The Financial Reporting Entity(GASB Statement No. 14), Statement No. 39,Determining Whether Certain Organizations Are Component Units(GASB Statement No. 39)and Statement No. 61, The Financial Reporting Entity: Omnibus an amendment of GASB Statements No. 14 and 34(GASB Statement No. 61). All organizations, activities or functions that meet the criteria in GASB Statement No. 14,No. 39 and No. 61 for inclusion in the reporting entity are included in the County's basic financial statements. Primary Government The County operates under the Mayor-Council form of government under a charter that became effective on January 2, 1969, and was amended in 1979, 1982, 1990 and 2000. The County's operations are organized by the following functions: general government; public safety; highways and streets; sanitation; health, education and welfare; culture and recreation; pension and retirement contributions; health fund; miscellaneous; capital outlay; and debt service. The State of Hawai`i (the State) assumes full responsibility for several major functions usually performed by local governments, including education, welfare,health and judicial functions. There are no separate city, county or township governments nor any school districts, special districts, authorities or public corporations with overlapping authority. GASB Statement No. 14, as amended, defines component units as legally separate organizations for which the elected officials of the primary government are financially accountable or for which the primary government may determine,through exercise of management's professional judgment,that the inclusion of an organization that does not meet the financial accountability criteria is necessary in order to prevent the reporting entity's financial statements from being misleading. "Financial accountability" is the level of accountability that exists if a primary government appoints a voting majority of an organization's governing board or if the organization is fiscally dependent on the primary government and is either able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or impose specific financial burdens on,the primary government. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects, activities or level of services performed or provided by the organization. An organization has a financial benefit or burden relationship with the primary government if any one of three conditions exist: (1)The primary government is legally entitled to or can otherwise access the organization's resources; (2)The primary government is legally obligated or has otherwise assumed the obligation to - 45 - COUNTY OF HAWAII IR Notes to the Basic Financial Statements June 30,2016 finance the deficits of,or provide financial support to,the organization; or(3)The primary government is obligated in some manner for the debt of the organization. { As required by GAAP as set forth in GASB Statement No. 14,No. 39 and No. 61,these basic financial statements present the County of Hawai`i (the primary government) and its component unit,the Department of Water Supply(the Department). This component unit is included in the County's reporting entity because of its financial relationship with the County. .� Discretely Presented Component Unit The component unit column in the basic financial statements includes the financial data of the Department, a legally independent agency of the ..r County that is accounted for as an enterprise fund. It is reported in a separate column to emphasize that it is legally separate from the County. The members of the Water Board,the governing body of the Department, are appointed by the Mayor of the County and confirmed by the County Council. The Department is granted corporate powers by state statute and the County Charter. Although the County does not have the authority to approve or modify the .o Department's operational and capital budgets,the County has issued bonds on the Department's behalf that are general obligations of the County. Because the County is obligated to repay these bonds in the event of default by the Department,the County is 1111 financially accountable for the debts of the Department. See Note 14 for component unit disclosures for the Department. Complete financial statements of the Department can be obtained from the Department of Water Supply, 345 Kekuanao`a Street, Suite 20,Hilo, Hawaii 96720. Basic Financial Statements The basic financial statements include both government-wide(based on the County as a whole)and fund financial statements. Both the government-wide and fund financial statements(within the basic financial statements)categorize primary activities as either governmental or business-type. In the government-wide statement of net position, both the governmental and business-type activities columns(a)are presented on a consolidated basis by column, (b)and are reflected, on a full accrual, economic resource basis,which incorporates long-term assets and receivables as well as long-term debt and obligations. The government-wide statement of activities reflects both the gross and net costs per 101 functional category(general government,public safety,highways and streets, etc.)which are otherwise being supported by general government revenues(property taxes, certain intergovernmental revenues, etc.). The statement of activities reduces gross expenses (including depreciation)by related program revenues, operating and capital grants. The program revenues must be directly associated with the function(general government,public did safety,highways and streets,etc.)or a business-type activity. The operating grants include operating-specific and discretionary(either operating or capital)grants while the capital grants 011 column reflects capital-specific grants. The net cost(by function or business-type activity) is .r normally covered by general revenues. us - 46 - U' rri COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 The government-wide focus is more on the sustainability of the County as an entity and the change in aggregate financial position resulting from the activities of the fiscal period. The fund financial statements' emphasis is on the major funds in either the governmental or business-type categories. Nonmajor funds (by category) are summarized into a single column. The governmental funds in the fund financial statements are presented using the current financial resource focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. This presentation is deemed most appropriate to(a) demonstrate legal and covenant compliance, (b) demonstrate the source and use of liquid resources, and (c) demonstrate how the County's actual experience conforms to the budget fiscal plan. Since the governmental fund statements are presented using a different measurement focus and basis of accounting than the government-wide statements' governmental activities column, a reconciliation is presented on the page following each statement,which briefly explains the adjustments necessary to transform the fund based financial statements into the governmental activities column of the government-wide presentation. The County's fiduciary funds are presented in the fund financial statements by type (private purpose and agency). Since by definition these assets are being held for the benefit of a third party(private parties, state government, etc.) and cannot be used to address activities or obligations of the government,these funds are not incorporated into the government-wide statements. Government-wide and fund financial statements—The government-wide financial statements(i.e.,the statement of net position and the statement of activities)report information on all of the nonfiduciary activities of the primary government and its component unit. The effect of interfund activity has been removed from these statements during the process of incorporating fund data but interfund services provided and used have not been eliminated in the process of consolidation. Governmental activities,which normally are supported by taxes and intergovernmental revenues, are reported separately from business- type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include(a) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (b) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. - 47 - OP COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Separate financial statements are provided for governmental funds,proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. 41 Activities in funds—The financial transactions of the County are recorded in individual funds. Each fund is accounted for by providing a separate set of self-balancing accounts that mai comprises its assets, deferred outflows of resources, liabilities,deferred inflows of resources, reserves, fund equity, revenues and expenditures/expenses. The various funds are reported by °al generic classification within the financial statements. .r GASB Statement No. 34,Basic Financial Statements—and Management's Discussion and Analysis—for State and Local Governments, sets forth minimum criteria(percentage of the assets,deferred outflows of resources, liabilities, deferred inflows of resources,revenues or expenditures/expenses of either fund category or the governmental and enterprise combined) ,y for the determination of major funds. The nonmajor funds are combined in a column in the fund financial statements and detailed in the combining section. The County reports the following major governmental funds: General Fund—The general fund is the general operating fund of the County. It is used to account for all activities of the general government,except those required to be accounted for in other funds. •i+ Capital Projects Fund—Used to account for the costs of constructing County capital improvements financed with general obligation bond proceeds, federal and state grants, .,r and general and special revenue fund revenues. The capital projects fund is used to account for financial resources to be used for the acquisition or construction of major general government capital facilities and infrastructure(other than those financed by proprietary funds and trust funds)when separate project centers are needed to control costs. The County reports the following major proprietary funds: Kula`imano Elderly Housing Project—Used to account for the operation of a rental housing project for low-income senior citizens located north of Hilo. "' Ouli Ekahi Affordable Housing Project—Used to account for the operation of a 33-unit single-family affordable rental housing project located in Waimea. •+ Pik I I - 48 - COUNTY OF HAWAII • Notes to the Basic Financial Statements June 30, 2016 The County reports the following fiduciary funds: Private-Purpose Trust Funds—Used to account for funds received from geothermal developers to mitigate the effects of geothermal energy development. Also used to account for investment income on funds received from import businesses at the port of Hilo and the related expenditures to promote health and safety on the Island of Hawai`i. Agency Funds—Used to account for assets held by the County for other governmental units and individuals. The agency funds are custodial in nature and do not involve measurement of results of operations. The County has the following agency funds: • State Weight Tax Fund • Improvement District No. 18 Fund • Improvement District No. 19 Fund • Improvement District Revolving Fund • Performance and Refundable Deposits Fund • Payroll Clearance Fund • Flexible Spending Account • Lapsed Warrants Fund • Non-Profit License Plates Fund • Organ and Tissue Education Fund • Business Improvement District 1-Kailua Basis of Accounting Basis of accounting refers to the period in which revenues and expenditures(or expenses)are recognized in the accounts and reported in the basic financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. The government-wide financial statements and the proprietary, fiduciary and component unit fund financial statements are presented on an accrual basis of accounting. The governmental funds in the fund financial statements are presented on a modified accrual basis. Accrual Basis-Revenues are recognized when earned and expenses are recognized when the related obligation is incurred. Modified Accrual Basis-Revenues are recorded when susceptible to accrual(that is, both measurable and available). "Measurable" means the amounts are determinable. "Available" means the amounts are collectible within the current period or soon enough thereafter(one year for intergovernmental revenues)to be used to pay liabilities of the current period. - 49 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Licenses and permits,charges for current services, fines and forfeitures,penalties and miscellaneous revenues are recorded as revenues when received in cash because they are ,"R generally not measurable until actually received. Real property taxes and State Revolving Fund loan proceeds are considered available when collected. ""i In applying the susceptible to accrual concept to intergovernmental revenues,the legal and contractual requirements of the numerous individual programs are used as guidance. There are essentially two types of these revenues. In one,monies must be expended on the specific purpose or project before any amounts will be paid to the County;therefore,revenues are recognized based upon the expenditures recorded. Most construction grants and many .r operating grants fall into this category. In the other, monies are virtually unrestricted as to purpose of expenditure and are usually revocable only for failure to comply with prescribed " I compliance requirements. These resources are reflected as revenues at the time of receipt or sae earlier if the susceptible to accrual criteria are met. The County reports deferred inflow of resources in its fund financial statements(see Note 7). Deferred inflows of resources arise when potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. In subsequent periods,when both revenue recognition criteria are met,the deferred inflow is removed from the fund financial statements and revenue is recognized. Expenditures are recognized under the modified accrual basis of accounting in the accounting period in which the fund liability is incurred. Exceptions to this general rule include: (a)accumulated compensated absences and claims and judgments which are recognized as expenditures when paid; (b) liabilities related to municipal solid waste landfill closure and postclosure care costs; (c)principal and interest on general long-term debt which are .r recognized as expenditures when due; and(d) liabilities relating to pollution remediation . The County applies all applicable GASB pronouncements, including the adoption of GASB Statement No. 62, Codification of Accounting and Financial Reporting Guidance Contained in Pre-November 30, 1989 FASB (Financial Accounting Standards Board)and AICPA „i (American Institute of Certified Public Accountants)Pronouncements. Encumbrances The general, special revenue, and capital projects funds follow encumbrance accounting under which purchase orders, contracts and other commitments are recorded as an obligation of fund balance and provide authority for the carryover of appropriations to the subsequent year in fli order to complete these transactions. Encumbrances outstanding at year-end are included in the respective fund balance categories as appropriate and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. ii - 50 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Cash and Investments Cash and cash equivalents include cash on hand, amounts in demand deposits and savings accounts, and short-term investments with a maturity date of three months or less from the date acquired by the County. Investments consist of certificates of deposit, repurchase agreements, and securities with original maturities exceeding three months. These include participating investment contracts (U.S. government sponsored agency issues and negotiable certificates of deposit)as well as nonparticipating investment contracts (time certificates of deposit and repurchase agreements). Both categories of investments are stated at fair value(see Note 3). Valuations of investments in government sponsored enterprises such as Federal National Mortgage Association(Fannie Mae) and Federal Home Loan Mortgage Corporation(Freddie Mac)are based on quoted market rates. Valuations of certificates of deposits are based on cost, which approximate fair value, as they almost invariably are held to maturity. Investments also consist of equity securities in the fiduciary fund financial statements. These investments are stated at fair value based on closing quoted prices. Real Property Taxes The County's real property taxes are levied on July 1 each year on assessed valuation as of January 1. The taxes become a lien on the property assessed as of the levy date. Taxes are due and payable in two equal annual installments on August 20 and February 20. Accordingly, real property taxes receivable as of June 30 are delinquent. Each delinquent installment bears interest at 1%per month and penalties of up to 10%of the amount due. Assessments are based on 100% of estimated fair market values prior to the application of exemptions or preferential assessments. The County of Hawai`i has an Enterprise Zone program, defined in the Hawai`i County Code Section 19-89.3 and chapter 31 as well as the Hawai`i Revised Statues, as amended Section 209E. The purpose of this program is to stimulate business and industrial growth. Pursuant to the chapter and rules, in addition to the state general excise tax abatement, a qualified business in an enterprise zones is entitled to the following county real property tax exemption: buildings or other like structures which are built as a result of new construction by a qualified business within an enterprise zone shall be exempt except for the minimum tax from real property taxes for a period of three years. For the fiscal year 2015-2016 (period between July 1, 2015 through June 30, 2016)the County of Hawai`i had only one parcel in this program. Parcel id#3-9-002-008-0000, a dairy operation received a reduction of$5,209.92 on their real property taxes which was a result of a value reduction of$518,400 for this specific period. - 51 - COUNTY OF HAWAI`I Notes to the Basic Financial Statements June 30,2016 *14 Inventories Inventories consist of materials and supplies and are reported as expenditures at the time of rid purchase(purchase method). Police and fire department inventories are stated using the first in, first out(FIFO)method. Other inventories are stated at average cost. Liquor Control Section 281 of the Hawai`i Revised Statutes requires that liquor license revenues collected be " af used only for costs and expenses directly relating to operational and administrative costs •+ actually incurred by the liquor commission collecting such fees. The unexpended fees at June 30,2016 of$116,025 are reflected as a restriction of general fund balance. "! Capital Assets los Capital assets, which include property, plant, equipment, and infrastructure assets(e.g.,roads, - bridges,curbs and gutters, streets and sidewalks, drainage systems, lighting systems, and similar items), are reported in the applicable governmental or business-type activities columns ,,,IP in the government-wide financial statements. Capital assets are defined by the County as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. r The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend the life of the asset are not capitalized. .r Major outlays for capital assets and improvements are capitalized as projects are constructed. 'PN Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. 411 Capital assets of the primary government and enterprise fund are depreciated using the .g straight-line method over the following estimated useful lives of the assets: Assets Years Infrastructure 20 to 100 years Buildings and improvements 50 to 100 years Ground and site improvements 20 to 50 years Equipment 5 to 40 years Easements Dependent on terms of easement agreement 0 - 52 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Deferred Outflows of Resources and Deferred Inflows of Resources Deferred outflows of resources represent a consumption of net position that applies to a future period and will not be recognized as an outflow of resources (expense or expenditure) until that time. The County has two items that qualifies for reporting in this category. The County reports the deferred loss on refunding and deferred outflow related to pensions as a deferred outflow of resources in its statement of net position. Deferred inflows of resources represent an acquisition of net position that applies to a future period and will not be recognized as an inflow of resources (revenue)until that time. Property taxes, fees and other non-exchange transactions received in the current fiscal year for the ensuing fiscal year are reported as deferred inflows of resources. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. The County also reports deferred inflows of resources related to pensions. Long-term Obligations The County reports long-term debt of governmental funds at face value on the government- wide statement of net position. Certain other governmental fund obligations not expected to be financed with current available resources are also reported on the government-wide statement of net position. Long-term debt and other obligations financed by the proprietary funds are reported as liabilities in those funds. Compensated Absences Employees earn vacation credit at the rate of one and three-quarter working days for each month of service. Up to ninety days of vacation leave credits can be accumulated per employee. In addition,employees who work overtime can elect to take compensatory time off instead of overtime pay. The time off is earned at the rate of one-and-a-half hours for each hour of overtime worked. There is no statutory limit to the amount of compensatory time off an employee can accumulate. Both compensatory time off and vacation credits are converted to pay upon termination of employment. A liability for these amounts is reported in the governmental funds only if they have matured, for example, as a result of employee resignations and retirements. All vacation and compensatory time off pay is accrued in the government-wide statement of net position along with the estimated liability for social security and Medicare taxes and employers' retirement contributions on those amounts. Sick leave accumulates without limit. Sick leave can be taken only in the event of illness and is not convertible to pay upon termination of employment; therefore there is no related liability. However, a County employee who retires or leaves government service in good standing with 60 days or more of unused sick leave is entitled to additional service credit in - 53 - 1111 +rw COUNTY OF HAWAII Notes to the Basic Financial Statements ""ii June 30,2016 mod 119 .mi the Employees' Retirement System of the State of Hawai`i. Accumulated sick leave at June 30,2016 totaled $76,356,000 for the primary government. Leases "' 111 Leases transferring substantially all of the risks and benefits of ownership are recorded as capital leases; other leases are operating leases(see Note 8). Capital leases are recorded as capital asset additions at their estimated fair value at the inception of the lease and the related or present value of the future minimum lease obligations is recorded as long-term debt. "' Operating lease expenditures and expenses are recognized when the lease obligation is paid. Retirement Plan Contributions ",l .r For purposes of measuring the net pension liability, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Employees' Retirement System of the State of Hawaii(ERS)and additions to and deductions from ERS's fiduciary net position have been determined on the same basis as they are reported by ERS. The County's contribution to the ERS includes the normal cost plus the level annual payment required to amortize the unfunded actuarial accrued liability. The County's policy is to fund its required contribution annually(see Note 13). Operating Revenues and Expenses Revenues and expenses are distinguished between operating and nonoperating items for the proprietary funds. Operating revenues generally result from providing services in connection with the proprietary funds' principal ongoing operations. The principal operating revenues of .r the proprietary funds are fees charged to residents for rent and rental subsidies received from the federal government. rr Operating expenses include the costs associated with providing housing for tenants, such as utilities, lease rent,and maintenance and repairs;administrative expenses; and depreciation on 01 capital assets. All revenues and expenses not meeting these definitions are reported as rim nonoperating revenues and expenses. Use of Estimates The preparation of the basic financial statements in conformity with GAAP requires 111, management to make estimates and assumptions that affect the reported amounts of assets, deferred outflows of resources, liabilities, and deferred inflows of resources, as well as �= disclosure of contingent assets and liabilities at the date of the financial statements,and the reported amounts of revenues, expenditures,and other financing sources and uses during the 0011 reporting period. Actual results could differ from those estimates. gel - 54 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Fund Balances When both restricted and unrestricted fund balances are available for use, it is the County's policy to use restricted fund balance first,then unrestricted fund balance. Furthermore, committed fund balances are reduced first, followed by assigned amounts, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of those unrestricted fund balance classifications can be used. The County reports the following classifications: Nonspendable Fund Balance—Nonspendable fund balances are amounts that cannot be spent because they are either not in spendable form, or, for legal or contractual reasons, must be kept intact. The County has inventory included in their nonspendable fund balance. Restricted Fund Balance—Constraints placed on the use of these resources are either externally imposed by creditors(such as through debt covenants), grantors, contributors or other governments or are imposed by law(under the Hawai`i Revised Statutes or County of Hawai`i Charter). Committed Fund Balance—Committed Fund Balances are amounts that can only be used for specific purposes as a result of constraints imposed by the County Council via ordinances and the County Code and can only be undone via the same manner. The committed fund balance of the General Fund includes the portion of fund balance committed to budget stabilization. The budget stabilization portion is authorized under County Code §2-219 to §2-223 and additions are made via the County budget or subsequent budget amendments. The fund balance may only be used when there is a reduction in budgeted revenue and the director of finance determines that such use is necessary to prevent a reduction in the level of public services. Assigned Fund Balance—Assigned fund balances are amounts that are constrained by the County's intent as determined by the Mayor but are neither restricted nor committed. The County's only assigned fund balances are in the General Fund and Capital Projects Fund and the majority consists of the portion of fund balance that is intended to balance the subsequent year's budget, which is conveyed by the Mayor via his approval of allotment requests and his approval of the current year's fund balance amount to be included in the submittal for next year's annual budget ordinance. Unassigned Fund Balance—This is the residual classification of the General Fund. The General Fund is the only fund that could potentially report a positive unassigned fund balance. - 55 - wi COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,20161 ' I Net Position When both restricted and unrestricted net position are available for use, it is the County's policy to use restricted net position first, and then unrestricted net position. New Accounting Pronouncements oth In February 2015, GASB issued Statement No. 72,Fair Value Measurement and Application. The objective of this Statement is to improve financial reporting by clarifying the definition of ea fair value for financial reporting purposes, establishing general principles for measuring fair m value,providing additional fair value application guidance, and enhancing disclosures about fair value measurements. The requirements of this Statement are effective for the County for "g periods beginning after June 15, 2015. The County implemented this Statement as of and for the fiscal year ended June 30, 2016. In June 2015, GASB issued Statement No. 73,Accounting and Financial Reporting for me Pensions and Related Assets That Are Not within the Scope of GASB Statement 68, and Amendments to Certain Provisions of GASB Statements 67 and 68. The objectives of this 114 Statement include improving the usefulness of information for decisions made by the various users of the general purpose external financial reports of governments whose employees— ""i both active and inactive employees—are provided with pensions that are not within the scope of Statement No. 68,Accounting and Financial Reporting for Pensions, as amended and clarifying the application of certain provisions of Statement No. 67,Financial Reporting for Pension Plans, and Statement No. 68. Requirements of this Statement which are effective for the periods beginning after June 15,2015 have either been implemented or have no impact on the County's financial statements as of and for the year ended June 30, 2016. For requirements of this Statement which are effective for periods beginning after June 15, 2016, the County has not yet determined the effect it will have on its financial statements. Irk In June 2015, GASB issued Statement No. 74,Financial Reporting for Postemployment Benefit Plans Other Than Pension Plans. The objective of this Statement is to improve the usefulness of information about postemployment benefits other than pensions (other postemployment benefits or OPEB) included in the general purpose external financial reports of state and local governmental OPEB plans for making decisions and assessing 1114 accountability. The requirements of this Statement are effective for the County for periods beginning after June 15,2016. The County has not yet determined the effect this Statement "'i will have on its financial statements. 111 In June 2015,GASB issued Statement No. 75,Accounting and Financial Reporting for +�+� Postemployment Benefits Other Than Pensions. The primary objective of this Statement is to improve accounting and financial reporting by state and local governments for 44 postemployment benefits other than pensions(other postemployment benefits or OPEB). The requirements of this Statement are effective for the County for periods beginning after June ri - 56 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 15, 2017. The County has not yet determined the effect this Statement will have on its financial statements. In June 2015, GASB issued Statement No. 76, The Hierarchy of Generally Accepted Accounting Principles for State and Local Governments. The objective of this Statement is to identify the sources of accounting principles used to prepare financial statements of state and local governmental entities in conformity with generally accepted accounting principles (GAAP) and the framework for selecting those principles. The requirements of this Statement are effective for the County for periods beginning after June 15, 2015. The County adopted this Statement for the year ending June 30, 2016 but determined that it did not have an impact on its financial statements. In August 2015, GASB issued Statement No. 77, Tax Abatement Disclosures. The objective of this Statement is to provide financial statement users with essential information about the nature and magnitude of the reduction in tax revenues through abatement programs. The requirements of this Statement are effective for the County for financial statements for periods beginning after December 1, 2015 but the County implemented as of and for the fiscal year ended June 30, 2016. In December 2015, GASB issued Statement No. 78,Pensions Provided through Certain Multiple-Employer Defined Benefit Pension Plans. The objective of this Statement is to address a practice issue regarding the scope and applicability of Statement No. 68,Accounting and Financial Reporting for Pensions. The requirements of this Statement are effective for reporting periods beginning after December 15,2015. The County has not yet determined the effect this Statement will have on its financial statements. In December 2015, GASB issued Statement No. 79, Certain External Investment Pools and Pool Participants. The objective of this Statement is to address for certain external investment pools and their participants the accounting and financial reporting implications that result from changes in the regulatory provisions referenced by previous accounting and financial reporting standards. The requirements of this Statement are effective for reporting periods beginning after June 15, 2015 and did not have an impact on the County's financials for the year ending June 30, 2016. In January 2016, GASB issued Statement No. 80,Blending Requirements for Certain Component Units. The objective of this Statement is to improve financial reporting by clarifying the financial statement presentation requirements for certain component units. The requirements of this Statement are effective for reporting periods beginning after June 15, 2016. The County has not yet determined the effect this Statement will have on its financial statements. In March 2016, GASB issued Statement No. 81,Irrevocable Split-Interest Agreements. The objective of this Statement is to improve accounting and financial reporting for irrevocable split-interest agreement by providing recognition and measurement guidance for situations in - 57 - um COUNTY OF HAWAII vim Notes to the Basic Financial Statements I June 30, 2016 1410 which a government is a beneficiary of the agreement. The requirements of this Statement are effective for financial statements for periods beginning after December 15, 2016 and should be applied retroactively. The County has not yet determined the effect this Statement will have on its financial statements. "'e In March 2016, GASB issued Statement No. 82,Pension Issues. The objective of this Statement is to improve consistency in the application of pension accounting and financial reporting requirements by addressing certain issues that have been raised with respect to previously issued Statements. The requirements of this Statement are effective for reporting periods beginning after June 15, 2016 except that the requirements for the selection of .r assumptions in which an employer's pension liability is measured as of a date other than the employer's most recent fiscal year-end is effective in the first reporting period in which the measurement date of the pension liability is on or after June 15,2017. The County has not yet determined the effect this Statement will have on its financial statements. 2. STEWARDSHIP,COMPLIANCE AND ACCOUNTABILITY Annual Budget The County follows these procedures in establishing its operating and capital budgets: • On or before March 1,the Mayor submits to the County Council proposed operating and capital projects budgets for the fiscal year commencing the following July 1. The operating budget includes proposed expenditures for the general fund and special revenue funds,and the means of financing them. A project-length budget is submitted to the County Council for the capital projects fund. .. • The Mayor submits to the County Council amendments to the proposed operating and w capital budgets within ten working days after the close of the state legislature, but not later than May 5. • The County Council conducts public hearings on the proposed operating and capital budgets after March 1 but prior to the first reading on the budget bills, which must be after May 5. • On or before June 30,the County Council adopts the budgets. The legal level of budgetary control is the department level because the Mayor can transfer funds from any unencumbered appropriation to another within a department or agency without County Council approval. During the year,the budget may be amended by action of the County Council, except for appropriations required by law and appropriations for debt service, which may not be decreased or deleted. Supplemental appropriations were made during the 2013-2014 fiscal year to recognize revenue from sources not anticipated at the time of the original budget and to establish the authorization for such funds to be expended. Such supplemental appropriations totaled$7.3 million in the general fund and $4.7 - 58 - 4 a COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 million in the special revenue funds. Legally adopted budgets include the General Fund, Highway Fund, Sewer Fund, Solid Waste Fund,Cemetery Fund, Parking Meter Fund, Vehicle Disposal Fund, Bikeway Fund, Workforce Investment Act Fund, Golf Course Fund, Geothermal Relocation and Community Benefits Fund, Beautification Fund, Hawai`i County Housing Agency Fund and Park Dedication Fund. • Appropriations for the operating budget lapse at the end of the fiscal year to the extent that they have not been expended or encumbered. Appropriations for capital expenditures that are not encumbered lapse at the end of two fiscal years following the fiscal year that the appropriation was made. • Formal budgetary integration is employed as a management control device during the year for the General Fund, special revenue funds, and Capital Projects Fund. Formal budgetary integration is not employed for debt service funds because effective budgetary control is alternatively achieved through general obligation bond indenture provisions. • The accompanying statement of revenues, expenditures and changes in fund balances— budget and actual(budgetary basis)for the General Fund presents a comparison of the legally adopted budget with actual data on a budgetary basis. Accounting principles applied for purposes of developing data on a budgetary basis differ significantly from those used to present financial statements in conformity with GAAP. On the budgetary basis, intergovernmental revenues are recognized when awarded by the granting agency, encumbrances and unexpended allotments are treated as expenditures, accounts payable are not accrued, and all leases are treated as operating leases. In preparing the financial statements on a GAAP basis, accounts payable are accrued and treated as a reduction of encumbrances for balance sheet presentation. Budget to GAAP Reconciliation The following is a summary of the adjustments necessary to convert fund balances of the County's General Fund from a GAAP basis to a budgetary basis at June 30, 2016: Ending fund balance—GAAP basis $53,852,258 Encumbrance adjustments: Beginning encumbrances and unexpended allotments 3,429,363 Ending encumbrances and unexpended allotments (3,291,302) Other adjustments (6,338,548) Ending fund balance—Non-GAAP budgetary basis $47,651,771 - 59 - IMP COUNTY OF HAWAII 111. Notes to the Basic Financial Statements obi June 30,2016 114 orid 3. CASH AND INVESTMENTS The Director of Finance is responsible for the safekeeping of all monies paid to the County. The Director of Finance invests any monies of the County which in the Director's judgment are in excess of the amounts necessary for meeting the day-to-day operating needs of the County. Under Section 46-50 of the Hawai`i Revised Statutes, legally authorized investments include obligations of or guaranteed by the U.S. government, obligations of the State, federally insured savings and checking accounts,time certificates of deposit, and repurchase agreements with federally insured financial institutions. U Cash The County maintains a number of checking and savings accounts for various funds and with various financial institutions. Bank deposits are under the custody of the Director of Finance. For financial statement reporting purposes,cash and short-term investments consist of cash 41114 and money market accounts. Cash and short-term investments also include repurchase agreements, certificates of deposit,and government sponsored securities with original maturities of three months or less. 141 The carrying amount of the County's deposits(cash,time certificates of deposit, and money market accounts)as of June 30, 2016 was $197,315,363 for the primary government and $5,984,883 for the fiduciary funds. Information relating to bank balance, insurance and collateral of cash deposits is determined on a county-wide basis. Total bank balances of deposits for the primary government and owl fiduciary funds amounted to $217,739,966 at June 30,2016. Of that amount, $217,385,589 represents bank balances covered by federal deposit insurance or by collateral held by the County's fiscal agents in the name of the County. The remaining bank balances of$354,377 represent deposits held by a management agent and were uncollateralized. Accordingly,these deposits were exposed to custodial credit risk. Custodial credit risk is the risk that in the event of a bank failure,the County's deposits may not be returned to it. For checking and savings Nit accounts,time certificates of deposit, and repurchase agreements,the County requires, in accordance with State statutes,that the depository banks pledge collateral based on the "'i available bank balances for the protection of the funds deposited. All securities pledged as 0110 collateral are held by the County's fiscal agents in the name of the County. The County also requires that no more than 60% of the County's total funds available for deposit may be lei deposited in any one financial institution, in accordance with State statutes. Ali 1141 w rid - 60 - a COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Investments The County holds investments both for its own benefit and on behalf of some of the fiduciary funds. The County's investments of funds not required for immediate payments are predominately comprised of government sponsored securities (equivalent to the rating in U.S. Treasuries), repurchase agreements and certificates of deposit, while the fiduciary funds also hold equity securities. The framework for measuring fair value provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1) and the lowest priority to unobservable inputs(level 3). The three levels of the fair value hierarchy are described as follows: Level 1 —Inputs are quoted prices(unadjusted) in active markets for identical assets or liabilities that a government can access at the measurement date. An active market is a market in which transactions for the asset or liability take place with sufficient frequency and volume to provide pricing information on an ongoing basis. Level 2—Inputs other than quoted prices included within level 1 that are observable for an asset or liability, either directly or indirectly. If the asset or liability has a specified (contractual)term, a level 2 input must be observable for most of the full term of the asset or liability. Level 2 inputs include: • Quoted prices for similar assets or liabilities in active markets, • Quoted prices for identical assets or liabilities in markets that are not active, • Inputs other than quoted prices that are observable for the asset or liability, • Inputs that are derived principally from or corroborated by observable market data by correlation or other means. Level 3 —Inputs are observable for an asset or liability. Following is a description of the valuation techniques used by the County to measure fair value: Government sponsored securities of$19,544,065 and certificates of deposits of $88,749,976: Valued using quoted prices for identical or similar assets in markets that are not active (Level 2). Equity securities of$1,428,351: Valued using quoted prices in active markets for identical assets or liabilities that a government can access at the measurement date(Level 1). - 61 - opi COUNTY OF HAWAII Notes to the Basic Financial Statements w► June 30,2016 •W Mia The County's investments and maturities at June 30,2016 are as follows: 1111 Maturity(in years) Fair Value Less than 1 1 —5 Investments—Primary Government: Certificates of deposit $ 88,491,771 $ 81,741,413 $ 6,750,358 Government sponsored securities 17,811,540 -- 17,811,540 $106,303,311 $ 81,741,413 $24,561,898 Investments—Private-Purpose Trusts: Government sponsored securities $ 1,562,469 $ -- $ 1,562,469 Equity securities $ 1,428,351 'O Investments—Agency Funds: Certificates of deposit $ 258,205 $ -- $ 258,205 Government sponsored securities 170,056 -- 170,056 urn $ 428,261 $ -- $ 428,261 Interest Rate Risk: The County minimizes its exposure to interest rate risk by limiting the maturities of investments to five years or less in compliance with state statute. The County's 111 policy is to hold investments until maturity and does not engage in trading for capital gains. Credit Risk: The County's investment portfolio primarily consists of U.S. government or agency obligations, bonds of government sponsored enterprises,time certificates of deposit and repurchase agreements. These investments are either insured by the FDIC, secured by collateral or carry a credit rating equivalent to U.S. Treasuries. 1 ! Custodial Risk: Custodial risk is the risk of loss from the failure of the counterparty,which is defined as any entity that obtained an investment on behalf of the County. All of the County's deposits including repurchase agreements are secured by collateral which is kept by a third party custodian. Broker-dealers utilized by the County are members of the Securities Investor Protection Corporation,and all investment securities are held in the County's name. Concentration of Credit Risk: State law limits deposits to no more than 60% of the total in any one depository. The County seeks to further diversify its portfolio by purchasing from "" different issuers, by purchasing different types of investments and by purchasing investments at different maturities. The County also purchases its investments from a number of banks and broker-dealers both located locally and on the mainland. As of June 30, 2016, �+ investments were distributed as follows: Central Pacific Bank, 20.3%; FTN Financial,4.8%; Multi Bank Securities, 18.1%; Stifel Nicolaus, 1.3%; First Hawaiian Bank, 2.8%;Raymond James, 1.8%; Hawai`i National Bank, 2.6%;Territorial Savings Bank, 14.9%; Bank of Hawaii 33.4%. a - 62 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Restricted Cash and Cash Equivalents and Investments Cash and cash equivalents and investments classified as restricted assets for the primary government at June 30, 2016 amounted to $106,064,907. Construction related contributions restricted to various capital improvement projects and fuel tax funds received are recorded as restricted assets in the Capital Projects Fund. Such funds totaled $58,354,249 at June 30, 2016. Cash and investments in the Bond Redemption Fund and the Interest Fund are restricted to debt service related payments and amounted to $23,753,844. Cash in the Highway Fund, Bikeway Fund and Beautification Fund are restricted to costs incurred relating to highways and streets and the beautification of such items and amounted to $12,327,142. Cash in the Hawaii County Housing Agency is restricted to providing public housing assistance and amounted to $1,595,931. The restricted cash and investments in the General Fund was comprised of cash restricted to costs incurred to administer the liquor commission and cash restricted to the acquisition and maintenance of lands or property entitlements for public outdoor recreation and education. Such amounts totaled $116,025 and $9,815,912, respectively. Tenant security deposits received by the County for the Kula`imano Elderly Housing Project and the Ouli Ekahi Affordable Housing Project are recorded as restricted assets. Such funds amounted to $12,091 and $28,632, respectively, at June 30, 2016. An operating reserve fund was established by the Ouli Ekahi Affordable Housing Project pursuant to an agreement with the Hawai`i Housing Finance and Development Corporation, who are the holders of the project's note. This restricted reserve amounted to $61,081 at June 30,2016. 4. RECEIVABLES Receivables as of June 30, 2016, for the County's individual major funds and other funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: - 63 - um COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 trio 1001 Governmental activities: Capital Other 144 General Projects Governmental Fund Fund Funds Total Real property taxes $23,319,044 $ -- $ -- $23,319,044 Accounts receivable: Sewer -- -- 2,195,864 2,195,864 Solid waste -- -- 1,203,946 1,203,946 1114 Capital projects -- 790,666 -- 790,666 Intergovernmental 9,281,381 4,699,586 1,617,094 15,598,061 r+ Gross receivables 32,600,425 5,490,252 5,016,904 43,107,581 Less: allowance for uncollectibles (2,457,977) -- (1,195,438) (3,653,415) .r Net total receivables $30,142,448 $ 5,490,252 $3,821,466 $39,454,166 During fiscal year 2005,the County issued$3,887,493 in general obligation bonds on behalf wie of Improvement District No. 18, an agency fund. On February 12, 2013 bonds were issued to refund the outstanding principal balance of$1,345,945 for the Improvement District. During .� fiscal year 2014 and 2015,the County also issued$448,669 and$720,331,respectively, in general obligation bonds on behalf of Improvement District No. 19, an agency fund.At June w` 30,2016,the outstanding balance for both Improvement Districts of$2,292,610 is reflected in the government-wide statement of net position as a receivable(see Note 10). Business-type activities: Enterprise Funds .w Accounts receivable: Rent $12,690 Other 624 Gross receivables 13,314 Less: allowance for uncollectibles (10,362) ari Net total receivables $ 2,952 .iii 1110 mi > - 64Ol - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 5. INTERFUND RECEIVABLES AND PAYABLES Interfund receivables and payables consist of the following at June 30, 2016: Receivable Fund Payable Fund Amount General fund Capital projects fund $ 346,777 Other governmental funds 1,399,741 1,746,518 Capital projects fund General fund 724,142 Other governmental funds 72,035 796,177 Other governmental funds General fund 45,907 Capital projects fund 42,826 Other governmental funds 1,828 90,561 Total $2,633,256 Other governmental funds Enterprise funds $1,350 The above interfund balances result from the time lag between the dates that interfund goods and services are provided or reimbursable expenditures occur,transactions are recorded, and payment between funds are made. Transfers for the fiscal year ended June 30, 2016 consisted of the following: Transfers out: Other General Governmental Fund Funds Total Transfers in: Capital Projects Fund $ 131,481 $3,336,056 $ 3,467,537 Other governmental funds 53,944,400 -- 53,944,400 $54,075,881 $3,336,056 $57,411,937 The interfund transfers noted above include transfers from the General Fund to provide support for various County programs and to provide resources for the payment of debt services. In addition, some of the other governmental funds have made transfers to the capital projects fund for the construction of various projects. - 65 - so COUNTY OF HAWAII „,i Notes to the Basic Financial Statements .6 IR June 30,2016 6. ill ow 6. CAPITAL ASSETS sili Capital asset activity for the year ended June 30,2016 for the County was as follows: 6.6 Balance Balance July 1, Retirements/ June 30, 114 2015 Additions Transfers 2016 .d Governmental activities: al Capital assets not being depreciated: so Land and improvements $ 201,363,687 $ 32,134,653 $ -- $ 233,498,340 "M! Easements 3,830,410 340,107 -- 4,170,517 Construction work in or progress 60,966,761 122,707,630 (59,462,228) 124,212,163 Total capital assets not '4 being depreciated 266,160,858 155,182,390 (59,462,228) 361,881,02.0 .rr, Capital assets being depreciated: oil Buildings and .r improvements 592,630,724 18,563,800 (812,925) 610,381,599 Equipment 137,988,418 19,866,109 (5,524,890) 152,329,637 'r Easements 439,300 -- -- 439,300 or Infrastructure 522,061,453 50,929,051 -- 572,990,504 Total capital assets NO being depreciated 1,253,119,895 89,358,960 (6,337,815) 1,336,141,040 so Less accumulated depreciation for: 01111 Buildings and w improvements (97,185,124) (8,818,312) 239,381 (105,764,055) Equipment (87,738,198) (9,401,985) 4,721,298 (92,418,885) Easements (439,300) -- -- (439,300) Infrastructure (243,071,060) (22,691,467) -- (265,762,527) "r Total accumulated depreciation (428,433,682) (40,911,764) 4,960,679 (464,384,767) SII or Total capital assets being depreciated, MI net 824,686,213 48,447,196 (1,377,136) 871,756,273 rii Governmental activities capital ill assets,net $1,090,847,071 $ 203,629,586 ($60,839,364) $1,233,637,293 ri Of viii - 66111/ - > COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Balance Balance July 1, Retirements/ June 30, 2015 Additions Transfers 2016 Business-type activities: Capital assets not being depreciated: Land $ 753,877 $ -- $ -- $ 753,877 Capital assets being depreciated: Buildings and improvements 1,593,187 -- -- 1,593,187 Ground and site improvements 272,850 -- -- 272,850 Equipment 130,414 9,172 (4,810) 134,776 Total capital assets being depreciated 1,996,451 9,172 (4,810) 2,000,813 Less accumulated depreciation for: Buildings and improvements (910,601) (36,046) -- (946,647) Ground and site improvements (206,265) (4,345) -- (210,610) Equipment (93,253) (13,479) 4,352 (102,380) Total accumulated depreciation (1,210,119) (53,870) 4,352 (1,259,637) Total capital assets being depreciated, net 786,332 (44,698) (458) 741,176 Business-type activities capital assets,net $1,540,209 44 $ (458) $1,495,053 In fiscal year 2013,the County received $12.5 million as a partial settlement from a developer that did not complete the required infrastructure for their development. The funds are to be used by the County to construct the roadway that was initially required of the developer. As of June 30, 2016, approximately $17.2 million was expended and capitalized. - 67 - • COUNTY OF HAWAII 144 Nig Notes to the Basic Financial Statements ON June 30,2016 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government $ 2,935,825 Public safety 4,228,049 wit Highways and streets 24,695,318 r Sanitation 4,932,594 Health, education and welfare 2,046,177 Culture and recreation 2,073,801 .� Total depreciation expense—governmental activities $40,911,764 Business-type activities: Kula`imano Elderly Housing Project $36,126 "'i Ouli Ekahi Affordable Housing Project 17,744 Total depreciation expense—business-type activities $53,870 No 7. DEFERRED INFLOW OF RESOURCES: Deferred inflow of resources consists of the following at June 30,2016: .40 Governmental activities: Capital Other Total General Projects Governmental Governmental Fund Fund Funds Funds .N Real property taxes $21,999,301 $ -- $ -- $ 21,999,301 Liquor control revenue 181,619 -- -- 181,619 Sewer revenue -- -- 1,299,081 1,299,081 law Housing revenue -- -- 22,661 22,661 Solid waste revenue -- -- 905,292 905,292 ure Total presented in fund financial statements 22,180,920 -- 2,227,034 24,407,954 Add deferred inflows of resources related to pensions 26,847,066 -- -- 26,847,066 Less adjustments for accrual of revenues (20,861,067) -- (2,227,034) (23,088,101) Total government- wide financial statements $28,166,919 $ -- $ -- $ 28,166,919 I U - 68 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 8. LEASES The County leases machinery and equipment under noncancellable leases expiring at various dates through March 2021. These capital leases are financed from the resources of various funds. The estimated value of the leased machinery and equipment at the inception of the capital leases and accumulated depreciation,amounting to $8,598,781 and $2,461,337, respectively, and the related present value of the remaining obligations under the capital leases amounting to $4,916,178 at June 30, 2016 are included in capital assets and long-term debt, respectively. The County also leases land, office facilities and other equipment under noncancellable operating leases expiring through August 2045. Expenditures for such operating leases were $1,816,518 for the fiscal year ended June 30, 2016. The future minimum payments under capital and operating leases at June 30, 2016 are as follows: Capital Operating Leases Leases Year Ending June 30: 2017 $1,618,530 $1,750,411 2018 1,312,200 1,501,272 2019 1,025,443 608,017 2020 718,866 494,585 2021 433,519 369,379 2022 - 2026 -- 1,001,564 2027 - 2031 -- 47,638 2032 - 2036 -- 901 2037 -2041 -- 900 2042 -2046 -- 737 Total minimum lease payments 5,108,558 $5,775,404 Less amount representing interest (192,3 80) Obligations under capital leases $4,916,178 9. SOLID WASTE LANDFILL CLOSURE AND POSTCLOSURE CARE COSTS Hilo Landfill The County owns and operates a landfill located in the city of Hilo. State and federal laws require the County to place covers on certain landfill sites and to monitor and maintain the sites for thirty years after the facility is closed. Although the closure and postclosure care costs will be paid near and after the date that the landfill stops accepting waste,the County recognizes a portion of the closure and postclosure care costs in each operating period. The liability for these costs is included in the government-wide statement of net position. The amount recognized each year is based on the landfill capacity used as of the - 69 - COUNTY OF HAWAII IPA Notes to the Basic Financial Statements June 30,2016 N statement of net position date. At June 30, 2016,the County recognized a liability of $14,431,000, based on the use of 96% of the estimated capacity of the landfill. During the fiscal year ended June 30, 2016,there were no expenditures incurred for the closure of the aii landfill. The remaining$299,000 in estimated cost of closure and postclosure care will be recognized as the remaining estimated capacity is used. The estimated remaining useful life of the landfill is approximately one year. These amounts are based on what it would cost to3 perform the required closure and postclosure care in 2016. Actual costs at that time may be higher due to inflation, changes in technology, or changes in regulations. Landfill capacity estimates are based on volumes going into the landfill subsequent to the last available engineer's calculation. The volumes going into the landfill do not account for decomposition, settlement,and corrosion;therefore the estimates are revised when new engineering calculations, based on aerial photos and surveys,are available. The County's permit to operate the landfill expired October 9, 1998. The County filed for an extension which was approved by the State until permitted capacity is reached. In accordance with state statute,the County is allowed to continue operations provided that the County acts consistently with the permit previously granted and the extension application, plans, specifications and all other information contained therein. Kealakehe In October 1993,the County closed its Kealakehe landfill in Kona. Under state and federal requirements,the County would have to monitor and maintain this site for ten years from the closure date. However,the County anticipates monitoring and maintaining the site for thirty years because there is presently a subterranean fire which requires active management. The estimated cost of closure and postclosure is $16,750,000, based on what it would cost to perform the required closure and postclosure care in 2016. Actual costs may be ..W higher due to inflation, changes in technology, or changes in regulations. Through June 30, 2016, $8,548,000 was spent on closure and postclosure care of the landfill. The remaining estimated liability of$8,202,000 is included in the government-wide statement of net position. During the year ended June 30,2016, $131,000 was spent on closure of the landfill. The County is providing financial assurance for postclosure care and remediation through self insurance as explained below. Pu'uanahulu In May 1993,the County contracted with a private company to construct and operate a new landfill on County land at Pu'uanahulu in West Hawai`i. The present contract calls for County employees to perform the daily operations of the landfill,and for the private company to retain the overall management as well as perform all construction work on the landfill cells. Under the terms of the contract,the County has no responsibility for remediation,closure or postclosure care. Accordingly, no liability for this landfill is included in the County's financial statements. Financial Assurance For fiscal year 2016,the County has provided for financial resources .r that will be available to provide for closure, postclosure care and remediation or containment of environmental hazards at the above landfills, except Pu'uanahulu. The Environmental vai - 70 - w COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Protection Agency's financial assurance rules include a local government financial test consisting of a financial component, a public notice component, and a recordkeeping component. Local governments are required to satisfy each of the three components to pass the annual test. Management believes that the County has satisfied each of the components of the local government financial assurance requirements. In fiscal year 2013,the County closed its two metal salvage facilities located near the Hilo and Kealakehe Transfer Stations. The anticipated liability($16,414,110)for the remediation costs associated with these closures is included in the County's financial statements. 10. LONG-TERM DEBT General Obligation Bonds The County issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. These bonds have been issued by the County for the primary government, component unit activities(see Note 14)and an improvement district. The following is a summary of general obligation bond transactions reported in the governmental activities section of the government-wide statement of net position for the County for the fiscal year ended June 30, 2016: Bonds Issue Bond Balance Bond Balance Due Within Authorized Amount July 1,2015 Issues Retirements June 30,2016 One Year 2004 Ref Series B $ 19,545,000 $ 2,385,000 $ -- ($ 2,385,000) $ -- $ -- 2006 Series A 25,000,000 17,730,000 -- (16,550,000) 1,180,000 1,180,000 2007 Series A 85,000,000 63,505,000 -- (55,585,000) 7,920,000 3,865,000 2007 Series B 20,820,000 9,440,000 -- (2,190,000) 7,250,000 2,300,000 2007 Series C 10,787,388 7,405,731 -- (932,646) 6,473,085 968,517 2008 Series A 50,000,000 40,935,000 -- (34,100,000) 6,835,000 2,160,000 2010 Series A 26,493,750 25,331,250 -- (19,882,500) 5,448,750 1,271,250 2010 Series B 18,506,250 17,707,500 -- (828,750) 16,878,750 858,750 2013 Series A 58,509,892 55,009,150 -- (1,916,958) 53,092,192 2,003,939 2013 Series B 21,010,000 19,295,000 -- (1,780,000) 17,515,000 1,860,000 2013 Series C 18,470,000 18,470,000 -- (1,520,000) 16,950,000 1,585,000 2013 PI Series A 1,169,000 1,169,000 -- (21,218) 1,147,782 21,801 2016 Series A 99,620,000 -- 99,620,000 -- 99,620,000 -- 2016 Series B 13,497,500 -- 13,497,500 -- 13,497,500 -- 2016 Series C 44,835,000 -- 44,835,000 -- 44,835,000 -- 2016 Series D 28,860,000 -- 28,860,000 -- 28,860,000 -- 2016 Series E 19,061,250 -- 19,061,250 -- 19,061,250 -- 2016 Series F 10,040,000 -- 10,040,000 -- 10,040,000 -- 571,225,030 278,382,631 215,913,750 (137,692,072) 356,604,309 18,074,257 Add unamortized premium 68,714,005 19,574,618 43,970,426 (6,163,041) 57,382,003 4,300,347 $09-939.015 9,939,035 $297,957.249 $259.884.176 ($143.855.113) $413.986.312 $22,374.604 The 2010 Series B bonds were issued as bonds designated as"Recovery Zone Economic Development Bonds"under the American Recovery and Reinvestment Act of 2009. The - 71 - S COUNTY OF HAWAII r,,14 Notes to the Basic Financial Statements June 30,2016 County will receive a cash subsidy payment from the United States Treasury equal to 45% of the interest payable on the Series B bonds. General obligation bonds payable reported in the governmental activities section on the government-wide statement of net position at June 30,2016 are comprised of the following individual issues: Public improvement(PI)and/or refunding bonds: 2006 Series A at 4.0%to 5.0%, due through 2016 $ 1,180,000 6111 2007 Series A at 4.0%to 5.0%,due through 2017 7,920,000 - 2007 Series B at 3.75%to 5.0%, due through 2018 7,250,000 2007 Series C at 4.0%to 5.0%, due through 2021 6,473,085 2008 Series A at 4.0%to 6.0%, due through 2018 6,835,000 yes 2010 Series A at 4.0%to 5.0%, due through 2020 5,448,750 2010 Series B at 3.335%to 6.1%, due through 2030 16,878,750 2013 Series A at 2.0%to 5.0%, due through 2032 53,092,192 2013 Series B at 3.0%to 5.0%, due through 2023 17,515,000 "' 2013 Series C at 4.0%to 5.0%, due through 2024 16,950,000 011 2013 PI Series A at 2.75%, due through 2048 1,147,782 2016 Series A at 3.0%to 5.0%, due through 2035 99,620,000 2016 Refunding Series B at 3.0%to 5.0%, due through 2026 13,497,500 2016 Refunding Series C at 5.0%, due through 2027 44,835,000 2016 Refunding Series D at 5.0%, due through 2028 28,860,000 .. 2016 Refunding Series E at 2.0%to 5.0%, due through 2029 19,061,250 2016 Taxable Series F at 1.2%to 1.55%, due through 2019 10,040,000 Total general obligation bonds payable $356,604,309 Annual debt service requirements to maturity for the above general obligation bonds are as follows: Governmental Activities 1111 Fiscal year ending June 30: Principal Interest •, 2017 $ 18,074,257 $ 16,558,102 2018 22,127,049 14,769,734 2019 22,353,209 14,427,860 2020 20,409,410 13,558,569 2021 22,027,709 12,598,375 2022–2026 114,460,710 46,389,434 2027–2031 87,622,310 20,339,903 2032–2036 48,953,003 4,726,391 2037–2041 198,136 65,962 U 2042–2046 226,921 36,784 es 2047–2049 151,595 6,327 Total $356,604,309 $143,477,441 1111 - 72 1111 - r COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Refunded Bonds 2016 Series B In fiscal year 2016, the County issued $13,497,500 in refunding bonds as the 2016 Series B general obligation bond issue. The refunding bonds have a true interest cost of 1.577% and were issued to advance refund $15,425,000 of the total callable bonds outstanding of the 2006 Series A general obligation bond issue. The bonds refunded bore interest at rates ranging from 4.000%to 5.000%. The par amount of $13,497,500 plus a premium of$2,657,181,minus $111,287 in underwriting fees, insurance and other issuance costs resulted in net proceeds of$16,043,394. The net proceeds were used to purchase U.S. government securities, which were deposited in an irrevocable trust administered by an escrow agent and provided full payment on the outstanding 2006 Series A refunded bonds on July 15, 2016. The bonds were considered defeased and are not included in the government-wide statement of net position. The County's total debt service requirements over the next eleven years will decrease by $2,402,754 as a result of the refunding, and the net economic gain(difference between the present values on the old and new debt) after taking into account all allocable costs of issuance of the bonds was $2,180,213. 2016 Series C Also, in fiscal year 2016,the County issued $44,835,000 in refunding bonds as the 2016 Series C general obligation bond issue. The refunding bonds have a true interest cost of 1.752% and were issued to advance refund$51,905,000 of the total callable bonds outstanding of the 2007 Series A general obligation bond issue. The bonds refunded bore interest at rates ranging from 4.000%to 4.625%. The par amount of $44,835,000 plus a premium of$10,141,719,minus $180,438 in underwriting fees, insurance and other issuance costs resulted in net proceeds of$54,796,281. The net proceeds were used to purchase U.S. government securities, which were deposited in an irrevocable trust administered by an escrow agent and provided full payment on the outstanding 2007 Series A refunded bonds on July 15, 2017. The bonds were considered defeased and are not included in the government-wide statement of net position. The County's total debt service requirements over the next twelve years will decrease by $7,149,992 as a result of the refunding, and the net economic gain (difference between the present values on the old and new debt) after taking into account all allocable costs of issuance of the bonds was $6,391,188. 2016 Series D Also, in fiscal year 2016,the County issued $28,860,000 in refunding bonds as the 2016 Series D general obligation bond issue. The refunding bonds have a true interest cost of 1.923% and were issued to advance refund the $32,040,000 of the total callable bonds outstanding of the 2008 Series A general obligation bond issue. The bonds refunded bore interest at rates ranging from 4.500%to 6.000%. The par amount of $28,860,000 plus a premium of$6,904,177, minus $112,118 in underwriting fees, insurance - 73 - 01116 COUNTY OF HAWAI`I Notes to the Basic Financial Statements June 30,2016 sal► and other issuance costs resulted in net proceeds of$35,652,059. The net proceeds were used to purchase U.S. government securities,which were deposited in an irrevocable trust administered by an escrow agent and will provide full payment on the outstanding 2008 Series A refunded bonds on July 15,2018. The bonds were considered defeased and are not included in the government-wide statement of net position. The County's total debt service requirements over the next thirteen years will decrease by $5,699,398 as a result of the refunding, and the net economic gain(difference between the present values on the old and new debt)after taking into account all allocable costs of issuance of the bonds was$5,045,068. �+ 2016 Series E Also, in fiscal year 2016,the County issued $19,061,250 in refunding bonds as "" the 2016 Series E general obligation bond issue. The refunding bonds have a true interest cost of 1.981%and were issued to advance refund the$18,660,000 of the total callable bonds outstanding of the 2010 Series A general obligation bond issue. The bonds refunded bore interest at rates ranging from 4.000%to 5.000%. The par amount of $19,061,250 plus a premium of$3,473,002, minus $106,063 in underwriting fees, insurance Nig and other issuance costs resulted in net proceeds of$22,428,189. The net proceeds were used to purchase U.S. government securities,which were deposited in an irrevocable trust r" administered by an escrow agent and will provide full payment on the outstanding 2010 Series A refunded bonds on March 1,2020. The bonds were considered defeased and are not included in the government-wide statement of net position. - The County's total debt service requirements over the next fourteen years will decrease by $1,798,452 as a result of the refunding, and the net economic gain(difference between the present values on the old and new debt)after taking into account all allocable costs of issuance of the bonds was $1,403,326. Bond Premiums At June 30, 2016,total unamortized bond premiums were $57,382,003, which are being amortized over the remaining life of the respective bond issues. Bonds Authorized and Unissued .r The County Council has authorized the issuance of$487.9 million in general obligation bonds to finance both specified and unspecified capital improvement projects. At June 30,2016, $234.4 million was not yet issued. Subsequent Events On October 6 and December 1,2016,the County issued general obligation bond anticipation notes(BANs) in the total amount of$30,000,000 and $15,000,000. These notes were issued to provide funds for the acquisition and construction of major capital facilities and bear interest ranging from 1.73%to 1.74%and have an original maturity date of either June 28 or August 23,2017. a - 74 - U COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 General Obligation Bond Anticipation Notes The following is a summary of general obligation bond anticipation note transactions reported in the government-wide statement of net assets for the County for the fiscal year ended June 30, 2016: Issue Balance Balance Note No. Amount July 1,2015 Issues Retirements June 30,2016 Series C,Note R-1 $ 10,000,000 $ 10,000,000 $ -- $(10,000,000) $ -- Series C,Note R-2 10,000,000 10,000,000 -- (10,000,000) -- Series C,Note R-3 5,000,000 5,000,000 -- (5,000,000) -- Series C,Note R-4 3,000,000 3,000,000 -- (3,000,000) -- Series C,Note R-5 3,000,000 3,000,000 -- (3,000,000) -- Series C,Note R-6 1,000,000 1,000,000 -- (1,000,000) -- Series C,Note R-7 1,000,000 1,000,000 -- (1,000,000) -- Series C,Note R-8 1,000,000 1,000,000 -- (1,000,000) -- Series C,Note R-9 250,000 250,000 -- (250,000) -- Series C,Note R-10 250,000 250,000 -- (250,000) -- Series C,Note R-I1 250,000 250,000 -- (250,000) -- Series C,Note R-12 250,000 250,000 -- (250,000) -- $35000.000 $35.000.000 $ -- $(35 000,000) $ -- State Revolving Fund Loans The County has obtained loans to assist in financing mandated wastewater projects from the State Water Pollution Control Revolving Fund (SRF). The purpose of this revolving fund is to provide low-interest, long-term loans and other financial assistance to the four counties in the state to finance construction of wastewater projects. The County has eight projects approved for funding with these loans. The schedule below shows the County's SRF transactions for the fiscal year ended June 30, 2016: Loans Approved Loan Balance Loan Balance Due Within Authorized Amount July 1,2015 Additions Retirements June 30,2016 One Year Cesspool Conversion $8,363,773 $ 5,105,719 $ -- $ (432,400) $ 4,673,319 $ 434,668 Honoka`aLCC 4,513,158 3,045,169 -- (177,504) 2,867,665 178,389 Queen Lili`uokalani 9,421,732 7,472,535 -- (481,008) 6,991,527 483,407 Kalaniana`ole 8,621,409 5,928,790 -- (315,554) 5,613,236 317,126 Kealakehe 20,339,870 -- 7,317,504 -- 7,317,504 377,118 $51,259,942 $21,552,213 $7317,504 $(1,406,466) $27.463.251 $ 1,790,708 The remaining loans bear interest at 0.25%to 0.5% exclusive of a 0.25%to 0.5% loan fee,and require payments through fiscal year 2033. - 75 - a COUNTY OF HAWAIIwit a Notes to the Basic Financial Statements June 30,2016 a Debt service to maturity for disbursements to date on these projects are as follows: Governmental Activities Fiscal year ending June 30: Principal Interest 2017 $ 1,790,708 $ 201,991 2018 1,798,104 189,171 2019 1,806,161 175,670 a 2020 1,814,198 162,165 2021 1,822,436 148,437 I 2022—2026 9,235,262 535,961 2027—2031 6,845,562 218,154 2032—2035 2,350,820 33,304 Total $27,463,251 $1,664,853 Other General Long-Term Obligations 110 a The following is a summary of other general long-term obligations transactions for the fiscal year ended June 30, 2016: IR Balance Balance Due Within 'n July 1,2015 Additions* Payments June 30,2016 One Year Governmental activities: Compensated absences $35,625,275 $14,562,270 $(12,279,740) $37,907,805 $9,416,266 Claims and judgments (see Note 12) 13,286,907 4,008,285 (3,435,696) 13,859,496 2,781,369 1' Capital leases (see Note 8) 2,981,709 3,388,992 (1,454,523) 4,916,178 1,533,136 Landfill costs payables (see Note 9) 22,664,000 99,974 (130,974) 22,633,000 169,067 Pollution remediation (see Note 9) 10,590,000 5,824,110 -- 16,414,110 2,650,000 Other post employment . benefit obligation (see Note 13) 65,755,197 34,002,000 (22,747,340) 77,009,857 -- Total $150,903,088 $61,885,631 $(40,048,273) $172,740,446 $16,549,838 Ali *Net of new claims liability and existing claims resolved at less than previous estimate. a Historically,the County's general fund has been used to liquidate the majority of other long- term liabilities, including the other post employment benefit obligation and the compensated absences since most employees are paid by the general fund. t a - 76 - a COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Fund Balances-Debt Service Funds The fund balance in the debt service funds at June 30, 2016 includes $20,386,832,which is reserved for principal payments on general obligation bonds and $3,091,300, which is reserved for the payment of interest on the bonds. Enterprise Fund Notes,Bond and Loan Payable On February 12, 2013,the County issued general obligation bonds on behalf of Kula`imano Elderly Housing Project(Project)to pay off its two notes payable to the U.S. Department of Agriculture, Farmers Home Administration with principal and interest balances aggregating $835,108. The Project is responsible for the debt service payment related to their portion of the bonds, which is also secured with the County's general obligation pledge. Because the Project is responsible for only a portion of the total bonds issued, it was decided that the Project would continue to make bond payments equivalent to its previous monthly installment payments of$7,826 on the old notes at 5.547% interest. Under this payment schedule,the Project will make contributions through 2025 of the bonds 2032 maturity date. The following is a summary of the Project's bond payable transactions for the fiscal year ended June 30, 2016: Balance at July 1, 2015 $ 760,851 Deductions (53,043) Balance at June 30, 2016 707,808 Less current portion (56,061) Note payable, net of current portion $_6_51,117 747 The following is a summary of the annual maturities for the enterprise fund bond payable: Business-type Activities Fiscal year ending June 30: Principal Interest 2017 $ 56,061 $ 36,278 2018 59,251 32,999 2019 62,622 29,533 2020 66,186 25,869 2021 69,952 21,997 2022 -2026 393,736 44,961 Total $707,808 $191,637 On October 29, 2012,the County assumed the loan of its lessee Ouli Ekahi Partnership with the Hawai`i Housing Finance and Development Corporation in the amount of$478,430. The loan is non-interest bearing and matures on February 27, 2041. In exchange,the County - 77 - COUNTY OF HAWAI`I 1.0 Notes to the Basic Financial Statements .01 • June 30,2016 a assumed ownership of the Ouli Ekahi project which consists of a 33 single family affordable rental housing project. The following is a summary of enterprise fund loan payable transactions for the fiscal year ended June 30, 2016: Balance at July 1, 2015 $350,543 no Deductions (44,337) Balance at June 30,2016 306,206 Less current portion (21,461) Loan payable,net of current portion $ 284,745 a The following is a summary of the annual maturities for the enterprise fund loan payable: S Business-type Activities Fiscal year ending June 30: Principal 2017 $ 21,461 2018 16,500 2019 16,500 ""r 2020 16,500 114 2021 16,500 2022—2026 82,500 2027—2031 82,500 2032 -2036 53,745 a .r Total $306,206 Special Assessment Bonds The County has issued general obligation bonds on behalf of Improvement District No. 18 for mg water improvements(see Note 4). These bonds were then refunded by a portion of the 2013 Series A Bonds that were issued. The Improvement District is responsible for the payment of the debt service on these bonds,but the County remains liable because they are general obligations of the County. The improvement district's share of the refunded bonds matures a annually through 2027 and bear interest at the previous rates of 4.375%to 4.75%. Total w+ general obligation bonds payable included in the government-wide statement of net position were$1,144,828 at June 30,2016. The County has also issued general obligation bonds on behalf of Improvement District No. 19 for water improvements (see Note 4). The Improvement District is responsible for the payment of the debt service on these bonds, but the County remains liable because they are general wit obligations of the County. The improvement district's share of the refunded bonds matures annually through 2048 and bear interest at the previous rates of 2.75%. Total general �M - 78 - rr+ COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 obligation bonds payable included in the government-wide statement of net position were $1,147,782 at June 30, 2016. The bonds are secured by a first lien on the land benefited by the improvements, and are to be repaid from the annual assessments levied against the owners of the land. The County acts as an agent for the property owners within the improvement districts to collect assessments receivable, forward payments to bond-paying agents at appropriate dates and, if required, administer foreclosure proceedings. The following is a summary of bond transactions for Improvement District No. 18, Coastview/Wonderview Water Improvements, and No. 19, Kona Ocean View Properties Subdivision for the fiscal year ended June 30, 2016: Balance at July 1, 2015 $2,383,937 Deductions (91,327) Balance at June 30, 2016 $2,292 10 The following is a summary of the annual maturities for the improvement district general obligation bonds: Fiscal year ending June 30: Principal Interest 2017 $ 95,174 $ 82,854 2018 99,189 78,752 2019 103,379 74,470 2020 107,752 70,001 2021 112,317 65,336 2022—2026 637,397 249,200 2027—2031 387,743 124,836 2032—2036 173,004 91,442 2037—2041 198,137 65,963 2042—2046 226,922 36,784 2047—2049 151,596 6,328 Total $2,292,610 $ 945,966 11. COMMITMENTS AND CONTINGENCIES Contractual commitments—Contractual commitments for capital projects, expenses, and supplies at June 30, 2016, except in the enterprise funds, are reflected in the balance sheets as a part of the respective fund balance categories and are as follows: General fund $ 3,291,302 Capital projects fund 174,047,274 Nonmajor funds 8,763,022 $186,101,598 - 79 - a rr COUNTY OF HAWAII Yid Notes to the Basic Financial Statements N June 30,2016 Contractual commitments for the enterprise funds were immaterial. Intergovernmental revenues—The County has received federal and state grants for specific purposes that are subject to review and audit by grantor agencies. Such audits could lead to requests for reimbursement to the grantor agency for expenditures disallowed under terms of the grants. In the opinion of management of the County,disallowed costs, if any,would not be material. oil Claims—Numerous claims and lawsuits have been filed against the County in the normal 1 course of its operations. A liability for probable losses is included on the government-wide statement of net position(see Note 12). Although the outcome of the various claims and lawsuits is not presently determinable, in the opinion of the County's Corporation Counsel, the resolution of such matters will not have a material adverse effect on the financial condition ,,,O of the County. a ADA compliance—The County entered into a stipulated agreement, filed on June 4, 1998, ern which relates to the Department of Parks and Recreation(Parks). The agreement required Parks to establish practices,policies and procedures regarding its programs,and prepare a a transition plan by the middle of the year 2000. The self-evaluation and transition plan for programs,practices and procedures has been completed and approved by the County Council. vat The cost impact of implementation is not material because the necessary modifications are out primarily procedural. The second part of this stipulated agreement is the reevaluation of all County facilities, which was completed and accepted by the County Council on June 30, 2000. Approximately 240 County facilities were surveyed as part of this effort. The tentative completion date of all necessary repairs and renovations was 12 years from the date the County Council accepted the self-evaluation. The initial (1997-2000)estimated cost of the facilities repairs was $15.1 million, which would have been spent over the 12-year period. Funding allocated initially for facilities repairs was $17.5 million,with another$4 million of I federal funding anticipated through community development block grants over the next 2 r years. The Department of Public Works has requested an additional $2 million a year for the other County ADA facilities' project. Because of severe disparities that surfaced between the original ADA projects' scoping and construction estimates and actual scopes and costs, as well as time/delivery issues that came into play because of necessary permits and reviews,and design professionals' costs that weren't factored into the effort,the County sought relief from 1111 the Court in the form of both a time extension and reprioritization of sites. As a result,the County obtained approval of a modified 4-year plan wherein accessibility improvements would be required to be completed by December 31, 2016 at 35 remaining park sites. The balance of the inaccessible sites would be deferred indefinitely pending 5 improvement/enhancement projects that would inherently trigger accessibility improvements .li due to the nature of scoping and applicable ADA requirements. Of the 35 remaining parks S rig - 80 111 - .r+ COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 requiring accessibility improvements, 11 have been completed, 6 are in construction, 7 are in design, 10 are either pending consultant selection or finalization of contract and 1 has been deferred. The County has currently spent$17.6M on these projects. The County had spent $42.0 million for the construction and design fees to complete 50 park facilities (some having multiple ADA work being completed)prior to the development of the modified four year plan. In addition,the County's ADA coordinator(Equal Opportunity Officer) has access to an identifiable account of at least $50,000 to handle requests for reasonable accommodations for County departments; and the procedures for these requests have been finalized and are available on the Human Resources Department's Equal Opportunity and the ADA web page. Also, Parks has a Recreation Specialist who reviews and investigates requests for reasonable accommodations, and recommends specific actions on those requests. 12. RISK MANAGEMENT The County is exposed to various risks of losses related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The County maintains fire and commercial multiple peril insurance on County facilities, flood insurance on selected structures, medical malpractice insurance for emergency medical technicians, aviation liability for helicopter operations, liability coverage on transit buses, privately owned police vehicles and retired senior volunteers, and property damage coverage on County Police fleet vehicles and Kohala Ranch fire truck. The County maintains fire and property coverage on several County housing projects(Kula`imano, Ouli Ekahi, and three model homes at Kamakoa Nui). There was no reduction in insurance coverage during the year from coverage in the prior year. During the past three fiscal years,the amount of settlements in cases covered by insurance has not exceeded the insurance coverage. The County is substantially self-insured for the majority of its vehicles as well as for all other perils including workers' compensation and general liability. The liability for claims and judgments is reported on the government-wide statement of net position and the majority will be liquidated from the County's general fund. Liabilities are reported when it is probable that a loss has occurred and the amount of that loss can be reasonably estimated. These losses include an estimate of claims that have been incurred but not reported(IBNR). Claim liabilities, including IBNR, are based on the estimated ultimate cost of settling the claims, and include incremental costs for the hiring of special counsel and expert witnesses. Claims liabilities are estimated by a case-by-case review of all claims and the application of historical experience to outstanding claims. Estimates of IBNR are based on historical experience. The liability for claims and judgments is reported on the government-wide statement of net position. At June 30, 2016,the amount of this liability was $13,859,496. This is the County's best estimate based on available information. Changes in the reported liability since July 1, 2014 are given below. - 81 - COUNTY OF HAWAII OR Notes to the Basic Financial Statements 011 June 30,2016 0 General Workers' Total Liability Compensation Liability Balance at July 1, 2014 $ 2,633,719 $ 11,090,174 $ 13,723,893 oil Incurred claims(including IBNR)* 1,288,406 1,779,448 3,067,854 Claim payments (1,288,406) (2,216,434) (3,504,840) Balance at June 30, 2015 $ 2,633,719 $ 10,653,188 $ 13,286,907 Incurred claims(including IBNR)* 470,965 3,537,320 4,008,285 Claim payments (614,598) (2,821,098) (3,435,696) Balance at June 30,2016 $ 2,490,086 $ 11,369,410 $ 13,859,496 *Net of new claims liability and existing claims resolved at less than previous estimate. 13. EMPLOYEE BENEFIT PLANS Pensions Pension Plan Description-All eligible employees of the State and counties are provided with pensions through a cost-sharing multiple-employer defined benefit pension plan administered by the Employee Retirement System (ERS). Benefit terms, eligibility, and contribution requirements are established by HRS Chapter 88 and can be amended through legislation.The I' ERS issues a publicly available financial report that can be obtained at ERS's website: 0,4 http://ers.ehawaii.gov/. Benefits Provided-The ERS provides retirement, disability, and death benefits that are covered by the provisions of the noncontributory,contributory, and hybrid retirement plans. alp The three plans provide a monthly retirement allowance equal to the benefit multiplier (generally 1.25% or 2%)multiplied by the average final compensation multiplied by years of credited service. The benefit multiplier decreased by 0.25%for new hybrid and contributory • plan members hired after June 30,2012. Average final compensation is based on the five highest paid years of service excluding the payment of salary in lieu of vacation for members r hired after June 30, 2012. For those hired between January 1, 1971 and June 30,2012,AFC is based on the three highest paid years of service excluding the payment of salary in lieu of vacation. If the employee was hired prior to January 1, 1971,the AFC is the average salary ""r earned during the five highest paid years of service, including the payment of salary in lieu of vacation, or three highest paid years of service, excluding the payment of salary in lieu of vacation. For members hired before July 1, 2012,the original retirement allowance is increased by 2.5% 111 each July 1 following the calendar year of retirement. This cumulative benefit is not r compounded and increases each year by 2.5%of the original retirement allowance without a ceiling(2.5% of the original retirement allowance the first year, 5.0%the second year, 7.5% 1111 the third year,etc.). For members hired after June 30, 2012 the post-retirement annuity increase was decreased to 1.5%per year. - 82 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Retirement benefits for certain groups, such as police officers, firefighters, some investigators, sewer workers,judges, and elected officials, vary from general employees. Noncontributory Plan Retirement Benefits -General employees' retirement benefits are determined as 1.25%of average final compensation multiplied by the years of credited service. Employees with 10 years of credited service are eligible to retire at age 62. Employees with 30 years of credited service are eligible to retire at age 55. Disability Benefits -Members are eligible for service-related disability benefits regardless of length of service and receive a lifetime pension of 35% of their average final compensation. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined in the same manner as retirement benefits but are payable immediately,without an actuarial reduction, and at a minimum of 12.5% of average final compensation. Death Benefits-For service-connected deaths,the surviving spouse/reciprocal beneficiary receives a monthly benefit of 30% of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. Additional benefits are payable to surviving dependent children up to age 18. If there is no spouse/reciprocal beneficiary or dependent children, no benefit is payable. Ten years of credited service is required for ordinary death benefits. For ordinary death benefits,the surviving spouse/reciprocal beneficiary(until remarriage/reentry into a new reciprocal beneficiary relationship)and dependent children (up to age 18)receive a benefit equal to a percentage of member's accrued maximum allowance unreduced for age or, if the member was eligible for retirement at the time of death,the surviving spouse/reciprocal beneficiary receives 100%joint and survivor lifetime pension. Contributory Plan for Employees Hired Prior to July 1, 2012 Retirement Benefits -General employees' retirement benefits are determined as 2% of average final compensation multiplied by the years of credited service. General employees with 5 years of credited service are eligible to retire at age 55. Police and firefighters' retirement benefits are determined as 2.25%of average final compensation for each year of service up to a maximum of 80%. Police and firefighters with 10 years of credited service are eligible to retire at age 55. Disability Benefits - Members are eligible for service-related disability benefits regardless of length of service and receive a lifetime pension of 50% of their average final compensation. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined in the same manner as retirement benefits but - 83 - wr COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 sii are payable immediately,without an actuarial reduction, and at a minimum of 30%of average final compensation. • Death Benefits-For service-connected deaths,the surviving spouse/reciprocal beneficiary receives a lump sum payment of the member's contributions and accrued interest plus a monthly benefit of 50%of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. If there is no surviving sod spouse/reciprocal beneficiary, surviving children(up to age 18)or dependent parents are eligible for the monthly benefit. If there is no spouse/reciprocal beneficiary or dependent children/parents,the ordinary death benefit is payable to the designated beneficiary. Ordinary death benefits are available to employees who were active at time of death with at least 1 year of service. Ordinary death benefits consist of a lump sum payment of the .r member's contributions and accrued interest plus a percentage of the salary earned in the 12 months preceding death, or 50%Joint and Survivor lifetime pension if the member wl was not eligible for retirement at the time of death but was credited with at least 10 years oil of service and designated one beneficiary, or 100%Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. Contributory Plan for Employees Hired After June 30,2012 Retirement Benefits—General employees' retirement benefits are determined as 1.75% of average final compensation multiplied by the years of credited service. General employees with 10 years of credited service are eligible to retire at age 60. Police and firefighters' retirement benefits are determined as 2.25% of average final compensation for each year of service up to a maximum of 80%. Police and firefighters with 10 years of credited service are eligible to retire at age 60. .rr Disability and Death Benefits-Members are eligible for service-related disability benefits regardless of length of service and receive a lifetime pension of 50%of their 1,10 average final compensation plus refund of contributions and accrued interest.Ten years of credited service is required for ordinary disability. Ordinary disability benefits are 1.75% of average final compensation for each year of service for police and firefighters and are payable immediately, without an actuarial reduction, at a minimum of 30%of average final compensation. Death benefits for contributory plan members hired after June 30,2012 are generally the same as those for contributory plan members hired June 30, 2012 and prior. U - 84 110 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 Hybrid Plan for Employees Hired Prior to July 1, 2012 Retirement Benefits -General employees' retirement benefits are determined as 2% of average final compensation multiplied by the years of credited service. General employees with 5 years of credited service are eligible to retire at age 62. General employees with 30 years of credited service are eligible to retire at age 55. Disability Benefits -Members are eligible for service-related disability benefits regardless of length of service and receive a lifetime pension of 35% of their average final compensation plus refund of their contributions and accrued interest. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined in the same manner as retirement benefits but are payable immediately, without an actuarial reduction, and at a minimum of 25% of average final compensation. Death Benefits- For service-connected deaths,the surviving spouse/reciprocal beneficiary receives a lump sum payment of the member's contributions and accrued interest plus a monthly benefit of 50% of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. If there is no surviving spouse/reciprocal beneficiary, surviving children (up to age 18) or dependent parents are eligible for the monthly benefit. If there is no spouse/reciprocal beneficiary or dependent children/parents, the ordinary death benefit is payable to the designated beneficiary. Ordinary death benefits are available to employees who were active at time of death with at least 5 years of service. Ordinary death benefits consist of a lump sum payment of the member's contributions and accrued interest multiplied by 150%, or 50%Joint and Survivor lifetime pension if the member was not eligible for retirement at the time of death but was credited with at least 10 years of service and designated one beneficiary, or 100%Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. Hybrid Plan for Employees Hired After June 30, 2012 Retirement Benefits -General employees' retirement benefits are determined as 1.75% of average final compensation multiplied by the years of credited service. General employees with 10 years of credited service are eligible to retire at age 65. Employees with 30 years of credited service are eligible to retire at age 60. Sewer workers, water safety officers, and EMTs may retire with 25 years of credited service at age 55. - 85 - Ilk rr COUNTY OF HAWAI`I Notes to the Basic Financial Statements a June 30,2016 1,11, Disability and Death Benefits-Provisions for disability and death benefits generally remain the same except for ordinary death benefits. Ordinary death benefits are available to employees who were active at time of death with at least 10 years of service. Ordinary death benefits consist of a lump sum payment of the member's contributions and accrued interest multiplied by 120%, or 50%Joint and Survivor lifetime pension if the member was not eligible for retirement at the time of death and designated one beneficiary, or 100%Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. NI Contributions-Contributions are established by HRS Chapter 88 and may be amended �+ through legislation. The employer rate is set by statute based on the recommendations of the ERS actuary resulting from an experience study conducted every five years. Since July 1, ""l 2005,the employer contribution rate is a fixed percentage of compensation, including the normal cost plus amounts required to pay for the unfunded actuarial accrued liabilities. The contribution rates for fiscal year 2016 were 25.00%for police and firefighters and 17.0%for all other employees. Contributions to the pension plan from the County for June 30,2016, 2015,and 2014 were$47,314,812, $43,889,431, and $37,693,618, respectively, which equal the required contributions for each year plus County-paid employee contributions that are also classified as employer contributions pursuant to IRC section 414(h)(2). The employer is required to make all contributions for members in the noncontributory plan. „ak For contributory plan employees hired prior to July 1,2012, general employees are required to contribute 7.8%of their salary and police and firefighters are required to contribute 12.2%of their salary. For contributory plan employees hired after June 30, 2012, general employees are required to contribute 9.8%of their salary and police and firefighters are required to contribute 14.2%of their salary. Hybrid plan members hired prior July 1, 2012 are required to contribute 6.0%of their salary. Hybrid plan members hired after June 30,2012 are required to contribute 8.0%of their salary. 114 Pension liabilities,pension expense, and deferred outflows of resources and deferred inflows of resources related to pensions—At June 30,2016,the County reported a liability of $382,070,813 for its proportionate share of the net pension liability. The net pension liability was measured as of June 30,2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The County's a proportion of the net pension liability was based on the actual employer contributions to the tat pension plan relative to the contributions of all participating employers. At June 30, 2015,the County's proportion was 4.38%,which was an increase of.36%from its proportion measured as of June 30, 2014. 11 • - 86 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 For the year ended June 30, 2016, the County recognized pension expense of$44,970,184. At June 30, 2016,the County reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows Inflows of of Resources Resources Differences between expected and actual experience $ 9,275,165 $ (8,730,253) Net difference between projected and actual investment earnings on pension plan investments -- (15,238,817) Changes in assumptions 10,237,075 -- Changes in proportion and differences between employer contributions and proportionate share of contributions 13,301,767 (2,877,996) County contributions subsequent to the measurement date 47,314,812 -- Total $ 80,128,819 $(26,847,066) $47,314,812 reported as deferred outflows of resources related to the County's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30, 2017. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Fiscal Year Ending June 30, Amount 2017 $ (2,330,350) 2018 (2,330,350) 2019 (2,330,350) 2020 9,966,610 2021 2,991,381 $ 5,966,941 Actuarial assumptions—The total pension liability in the June 30, 2015 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Inflation 3.00% Payroll growth rate 3.50%per annum Salary increases 4.00%- 19.00%, including inflation Investment rate of return 7.65%per annum, including inflation Cost of living adjustments 2.50%/ 1.50% - 87 - �. . .. o..a .,. eat COUNTY OF HAWAII U Notes to the Basic Financial Statements 1111 June 30,2016 a Post-retirement mortality rates were based on either the Client Specific Tables, for general employees, or the 1994 US Group Annuity Mortality Static Table, for police and firefighters. Pre-retirement mortality rates were based on the RP-2000 Mortality Tables. The actuarial assumptions used in the June 30,2015 valuation were based on the results of an 110 actuarial experience study for the five-year period ending June 30, 2010. ERS updates the experience study every five years. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns,net of pension plan investment expense and inflation)are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates of return for each major asset ,,o class are summarized in the following table: Long-Term Target Expected Real Asset Class Allocation Rate of Return +, Domestic equity 30.00% 8.50% International equity 26.00% 9.25% Total fixed income 20.00% 3.10% Real estate 7.00%* 9.20% Private equity 7.00%* 11.85% "" Real return 5.00%* 6.65% Covered calls 5.00% 7.65% U 100.00% •• *The real estate,private equity,and real return targets will be the percentage actually invested up to 7%,7%,and 5%,respectively of the total fund. Changes in the real estate,private equity,and real return targets will be offset by rot an equal percentage change in the large cap domestic equity target. Discount rate—The discount rate used to measure the net pension liability was 7.65%, a decrease from the 7.75%rate used at the prior measurement date. The projection of cash flows used to determine the discount rate assumed that employee contributions will be made at the current contribution rate and that contributions from the County will be made at statutorily required rates, actuarially determined. Based on those assumptions,the pension plan's re fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore,the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. U - 88 - s COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Sensitivity of the County's proportionate share of the net pension liability to changes in the discount rate—The following presents the County's proportionate share of the net pension liability calculated using the discount rate of 7.65%, as well as what the County's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage-point lower(6.65%)or 1-percentage-point higher(8.65%)than the current rate: 1%Decrease Current Discount 1%Increase (6.65%) Rate(7.65%) (8.65%) County's proportionate share of the net pension liability $ 490,926,627 $ 382,070,813 $ 273,214,999 Pension plan fiduciary net position—Detailed information about the pension plan's fiduciary net position is available in the separately issued ERS Comprehensive Annual Financial Report that includes financial statements and required supplementary information. Payables to the pension plan—At June 30,2016,the annual amount payable to the ERS totaled$3,961,547, which represents the employer contribution for the second half of the month of June 2016, as required by HRS, and the excess pension cost under Act 153/SLH 2- 12 REFER HRS Section 88-100 for fiscal year ended June 30, 2016. Post-Retirement Benefits In addition to providing pension benefits,the County is required by state statute (HRS Chapter 87A)to contribute to the Hawai`i Employer-Union Health Benefits Trust Fund(the EUTF). The EUTF is an agent,multiple-employer defined benefit plan providing certain healthcare and life insurance benefits to all qualified retirees, active employees, their dependents and their beneficiaries.The EUTF was established on July 1, 2003 to design, provide, and administer medical, prescription drug, dental, vision, chiropractic, dual-coverage medical and prescription drug, and group life benefits. For employees hired prior to July 1, 1996,the County pays the entire monthly healthcare premium for employees retiring with 10 or more years of credited service, and 50% of the monthly premium for employees retiring with fewer than 10 years of credited service. The current(pay-as-you-go)premium costs are paid by the respective funds but the net other postemployment benefit obligation is paid by the General Fund. For employees hired after June 30, 1996, and who retire with fewer than 10 years of service, the County makes no contributions. For those retiring with at least 10 years but fewer than 15 years of service,the County pays 50% of the retired employees' monthly Medicare or non- Medicare premium. For employees hired after June 30, 1996, and who retire with at least 15 years but fewer than 25 years of service,the County pays 75% of the retired employees' monthly Medicare or non-Medicare premium. For those retiring with over 25 years of service, the County pays the entire healthcare premium. - 89 - a wr COUNTY OF HAWAII .J Notes to the Basic Financial Statements June 30, 2016 For employees hired after June 30, 2001, and who retire with fewer than 10 years of service, the County makes no contributions. For those retiring with at least 10 years but fewer than 15 years of service,the County pays 50%of the retired employees' monthly Medicare or non- Medicare premium based on the self-plan. For employees hired after June 30, 2001, and who retire with at least 15 years but fewer than 25 years of service,the County pays 75% of the retired employees' monthly Medicare or non-Medicare premium; for those retiring with over mil 25 years of service,the County pays the entire healthcare premium. For active employees,the employee's contributions are based upon negotiated collective bargaining agreements. Employer contributions for employees not covered by collective bargaining agreements and for retirees are prescribed by the HRS. The County's annual other postemployment benefit(OPEB)cost is calculated based on the annual required contribution(ARC)of the employer,which is an amount actuarially determined in accordance with the parameters of Governmental Accounting Standards Board 011 Statement No. 45,Accounting and Financial Reporting by Employers for Postemployment Benefits Other than Pensions(GASB Statement No. 45). GASB Statement No.45 addresses the failure of previous financial reporting practices to measure and recognize the cost of OPEB during the periods when employees render the services or to provide relevant information about OPEB obligations and the extent to which progress is being made in .r funding those obligations. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and amortize any unfunded actuarial liabilities (or funding excess)over a period not to exceed thirty(30)years. The current ARC "" rate is 22.1%of annual covered payroll. mi The following section shows the County's Annual OPEB cost for the year ended June 30, •+� 2016,the amount actually contributed to the plan,and changes in the net OPEB liability: Annual required contribution $33,614,000 rri Interest on net OPEB obligation 4,603,000 Adjustment to annual required contribution (4,215,000) Annual OPEB Cost 34,002,000 Contributions made (22,747,340) Increase in net OPEB liability 11,254,660 gig Net OPEB liability-beginning of year 65,755,197 Net OPEB liability-end of year $77,009,857011 The above net OPEB liability at the end of the year is included in the Statement of Net Position in the noncurrent other liability amount of$77,009,857. a se U - 90 - ! COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2016 The annual OPEB cost,the percentage of annual OPEB cost contributed to the plan, and the net OPEB (asset) liability for the year ended June 30, 2016 and the preceding two years were as follows: Percentage of Annual Fiscal Year OPEB Cost Net OPEB Ended Annual OPEB Cost Contributed Obligation June 30, 2014 $30,841,000 56.6% $51,548,596 June 30, 2015 $32,864,000 56.8% $65,755,197 June 30, 2016 $34,002,000 66.9% $77,009,857 The schedule of funding progress based on the actuarial valuation date of July 1, 2015, is as follows: Actuarial accrued liability $466,874,000 Actuarial value of plan assets 91,579,000 Unfunded actuarial accrued liability(UAAL) $375,295,000 Funded ratio 19.6% Covered payroll (active plan members) $159,255,000 UAAL as a percentage of covered payroll 235.7% Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding the funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress,presented as required supplementary information following the notes to the financial statements, presents multiyear trend information that shows whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabilities for benefits. Projections of benefits for financial reporting purposes are based on the substantive plan(the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The actuarial methods and assumptions used include techniques that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets, consistent with the long-term perspective of the calculations. In the July 1, 2015 actuarial valuation,the entry age normal cost actuarial cost method was used. The actuarial assumptions included a 7.0% discount rate, which is based on the County's anticipated funding level, and an annual healthcare cost trend rate of 7.0-9.0% initially, reduced by decrements to an ultimate rate of 5.0% after eight years. The assumptions - 91 - A COUNTY OF HAWAI`I NI • Notes to the Basic Financial Statements June 30,2016 "J all also include a 3.5% increase in payroll and a 3.0% inflation rate. The UAAL is being amortized as a level percentage of projected payroll on a closed basis. The remaining amortization period at July 1, 2015 for the UAAL balance varies depending on the date each portion was established but is set to not exceed 30 years. The equivalent single amortization period is 22.0. The EUTF issues a publicly available financial report that includes financial statements and .0 required supplementary information,which is available on-line at their web-site www.eutf.hawaii.gov or by contacting them at P.O. Box 2121,Honolulu,HI 96805-2121. Deferred Compensation Plan County employees are permitted to participate in a deferred compensation plan of the State of Hawai`i, adopted pursuant to Internal Revenue Code(IRC) section 457. The plan permits eligible employees to defer a portion of their salary until future years by contributing to a fund managed by a plan administrator. The deferred compensation amounts are not available to employees until termination, retirement, death, or unforeseeable emergency. All plan assets are held in a trust fund to protect them from claims of general creditors and from diversion to any uses other than paying benefits to participants and beneficiaries. The County has no responsibility for loss due to the investment or failure of investment of funds 0•4 and assets in the plans,but does have the duty of due care that would be required of an ordinary prudent investor. Therefore,the deferred compensation plan assets are not reported ""' in the accompanying basic financial statements. 14. COMPONENT UNIT DISCLOSURES vat Deposits and Investments "4 .r At June 30, 2016,the carrying amount of cash,time certificates of deposit and money market funds of$43,285,053,with bank balances of$43,917,552 were held by the County on behalf of the Department. These balances were fully insured or collateralized with securities held by the County's agent in the County's name. The deposits and investments include cash received by the Department that is restricted as to use and is recorded as a restricted asset. Such funds amounted to$908,852 at June 30, 2016. At June 30, 2016,the Department had $10,000,000 in investments. in S - 92 - li COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Capital Assets The Department began operations as of January 1, 1950. At that date, the utility plant in service was transferred to the Department from the County at the cost of the utility plant assets acquired by the County for its water system from January 1, 1924 to December 31, 1949, less accumulated depreciation. Acquisitions prior to 1924 and acquisitions by gift or grant prior to 1950 are not included in utility plant. Additions to utility plant since January 1, 1950 are stated at original cost and include contributions by governmental agencies,private subdividers and customers at their cost or estimated cost. Construction costs include amounts for contract work, engineering supervision and other direct and indirect costs. Construction period interest is capitalized on utility plan constructed with tax-exempt debt. Depreciation on the Department's utility plant assets in service is computed using the straight-line method over the estimated useful lives of the assets as follows: Structures and improvements 40 to 50 years Machinery and equipment 5 to 25 years Water systems 10 to 40 years The capital assets of the Department at June 30, 2016 were as follows: Utility plant in service $490,527,519 Less: accumulated depreciation (224,115,993) 266,411,526 Preliminary survey and investigation charges 4,820,471 Construction work in progress 16,984,349 Land and rights 4,869,383 Net capital assets $291085}729 Long-Term Debt The County has issued general obligation bonds on behalf of the Department. The Department is responsible for the payment of the debt service on these bonds, but the County remains liable because they are general obligations of the County. The Department has recorded a liability for these general obligation bonds,which amounted to $32,276,037 at June 30, 2016. - 93 - IMMiainige...116.1015. eft,* rn COUNTY OF HAWAII UPI sit Notes to the Basic Financial Statements June 30,2016 11, General obligation bonds payable issued on behalf of the Department and other long-term debt at June 30,2016 are comprised of the following: Public improvement bonds: 2004 Series D at 4.5%, due through 2039 $ 217,813 2006 Series A at 4.0%to 5.0%, due through 2016 1,180,000 2008 Series A at 4.125%,due through 2043 132,559 rtri 2010 Series A at 4.0%to 5.0%, due through 2020 1,816,250 2010 Series B at 3.33%to 6.1%, due through 2030 5,626,250 *1 Total public improvement bonds 8,972,872 Public improvement refunding bonds: 2007 Series C at 4.0%to 5.0%, due through 2021 3,451,915 2016 Series B at 3.0%to 5.0%, due through 2026 13,497,500 2016 Series E at 2.0%to 5.0%, due through 2029 6,353,750 Revolving fund loans: 00 State revolving fund loans, interest up to 1.37%, due through 2037 25,528,470 Total long-term debt 57,804,507 Add: Unamortized premium 2,130,969 Total $59,935,476 At June 30, 2016, future principal and interest payments for long-term debt are scheduled as follows: .10 Fiscal year ending June 30: Principal Interest Total 2017 $ 3,939,842 $ 2,035,687 $ 5,975,529 2018 3,919,404 1,864,870 5,784,274 2019 4,311,051 1,720,028 6,031,079 2020 4,432,406 1,557,585 5,989,991 so 2021 4,534,513 1,372,860 5,907,373 2022—2026 20,085,420 4,300,300 24,385,720 100 2027—2031 12,578,346 1,162,846 13,741,192 2032—2036 3,335,233 196,673 3,531,906 2037—2041 652,881 21,681 674,562 "" 2042—2046 15,411 958 16,369 at Total $57,804,507 $14,233,488 $72,037,995 rfr The Department has a 50%proportionate share of 2016 Series B refunding bonds and 2006 Series A bonds. The Department also has a 25%proportionate share of 2016 Series E refunding bonds and 2010 Series A bonds. The Department's proportionate share of the net proceeds from 2016 Series B and 2016 Series E refunding bonds was$19,851,250 which was used to advance refund the Department's proportionate share of the 2006 Series A bonds and i - 94 - COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 2010 Series A bonds amounting to $15,425,000 and $6,220,000, respectively. These bonds were defeased and removed from the Department's 2016 financial statements. The Department's total debt service requirement over the next eleven to fourteen years will decrease by $3,002,238 as a result of the refunding and the net economic gain(difference between the present values of the debt service payments on the old and new debt)was $2,647,988. At June 30, 2016, the Departments' proportionate share of defeased bonds totaled $21,645,000. Contributions in Aid of Construction The Department recognized $17,008,622 of contributions in aid of construction for the fiscal year ended June 30, 2016. Commitments and Contingent Liabilities Claims and judgments—The Department maintains property, auto liability, and general liability insurance policies. The Department remains self-insured for workers' compensation and other perils. The liability at June 30, 2016 for workers' compensation claims of$362,000 was estimated based on a combination of case-by-case review and the application of historical experience to outstanding claims. Construction contracts—The Department is obligated under construction contracts for the utility plant and other projects. Such commitments approximated$22,329,000 at June 30, 2016. Pension Plan Pension liabilities,pension expense, and deferred outflows of resources and deferred inflows of resources related to pensions—At June 30, 2016, the Department reported a liability of$18,940,065 for its proportionate share of the net pension liability. The net pension liability was measured as of June 30, 2015, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The Department's proportion of the net pension liability was based on the actual employer contributions to the pension plan relative to the contributions of all participating employers. At June 30, 2015,the Department's proportion was .22%, which was a decrease of.04%from its proportion measured as of June 30, 2014. For the year ended June 30, 2016,the Department recognized pension expense of$2,115,641. At June 30, 2016,the Department reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: - 95 - 1110 rw COUNTY OF HAWAII gm Notes to the Basic Financial Statements June 30,2016 0 Deferred Deferred Outflows Inflows of110 of Resources Resources Differences between expected and actual experience $ 177,397 $ (530,027) Net difference between projected and actual investment Earnings on pension plan investments -- (646,297) Changes in assumptions 447,089 -- Changes in proportion and differences between employer contributions and proportionate share of contributions 2,673,094 (2,594,137) Department contributions subsequent to the measurement date L970,846 -- oil �.r Total 5,268,426 (3,770,461) The$1,970,846 reported as deferred outflows of resources related to the Department's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30,2017. Other amounts reported as deferred outflows of resources and deferred inflows of resources M' related to pensions will be recognized in pension expense as follows: Fiscal Year Ending June 30, Amount ..r 2017 $ (126,400) 2018 (126,400) '* 2019 (126,400) 2020 208,788 2021 (302,469) $(472,881)• .Y Sensitivity of the Department's proportionate share of the net pension liability to changes in the discount rate—The following presents the County's proportionate share of the net pension liability calculated using the discount rate of 7.65%, as well as what the County's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1-percentage-point lower(6.65%)or 1-percentage-point higher(8.65%)than the current rate: 1%Decrease Current Discount 1%Increase (6.65%) Rate(7.65%) (8.65%) .r Department's proportionate share of the net pension liability $ 23,844,889 $ 18,940,065 $ 14,035,241 RI .rt 111 - 96 - ' COUNTY OF HAWAII Notes to the Basic Financial Statements June 30,2016 Pension plan fiduciary net position—Detailed information about the pension plan's fiduciary net position is available in the separately issued ERS Comprehensive Annual Financial Report that includes financial statements and required supplementary information. Payables to the pension plan—At June 30, 2016,the annual amount payable to the ERS totaled $130,479, which represents the employer contribution for the month of June 2016, as required by HRS. Post-Retirement Benefits Effective July 1, 2007,the Department adopted the provisions of GASB Statement No. 45. This statement addresses how state and local governments should account for and report their costs and obligations related to postemployment benefits, healthcare, and other nonpension benefits. The Department's annual required contribution for its postemployment benefit obligation for the year ended June 30, 2016 was $1,914,000. The Department made contributions of$1,913,045 during the year ended June 30, 2016 and recorded a postemployment benefit asset of$146 at June 30, 2016. Prior Period Adjustment The financial statements of the Department for the fiscal year ended June 30, 2015 contained an error related to retainage withheld on progress payments made under construction contracts which were not properly accrued. Therefore, an adjustment was made to increase construction work in progress and retainages payable by$573,477 for the fiscal year ended June 30, 2015. This adjustment had no effect on net position as of June 30, 2015. - 97 - COUNTY OF HAWAII Required Supplementary Information a June 30, 2016 a Schedule of Funding Progress for the EUTF (In thousands) 111 a Actuarial Accrued UAAL as a Actuarial Liability Unfunded Percentage ra Actuarial Value of (AAL)— AAL Funded Covered of Covered Valuation Assets Entry Age (UAAL) Ratio Payroll Payroll Date (a) (b) (b-a) (a/b) (c) ((b-a)/c) July 1,2011 $61,907 $394,633 $332,726 15.7% $130,170 255.6% July 1, 2013 $66,077 $410,182 $344,105 16.1% $137,810 249.7% July 1, 2015 $91,579 $466,874 $375,295 19.6% $159,255 235.7% we 1111 111 a a U - 98 - S COUNTY OF HAWAII Required Supplementary Information June 30, 2016 Schedule of the County's Proportionate Share of the Net Pension Liability Last 10 Fiscal Years Proportionate Share of the Plan County's County's Net Pension Fiduciary Net Proportion of Proportionate Liability as a Position as a the Net Share of the County's %age of %age of the Measurement Pension Net Pension Covered Covered Total Pension Period Ended Liability(%) Liability($) Payroll Payroll Liability June 30, 2015 4.4% $382,070,813 $152,685,842 250.2% 62.4% June 30, 2014 4.0% $322,626,262 $ 139,779,309 230.8% 63.9% June 30, 2013 4.2% $377,065,856 $ 130,725,988 288.4% 58.0% * This schedule is intended to present information for 10 years, as of the measurement date of the collective net pension liability for each respective fiscal year. Additional years will be built prospectively as information becomes available. - 99 - COUNTY OF HAWAII Required Supplementary Information June 30, 2016 Schedule of the Employer Pension Contributions Last Ten Fiscal Years I Actual County Contributions Statutorily Contributions Contribution as a%age of Fiscal Year Required Recognized Deficiency County's Covered Ended Contribution by the Plan (Excess) Covered Payroll Payroll June 30, 2016 $ 47,314,812 $ 47,314,812 $ -- $ 160,261,494 29.5% June 30, 2015 $ 43,889,431 $ 43,889,431 $ -- $ 152,685,842 28.7% June 30, 2014 $ 37,693,618 $ 37,693,618 $ -- $ 139,779,309 27.0% June 30, 2013 $ 34,025,108 $ 34,025,108 $ -- $ 130,725,988 26.0% June 30, 2012 $ 31,826,341 $ 31,826,341 $ -- $ 127,901,579 24.9% "'i June 30, 2011 $ 31,289,458 $ 31,289,458 $ -- $ 127,859,606 24.5% June 30,2010 $ 31,991,136 $ 31,991,136 $ -- $ 133,554,827 24.0% June 30, 2009 $ 32,183,067 $ 32,183,067 $ -- $ 135,107,940 23.8% .w June 30,2008 $ 27,552,179 $ 27,552,179 $ -- $ 127,396,531 21.6% June 30,2007 $ 24,578,419 $ 24,578,419 $ -- $ 114,684,034 21.4% 11111" Note—Employer Contributions Employer contributions include County-paid employee contributions that are classified as employer contributions pursuant to IRC section 414(h)(2). 01. a rr U - 100 - 1� NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS HIGHWAY FUND-Used to account for the costs of maintaining the County's highways and streets. Financing is provided primarily by fuel,motor vehicle weight and public utility franchise taxes. SEWER FUND-Used to account for costs of operating the County's various sewer systems. Financing is provided by charges to users for sewer services. SOLID WASTE FUND—Used to accumulate moneys for the operation,maintenance, and administration of the County's solid waste management,collection and disposal systems. Financing is provided by tipping fees at the landfills and by disposal permit fees. CEMETERY FUND-Used to accumulate moneys to guarantee the future maintenance of County cemetery sites. Financing is provided from the sale of burial lots in County cemeteries. PARKING METER FUND-Used to account for the costs of maintaining County on-street and off-street parking areas. Financing is provided by the proceeds from parking meters. VEHICLE DISPOSAL FUND-Used to accumulate moneys for the towing,removal,disposal and recycling of abandoned or discarded automobiles and automobile parts. Financing is provided by annual fees collected with motor vehicle registrations. BIKEWAY FUND-Used to accumulate moneys for the construction of bikeways within the County. Financing is provided by bicycle license fees. WORKFORCE INVESTMENT ACT FUND-Used to account for employment and training services provided to economically disadvantaged adults,dislocated workers and youth. Financing is provided by federal grants. GOLF COURSE FUND-Used to account for the cost of operating the Hilo Municipal Golf Course. Funding is provided from green fees and payments from restaurant and pro shop concessionaires. GEOTHERMAL RELOCATION AND COMMUNITY BENEFITS FUND-Used to account for the County's share of geothermal resource royalties received from the operator of a geothermal power plant located in the County. The funds are earmarked for a geothermal relocation program and to benefit the lower Puna area. BEAUTIFICATION FUND-Used to accumulate moneys for the beautification of highways and disposal of abandoned vehicles within the County. Financing is provided by assessments on vehicle registrations. HAWAII COUNTY HOUSING AGENCY-Used to account for Federal and County moneys used to provide public housing assistance within the County. PARK DEDICATION FUND-Used to account for moneys deposited with the County by subdividers to provide land for parks and playgrounds in subdivisions. DEBT SERVICE FUND INTEREST FUND-Used to accumulate moneys for payment of interest on general obligation bonds. Moneys required to service interest maturities are transferred annually from the General Fund. BOND REDEMPTION FUND-Used to accumulate moneys for the payment of general obligation bonds. Moneys required to retire the bonds are transferred from the General Fund one year in advance of maturity. This page intentionally left blank. - 101 - Ili arg COUNTY OF HAWAII ANI Nonmajor Governmental Funds ...0 Combining Balance Sheet mil June 30,2016 ,,ko Am Special Revenue Funds .r Solid Parking Highway Sewer Waste Cemetery Meter 1 Fund Fund Fund Fund Fund ma Assets Cash and cash equivalents $ 10,911,880 $ 7,552,351 $11,045,740 $118,909 $248,637 mg Investments - - - - - aii Imprest fund - 400 250 - - Receivables: lig Due from other governments 812,650 11,033 613,358 - - Due from other governmental funds 42,880 13,904 - - - al Due from other nongovernmental funds - 1,350 - - - Trade,net of allowance for doubtful accounts - 1,299,081 905,291 - - Ill Real estate held for sale - - - - - ali Other 27,948 - 198,973 - - 883,478 1,325,368 1,717,622 - - Ili Total assets $ 11,795,358 $ 8,878,119 $12,763,612 $118,909 $248,637 ill Liabilities,Deferred Inflows and Fund Balances Liabilities: Accounts payable $ 854,254 $ 201,590 $ 1,953,508 $ - $ - all Accrued payroll 494,967 161,179 360,884 - - Due to other governmental funds 156,973 396,892 669,702 - - Ili Advance Collections-Intergovernmental 220,102 - 14,588 - - tii Other 4 78,391 - - - Total liabilities 1,726,300 838,052 2,998,682 - - 4 Deferred Inflows of Resources rail Unavailable Revenue - 1,299,081 905,292 - - Fund balances: 111 Restricted for: II Debt service - - - - - Highways,streets and abandoned vehicles 10,069,058 - - - - 111 Rental assistance and subsidy - - - - - I, Committed to: Sanitation - 6,740,986 8,859,638 - - ill Highways,streets and abandoned vehicles - - - - 248,637 el Rental assistance and subsidy - - - - - Cemetery - - - 118,909 - Ilit Golf course - - - - - - rl Lower Puna area - - - - - Parks and recreational projects - - - - - SI Total fund balances 10,069,058 6,740,986 8,859,638 118,909 248,637 rat Total liabilities,deferred inflows and fund balances $ 11,795,358 $ 8,878,119 $12,763,612 $118,909 $248,637 Illi rii - 102 IR - a Special Revenue Funds Vehicle Workforce Golf Geothermal Reloc. Beauti- Hawaii County Park Disposal Bikeway Innovation& Course &Community fication Housing Dedication Fund Fund Opport.Act Fund Fund Benefits Fund Fund Agency Fund $8,069,500 $643,775 $ - $ 288,439 $ 3,328,766 $ 771,487 $4,157,249 $ 27,008 - _ - - - - 61,403 - - - 2,000 - - 200 - - - 134,509 - - - 45,544 - - - _ - - - 33,777 - _ - - - 721,270 - - - 6,396 - 38,994 401 66,346 533 51,189 - 6,396 - 173,503 401 787,616 533 130,510 - $8,075,896 $643,775 $ 173,503 $ 290,840 $4,116,382 $ 772,020 $4,287,959 $ 88,411 $ 99,760 $ 13,903 $ - $ 1,423 $ 1,091 $ 2,741 $ 121,825 $ - 3,700 - - 43,740 - - 146,251 - 72,985 - 173,503 3,396 - - 153 - _ - _ - 99,666 - 176,445 13,903 173,503 48,559 1,091 2,741 367,895 - - - - - - - 22,661 - - 629,872 - - - 769,279 - - - - - - - 1,365,653 - 7,899,451 - - - - - - - - - - - - - 2,531,750 - - - 242,281 - - - - - - - - 4,115,291 - - - - - - _ _ - - 88,411 7,899,451 629,872 - 242,281 4,115,291 769,279 3,897,403 88,411 $8,075,896 $643,775 $ 173,503 $ 290,840 $4,116,382 $ 772,020 $4,287,959 $ 88,411 (Continued) - 103 - op COUNTY OF HAWAII Ail aiiio Nonmajor Governmental Funds Combining Balance Sheet PIP June 30,2016 um (Concluded) es Debt Service Fund Total wass Bond Nonmajor Interest Redemption Governmental 4 Fund Fund Funds wi Assets Cash and cash equivalents $3,162,012 $ 7,591,832 $ 57,917,585 w Investments - 13,000,000 13,061,403 Imprest fund - - 2,850 ,. Receivables: Due from other governments - - 1,617,094 Due from other governmental funds - - 90,561 ma Due from other nongovernmental funds - - 1,350 IIIii Trade,net of allowance for doubtful accounts - - 2,204,372 Real estate held for sale - - 721,270 ari Other - - 390,780 - - 5,025,427 1110 Total assets $3,162,012 $20,591,832 $ 76,007,265 iis Liabilities and Fund Balances wit Liabilities: Accounts payable $ - $ - $ 3,250,095 W Accrued payroll - - 1,210,721 Due to other governmental funds - - 1,473,604 AO Advance Collections-Intergovernmental - - 234,690 .r Other 70,712 205,000 453,773 Total liabilities 70,712 205,000 6,622,883 so Deferred Inflows of Resources ,,,,,, Unavailable Revenue - - 2,227,034 Fund balances: x! Restricted for: .o Debt service 3,091,300 20,386,832 23,478,132 Highways,streets and abandoned vehicles - - 11,468,209 11111 Rental assistance and subsidy - - 1,365,653 lad Committed to: Sanitation - - 15,600,624 Highways,streets and abandoned vehicles - - 8,148,088 ad Rental assistance and subsidy - - 2,531,750 Cemetery - - 118,909Ili Golf course - - 242,281 idi Lower Puna area - - 4,115,291 Parks and recreational projects - - 88,411 P. Total fund balances 3,091,300 20,386,832 67,157,348 mi Total liabilities,deferred inflows and fund balances $3,162,012 $20,591,832 $ 76,007,265 II a See accompanying independent auditors'report. - 104- 1 This page intentionally left blank. - 105 - wry MO COUNTY OF HAWAII +a Nonmajor Governmental Funds m++ Combining Statement of Revenues,Expenditures,and Changes in Fund Balances For the Fiscal Year Ended June 30,2016 we An Special Revenue Funds Solid Parking IMO Highway Sewer Waste Cemetery Meter Fund Fund Fund Fund Fund Ili Revenues .r Fuel taxes $ 7,933,810 $ - $ - $ - $ - Public utility franchise taxes 9,004,330 - - - - w Licenses and permits 11,617,480 - - - - r+' Intergovernmental 1,309,488 - 782,589 - - Charges for services - 7,440,163 9,367,704 - 13,743 to Investment earnings(loss) - - - - - .r Other 827,469 437 258,520 7,250 - all Total revenues 30,692,577 7,440,600 10,408,813 7,250 13,743 ..r Expenditures Current: „m, General Government 37,757 - - - - we Public safety 6,952,911 - - - - Highways and streets 18,410,199 - - - - wia Health,education and welfare - - - - - Ili Culture and recreation - - - - - Sanitation - 7,793,981 24,605,009 - - ,iii Pension and retirement contributions 2,092,166 716,660 1,405,567 - - so Employees'health insurance 1,033,832 249,802 660,709 - - Other 578,436 19,408 413,675 - - 1.0 Debt service: Principal 51,472 - 408,134 - - .iii Interest 3,411 - 12,228 - - 1110 Total expenditures 29,160,184 8,779,851 27,505,322 - - glik Excess(deficiency)of revenues over(under)expenditures 1,532,393 (1,339,251) (17,096,509) 7,250 13,743 1 Other Financing Sources(Uses) iii Transfers in 47,100 2,280,878 16,608,221 - - Increases in capital leases 788,074 - 891,405 - - tigi Transfers out (3,336,056) - - - - uti Total other financing sources(uses) (2,500,882) 2,280,878 17,499,626 - - 01111 Net change in fund balances (968,489) 941,627 403,117 7,250 13,743 Fund balances at beginning of year 11,037,547 5,799,359 8,456,521 111,659 234,894 lin Fund balances at end of year $ 10,069,058 $ 6,740,986 $ 8,859,638 $ 118,909 $248,637 O1 is 19 aiii - 106- Nil a Special Revenue Funds Vehicle Workforce Golf Geothermal Reloc. Beauti- Hawaii County Park Disposal Bikeway Innovation& Course &Community fication Housing Dedication Fund Fund Opport.Act Fund Fund Benefits Fund Fund Agency Fund $ - $ - $ - $ - $ - $ - $ - $ - 2,261,508 70,070 - - - 188,462 - - - 736,530 - - - 16,950,536 - 2,102 - - 650,311 - - - - _ _ - - _ - 3,049 1,229 36,824 - - 20 705,242 - 267,561 - 2,300,434 70,070 736,530 650,331 705,242 188,462 17,221,146 1,229 - - - 1,329,426 - - - - 267,440 - - - 356,692 - - - - 736,530 - - - 17,406,467 - - - - 971,039 919 282,052 - - 591,740 - - - - - - - 18,380 - - 180,647 - - 601,807 - 15,719 - - 102,688 - - 262,223 - - - - 3,396 - - - - - - - - - - 7,353 - - - _ - - - 166 - 625,839 267,440 736,530 1,257,770 1,330,345 638,744 18,278,016 - 1,674,595 (197,370) - (607,439) (625,103) (450,282) (1,056,870) 1,229 - - - 462,856 - - 1,611,502 - - - - 462,856 - - 1,611,502 - 1,674,595 (197,370) - (144,583) (625,103) (450,282) 554,632 1,229 6,224,856 827,242 - 386,864 4,740,394 1,219,561 3,342,771 87,182 $7,899,451 $ 629,872 $ - $ 242,281 $ 4,115,291 $ 769,279 $ 3,897,403 $ 88,411 (Continued) - 107 - 10. lib COUNTY OF HAWAII 010 Nonmajor Governmental Funds w Combining Statement of Revenues,Expenditures,and Changes in Fund Balances OP For the Fiscal Year Ended June 30,2016 inii (Concluded) AIR Debt Service Fund Total Bond Nonmajor IOW Interest Redemption Governmental Fund Fund Funds se Revenues .. Fuel taxes $ - $ - $ 7,933,810 Public utility franchise taxes - - 9,004,330 Licenses and permits - - 14,137,520 war Intergovernmental 400,365 - 20,179,508 Charges for services - - 17,474,023 el Investment earnings(loss) - - 4,278 .ii Other - - 2,103,323 Total revenues 400,365 - 70,836,792 " .r Expenditures Current: s General Government - - 1,367,183 .rr Public safety - - 6,952,911 Highways and streets - - 19,034,331 go Health,education and welfare - - 18,142,997 Culture and recreation - - 1,254,010 .r Sanitation - - 32,990,730 Pension and retirement contributions - - 5,015,227 Employees'health insurance - - 2,324,973 gip Other - - 1,014,915 ,gil Debt service: Principal - 20,977,209 21,444,168 `+ Interest 12,894,983 - 12,910,788 it Total expenditures 12,894,983 20,977,209 122,452,233 di Excess(deficiency)of revenues over(under)expenditures (12,494,618) (20,977,209) (51,615,441) Other Financing Sources(Uses) iiii Transfers in 13,140,457 19,793,386 53,944,400 Increases in capital leases - - 1,679,479 IR Transfers out - - (3,336,056) oil Total other financing sources(uses) 13,140,457 19,793,386 52,287,823 ill Net change in fund balances 645,839 (1,183,823) 672,382 Fund balances at beginning of year 2,445,461 21,570,655 66,484,966 ail Fund balances at end of year $ 3,091,300 $20,386,832 $67,157,348 411 See accompanying independent auditors'report. illi illi iii - 108 - 1111 COUNTY OF HAWAII Highway Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues: Taxes: Fuel taxes $ 7,390,000 $7,390,000 $ 7,933,810 $ 543,810 Public utility franchise taxes 11,578,499 11,578,499 9,004,330 (2,574,169) Total taxes 18,968,499 18,968,499 16,938,140 (2,030,359) Licenses and permits-motor vehicle weight taxes 10,849,616 10,849,616 11,617,480 767,864 Intergovernmental 630,000 927,710 1,304,601 376,891 Charges for services 500,000 500,000 348,680 (151,320) Other 69,000 69,000 478,789 409,789 Total revenues 31,017,115 31,314,825 30,687,690 (627,135) Expenditures: General government 40,000 162,711 36,208 126,503 Public safety-protective inspection 11,000 11,000 3,450 7,550 Public safety-traffic engineering 7,672,131 7,894,231 7,568,677 325,554 Highways and streets 13,506,994 13,506,994 10,266,952 3,240,042 Highways and streets-mass transit 7,500,000 7,500,000 6,164,448 1,335,552 Pension and retirement contributions 2,178,000 2,178,000 2,089,042 88,958 Employees'health insurance 1,411,000 1,411,000 1,032,266 378,734 Other 992,070 992,070 582,713 409,357 Total expenditures 33,311,195 33,656,006 27,743,756 5,912,250 Excess(deficiency)of revenues over(under) expenditures (2,294,080) (2,341,181) 2,943,934 5,285,115 Other financing uses-transfers in(out)- Transfers in-General Fund - 47,100 47,100 Transfers out-Capital Projects Fund (3,500,000) (3,636,056) (3,336,056) 300,000 Deficiency of revenues and other sources under expenditures and other uses (5,794,080) (5,930,137) (345,022) 5,585,115 Fund balance at beginning of year 11,037,547 11,037,547 11,037,547 - Fund balance at end of year $ 5,243,467 $5,107,410 $ 10,692,525 $ 5,585,115 See accompanying independent auditors'report. - 109 - ,,�. alp COUNTY OF HAWAII 4,10 Sewer Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- IR Budget and Actual(Budgetary Basis) rrr For the Fiscal Year Ended June 30,2016 414 www Actual Variance Original Final (Budgetary Positive Ili Budget Budget Basis) (Negative) Revenues: +it Charges for services-sewer fees $7,262,500 $ 7,262,500 $7,440,163 $ 177,663 Other - - 437 437 .si Total revenues 7,262,500 7,262,500 7,440,600 178,100 Ili iiii Expenditures: Sanitation 10,381,347 10,381,347 7,768,248 2,613,099 MI Pension and retirement contributions 844,863 844,863 714,083 130,780 ai Employees'health insurance 456,000 396,000 248,884 147,116 Other 577,000 637,000 (549,424) 1,186,424 111 Total expenditures 12,259,210 12,259,210 8,181,791 4,077,419 n Deficiency of revenues under expenditures (4,996,710) (4,996,710) (741,191) 4,255,519 II Other financing sources: „i Transfers in-General Fund 2,280,87.8 2,280,878 2,280,878 - iii Excess(deficiency)of revenues and other el sources over(under)expenditures (2,715,832) (2,715,832) 1,539,687 4,255,519 Fund balance at beginning of year 5,799,359 5,799,359 5,799,359 - 1l Fund balance at end of year $ 3,083,527 $ 3,083,527 $ 7,339,046 $ 4,255,519 Ili 411/ See accompanying independent auditors'report. ssi illi al Si w Ali .r Ili ■r i wit - 110- 1! Ali COUNTY OF HAWAII Solid Waste Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues: Intergovernmental $ 517,583 $ 717,583 $ 540,004 $ (177,579) Charges for services-tipping fees 7,231,696 7,231,696 9,367,704 2,136,008 Other 407,212.00 407,212 258,520 (148,692) Total revenues 8,156,491 8,356,491 10,166,228 1,809,737 Expenditures: Sanitation 25,233,061 25,433,061 24,183,188 1,249,873 Pension and retirement contributions 1,491,502 1,491,502 1,399,503 91,999 Employees'health insurance 820,000 789,000 660,045 128,955 Other 509,000 540,000 471,498 68,502 Total expenditures 28,053,563 28,253,563 26,714,234 1,539,329 Deficiency of revenues under expenditures (19,897,072) (19,897,072) (16,548,006) 3,349,066 Other fmancing sources: Transfers in-General Fund 16,608,221 16,608,221 16,608,221 - Excess(deficiency)of revenues and other sources over(under)expenditures (3,288,851) (3,288,851) 60,215 3,349,066 Fund balance at beginning of year 8,456,521 8,456,521 8,456,521 - Fund balance at end of year $ 5,167,670 $ 5,167,670 $ 8,516,736 $3,349,066 See accompanying independent auditors'report - 111 - COUNTY OF HAWAII Cemetery Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016111 wag Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues-other-sale of cemetery plots $ 10,000 $ 10,000 $ 7,250 $ (2,750) 141 Expenditures-health,education and welfare 10,000 10,000 - 10,000 Excess of revenues over expenditures - - 7,250 7,250 Fund balance at beginning of year 111,659 111,659 111,659 - - Fund balance at end of year $ 111,659 $ 111,659 $ 118,909 $ 7,250 r� See accompanying independent auditors'report. wl mi 1.1 rM 111 m ori - 112sit - COUNTY OF HAWAII Parking Meter Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues-Charges for services-highways and streets $ - $ - $ 13,743 $ 13,743 Excess of revenues over expenditures - - 13,743 13,743 Fund balance at beginning of year 234,894 234,894 234,894 - Fund balance at end of year $ 234,894 $ 234,894 $ 248,637 $ 13,743 See accompanying independent auditors'report. - 113 - ..y COUNTY OF HAWAII Vehicle Disposal Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) r++ For the Fiscal Year Ended June 30,2016 .,a. Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues: 1011 Licenses and permits-vehicle disposal fee $2,098,632 $ 2,098,632 $ 2,261,508 $ 162,876 .w Charges for services-towing charges 1,000 1,000 2,102 1,102 Miscellaneous 1,500 1,500.00 36,824 35,324 141 Total revenues 2,101,132 2,101,132 2,300,434 199,302 111 Expenditures: Sanitation 4,418,450 4,418,450 391,113 4,027,337 Pension and retirement contributions 27,367 27,367 18,624 8,743 Employees'health insurance 24,000 24,000 15,671 8,329 41, Other 8,400 8,400 - 8,400 ..r Total expenditures 4,478,217 4,478,217 425,408 4,052,809 Excess(deficiency)of revenues over(under)expenditures (2,377,085) (2,377,085) 1,875,026 (3,853,507) r` Fund balance at beginning of year 6,224,856 6,224,856 6,224,856 Fund balance at end of year $3,847,771 $ 3,847,771 $ 8,099,882 $ (3,853,507) 114 See accompanying independent auditors'report. Mit N .ri N* - 114- ' iii COUNTY OF HAWAII Bikeway Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues-licenses and permits-bicycle tax $ 60,000 $ 60,000 $ 70,070 $ 10,070 Expenditures-highways and streets 223,000 473,000 330,742 142,258 Excess(deficiency)of revenues over(under) expenditures (163,000) (413,000) (260,672) 152,328 Fund balance at beginning of year 827,242 778,327 827,242 - Fund balance at end of year $664,242 $365,327 $566,570 $152,328 See accompanying independent auditors'report. - 115 - COUNTY OF HAWAII AN% Workforce Innovation & Opportunity Act Fund opt Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) mai For the Fiscal Year Ended June 30,2016 4101. Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) aid Revenues-intergovernmental-federal grants $ - $ 1,521,232 $ 1,127,934 $ (393,298) Expenditures-health,education and welfare - 1,521,232 1,127,934 393,298 ii Excess of revenues over expenditures - - - - Fund balance at beginning of year - - - - Fund balance at end of yearire See accompanying independent auditors'report. 111 a 111 U' uoi lei Oil ii1 - 116 - MI COUNTY OF HAWAII Golf Course Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues: Charges for services $ 884,400 $ 884,400 $ 650,311 $ (234,089) Expenditures: Culture and recreation 1,012,735 1,012,735 974,085 38,650 Pension and retirement contributions 194,173 194,173 180,848 13,325 Employees'health insurance 114,212 114,212 101,919 12,293 Other 26,136 26,136 3,396 22,740 Total expenditures 1,347,256 1,347,256 1,260,248 87,008 Deficiency of revenues under expenditures (462,856) (462,856) (609,937) (321,097) Other financing sources: Transfers in-General Fund 462,856 462,856 462,856 - Excess of revenues and other sources over expenditures - - (147,081) (321,097) Fund balance at beginning of year 386,864 386,864 386,864 - Fund balance at end of year $ 386,864 $ 386,864 $ 239,783 $ (321,097) See accompanying independent auditors'report. - 117 - ow COUNTY OF HAWAIImom Geothermal Relocation and Community Benefits Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) w For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive 00 Budget Budget Basis) (Negative) am Revenues-other-geothermal royalties $ 600,000 $ 600,000 $ 705,242 $ 105,242 a1 Expenditures: elm General government: Planning and zoning 1,700,000 1,700,000 1,283,059 416,941 Deficiency of revenues under expenditures (1,100,000) (1,100,000) (577,817) (311,699) 011 Fund balance at beginning of year 4,740,394 4,740,394 4,740,394 - wit Fund balance at end of year $ 3,640,394 $3,640,394 $ 4,162,577 $ (311,699) w See accompanying independent auditors'report. its imp Sad rrt 11110 Val 1 1 - 118- COUNTY OF HAWAII Beautification Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues-licenses and permits-highway beautification $ 175,000 $ 175,000 $ 188,462 $ 13,462 Expenditures: Highways and streets 136,600 136,600 134,600 2,000 Culture and recreation 352,700 352,700 314,418 38,282 Total expenditures 489,300 489,300 449,018 40,282 Deficiency of revenues under expenditures (314,300) (314,300) (260,556) 53,744 Fund balance at beginning of year 1,219,561 1,219,561 1,219,561 - Fund balance at end of year $ 905,261 $ 905,261 $ 959,005 $ 53,744 See accompanying independent auditors'report. - 119 - OS COUNTY OF HAWAII .0* Hawaii County Housing Agency Schedule of Revenues,Expenditures,and Changes in Fund Balance- I. Budget and Actual(Budgetary Basis) w For the Fiscal Year Ended June 30,2016 .,isip Actual Variance tei Original Final (Budgetary Positive Budget Budget Basis) (Negative) 4/4 +ri Revenues: MO Intergovernmental- awl Federal-HUD-Voucher program $ 15,395,461 $ 16,916,961 $ 16,950,536 $ 33,575 Investment earnings 1,500 1,500 3,049 1,549 110 Resale of property - - 93,407 93,407 Other 35,132 85,132 174,155 89,023 "r" Total revenues 15,432,093 17,003,593 17,221,147 217,554 IN Expenditures: .r Health,education and welfare 16,474,958 18,086,170 17,725,120 361,050 Pension and retirement contributions 634,660 634,660 598,632 36,028 as Employees'health insurance 278,825 278,825 259,342 19,483 ,ri Total expenditures 17,388,443 18,999,655 18,583,094 416,561 xi Deficiency of revenues under expenditures (1,956,350) (1,996,062) (1,361,947) 634,115 r Other financing uses-transfers in(out)- Transfers in-General Fund 1,571,796 1,611,502 1,611,502 - 4, NMI Deficiency of revenues and other sources under expenditures (384,554) (384,560) 249,555 634,115 all Fund balance at beginning of year 3,342,771 3,342,771 3,342,771 - .. Fund balance at end of year $ 2,958,217 $ 2,958,211 $ 3,592,326 $ 634,115 i at See accompanying independent auditors'report. al v IP Ill if II it NO a - 120- MN to COUNTY OF HAWAII Park Dedication Fund Schedule of Revenues,Expenditures,and Changes in Fund Balance- Budget and Actual(Budgetary Basis) For the Fiscal Year Ended June 30,2016 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) (Negative) Revenues-investment earnings $ - $ - $ 1,232 $ 1,232 Deficiency of revenues under expenditures - - 1,232 1,232 Fund balance at beginning of year 87,182 87,182 87,182 - Fund balance at end of year $ 87,182 $ 87,182 $ 88,414 $ 1,232 See accompanying independent auditors'report. - 121 - COUNTY OF HAWAII ANgt Agency Funds Combining Statement of Agency Funds Net Position June 30,2016 yogi Performance '""' State Improvement Improvement Improvement and Weight District District District Refundable Tax No. 18 No. 19 Revolving Deposits ur Fund Fund Fund Fund Fund Assets Cash and cash equivalents $1,933,982 $ 402,107 $ 222,675 $ 3,536 $ 258,768 Investments - - 258,205 170,056 - Due from other agency funds - - - - - "" Other receivables - 3,684 4,312 - 1,600 Total assets $1,933,982 $ 405,791 $ 485,192 $ 173,592 $ 260,368 - .rr Liabilities Due to other agency funds $ - $ - $ - $ - $ 5,678 .w Accrued liabilities 1,933,982 5,561 6,852 - - Advances payable - 14,626 6,580 - 254,690 Assets held for the benefit of .,l improvement districts - 385,604 471,760 173,592 Total liabilities $1,933,982 $ 405,791 $ 485,192 $ 173,592 $ 260,368 See accompanying independent auditors'report. nit +�I >W! I 1/10 1 - 122 - +I Non-Profit Organ and Business Payroll Flexible Lapsed License Tissue Improvement Clearance Spending Warrants Plates Education District Fund Account Fund Fund Fund 1 -Kailua Total $ 470,978 $ 355,731 $ 311,363 $ 1,125 $ 1,115 $ 811 $ 3,962,191 - - - - - - 428,261 - - 5,855 - - - 5,855 2,179 - 6,073 - - 22,158 40,006 $ 473,157 $355,731 $ 323,291 $ 1,125 $ 1,115 $ 22,969 $ 4,436,313 $ 177 $ - $ - $ - $ - $ - $ 5,855 472,980 355,731 323,291 1,125 1,115 813 3,101,450 - - - - - - 275,896 - - - - - 22,156 1,053,112 $ 473,157 $ 355,731 $ 323,291 $ 1,125 $ 1,115 $ 22,969 $ 4,436,313 - 123 - me YF' COUNTY OF HAWAII As Agency Funds two Combining Statement of Changes in Assets and Liabilities SII For the Fiscal Year Ended June 30,2016 Iwo wit Balance Balance „rr July 1, June 30, 2015 Additions Deductions 20161/11 State Weight Tax Fund Assets Cash and cash equivalents $1,935,232 $ 23,397,486 $ 23,398,736 $1,933,982 us Liabilities Vouchers payable $ - $ 23,394,347 $ 23,394,347 $ - X11 Accrued liabilities-due to State of Hawaii 1,935,232 23,397,486 23,398,736 1,933,982 r Total liabilities $1,935,232 $ 46,791,833 $ 46,793,083 $1,933,982 el Improvement District No. 18 Fund vii Assets Cash and cash equivalents $ 350,023 $ 208,186 $ 156,102 $ 402,107 at Other receivables 4,313 222,149 222,778 3,684 at Total assets $ 354,336 $ 430,335 $ 378,880 $ 405,791 ill Liabilities ,r Vouchers Payable $ - $ 1,101 $ 1,101 $ - Due to other non-agency funds 2,058 1,878 2,058 1,878 1' Accrued liabilities 4,313 180,154 180,784 3,683 art Advances payable 14,617 14,626 14,617 14,626 Assets held for the benefit Ai of improvement districts 333,348 180,809 128,553 385,604 viii, Total liabilities $ 354,336 $ 378,568 $ 327,113 $ 405,791 I Improvement District No. 19 Fund mit Assets Cash and cash equivalents $ 424,287 $ 109,587 $ 311,199 $ 222,675 al Investments - 258,205 - 258,205 soc Other receivables 3,456 100,996 100,140 4,312 Total assets $ 427,743 $ 468,788 $ 411,339 $ 485,192 I lot Liabilities Vouchers Payable $ - $ 853 $ 853 $ - 411 Due to other non-agency funds 1,779 2,540 1,779 2,540 tit Accrued liabilities 3,456 100,996 100,140 4,312 Advances payable 5,879 6,580 5,879 6,580 1111 Assets held for the benefit to of improvement districts 416,629 111,213 56,082 471,760 Total liabilities $ 427,743 $ 222,182 $ 164,733 $ 485,192 110 iil - 124 - ON till COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30,2016 Balance Balance July 1, June 30, 2015 Additions Deductions 2016 Improvement District Revolving Fund Assets Cash and cash equivalents $ 6,162 $ 3,400 $ 6,026 $ 3,536 Investments 170,064 170,056 170,064 170,056 Total assets $ 176,226 $ 173,456 $ 176,090 $ 173,592 Liabilities Vouchers payable $ - $ 6,026 $ 6,026 $ - Assets held for the benefit of improvement districts 176,226 9,417 12,051 173,592 Total liabilities $ 176,226 $ 15,443 $ 18,077 $ 173,592 Performance and Refundable Deposits Fund Assets Cash and cash equivalents $ 213,387 $ 474,267 $ 428,886 $ 258,768 Due from other non-agency funds - 1,600 - 1,600 Total assets $ 213,387 $ 475,867 $ 428,886 $ 260,368 Liabilities Vouchers payable $ - $ 423,386 $ 423,386 $ - Due to other agency funds 2,975 5,678 2,975 5,678 Advances payable 210,412 470,389 426,111 254,690 Total liabilities $ 213,387 $ 899,453 $ 852,472 $ 260,368 Payroll Clearance Fund Assets Cash and cash equivalents $ 447,703 $266,402,055 $266,378,780 $ 470,978 Due from other non-agency funds 177 255,681,415 255,681,592 - Other receivables 16,691 123 14,635 2,179 Total assets $ 464,571 $522,083,593 $ 522,075,007 $ 473,157 Liabilities Vouchers payable $ - $ 126,143,380 $ 126,143,380 $ - Due to other agency funds 532 177 532 177 Accrued liabilities 464,039 273,467,026 273,458,085 472,980 Total liabilities $ 464,571 $ 399,610,583 $ 399,601,997 $ 473,157 - 125 - - ms COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities all For the Fiscal Year Ended June 30,2016 two Mill Balance Balance tad July 1, June 30, 2015 Additions Deductions 2016 mit Not Flexible Spending Account Assets illi Cash and cash equivalents $ 358,861 $ 306,243 $ 309,373 $ 355,731 °1d Liabilities IR Accrued liabilities $ 358,861 $ 306,243 $ 309,373 $ 355,731 r Lapsed Warrants Fund ,1 Assets 'r+ Cash and cash equivalents $ 299,087 $ 17,639 $ 5,363 $ 311,363 ,O Due from other agency funds 3,507 5,855 3,507 5,855 Other receivables 13,893 6,073 13,893 6,073 "`a Total assets $ 316,487 $ 29,567 $ 22,763 $ 323,291 ■1 Liabilities .w Vouchers payable $ - $ 5,363 $ 5,363 $ - „R Accrued liabilities 316,487 25,636 18,832 323,291 w Total liabilities $ 316,487 $ 30,999 $ 24,195 $ 323,291 Pi Non-Profit License Plates Fund rr Assets Cash and cash equivalents $ 950 $ 4,515 $ 4,340 $ 1,125 "ill' Liabilities wi' Vouchers payable $ - $ 4,340 $ 4,340 $ - mil ' Accrued liabilities: ,r,,, Due to non-profit agency 950 4,325 4,150 1,125 Total liabilities $ 950 $ 8,665 $ 8,490 $ 1,125 MU IMO Organ and Tissue Education Fund AO Assets UM Cash and cash equivalents $ 97.3 $ 4,476 $ 4,334 $ 1,115 Liabilities ft Vouchers payable $ - $ 4,286 $ 4,286 $ - am Accrued liabilities-due to State of Hawaii 973 4,281 4,139 1,115 li► Total liabilities $ 973 $ 8,567 $ 8,425 $ 1,115 iri - 126- IIIP Alit COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30,2016 Balance Balance July 1, June 30, 2015 Additions Deductions 2016 Business Improvement District 1-Kailua Assets Cash and cash equivalents $ 625 $ 769,237 $ 769,051 $ 811 Other receivables-BID 1-Kailua Assessment 20,176 772,399 770,419 22,156 Due from other nob-agency funds - 4,104 4,102 2 Total assets $ 20,801 $ 1,545,740 $ 1,543,572 $ 22,969 Liabilities Vouchers payable $ - $ 768,000 $ 768,000 $ - Accrued liabilities-due to KVBID 625 516 625 516 Due to other non-agency funds - 1,070 773 297 Assets held for the benefit of improvement districts 20,176 764,466 762,486 22,156 Total liabilities $ 20,801 $ 1,534,052 $ 1,531,884 $ 22,969 Total-All Agency Funds Assets Cash and cash equivalents $4,037,290 $291,697,091 $291,772,190 $3,962,191 Investments 170,064 428,261 170,064 428,261 Due from other agency funds 3,507 5,855 3,507 5,855 Due from other non-agency funds 177 255,687,119 255,685,694 1,602 Other receivables-BID 1-Kailua Assessment 20,176 772,399 770,419 22,156 Other receivables 38,353 329,341 351,446 16,248 Total assets $4,269,567 $ 548,920,066 $548,753,320 $4,436,313 Liabilities Vouchers payable $ - $ 150,751,082 $ 150,751,082 $ - Due to other agency funds 3,507 5,855 3,507 5,855 Due to other non-agency funds 3,837 5,488 4,610 4,715 Accrued liabilities 1,147,156 274,080,055 274,067,214 1,159,997 Accrued liabilities-due to non-profit agency 950 4,325 4,150 1,125 Accrued liabilities-due to State of Hawaii 1,936,205 23,401,767 23,402,875 1,935,097 Accrued liabilities-due to KVBID 625 516 625 516 Advances payable 230,908 491,595 446,607 275,896 Assets held for the benefit of improvement districts 946,379 1,065,905 959,172 1,053,112 Total liabilities $4,269,567 $449,806,588 $449,639,842 $4,436,313 See accompanying independent auditors'report. - 127 - NIP COUNTY OF HAWAII -004 Private Purpose Trusts Combining Statement of Private Purpose Trust Net Position !! June 30, 20161111 Shippers' Total rid Geothermal Wharf Private Asset Trust Purpose Assets Fund Fund Trusts +wi Cash and cash equivalents $ 675,526 $ 1,088,961 $ 1,764,487 Investments 1,562,469 1,428,351 2,990,820 Total assets $ 2,237,995 $ 2,517,312 $ 4,755,307 Net Position IAIII Held in trust for other parties $ 2,237,995 $ 2,517,312 $ 4,755,307 r, Total net position $ 2,237,995 $ 2,517,312 $ 4,755,307 See accompanying independent auditors'report. mar mai err r Olt rri rr r0 k • 1 ✓li - 128 - ORI COUNTY OF HAWAII Private Purpose Trusts Combining Statement of Changes in Private Purpose Trust Net Position For the Fiscal Year Ended June 30,2016 Shippers' Total Geothermal Wharf Private Asset Trust Purpose Fund Fund Trusts Additions Contributions: Puna Geothermal Venture $ 50,000 $ - $ 50,000 Investment earnings: Net increase(decrease) in fair value of investments (72) 197,415 197,343 Dividends - 59,305 59,305 Interest 31,355 857 32,212 Total additions 81,283 257,577 338,860 Deductions Claims Consultant 22,846 - 22,846 Grant payments - 128,070 128,070 Total deductions 22,846 128,070 150,916 Change in net position 58,437 129,507 187,944 Net position,beginning of year 2,179,558 2,387,805 4,567,363 Net position, end of year $ 2,237,995 $ 2,517,312 $ 4,755,307 See accompanying independent auditors'report. - 129 - ww sot 111 This page intentionally left blank. Ile r4 ewe -i lot - 130 - STATISTICAL SECTION (UNAUDITED) Contents Page Financial Trends—These schedules contain trend information to help help the reader understand how the County's financial performance and well-being have changed over time. 131 Revenue Capacity—These schedules contain information to help the reader assess the County's most significant local revenue source,the property tax. 136 Debt Capacity—These schedules present information to help the reader assess the affordability of the County's current levels of outstanding debt and the County's ability to issue additional debt in the future. 142 Demographic and Economic Information—These schedules offer demographic and economic indicators to help the reader understand the environment within which the County's financial acitivities take place. 145 Operating Information—These schedules contain service and infrastructure data to help the reader understand how the information in the County's financial report relates to the services provided and the activities performed by the County. 147 o -- '0 kr, 01 0 0, ca, — -l- a) 01 O -- h M h O N 0 7 00 ..0 O O, oo -- O . co 0+ 0, 0, O 00 'O 65 V 00 N -- 'O N N 7 O H — O000 L.O O oo O f M '0 7 N V V 0, O -- ^- vi V o0 N h 00 --. 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N � y '�..' a c O ; T C 9 G. 7 tj eel i w y 'O. y 000 C1 v7i -Eel tri I. c d c o d o c id ro 0 = D. `° arni o ONNA C C 42. LL1 0 4 ,0c4azrxu < a "e = c4a cn UIxu < ,0 F a z ¢ Iii - 134 IIII - Table 4 COUNTY OF HAWAII Changes in Fund Balances,Governmental Funds (Modified accrual basis of accounting) Last Ten Fiscal Years (Amounts in thousands) 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 Revenues: Property tax $181,446 $208,313 $225,858 $215,548 $216,511 $208,231 $201,201 $223,482 $236,190 $249,054 Public service company tax 7,396 8,381 10,229 9,647 9,297 9,897 10,766 10,380 10,386 9,801 Fuel tax 8,471 7,888 7,662 7,406 7,603 8,293 6,353 7,373 7,633 7,934 Public utility franchise tax 8,520 9,027 11,118 8,963 9,416 11,065 11,087 10,793 10,824 9,004 Licenses and permits 16,269 15,918 14,972 14,725 15,097 15,790 15,991 19,618 22,046 22,432 Intergovernmental 63,599 72,601 70,869 77,614 93,748 100,867 79,912 75,257 86,272 85,173 Charges for services 21,685 22,154 21,404 18,909 16,416 16,885 17,055 19,392 20,357 21,672 Investment earnings(loss)' 10,291 12,144 8,914 2,253 510 406 (618) 1,704 716 614 Settlement contributions - - - - - - 12,500 - - - Other 5,073 7,151 5,690 3,241 7,874 4,201 4,399 30,084 9,769 16,132 Total Revenues 322,750 363,577 376,716 358,306 376,472 375,635 358,646 398,083 404,193 421,816 Expenditures: Current: General government 37,652 42,991 45,882 40,586 34,251 35,088 33,360 36,679 40,805 40,488 Public safety 93,241 103,617 107,540 108,798 104,917 104,523 106,885 111,221 122,819 127,451 Highways and streets 14,033 19,529 17,159 20,222 17,114 17,338 17,923 20,270 20,984 22,479 Sanitation 31,817 33,405 35,025 35,675 28,424 29,511 30,672 29,949 31,464 34,015 Health,education and welfare 21,470 24,609 24,596 25,519 26,847 23,749 24,199 23,070 24,540 25,380 Culture and recreation 17,118 18,179 18,853 17,266 16,001 16,763 16,337 18,334 20,056 21,561 Pension and retirement contributions 21,796 24,296 28,870 28,509 27,284 27,773 29,816 33,032 38,485 41,359 Employees'health insurance 16,941 18,089 19,119 23,573 25,212 25,902 26,011 26,786 27,731 30,112 Other postemployment benefits - 13,629 14,950 15,700 17,307 - - 3,170 4,532 7,180 Other 5,108 5,344 6,257 4,773 4,758 4,183 2,991 3,238 4,686 3,931 Debt service: Principal 16,076 16,548 19,749 20,720 42,233 24,834 25,718 19,013 22,004 22,432 Interest 9,894 13,116 12,790 14,584 14,841 15,032 14,345 14,644 13,871 12,974 Capital outlay 52,285 70,156 89,368 100,653 87,782 71,220 48,565 51,369 79,398 144,288 Total Expenditures 337,431 403,508 440,158 456,578 446,971 395,916 376,822 390,775 451,375 533,650 Revenues over(under)Expenditures (14,681) (39,931) (63,442) (98,272) (70,499) (20,281) (18,176) 7,308 (47,182) (111,834) Other Financing Sources(Uses): Sale of assets 5 3,470 58 10 6 153 1 10 25 66 Capital leases 2,403 2,187 1,026 1,948 47 2,521 1,307 14 1,971 3,389 State Revolving Fund loans 6,255 1,916 280 6,811 9,257 4,569 4,991 3,072 - 7,317 Sale of bonds 85,000 - 50,000 - 45,000 - 50,480 - - 130,136 Issuance of bond anticipation notes(BANs) - - - 19,000 - - - - Refunding bonds 31,607 - - - - - 47,510 - - 106,254 Premium on bonds 3,099 - 185 - 2,078 - 17,570 - - 23,174 Refunding bonds/BANs issuance costs (218) - - (19) - - - - - (508) Payment to refunded bond escrow agent (32,699) - - - - - (45,352) - - (128,920) Retirement of refunded debt - - - - - - (9,635) - - Transfers in 59,139 64,929 56,697 61,495 56,099 59,971 51,356 61,238 59,394 57,412 Transfers out (59,139) (64,929) (56,697) (61,495) (56,099) (59,971) (51,356) (61,238) (59,394) (57,412) Total other financing sources 95,452 7,573 51,549 27,750 56,388 7,243 66,872 3,096 1,996 140,908 Net change in fund balances $ 80,771 $(32,358) $(11,893) $(70,522) $(14,111) $(13,038) $ 48,696 $ 10,404 $(45,186) $ 29,074 Debt service as a percentage of noncapital expenditures 9.0% 9.3% 9.0% 10.4% 15.9% 12.3% 13.9% 10.0% 9.3% 9.3% Unaudited-see accompanying independent auditors'report. 'Amount for fiscal year 2014 has been changed for consistency. -135- IP lii U IMP OI Ili in _ .�.. N 0 01 00 00 M M 00 00 V7 M M N 00 00 O 0\ N M 'r') M M 1. 10 10 co) 00 Q\ N co -0 00 [l 00 01 10 N 00 C .0 N 0 10 M 0 01 N .--. �O "cf 00 00 M N t) v) v1 00it HO 01 10 N Q• \ 00 - 00 00 t r M O r N O m- N or:N 00 01 O '/') 00 •-+ 00 00 'n O 10 r•-• co s O 00 I, N 00 'r) N N N --. M M N M N 'n 'rTci E" Ill" � 00 00 M co N N at N• --r 'r) M N V7 N --� 'n �t N z c4 69 69 ilita 0 O b vs C O O O O O O v7 v) 0 O O kr) v O O O 'l ) _ .-. O O O M N in --- ... -. O O O r1 n 4') ' as c4 69 00 00 00 01 01 01 00 00 v1 00 00 00 01 0\ 01 n 111 00 00 ' 1 a g 1. 69 6.9 F a + et C4 01 all el h or 'b a) N 00 00 N 1D M 0 0\ N 0 01 00 O N 00 Cr) --. t,," 4. .0 0 10 kr) N0 •--- 00 -. 10 'n 0 N 10 0 00 01 N M 0:i0 1p -. 10 00 N. 10 M 0\00 -. 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Vo vw 0a) CO • -''v, as O ' C c0 C v, 0, a) a) ) C)N OC ❑ 0 a. o p b 0A O O 4-• N Y O O b 0A O O 4r v .0 C ,L a) L=, ¢ xU � QUx ¢ R+ ¢ x0 .5 ¢ Ux ¢ U Qa (� f-, f--' >, rn C) y v) C)) O cl kin 1/4C) U W 0 I) H -n u. ›” oN NN ° C C - 139 - PP sat I Table 6 ago COUNTY OF HAWAI`I ii' Principal Taxpayers ' June 30,2016 and 2007 ait II Fiscal Year 2016 Fiscal Year 2007 tat Percentage Percentage 2015 of Total 2006 of Total 01 Assessed Assessed Assessed Assessed te Taxpayer Business Valuation Rank Valuation Valuation Rank Valuation Alt Kohanaiki Shores LLC Developer $ 252,423,900 1 1.0% $ - - wr Mauna Kea/Hapuna Beach Corps. Developer/Hotel 174,091,900 2 0.7% - - Hualalai Investors LLC Developer/Hotel 162,656,400 3 0.6% - - PR. Hilton Resorts Corp. Timeshare 153,541,800 4 0.6% - - rr Orchid 09 LLC Hotel 117,121,800 5 0.4% - - Mauna Lani Resort Inc. Developer/Hotel 94,590,800 6 0.4% 112,047,800 8 0.4% fah Raptor Residence LLC Residential 68,016,200 7 0.3% - - O Target Corporation Retailer 65,142,500 8 0.2% - - Ho Retail Properties LTD Retailer 64,012,900 9 0.2% - - iim KD Acquisition LLP Hotel 63,928,000 10 0.2% - - r+ Kamehameha Schools(a) Land Trust - - 622,224,400 1 0 Liliuokalani Trust Estate Land Trust - - 298,188,800 2 1.1% at Kaupulehu Makai Venture Developer - - 230,742,900 3 0.9% it Mauna Kea Development Corp Hotels/Dev. - - 216,837,700 4 0.8% Global Resort Partners Hotel - - 204,812,400 5 0.8% am WB KD Acquisition LLC Developer - - 158,250,000 6 0.6% w. WB-LCP Orchid Owner LLC Hotel - - 136,074,700 7 0.5% Kona Coast Resort Ltd Condo/Time Share - - 78,575,300 9 0.3% i BRE/Waikoloa LLC Hotel - - 65,574,600 10 0.2% m $1,215,526,200 4.7% $ 2,123,328,600 7.9% ili1 wit Note: Gross valuation at January I,2015: $26,392,845,357 S! Gross valuation at January 1,2006: $26,887,311,800 'moi Source: County of Hawai`i,Department of Finance,Real Property Tax Division 11 lb Unaudited-see accompanying independent auditors'report. MP Ni AIS 141 - 140 - I1 tit N 01) ° Z ri, o a H 0 0 v, C o o o o 0 0 0 0 V, N y O 0 0 0 0 0 0 0 -- "4 M '� iG U O 0 �1 � a• 0 * U Com.' •C 00 V'1 0 00 l0 00 M kr) u.-) 0\ N 1p (� M N dr M 00 —4 .O 00 co" - M O\ tto M 0 el• Cr X 00 00 0\ \C 0 00 00 0 N 00 v . N M d' Ln 4) 00 Ln CN ,--. * * cn ct 4-4 7.1C a o g",' 0 0 0 0C.:;`,' 0 :.;.15,' 0 0 ;-;t'''- 0 0 O 'r:, y a. 0 0 0 0 0 0 0 0\ 0\ N H 0 0 0 0 0 0 0 0 0 0 O\ O\ o a• O rn U U C d- v', O N N N Vi 0\ to M ..i .-- N V) V0 C.) 0 0000 71 ,---. 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O C + Co Co V -1., d v E Co C6. g v1 000 0000 'D '0 N 000 en .. h p, Co 'fl all 0 r N r N �D N �0 N N -0 .0 •y O g Q 0 0 ,.D k.0 r Ch vl O N oo N M -0 C CO cd ap+ O `� 7 r 0l '0 kr) v1 0o N vl l0 p C0 a=i 1I101 > b N M l0 Yr vl O 00 0\ h 7 td 0 U O i y O 0 O N CO O %O N O N N N y O W 'y-' 6 Qui w M N N en en N N N N N y 7 ••> G 0 y 0 AI 00 O 00 '0 co VD O0 0 0 Q, en O G id 00 (7 C. r v r O V N -g O O . 7 CO 1N1 D r vl .. .. vl h vl N N en V f.1 0 O •a. .N.+^ 00 N O O) 00 v) 00 N ' r' 0 CO („) Co 0 Cl O r '0 r en v, 00 0 n. V 0. 0 .^D 0 r r r 0 1D as 0. L p 0 o 0 — O) N N ,c," '45 N o0 N en G W y +� C ON r ken O, r 0 00 en Ol 0 oD U N N N N en N en en N a Co��.' • l• d g OD V O 00 O O -• N en et Cr) VZ 0 75 8 y �1 y 0 0 0 0 0 0 0 0 0 0 0 (w.., v •a 7 Lir >" N N N N NNNNNN z. .Oi A.0i Q AIM - 142 - -1 Table 9 COUNTY OF HAWAI`I Ratios of General Bonded Debt Outstanding Last Ten Fiscal Years Debt Percent of Applicable to Net Taxable Fiscal Legal Debt Property Per Year Margin (a) Value(b) Capita(c) 2007 281,836,503 L2% 1,633 2008 265,431,280 1.0% 1,510 2009 296,535,925 1.0% 1,667 2010 277,481,633 1.0% 1,549 2011 305,615,691 1.2% 1,636 2012 317,699,844 1.3% 1,679 2013 315,676,941 1.3% 1,654 2014 298,709,020 1.3% 1,538 2015 312,632,049 1.2% 1,592 2016 362,963,113 1.4% N/A NOTES: (a) See Table 10 for debt applicable to legal debt margin. (b) See Table 5 for net taxable property values. (c) See Table 11 for population data. Details regarding the County's outstanding debt can be found in the notes to the basic financial statements. Unaudited-see accompanying independent auditors'report. - 143 - • OPP to t- en Vl l� M IR °) °N °° O° 0 00 a o°, a c �° o a .° a VOO, o a , N ON M V) ^ M ON l M M N V0 M M VM Nlif 69 HA C 69 69 69 N O Illi 00 N vO p cd O� O un 04, o G. •e a N t` M .b 6.W M en G 7 Ili 69 6A 'b 9 . a • N MR ON N N om... O 0 ti al en O N ' N N C cid 00 00 O O E M M .. N3 69 �+ . all O O ▪ al 0 t ✓ N- 00 ... Q > v) .p C el en r-- O " E HM e O • ° MO tai) En O N .... r 0, N CO _a N v' MN O .a N E 'bNiiii M^ M Vr al fA 69 teto • by N 0) N y rod a.S Z ca .a o o `O a gfV O^ N N o ..D 3 Ili O .--. M 00 4) N '.0 M M O lira M M 69 69 > N N IIII ‘0 ,O, O y�N U 0000 '.0 N e w i C "-C .N v1 N .4 wN 00 M V) C' O En IQ 69 EA mu 3o ° ° J.Qo 7 .�. N N yyC N , = C V O l- oo �t en N • y ch Jr o al u" 'c N N N � V) M '>.' vC� +vC+ �O - 4. c0 Go 69 69 a-C••, O WI d co A a Q v1 ‘O O) C y a Mil U O ° C 44 Oell ON O1 O O O N ON N C- C 7 rim.•6 N - O 4' 69 69 p ,7 aa• te-. fill O — tr. i oq C- en 00 v v O e 0 .= tri a) N ON N V0 0q '0 M MC O 0 at 69 G9 'O -0 0. y C) y .fl y NO of l- t- O C ei• M O O O 't7 00 M o h d 0 It N N .N -i N y C) M enC C 0 1111111iEIA EIA U C N � Ua. .E 0 E ) — ) q 0 o yv A 0 a y E o C wr � cal 0 w y art c y o 4.4 a> °' d Q A° .3 al.)00 2 F., -.° iii - 144 - IP irk Table 11 COUNTY OF HAWAII Demographic and Economic Statistics Last Ten Fiscal Years Fiscal *Personal *Per Year *Resident Income Capita Ended Population (thousands Personal School Unemployment June 30, as of July 1 of dollars) Income Enrollment Rate 2006 173,536 $ 5,064,624 $ 29,185 30,539 3.0% 2007 177,733 $ 5,509,169 $ 30,997 30,618 3.4% 2008 181,506 $ 5,899,236 $ 32,502 30,408 5.7% 2009 183,629 $ 5,517,497 $ 30,047 30,138 9.9% 2010 185,381 $ 5,717,885 $ 30,844 29,741 10.0% 2011 187,229 $ 6,114,237 $ 32,656 30,103 9.7% 2012 189,191 $ 6,318,657 $ 33,398 30,314 8.3% 2013 190,821 $ 6,544,583 $ 34,297 33,948 6.6% 2014 194,190 $ 6,771,329 $ 34,870 29,985 6.5% 2015 196,428 $ 7,067,347 $ 35,979 29,865 5.2% * Amounts reflect subsequent adjustments Source: County of Hawai`i, Department of Research and Development, Bureau of Economic Analysis, State of Hawaii Department of Labor, State of Hawaii DOE and University of Hawaii Hilo Unaudited-see accompanying independent auditors'report. - 145 - ill tri Table 12 MI COUNTY OF HAWAII rill Principal Employers,County of Hawaii ll oil June 30,2016 and 2007 Ili 2016 2007 iiill Percentage Percentage ing of Total County of Total County Employer Employees Rank Employment Employees Rank Employment of mu State of Hawai`i 9,100 1 13.4% 7,696 1 9.3% County of Hawaii 2,700 2 4.0% 2,335 2 2.8% 'r United States Government 1,300 3 1.9% 1,231 3 1.5% Four Seasons Resort Hualalai 1,200 4 1.8% 676 7 0.8% Mauna Kea and Hapuna Prince Resorts mi and Mauna Kea Services 1,053 5 1.5% - - - Hilton Waikoloa Village 903 6 1.3% 1,128 4 1.4% me KTA Super Stores 815 7 1.2% 885 5 1.1% .0 The Fairmont Orchid,Hawai`i 650 8 1.0% 800 6 1.0% Walmart 645 9 0.9% - - - am Mauna Lani Resort(Operations),Inc. 500 10 0.7% - - - Ms Mauna Lani Bay Hotel - - - 630 8 0.8% Hapuna Beach Prince Hotel - - - 572 9 0.7% ori Mauna Kea Beach Hotel - - - 561 10 0.7% ust Total 18,866 27.7% 16,514 20.1% .wh Total employee count 67,942 82,750 Mil Source: County of Hawaii,Department of Research and Development at iYl Unaudited-see accompanying independent auditors'report. 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