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HomeMy WebLinkAboutComprehensive Annual Financial Report 2020County of Hawaii State of Hawaii z Comprehensive Annual Financial Report For the Fiscal Year July 1, 2019 to June 30, 2020 COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended June 30, 2020 vrV v y �r J COUNTY OF HAWAII Hilo, Hawaii Harry Kim Mayor Roy Takemoto Managing Director Prepared by The Department of Finance Deanna Sako Director of Finance COUNTY OF HAWAII Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2020 Table of Contents FINANCIAL SECTION Report of Independent Auditors Management's Discussion and Analysis 14 Basic Financial Statements: Government -wide Financial Statements: Statement of Net Position 26 Statement of Activities 28 Fund Financial Statements: Ling INTRODUCTORY SECTION 30 Letter of Transmittal GFOA Certificate of Achievement 7 Organization Chart 8 List of Elected Officials 9 List of Principal Officials 10 FINANCIAL SECTION Report of Independent Auditors Management's Discussion and Analysis 14 Basic Financial Statements: Government -wide Financial Statements: Statement of Net Position 26 Statement of Activities 28 Fund Financial Statements: Balance Sheet - Governmental Funds 30 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 31 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds 32 Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities 34 Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) - General Fund 36 Statement of Net Position - Proprietary Funds 40 Statement of Revenues, Expenses, and Changes in Fund Net Position - Proprietary Funds 41 Statement of Cash Flows - Proprietary Funds 42 Statement of Fiduciary Net Position - Fiduciary Funds 43 Statement of Changes in Fiduciary Net Position - Fiduciary Funds 44 Notes to the Basic Financial Statements 45 Required Supplementary Information 103 FINANCIAL SECTION (Continued) 147 Table 2 - Changes in Net Position Page Combining and Individual Nonmajor Fund Statements and Schedules: 150 Combining Balance Sheet - Nonmajor Governmental Funds 114 Combining Statement of Revenues, Expenditures, and Changes in Fund 152 Balances - Nonmajor Governmental Funds 118 Schedules of Revenues, Expenditures, and Changes in Fund Balances - 157 Budget and Actual (Budgetary Basis): 158 Highway Fund 121 Sewer Fund 122 Solid Waste Fund 123 Cemetery Fund 124 Parking Meter Fund 125 Vehicle Disposal Fund 126 Bikeway Fund 127 Workforce Investment Act Fund 128 Golf Course Fund 129 Geothermal Relocation and Community Benefits Fund 130 Beautification Fund 131 Hawaii County Housing Agency 132 Park Dedication Fund 133 Short-term Vacation Rental Enforcement Fund 134 General Excise Tax Fund 135 Combining Statement of Agency Funds Net Position - Agency Funds 136 Combining Statement of Changes in Assets and Liabilities - Agency Funds 138 Combining Statement of Private Purpose Trust Net Position - Private Purpose Trusts 144 Combining Statement of Changes in Net Position - Private Purpose Trusts 145 STATISTICAL SECTION Table 1 - Net Position by Component 147 Table 2 - Changes in Net Position 148 Table 3 - Fund Balances, Governmental Funds 150 Table 4 - Changes in Fund Balance, Governmental Funds 151 Table 5 - Real Property Assessed Values by Classification and Tax Rates 152 Table 6 - Principal Taxpayers 156 Table 7 - Property Tax Levies and Collections 157 Table 8 - Ratios of Outstanding Debt by Type 158 Table 9 - Ratios of General Bonded Debt Outstanding 159 Table 10 - Legal Debt Margin Information 160 Table 11 - Demographic and Economic Statistics 161 Table 12 - Principal Employers, County of Hawaii 162 Table 13 - Full -Time Equivalent County Government Employees by Function 163 Table 14 - Operating Indicators by Function 164 Table 15 - Capital Asset Statistics by Functions 165 INTRODUCTORY SECTION Mitchell D. Roth Mayor December 30, 2020 County of Hawaii Finance Department 25 Aupuni Street, Suite 2103 • Hilo, Hawaii 96720 (808) 961-8234 . Fax (808) 961-8569 The Honorable Mayor and Members of the Council County of Hawaii 25 Aupuni Street Hilo, Hawaii 96720 Deanna S. Sako Director Steven A. Hunt Deputy Director We transmit herewith the Comprehensive Annual Financial Report for the County of Hawaii, State of Hawaii (the County), for the fiscal year July 1, 2019 to June 30, 2020. This report was prepared by the County's Department of Finance. The accuracy of the financial statements and the completeness and fairness of their presentation are the responsibility of the County government. We believe the enclosed data are complete and accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds of the County. All disclosures necessary to convey the maximum understanding of the County's financial activities have been included. Management's discussion and analysis is also included to aid users of the financial statements. This report presents the financial position of the County of Hawaii at June 30, 2020 and results of operations for the fiscal year then ended. The report is divided into three sections: • The Introductory Section includes this transmittal letter, a Certificate of Achievement for Excellence in Financial Reporting, the County of Hawai`i's organization chart and lists of elected and principal officials. • The Financial Section contains management's discussion and analysis, the basic financial statements, related notes, the combining and individual fund budgetary financial statements, and the independent auditors' report. • The Statistical Section includes selected financial and demographic information, generally presented on a multi-year basis. This report includes all funds of the County of Hawaii, including its component unit, the Department of Water Supply, established by the County Charter as a semi -autonomous body of the County government. This component unit is included in the County's reporting entity because of its financial relationship with the County. Hawaii County is an equal opportunity provider and employer. The County provides a full range of municipal services. These include police and fire protection; emergency medical care; public prosecutor; culture and recreation; sanitation; social services; water; planning and zoning; construction and maintenance of highways, streets and infrastructure; real property assessment and tax collection; and general administrative services. However, the County does not provide such other traditional services as public education, hospitals and courts. These services are provided by the State government. The County consists of the island of Hawaii, 4,028 square miles in size. It is twice as large as the combined area of all the other inhabited islands in the Hawaiian Archipelago. Since there is no other local or municipal government within the County, there are no overlapping taxes and no overlapping debt. The County has an elected mayor and a nine -member council. Economic Condition and Outlook The island of Hawaii, commonly known as the Big Island, is located 214 miles from Honolulu, the state capital; 2,200 miles from the west coast of the continental United States; and 4,000 miles from Japan. The city of Hilo on the east side of the island serves as the county seat as well as the transportation and financial center for the Big Island. Hilo's infrastructure includes Hilo Harbor, a deep -water port, and Hilo International Airport, which is capable of handling fully - loaded wide-bodied aircraft. Kailua-Kona and South Kohala, major tourist destination areas on the west side of the Big Island, are served by flights from the United States mainland, Canada and now Japan through the Kona International Airport. Scheduled &•eight services are available between the islands by air and sea transport. Communities on the island are linked by a network of State and County maintained streets and highways. The Big Island is the most diversified of the neighbor island economies. As a result it is buffered to some extent when any one industry lags. Although the unemployment rate for the County for the current fiscal year is at approximately 13.2 percent, it preliminarily decreased to 9.8 percent as of November 2020, which is according to the State of Hawaii Department of Labor and Industrial Relations Office of Labor and Statistics. In addition to the mild climate and natural beauty it shares with other areas in the state, the County features the Hawaii Volcanoes National Park, in addition to four other national parks that focus on Hawaiian culture and history. Tourism has always been one of the major industries on the island. In fiscal year 2019, the County suffered from two natural disasters, Hurricane Lane and a volcanic eruption in the community of Puna, which took a toll on the island's visitor industry. Even with the halting of volcanic activity during the fiscal year, efforts continue within the County and impacted community to deal with the devastation and devise plans for recovery. Despite sensational headlines that described the island as being covered with molten lava, the island has remained open for business. Then as the County was beginning to recover, COVID-19 began to spread throughout the world and on January 30, 2020 the World Health Organization declared a Public Health Emergency of International Concern. The County, as well as the rest of our nation, was challenged to balance decreasing revenues from all major sources with increasing expenditures incurred in response to dealing with the public health crisis facing the community. In order to aid the state and local IWM governments in their struggle, the federal government passed the Coronavirus Aid, Relief and Economic Security Act ("CARES Act"), which awarded the County with $80 million to address medical, public health, economic support and other emergency response costs resulting from COVID-19. Major Initiatives For the Year Public Safety — The Hawai' i Police Department faced significant challenges during fiscal year 2020, one of which was the COVID 19 pandemic, which brought about some unique challenges and responsibilities for the police department. The Hawaii Fire Department had a number of significant accomplishments throughout fiscal year 2019-20. By hosting multiple overlapping recruit classes, the Department achieved nearly full staffing for the first time in a number of years. From the onset of the COVID-19 pandemic, the Hawaii Fire Department led the County's prevention and education task force, which established and implemented safety protocols to keep the local businesses open, while simultaneously reducing the COVID-19 risk to the community. Public Works — With a project cost of $14 million, the Prosecuting Attorney's Office at the West Hawaii Civic Center was completed. With the recent opening of the judiciary building in Kailua-Kona, it was convenient to have the Prosecuting Attorney's office nearby to reduce the traveling time. The Highways division started the process of implementing Geographic Information Systems (GIS) to improve data collection and workflow processes throughout operations. The program integrates with public safety and civil defense departments, and provides for better overall coordination between agencies. Culture and Recreation — Parks and Recreation opened Kuawa Street park fields for use. The park includes a baseball/softball and multipurpose field. The Department provided response to the COVID-19 pandemic by developing policy and rules for safe facility use and the development and implementation of modified programs, such as the emergency meal plan for our elderly and Summer Fun programs for our youth. For the Future Public Safety -- With the acquisition of equipment, the Police Department plans to implement the Department's Body Worn Camera (BWC) program in the upcoming fiscal year FY 21. The Department will continue to strive towards the construction of a combined Fire and Police Dispatch Center, which is currently in the bid proposal phase. -3- Public Works - DPW is currently working on the following County and Statewide Transportation Improvement Program (STIP) projects: The Kalaniana`ole Avenue Reconstruction project (Kanoelehua Avenue to Kuhio Street) is valued at $18.4 million. The project is in collaboration with the State Department of Transportation (DOT) and includes multi -use accessibility and the enhancement of roadway capacity, operations and safety for motorists, bicyclists and pedestrians. The work involves the widening of Kalaniana`ole Avenue to add for a concrete curb, gutter and sidewalk, a paved shoulder, bicycle lanes, utility relocation and the installation of a new waterline. The project is expected to be complete during the second quarter of 2021. Originally built in 1937, AIN Drive culvert is being demolished due to being structurally deficient. The new properly -sized structure will provide a wider stream flow opening, a longer span and wider lane bridge with wider shoulders for pedestrians and bicyclists while reducing area flood hazards. With an estimated cost of $8.97 million, the new bridge will feature two 16 -foot wide travel lanes, two 7 -foot wide sidewalks, and new guardrails. Culture and Recreation - The Department will continue to provide emergency meals, modified programs, recreational opportunities and continue the maintenance and sanitization operations, while adhering to government proclamations and guidelines as the pandemic continues. Other Financial Information Internal Control The management of the County is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the County are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. Budgetary Control The County maintains budgetary controls to ensure that legal provisions of the annual budget are complied with and that those expenditures do not exceed budgeted amounts. Activities of the general fund and special revenue funds are included in the annual appropriated operating budget. Project -length financial plans are adopted for the capital projects fund. Budgetary control is established at the department level. Formal budgetary integration is employed as a management control device for the general fund, special revenue funds, and the capital projects fund. Budgetary control for the debt service fund is achieved through general obligation bond indenture provisions. The basis of accounting used for the budgets of the general and special revenue funds differs from generally accepted accounting principles. Intergovernmental revenues are recognized when awarded by the granting agency, encumbrances and unexpended allotments are treated as expenditures for purposes of determining legal compliance with the annual budget, all leases are treated as operating leases, and accounts payable are not accrued. The County also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances outstanding at fiscal year end are included in the various fund balance categories based on whether the resources are restricted, committed or assigned and do not constitute expenditures or liabilities because they will be honored during the following year. As demonstrated by the statements and schedules included in the financial section of this report, the County continues to meet its responsibility for sound financial management. Significant Accounting Policies The County has implemented Governmental Accounting Standards Board Statement No. 14, The Financial Reporting Entity (GASB Statement No. 14), Statement No. 39, Determining Whether Certain Organizations Are Component Units (GASB Statement No. 39) and Statement No. 61, The Financial Reporting Entity: Omnibus an amendment of GASB Statements No. 14 and 34 (GASB Statement No. 61). All organizations, activities or functions that meet the criteria in GASB Statement No. 14, No. 39 and No. 61 for inclusion in the reporting entity are included in the County's basic financial statements. For further discussion on other significant accounting policies, refer to the notes to the basic financial statements. Financial Highlights Total revenues increased by $68.0 million from the prior year, which was mostly due to property taxes increasing by approximately $17.5 million. Most notably, there were increases in the value of net taxable buildings of $1.0 billion, with the largest increase occurring in the residential class of $832 million. Second, there was an increase of $23.0 million from the prior year in revenues from the general excise tax surcharge. The surcharge was in effect for 12 months in the current fiscal year as compared to only 6 months in the prior year and the rate also doubled in the last 6 months of the current fiscal year from 0.25% to 0.50%. With a 13.0 percent ($68.0 million) increase in revenues that was offset by a 6.0 percent ($33.2 million) increase in expenses, the County experienced an increase in net position of $23.0 million, which represented a 296.1% ($34.8 million) increase over the prior year's decrease in net position. The County's net investment in capital assets increased by $25.5 million from the prior year, which represented a 2.9 percent increase. New and continued construction projects in the areas of highways and streets and sanitation accounted for the majority of the increase. Other Information Independent Audit The County Charter requires an annual audit by independent certified public accountants. N&K CPAs Inc. was selected in accordance with the County Charter and the procurement provisions of the Hawaii Revised Statutes (HRS) and Hawaii Administrative Rules (HAR) to perform the audit. Employee Union Contracts County employees are members of eight different bargaining units, of which all have contracts that expire on June 30, 2021. Certificate of Achievement The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the County of Hawaii for its Comprehensive Annual Financial Report for the fiscal year ended June 30, 2019. This was the thirty second consecutive year that the government has received this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program's requirements, and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments The preparation of this report was made possible by the efficient and dedicated services of the entire staff of the Department of Finance and fiscal personnel in other departments. I am grateful for their help in preparing this report. I also thank the Mayor and the members of the County Council for their interest and support in assuring the continuing sound financial condition of the County of Hawaii. Deanna Sako Director of Finance Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to County of Hawaii Hawaii For its Comprehensive Annual Financial Report For the Fiscal Year Ended June 30, 2019 Executive DirectorrCE0 M County of Hawaii Organization Chart County Council County I I Legislative Clerk Auditor Departments under direct supervision of the Managing Director: Corporation Counsel Finance Planning Environmental Management Research & Development Public Works Parks & Recreation Information Technology County Electorate Mayor ' Prosecuting Attorney Office of M,an,a,gement Managing Director Agencies under direct supervision of the Managing Director: Civil Defense Office of Aging Mass Transit Office of Housing & Community Development Departments under commissions and administrative supervision of the Mayor: Human Resources Police Liquor Control Fire Water Supply (semi -autonomous) County of Hawaii Elected Officials June 30, 2020 Administrative Officers (Term: 2016-2020) Harry Kim Mitchell Roth County Council (Term: 2018-2020) Aaron S.Y. Chung Karen Eoff Maile "Medeiros" David Matt Kaneali`i-Kleinfelder Ashley L. Kierkiewicz Susan L. K. Leeloy Valerie T. Poindexter Herbert M. "Tim" Richards, III Rebecca Villegas Mayor Prosecuting Attorney Chair Vice Chair Member Member Member Member Member Member Member Principal Officials June 30, 2020 County Clerk Jon Henricks Legislative Auditor Bonnie Nims Managing Director Roy Takemoto Deputy Managing Director Barbara Kossow Corporation Counsel Joseph Kamelamela Director of Finance Deanna Sako Planning Director Michael Yee Director of Personnel William Brilhante Jr. Director of Research and Development Diane Ley Chief of Police Paul Ferreira Fire Chief Darren Rosario Director of Public Works David Yamamoto Director of Environmental Management William Kucharski Parks and Recreation Director Roxcie Walt jen Manager -Chief Engineer, Department of Water Supply Keith Okamoto Civil Defense Administrator Talmadge Magno Director of Liquor Control Gerald Takase Mass Transit Administrator Brenda Carreira Executive on Aging William Farr III Administrator, Office of Housing and Community Development Duane Hosaka Director of Information Technology Julie Ung ow FINANCIAL SECTION N&K CPAs, Inc. ACCOUNTANTS I CONSULTANTS INDEPENDENT AUDITOR'S REPORT To the Chair and Members of the County Council County of Hawai'i Report on the Financial Statements 999 BISHOP STREET, SUITE 2200 HONOLULU, HAWAII 96813 T (808) 524-2255 F (808) 523-2090 We have audited the accompanying financial statements of the governmental activities, the business -type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the County of Hawaii, State of Hawaii (County), as of and for the fiscal year ended June 30, 2020, and the related notes to the financial statements, which collectively comprise the County's basic financial statements as listed in the table of contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor's Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor's judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall financial statement presentation of the financial statements. WE N&K CPAs, Inc. ACCOUNTANTS I CONSULTANTS We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the County of Hawai'i, State of Hawai'i, as of June 30, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the budgetary comparison for the general fund for the fiscal year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis (pages 14 through 24), schedule of changes in the net OPEB liability and related ratios (pages 103 through 105), schedule of contributions (OPEB) (pages 106 through 108), schedule of the County's and Department's proportionate share of the net pension liability (ERS) (page 109), schedule of the employer pension contributions (ERS) (pages 110 through 111), and schedule of changes in total pension liability (page 112), be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the County's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and budgetary comparison schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and budgetary comparison schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such Eva N&K CPAs, Inc. ACCOUNTANTS I CONSULTANTS information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements and budgetary comparison schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated December 30, 2020, on our consideration of the County's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the County's internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the County's internal control over financial reporting and compliance. /1/4�- )(/ 0004s-, IPMOC. Honolulu, Hawai'i December 30, 2020 -d39 This section of the County of Hawai`i's (the County) Comprehensive Annual Financial Report presents a narrative overview and analysis of the financial activities of the County for the fiscal year ended June 30, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal. FINANCIAL IIIGHLIGHTS • The assets of the County exceeded its liabilities at the end of the fiscal year by $153.0 million (net position). This amount includes a negative balance of $834.5 million in unrestricted net position, a decrease of $13.6 million from the prior year, which is explained in the sections below. This amounts also includes $206.9 million and $21.4 million in deferred outflows and inflows of resources, respectively. • As of the close of the current fiscal year, the County's governmental funds reported combined ending fund balances of $251.0 million, an increase of $26.6 million from the prior year. Approximately 40 percent of this total amount, $88.9 million, is available for spending at the County's discretion (unrestricted fimd balance). • At the end of the current f iscal year, unrestricted fund balance for the general f and was $61.4 million, or 72 percent of total general fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the County's basic financial statements. The County's basic financial statements comprise three components: (1) Government -wide financial statements, (2) Fund financial statements, and (3) Notes to the basic financial statements. This report also contains both required and other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements The government -wide financial statements are designed to provide readers with a broad overview of the County's finances, in a manner similar to a private -sector business. The statement of net position presents information on all of the County's assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether or not the financial position of the County is improving or deteriorating. The statement of activities presents information showing how the County's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods, such as revenues pertaining to uncollected taxes and expenses pertaining to earned but unused vacation and sick leave. Both of the government -wide financial statements distinguish functions of the County that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business -type activities). The governmental activities of the County include public safety, highways and streets, health, education and welfare, culture and recreation, sanitation and general government. The business -type activities of the County include rental housing for senior citizens and families. -14- The government -wide financial statements include not only the County itself (known as the primary government), but also the Department of Water Supply, a legally separate entity that the County is financially accountable for. Financial information for this component unit is reported separately from the financial information presented for the primary government itself. Fund Financial Statements The fund financial statements are designed to report information about groupings of related accounts which are used to maintain control over resources that have been segregated for specific activities or objectives. The County, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. All of the funds of the County can be divided into the following three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government -wide financial statements — i.e., most of the County's basic services are reported in governmental funds. These statements, however, focus on (1) how cash and other financial assets can readily be converted to available resources and (2) the balances left at year-end that are available for spending. Such information may be useful in determining what financial resources are available in the near future to finance the County's programs. Because the focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental funds balance sheet and the governmental funds statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The County maintains several individual governmental funds organized according to their type (general, special revenue, debt service, and capital projects). Information is presented separately in the governmental funds balance sheet and in the governmental funds statement of revenues, expenditures, and changes in fund balances for the general fund and capital projects fund, which are considered to be major funds. Data from the remaining governmental funds are combined into a single, aggregated presentation. Individual fund data for each of the non -major governmental funds is provided in the form of combining statements elsewhere in this report. The County adopts an annual appropriated budget for its general fund and special revenue funds. A budgetary comparison statement has been provided for these funds to demonstrate compliance with this budget. The budgetary comparison statement for the general fund is located in the basic financial statements, whereas the budgetary comparison schedules for the nonma jor special revenue funds are presented elsewhere in this report. Proprietary funds. Proprietary funds are generally used to account for services for which the County charges outside customers. Proprietary funds provide the same type of information as shown in the government -wide financial statements, only in more detail. The County maintains only one type of proprietary funds, enterprise funds. Enterprise funds are used to report the same functions presented as business -type activities in the government - wide financial statements. The County uses enterprise funds to account for the operations of the Kulaimano Elderly Housing Project and the Ouli Ekahi Affordable Housing Project. _15- Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the County. The private -purpose trusts and the agency funds are reported under the fiduciary funds. Since the resources of these funds are not available to support the County's own programs, they are not reflected in the government -wide financial statements. The accounting used for fiduciary funds is much like that used for proprietary funds. Notes to the Basic Financial Statements The notes to the basic financial statements provide additional information that is essential to a full understanding of the data provided in the government -wide and fund financial statements. Other Supplementary Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information, which is presented immediately following the notes to the basic financial statements. The combining statements referred to earlier in connection with nonma jor governmental funds and budgetary comparison schedules for the nonma jor special revenue funds are presented immediately following the required supplementary information. GOVERNMENT -WIDE FINANCIAL ANALYSIS Condensed Statement of Net Position June 30, 2020 and 2019 ,­­­Trimary Government Governmental Activities Business -type Activities Total 201 29.1.4 20 2019 22_2_0 20119 Assets: Current and other assets S 401,959,382 S 351,300,809 S 1,347,120 S 1,300,216 S 403,306,502 S 352,601,025 Capital assets, net 1,360,608,411 1,328,138,639 1,917,893 1,365,554 1,362,526,304 1,329,504,193 Total assets 1,762,567,793 1,679,439,448 3,265,013 2,665,770 1,765,832,806 1,682,105,218 Deferred Outflows Of Resources: 206,923,055* 213,039,853* -- 206,923,055 213,039,853 Total Assets and Deferred ,!,, Outflows of Resources .. µw,1,969,490,848 µµµµµw1,892,479,301.. - µµµµµwww_2665 _,_770 972 755,861 1,895,145,071 Liabilities: Long-term liabilities outstanding 1,675,729,743 1,677,521,661* 582,961 697,777 1,676,312,704 1,678,219,438 Other liabilities 121,977,885 69,882,208 69,134 83,015 122,047,019 69 965,223 Total liabilities 1,797,707,628 1,747,403,869 652,095 780,792 1,798,359,723 1,748,184,661 Deferred Inflows Of Resources: 21,372,121 16,970,935 21,372,121 16,970,935 Total Liabilities and Deferred Inflows Of Resources R„_1,819,079,749 w 1,764,374,804 652,095 780,792 1,819,731,844 1,765,155,596 Net position: Net investment in capital assets 891,782,081 866,986,564 1,334,932 667,777 893,107,013 867,654,341 Restricted 94,431,592 83,230,067 -- 94,431,592 83,230,067 Unrestricted _5835,802,5742* _5822,102,1342 1,277,986 1,217,201 _5834,524,5882 820,894,933 Total net position 5 150,411,099 5 128,104,497 $ 2,612,918 $1,884,978 $153,024,017 S129�89,475 *See explanation on page 17. -16- Analysis of Net Position As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the County, assets exceeded liabilities by $153.0 million at the close of the most recent fiscal year. By far the largest portion of the County's net position reflects its investment in capital assets (e.g., land, buildings, infrastructure, and equipment) less any related debt used to acquire those assets that is still outstanding. The County uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the County's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the County's net position represents resources that are subject to external restrictions on how they may be used. At the end of the current f iscal year, the County is able to report positive balances in two of its three categories of net position, both for the government as a whole, as well as for its separate governmental activities. All three categories of net position are positive for its business -type activities. The County's net position increased by $23.0 million from the prior year, which was an increase of $34.7 million (297%) from the decrease that was experienced last fiscal year. The main reasons for the large increase in the current year's increase over last year's decrease, was due to several increases in revenue sources. Property taxes increased in the current fiscal year by $17.5 million due to a $1.0 billion increase in the assessed value of the net taxable buildings. Revenues from the general excise tax surcharge increased by $23.0 million from the prior year due to fact that the surcharge was in effect for 12 months in the current fiscal year and also doubled in the last 6 months. The County's net capital assets increased by $33.0 million (2 percent) due to the large amount of capital improvement projects done by the County during the current fiscal year and infrastructure related assets that were contributed. See further discussion of the increase in capital assets on page 24. The County's long-term liabilities outstanding decreased by $1.9 million (0.1 percent) due primarily to principal payments of bonds and SRF loans and amortization of related bond premiums totaling $30.5 million that were offset by a $32.6 million increase in the County's net pension liability. The remaining decrease in this category is comprised of net changes in the other long-term liability balances, of which most notable is the $6.4 million increase in other post -employment benefit obligation and a $17.6 million decrease in landfill closure payable due to current year payments. See further discussion of the increase in long-term debt outstanding on page 25. -f7- Condensed Statements of Activities For the Fiscal Years Ended June 30, 2020 and 2019 Revenues: Program revenues; Charges for services Operating grants and contributions Capital grants and contributions General revenues: Property taxes Other taxes Grants and contributions, unrestricted Investment earnings Other Transfers Total revenues and transfers Expenses: General government Public safety Highways and streets Health, education and welfsare Culture and recreation Sanitation Interest on long-term debt Total expenses Increase (Decrease) in net position Net position at beginning of year Net position at end of year S 150,411,099 S 128,104,497 S 2,612,918 S 1,884,978 S 153,024,017 S 129,989,475 Analysis of Changes in Net Position Governmental activities. Governmental activities increased the County's net position by $22.3 million, which represented all of the total decrease in net position of the County. The primary reasons for the $68.0 million (13 percent) increase in total revenues was due to a $1.0 billion increase in the assessed value of the net taxable buildings, with the most notable increase of $832 million occurring in the residential class. With no changes in the tax rates from the prior year, the increase in real property tax revenues of $17.5 million was attributable solely to increases in the assessed values of land and buildings. Revenues from the general excise tax surcharge increased by $23.0 million from the prior year due to fact that the surcharge was in effect for 12 months in the current fiscal year and also doubled in the last 6 months from 0.25% to 0.50%. Total expenses increased by $33.2 million, which represented a 6 percent change from the prior year. There were the typical increases in salaries and wages and related employment benef it costs across all functions in the current fiscal year, including approximately $3.0 million of expenditures incurred by the County in responding to the COVID-19 pandemic. _19- Primary Government Governmental Activities Business -type Activities s Total 2020 2019 2M 2019 24 M2 S 56,476,328 S 55,359,674 S 482,150 S 510,352 S 56,958,478 S 55,870,026 75,553,629 64,285,842 269,273 261,848 75,822,902 64,547,690 43,498,993 28,375,566 43,498,993 28,375,566 333,515,661 315,969,118 - 333,545,661 315,969,118 73,873,234 47,796,847 73,873,234 47,796,847 16,530,357 19,748,211 - - 16,530,357 19,748,211 3,220,862 3,420,693 5,193 8,234 3,226,055 3,428,927 2,127,119 1,848,245 - 2,127,149 1,848,245 (616,776) - 616,776 - 604,179,407 536,804,196 1,373,392 780,434 605,552,799 537,584,630 86,747,456 88,660,088 - 86,747,456 88,660,088 274,259,439 248,141,465 274,259,439 248,111,465 67,161,387 62,066,700 - - 67,161,387 62,066,700 37,042,326 37,919,675 645,452 609,486 37,687,778 38,529,161 33,613,224 35,908,061 - 33,613,224 35,908,061 68,870,497 62,775,074 - 68,870,497 62,775,074 14,178,476 13,277,652 14,178,476 13,277,652 581,872,805 548,748,715 645,452 609,486 582,518,257 549,328,201 22,306,602 (11,914,519) 727,940 170,948 23,034,542 (11,743,571) 128,104,497 140,019, 016 1,884,978 1,714,030 129,989,475 141, 733,046 S 150,411,099 S 128,104,497 S 2,612,918 S 1,884,978 S 153,024,017 S 129,989,475 Analysis of Changes in Net Position Governmental activities. Governmental activities increased the County's net position by $22.3 million, which represented all of the total decrease in net position of the County. The primary reasons for the $68.0 million (13 percent) increase in total revenues was due to a $1.0 billion increase in the assessed value of the net taxable buildings, with the most notable increase of $832 million occurring in the residential class. With no changes in the tax rates from the prior year, the increase in real property tax revenues of $17.5 million was attributable solely to increases in the assessed values of land and buildings. Revenues from the general excise tax surcharge increased by $23.0 million from the prior year due to fact that the surcharge was in effect for 12 months in the current fiscal year and also doubled in the last 6 months from 0.25% to 0.50%. Total expenses increased by $33.2 million, which represented a 6 percent change from the prior year. There were the typical increases in salaries and wages and related employment benef it costs across all functions in the current fiscal year, including approximately $3.0 million of expenditures incurred by the County in responding to the COVID-19 pandemic. _19- The charts below illustrate the County's governmental expenses and revenues by function, and its revenues by source. As shown, public safety is the largest function in expense (47 percent), followed by general government (15 percent) and sanitation (12 percent). General revenues such as property and other taxes are not shown by program, but are effectively used to support program activities countywide. For governmental activities overall, without regard to programs, property taxes are the largest single source of funds (55 percent), followed by operating grants and contributions (12 percent) and other taxes (12 percent). Expenses and Program Revenues — Governmental Activities Year Ended June 30, 2020 $300,000,000 $250,000,000 S200,0130,000 $150,000,000 $100,000,000 $50,000,000 $0 0�\o� 11 Z41 Revenue by Source — Governmental Activities Year Ended June 30, 2020 Investment earnings, .....— $3,220,862 Grants and contributions not restricted to specific programs, $16,530,357 Othertaxes, $73,873,234 Property taxes, $333,515,661. Other, $2,127,119 /— Charges for services, �.... / $56,476,328 Operating grants and contributions, $75.553,629 Capital grants and contributions, $43,498,993 Business -type activities. Business -type activities increased the County's net position by $727,940 versus an increase of $170,948 in the prior year. Expenses for health, education and welfare account for all of the $645,452 of expenses which represents a 6 percent increase from the prior year, due to increases in repairs and maintenance and administrative charges. Charges for services were $482,150 and operating grants and contributions were $269,273, which were comparable to the prior year. FINANCIAL ANALYSIS OF THE COUNTY'S FUNDS As noted earlier, the County uses fund accounting to ensure and demonstrate compliance with finance -related legal requirements. Governmenlalfunds. The focus of the County's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the County's financing requirements. In particular, unrestricted fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the County's governmental funds reported combined ending fund balances of$251.0 million, an increase of $26.6 million (12 percent) in comparison with prior year. Approximately 35 percent of this total amount ($88.9 million) constitutes unrestricted fund balance. The unrestricted portion of the fund balance is comprised of (1) $60.5 million in committed fund balance, (2) $46.0 million in assigned fund balance, and (3) negative $17.6 million in unassigned fund balance. The remainder of the fund balance is divided between $8.2 million in nonspendable fund balance for inventory and $154.0 million in restricted fund balance. Approximately 74 percent of the total restricted fund balance is due to restrictions relating to highways, streets and abandoned vehicles ($75.7 million) and debt service ($38.8 million). $15.5 million of the fund balance restricted for highways, streets and abandoned vehicles was due to the General Excise Tax fund that was created in the prior year, which accounts for the general excise tax surcharge that became effective in fiscal year 2019. The fund balance of the General Excise Tax Fund increased by $9.5 million due to the fact that the surcharge was in effect for a full 12 months in fiscal year 2020 and doubled during the last 6 months. The general fund is the chief operating fund of the County. At the end of the current fiscal year, unrestricted fund balance of the general fund was $61.4 million, while total fund balance increased to $84.9 million. As a measure of the general fund's liquidity, it may be useful to compare both unrestricted fund balance and total fund balance to total fund expenditures. Unrestricted fund balance represents 17 percent of total general fund expenditures, while total fund balance represents 24 percent of that same amount. The fund balance of the County's general fund increased by $8.7 million during the current fiscal year as compared to an increase of $15.1 million in the prior year. Key factors in this decrease ($6.4 million) over last year's increase are as follows: A positive increase of $14.3 million (5 percent) in real property tax revenues and $9.2 million (15 percent) in intergovernmental revenues. As explained previously, the increase in real property tax revenues is due to an increase (5%) in the value of net taxable real property as evidenced in the accompanying statistical tables. $5.1 million was also received from the State to reimburse the County for costs incurred in connection with the situation on Mauna Kea. The positive impact of the increase in revenues was offset by increases of $33.6 million (10 percent) in expenditures. $6.8 million of the total increase in expenditures is due to increases in salaries and wages from the prior year and $7.9 million in associated employee and retiree benefits. The County also faced the continuation of funding costs related to emergency protective measures resulting from the COVID-19 pandemic as opposed to the lava eruption and hurricanes in the prior years. The fiend balance of the County's capital projects fund decreased by $5.3 million (10 percent) during the current fiscal year. The decrease is primarily due to an increase of $21.8 million in expenditures from the prior year. See discussion regarding construction activity during the current year in the capital asset section below. The increase in expenditures were offset by an other financing source of $30.3 million related to the bond anticipation notes (BANs) that were issued in the prior year and considered a current liability because the legal steps regarding the issuance of the bonds to pay off these notes were not completed at the time the audited financial statements were issued. The legal steps will be completed prior to the issuance of this year's financials. There was also an increase in transfers in from the General Excise Tax (GET) fiend of $8.6 million as a direct result of increases to the surcharge revenue in the GET fiend. The debt service funds consist of the Bond Redemption Fund and the Interest Fund. These funds have combined total fiend balances of $38.8 million, all of which is restricted for the payment of debt service. The net increase in the combined fund balances during the current year in the debt service funds was $5.6 million, which was a 17 percent change from the prior year and due to an increase of transfers in of $3.8 million. Proprietaryfunds. The County's proprietary fiends provide the same type of information found in the government -wide financial statements, but in more detail. Unrestricted net position of the Kulaimano Elderly Housing Project (Kulaimano) at the end of the year amounted to $668,562, and $609,424 for the Ouli Ekahi Affordable Housing Project (Ouli Ekahi). The total net position for Kulaimano increased by $130,526 and the net position for Ouli Ekahi increased by $597,414. Other factors concerning the finances of these two funds have already been addressed in the discussion of the County's business -type activities. GENERAL FUND BUDGETARY HIGHLIGHTS Differences between the original budget and the f inal amended budget were primarily the result of a $42.1 million increase in appropriations, the most significant reasons were due to $16.9 million in increases in the grant appropriations from the State relating to the County's response to the situation at Mauna Kea and relating to the County's share of the State's allocation of federal fiends received under the Coronavirus Aid, Relief, and Economic Security (CARES) Act. Differences between the final budget and the actual (budgetary basis) resulted in approximately $18.8 million less revenues than expected and $27.1 million less expenditures than appropriated. This is primarily due to the following factors: • The negative variance of $18.8 million in revenues is comprised mostly of $11.8 million from intergovernmental revenues, of which $3.2 million was unrecognized in the General Fund relating to the State's Transient Accommodations Tax (TAT) grant and $3.7 million from various federal capital grants related to Section 5309. _21 - • $13.4 million of the unspent appropriations is related to salaries and wages and the various countywide expenditure accounts relating to salaries and wages. The variance is due primarily to unfilled vacancies and continued efforts by each department to control payroll costs during the budget year due to the tough economic conditions facing the County. The following functions are responsible for the majority of the variance: public safety ($8.3 million) and general government ($3.4 million). • $7.2 million is due to lower than anticipated payments needing to be made in retirement related payments. With each department increasing of sorts to control costs, overtime was also closely monitored and the corresponding pension expenditures were not incurred. • $2.8 million is due to the fact that the increase in health premiums for employees were lower than originally anticipated. CAPITAL ASSET AND DEBT ADMINISTRATION Capital assets. The County's investment in capital assets for its governmental and business -type activities as of June 30, 2020 amounts to $1.4 billion (net of accumulated depreciation). This investment in capital assets includes land and improvements, buildings and improvements, equipment, easements, and infrastructure assets, which consists of primarily roads and bridges. The total increase in the County's investment in capital assets for the current fiscal year was 2 percent. Major capital asset events during the current fiscal year included the following: • Construction continued on the Kalaniana`ole Avenue Reconstruction; construction in progress as of the end of the current fiscal year had reached $6.1 million with $2.6 million coming from the current fiscal year. • Construction continued on the Mamalahoa Highway Widening; construction in progress as of the end of the current fiscal year had reached $13.9 million with $5.9 million coming from the current fiscal year. • Construction continued on the Office of the Prosecuting Attorney; construction in progress as of the end of the current fiscal year had reached $14.5 million with $7.4 million coming from the current fiscal year. • Construction continued on the Hawaii County Radio System Upgrade project; construction in progress as of the current fiscal year had reached $12.9 million with $0.8 million coming from the current fiscal year. • Construction continued on the Hawaiian Ocean View Estates Transfer Station; constructions in progress as of the end of the current fiscal year had reached $2.1 million with $1.9 million coming from the current fiscal year; project was transferred to Buildings. • Construction continued on the Kealakehe Wastewater Treatment Plant R -I Upgrade project; construction in progress as of the end of the current fiscal year had reached $6.9 million, with $2.4 million coming from the current fiscal year. • Construction continued on the Lono Kona Subdivision Sewer Improvements project; construction in progress as of the end of the current fiscal year had reached $8.4 million with $7.1 million coming from the current fiscal year; project was transferred to Buildings. • $20.7 million of dedicated roads were received by the County in the current fiscal year. -22- Capita Assets (net of depreciation) June 30, 2020 and 2019 Additional information on the County's capital assets can be found in note 6 to the basic financial statements. Long-term debt. Long-term debt is primarily comprised of bonds of $359.2 million, State Revolving Fund loans of $37.4 million and Bond Anticipation Notes of $30.0 million. At the end of the current fiscal year, the County had total bonded debt outstanding of $359.2 million. This entire amount was comprised of general obligation bonds which are backed by the full faith and credit of the County. The County's total bonded debt decreased by $23.2 million (6 percent) during the current fiscal year due to the retirement of that amount of bonds. At the end of the fiscal year, the County held an "AA" rating from Standard & Poor's, an "AA+" rating from Fitch and an "Aa2" rating from Moody's for general obligation debt. State statutes limit the amount of general obligation debt the County may issue up to 15 percent of the total assessed value of all county real property as established for tax purposes on the last tax assessment rolls. The current debt limitation for the County is $5.0 billion, which is in excess of the County's outstanding general obligation debt. Currently the County's outstanding debt represents 6 percent of our debt limitation. Additional information on the County's long-term debt can be found in note 10 to the basic financial statements. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES • The unemployment rate for the County for the current fiscal year is at approximately 13.2 percent, which is 9 percent higher than at the end of the prior fiscal year. This increase is a result of the current COVID-19 pandemic that is plaguing the world. • The number of domestic and international visitors to the County for the current fiscal year was approximately 1.29 million, with an approximately 23 percent decrease from the previous year's count of 1.67 million. -23- Primary Government Governmental Activities Business -type Activities Total 2020 W12 2020 2019 2020 2019 Land and improvements 5 278,888,359 5 263,470,308 5 753,877 5 753,877 S 279,642,236 S 264,224,195 Infrastructure assets 296,257,213 312,878,757 - 296,257,213 312,878,757 Ground and site improvements - 44,852 49,199 44,852 49,199 Buildings and improvements 635,602,987 627,746,572 1,032,447 538,410 636,635,434 628,284,982 Easements 11,116,725 6,250,078 11,116,725 6,250,078 Equipment 58,412,276 59,337,103 86,717 24,068 58,498,993 59,361,171 Construction work in progress 80,330,851 58,455,811 - - 80,330,851 58,455,811 Total $1,360,608,411 $1,328,138,639 S 1,917,893 S 1,365,554 51,362,526,304 $1,329,504,193 Additional information on the County's capital assets can be found in note 6 to the basic financial statements. Long-term debt. Long-term debt is primarily comprised of bonds of $359.2 million, State Revolving Fund loans of $37.4 million and Bond Anticipation Notes of $30.0 million. At the end of the current fiscal year, the County had total bonded debt outstanding of $359.2 million. This entire amount was comprised of general obligation bonds which are backed by the full faith and credit of the County. The County's total bonded debt decreased by $23.2 million (6 percent) during the current fiscal year due to the retirement of that amount of bonds. At the end of the fiscal year, the County held an "AA" rating from Standard & Poor's, an "AA+" rating from Fitch and an "Aa2" rating from Moody's for general obligation debt. State statutes limit the amount of general obligation debt the County may issue up to 15 percent of the total assessed value of all county real property as established for tax purposes on the last tax assessment rolls. The current debt limitation for the County is $5.0 billion, which is in excess of the County's outstanding general obligation debt. Currently the County's outstanding debt represents 6 percent of our debt limitation. Additional information on the County's long-term debt can be found in note 10 to the basic financial statements. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES • The unemployment rate for the County for the current fiscal year is at approximately 13.2 percent, which is 9 percent higher than at the end of the prior fiscal year. This increase is a result of the current COVID-19 pandemic that is plaguing the world. • The number of domestic and international visitors to the County for the current fiscal year was approximately 1.29 million, with an approximately 23 percent decrease from the previous year's count of 1.67 million. -23- With the COV1D-19 pandemic plaguing not only our nation but the entire world, the County is preparing to deal with the fiscal and economic impact that will continue to impact our island beyond the upcoming fiscal year of 2021. Concerns in the area of increasing unemployment, ability of businesses to continue to operate, fulfilling the basic needs of the island citizens and working to protect the population will impact the budget. The County administration will continue to monitor the effects of the pandemic and plan accordingly to prepare for the tough decisions that will need to be made regarding the health and safety of the people. These factors were considered in preparing the County's budget for the 2021 fiscal year. At the end of the current fiscal year, unrestricted fund balance in the general fund was $61.4 million. The County has appropriated $30.5 million of this amount for spending in the 2021 fiscal year budget and the majority is included in the assigned portion of the fund balance. REQUESTS FOR INFORMATION This financial report is designed to provide a general overview of the County's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to the Director of Finance, County of Hawaii, 25 Aupuni Street, Suite 2103, Hilo, Hawaii 96720. -24- BASIC FINANCIAL STATEMENTS -25- COUNTY OF HAWAII Statement of Net Position June 30, 2020 Primary Government Governmental Business -type Component Activities Activities Total Unit Assets Current assets: Cash and cash equivalents (notes 3 and 14) S 118,630,879 S 1,222,541 S 119,853,420 S 19,663,1 15 Restricted cash and cash equivalents (note 3) 115,097,008 42,988 115,139,996 Investments (note 3) 28,245,013 - 28,245,013 7,000,000 Restricted investments (note 3) 31,185,737 31,185,737 - Receivables, net (note 4) 83,047,819 10,771 83,058,590 8,525,253 Receivable from improvement district (notes 4 and 10) 112,317 - 112,387 - lntemal balances (note 5) 4,000 (4,000) - - Inventories 8,187,482 - 8,187,482 1,537,355 Prepaid expenses 49,343 2,133 51,476 45,116 Other 1,541,638 _ - 1,541,638 - Total current assets 386,101,236 1,274,433 387375669 ,. „ 36,770,839 Investments (note 3) 14,083,348 - 14,083,348 15,000,000 Restricted cash and cash equivalents (note 3 and 14) 72,687 72,687 888,225 Receivable from improvement district, excluding current portion (notes 4 and 10) 1,774,798 - 1,774,798 Capital assets (notes 6, 8 and 14 )' Utility plant in service, net - 239,507,889 Infrastructure assets, net 296,257,213 - 296,257,213 - Ground and site improvements, net - 44,852 44,852 - Buildings and improvements, net 635,602,987 1,032,447 636,635,434 Equipment, net 58,412,276 86,717 58,498,993 - Easements, net 11,116,725 11,116,725 - Preliminary survey and investigation charges - - 6,417,849 Land and improvements 278,888,359 753,877 279,642,236 5,261,319 Construction work in progress 80,,330,8..51 5 0_ 0Q Total capital assets, net 1,360,608,411 ___..80�,3..�3...0�,8.5...8 .. 1,917,893 1.362526,304 301,507,,1,8..7 Total noncurrent assets 1,3376,466,557 1,990,580 1 378 45-,57 37 _31r7,395ALZ Total assets 1,762,567,793 3,265 013 1,765,832,806, ,,...35A.l 6.251 Deferred Outflows of Resources Deferred loss on refunding 5,291,893 - 5,291,893 - Deferred outflow related to pensions and other post employment benefits (notes 13 and 14) 201,631,162 _ m w 201 6� 31 I„a62_ �, 9 Total deferred outflows of resources 206,923,05_5 _ 206_923x,055_JQ,QQ3,Q Total Assets and Deferred Outflows of Resources 11,969,490,848 3,265 013 1,972755,,861„,,, _364 2 9.320 (Continued) COUNTY OF HAWAII Statement of Net Position Liabilities Current liabilities: Accounts payable and accrued liabilities Accrued payroll Advance collections - intergovernmental Interest due on long-term debt Bonds and loans payable, current portion net (notes 10 and 14) Compensated absences, current portion (note 10) Claims and judgments, current portion (notes 10. 12 and 14) Capital leases, current portion (notes 8 and 10) Landfill costs payable, current portion (notes 9 and 10) Customers' deposits Other Total current liabilities Noncurrent liabilities: Bonds and loans payable, net (notes 10 and 14) Compensated absences (note 10) Claims and judgments (notes 10. 12 and 14) Capital leases (notes 8 and 10) Landfill costs payable (notes 9 and 10) Unearned revenue, noncurrent Customers' deposits Net pension liability (notes 13 and 14) Net OPEB liability (notes 13 and 14) Other Total noncurrent liabilities Total liabilities Deferred Inflows of Resources Deferred inflows related to pensions and other post employment benefits (notes 13 and 14) Deferred inflows - other Total Deferred Inflows of Resources Total Liabilities and Deferred Inflows of Resources Net Position Net investment in capital assets Restricted for: Debt service (note 10) Highways, streets and abandoned vehicles Public access open space Other Unrestricted Total net position See accompany mg notes to the basic f inanciai statements. June 30, 2020 (Concluded) _ Primary Government Governmental Business -type Component Activities Activities Total Unit S 20,780,557 S 59,765 S 20,840,322 S 6.033,555 11,388,603 11.388.603 1.740,978 79,615.161 1,809 79.616,970 6.176,903 7,560 6.184,463 545.682, 62,144,108 86,452 62.230.560 5.828,067 10,950,611 - 10.950.611 524,869 4,375.447 - 4,375,447 147.642 3,665..315 3.665.315 - 1,505.257 - 1.505.257 ~ - - 230.525 7,398.010 - 7,398_O I _ _.......___ _ _ _..._.._. ~5 -2 55,5,58 ..,-.......1..5,.9.�.1.,3I.8 7, 7 155. 86 417,662,152 496,509 418.158.661 60,605.626 34,542,088 34,542.088 1,285,023 23,433,979 - 23.433.979 512.358 7,105,794 7.105,794 - 11,849,743 11,849,743 - ~ - 1.583.953 ~ - - 15,865,108 669,239,185 669,239,185 32,029,248 407,266,249 407,266.249 16.079,747 18.608,466 w 1�8 608,466 _ 1.589,707,656 496,509 1,590,204165„ _IZ9,53 1,79.."..628 w-652,095 1,798,359 723„ 14�.017..38A. 19,305,022 - 19,305.022 3.848.277 2,067,099 ~ _w 2.967 099 __62,8_49 21,372...121 1,819,079,749 652095w, 1„819,,731,,,,844- _.,,14( 93.507, 891,782.081 1.334,932 893.117,013 235,961.719 38,846,557 - 38.846.557 - 36,899.769 - 36,899,769 - 14,341,394 - 14,341,394 - 4,343,872 - 4,343,872 _835,802,574)1, 2__77,986 (834,524.588) S 150,411,099 S 2,612,918 S 153,024,017 3351 COUNTY OF HAWAII Statement of Activities For the Fiscal Year Ended June 30, 2020 General revenues: Taxes: Property taxes, levied for general purposes Public service company taxes Franchise taxes Fuel taxes General excise tax surcharge Grants and contributions not restricted to specific programs Investment earnings (expense) Miscellaneous Transfers Total general revenues and transfers Change in net position Net position, beginning of year Net position, end of year See accompanying notes to the basic financial statements. .218. Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expengeg Services Contributions Contributions Primary government: Governmental activities: General government S 86,747,456 S 4,320,738 S 6,638,918 S 4,398,247 Public safety 274,259,439 5,917,482 35,447,400 2,264,898 Highways and streets 67,161,387 16,585,633 6,789,686 35,949,579 Health, education and welfare 37,042,326 2,522,672 25,885,494 224,641 Culture and recreation 33,613,224 1,451,429 26,029 661,628 Sanitation 68,870,497 25,678,374 766,102 - Interest on long-term debt 14,178,476 - - Total governmental activities 581,872,805 56,476,328 75,553,629 43,498,993 Business -type activities: Health, education and welfare 645,452 482,150 2692273 - Total primary government S 582,518,257 S 56,958,478 S 75,822902 S 43 498,993 Component unit: Water (note 14) S 60,324,787 S 49,753,448 S S 3,202,379 General revenues: Taxes: Property taxes, levied for general purposes Public service company taxes Franchise taxes Fuel taxes General excise tax surcharge Grants and contributions not restricted to specific programs Investment earnings (expense) Miscellaneous Transfers Total general revenues and transfers Change in net position Net position, beginning of year Net position, end of year See accompanying notes to the basic financial statements. .218. Net (Expense) Revenue and Changes in Net Position Primary Government Governmental Business -type Component Activities Activities Total Unit $ (71,389,553) $ - $(71,389,553) $ (230,629,659) (230,629,659) - (7,836,489) (7,836,489) - (8,409,519) - (8,409,519) (31,474,138) - (31,474,138) - (42,426,021) - (42,426,021) __14,178.476) - J14,178,476) (406,343,855) - (406,343,855) - 105,971 105,971 - (406,343,855) 105,971 (406,237,884) - - - 7,368,960 333,515,661 - 333,515,661 - 8,862,416 - 8,862,416 - 9,364,818 - 9,364,811 - 20,108,062 - 20,108,062 - 35,537,945 35,537,945 - 16,530,357 - 16,530,357 - 3,220,862 5,193 3,226,055 775,456 2,127,119 - 2,127,119 - (616,776) 616,776 - 428.650.457 621,969 429,272,426 775,456 22,306,602 727,940 23,034,542 (6,593,504) 128,104,497 1,884,978 129,989,475 223,929.317 $ 150,411,099 $ 2,612,918 $153,024,017 $ 217,335,813 .29'. COUNTY OF HAWAII Governmental Funds Balance Sheet June 30, 2020 Assets Cash and cash equivalents (note 3) Investments (note 3) Receivables, net (note 4) Due from other governmental funds (note 5 ) Due from other nongovernmental funds (note 5 ) Receivables from other governments (note 4 ) Inventories Other Total assets Liabilities, Deferred Inflows and Fund Balances Liabilities: Accounts payable Accrued payroll Due to other governmental funds (note 5) Advance collections -intergovernmental Other "Cotal liabilities Deferred Inflows of Resources: Unavailable revenue (note 7) Fund balances: Nonspendable: Inventory Restricted for: Debt service (note 10) Highways, streets and abandoned vehicles Public access open space Other Committed to: Budget stabilization Disaster and emergencies Lower Puna area Rental assistance and subsidy Sanitation Self insurance Highways, streets and abandoned vehicles Parks and recreational projects Zoning change impact mitigation (fair share) Other Assigned to: Subsequent year's budget Other Unassigned Total fund balances Total liabilities, deferred inflows, and fund balances See accompanying notes to the basic financial statements, Other Total Capital Governmental Governmental General Projects Funds Funds $102,634,030 $ 51,548,355 $ 79,545,502 $233,727,887 42,315,624 - 31,198,474 73,514,098 28,435,750 - 2,614,255 31,050,005 2,175,623 6,723,688 2,418,607 11,317,918 - - 4,000 4,000 26,460,253 6,842,866 18,694,695 51,997,814 8,187,482 - 8,187,482 635,899 797,666157 4,16 1,590,981 S21Q, §44.01 S. Q== S.111.02,242 LU 11241$5 $ 6,245,867 $ 10,577,451 $ 3,957,239 $ 20,780,557 9,608,455 - 1,780,148 11,388,603 2,192,921 595,690 8,529,307 11,317,918 74,474,520 4,548,959 591,682 79,615,161 2,960,981 379,375 676,305 4 016,661 95,482,744 16,101,475 ,)„5,514 _J27,LL8,9Q0 330,502,849 ..e. 2,1-29,9¢ --33,232-,2,451 8,187,482 - - 8,187,482 - 38,846,557 38,846,557 - 38,770,075 36,899,769 75,669,844 14,341,394 - - 14,341,394 956,286 20,771,160 3,387,586 25,115,032 7,212,340 - 7,212,340 6,534,823 - - 6,534,823 - - 4,274,235 4,274,235 - - 1,267,826 1,267,826 - 20,286,433 20,286,433 260,890 - - 260,890 - 1,054,149 11,066,016 12,120,165 - 2,091,494 61,068 2,152,562 - 3,960,058 - 3,960,058 510,163 1,636,871 279,342 2,426,376 30,548,282 - 30,548,282 15,444,635 - - 15,444,635 862,773 118,472.7007 _17,609,934) 84,8.59=068 8)1,1 QQ Ll lz .8 2 _25L.,Q1%QQ0 S219 WI L2 244 X411 a2Q 1$5 IM COUNTY OF HAWAII Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position June 30, 2020 Total fund balances -governmental funds S 251,039,000 Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. These assets consist of: Land and improvements 278,888,359 Infrastructure assets, net 2969257,213 Buildings and improvements, net 635,602,987 Equipment, net 58,412,276 Easements, net 119116,725 Construction work in progress 80,330,851 Total capital assets, net (19,341,349) Deferred amounts on refunding and pension are reported as deferred outflows of resources in the government -wide financial statements but are not are not reported in the governmental fund statements Some of the County's revenues will be collected after year-end but are not available soon enough to pay for the current period's expenditures and therefore are deferred (unearned) in the funds. (note 7) Some liabilities are not due and payable in the current period and therefore are not reported in the finds. Those liabilities consist of: Bonds and loans payable, net of receivable from improvement district (477,919,145) Interest due on long-term debt (6,176,903) Capital leases (10, 771,109) Compensated absences (45,492,699) Claims and judgments (27,809,426) Landfill costs payable (13,355,000) Pollution remediation (19,341,349) Underground storage tank liability (1,775,000) Other Postemployment Benefit Obligation (OPEB) (407,266,249) Net pension obligation (669,239,185) Total long-term liabilities Unamortized gain on refunding Deferred amounts related to pension are reported as deferred inflows of resources in the government -wide financial statements but are not are not reported in the governmental find statements Net position of governmental activities See accompanying notes to the basic financial statements. -31 - 1,360,608,411 206,923,055 31,165,186 (1,679,146,065) (873,466) (19,305,022 ) S 150,411,099 COUNTY OF HAWAII Governmental Funds Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2020 Expenditures Current: General government 46,746,254 mm 636.800 Other Total 144.581.068 - 10.339.473 Capital Governmental Governmental 23.563.5*4 General Pro'eects _ Funds _ m m. Funds Revenues Culture and recreation 21,365.678 - 1.167.748 22.533.426 Property taxes $ 327,886.496 $ - $ - $ 327.886.496 Public service company taxes 8,862,416 - 8.862.446 Fuel taxes - Employees' health insurance 20.408.062 20.408.062 Public utility franchise taxes - - 9.364.814 9.364.811 Licenses and permits 8,709,346 1.981.836 16.445.710 25.165.056 General excise tax surcharge - 35.537.945 35.537.945 Intergovernmental 69,657.109 18.280.246 25.694.656 113.632.011 Charges for services 5,771.752 - 24.307.960 30.079.712 Investment earnings 3.414.245 12,052 54.843 3.481.140 Other 1,979.0811.161.762 _.�.. ­ 1,033 028 �. �w,....ms.._...._. „ _ 4.173 871 Total revenues 426,,280.445 19.4544.060 _ 132 547.015 7 81 520 Expenditures Current: General government 46,746,254 mm 636.800 47.383.054 Public safety 144.581.068 - 10.339.473 154.920.541 Highways and streets 4.398,831 23.563.5*4 27.962.345 1.1calth. education and welfare 7,808.415 - 23.434.152 30.942.567 Culture and recreation 21,365.678 - 1.167.748 22.533.426 Sanitation 1,160.585 - 42.607.378 43.757.963 Pension and retirement contributions (note 13) 53,800.205 8.012.517 61.812.722 Employees' health insurance 15,768.473 - 3.078.292 18.846.465 Other postemployment benefits 41.604.474 - 41.604.474 Other 6,759.950 1.981.836 8.741.786 Debt service: Principal 1,526,641 27.695.246 29.224.857 Interest 87.597 - 18.501,939 18.589.536 Capital outlay 8.1e78,884 _..... _ 71.357.563 - . ......... 79 � Total expenditures 353,776.755 7le357 563 160 718.865 m_m......_ 585.853 183 Excess (deficiency) of revenues over (under) expenditures 72,503.690 (51.903,503) (28.471.8503 63 (Continued) COUNTY OF HAWAII Governmental Funds Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2020 (Concluded) Other Total Capital Governmental Governmental General Pro'ects Funds Funds Other Financing Sources (Uses) Sale of assets $ 10,288 $ - $ - $ 10,288 Increase in capital leases (notes 8 and 10) 1,502,463 - 1,318,960 2,821,423 State Revolving Fund loans (note 10) - 174,021 - 174,021 Rec lass of debt from current to long-term 30,278,868 30,278,868 Transfers in (note 5) - 16,119,391 74,079,574 90,198,965 Transfers out (note 5) (66,235,767) - (23,963,198) (90,198,965) Total other financing sources (uses) ) (64,723,016) 46,572,280 _51,435,336_4 33,284,600 Net change in fund balances 7,780,674 (5,331,223) 23,263,486 25,712,937 Fund balances at beginning of year 76,188,742 55,142,323 93,105,346 224,436,411 Increase in reserve for inventories 889,652- _.� ...._- -�.. ,.w ........_ ._....__............__.. 889,652 __ Fund balances at end of year $ 84,859,068 $ 49,811,100 $116,368,832 $ 251,039,000 See accompanying notes to the basic financial statements. COUNTY OF HAWAII Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities For the Fiscal Year Ended June 30, 2020 Net change in fund balances - total governmental funds Amounts reported for governmental activities in the statement of activities are different because: Capital outlays are reported as expenditures in governmental funds. However, in the statement of activities, the cost of capital assets is allocated over their estimated useful lives as depreciation expense. In the current period, these amounts are: $ 25.712.937 Capital outlay 59.865.516 Dedicated and contributed property 21,564.947 Depreciation expense and loss on disposals (48.960.691) Excess of capital outlay over depreciation expense -. 32.469.772 Borrowings provide current financial resources to governmental funds: however, issuing debt increases long-term liabilities in the statement of net position. In the current period, assets financed through: Reclass of notes payable to long-term debt (note 10) (30.000.000) State Revolving Fund loans (174.021) Capital leases (2.821.423) . ............ . Total debt proceeds (32.995.444) Repayment of long-term debt is reported as an expenditure in governmental funds, but the repayment reduces long-term liabilities in the statement of net position. In the current year, these amounts consist of: Bond principal retirement 23.092.308 State Revolving Fund loan repayments/forgiveness 2.499.903 Capital lease payments 3,629.646 Total long-term debt repayment29.22@.857 Because some revenues will not be collected for several months after the County's fiscal year end, they are not considered "available" revenues and are "deferred" in the governmental funds. Unearned revenues increased by this amount this year. 1,994.423 (Continued) COUNTY OF HAWAII Reconciliation of the Change in Fund Balances of Governmental Funds to the Statement of Activities For the fiscal Year Ended June 30, 2020 (Concluded) Some items reported in the statement of activities do not involve current financial resources and therefore are not reported as expenditures in governmental funds. These activities are: Increase in inventories $ 889.652 Increase in compensated absences (3.079,986) Decrease in claims and judgments 3.675,057 Decrease in landfill closure/postclosure care costs 17.660.000 Increase in pollution remediation costs (6,900.616) Increase in underground storage tank liability (1.775.000) Amortization of premium from bond issuance 4,800,919 Amortization of deferred loss on refunding (705,654) Amortization of gain on refunding 102,761 Net increase in accrued interest (65.834) Net decrease to expenses related to Other Postemployment Benefit Obligation 8.196.912 Net increase to expenses related to pension and salaries and wages (56.895,154) Net additional expenses (34.096.943) Change in net position of governmental activities $ 22.306.602 See accompanying notes to the basic financial statements. COUNTY OF HAWAII General Fund Statement of Revenues, Expenditures. and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 (Continued) =36- Actual Variance Original Final (Budgetai), Positive Budget ___Budget_ Basis) (Negative) Revenues: Taxes and assessments: Property taxes $ 330,700,000 $ 330,700,000 $327,886,496 $ (2,813,504) Public service company taxes p Y 8,........0,00, _ _.m._ _._. ,000 8,862,416 22,416 Total taxes and assessments 339,540,000 339,540,000 336,748,912 (2,791,088) Licenses and permits: Nonbusiness licenses and permits 4,321,305 4,321,305 3,864,032 (457,273) Business licenses 2,095,329 2,095,329 1,788,744 (306,585) Street use 3,064,450 3,064,450 3,056,570 (7,880) rota licenses andermits p 9,481,084 9,481,084 ....................................� 8,709,346 _ 7 �am5..7.1.,738) Intergovcrnmental: Federal: Programs for the aged 2,629,032 2,649,032 2,622,502 (26,530) Community development block grants 2,773,136 2,773,836 Law enforcement 3,420,535 5,451,959 3,738,790 (1,713,169) Other 5,227,662 32,380,019 28,361,651 X3,948,368) Total federal 11,277,229 43,184,146 37,496,079 (5,688,067) State: State General Fund - Act 185, SLH 1990 19,188,000 19,188,000 15,965,000 (3,193,000) Emergency medical services 16,830,274 20,800,957 20,800,957 - Other ,7 .__....._ _ ,....... 11 F353.2423,242 _. (2_948,073) Total State 44,741,639 48,419,199 56,841,073) Total intergovernmental revenue g 56,01,868 97,744,41 8 8,915,27 5 8 mm _m 11, 829,140) Charges for services: General government 5,090,354 5,090,354 4,11 Q410 (978,944) Culture and recreation 1,826,600 1,826,600 857,530 (969,070) Highways and streets 1,212,000 1,212,000 912,874 (299,826) Public safety _ 116,768 111,768 84,596 (27,172) Total charges for services g ,24 80 ,., .......... ,� _.._......_._�.__ 7 � , 5,966.410 2,274,382)..... _...M.M._.._...._,_... ( an or enures 2,380,300 _....._.m�. 2,3100,,300 ., 3 .- 736,782 — ............7.._._ .1es xI8573,58) m. Rents 189,500 189,500 201,281 11,781 (Continued) =36- COUNTY OF HAWAII General Fund Statement of Revenues. Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 (Continued) am Actual Variance Original Final (Budgetary Positive Budget Bud&et �Bas,i„s,� egaLive). Revenues (continued): Interest and penalties S 2,000,000 S 2,000,000 S 3,098.836 S.(,Q98..,836 Miscellaneous 5,036,424 5,442,924 � 4762 186 -_w,w, (68,0„„738) Total revenues _. 422,816,898 _ 464,948,948 446,839 0388-8R-917) �_ Expenditures: Current: General government: Finance 21,757,329 13,440,887 10,947,086 2.493,801 General government building 5,740,454 6,792.505 6,194,027 598.478 Legislative 4,679,766 3,835,666 3,368,266 467,400 Automotive equipment 4,844,900 3,943,850 3,775,499 168,351 Law 3,168,392 3,189,892 2.583,480 536,412 Research and development 2,768,686 2,949,786 2,566,838 382,948 Planning and zoning 4,204,467 4,320,287 4,024,717 295,570 Mayor's office 1.806,707 1,906,707 1,740,796 165,911 Engineering 1.779,186 1,602,886 1,141,715 460.471 Information technology 3,413.388 3,425.388 2,740,480 684,908 Human resources 2,229,859 2,232,234 1,697,250 534,984 Public works administration 1,596,193 1.616,443 1,444,937 171,506 Elections 980,672 1,184,860 927,959 246.901 Legislative auditor 875,846 875,846 --629562 24628 Total general government 59,845,145, 51,236,537 43 782,612 7.453.925 Public safety: Police department 70.068.506 73,289,204 68,005,801 5,284,803 Fire department 43,791,397 53,627,243 50,193,520 3,433,723 Prosecuting attorney 10,830,841 12,368,437 9,894,982 2,473,455 Protective inspection 4,197,497 4,234,747 3.727,510 507,237 Liquor control 2,044.329 2,249,709 1,832,366 417,343 Flood control 330,000 330,000 324,840 5,860 Civil defense agency 2,401,659 2,656,910 2,099,210 557,700 Disaster Response 16,896,732 15,458,424 1,438.308 Animal control 2,185,706 21185,706 2081 627,, IOA,Q9 Total public safety _ 135,829,935 167,838,684. 153.617 58014.221.�,10„�„ Highways and streets: Mass transit 3,358,000 17,092,500 13,4211.422 3.671_ 0738 (Continued) am COUNTY OF HAWAII General Fund Statement of Revenues. Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Sanitation: Environmental management 1,182,880 1,197,8801 Actual Variance Pension and retirement contributions Original Final (Budgetary Positive Employees' health insurance BudgetBudget„� 18,495,5261 Basis ....._ (lve ative Expenditures (continued): 41,676,474 41,6 w„76,474 41.604..474 ____v000 Current (continued): _ 11,262,824 9,737,238 4.335.2609 Health, education and welfare: 366,233,189 _403,458,090 357 754.169 Elderly activities S 5,008,686 S 5,030,586 S 3,994,505 S 1,036,081 Office of aging 4,101,071 4,126,714 3,591,532 535,182 Education 58,500 58,500 32,511 25,989 Social programs 1,500,000 1,500,000 1,499,945 55 Cemeteries 420,087 440,687 394,995 45,692 Physical sica examination 825 .. w133,� 133,825 ._��....__. 133,825 Total health, education and welfare 11,222,169 _ 11,290,312 _9647.313 -JA-42.299 Culture and recreation: Community music 273,536 301,005 235,058 65,947 Organized recreation: Maintenance 10,773,178 11,192,978 10,573,079 539,899 Recreation 3,284,584 3,399,634 3,028,018 371,616 Aquatics 2,563,447 2,427,297 2,052,276 375,021 Hoolulu park complex 1,008,526 1,049,526 1,005,824 44,402 Administration 2,337,703 2,426,441 2,076,461 349,980 Children's zoo 810,740 827,740 809,314 18,426 Summer/Intersession 532,093 538,093 331,521 206,572 Culture and arts 301,143 308,643 227,663 80,980 Fadministration Elderly activities 666 2,154 ...._._ � __.. 668,844m,..� 559,7 38. ........_. ) .09. (..Q.6 Total culture and recreation 22,547,104 23,060,201 20898252 _)..61 949 Sanitation: Environmental management 1,182,880 1,197,8801 153,224�b56 Pension and retirement contributions 60,813,132 61,832,734 53,562,227 _ 8-2 7 Employees' health insurance 18,495,526 18,495,5261 5,731 805 , 2,763 721 Other postemployment benefits 41,676,474 41,6 w„76,474 41.604..474 ____v000 Other _ 11,262,824 9,737,238 4.335.2609 Total current 366,233,189 _403,458,090 357 754.169 (Continued) = 38 - COUNTY OF HAWAII General Fund Statement of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Expenditures (continued): Capital Outlay: Community Development Block grants (HUD) HOME Program Total capital outlay Total expenditures Fxcess of revenues over expenditures Other financing sources (uses): Transfers out: Housing Fund Solid Waste Fund Sewer Fund Golf Course Fund Capital Project I and Disaster/Emergency Fund Public Access, Open Space, and Natural Resources Preservation Fund Public Access, Open Space, and Natural Resources Preservation Maintenance Fund Budget Stabilization Fund Debt Service Fund Total transfers out Total other financing uses Excess (deficiency) of revenues and other sources over (under) expenditures and other uses Fund balance at beginning of year Fund balance at end of year See accompanying notes to the basic financial statements, (Concluded) Actual Variance Original Final (Budgetary Positive Budget m _ _ Budges ___Basis) _ _jNegative $ 150,000 $ 4.56609 $ 4,401,567 $ 164,602 50,000 130,000 50,300 79,700 200,000 4,696,169 4.45d.867 244,302 366.43 08,154,259 4..... ,.... 362,206,036 ...... _ �....._ . 45,948223 . ... 56,383, 5667 7946 9 , 3,93322,99955 ___..._ 27.138.306 (2,283,619) (2,289,619) (1,517,810) 771,809 (19,862,687) (19,862,687) (19,862,687) - (2,586,419) (2,586,419) (2.586,419) - (650.205) (1,000,205) (1.000,205) - - (54,980) (54,980) - (250,000) (250,000) (250.000) - (6,614,000) (6,614,000) (6.557,730) 56,270 (826,750) (826,750) (262,526) 564,224 (250,000) (250,000) (250.000) - (44.879,547) (44,879.547) X44,879,547) - _(78,,203.227) (78,614,207) (77,221,904) 1,392,303 578,203,227) 578 614,207) 577,221 N904) 1,392,303 (21,819,518) (21,819,5!8) 6,711,091 28,530,609 76,188,742 76,188,742 76.d88,742 - $ 54,369,224 $ 54,369,224 $ 82.899,833 $28,530,609 -39- COUNTY OF HAWAII Proprietary Funds Statement of Net Position June 30. 2020 Assets Current assets: Cash and cash equivalents (note 3) Restricted cash and cash equivalents (note 3) Imprest fund (note 3) Receivables, net (note 4) Prepaid expenses Total current assets Noncurrent assets: Restricted cash and cash equivalents (note 3) Capital assets (note 6): Land and site improvements Buildings and equipment Less accumulated depreciation Total capital assets Total noncurrent assets Total assets Liabilities Current liabilities: Accounts payable Due to other governmental funds (note 5) Security deposits payable from restricted assets Deterred revenue Interest payable Notes payable, current portion (note 10) Total current liabilities Noncurrent liabilities: Notes payable (note 10) Total liabilities Net Position Net investment in capital assets Unrestricted Total net position Sec accompanying notes to the basic financial statements. EM Business -type Activities - Enterprise Funds Kulaimano Ouli Ekahi 1,242,864 Elderly Affordable (1,250,891$ Housing Housing 502,973 P__ _ rojectProject 1.917.893 Total S 680,115 S 542,276 S 1,222,391 13,758 29,230 42,988 50 100 150 2,142 8,629 10,771 --2,1.33 __.� _ 2 133 698,898 580,2351,278.433 7,560 72,687 72,687 511,000 515,727 1,026,727 1,242,864 1,024,144 2,267,008 (1,250,891$ 124.958){11375842) 502,973 1,414.920 1.917.893 502,973 1,487.607 1,990,580 _ 1.201,171 2,067,842 _m3�269�0a.3 3,977 14,180 18,157 4,000 - 4,000 13,758 27,850 41,608 341 1,468 1,809 7,560 - 7,560 69,952 16 500 86 452, 99,588 59,998 159,586 393,736 _ 102 773 _ 496 509 493,324 162,771 656 095 39,285 1.295,647 1,334.932 668,562 609,4241 277 9K S 707,847 S 1,905,071 S 2,612.918 COUNTY OF HAWAII Proprietary Funds Statement of Revenues. Expenses, and Changes in Fund Net Position For the Fiscal Year Ended June 30, 2020 Operating revenues: Rental receipts from tenants Rental subsidy from federal government& HUD Laundry receipts Other Total operating revenues Operating expenses: Utilities General and administration Maintenance and repairs Depreciation (note 6) Total operating expenses Operating income Nonoperating revenues (expenses): Investment income Interest expense (Loss) on disposal of assets Total nonoperating revenues (expenses) Capital contributions Transfers Change in net position Net position, beginning of year Net position, end of year See accompanying notes to the basic financial statements. Business -type Activities - Enterprise Funds Kulaimano Ouli Ekahi Elderly Affordable Housing Housing Project Projekt _ Total $ 138,212 $ 337.100 $ 475.312 269.273 - 269.273 3,123 - 3,123 2&22 3.493 3.715 410,830 340,593 __751.423 40,217 51.209 91.426 176,018 91,254 267.272 78.367 116.384 194.751 42,068 20,387 62,455 336,670 279.234 615,904 74.160 61,359 135,519 5,174 19 5.193 (24.614) _ (24.614) (4,934) - (4.934) mm 24,374 19 24.355) 80,740 536.036 616.776 130.526 597.414 727.940 .577,321 11.307.657 1,884,978 $ 707,847 $ 1,905.071 $ 2.612.918 COUNTY OF HAWAII Proprietary Funds Statement of Cash Flows For the Fiscal Year Ended June 30, 2020 orm Business -type Activities - Enterprise Funds Kulaimano Ouli Ekahi Elderly Affordable Housing Housing Project _ _ Pro'ectptal,__ Cash Flows from Operating Activities Receipts from tenants $ 141,602 $ 338,130 $ 479,732 Receipts from federal government - HUD 269,273 - 269,273 Payments to suppliers f'or goods and services w__...._ (307,746) S260 8 0�50),304l 6 Net cash provided by operating activities 103,129 77,826 180 955 Cash Flows from Capital and Related Financing Activities Principal paid on notes payable (66,186) (48,630) (114,816) Interest paid on notes payable (25,869) (25,869) Purchase of capital assets 715) (2,237) (2 952) Net cash used in capital and related financing activities P g (92,77.. 0) (50.867 _�...) Cash Flows from Investing Activities Proceeds from maturities of investments 1,600,000 - 1,600,000 Purchase of investments (1,600,000) - (1,600,000) Interest on investments 5,376 19 Net cash provided by investing activities 5,376 19 5 395 Net increase (decrease) in cash and cash equivalents 15,735 26,978 42,713 Cash and cash equivalents at beginning of year (including restricted cash and cash equivalents) 678,188 __www 617,3851,295 503 Cash and cash equivalents at end of year (including restricted cash and cash equivalents) $ 693,923 $ 6 LL338,216 Reconciliation of Operating Income to Net Cash Provided by Operating Activities Operating income $ 74,160 $ 61,359 $ 135,589 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation expense 42,068 20,387 62,455 Change in assets and liabilities: Receivables, net (1,984) (3,035) (5,019) Prepaid expenses (74) - (74) Accounts and other payables (10,999) (1,457) (12,456) Deferred revenue ------ AID _._5_72. 530 Net cash provided by operating activities $ 103,129 $ 77,826 $ 180,955 Supplemental Disclosure of Noncash Capital and Related Financing Activities Capital contributions $ 80,740 $ 536,036 $ 616,776 Sec accompanying notes to the basic financial statements.. orm COUNTY OF HAWAII Fiduciary Funds Statement of Fiduciary Net Position June 30, 2020 Liabilities Vouchers payable 2,258 Due to other agency funds 15.396 Accrued liabilities - 3.047.776 Advances payable 232.203 Assets held for the benefit of improvement districts- 1.602.835 Total liabilities - _ $ 4,900.468 Net Position Held in trust for other parties 4.77_7.542 Total net position $ 4.777.542 See accompanying notes to the basic financial statements. tM Private - Purpose Agency TrustsFunds Assets Cash and cash equivalents (note 3) S 2.581.795 S 4.530.870 Investments (note 3) 2,192.849 285.468 Receivables: Due from other agency funds - 15.396 Other receivables 2,898 68734 Total receivables 2.898 84.430 Total assets 4.777,542 $ 4.900.468 Liabilities Vouchers payable 2,258 Due to other agency funds 15.396 Accrued liabilities - 3.047.776 Advances payable 232.203 Assets held for the benefit of improvement districts- 1.602.835 Total liabilities - _ $ 4,900.468 Net Position Held in trust for other parties 4.77_7.542 Total net position $ 4.777.542 See accompanying notes to the basic financial statements. tM COUNTY OF HAWAII Fiduciary Funds Statement of Changes in Fiduciary Net Position For the Fiscal Year Ended June 30, 2020 MM Private - Purpose Trusts Additions Contributions: Puna Geothermal Venture $ 50,000 Investment earnings: Net increase in fair value of investments 77,308 Dividends and interest - 69,292 Total additions 196,600 ��..�,v�,....0 Deductions Grant payments 45,724 Investment Fees 14,27_3 Total deductions 59,997 Change in net position 136,603 Net position, beginning of year 4,640.939 Net position, end of year $ 4,777,542 See accompanying notes to the basic financial statements. MM CK�li3,� r•K�7 �ap:� O1 Notes to the Basic Financial Statements June 30, 2020 The accounting policies of the County of Hawaii (the County) conform to U.S. generally accepted accounting principles (GAAP) as applicable to local governmental units. The following notes to the basic f inancial statements are an integral part of the County's Comprehensive Annual Financial Report (CAFR). 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The Financial Reporting Entity The County has implemented Governmental Accounting Standards Board Statement No. 14, The Financial Reporting Entity (GASB Statement No. 14), Statement No. 39, Determining Whether Certain Organizations Are Component Units (GASB Statement No. 39) and Statement No. 61, The Financial Reporting Entity: Omnibus an amendment of GASB Statements No. 14 and 34 (GASB Statement No. 61). All organizations, activities or functions that meet the criteria in GASB Statement No. 14, No. 39 and No. 61 for inclusion in the reporting entity are included in the County's basic financial statements. Primary Government The County operates under the Mayor -Council form of government under a charter that became effective on January 2, 1969, and was amended in 1979, 1982, 1990 and 2000. The County's operations are organized by the following functions: general government; public safety; highways and streets; sanitation; health, education and welfare; culture and recreation; pension and retirement contributions; health fund; miscellaneous; capital outlay; and debt service. The State of Hawaii (the State) assumes full responsibility for several major functions usually performed by local governments, including education, welfare, health and judicial functions. There are no separate city, county or township governments nor any school districts, special districts, authorities or public corporations with overlapping authority. GASB Statement No. 14, as amended, defines component units as legally separate organizations for which the elected off icials of the primary government are f inancially accountable or for which the primary government may determine, through exercise of management's professional judgment, that the inclusion of an organization that does not meet the financial accountability criteria is necessary in order to prevent the reporting entity's financial statements from being misleading. "Financial accountability" is the level of accountability that exists if a primary government appoints a voting majority of an organization's governing board or if the organization is f iscally dependent on the primary government and is either able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or impose specific financial burdens on, the primary government. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects, activities or level of services performed or provided by the organization. An organization has a financial benefit or burden relationship with the primary government if anyone of three conditions exist: (])The primary government is legally entitled to or can otherwise access the organization's resources; (2) The primary government is legally obligated or has otherwise assumed the obligation to -45- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 finance the deficits of, or provide financial support to, the organization; or (3) The primary government is obligated in some manner for the debt of the organization. As required by GAAP as set forth in GASB Statement No. 14, No. 39 and No. 61, these basic financial statements present the County of Hawaii (the primary government) and its component unit, the Department of Water Supply (the Department). This component unit is included in the County's reporting entity because of its financial relationship with the County. Discretely Presented Component Unit The component unit column in the basic financial statements includes the financial data of the Department, a legally independent agency of the County that is accounted f'or as an enterprise find. It is reported in a separate column to emphasize that it is legally separate from the County. The members of the Water Board, the governing body of the Department, are appointed by the Mayor of the County and confirmed by the County Council. The Department is granted corporate powers by state statute and the County Charter. Although the County does not have the authority to approve or modify the Department's operational and capital budgets, the County has issued bonds on the Department's behalf that are general obligations of the County. Because the County is obligated to repay these bonds in the event of default by the Department, the County is financially accountable for the debts of the Department. See Note 14 f'or component unit disclosures for the Department. Complete financial statements of the Department can be obtained from the Department of Water Supply, 345 Kektjanao`a Street, Suite 20, Hilo, Hawaii 96720. Basic Financial Statements The basic financial statements include both government -wide (based on the County as a whole) and fund financial statements. Both the government -wide and fund financial statements (within the basic financial statements) categorize primary activities as either governmental or business -type. In the government -wide statement of net position, both the governmental and business -type activities columns (a) are presented on a consolidated basis by column, (b) and are reflected, on a full accrual, economic resource basis, which incorporates long-term assets and receivables as well as long-term debt and obligations. The government -wide statement of activities reflects both the gross and net costs per functional category (general government, public safety, highways and streets, etc.) which are otherwise being supported by general government revenues (property taxes, certain intergovernmental revenues, etc.). The statement of activities reduces gross expenses (including depreciation) by related program revenues, operating and capital grants. The program revenues must be directly associated with the function (general government, public safety, highways and streets, etc.) or a business -type activity. The operating grants include operating -specific and discretionary (either operating or capital) grants while the capital grants column reflects capital -specific grants. The net cost (by function or business -type activity) is nonnally covered by general revenues. COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The government -wide focus is more on the sustainability of the County as an entity and the change in aggregate financial position resulting from the activities of the fiscal period. The fund financial statements' emphasis is on the major funds in either the governmental or business -type categories. Nonma jor funds (by category) are summarized into a single column. The governmental funds in the fund financial statements are presented using the current financial resource focus and modified accrual basis of accounting. This is the manner in which these funds are normally budgeted. This presentation is deemed most appropriate to (a) demonstrate legal and covenant compliance, (b) demonstrate the source and use of liquid resources, and (c) demonstrate how the County's actual experience conforms to the budget fiscal plan. Since the governmental fund statements are presented using a different measurement focus and basis of accounting than the government -wide statements' governmental activities column, a reconciliation is presented on the page following each statement, which briefly explains the adjustments necessary to transform the fund based financial statements into the governmental activities column of the government -wide presentation. The County's fiduciary funds are presented in the fund financial statements by type (private purpose and agency). Since by definition these assets are being held for the benefit of a third party (private parties, state government, etc.) and cannot be used to address activities or obligations of the government, these fiords are not incorporated into the government -wide statements. Government -wide and fund fr,nancia! statementsa- The government -wide f inancial statements (i.e., the statement of net position and the statement of activities) report information on all of the nonfiduciary activities of the primary government and its component unit. The effect of interfund activity has been removed from these statements during the process of incorporating fund data but interfund services provided and used have not been eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately fi-om business - type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (a) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (b) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not included among program revenues are reported instead as general revenues. COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Activities in fundsa- The financial transactions of the County are recorded in individual funds. Each fund is accounted for by providing a separate set of self -balancing accounts that comprises its assets, deferred outflows of resources, liabilities, deferred inflows of resources, reserves, fund equity, revenues and expenditures/expenses. The various funds are reported by generic classification within the financial statements. GASB Statement No. 34, Basic Financial Statements „,. and Management& Discussion and Analysise- for State and Local Governments, sets forth minimum criteria (percentage of the assets, deferred outflows of resources, liabilities, deferred inflows of resources, revenues or expenditures/expenses of either fund category or the governmental and enterprise combined) for the determination of major funds. The nonma jor funds are combined in a column in the fund financial statements and detailed in the combining section. The County reports the following major governmental funds: General Fund— The general fund is the general operating fund of the County. It is used to account for all activities of the general government, except those required to be accounted for in other funds. Capital Projects Funda, Used to account for the costs of constructing County capital improvements financed with general obligation bond proceeds, federal and state grants, and general and special revenue fund revenues. The capital projects fund is used to account for financial resources to be used for the acquisition or construction of major general government capital facilities and infrastructure (other than those financed by proprietary funds and trust funds) when separate project centers are needed to control costs. The County reports the following major proprietary funds: Kula `imano Elderly Housing Project — Used to account for the operation of a rental housing project for low-income senior citizens located north of Hilo. Osdi Ekaki Affordable Housing Projecta- Used to account for the operation of a 33 -unit single-family affordable rental housing project located in Waimea. _48- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The County reports the following fiduciary funds: Private -Purpose Trust Funds — Used to account for funds received from geothermal developers to mitigate the effects of geothennal energy development. Also used to account for investment income on funds received from import businesses at the port of Hilo and the related expenditures to promote health and safety on the Island of Hawaii. Agency Funds — Used to account for assets held by the County for other governmental units and individuals. The agency fiends are custodial in nature and do not involve measurement of results of operations. The County has the following agency funds: • State Weight Tax Fund • Improvement District No. 18 Fund • Improvement District No. 19 Fund • Improvement District No. 20 Fund • Improvement District Revolving Fund • Performance and Refundable Deposits Fund • Payroll Clearance Fund • Flexible Spending Account • Lapsed Warrants Fund • Non -Profit License Plates Fund • Organ and Tissue Education Fund • Business Improvement District 1-Kailua Basis of Accounting Basis of accounting refers to the period in which revenues and expenditures (or expenses) are recognized in the accounts and reported in the basic financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. The government -wide financial statements and the proprietary, fiduciary and component unit fund financial statements are presented on an accrual basis of accounting. The governmental funds in the fund financial statements are presented on a modified accrual basis. Accrual Basis - Revenues are recognized when earned and expenses are recognized when the related obligation is incurred. Modified Accrual Basis - Revenues are recorded when susceptible to accrual (that is, both measurable and available). "Measurable" means the amounts are determinable. "Available" means the amounts are collectible within the current period or soon enough thereafter (one year for intergovernmental revenues) to be used to pay liabilities of the current period. -49- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Licenses and permits, charges for current services, fines and forfeitures, penalties and miscellaneous revenues are recorded as revenues when received in cash because they are generally not measurable until actually received. Real property taxes and State Revolving Fund loan proceeds are considered available when collected. In applying the susceptible to accrual concept to intergovernmental revenues, the legal and contractual requirements of the numerous individual programs are used as guidance. There are essentially two types of these revenues. In one, monies must be expended on the specific purpose or project before any amounts will be paid to the County; therefore, revenues are recognized based upon the expenditures recorded. Most construction grants and many operating grants fall into this category. In the other, monies are virtually unrestricted as to purpose of expenditure and are usually revocable only for failure to comply with prescribed compliance requirements. These resources are reflected as revenues at the time of receipt or earlier if the susceptible to accrual criteria are met. The County reports deferred inflow of resources in its fund financial statements (see Note 7). Deferred inflows of resources arise when potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. In subsequent periods, when both revenue recognition criteria are met, the deferred inflow is removed from the fund financial statements and revenue is recognized. Expenditures are recognized under the modified accrual basis of accounting in the accounting period in which the fund liability is incurred. Exceptions to this general rule include: (a) accumulated compensated absences and claims and judgments which are recognized as expenditures when paid; (b) liabilities related to municipal solid waste landfill closure and postclosure care costs; (c) principal and interest on general long-term debt which are recognized as expenditures when due; and (d) liabilities relating to pollution remediationa The County applies all applicable GASB pronouncements, including the adoption of GASB Statement No. 62, Codification of Accounting and Financial Reporting Guidance Contained in Pre -November 30, 1989 FASB (Financial Accounting Standards Board) and AICPA (American Institute of Certijied Public Accountants) Pronouncements. Encumbrances The general, special revenue, and capital projects funds follow encumbrance accounting under which purchase orders, contracts and other commitments are recorded as an obligation of fund balance and provide authority for the carryover of appropriations to the subsequent year in order to complete these transactions. Encumbrances outstanding at year-end are included in the respective fund balance categories as appropriate and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. 4 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Cash and Investments Cash and cash equivalents include cash on hand, amounts in demand deposits and savings accounts, and short-term investments with a maturity date of three months or less from the date acquired by the County. Investments consist of certificates of deposit, repurchase agreements, and securities with original maturities exceeding three months. These include participating investment contracts (U.S. government sponsored agency issues and negotiable certificates of deposit) as well as nonparticipating investment contracts (time certificates of deposit and repurchase agreements). Both categories of investments are stated at fair value (see Note 3). Valuations of investments in government sponsored enterprises such as Federal National Mortgage Association (Fannie Mae) and Federal Home Loan Mortgage Corporation (Freddie Mac) are based on quoted market rates. Investments also consist of equity securities in the fiduciary fund financial statements. These investments are stated at fair value based on closing quoted prices. Real Property Taxes The County's real property taxes are levied on July 1 each year on assessed valuation as of January 1. The taxes become a lien on the property assessed as of the levy date. Taxes are due and payable in two equal annual installments on August 20 and February 20. Accordingly, real property taxes receivable as of June 30 are delinquent. Each delinquent installment bears interest at 1% per month and penalties of up to 10% of the amount due. Assessments are based on 100% of estimated fair market values prior to the application of exemptions or preferential assessments. The County provides real property tax abatement under five programs — Enterprise Zone, Historic Residential Dedication, Low and Moderate Income Housing, Agricultural Use Programs, and Solar Water Heater Credit: Enterprise Zone Exemptiona- Section 19-89.3 of the Hawaii County Code provides buildings or other like structures which are built as a result of new construction by a qualified business within an enterprise zone to be exempt except for the minimum tax from real property taxes for a period of three years. The purpose of this program is to stimulate business and industrial growth. A qualified business in an enterprise zone must satisfy the requirements of Chapter 31 of the Hawaii County Code and section 208E, Hawaii Revised Statutes. Historic Residential Dedication Exemption — Section 19-89.1 of the Hawaii County Code and Rule 36 of the Rules and Regulations of the Director of Finance provides an exemption to encourage the preservation of residential structures that have been placed on the Hawaii Register of Historic Places after January 1, 1977. The property owner must provide visual access on a year-round basis or open the property to the public for twelve days per year. The owner certifies the current level of taxation is a material factor which threatens the continued existence of the historic status. This dedication is for a minimum period of ten years, -51- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 automatically renewable indef initely. Cancellation of the dedication by either the owner or the Director of Finance may only be made upon five years' written advance notice and no earlier than the end of the fifth tax year. Any person who becomes an owner of the dedicated real property shall be subject to the restrictions and retroactive tax assessment provisions. If the dedication is approved, the exemption based upon the dedication shall be effective July of the tax year following the approval of the dedication. The dedicated exempt property or portion of the property approved shall be subject to the minimum tax provisions of Section 19- 90(e) of the Hawaii County Code. If there is a breach in the agreement, the property would be subject to roll back taxes, including penalty and interest. Low and Moderate -Income Housing Exemption — Section 19-87 of the Hawaii County Code and Rule 37 of the Rules and Regulations of the Director of Finance provides an exemption for a housing project which is owned and operated by a nonprofit or limited distribution mortgagor or by a qualified entity from taxation. Must participate in long-term housing project that have regulatory agreements mandating rent levels, occupancy of the project is limited to the elderly, handicapped, low or moderate income families. Applicants must submit an application form along with a copy of the recorded regulatory agreement. The exemption is equal to 100% of the assessed value for the portion of the real property that is dedicated as low- and moderate -income rentals. If the entire property is dedicated, then the net taxable is zero but the property is still subject to the minimum tax per Section 19-90(e) of the Hawaii County Code. The exemption shall continue so long as the rental housing project is owned and operated by a nonprofit or limited mortgagor. If the rental units do not comply with the regulatory conditions, the property would be subject to roll back taxes, including penalty and interest. Non Dedicated Agricultural Use Assessment — Section 19-57 of the Hawaii County Code and Rule 34 of the Rules and Regulations of the Director of Finance reduces assessments to encourage local agricultural production as well as the preservation of agricultural lands that could otherwise be further developed, by valuing these lands at the at two times the dedicate agricultural use value as opposed to the market value. Unlike the Dedicated Agricultural Use program, the zoning for this program must be agricultural. An application form must be filed along with a plot plan and provide details as to what agricultural activities is conducted on the property. Upon review and approval, the application is effective as of January 1 for the following tax year. Renewal of the application shall be in such form and at such time as requested by the director. Valuation consideration is given to the type of agricultural activity. Any breach to the terms of would result in an immediate milback calculation of current plus two yeas taxes plus penalties and interest. Commercial Agricultural Use Dedication Section 19-60 of the Hawai` i County Code and Rule 31 of the Rules and Regulations of the Director of Finance provides reduced assessments to encourage local agricultural production as well as the preservation of agricultural lands that could otherwise be further developed, by valuing the dedicated lands at the agricultural use value as opposed to the market value. An application form must be filed along with a plot plan and provide details as to what agricultural activities is conducted on the property. Upon -52- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 review and approval, the owner is required to record the dedication at the Bureau of Conveyances. There is currently only one available dedication length which is a 10 year period, however, previously there was a 20 year dedication. This dedication does not automatically renew. Valuation consideration is given to the type of agricultural activity. Any breach to the terms of the recorded dedication would result in the cancellation of the dedication, or portion thereof, and the immediate rollback calculation of taxes plus penalties and interest. Solar Water Heater Credit- Section 19-104 of the Hawaii County Code provides a one time tax credit per tax map key for up to $300 for the owner of real property who installs a solar water heater on the owner's property on or after Januaiy 1, 2008. This program was created with the purpose of providing an incentive to support renewable energy. The owner must apply for the credit. Information relevant to the disclosure of these programs for the fiscal year ended June 30, 2020 is as follows: Tax Abatement Program Enterprise Zone Historic Residential Dedication Low and Moderate Income Housing Agricultural Use Programs Solar Water Heater Credit Inventories Amount of Taxes Abated - as defined by GASB 77 $3,638 $241000 $828,907 $28,819,799 $14,035 Inventories consist of materials and supplies and are reported as expenditures at the time of purchase (purchase method). Police and fire department inventories are stated using the first in, first out (FIFO) method. Other inventories are stated at average cost. Liquor Control Section 281 of the Hawaii Revised Statutes requires that liquor license revenues collected be used only for costs and expenses directly relating to operational and administrative costs actually incurred by the liquor commission collecting such fees. The unexpended fees at June 30, 2020 of $956,286 are reflected as a restriction of general fund balance. - 53 = COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets (e.g., roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, lighting systems, and similar items), are reported in the applicable governmental or business -type activities columns in the government -wide financial statements. Capital assets are defined by the County as assets with an initial, individual cost of more than $1,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at acquisition value if available or if not, at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend the life of the asset are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business -type activities is included as part of the capitalized value of the assets constructed. Capital assets of the primary government and enterprise fiend are depreciated using the straight-line method over the following estimated useful lives of the assets: Assets Infrastructure Buildings and improvements Ground and site improvements Equipment Easements Years 20 to 100 years 50 to 100 years 20 to 50 years 5 to 40 years Dependent on terms of easement agreement Deferred Outflows of Resources and Deferred Inflows of Resources Deferred outflows of resources represent a consumption of net position that applies to a fixture period and will not be recognized as an outflow of resources (expense or expenditure) until that time. The County has three items that qualifies for reporting in this category. The County reports the deferred loss on refunding and deferred outflow related to both pensions and other postemployment benefits (OPEB) as a deferred outflow of resources in its statement of net position. Deferred inflows of resources represent an acquisition of net position that applies to a future period and will not be recognized as an inflow of resources (revenue) until that time. Property taxes, fees and other non-exchange transactions received in the current fiscal year for the ensuing fiscal year are reported as deferred inflows of resources. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. The County also reports deferred inflows of resources related to both pensions and other postemployment benefits (OPEB). -54- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Long-term Obligations The County reports long-term debt of governmental funds at face value on the government - wide statement of net position. Certain other governmental fund obligations not expected to be financed with current available resources are also reported on the government -wide statement of net position. Long-term debt and other obligations financed by the proprietary funds are reported as liabilities in those funds. Compensated Absences Employees earn vacation credit at the rate of one and three-quarter working days for each month of service. Up to ninety days of vacation leave credits can be accumulated per employee. In addition, employees who work overtime can elect to take compensatory time off instead of overtime pay. The time off is earned at the rate of one -and -a -half hours for each hour of overtime worked. There is no statutory limit to the amount of compensatory time off an employee can accumulate. Both compensatory time off and vacation credits are converted to pay upon termination of employment. A liability for these amounts is reported in the governmental funds only if they have matured, for example, as a result of employee resignations and retirements. All vacation and compensatory time offpay is accrued in the government -wide statement of net position along with the estimated liability for social security and Medicare taxes and employers' retirement contributions on those amounts. Sick leave accumulates without limit. Sick leave can be taken only in the event of illness and is not convertible to pay upon termination of employment; therefore there is no related liability. However, a County employee who retires or leaves government service in good standing with 60 days or more of unused sick leave is entitled to additional service credit in the Employees' Retirement System of the State of Hawaii. Accumulated sick leave at June 30, 2020 totaled $78,613,000 for the primary government. Leases Leases transferring substantially all of the risks and benefits of ownership are recorded as capital leases; other leases are operating leases (see Note 8). Capital leases are recorded as capital asset additions at their estimated fair value at the inception of the lease and the related present value of the future minimum lease obligations is recorded as long-term debt. Operating lease expenditures and expenses are recognized when the lease obligation is paid. Pensions For purposes of measuring the net pension liability, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Employees' Retirement System of the State of Hawaii (ERS) and -55- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 additions to and deductions from ERS's fiduciary net position have been determined on the same basis as they are reported by ERS. For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. Other Postemployment Benefits (OPEB) For the purposes of measuring the net OPEB liability, deferred outflows or resources and deferred inflows of resources related to OPEB, and OPEB expense, information about the f iduciary net position of the Hawaii Employer -Union Health Benefits Trust Fund ("EUTF") and additions to/deductions from EUTF's fiduciary net position have been determined on the same basis as they are reported for EUTF. For this purpose, EUTF recognizes benefit payments when due and payable in accordance with the benefit terms. Investments are reported at fair value, except for investments in commingled and money market funds, which are reported at net asset value (NAV). The NAV is based on the fair value of the underlying assets held by the respective fund less its liabilities. Operating Revenues and Expenses Revenues and expenses are distinguished between operating and nonoperating items for the proprietary funds. Operating revenues generally result from providing services in connection with the proprietary funds' principal ongoing operations. The principal operating revenues of the proprietary funds are fees charged to residents for rent and rental subsidies received from the federal government. Operating expenses include the costs associated with providing housing for tenants, such as utilities, lease rent, and maintenance and repairs; administrative expenses; and depreciation on capital assets. All revenues and expenses not meeting these definitions are reported as nonoperating revenues and expenses. Use of Estimates The preparation of the basic financial statements in accordance with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets, deferred outflows of resources, liabilities, and deferred inflows of resources, as well as disclosure of contingent assets and liabilities at the date of the f inancial statements, and the reported amounts of revenues, expenditures, and other financing sources and uses during the reporting period. Actual results could differ from those estimates. Fund Balances When both restricted and unrestricted fund balances are available for use, it is the County's policy to use restricted fund balance first, then unrestricted fund balance. Furthermore, committed fund balances are reduced first, followed by assigned amounts, and then -56- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 unassigned amounts when expenditures are incurred for purposes for which amounts in any of those unrestricted fund balance classifications can be used. The County reports the following classifications: Nonspendable Fund Balance — Nonspendable fund balances are amounts that cannot be spent because they are either not in spendable form, or, for legal or contractual reasons, must be kept intact. The County has inventory included in their nonspendable fund balance. Restricted Fund Balance — Constraints placed on the use of these resources are either externally imposed by creditors (such as through debt covenants), grantors, contributors or other governments or are imposed by law (under the Hawaii Revised Statutes or County of Hawaii Charter). Committed Fund Balance Committed Fund Balances are amounts that can only be used for specific purposes as a result of constraints imposed by the County Council via ordinances and the County Code and can only be undone via the same manner. The committed fund balance of the General Fund includes the portion of fund balance committed to budget stabilization. The budget stabilization portion is authorized under County Code §2-219 to §2-223 and additions are made via the County budget or subsequent budget amendments. The fund balance may only be used when there is a reduction in budgeted revenue and the director of finance determines that such use is necessary to prevent a reduction in the level of public services. Assigned Fund Balancee- Assigned fund balances are amounts that are constrained by the County's intent as determined by the Mayor but are neither restricted nor committed. The County's only assigned f and balances are in the General Fund and Capital Projects Fund and the majority consists of the portion of fund balance that is intended to balance the subsequent year's budget, which is conveyed by the Mayor via his approval of allotment requests and his approval of the current year's fund balance amount to be included in the submittal for next year's annual budget ordinance. Unassigned Fund Balance This is the residual classification of the General Fund. The General Fund is the only fund that could potentially report a positive unassigned fund balance. The category of Other for the Restricted, Committed and Assigned fund balances on the Governmental Funds Balance Sheet include funds restricted for the purposes of housing and rental assistance; parks and recreation projects; general and public safety facilities; liquor control; taxicab investigations; special duty officers and sewer loan programs. 7- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Net Position When both restricted and unrestricted net position are available for use, it is the County's policy to use restricted net position first, and then unrestricted net position. New Accounting Pronouncements In May 2020, GASB issued Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance. The primary objective of this Statement is to provide temporary relief to governments and other stakeholders in connection with the COVID-19 pandemic. This Statement postponed the effective dates of the following Statements that may have an impact on the County's financial statements: In January 2017, GASB issued Statement No. 84, Fiduciary Activities. The principal objective of this Statement is to enhance the consistency and comparability fiduciary activity reporting by state and local governments. The requirements of this Statement are effective for reporting periods beginning after December 15, 2019, as postponed by GASB 95. The County has not yet determined the effect this Statement will have on its financial statements. In August 2018, GASB issued Statement No. 90, Majority Equity Interests -An Amendment of GASB Statements No. 14 and No. 61. The objectives of this Statement are to improve the consistency and comparability of reporting a government's majority equity interest in a legally separate organization and to improve the relevance of financial statement information for certain component units. The requirements of this Statement are effective for reporting periods beginning after December 15, 2019, as postponed by GASB 95. The County has not yet determined the effect this Statement will have on its financial statements. In January 2020, GASB issued Statement No. 92, Omnibus 2020. The objective of this Statement are to enhance comparability in accounting and f inancial reporting and to improve the consistency of authoritative literature. The requirements of this Statement relating to leases, reinsurance recoveries, and derivative instruments are effective upon issuance. The other requirements are either effective for f iscal years or reporting periods beginning after June 15, 2021. The County has not yet determined the effect these requirements will have on its financial statements. In June 2017, GASB issued Statement No. 87, Leases. The objective of this Statement is to better meet the information needs of f inancial statement users by improving accounting and financial reporting for leases by governments. The requirements of this Statement are effective for reporting periods beginning after June 15, 2021. The County has not yet determined the effect this Statement will have on its financial statements. mom COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 In June 2018, GASB issued Statement No. 89, Accounting for Interest Cost Incurred Before the End of a Construction Period. The objectives of this Statement are(]) to enhance the relevance and comparability of information about capital assets and the cost of borrowing for a reporting period and (2) to simplify accounting for interest cost incurred before the end of a construction period. The requirements of this Statement are effective for reporting periods beginning after December 15, 2020, as postponed by GASB 95. The County has not yet determined the effect this Statement will have on its financial statements. In May 2019, GASB issued Statement No. 91, Conduit Debt Obligations. The objectives of this Statement are to provide a single method of reporting conduit debt obligations by issuers. The requirements of this Statement are effective for reporting periods beginning after December 15, 2020. The County has not yet determined the effiect this Statement will have on its financial statements. In March 2020, GASB issued Statement No. 93, Replacement of Interbank Offered Rates. The objective of this Statement are to address accounting and financial reporting implications resulting from the replacement on an interbank offered rate (IBOR). The requirements of this Statement are effective beginning with reporting periods that begin after December 31, 2021. The County has not yet determined the effect this Statement will have on its financial statements. In March 2020, GASB issued Statement No. 94, Public -Private and Public -Public Partnerships and Availability Payment Arrangements. The objective of this Statement is to improve financial reporting by addressing issues related to public-private and public -public partnership arrangements. The requirements of this Statement are effective for fiscal years beginning after June 15, 2022. The County has not yet determined the effect this Statement will have on its financial statements. In May 2020, GASB issued Statement No. 96, Subscription -Based Information Technology Arrangements. The objective of this Statement is to provide uniform guidance for accounting and financial reporting for transactions that meet the definition of a subscription -based information technology arrangement. The requirements of this Statement are effective for fiscal years beginning after June 15, 2022. The County has not yet determined the effect this Statement will have on its financial statements. In June 2020, GASB issued Statement No. 97, Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Planse- An Amendment of GASB Statements No. 14 and No. 84, and a Supersession of GASB Statement No. 32. The primary objective of this Statement is to create more consistent financial reporting of defined contribution pension plans, defined contribution OPEB plans and other employee benefit plans, while mitigating associated costs. The requirements of this Statement are effective for reporting periods beginning after June 15, 2021. The County has not yet determined the effiect this Statement will have on its financial statements. _59- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 2. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Annual Budget The County follows these procedures in establishing its operating and capital budgets: • On or before March 1, the Mayor submits to the County Council proposed operating and capital projects budgets for the fiscal year commencing the following July 1. The operating budget includes proposed expenditures for the general fund and special revenue funds, and the means of financing them. A project -length budget is submitted to the County Council for the capital projects fund. • The Mayor submits to the County Council amendments to the proposed operating and capital budgets within ten working days after the close of the state legislature, but not later than May S. • The County Council conducts public hearings on the proposed operating and capital budgets after March 1 but prior to the first reading on the budget bills, which must be after May S. • On or before June 30, the County Council adopts the budgets. The legal level of budgetary control is the department level because the Mayor can transfer funds from any unencumbered appropriation to another within a department or agency without County Council approval. During the year, the budget may be amended by action of the County Council, except for appropriations required by law and appropriations for debt service, which may not be decreased or deleted. Supplemental appropriations were made during the 2019-20 fiscal year to recognize revenue from sources not anticipated at the time of the original budget and to establish the authorization for such funds to be expended. Such supplemental appropriations totaled $42A million in the general fund and $3.8 million in the special revenue funds. Legally adopted budgets include the General Fund, Highway Fund, Sewer Fund, Solid Waste Fund, Cemetery Fund, Parking Meter Fund, Vehicle Disposal Fund, Bikeway Fund, Workforce Investment Act Fund, Golf Course Fund, Geothermal Relocation and Community Benefits Fund, Beautification Fund, Hawaii County Housing Agency Fund, Park Dedication Fund, General Excise Tax Fund, and Short -Tenn Vacation Rental Enforcement Fund. Appropriations for the operating budget lapse at the end of the fiscal year to the extent that they have not been expended or encumbered. Appropriations for capital expenditures that are not encumbered lapse at the end of two fiscal years following the fiscal year that the appropriation was made. N -IM COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Formal budgetary integration is employed as a management control device during the year for the General Fund, special revenue funds, and Capital Projects Fund. Formal budgetary integration is not employed for debt service funds because effective budgetary control is alternatively achieved through general obligation bond indenture provisions. The accompanying statement ofrevenues, expenditures and changes in fund balances --- budget and actual (budgetary basis) for the General Fund presents a comparison of the legally adopted budget with actual data on a budgetary basis. Accounting principles applied for purposes of developing data on a budgetary basis differ significantly from those used to present financial statements in conformity with GAAP. On the budgetary basis, intergovernmental revenues are recognized when awarded by the granting agency, encumbrances and unexpended allotments are treated as expenditures, accounts payable are not accrued, and all leases are treated as operating leases. In preparing the financial statements on a GAAP basis, accounts payable are accrued and treated as a reduction of encumbrances for balance sheet presentation. Budget to GAAP Reconciliation The following is a summary of the adjustments necessary to convert fund balances of the County's General Fund from a GAAP basis to a budgetary basis at June 30, 2020: Ending fund balance GAAP basis $84,859,068 Encumbrance adjustments: Beginning encumbrances and unexpended allotments 1,156,030 Ending encumbrances and unexpended allotments (1,589,411) Other adjustments (1,525,854) Ending fund balance .- Non -GAAP budgetary basis 3. CASH AND INVESTMENTS The Director of Finance is responsible for the safekeeping of all monies paid to the County. The Director of Finance invests any monies of the County which in the Director's judgment are in excess of the amounts necessary for meeting the day-to-day operating needs of the County. Under Section 46-50 of the Hawaii Revised Statutes, legally authorized investments include obligations of or guaranteed by the U.S. government, obligations of the State, federally insured savings and checking accounts, time certificates of deposit, and repurchase agreements with federally insured financial institutions. -61- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Cash The County maintains a number of checking and savings accounts for various funds and with various financial institutions. Bank deposits are under the custody of the Director of Finance. For financial statement reporting purposes, cash and short-term investments consist of cash and money market accounts. Cash and short-term investments also include repurchase agreements, certificates of deposit, and government sponsored securities with original maturities of three months or less. The carrying amount of the County's deposits (cash, time certificates of deposit, and money market accounts) as of June 30, 2020 was $297,816,686 for the primary government and $7,362,914 for the fiduciary funds. Information relating to bank balance, insurance and collateral of cash deposits is determined on a county -wide basis. Total bank balances of deposits for the primary government and fiduciary funds amounted to $319,384,870 at June 30, 2020. Of that amount, $317,951,440 represents bank balances covered by federal deposit insurance or by collateral held by the County's fiscal agents in the name of the County. The remaining bank balances of $1,433,430 represent deposits held by a management agent and were uncol lateral i zed. Accordingly, these deposits were exposed to custodial credit risk. Custodial credit risk is the risk that in the event of a bank failure, the County's deposits may not be returned to it. For checking and savings accounts, time certificates of deposit, and repurchase agreements, the County requires, in accordance with State statutes, that the depository banks pledge collateral based on the available bank balances for the protection of the funds deposited. All securities pledged as collateral are held by the County's fiscal agents in the name of the County. The County also requires that no more than 60% of the County's total funds available for deposit may be deposited in any one financial institution, in accordance with State statutes. Investments The County holds investments both for its own benefit and on behalf of some of the fiduciary funds. The County's investments of funds not required for immediate payments are predominately comprised of government sponsored securities (equivalent to the rating in U.S. Treasuries), repurchase agreements and certificates of deposit, while the fiduciary funds also hold equity securities. COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The framework for measuring fair value provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level I ) and the lowest priority to unobservable inputs (level 3). The three levels of the fair value hierarchy are described as follows: Level I — Inputs are quoted prices (unadjusted) in active markets for identical assets or liabilities that a government can access at the measurement date. An active market is a market in which transactions for the asset or liability take place with sufficient frequency and volume to provide pricing information on an ongoing basis. Level 2 — Inputs other than quoted prices included within level 1 that are observable for an asset or liability, either directly or indirectly. If the asset or liability has a specified (contractual) term, a level 2 input must be observable for most of the full term of the asset or liability. Level 2 inputs include: • Quoted prices for similar assets or liabilities in active markets, • Quoted prices for identical assets or liabilities in markets that are not active, • Inputs other than quoted prices that are observable for the asset or liability, • Inputs that are derived principally from or corroborated by observable market data by correlation or other means. Level 3 — Inputs are unobservable for an asset or liability. Following is a description of the valuation techniques used by the County to measure fair value: Government sponsored securities of $11,149,082 and certificates of deposits of $63,048,130: Valued using quoted prices at the end of the fiscal year for identical or similar assets in markets that are not active (Level 2). Equity securities of $1,795,203: Valued using quoted prices in active markets for identical assets or liabilities that a government can access at the measurement date (Level I ). -63- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The County's investments and maturities at June 30, 2020 are as follows: Investments — Primary Government: Certificates of deposit Government sponsored securities Investments -. Private -Purpose Trusts: Government sponsored securities Equity securities Investments — Agency Funds: Certificates of deposit Government sponsored securities Maturitv (in years Fair Value Less than 1 1 — 5 $ 62,797,882 $ 56,419,890 $ 6,377,992 10.,7d6 216 3,010,860 7,705,356 L_13.5 4. 8 StU13.3 4B $ 397,646 $ -- $ 397,646 11795,203, , 11795 203 -- $ 250,248 $ 250,248 $ -- 35,220 µm 35,220 Interest Rate Risk: The County minimizes its exposure to interest rate risk by limiting the maturities of investments to five years or less in compliance with state statute. The County's policy is to hold investments until maturity and does not engage in trading for capital gains. Credit Risk: The County's investment portfolio primarily consists of U.S. government or agency obligations, bonds of government sponsored enterprises, time certificates of deposit and repurchase agreements. These investments are either insured by the FDIC, secured by collateral or carry a credit rating equivalent to L.S. Treasuries. Custodial Risk: Custodial risk is the risk of loss from the failure of the counterparty, which is defined as any entity that obtained an investment on behalf of the County. All of the County's deposits including repurchase agreements are secured by collateral which is kept by a third party custodian. Broker-dealers utilized by the County are members of the Securities Investor Protection Corporation, and all investment securities are held in the County's name. Concentration of Credit Risk: State law limits deposits to no more than 60% of the total in any one depository. The County seeks to further diversify its portfolio by purchasing from different issuers, by purchasing different types of investments and by purchasing investments at different maturities. The County also purchases its investments from a number of banks and broker-dealers both located locally and on the mainland. As of June 30, 2020, investments were distributed as follows: FTN Financial, 0.9%; Multi Bank Securities, 7.1%; First Hawaiian Bank, 30.4%; Raymond James, 2.0%; Stifel Nicolaus & Company, 3.1%; Bank of Hawaii, 18.8%; Territorial Savings 12.2%; US Bank, 2.5% and Central Pacific Bank, 23.0%. ME COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Restricted Cash and Cash Equivalents and Investments Cash and cash equivalents and investments classified as restricted assets for the primary government at June 30, 2020 amounted to $146,398,420. Construction related contributions restricted to various capital improvement projects and fuel tax funds received are recorded as restricted assets in the Capital Projects Fund. Such funds totaled $48,023,575 at June 30, 2020. Cash and investments in the Bond Redemption Fund and the Interest Fund are restricted to debt service related payments and amounted to $39,094,547. Cash in the Highway Fund, Bikeway Fund, General Excise Tax and Beautification Fund are restricted to costs incurred relating to highways and streets and the beautification of such items and amounted to $25,773,612. Cash in the Hawaii County Housing Agency and Short-term Vacation Rental Enforcement Fund classified as restricted to provide public housing assistance and housing rules enforcement amounted to $4,298,639. The restricted cash in the General Fund was comprised of cash restricted to costs incurred to administer the liquor commission and cash restricted to the acquisition and maintenance of lands or property entitlements for public outdoor recreation and education. Such amounts totaled $956,286 and $28,136,086, respectively. Tenant security deposits received by the County for the Kula`imano Elderly Housing Project and the Ouli Ekahi Affordable Housing Project are recorded as restricted assets. Such funds amounted to $13,758 and $29,230, respectively, at June 30, 2020. An operating reserve fund was established by the Ouli Ekahi Affordable Housing Project pursuant to an agreement with the Hawaii Housing Finance and Development Corporation, who are the holders of the project's note. This restricted reserve amounted to $72,687 at June 30, 2020. -65- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 4. RECEIVABLES Receivables as of June 30, 2020, for the County's individual major funds and other funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: Governmental activities: Real property taxes Accounts receivable: Sewer Solid waste Intergovernmental Gross receivables Less: allowance for uncollectibles Net total receivables Other Governmental Funds 2,465,560 929,591 A&694,695 22,089,846 Total $36,233,872 2,465,560 929,591 51,997, 814 91,626,837 (780,896 18,579,018) During fiscal year 2005, the County issued $3,887,493 in general obligation bonds on behalf of Improvement District No. 18, an agency fund. On February 12, 2013 bonds were issued to refund the outstanding principal balance of $1,345,945 for the Improvement District. During fiscal year 2014 and 2015, the County also issued $448,669 and $720,331, respectively, in general obligation bonds on behalf of Improvement District No. 19, an agency fund. At June 30, 2020, the outstanding balance for both Improvement Districts of $1,887,115 is reflected in the government -wide statement of net position as a receivable (see Note 10). Business -type activities: Capital General Projects FRO Fund $36,233,872 $ -- 26,460 253 .6,842,866 62,694,425 6,842,866 ..L,M) _m_ ..... S-5141.69-fiad, ( 6.852) Other Governmental Funds 2,465,560 929,591 A&694,695 22,089,846 Total $36,233,872 2,465,560 929,591 51,997, 814 91,626,837 (780,896 18,579,018) During fiscal year 2005, the County issued $3,887,493 in general obligation bonds on behalf of Improvement District No. 18, an agency fund. On February 12, 2013 bonds were issued to refund the outstanding principal balance of $1,345,945 for the Improvement District. During fiscal year 2014 and 2015, the County also issued $448,669 and $720,331, respectively, in general obligation bonds on behalf of Improvement District No. 19, an agency fund. At June 30, 2020, the outstanding balance for both Improvement Districts of $1,887,115 is reflected in the government -wide statement of net position as a receivable (see Note 10). Business -type activities: EM Enterprise Funds Accounts receivable: Rent $17,277 Other 346 Gross receivables 17,623 Less: allowance for uncollectibles ( 6.852) Net total receivables 19.M. EM COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 5. INTERFUND RECEIVABLES AND PAYABLES Interfund receivables and payables consist of the following at June 30, 2020: Receivable Fund General fund Capital projects fund Other governmental funds Total Other governmental funds Payable Fund AmP,4111 Capital projects fund $ 590,169 Other governmental funds --195.454 2,195,623 Other governmental funds 6,723,688 General fund 2,192,921 Capital projects fund 5,52& Other governmental funds „220 165 2,413,607, Enterprise funds _00 The above interfund balances result from the time lag between the dates that interfund goods and services are provided or reimbursable expenditures occur, transactions are recorded, and payment between funds are made. Transfers for the f iscal year ended June 30, 2020 consisted of the following: General Fund Transfers in: Capital Projects Fund $ 54,980 Other governmental funds66,1(30,787 ;x.70 Transfers out: Capital Other Projects Governmental Fund Funds $16,064,411 --2.&9&787 11-21%111" Total $16,149,391 74,079,574 The interfund transfers noted above include transfers from the General Fund to provide support for various County programs and to provide resources for the payment of debt services. In addition, some of the other governmental funds have made transfers to the capital projects fund for the construction of various projects. EM COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 6. CAPITAL ASSETS Capital asset activity for the year ended June 30, 2020 for the County was as follows: Balance Balance July 1, Retirements/ June 30, 2019 Additions Transfers 2020 Governmental activities: Capital assets not being depreciated: Land and improvements $ 263,470,318 $ 15,41e,041 $ -- $ 278,888,359 Easements 6,232,881 4,866,505 -- 11,099,386 Construction work in progress 58,455,811 42 822,755 (20,947,715) 80,330,850 Total capital assets not being depreciated 328,159.010 63,107,301 _(20,947,705) _370,308.596 Capital assets being depreciated: Buildings and improvements 768,798,968 21,165,414 (86,003) 789,878,379 Equipment 164,575,138 8,533,727 (3,782,993) 169,325,872 Easements 456,497 142 -- 456,639 Infrastructure 653,3451967 9,571,594 446,497 662 471 064 Total capital assets being depreciated 1,587,176,570 39,270,877 (4,315,493) 1,622.131,954 Less accumulated depreciation for: Buildings and improvements (141,052,396) (13,231,151) 8,055 (164,275,392) Equipment (105,238,035) (9,247,966) 3,572,405 (100,913,596) Easements (439,300) - -- (439,300) Infrastructure _(340.46-7,210) _,(25,,833,054) 86.403 _(366.M,850j Total accumulated depreciation _(587,196.940) _(48 312.1U 11 3,666.973 _(631,842,139 Total capital assets being depreciated, net 999,979,629 „(9.041.294) „ (648,520) ,990,289,805 Governmental activities capital assets, net M COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Balance Retirements/ June 30, Additions Transfers 2020 I 1 $ 753,877 536,037 -- 2,129,224 -- -- 272,850 83,691 ,(65,816) 137,784 619,728 (65,816) 2,539,858 (42,000) Balance (4,347) July I, _.016,108) 2019 Business -type activities: ,60,882 _ (1,375,842) Capital assets not being depreciated: Land $ 753,877 Capital assets being depreciated: Buildings and improvements 1,593,187 Ground and site improvements 272,850 Equipment 119,909 Total capital assets being depreciated 1,985,946 Less accumulated depreciation for: Buildings and improvements (1,054,777) Ground and site improvements (223,651) Equipment _ (95,841,) Total accumulated Depreciation _(1,374,269) Total capital assets being depreciated, net 611,677 Business -type activities capital assets, net ILWOM Balance Retirements/ June 30, Additions Transfers 2020 I 1 $ 753,877 536,037 -- 2,129,224 -- -- 272,850 83,691 ,(65,816) 137,784 619,728 (65,816) 2,539,858 (42,000) -- (1,096,777) (4,347) -- (227,998) _.016,108) 60,882—�51.067) (62,455) ,60,882 _ (1,375,842) 557,273 —(4,934) 4 934 1,164.01 6 ']I 1-(4,934,) tI.9i7M3 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government $ 2,659,290 Public safety 4,563,086 Highways and streets 27,668,832 Sanitation 7,587,474 Health, education and welfare 2,255,247 Culture and recreation 3,578,242 Total depreciation expense,- governmental activities Malin Business -type activities: -- -- Kula`imano Elderly Housing Project $42,068 Ouli Ekahi Affordable Housing Project„20„137 115,182 Total depreciation expensea- business -type activities 7. DEFERRED INFLOW OF RESOURCES Deferred inflow of resources consists of the following at June 30, 2020: Governmental activities: Real property taxes Liquor control revenue Sewer revenue Housing revenue Solid waste revenue Total presented in fund financial statements Add deferred inflows of resources related to pensions & OPEB Less adjustments for accrual of revenues Total government - wide financial statements Capital Other Total General Projects Governmental Governmental Fund Fund Funds Funds $ 30,350,593 $ -- $ -- $ 30,350,593 152,256 -- -- 152,256 -- -- 1,723,643 1,723,643 -- -- 115,182 115,182 890,611 890,611, 30,502,849 -- 2,729,436 33,232,285 19,305,022 -- -- 19,305,022 _J28 435,7501 - , �- - _i2229AM S-ZI.3Z2«l21 . ,,,, x,. ...m._. .... J COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 8. LEASES The County leases machinery and equipment under noncancellable leases expiring at various dates through May 2025. These capital leases are financed from the resources of various funds. The estimated value of the leased machinery and equipment at the inception of the capital leases and accumulated depreciation, amounting to $19,426,559 and $3,347,907, respectively, and the related present value of the remaining obligations under the capital leases amounting to $10,771,109 at June 30, 2020 are included in capital assets and long-term debt, respectively. The County also leases land, office facilities and other equipment under noncancellable operating leases expiring through August 2045. Expenditures for such operating leases were $1 8774,357 for the fiscal year ended June 30, 2020. The fixture minimum payments under capital and operating leases at June 30, 2020 are as follows: Obligations under capital leases 1„ „09 9. SOLID WASTE LANDFILL CLOSURE AND POSTCLOSURE CARE COSTS Hilo Landfill In December 2019, the County closed its landfill located in the city of Hilo. Under state and federal requirements, the County would have to monitor and maintain this site for thirty years from the closure date. The estimated cost of closure and postclosure is $25,823,000, based on what it would cost to perform the required closure and postclosure care in 2020. Actual costs may be higher due to inflation, changes in technology, or changes in regulations. Through June 30, 2020, $20,716,000 was spent on closure and postclosure care of the landfill. The remaining estimated liability of $5,107,000 is included in the government - wide statement of net position. During the year ended June 30, 2020, $19,800,000 was spent -71- Capital Operating Leases Lgass Year Ending June 30: 2021 $3,909,435 $ 1,769,251 2022 3,078,528 1,564,197 2023 2,551,669 884,563 2024 1,312,657 597,981 2025 410,489 138,917 2026& 2030 -- 62,796 203d- 2035 -- 902 2036-2040 -- 900 2041 -2045 -• 900 2046-2049 31 Total minimum lease payments 11 ,162,778 5143$ Less amount representing interest _49( 1.669) Obligations under capital leases 1„ „09 9. SOLID WASTE LANDFILL CLOSURE AND POSTCLOSURE CARE COSTS Hilo Landfill In December 2019, the County closed its landfill located in the city of Hilo. Under state and federal requirements, the County would have to monitor and maintain this site for thirty years from the closure date. The estimated cost of closure and postclosure is $25,823,000, based on what it would cost to perform the required closure and postclosure care in 2020. Actual costs may be higher due to inflation, changes in technology, or changes in regulations. Through June 30, 2020, $20,716,000 was spent on closure and postclosure care of the landfill. The remaining estimated liability of $5,107,000 is included in the government - wide statement of net position. During the year ended June 30, 2020, $19,800,000 was spent -71- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 on closure of the landfill. The County is providing financial assurance for postclosure care and remediation through self insurance as explained below. Kealakelte In October 1993, the County closed its Kealakehe landfill in Kona. Under state and federal requirements, the County would have to monitor and maintain this site for ten years from the closure date. However, the County anticipates monitoring and maintaining the site for thirty years because there is presently a subterranean fire which requires active management. The estimated cost of closure and postclosure is $17,250,000, based on what it would cost to perform the required closure and postclosure care in 2020. Actual costs may be higher due to inflation, changes in technology, or changes in regulations. Through June 30, 2020, $9,002,000 was spent on closure and postclosure care of the landfill. The remaining estimated liability of $8,248,000 is included in the government -wide statement of net position. During the year ended June 30, 2020, $114,000 was spent on closure of the landfill. The County is providing financial assurance for postclosure care and remediation through self insurance as explained below. Pu'uanalwulu In May 1993, the County contracted with a private company to construct and operate a new landfill on County land at Pu'uanahulu in West Hawaii. The present contract calls for County employees to perform the daily operations of the landfill, and f'or the private company to retain the overall management as well as perform all construction work on the landfill cells. Under the terms of the contract, the County has no responsibility for remediation, closure or postclosure care. Accordingly, no liability for this landfill is included in the County's financial statements. Financial Assurance For fiscal year 2020, the County has provided for financial resources that will be available to provide f'or closure, postclosure care and remediation or containment of environmental hazards at the above landfills, except Pu`uanahulu. The Environmental Protection Agency's financial assurance rules include a local government financial test consisting of a financial component, a public notice component, and a recordkeeping component. Local governments are required to satisfy each of the three components to pass the annual test. Management believes that the County has satisfied each of the components of the local government financial assurance requirements. In fiscal year 2013, the County closed its two metal salvage facilities located near the Hilo and Kealakehe Transfer Stations. State law requires the County to perform necessary closure activities, including, but not limited to, the removal of all remaining solid waste and performing appropriate site assessments and remedial activities. The estimated liability of approximately $19,341,000 for the remediation costs associated with these closures is included in the County's financial statements and is based on closure plans prepared by a science and engineering consultant contracted by the County, and the current value of costs expected to be incurred. The liability could change over time due to inflation or deflation, changes in technology, or changes in laws and regulations governing the remediation effort. San COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The County currently maintains and utilizes 7 underground fuel storage tanks to fuel both official and private vehicles that are used for County business. The tanks range in size from 1,000 to 8,000 gallons. The estimated liability of $1,775,000 for the cost to check for ground contamination and potential cleanup is included in the County's financial statements. 10. LONG-TERM DEBT General Obligation Bonds The County issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. These bonds have been issued by the County for the primary government, component unit activities (see Note 14) and an improvement district. The County's general obligation bonds are an absolute and unconditional general obligation of the County for which its frill faith and credit are pledged. The principal and interest payments on the bonds are a first charge on the general fund of the County. The 2010 Series B bonds were issued as bonds designated as "Recovery Zone Economic Development Bonds" under the American Recovery and Reinvestment Act of 2009. The County will receive a cash subsidy payment from the United States Treasury equal to 45% of the interest payable on the Series B bonds. The following is a summary of general obligation bond transactions reported in the governmental activities section of the government -wide statement of net position for the County for the fiscal year ended June 30, 2020: Bonds Issue Bond Balance Bond Balance Due Within Authorized Amount July 1 2019 Issues Retirements June 30 2Q20 Qu Year 2007 Series C S 10,787,388 S 2,344,659 S (S ) S 2,344,659 S 1,144,611 2010Series A 26,493,750 1,455,000 - (10155,000) -- 2010Series B 1&506,250 14,190,000 (978,750) 13,211,250 1.023,750 2013Series A 58,509,892 4,375,126 (2,323,814) 2,050,312 2,445,048 2013 Series B 21,010,000 11,655,000 -• (2,145,000) 9,510,000 2,235,000 2013 Series C 1 &470,000 11,980,000 -• (1,805,000) 10,175,000 1,875,000 2013 PISeries A 1,169,000 1,080,564 (23,649) 1,056,915 24,300 2016 Series A 99,620,000 99,620,000 99,620,000 4.160,000 2016 Series B 13,497,500 11,257.500 (1,187,500) 10,070,000 1,240,000 2016 Series C 44,835,000 41,290,000 (3,725,000) 37,565,000 3,915,000 2016 Series D 28,860,000 28,860,000 (2,280,000) 26.580,000 2,400,000 2016 Series E 19,061,250 19,061(1250 -- 19,0610250 1,545,000 2016 Series F 10,040,000 3,390,000 (3,390,000) -- 2017 Series A 90,000,000 87,315,000 (2,820,000) 84.495,000 2,965,000 2017 Series C 2,083,779 1,066,347 (1,066,347)-- 2017 Series D _A3.471.QQQ 41425A00 ..........-. 4421 506,418,809 382,415,446 (23,200,060) 359,215,386 24,992,709 Add unamortized premium 87,,$53,$9 _58ft24.081 .,,..,... ,. _14 L91 __51223.162 4J52,4-34 S124i2222 2(!8 ?440,432.122 mmmm 9$ 522255)143 =73- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 General obligation bonds payable reported in the governmental activities section on the government -wide statement of net position at June 30, 2020 are comprised of the following individual issues: Public improvement (PI) and/or refunding bonds: 2007 Series C at 4.0% to 5.0%, due through 2021 $ 2,344,659 2010 Series B at 3.335% to 6.1 %, due through 2030 13,211,250 2013 Series A at 2.0% to 5.0%, due through 2020 2,051,312 2013 Series B at 3.0% to 5.0%, due through 2023 9,510,000 2013 Series C at 4.0% to 5.0%, due through 2024 10,175,000 2013 PI Series A at 2.75%, due through 2048 1,056,915 2016 Series A at 3.0% to 5.0%, due through 2035 99,620,000 2016 Refunding Series B at 3.0% to 5.0%, due through 2026 10,070,000 2016 Refunding Series C at 5.0%, due through 2027 37,565,000 2016 Refunding Series D at 5.0%, due through 2028 26,580,000 2016 Refunding Series E at 2.0% to 5.0%, due through 2029 19,061,250 2017 Series A at 5.0%, due through 2037 84,495,000 2017 Refunding Series D at 3.0% to 5.0%, due through 2032 4475000 Total general obligation bonds payable U59. 70a" Annual debt service requirements to maturity for the above general obligation bonds are as follows: Fiscal year ending June 30: 2021 2022 2023 2024 2025 2026n-2030 2031 2035 2036n-2040 2041-2045 2046-2049 Total Refunded Bonds Governmental Activities Principal Interest ""', $ 24,992,709 $ 16,351,526 26,406,084 15,111,597 26,457,546 13,836,161 27,753,775 12,539,036 26,482,300 11,233,098 119,736,472 37,979,465 78,303,373 15,197,060 28,662,834 1,764,938 220,848 42,941 199475 1 I A 53 $354 24 In periods prior to the year ended June 30, 2020, the County defeased certain general obligation bonds by placing the proceeds of new bonds in irrevocable trusts to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the County's financial statements. As of June 30, 2020, approximately $61.1 million of bonds outstanding were considered defeased. -74- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Bond Premiums At June 30, 2020, total unamortized bond premiums were $53,223,162, which are being amortized over the remaining life of the respective bond issues. Bonds Authorized and Unissued The County Council has authorized the issuance of $646.1 million in general obligation bonds to finance both specified and unspecified capital improvement projects. At June 30, 2020, $301.4 million was not yet issued. Subsequent Events On November 4, 2020, the County issued a total of $77,13 5,000 in general obligation bonds. The interest rates range from 0.34 to 5.0%. The bonds are due through 2040. The bonds were authorized as noted above. The proceeds from these bonds were used to retire the previously issued Bond Anticipation Notes (BANs) that were considered a liability at the governmental fund level. General Obligation Bond Anticipation Notes The following is a summary of general obligation bond anticipation note transactions reported in the government -wide statement of net position for the County for the fiscal year ended June 30, 2020: State Revolving Fund Loans The County has obtained loans to assist in financing mandated wastewater projects from the State Water Pollution Control Revolving Fund (SRF). The purpose of this revolving fund is to provide low-interest, long-term loans and other financial assistance to the four counties in the Issue Balance Balance Note No, Amount July 1. 2019 �i�es Retirement June 30, 2020 Series E. Note R -I S 6,000,000 S 6,000,000 S - (S 6,000,000) S -- Series E. Note R-2 6,000,000 6,000,000 (6,000,000) -• Series E, Note R-3 6,000,000 6,000,000 - (6,000,000) -- Series E. Note R-4 6,000,000 6,000,000 (6,000,000) - Series E, Note R-5 4,000,000 4,000,000 (4,000,000) Series E. Note R-6 500,000 500,000 (500,000) Series E, Note R-7 500,000 500,000 - (500,000) Series E. Note R-8 500,000 500,000 - (500,000) Series E, Note R-9 500,000 500,000 -- (500,000) - Series E, Note R-10 6,000,000 - 6,000,000 6,000,000 Series E. Note R-10 6,000,000 6,000,000 -- 6,000,000 Series E. Note R-12 6,000,000 - 6,000,000 6,000,000 Series E, Note R-13 6,000,000 6,000,000 - 6,000,000 Series E. Note R-14 4,000,000 - 4,000,000 -- 4,000,000 Series E, Note R-15 500,000 -- 500,000 500,000 Series E. Note R-16 500,000 500,000 - 500,000 Series E, Note R-17 500,000 500,000 -• 500,000 Series E, Note R-18 ,.„...... 00.000 - 500.000 000 mm000 LIMAZZM—A-3-0,0602=1L3U00.0Q�(, State Revolving Fund Loans The County has obtained loans to assist in financing mandated wastewater projects from the State Water Pollution Control Revolving Fund (SRF). The purpose of this revolving fund is to provide low-interest, long-term loans and other financial assistance to the four counties in the COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 state to finance construction of wastewater projects. The County has eleven projects approved for funding with these loans. The County's State Revolving Fund Loans are direct borrowings of the County for which its fit,ll faith and credit are pledged. The State Revolving Fund Loans are secured by the gross revenues of the County. The schedule below shows the County's SRF transactions for the f iscal year ended June 30, 2020: Loans Approved Loan Balance Retirements! Loan Balance Due Within Authorized Amount July.-I—M9 AMWQns For ivg eness June 30„ 2020 One Year Cesspool 12,816,084 710,930 8,377,655 276,703 2.096.965 Conversion $ 8.363,773 $ 3,362,875 $ - $ (441,144) $ 2,921,731 $ 443,418 Flonoka'a LCC 4,513,158 2,329,811 -- (181,085) 2,148,726 181,988 Queen Lili-uokalati 9,421,732 5,534,023 (490,712) 5,043,311 493,161 Kalamanaole 7,847,045 5,142,509 (355,560) 4,786,949 357,334 Kealakehe WWTPALI 21,162,934 14,128,775 -- (866,599) 13,262,176 868,898 North Kona 2,690.404 1,616,102 (79,449) 1,536,653 80,046 Kealakehe Eflluent Reuse 8,677,918 1,833,484 -- (85,354) 1,748,130 86,458 SH Landfill Closure 21,209.015 448,092 174,021 622,113 29,046 Kealakehe Scrap Metal _ $,5 14 _-.247.92-3 .d..-. ....... .,..a, .., _. _., ....._ �7 921 ---- 2 711? g 2 1 4z1 512-M,9 3,1 UIJkIZL2 — �,ZSZ,Z4.I; The remaining loans bear interest at 0.25% to 0.50% exclusive of a 0.25% to 0.75% loan fee, and require payments through fiscal year 2040. Debt service to maturity for disbursements to date on these projects are as follows: Fiscal year ending June 30: 2021 2022 2023 2024 2025 20262030 203ti 2035 2036n-2040 Total _..... Governmental Activities ,..........�.�.,,�.�......_M...m_..� Principal al ....__.. Interest $ 2,787,701 $ 293,892 2,801,418 272,134 2,815,303 250,178 2,829,211 228,170 2,843,375 205,877 12,816,084 710,930 8,377,655 276,703 2.096.965 47.724 -70= COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Other General Long -Term Obligations The following is a summary of other general long-term obligations transactions for the fiscal year ended June 30, 2020: Governmental activities: Compensated absences Claims and judgments (see Note 12) Capital leases (see Note 8) Landfill costs payable (see Note 9) Pollution remediation (see Note 9) Underground Storage Tank (see Note 9) Total Balance Balance Due Within July i . 2019 Additions* Payments June 30, 2020 One Year $42,412,713 $15,834,465 $(12,754,479) $45,492,699 $10,950,611 31,484,483 4,400,261 (8,075,3118) 27,809,426 4,375,447 11,579,332 2,821,423 (3,629,646) 10,771,109 3,665,365 31,015,000 2,259,489 (19,919,489) 13,355,000 1,505,257 12,440,733 8,556,351 (1,655,735) 19,341,349 3,381,349 -- 1 775 000 -- 1775,000 ;64iz:4$2 0,03440 111$.«544.x$3 77 78 * Net of new claims liability and existing claims resolved at less than previous estimate. Historically, the County's general fund has been used to liquidate the majority of other long- term liabilities, including the other post employment benefit obligation and the compensated absences since most employees are paid by the general fund. Fund Balances - Debt Service Funds The fund balance in the debt service funds at June 30, 2020 includes $33,715,214, which is reserved for principal payments on general obligation bonds and $5,131,343, which is reserved f'or the payment of interest on the bonds. Enterprise Fund Notes, Bond and Loan Payable On February 12, 2013, the County issued general obligation bonds on behalf of Kula`imano Elderly Housing Project (Project) to pay off its two notes payable to the U.S. Department of Agriculture, Farmers Home Administration with principal and interest balances aggregating $835,108. The Project is responsible for the debt service payment related to their portion of the bonds, which is also secured with the County's general obligation pledge. Because the Project is responsible for only a portion of the total bonds issued, it was decided that the Project would continue to make bond payments equivalent to its previous monthly installment payments of $7,826 on the old notes at 5.547% interest. Under this payment schedule, the Project will make contributions through 2025 of the bonds 2032 maturity date. COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The following is a summary of the Project's bond payable transactions for the fiscal year ended June 30, 2020: Balance at July 1, 2019 $ 529,874 Deductions (66,186) Balance at June 30, 2020 463,688 Less current portion6( 9.952 ) Note payable, net of 9,009 current portion 47.3 The following is a summary of the annual maturities for the enterprise fund bond payable: Fiscal year ending June 30: 2021 2022 2023 2024 2025 2026 Total Business-tvne Activities Principal hpr_est $ 69,952 $ 21 097 73,932 17,905 78,139 13,580 82,586 9,009 87,285 4,178 71.794 $463.6ffi &_x,957 On October 29, 2012, the County assumed the loan of its lessee Ouli Ekahi Partnership with the Hawaii Housing Finance and Development Corporation in the amount of $478,430. The loan is non-interest bearing and matures on February 27, 2041. In exchange, the County assumed ownership of the Ouli Ekahi project which consists of a 33 single family affordable rental housing project. The following is a summary of enterprise fund loan payable transactions for the fiscal year ended June 30, 2020: Balance at July 1, 2019 $167,903 Deductions _(4&630) Balance at June 30, 2020 119,273 Less current portion _ (16,500) Loan payable, net of current portion �, 1 mum COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The following is a summary of the annual maturities for the enterprise fund loan payable: Fiscal year ending June 30 2021 2022 2023 2024 2025 2026a-2028 Total Special Assessment Bonds Business -type Activities Principal $ 16,500 16,500 16,500 16,500 16,500 36,773 The County has issued general obligation bonds on behalf of Improvement District No. 18 for water improvements (see Note 4). These bonds were then refunded by a portion of the 2013 Series A Bonds that were issued. The Improvement District is responsible for the payment of the debt service on these bonds, but the County remains liable because they are general obligations of the County. The improvement district's share of the refunded bonds matures annually through 2027 and bear interest at the previous rates of 4.375% to 4.75%. Total general obligation bonds payable included in the government -wide statement of net position were $830,200 at June 30, 2020. The County has also issued general obligation bonds on behalf of Improvement District No. 19 for water improvements (see Note 4). The Improvement District is responsible for the payment of the debt service on these bonds, but the County remains liable because they are general obligations of the County. The improvement district's share of the refunded bonds matures annually through 2048 and bear interest at the previous rates of 2.75%. Total general obligation bonds payable included in the government -wide statement of net position were $1,056,915 at June 30, 2020. The bonds are secured by a first lien on the land benefited by the improvements, and are to be repaid from the annual assessments levied against the owners of the land. The County acts as an agent for the property owners within the improvement districts to collect assessments receivable, forward payments to bond -paying agents at appropriate dates and, if required, administer foreclosure proceedings. The following is a summary of bond transactions for Improvement District No. 18, Coastview/Wonderview Water Improvements, and No. 19, Kona Ocean View Properties Subdivision for the fiscal year ended June 30, 2020: Balance at July 1, 2019 $1,994,867 Deductions (107,752) Balance at June 30, 2020 i. -79- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The following is a summary of the annual maturities for the improvement district general obligation bonds: Fiscal year ending June 30: Principal, Interest 2021 $ 112,3d7 $ 65,336 2022 11 x,083 60,466 2023 122,057 55,382 2024 127,2511 50,074 2025 132,673 44,532 2026a-2030 494,204 142,528 203d— 2035 168,374 96,136 2036a-2040 192,834 71,339 2041-2045 220,848 42,940 2046a-2049 _.__....199.474 It ,153 Total .. _ 63910 11. COMMITMENTS AND CONTINGENCIES Contractual commitments — Contractual commitments for capital projects, expenses, and supplies at June 30, 2020, except in the enterprise funds, are reflected in the balance sheets as a pati of the respective fund balance categories and are as follows: General fund $ 15,444,635 Capital projects fiord 145,749,348 Nonmajor funds 12. 120,942 Contractual commitments for the enterprise hands were immaterial. Intergovernmental revenues — The County has received federal and state grants for specific purposes that are subject to review and audit by grantor agencies. Such audits could lead to requests for reimbursement to the grantor agency for expenditures disallowed under terms of the grants. In the opinion of management of the County, disallowed costs, if any, would not be material. Claims — Numerous claims and lawsuits have been filed against the County in the normal course of its operations. A liability for probable losses is included on the government -wide statement of net position (see Note 12). Although the outcome of the various claims and lawsuits is not presently determinable, in the opinion of the County's Corporation Counsel, the resolution of such matters will not have a material adverse effect on the financial condition of the County. - 80 Iceill Notes to the Basic Financial Statements June 30, 2020 ADA compliance—The County entered into a stipulated agreement, filed on June 4, 1998, which relates to the Department of Parks and Recreation (Parks). The agreement required Parks to establish practices, policies and procedures regarding its programs, and prepare a transition plan by the middle of the year 2000. The self-evaluation and transition plan f'or programs, practices and procedures was completed and approved by the County Council. The cost impact of implementation is not material because the necessary modifications were primarily procedural. The second part of this stipulated agreement required the reevaluation of all County facilities, which was completed and accepted by the County Council on June 30, 2000. Approximately 240 County facilities were surveyed as part of this effort. The tentative completion date of all necessary modifications and renovations was 12 years from the date the County Council accepted the self-evaluation. The initial (1997-2000) estimated cost of the modifications necessary to provide equal access to these facilities was $15.1 million, which would have been spent over the 12 -year period. Funding allocated by the County over the initial few years for facilities modifications was $17.5 million, with another $4 million of federal funding provided through community development block grants overthe next 2 years. The Department of Public Works requested an additional $2 million a year f'or non -Parks & Recreation County facilities' ADA renovation projects. Because of severe disparities that surfaced between the original ADA projects' scoping and construction estimates and actual scopes and costs, as well as time/delivery issues that came into play because of necessary pennits and reviews, and design professionals' costs that weren't factored into the effort, the County sought relief from the Court in the form of both a time extension and reprioritization of sites. As a result, the County obtained approval of a modified 4 -year plan wherein accessibility improvements at the then remaining 35 park sites were required to be completed by December 31, 2016. The County is engaged in ongoing quarterly briefings with the federal magistrate judge assigned to this case and has proposed a completion date, for all remaining projects, of the end of calendar year 2021. The balance of the unimproved sites would be deferred indefinitely pending separate improvement/enhancement projects that would inherently trigger accessibility improvements due to the nature of each project's scoping and applicable ADA requirements. Of the 35 park sites requiring accessibility improvements under the modified 4 -year plan plus an additional park site (Francis Wong Stadium at Ho'olulu Complex) that was reintroduced into the transition plan via the court, 19 have been completed, 1 has been permanently omitted due to lava inundation, 1 1 are in design and permitting or are having the bid documents finalized, and 5 have either been awarded, in process of construction or construction is set to begin in fiscal year 2021. The County has encumbered or spent more than $19M on these remaining 35 projects to date. The County had spent $42.0 million for construction and design consultant costs to complete the 50 park facilities (some having multiple ADA work being completed) prior to the development of the modified four year plan. Additionally, the County's ADA coordinator (Equal Opportunity Officer) has access to an operational account of at least $50,000 to handle requests for reasonable accommodations for County departments; and the procedures f'or these requests have been finalized and are available on the Department of Human Resources' web page under the heading "Procedure f'or Requesting Modifications to County of Hawaii Facilities, Programs, or Set -vices". Also, Parks has a Recreation Specialist who reviews and investigates IWilila WK" :I:p:W Notes to the Basic Financial Statements June 30, 2020 requests for reasonable accommodations, and recommends specific actions on those requests, amongst other duties. 12. RISK MANAGEMENT The County is exposed to various risks of losses related to torts; theft, damage, and destruction of assets; errors and omissions; work-related injuries to employees; and natural disasters. The County obtains property insurance (including coverage on a high deductible basis for natural disasters of hurricane, flood and earthquake). It purchases flood insurance on selected structures, medical malpractice for emergency medical services, aviation liability for helicopter operations, retired senior volunteers liability coverage, auto liability for mass transit buses and subsidized police vehicles, and auto physical damage coverage on police fleet vehicles and the Kohala Ranch fire truck. The County ensures property insurance is obtained on housing projects. There was no reduction in insurance coverage during the year from coverage in the prior year. The County is substantially self-insured for general liability and auto liability as well as for all other exposures including workers' compensation. As such, emphasis is placed on claims management and safety/risk control to protect the public and employees and to mitigate loss costs. The liability for claims and judgments is reported on the government -wide statement of net position and the majority will be liquidated from the County's general fund. Liabilities are reported when it is probable that a loss has occurred and the amount of that loss can be reasonably estimated. These losses include an estimate of claims that have been incurred but not repotted (IBNR). Claim liabilities, including IBNR, are based on the estimated ultimate cost of settling the claims, and include incremental costs for the hiring of special counsel and expert witnesses. Claims liabilities are estimated by a case-by-case review of all claims and the application of historical experience to outstanding claims. Estimates of IBNR are based on historical experience. The liability for claims and judgments is reported on the government -wide statement of net position. At June 30, 2020, the amount of this liability was $27,809,426. This is the County's best estimate based on available information. Changes in the reported liability since July 1, 2018 are given below. Balance at July 1, 2018 Incurred claims (including IBNR)* Claim payments Balance at June 30, 2019 Incurred claims (including IBNR)* Claim payments Balance at June 30, 2020 General Workers' Total Liabili1y Compensation Liabili ..4.x,,.3 IL 1 _.�..._ 14,188,499 3,060,489 17,188,988 1®f 9.932) .._(3,639.982) _(3.839.9641 ...._ = ..9 115AI& U9 3- X1.4 ,. 736,444 3,664,1 V 4,400,264 _0.164.614(4,920,704) _f8,0753d8) I—M402.M_ L14.441.4,4 __... *Net of new claims liability and existing claims resolved at less than previous estimate. =$2= COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 13. EMPLOYEE BENEFIT PLANS Pensionsa- Employees' Retirement System of the State of Hawaii Pension Plan Description - All eligible employees of the State and counties are provided with pensions through a cost-sharing multiple -employer defined benefit pension plan administered by the Employees' Retirement System of the State of Hawaii (ERS). Benefit terms, eligibility, and contribution requirements are established by HRS Chapter 88 and can be amended through legislation. The ERS issues a publicly available financial report that can be obtained at ERS's website: http://ers.ehawaii.gov/. Benefits Provided - The ERS provides retirement, disability, and death benefits that are covered by the provisions of the noncontributory, contributory, and hybrid retirement plans. The three plans provide a monthly retirement allowance equal to the benefit multiplier (generally 1.25% or 2%) multiplied by the average final compensation multiplied by years of credited service. The benefit multiplier decreased by 0.25% for new hybrid and contributory plan members hired after June 30, 2012. Average final compensation is based on the five highest paid years of service excluding the payment of salary in lieu of vacation for members h ired after June 30, 2012. For those hired between January 1, 1971 and June 30, 2012, AFC is based on the three highest paid years of service excluding the payment of salary in lieu of vacation. If the employeewas hired priorto January 1, 1971, the AFC is the average salary earned during the five highest paid years of service, including the payment of salary in lieu of vacation, or three highest paid years of service, excluding the payment of salary in lieu of vacation. For members hired before July 1, 2012, the original retirement allowance is increased by 2.5% each July 1 following the calendar year of retirement. This cumulative benefit is not compounded and increases each year by 2.5% of the original retirement allowance without a ceiling (2.5% of the original retirement allowance the first year, 5.0% the second year, 7.5% the third year, etc.). For members hired after June 30, 2012 the post-retirement annuity increase was decreased to 1.5% per year. Retirement benefits for certain groups, such as police officers, firefighters, some investigators, sewer workers, judges, and elected officials, vary from general employees. Noncontributory Plan Retirement Benefits - General employees' retirement benefits are determined as 1.25% of average final compensation multiplied by the years of credited service. Employees with 10 years of credited service are eligible to retire at age 62. Employees with 30 years of credited service are eligible to retire at age 55. Disability Benefits - Members are eligible for service -related disability benefits regardless of length of service and receive a lifetime pension of 35% of their average -83- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 final compensation. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined in the same manner as retirement benefits but are payable immediately, without an actuarial reduction, and at a minimum of 12.5% of average final compensation. Death Benefits - For service -connected deaths, the surviving spouse/reciprocal beneficiary receives a monthly benefit of 30% of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. Additional benefits are payable to surviving dependent children up to age 18. if there is no spouse/reciprocal beneficiary or dependent children, no benefit is payable. Ten years of credited service is required for ordinary death benefits. For ordinary death benefits, the surviving spouse/reciprocal beneficiary (until remarriage/reentry into a new reciprocal beneficiary relationship) and dependent children (up to age 18) receive a benefit equal to a percentage of member's accrued maximum allowance unreduced for age or, if the member was eligible for retirement at the time of death, the surviving spouse/reciprocal beneficiary receives 100% joint and survivor lifetime pension. Contributory Plan for Employees Hired Prior to Ju1X 1, Retirement Benefits - General employees' retirement benefits are determined as 2% of average final compensation multiplied by the years of credited service. General employees with 5 years of credited service are eligible to retire at age 55. Police and firefighters' retirement benefits are determined as 2.5% of average final compensation for each year of service up to a maximum of 80%. Police and firefighters with 10 years of credited service are eligible to retire at age 55. Disability Benefits - Members are eligible for service -related disability benefits regardless of length of service and receive a lifetime pension of 50% of their average final compensation. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined as 1.75% of average final compensation multiplied by the years of credit services and are payable immediately, without an actuarial reduction, and at a minimum of 30% of average final compensation. Death Benefits - For service -connected deaths, the surviving spouse/reciprocal beneficiary receives a lump sum payment of the member's contributions and accrued interest plus a monthly benefit of 50% of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. If there is no surviving spouse/reciprocal beneficiary, surviving children (up to age 18) or dependent parents are eligible for the monthly benefit. if there is no spouselreciprocal beneficiary or dependent children/parents, the ordinary death benefit is payable to the designated beneficiary. Ordinary death benefits are available to employees who were active at time of death with at least 1 year of service. Ordinary death benefits consist of a lump sum payment of the -84- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 member's contributions and accrued interest plus a percentage of the salary earned in the 12 months preceding death, or 50% Joint and Survivor lifetime pension if the member was not eligible for retirement at the time of death but was credited with at least 10 years of service and designated one beneficiary, or 100% Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. Contributo!y Plan for Employees Hired After June 30, 2012 Retirement Benefitsn- General employees' retirement benefits are determined as 1.75% of average final compensation multiplied by the years of credited service. General employees with 10 years of credited service are eligible to retire at age 60. Police and firefighters' retirement benefits are determined as 2.25% of average final compensation for each year of service up to a maximum of 80%. Police and firefighters with 10 years of credited service are eligible to retire at age 60. Disability and Death Benefits - Members are eligible for service -related disability benefits regardless of length of service and receive a lifetime pension of 50% of their average final compensation plus refund of contributions and accrued interest. Ten years of credited service is required f'or ordinary disability. Ordinary disability benefits are 1.75% of average final compensation f'or each year of service for police and firefighters and are payable immediately, without an actuarial reduction, at a minimum of 30% of average final compensation. Death benefits for contributory plan members hired after June 30, 2012 are generally the same as those f br contributory plan members hired June 30, 2012 and prior. ,Hybrid Plan for Employees Hired Prior to July I , 2012 Retirement Benefits - General employees' retirement benefits are determined as 2% of average final compensation multiplied by the years of credited service. General employees with 5 years of credited service are eligible to retire at age 62. General employees with 30 years of credited service are eligible to retire at age 55. Disability Benefits - Members are eligible for service -related disability benefits regardless of length of service and receive a lifetime pension of 35% of their average final compensation plus refund of their contributions and accrued interest. Ten years of credited service is required for ordinary disability. Ordinary disability benefits are determined in the same manner as retirement benefits but are payable immediately, without an actuarial reduction, and at a minimum of 25% of average final compensation. -85- COUNTY OF HAWAPI Notes to the Basic Financial Statements June 30, 2020 Death Benefits - For service -connected deaths, the surviving spouse/reciprocal beneficiary receives a lump sum payment of the member's contributions and accrued interest plus a monthly benefit of 50% of the average final compensation until remarriage or re-entry into a new reciprocal beneficiary relationship. If there is no surviving spouse/reciprocal beneficiary, surviving children (up to age 18) or dependent parents are eligible for the monthly benefit. If there is no spouse/reciprocal beneficiary or dependent children/parents, the ordinary death benefit is payable to the designated beneficiary. Ordinary death benefits are available to employees who were active at time of death with at least 5 years of service. Ordinary death benefits consist of a lump sum payment of the member's contributions and accrued interest multiplied by 150%, or 50% Joint and Survivor lifetime pension if the member was not eligible f or retirement at the time of death but was credited with at least 10 years of service and designated one beneficiary, or 100% Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. Hybrid Plan for Employees Hired After June 30, 2012, Retirement Benefits - General employees' retirement benefits are determined as 1.75% of average final compensation multiplied by the years of credited service. General employees with 10 years of credited service are eligible to retire at age 65. Employees with 30 years of credited service are eligible to retire at age 60. Sewer workers, water safety officers, and EMTs may retire with 25 years of credited service at age 55. Disability and Death Benefits - Provisions for disability and death benefits generally remain the same except for ordinary death benefits. Ordinary death benefits are available to employees who were active at time of death with at least 10 years of service. Ordinary death benef its consist of a lump sum payment of the member's contributions and accrued interest multiplied by 120%, or 50% Joint and Survivor lifetime pension if the member was not eligible for retirement at the time of death and designated one beneficiary, or 100% Joint and Survivor lifetime pension if the member was eligible for retirement at the time of death and designated one beneficiary. Contributions - Contributions are established by HRS Chapter 88 and may be amended through legislation. The employer rate is set by statute based on the recommendations of the ERS actuary resulting from an experience study conducted every five years. Since July 1, 2005, the employer contribution rate is a fixed percentage o f compensation, including the normal cost plus amounts required to pay for the unfunded actuarial accrued liabilities. The contribution rates for fiscal year 2020 were 36.00% for police and firefighters and 22.0% for all other employees. Contributions to the pension plan from the County for the year ended June 30, 2020, 2019, and 2018 were $52,778,035, $44,853,953, and $41,562,933, respectively. -86- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The employer is required to make all contributions for members in the noncontributory plan. For contributory plan employees hired prior to July 1, 2012, general employees are required to contribute 7.8% of their salary and police and firefighters are required to contribute 12.2% of their salary. For contributory plan employees hired after June 30, 2012, general employees are required to contribute 9.8% of their salary and police and firefighters are required to contribute 14.2% of their salary. Hybrid plan members hired prior July 1, 2012 are required to contribute 6.0% of their salary. Hybrid plan members hired after June 30, 2012 are required to contribute 8.0% of their salary. Pension liabilities, pension expense, and deferred ou l-ows of resources and deferred inflows of resources related to pensionsa- At June 30, 2020, the County reported a liability of $668,213,164 for its proportionate share of the net pension liability. The net pension liability was measured as of June 30, 2019, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The County's proportion of the net pension liability was based on the actual employer contributions to the pension plan relative to the contributions of all participating employers. At June 30, 2019, the County's proportion was 4.72%, which was a decrease of .05% from its proportion measured as of June 30, 2018. For the year ended June 30, 2020, the County recognized pension expense of $109,621,758. At June 30, 2020, the County reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: $52,778,035 reported as deferred outflows of resources related to the County's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30, 2021. - 97 Deferred Deferred Outflows Inflows of of Resources Resources Differences between expected and actual experience $ 32,494,705 $ 563,501 Net difference between projected and actual investment earnings on pension plan investments -- 1,753,675 Changes in assumptions 46,055,421 513,885 Changes in proportion and differences between employer contributions and proportionate share of contributions 11,940,916 13,860,078 County contributions subsequent to the measurement date 52,778,035 ,m o_ Total U43.26JQ11 1.L4,91.L39 $52,778,035 reported as deferred outflows of resources related to the County's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30, 2021. - 97 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Actuarial assumptions — The total pension liability in the June 30, 2019 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Inflation 2.50% Payroll growth rate 3.50% per annum Salary increases 3.50% - 7.00%, including inflation Investment rate of return 7.00% per annum, including inflation Cost of living adjustments 2.50%11.50% Mortality rates used in the actuarial valuation as of June 30, 2019 were based on the following: Active membersn- Multiples of the RP 2014 mortality table for active employees based on the occupation of the member. Healthy retireesn- The 2019 Public Retirees of Hawaii mortality table, generational projection using the BB projection table from the year2019 and with multipliers based on plan and group experience. Disabled retirees Base Table for healthy retiree's occupation, set forward 5 years, generational projection using the BB projection table from the year 2019. Minimum mortality rate of 3.5% f'or males and 2.5% f'or females. The actuarial assumptions used in the June 30, 2019 valuation were based on the results of an actuarial experience study as of June 30, 2018, with most assumptions based on the period fi-om July I, 2013, through June 30, 2018. The major changes to assumptions resulting from the 2018 actuarial experience study were (1) to update the base mortality tables with client - specific mortality tables developed using the actual mortality experience of non -disabled retirees in ERS and (2) to update pre -retirement mortality tables for active employees to the recently published Pub -2010 mortality tables for active employees, by job classification. -88- Net Deferred Outflows of Fiscal Year Ending June 30, „- �$Qurces 2021 S 42,180,334 2022 19,859,728 2023 6,457,817 2024 4,791,456 2025 m510,,568 Actuarial assumptions — The total pension liability in the June 30, 2019 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement: Inflation 2.50% Payroll growth rate 3.50% per annum Salary increases 3.50% - 7.00%, including inflation Investment rate of return 7.00% per annum, including inflation Cost of living adjustments 2.50%11.50% Mortality rates used in the actuarial valuation as of June 30, 2019 were based on the following: Active membersn- Multiples of the RP 2014 mortality table for active employees based on the occupation of the member. Healthy retireesn- The 2019 Public Retirees of Hawaii mortality table, generational projection using the BB projection table from the year2019 and with multipliers based on plan and group experience. Disabled retirees Base Table for healthy retiree's occupation, set forward 5 years, generational projection using the BB projection table from the year 2019. Minimum mortality rate of 3.5% f'or males and 2.5% f'or females. The actuarial assumptions used in the June 30, 2019 valuation were based on the results of an actuarial experience study as of June 30, 2018, with most assumptions based on the period fi-om July I, 2013, through June 30, 2018. The major changes to assumptions resulting from the 2018 actuarial experience study were (1) to update the base mortality tables with client - specific mortality tables developed using the actual mortality experience of non -disabled retirees in ERS and (2) to update pre -retirement mortality tables for active employees to the recently published Pub -2010 mortality tables for active employees, by job classification. -88- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The long-term expected rate of return on pension plan investments was determined using a "top down approach" in which best -estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected nominal real rates of return by the target asset allocation percentage. The target allocation and best estimates of geometric rates of return for each major asset class are summarized in the following table: Discount rate The discount rate used to measure the total pension liability was 7.00%, which was the same rate used at the prior measurement date. The projection of cash flows used to determine the discount rate assumed that employee contributions will be made at the current contribution rate and that contributions fi-om the County will be made at statutorily required rates, actuarially determined. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long -tern expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the County's proportionate share ofthe net pension liability to changes in the discount ratea- The following presents the County's proportionate share of the net pension liability calculated using the discount rate of 7.00%, as well as what the County's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1 -percentage -point lower (6.00%) or 1 -percentage -point higher (8.00%) than the current rate: I% Decrease Current Discount I% Increase (6.00%) Rate (7.00%) (8.00%) County's proportionate share of the net pension liability 1__069,211M. EM Long -Tenn Long -Tenn Strategic Allocation Target Expected Rate of Expected Real Risk -Based Classes Allocation Return* Rate of Return Broad growth 63.00% 7.65% 5.40% Crisis risk offset 20.00% 5.15% 2.90% Real return 10.00% 4.55% 2.30% Principal protection 7.00% 3.00% 0.75% 100.00% * Uses an expected inflation rate of 2.25%. Discount rate The discount rate used to measure the total pension liability was 7.00%, which was the same rate used at the prior measurement date. The projection of cash flows used to determine the discount rate assumed that employee contributions will be made at the current contribution rate and that contributions fi-om the County will be made at statutorily required rates, actuarially determined. Based on those assumptions, the pension plan's fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long -tern expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Sensitivity of the County's proportionate share ofthe net pension liability to changes in the discount ratea- The following presents the County's proportionate share of the net pension liability calculated using the discount rate of 7.00%, as well as what the County's proportionate share of the net pension liability would be if it were calculated using a discount rate that is 1 -percentage -point lower (6.00%) or 1 -percentage -point higher (8.00%) than the current rate: I% Decrease Current Discount I% Increase (6.00%) Rate (7.00%) (8.00%) County's proportionate share of the net pension liability 1__069,211M. EM COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Pension plan fiduciary net position - Detailed information about the pension plan's fiduciary net position is available in the separately issued ERS Comprehensive Annual Financial Report that includes financial statements and required supplementary information. Payables to the pension plan - At June 30, 2020, the annual amount payable to the ERS totaled $4,620,657, which represents the employer contribution for the second half of the month of June 2020, as required by HRS, and the excess pension cost under Act 153/SLH 2- 12 REFER HRS Section 88-100 for fiscal year ended June 30, 2020. Other Pension Plans - County of Hawaii Bandsmen Pension System The County also sponsors a nonqualified, governmental single employer defined benefit pension plan for members of the County Band (County of Hawaii Bandsmen Pension System) who are or were ineligible for benefits under ERS and whose employment began before June 1, 1990. Under HRS Chapter 88, the County Pension provides retirement benefits that are computed based on the average annual salary during the last 10 years of employment with a minimum pension amount of $50 per month. There are no assets accumulated in a trust for the payment of benefits. As of the valuation date of July 1, 2019, there were 21 inactive employees or beneficiaries receiving benefits; 12 inactive employees not yet receiving benefit payments; and 4 active members. Pension liabilities, pension expense, and deferred outflows of resources and deferred inflows of resources related to pensionsa- At June 30, 2020, the County reported a liability of $1,026,021. The total pension liability was measured as of June 30, 2020 based on an actuarial valuation as of July 1, 2019. For the year ended June 30, 2020, the County recognized pension payments of $49,612 and pension expense of $123,892. Actuarial assumptions — The total pension liability in the June 30, 2020 actuarial report was determined using the following actuarial assumptions, applied to all periods included in the measurement: Inflation 2.50% Salary increases 3.50%, including inflation The discount rate used to measure the County's total pension liability was 2.45% based on the daily municipal bond rate closest to but not later than the measurement date of the Fidelity "20 -Year Municipal GO AA Index". 10M COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The following presents the County's total pension liability calculated using the discount rate of 2.45%, as well as what the County's total pension liability would be if it were calculated using a discount rate that is 1 -percentage -point lower (1.45%) or I -percentage -point higher (3.45%) than the current rate: 1 % Decrease Current Discount 1% Increase (1.45%) Rate (2.45%) (3.45%) County's total pension liability 1,92!M1, 1901,510 Schedule of Changes in Total Pension Liability Measurement year ending June 30, 2.020 Total Pension Liability Service cost $ 7,577 Interest 29,250 Changes of assumptions 87,065 Benefit payments 49 612 Net Change in Total Pension Liability 74,280 Total Pension Liability — Beginning 951 741 Total Pension Liability — Ending 5 1-02 021 Post -Retirement Benefits In addition to providing pension benefits, the County is required by state statute (HRS Chapter 87A) to contribute to the Hawaii Employer -Union Health Benefits Trust Fund (the EUTF). The EUTF is an agent, multiple -employer defined benefit plan providing certain healthcare and life insurance benefits to all qualified retirees, active employees, their dependents and their beneficiaries. Benet its Provided Chapter 87A of the HRS grants the authority to establish and amend the benefit terms to the board of trustees of the EUTF. The EUTF currently provides medical, prescription drug, dental, vision, chiropractic, supplemental medical and prescription drug, and group life insurance benefits for retirees and their dependents. The following table provides a summary of the number of employees covered by the benefit terms as of July 1, 2019. Inactive employees or beneficiaries currently receiving benefits 1,693 Inactive employees entitled but not yet receiving benefit payments 229 Active employees 2,406 m COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Contributions - The County's contribution levels are established by Chapter 87A of the HRS. The county was required to contribute 100% oftheARC starting in fiscal year 2019. The ARC represents a level of funding that is sufficient to cover, 1) the normal cost, which is the cost of the other postem ployment benefits attributable to the current year of service; and 2) an amortization payment, which is a catch-up payment for past service costs to fund the unfunded actuarial accrued liability over the next thirty years. For the fiscal year ended June 30, 2020, contributions to the OPEB Plan from the County totaled $41,604,474 which resulted in an average contribution rate of approximately 22.0% of covered -employee payroll. Subsequent Events On July 13, 2020, to address the budget shortfalls resulting from the COV1D-19 pandemic, the Governor of the State of Hawaii approved an emergency proclamation that suspended the law requiring employers to pay the OPEB pre -funding in fiscal year 2021. For employees hired prior to July 1, 1996, the County pays the entire monthly healthcare premium for employees retiring with 10 or more years of credited service, and 50% of the monthly premium for employees retiring with fewer than 10 years of credited service. The current (pay-as-you-go) premium costs are paid by the respective funds but the net other postemployment benefit obligation is paid by the General Fund. For employees hired after June 30, 1996, and who retire with fewer than 10 years of service, the County makes no contributions. For those retiring with at least 10 years but fewer than 15 years of service, the County pays 50% of the retired employees' monthly Medicare or non - Medicare premium. For employees hired after June 30, 1996, and who retire with at least 15 years but fewer than 25 years of service, the County pays 75% of the retired employees' monthly Medicare or non -Medicare premium. For those retiring with over 25 years of service, the County pays the entire healthcare premium. For employees hired after June 30, 2001, and who retire with fewer than 10 years of service, the County makes no contributions. For those retiring with at least 10 years but fewer than 15 years of service, the County pays 50% of the retired employees' monthly Medicare or non - Medicare premium based on the self -plan. For employees hired after June 30, 2001, and who retire with at least 15 years but fewer than 25 years of service, the County pays 75% of the retired employees' monthly Medicare or non -Medicare premium; for those retiring with over 25 years of service, the County pays the entire healthcare premium. For active employees, the employee's contributions are based upon negotiated collective bargaining agreements. Employer contributions for employees not covered by collective bargaining agreements and for retirees are prescribed by the HRS. COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Net OPEB liabilitya The County's net OPEB liability was measured as of July 1, 2019, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of that date. There were no changes between the measurement date, July 1, 2019, and the reporting date, June 30, 2020, that are expected to have a significant effect on the net OPEB liability. Actuarial assumptions ••- The total OPEB liability in the July 1, 2019 actuarial valuation was determined using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation Salary increases Payroll growth rate Investment rate of return Healthcare cost trend rates PPO 'TIV, C�: Part B & base monthly contribution Dental Vision Life insurance 2.50% 3.50% - 7.00%, including inflation 3.50% 7.00% Initial rates of 8.00%; declining to a rate of 4.86% after 12 years Initial rate of 8.00%; declining to a rate of 4.86% after 12 years Initial rates of 5.00%; declining to a rate of 4.70% after 11 years Initial rates of 5.00% for the first two years; followed by 4.00% Initial rates of 0.00% for the first two years; followed by 2.50% 0.00% Mortality rates used in the actuarial valuation as of July 1, 2019 were based on the following: Active members --- Multiples of the Pub -2010, Employee Tables for active employees based on the occupation of the member. Healthy retirees - The 2019 Public Retirees of Hawaii mortality table, generational projection using the BB projection table from the year 2019 and with multipliers based on plan and group experience. Disabled retirees - Base Table for healthy retirees' occupation, set forward 5 years, generational projection using the BB projection table from the year 2019. Minimum mortality rate of 3.5% for males and 2.5% for females. = 93 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The actuarial assumptions used in the July 1, 2019 valuation were based on the experience study covering the five year period ending June 30, 2018 as conducted for the Hawaii Employees' Retirement System (ERS). The long-term expected rate of return on OPEB plan investments was determined using a building-block method in which best -estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic rates of return for each major asset class are summarized in the following table: Discount ratee- The discount rate used to measure the total OPEB liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that the County will fund the recommended actuarially determined contribution, which is based on layered, closed amortization periods. Based on those assumptions, the OPEB plan's fiduciary net position is projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on OPEB plan investments was applied to all periods of projected benefit payments to determine the total OPEB liability. 101 Long -Tenn Strategic Allocation Target Expected Real (Risk -Based Classes) Allocation_ Rate of Return International Equity 17.00% 6.90% U.S. Equity 15.00% 5.35% Private Equity 10.00% 8.80% Core Real Estate 10.00% 3.90% Trend Following 9.00% 3.25% U.S. Microcap 7.00% 7.30% Global Options 7.00% 4.75% Private Credit 6.00% 5.60% Long Treasuries 6.00% 2.00% Alternative Risk Premium 5.00% 2.75% TIPS 5.00% 1.20% Core Bonds _3.00% 1.50% 100.00% Discount ratee- The discount rate used to measure the total OPEB liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that the County will fund the recommended actuarially determined contribution, which is based on layered, closed amortization periods. Based on those assumptions, the OPEB plan's fiduciary net position is projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on OPEB plan investments was applied to all periods of projected benefit payments to determine the total OPEB liability. 101 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Changes in the Net OPEB Liability: The following schedule presents the changes in the net OPEB liability for the fiscal year ending June 30, 2020: Sensitivity of the net OPEB liability to changes in the discount rates The following presents the net OPEB liability of the County, as well as what the County's net OPEB liability would be if it were calculated using a discount rate that is 1 -percentage -point lower (6.00%) or I - percentage -point higher (8.00%) than the current discount rate: I% Decrease Current Discount 1% Increase (6.00%) Rate (7.00%) (8.00%) County's net OPEB liability Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates - The following presents the net OPEB liability of the County, as well as what the County's net OPEB liability would be if it were calculated using a healthcare cost trend rate that is I - percentage -point lower or 1 -percentage -point higher than the current healthcare cost trend rate: Current Healthcare Cost I% Decrease Trend Rate I% Increase County's net OPEB liability Increase (Decrease) Total OPEB Plan Fiduciary NetOPEB Liability Net Position Liability (a) (b) (a) -(b) Balance at June 30, 2019 551,431=353 $__150.,,596.543 $ 400,834,810 Changes for the fiscal year: Service cost 12,402,599 -- 12,402,599 Interest on the total OPER liability 38,381,475 -- 38,381,475 Employer contributions -- 39,770,000 (39,770,000) Net investment income -- 7,187,610 (7,187,610) Benefit payments (18,651,726) (18,651,726) -- Administrative expense _- (49,623) 49,623 Difference between expected and actual experience 9,224,217 -- 9,224,217 Changes of assumptions 1,862,836 -- 1,862,836 Other ......_......w..w . 8 5, 31701 J8 53d,701) Net changes $ 43,219,401 36,787,962 6,434,439 Balance at June 30, 2020 594 Sensitivity of the net OPEB liability to changes in the discount rates The following presents the net OPEB liability of the County, as well as what the County's net OPEB liability would be if it were calculated using a discount rate that is 1 -percentage -point lower (6.00%) or I - percentage -point higher (8.00%) than the current discount rate: I% Decrease Current Discount 1% Increase (6.00%) Rate (7.00%) (8.00%) County's net OPEB liability Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates - The following presents the net OPEB liability of the County, as well as what the County's net OPEB liability would be if it were calculated using a healthcare cost trend rate that is I - percentage -point lower or 1 -percentage -point higher than the current healthcare cost trend rate: Current Healthcare Cost I% Decrease Trend Rate I% Increase County's net OPEB liability COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 For the year ended June 30, 2020, the County recognized OPEB expense of $33,407,562. At June 30, 2020, the County reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Difference between expected and actual experience Changes of assumptions Net difference between projected and actual earnings on OPEB plan investments Deferred Deferred Outflows Inflows of of Resources Resources $ 7,885,842 $ 2,613,883 6,737,018 -- 2,134,751 -• County contributions subsequent to the measurement date „41, 604,474 Total„32.,1.13$3 $41,604,474 reported as deferred outflows of resources related to the County's contributions to the OPEB plan subsequent to the measurement date will be recognized as a reduction of the net OPEB liability in the fiscal year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: The EUTF issues a publicly available financial report that includes financial statements and required supplementary information, which is available on-line at their web -site www.eutf.hawaii.gov or by contacting them at P.O. Box 2121, Honolulu, HI 96805-2121. Deferred Compensation Plan County employees are permitted to participate in a deferred compensation plan of the State of Hawaii, adopted pursuant to Internal Revenue Code (IRC) section 457. The plan permits eligible employees to defer a portion of their salary until future years by contributing to a fund M Net deferred outflows of Fiscal Year EndingJune 30. resources 2021 $ 2,384,727 2022 2,384,728 2023 2,919,876 2024 2,942,608 2025 2,076,702 Thereafter l 435 0 7 The EUTF issues a publicly available financial report that includes financial statements and required supplementary information, which is available on-line at their web -site www.eutf.hawaii.gov or by contacting them at P.O. Box 2121, Honolulu, HI 96805-2121. Deferred Compensation Plan County employees are permitted to participate in a deferred compensation plan of the State of Hawaii, adopted pursuant to Internal Revenue Code (IRC) section 457. The plan permits eligible employees to defer a portion of their salary until future years by contributing to a fund M COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 managed by a plan administrator. The deferred compensation amounts are not available to employees until termination, retirement, death, or unforeseeable emergency. All plan assets are held in a trust fund to protect them from claims of general creditors and from diversion to any uses other than paying benefits to participants and beneficiaries. The County has no responsibility for loss due to the investment or failure of investment of funds and assets in the plans, but does have the duty of due care that would be required of an ordinary prudent investor. Therefore, the deferred compensation plan assets are not reported in the accompanying basic financial statements. 14. COMPONENT UNIT DISCLOSURES Deposits and Investments At June 30, 2020, the carrying amount of cash, time certificates of deposit and money market funds of $42,551,340, with bank balances of $43,261,291 were held by the County on behalf of the Department. These balances were fully insured or collateralized with securities held by the County's agent in the County's name. The deposits and investments include cash received by the Department that is restricted as to use and is recorded as a restricted asset. Such funds amounted to $888,225 at June 30, 2020. At June 30, 2019, the Department had $22,000,000 in investments. Capital Assets The Department began operations as of January 1, 1950. At that date, the utility plant in service was transferred to the Department from the County at the cost of the utility plant assets acquired by the County for its water system from January 1, 1924 to December 31, 1949, less accumulated depreciation. Acquisitions prior to 1924 and acquisitions by gift or grant prior to 1950 are not included in utility plant. Additions to utility plant since January 1, 1950 are stated at original cost and include contributions by governmental agencies, private subdividers and customers at their cost or estimated cost. Construction costs include amounts for contract work, engineering supervision and other direct and indirect costs. Depreciation on the Department's utility plant assets in service is computed using the straight-line method over the estimated useful lives of the assets as follows: Structures and improvements 40 to 50 years Machinery and equipment 5 to 25 years Water systems 10 to 40 years COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 The capital assets of the Department at June 30, 2020 were as follows: Utility plant in service $516,049,178 Less: accumulated depreciation _(276,541,289) 239,507,889 Preliminary survey and investigation charges 6,417,849 Construction work in progress 50,320,430 Land and rights 5,261,319 Net capital assets j3S ,5_Q7 U Long Term Debt The County has issued general obligation bonds on behalf of the Department. The Department is responsible for the payment of the debt service on these bonds, but the County remains liable because they are general obligations of the County. The Department has recorded a liability for these general obligation bonds, which amounted to $22,198,633 at June 30, 2020. General obligation bonds payable issued on behalf of the Department and other long-term debt at June 30, 2020 are comprised of the following: Public improvement bonds: 2008 Series A at 4.125%, due through 2043 2010 Series B at 3.33% to 6.1 %, due through 2030 Total public improvement bonds Public improvement refunding bonds: 2007 Series C at 4.0% to 5.0%, due through 2021 2016 Series B at 3.0% to 5.0%, due through 2026 2016 Series E at 2.0% to 5.0%, due through 2029 Revolving fund loans: State revolving fund loans, interest up to 1.37%, due through 2038 Total long-term debt Add: Unamortized premium Total _98a $ 120,792 4,403,750 4,524,542 1,250,341 10,070,000 6,353,750 42,909,5 25 65,108,158 1.325,535 $66A316-93 COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 At June 30, 2020, future principal and interest payments for long-term debt are scheduled as follows: Fiscal year ending June 30: Principal Interest Total 2021 $ 5,828,067 $ 1,635,044 $ 7,463,d11 2022 5,950,883 1,427,219 7,378,102 2023 4,937,015 1,235,745 6,da72,760 2024 5,085,892 1,069,450 6,x165,342 2025 5,232,673 903,665 6,136,338 2026a-2030 22,303,427 2,421,375 24,724,802 2034 —2035 11,1 60,520 655,105 11 ig16,625 2036a-2040 4,586,971 93,748 4,680,719 2041-2044 22.710 1,895 24.605 Total $65,0 9.443,246, Contributions in Aid of Construction The Department recognized $3,202,379 of contributions in aid of construction for the fiscal year ended June 30, 2020. Commitments and Contingent Liabilities Claims and judgmentsa The Department maintains property, auto liability, and general liability insurance policies. The Department remains self-insured for workers' compensation and other perils. The liability at June 30, 2020 for workers' compensation claims of $660,000 was estimated based on a combination of case-by-case review and the application of historical experience to outstanding claims. Construction contractsxr The Department is obligated under construction contracts for the utility plant and other projects. Such commitments approximated $42,807,730 at June 30, 2020. Pension Plan Pension liabilities, pension expense, and deferred outflows of resources and deferred inflows of resources related to pensions — At June 30, 2020, the Department reported a liability of $32,029,248 for its proportionate share of the net pension liability. The net pension liability was measured as of June 30, 2019, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The Department's proportion of the net pension liability was based on a projection of the employer contributions to the pension plan relative to projected contributions of all participating employers. _99- COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 At June 30, 2019, the Department's proportion was .23%, which decreased by 0.02% from its proportion measured as of June 30, 2018. For the year ended June 30, 2020, the Department recognized pension expense of $4,855,184. At June 30, 2020, the Department reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: The $2,258,593 reported as deferred outflows of resources related to the Department's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Deferred Deferred Outflows Outflows Inflows of Fiscal Year Ending June 30, of Resources Resources Differences between expected and actual experience $ 560,393 $ 64,d04 Net difference between projected and actual investment 306,430 2024 earnings on pension plan investments -- 87,92d Changes in assumptions 2,110,671 -- Changes in proportion and differences between employer contributions and proportionate share of contributions 2,442,051 2,602,620 Department contributions subsequent to the measurement date 2,258,593, -- Total The $2,258,593 reported as deferred outflows of resources related to the Department's contributions to the pension plan subsequent to the measurement date will be recognized as a reduction of the net pension liability in the fiscal year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: i li Sensitivity of the Department's proportionate share of the net pension liability to changes in the discount ratea- The following presents the Department's proportionate share of the net pension liability calculated using the discount rate of 7.00%, as well as what its proportionate 9111I11e Net Deferred Outflows (Inflows) of Fiscal Year Ending June 30, Resources 2021 $ 1,458,414 2022 888,038 2023 306,430 2024 ( 81,909) 2025141 2.503 i li Sensitivity of the Department's proportionate share of the net pension liability to changes in the discount ratea- The following presents the Department's proportionate share of the net pension liability calculated using the discount rate of 7.00%, as well as what its proportionate 9111I11e COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 share of the net pension liability would be if it were calculated using a discount rate that is 1 - percentage -point lower (6.00%) or 1 -percentage -point higher (8.00%) than the current rate: 1% Decrease Current Discount 1% Increase (6.00%) Rate (7.00%) (8.00%) Department's proportionate share of the net pension liability ............ ..........0 _ 02 Pension plan fiduciary net positionz--,,, Detailed information about the pension plan's fiduciary net position is available in the separately issued ERS Comprehensive Annual Financial Report that includes financial statements and required supplementary information. Payables to the pension plan At June 30, 2020, the annual amount payable to the ERS totaled $239,615, which represents the employer contribution for the month of June 2020, as required by HRS. Post -Retirement Benefits Other than Pensions (OPEB) Net OPEB liability, OPEB expense, and deferred ouyl ows of resources and deferred inflows of resources related to OPEB — At June 30, 2020, the Department reported a net OPEB liability of $16,079,747. The net OPEB liability was measured as of July I, 2019, and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of that date. For the year ended June 30, 2020, the Department recognized OPEB expense of $1 p229,776. At June 30, 2020, the Department reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows Inflows of of Resources Resources Difference between expected and actual experience $ -- $ 1,093,632 Changes of assumptions 418,394 Net difference between projected and actual earnings on OPEB plan investments 255,967 -- Employer contributions subsequent to the measurement date 1 977,000 -- Total ,. . L) = .. $1,977,000 reported as deferred outflows of resources related to the Department's contributions to the OPEB plan subsequent to the measurement date will be recognized as a reduction of the net OPEB liability in the fiscal year ended June 30, 2021. MMM COUNTY OF HAWAII Notes to the Basic Financial Statements June 30, 2020 Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Sensitivity of the net OPEB liability to changes in the discount rale The following presents the net OPEB liability of the Department, as well as what the Department's net OPEB liability would be if it were calculated using a discount rate that is I -percentage-point lower (6.00%) or I -percentage -point higher (8.00%) than the current discount rate: 1 % Decrease Current Discount I% Increase (6.00%) Rate (7.00%) (8.00%) Department's net OPEB liability 7 ,m J 7 1 „ Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates — The following presents the net OPEB liability of the Department, as well as what the Department's net OPEB liability would be if it were calculated using a healthcare cost trend rate that is 1 - percentage -point lower or 1 -percentage -point higher than the current healthcare cost trend rate: Current Healthcare Cost 1 % Decrease Trend Rate I% Increase Department's net OPEB liability ?mmNNNdW�H ��77 7 .ma2.ddvxmWdiii The EUTF issues a publicly available financial report that includes financial statements and required supplementary information, which is available on-line at their web -site www.eutf.hawaii.gov or by contacting them at P.O. Box 2121, Honolulu, HI 96805-2121. MIM Net Deferred Inflows of Fiscal Year Ending June 30, Resources 2021 $ 106,916 2022 106,918 2023 47,201 2024 44,770 2025 98,134 Thereafter 15,332 Sensitivity of the net OPEB liability to changes in the discount rale The following presents the net OPEB liability of the Department, as well as what the Department's net OPEB liability would be if it were calculated using a discount rate that is I -percentage-point lower (6.00%) or I -percentage -point higher (8.00%) than the current discount rate: 1 % Decrease Current Discount I% Increase (6.00%) Rate (7.00%) (8.00%) Department's net OPEB liability 7 ,m J 7 1 „ Sensitivity of the net OPEB liability to changes in the healthcare cost trend rates — The following presents the net OPEB liability of the Department, as well as what the Department's net OPEB liability would be if it were calculated using a healthcare cost trend rate that is 1 - percentage -point lower or 1 -percentage -point higher than the current healthcare cost trend rate: Current Healthcare Cost 1 % Decrease Trend Rate I% Increase Department's net OPEB liability ?mmNNNdW�H ��77 7 .ma2.ddvxmWdiii The EUTF issues a publicly available financial report that includes financial statements and required supplementary information, which is available on-line at their web -site www.eutf.hawaii.gov or by contacting them at P.O. Box 2121, Honolulu, HI 96805-2121. MIM COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Schedule of Changes in the Net OPEB Liability and Related Ratios Last 10 Fiscal Years* Net OPEB liability Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll - 103 = $ 407,266,249 $ 16,079,747 31.5% 54.9% $ 185,575,775 $ 10,264,425 219.5% 156.7% 2020 County Department Total OPEB Liability Service Cost $ 12,402,599 $ 746,672 Interest on the total OPEB liability 38,381,475 2,349,959 Benefit payments (118,6511,726) (1,012,084) Difference between expected and actual experience 9,224,217 (3114,598) Change in assumptions 1.862 836 137,542 Net change in total OPEB liability 43,219,401 1,907,491 Total OPEB liability - Beginning 551,434,353 33,703,543 Total OPEB liability - Ending $ 594,650,754 $ 35,614,034 Plan fiduciary net position Contributions - employer $ 39,770,000 $1 f990,000 Net investment income 7,1187,610 764,696 Benefit payments (18,654,726) (1,012,084) Administrative expense (49,623) (5,493) Other 8,534,701 5,2,,371 Net change in plan fiduciary net position 36,787,962 2,259,490 Plan fiduciary net position - Beginning 150,596,543 17,271,797 Plan fiduciary net position - Ending $ 187,384,505 $ 19,534,287 Net OPEB liability Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll - 103 = $ 407,266,249 $ 16,079,747 31.5% 54.9% $ 185,575,775 $ 10,264,425 219.5% 156.7% COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Net OPEB liability Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll uJIM $ 400,834,810 $ 16,431,746 27.3% 51.3% $ 178,889,344 $ 10,212,595 224.1% 160.9% X1.2 Coun ty Department Total OPEB Liability Service Cost $ 12,056,311 $ 698,126 Interest on the total OPEB liability 36,036,284 2,264,524 Benefit payments (17,998,013) (1,016,548) Difference between expected and actual experience (3,679,099) (1,184,347) Change in assumptions 7,240,956 _432,23,3 Net change in total OPEB liability 33,656,439 1,193,988 Total OPEB liability - Beginning __511,7_74,2_14 _,32„9,5.5.5 Total OPEB liabilitya Ending $ 551,431,353 $ 33,703,543 Plan fiduciary net position Contributions - employer $ 32,829,013 $1,936,548 Net investment income 9,474,156 1,11 1,306 Benefit payments (17,998,013) (1,016,548) Administrative expense _i2%,2_27) (3,336 Net change in plan fiduciary net position 24,275,929 2,027,970 Plan fiduciary net position - Beginning 126,320,614 15,243,827 Plan fiduciary net position - Ending $ 150,596,543 $ 17,271,797 Net OPEB liability Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll uJIM $ 400,834,810 $ 16,431,746 27.3% 51.3% $ 178,889,344 $ 10,212,595 224.1% 160.9% COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Net OPEB liability $ 391*454,300 $ 1-,265,728 Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll 24.4% 46.9% $ 172,678,405 $ 9,791,32 226.70% 176.34% * This schedule is intended to present information for 10 years, as of the measurement date of the collective net OPEB liability for each respective fiscal year. Additional years will be built prospectively as information becomes available. See accompanying notes to required supplementary information -105- 2018 County Department Total OPEB Liability Service Cost $ 11,757,502 $ 687,414 Interest on the total OPEB liability 34,046,407 2,135,490 Benefit payments —DUM4 987) (953,288.) Net change in total OPEB liability 28,748,922 1,869,616 Total OPEB liability - Beginning 489,025,992 30,639,939 Total OPEB liability - Ending $ 517,774,914 $ 32,509,555 Plan fiduciary net position Contributions - employer $ 28,549,987 $1,867,788 Net investment income 10,380,705 1,245,946 Benefit payments (1 ,1,054,987) (953,288) Administrative expense (23,228) (2,782) Other 266,457 16.370 Net change in plan fiduciary net position 22,112,934 2,194,034 Plan fiduciary net position - Beginning 104,201,680 13,069,793 Plan fiduciary net position - Ending $ 126,320,614 $ 15,243,827 Net OPEB liability $ 391*454,300 $ 1-,265,728 Plan fiduciary net position as a percentage of the total OPEB liability Covered -employee payroll Net OPEB liability as a percentage of Covered -employee payroll 24.4% 46.9% $ 172,678,405 $ 9,791,32 226.70% 176.34% * This schedule is intended to present information for 10 years, as of the measurement date of the collective net OPEB liability for each respective fiscal year. Additional years will be built prospectively as information becomes available. See accompanying notes to required supplementary information -105- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Schedule of Contributions (OPEB) Last 10 Fiscal Years See accompanying notes to required supplementary information -106- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Note — Significant Methods and Assumptions Beginning July 1, 2017, an actuarial valuation of the County's and Department's liability associated with other postemployment benefits other than pension provided through the EUTF is performed as of July 1 of each year. The following summarizes the significant methods and assumptions used to determine the actuarially determined contribution for the fiscal year ended June 30, 2020: Actuarial valuation date July 1,(2018 Actuarial cost method Entry Age Normal Amortization method Level percent, closed Equivalent single amortization period 19.3 and 17.9 for the County and Department, respectively Asset valuation method Smoothed Inflation rate 2.50% Investment rate of return 7.00% Payroll growth 3.50% Salary increases 3.50% to 7.00% including inflation Healthcare cost trend rates PPO Initial rates of 10.00%; declining to a rate of 4.86% after 13 years HMO Initial rate of 10.00%; declining to a rate of 4.86% after 13 years Part B Initial rate of 4.00% and 5.00%; declining to a rate of 4.70% after 12 years Dental 5.00% for the first 3 years; then 4.00% for all future years Vision 0.00% for the first 3 years; then 2.50% for all future years Life Insurance 0.00% -107- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Demographic assumptions Based on the experience study covering the five year period ending June 30, 2015 conducted for the Hawaii Employees' Retirement System Mortality System -specific mortality tables utilizing scale BB to project generational mortality improvement Participation rates 98% healthcare participation assumption for retirees that receive 100% of the Base Monthly Compensation. Healthcare participation rates of 25%, 65%, and 90% for retirees that receive 0%, 50%, or 75% of the base monthly contribution, respectively. 100% for life insurance and 98% for Medicare Part B. There were no other factors that significantly affected trends in the amounts reported in the schedule of changes in the net OPEB liability and related ratios or the schedule of contributions (OPEB). -108- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Schedule of the County's and Department's Proportionate Share of the Net Pension Liability (ERS) Last 10 Fiscal Years County: Proportionate Share of the Plan County's County's Net Pension Fiduciary Net Proportion of Proportionate Liability as a Position as a the Net Share of the County's %age of %age of the Measurement Pension Net Pension Covered Covered Total Pension Period Ended Liability$%) Liabili$ Payroll Payroll Liability June 30, 2019 4.7% $668,213,164 $172,4 97,101 388.1% 54.9% June 30, 2018 4.8% $635,693,501 $168,484,880 377.3% 55.5% June 30, 2017 4.7% $609,904,199 $163,626,447 372.7% 54.8% June 30, 2016 4.6% $618,129,088 $156,556,514 394.8% 51.2% June 30, 2015 4.4% $382,070,813 $149,760,347 255.1% 62.4% June 30, 2014 4.0% $322,626,262 $137,669,418 234.3% 63.9% June 30, 2013 4.2% $377,065,856 $129,163,763 292.0% 58.0% Department: Proportionate Share of the Plan Department's Department's Net Pension Fiduciary Net Proportion of Proportionate Liability as a Position as a the Net Share of the Department's %age of %age of the Measurement Pension Net Pension Covered Covered Total Pension Period Ended Liability(%) Liability ($) Pa roy 11� Payroll Liabili June 30, 2019 0.2% $ 32,029,248 $10,318,136 310.4% 54.9% June 30, 2018 0.3% $ 33,522,053 $ 9,742,400 3444% 55.5% June 30, 2017 0.2% $ 28,365,453 $ 9,358,187 303.1% 54.8% June 30, 2016 0.2% $ 29,247,607 $ 9,046,930 323.3% 51&% June 30, 2015 0.2% $ 18,940,065 $ 9,012,196 210.2% 62.4% June 30, 2014 0.3% $ 20,526,993 $ 8,272,307 248.1% 63.9% June 30, 2013 0.2% $ 18,469,400 $ 7,640,477 241.7% 58.0% * This schedule is intended to present information for 10 years, as of the measurement date of the collective net pension liability for each respective fiscal year. Additional years will be built prospectively as information becomes available. See accompanying notes to required supplementary information COUNTY OF HAWAII Required Supplementary information June 30, 2020 Schedule of the Employer Pension Contributions (ERS) Last Ten Fiscal Years County: Actual County Contributions Statutorily Contributions Contribution as a %age of Fiscal Year Required Recognized Deficiency County's Covered Ended Contribution n by the Plan (Excess) Covered overed Pa we. , F��mm. _..... Payroll June 3-0,20-2 0 $ 52,778,035 $ 52,778,035 $ -- $ 180,285,326 29.3% June 30, 2019 $ 44,853,953 $ 44,853,953 $ -- $ 172,197,101 26.0% June 30, 2018 $ 41,562,933 $ 41,562,933 $ -- $ 168,484,880 24.7% June 30, 2017 $ 36,157,981 $ 36,157,981 $ -- $ 163,626,447 22.1% June 30, 2016 $ 34,013,001 $ 34,013,001 $ -- $ 156,556,514 21.7% June 30, 2015 $ 31,456,148 $ 31,456,148 $ -- $ 149,760,317 21.0% June 30, 2014 $ 26,503,830 $ 26,503,830 $ -- $ 137,669,418 19.3% June 30, 2013 $ 23,763,101 $ 23,763,101 $ -- $ 129,163,763 18.4% June 30, 2012 $ 20,884,021 $ 20,884,021 $ -- $ 123,218,017 16.9% June 30, 2014 $ 21,424,642 $ 21,424,642 $ -- $ 126,714,584 16.9% Department: Actual County Contributions Statutorily Contributions Contribution as a %age of Fiscal Year Required Recognized Deficiency County's Covered Ended Contribution .....-. ee. by the Plan (Excess) ....��_...m..e� Covered Payroll ..._ Payro" „ June 30, 2020 $ 2,258,593 $ 2,258,593 $ -- $ 10,439,473 21 �% June 30, 2019 $ 1,950,358 $ 1,950,358 $ -- $ 10,318,136 18.9% June 30, 2018 $ 1,757,461 $ 1,757,461 $ -- $ 9,742,400 18.0% June 30, 2017 $ 1,603,278 $ 1,603,278 $ -- $ 9,358,187 17.1% June 30, 2016 $ 1,553,128 $ 1,553,128 $ •- $ 9,046,930 17.2% June 30, 2015 $ 1,520,994 $ 1,520,994 $ -- $ 9,012,196 16.9% June 30, 2014 $ 1,664,580 $ 1,664,580 $ -- $ 8,272,307 20.1% June 30, 2013 $ 1,214,933 $ 1,214,933 $ -- $ 7,640,477 15.9% June 30, 2012 $ 1,210,106 $ 1,210,106 $ -- $ 7,849,473 15.4% June 30, 2011 $ 1,197,031 $ 1,197,031 $ -- $ 7,726,278 15.5% See accompanying notes to required supplementary information - 110- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Note — Changes of Assumptions There were no changes of assumptions or other inputs that significantly affected the measurement of the total pension liability since the measurement period ended June 30, 2016. Amounts reported in the schedule of the proportionate share of the net pension liability as of the measurement period ended June 30, 2016 (fiscal year ended June 30, 2017) were significantly impacted by the following changes of actuarial assumptions: The investment return assumption decreased from 7.65% to 7.00%. Mortality assumptions were modif ied to assume longer life expectancies as well as to reflect continuous mortality improvement. Prior to the measurement period ended June 30, 2016 (fiscal year ended June 30, 2017), there were no other factors, including the use of different assumptions that significantly affect trends reported in these schedules. -III- COUNTY OF HAWAII Required Supplementary Information June 30, 2020 Schedule of Changes in Total Pension Liability (Bandsmen Pension) Last Ten Fiscal Years* Measurement year ending 2020 2019 2018 June 30, Total Pension Liability Service Cost Interest on the Total Pension Liability Differences between expected and actual experience Assumption Changes Benefit Payments Net Change in Total Pension Liability Total Pension Liabilitya- Beginning Total Pension Liability – Ending Covered Payroll Total Pension Liability as a Percentage of Covered Employee Payroll $ 7,577 $ 7,392 $ -- $ 16,416 29,250 38,149 -- 36,289 -- (89,947) -- -- 87,065 (44,293) -- (1 43,807) _A49,6d2) —L47 532) (58,808) 03,347) 74,280 (136,231) (58,808) (114,449) 95d,74d 1,087,972 I.IE46,-780 1.261,229 $19.2U 1 !=V 41 I L01.272 $ 26,349 $ 26,349 $ 49,505 $ 49,505 3,894.0% 3,612.1% 2,197.7% 2,346.5% * This schedule is intended to present information for 10 years, as of the measurement date of the total pension liability for each respective fiscal year. Additional years will be built prospectively as information becomes available. See accompanying notes to required supplementary information = 112- NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS HIGHWAY FUND - Used to account for the costs of maintaining the County's highways and streets. Financing is provided primarily by fuel, motor vehicle weight and public utility franchise taxes. SEWER FUND - Used to account for costs of operating the County's various sewer systems. Financing is provided by charges to users for sewer services. SOLID WASTE FUND ----„ Used to accumulate moneys for the operation, maintenance, and administration of the County's solid waste management, collection and disposal systems. Financing is provided by tipping fees at the landf ills and by disposal permit fees. CEMETERY FUND - Used to accumulate moneys to guarantee the future maintenance of County cemetery sites. Financing is provided from the sale of burial lots in County cemeteries. PARKING METER FUND - Used to account for the costs of maintaining County onrstreet and off-street parking areas. Financing is provided by the proceeds from parking meters. VEHICLE DISPOSAL FUND - Used to accumulate moneys for the towing, removal, disposal and recycling of abandoned or discarded automobiles and automobile parts. Financing is provided by annual kes collected with motor vehicle registrations. BIKEWA Y FUND - Used to accumulate moneys f'or the construction of bikeways within the County. Financing is provided by bicycle license fees. WORKFORCE INVESTMENT ACT FUND - Used to account for employment and training services provided to economically disadvantaged adults, dislocated workers and youth. Financing is provided by federal grants. GOLF COURSE FUND - Used to account f or the cost of operating the Hilo Municipal Golf Course. Funding is provided froom green fees and payments from restaurant and pro shop concessionaires. GEOTHERMAL RELOCATION AND COMMUNITY BENEFITS FUND - Used to account for the County's share of geothermal resource royalties received from the operator of a geothermal power plant to®ted in the County. The funds are earmarked fora geothermal relocation program and to benef it the lower Puna area. BEAUTIFICATION FUND - Used to accumulate moneys for the beautification of highways and disposal of abandoned vehicles within the County. Financing is provided by assessments on vehicle registrations. HAWAII COUNTY HOUSING AGENCY- Used to account for Federal and County moneys used to provide public housing assistance within the County. PARK DEDICATION FUND - Used to account for moneys deposited with the County by subdividers to provide land f'or parks and playgrounds in subdivisions. GENERAL EXCISE TAX FUND Used to account for moneys collected from the Fneral excise tax surcharge. SHORT-TERM VACATION RENTAL ENFORCEMENT FUND ,.,, Used to account for cost of enforcing County's short-term vacation rental enforcement laws. Financing is provided by all fees and fines collected in connection with the law. DEBT SERVICE FUND INTEREST FUND - Used to accumulate moneys for payment of interest on general obligation bonds. Moneys required to service interest maturities are transferred annually from the General Fund. BOND REDEMPTION FUND - Used to accumulate moneys for the payment of general obligation bonds. Moneys required to retire the bonds are transferred from the General Fund one year in advance of maturity. This page intentionally left blank. -113- COUNTY OF HAWAII Nonmajor Governmental Funds Combining Balance Sheet June 30, 2020 1114 Special Revenue Funds Solid Parking Vehicle Highway Sewer Waste Cemetery Meter Disposal Fund FundFund Fund Fund Fund Assets Cash and cash equivalents $ 183,171,640 $18,358,492 $12,912,585 $ 161,909 $ 3181,650 $ I1�D00,536 Investments - - - - Imprest find - 00 250 - Receivables: Due from other governments 3,698,708 248,983 435,683 - - - Due from other governmental funds 499,206 73,151 68,655 - - 1,058 Due from other nongovernmental funds - 4,000 - - - - 7rade, netof allowance lordoubtful accounts - 1,723,643 890,612 - mm Other - - - - - - 4,197,914 2,049,777 1,394,950 - - 1,058 Total assets $ 22,369,554 $13,408,669 $14,307,785 $ 161,909 $ 314,650 $11,001,594 Liabilities, Deferred Inflows and Fund Balances Liabilities: Accounts payable $ 602,041 $ 293,235 $ 2,589,059 $ - $ - $ 193,122 Accrued payroll 764,063 212,376 461,540 - 5,919 Due to other governmental funds 533,293 475,199 779,085 - 51,187 Advance Collections -Intergovernmental 149,254 11,998 - - - Other 1,040 63,275 - - - Totalliabilities2,049,691 1,044,085 3,771$682 - - 250,228 Deferred Inflows of Resources Unavailable Revenue - 1,723,643890,611 .... - - ................ Fund balances: Restricted for: Debt service - - - Highways, streets and abandoned vehicles 20,389,863 Housing and rental assistance - - - Committed to: Sanitation 10,640,941 9,645,492 - - Highways, streets and abandoned vehicles - - - 314,650 10,758,366 Rental assistance and subsidy - - - Cemetery 161,909 Golf Course - - - - Lower Puna area - - - - Parks and recreational projects- ...... ---- ___� ......-______ - - ------ ..........._______. - ------ Tota and balances 20,389,863 10,640,941 m„ 9,645,492 161 P09 314,650 10,758,366 w ,www Total liabilities, deferred inflows and fund balances $ 22,369,554 $18,408,669 $14,307,785 $ 168,909 $ 314,650 $11 0I 94 1114 Special Revenue Funds S 724 $ _ $ 5,455 $ $ 2,175 $ 142,268 $ - - - 53,357 - 211,186 - 213,093 81,531 44,295 - - 430,430 - - - - 363,279 724 _ 2,13,093 58,812 83,706 1,191,458 5_,.l 8Z 660,161 - 384,597 - - - - 1,652,453 - - 1,267,826 - - - 117,433 - - _ - 4,274,235 - - - 61 660,161 117,433 4,274,235 384597 2,920 279 61068 $ 660,885 $ 213,093 $ 176,245 $ 4,274,235 $ 468 303 $ 4 226 919 $ 61,068 (Continued) wasro«a Golf C,4xhemvI Retoe. Beauti- Hawaii County Park Bikeway Innovation @ Course & Community fication Housing Dedication Fundo Ac, Fuad Fund Benefits Fund Fund AQency Fund $ 633,885 $ $ 170,869 $ 4,274,235 $ 468,303 $ 3,855,753 $ 48,238 - - - - - - 12,737 - 2,000 - - 800 - - 174,100 - - - 107,772 - 27,000 - 3,046 p 144,804 - 38,993 330 117 790 93 27,000 213,093 3,376 - - 370,366 93 $ 660,885 $ 213,093 $ 176,245 $ 4,274,235 $ 468,303 $ 4,226,919 $ 61.068 S 724 $ _ $ 5,455 $ $ 2,175 $ 142,268 $ - - - 53,357 - 211,186 - 213,093 81,531 44,295 - - 430,430 - - - - 363,279 724 _ 2,13,093 58,812 83,706 1,191,458 5_,.l 8Z 660,161 - 384,597 - - - - 1,652,453 - - 1,267,826 - - - 117,433 - - _ - 4,274,235 - - - 61 660,161 117,433 4,274,235 384597 2,920 279 61068 $ 660,885 $ 213,093 $ 176,245 $ 4,274,235 $ 468 303 $ 4 226 919 $ 61,068 (Continued) COUNTY OF HAWAII Nonma jor Governmental Funds Combining Balance Sheet June 30, 2020 (Concluded) See accompanying independent auditors' report. u Special Revenue Funds Debt Service Fund Total General Short -tern Bond Nonma jor Excise Vacation Rental Interest Redemption Governmental Tax Fun -. Enlorcement.. Fund Fund _ ._._ _...... _ Fund Assets Cash and cash equivalents $ 6,499,784 $ 1,762,364 $2,794,332 $ 5,184,477 $ 79,542,052 Investments - - 2,400,000 28,785,737 31,198,474 Imprest fund - - - - 3,450 Receivables: Due from other governments 14,029,449 - - - 18,694,695 Due from other governmental funds 1,601,687 - - - 2,418,607 Due from other nongovernmental funds - - - - 4,000 Trade, net of allowance for doubtful accounts - - - - 2,614,255 Other - 210 15,638,136 —1,762,364 2 i 0 Total assets $22,130,920 $. $5 194,542 $33 900 214 $ 1$13 Liabilities, Deferred Inflows and Fund Balances Liabilities: Accounts payable $ 196,940 $ 2,220 $ - $ - $ 3,957,239 Accrued payroll 57,960 13,747 - - 1,780,148 Due to other governmental funds 6,340,360 11,264 - - 8,529,307 Advance Collections -Intergovernmental - - - 591,682 Other 512 63,,199- 185 000 Total liabilities 6,595,772 _ 27 238 _63,199 _.__L85 000 ,15 MS - Deferred Inflows of Resources Unavailable Revenue - - ?,.Z29" Fund balances: Restricted for: Debt service - - 5,131,343 33,715,214 38,846,557 Highways, streets and abandoned vehicles 15,535,148 - - - 36,899,769 Housing and rental assistance - 1,735,133 - - 3,387,586 Committed to: Sanitation - - - 20,286,433 Highways, streets and abandoned vehicles _ - - I I JD66,016 Rental assistance and subsidy - - 1,267,826 Cemetery - - - - 161,909 Golf Course - - - 117,433 Lower Puna area - - - - 4,274,235 Parks and recreational projects ®� Total fund balances 15,535,148 1,735,133 5,131,34333 ,715 284 116 368,!j-3Z- 3 -Total Totalliabilities, deferred inflows and fiord balances $22,130,920 $ 1,762,364 $5,194542 j_ JIM00 214 134 2„949 See accompanying independent auditors' report. u This page intentionally left blank. - 117- COUNTY OF HAWAII Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2020 sm Special Revenue Funds Solid Parking Highway Sewer Waste Cemetery Meter Fund Fund Fund Fund Fund Revenues Fuel taxes $ 20,108,062 Public utility franchise taxes 9,364,811 - - - - Licenses and permits 12,042,878 - - - - General excise tax surcharge - - - - - Intergovernmental 1,956,861 76,073 690,029 - - Charges forservices - 10,186,681 13,507,604 - 15,591 Investment earnings (loss) - - - - Other 307,763 8,272 146 997 9 500 - Total revenues 43,780,375 _10,271 026 14 344 630 9 500 15,591 Expenditures Current: General Government 342,834 - - - - Public safety 10,339,473 - - Highways and streets 17,962,409 Health, education and welfare - - - - - Culture and recreation - - - - - Sanitation - 10,058,737 30,896,540 - - Pension and retirement contributions 3,514,100 984,783 2,102,574 - - Employees' health insurance 1,361,056 317,356 823,923 - - Other 1,032,145 458,024 471,087 - - Debt service: Principal 510,902 181,466 1,365,448 - - Interest 59,675 . 21,188 1392250 Total expenditures 35,122,594 12,0210654 35,798,822 -�Yµ -mM Excess (deficiency) of revenues over (under) expenditures 8,657,781 51,750,828 A21,454,192) 9,500 15,591 Other Financing Sources (Uses) Transfers in - 2,586,419 19,862,687 - - Increases in capital leases 179,377 1,139,583 - - - Transfers out (3,373,356 - - - - Total other financing sources (uses) L3,1933979) 3,7262002 _ 19,862,687 Net change in fund balances 5,463,802 1,975,174 (1,591,505) 9,500 15,591 Fund balances at beginning of year 14� 8,665,767 1.,1.,236,997 . .. _ ..152 9 ,40 299,059 Fund balances at end of year $$ 20 $10,6 $ 9,645,492 $ 161(909 $ 314,650 sm (Continued) -119w Special Revenue Funds Vehicle woikforce Golf Geothermal Reloe, Beauti- Hawaii County Park Disposal Bikeway Innovation & Course & Community fication Housing Dedication Fund Fund ,ODPon. Act Fund Fund Benefits Fund Fund _Agency_ Fund 2,364,625 52,914 - - - 197,043 - - - 798,629 - - - 21,832,097 - 4,957 - - 593,127 - - - - - - - - - - 3,811 772 3,461 - - - - - 557,035 - 2,373,043 52,914 798,629 593,127 - 197,043 22,392,943 772 - 43,123 - - - 138,082 - - - 798,629 - - 22,335,523 - - - - 1,027,701 - 140,047 - - 1,652,101 - - - - - - 26,229 - - 262,404 - 844,952 - 11,325 - - 120,979 - 361,792 - - - - 5,536 - - - - 37,278 - - 7,911 - - - 4,940 - 315 1,689655 43,123 7,98,,,629 1,453,302 - 278129 23,556,029 - 6� 9,791_ - A860,175 ^ 81 086 (1,163,086 772 - - 1,000,205 - - 1,517,810 - (298,787) - - - - - - _y31,055) (298,787) - 1,000,205. - 1,517,810 _131,055) 384,601 9,791 _ 140,030 - (81,086) 354,724 (30,283) 10,366,765 650370 - 122,597) 4,274,235 465,683 _. 2,565,5_55.91,351 $ 10,7LII 66 $ 660 161 $ - $ 117 433 $ 4,274,235 $ 384,597 $ 2z9204279 $ 61,068 (Continued) -119w Revenues Fuel taxes Public utility franchise taxes Licenses and permits General excise tax surcharge Intergovernmental Charges for services Investment earnings (loss) Other Total revenues COUNTY OF HAWAII Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures, and Changes in Fund Balances For the Fiscal Year Ended June 30, 2020 (Concluded) Special Revenue Funds Debt Service Fund Total General Short-term Bond Nonma jor Excise Vacation Rental Interest Redemption Governmental Tax Fund Enfbrcement Fund Fund Fund Funds $ - $ - $ - $ - $ 20,188,062 - - - 9,364,801 - 1,788,250 - - 16,445,710 35,537,945 - - 35,537,945 - - 340,967 - 25,694,656 - - - - 24,307,960 - - 50,260 - 54,843 1,033,028 35,537,945 1,788,250 391,227 - 132,547,015 Expenditures 29,744,044 Current: 29,753,967 General Government - Public safety - Highways and streets 5,419,900 Health, education and welfare - Culture and recreation ,260,000) Sanitation - Pension and retirement contributions 268,781 Employees' health insurance 80,253 Other 15,044 Debt service: 293,966 - - 636,800 - - - 10,339,473 23,563,504 23,134,152 - - - 1,167,748 - - - 42,607,378 8,694 - - 8,012,507 1,608 - - 3,078,292 - - mm 1,981,836 Prncpal - - Interest - - Total expenditures 5,783,978 304 268 Excess (deficiency) of revenues 29,744,044 over (under) expenditures 29,753,967 Other Financing Sources (Uses) 1,316,960 Transfers in - Increases in capital leases - Transfers out 20,260,000 Total other financing sources (uses)20( ,260,000) Net change in fund balances 9,493,967 Fund balances at beginning of year 6,041,181 Fund balances at end of year $15,535,148 See accompanying independent auditors' report. 25,592,211 27,695, 216 18,276,271 - 18,501,939 18,276,271 25,592,211 160,718, 865 1,483,982 Sl7 8) (25,592,21.1) _(28,171,850) - 19,368,409 29,744,044 74,079,574 - - - 1,316,960 - - - .....(23963,198) 19,368,409 29,744,044 51,435,336 1,483,982 1,483,365 4,151,833 23,263,486 251,151 3 647,978 29,563,381 93,105,346 $ 1,735,133 $ 5,131,343 $33� $$ 116,368,832 COUNTY OF HAWAII Highway Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues: Taxes: Fuel taxes Public utility franchise taxes Total taxes Licenses and permits - motor vehicle weight taxes Intergovernmental Charges fbr services Other Total revenues Expenditures: General government - engineering Public safety - police traff is enfbrcement Public safety0 protective inspection Public safety0 traffic engineering Highways and streets Highways and streets - mass transit Pension and retirement contributions Employees' health insurance Other Total expenditures Excess (deficiency) of revenues over (under) expenditures Other financing sources (uses) - transfers in (out) - Transfers out - Capital Projects Fund Deficiency of revenues and other sources under expenditures and other uses Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report. Actual Variance Original Final (Budgetary Positive Budget Bu et __Basis _ (Negative) $23,209,658 $ 23,209,658 $ 20,108,062 $ (3,101,596) 8,000,000 8,000,000 9,364,811 1,364,811 31,209,658 31,209,658 29,472,873 (l(A36,785) 12,000,000 12,000,000 12,042,878 42,878 1,375,000 1,375,000 2,106,115 730,105 410,000 410,000 205,065 (204,935) 130,000 135,000 102,698 (32,302) 45,124,658 45,129,658 43,929,629 (1(200,029) 894,248 1,386,779 598,667 788,112 1,318,815 1,318,805 1,185,130 133,685 41,700 49,169 45,166 4,003 9,938,757 10,788,757 9,443,179 1,345,578 16,956,293 16,661,293 12,6019629 4,059,464 7,447,185 7,447,185 7,398,172 49,013 3,609,000 3,759,000 3,461,985 297,015 1,700,000 1,550,000 1,348,434 2019566 2,022,000 1,822,000 923,502 898,488 43,927,998 44,782,998 37,006,074 7,776,924 1,196,660 346,660 6,923,555 6,576,895 (3,900,000) (3,900,000) (3,373,356) 526,644 (2,703,340) (3,553,340) 3,550,199 7,103,539 14,856,061 14,856,061 14,856,061 - $12,152,721 $ 11 1802,721 $ 18,406,260 $ 7,103,539 COUNTY OF HAWAII Sewer Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Actual Variance Original Final (Budgetary Positive Budget Budget Basis)_ (Negative) Revenues: Intergovernmental $ - $ - $ 76,073 $ 76,073 Charges for services - sewer fees 9,562,200 9,562,200 10,186,681 624,481 Other - 8,272 8,272 Total revenues 9,562,200 9,562,200 10,271,026 708,826 Expenditures: Sanitation 13,243,750 13,243,750 11,656,721 1,587,029 Pension and retirement contributions 1,236,673 1,236,673 979,136 257,537 Employees' health insurance 584,832 554,832 316,213 238,619 Other 681,000 711,600 303,468 408,132 Total expenditures 15,746,255 15,746,855 13,255,538 2,491,317 Deficiency of revenues under expenditures (6,184,055) (6,184,655) (2,984,512) 3,200,143 Other financing sources: Transfers in - General Fund 2,586,419 2,586,419 2,586,419 - Excess (deficiency) of revenues and other sources over (under) expenditures (3,597,636) (3,598,236) (398,093) 3,200,143 Fund balance at beginning of year 8,665,767 8,665,767 8,665,767 Fund balance at end of year $ 5,068,131 $ 5,067,531 $ 8,267,674 $ 3,200,143 See accompanying independent auditors' report ( COUNTY OF HAWAII Solid Waste Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues: Intergovernmental Charges for services - tipping fees Other Total revenues Expenditures: Sanitation Pension and retirement contributions Employees' health insurance Other Total expenditures Deficiency of revenues under expenditures Other financing sources: Transfers in - General Fund Excess (deficiency) of revenues and other sources over(under)expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report Original Final Budget Bud et_ $ 729,883 $ 729,883 12,118,000 12,118,000 226,104 226,104 13,073,987 13,073, 987 32,968,214 32,998,214 2,119,967 2,119,967 854,400 854,400 791,950 761,950 36,734,531 36,734,531 (23,660,544) (23,660,544) 19,862,687 19,862,687 (3,797,857) (3,797,857) 11,236,997 11,236,997 $7,439,140 $ 7,439,140 Actual Variance (Budgetary Positive Basis)_ _(Negative)_ $ 616,470 $ (113,413) 13,507,604 1,389,604 146,997 (79,107) 14,271,071 1,197,084 31,141,638 2,082,732 821,014 494,882 34,540,266 (20,269 ,195 ) 1,856,576 37,235 33,386 267,068 2,194,265 3,391,349 19,862,687 - (406,508) 3,391,349 11,236,997 - $10,830,489 $ 3,391,349 COUNTY OF HAWAII Cemetery Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues -other - sale of cemetery plots Expenditures - health, education and welfare Excess of revenues over expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report. Actual Variance Original Final (Budgetary Positive Budget_ Budget _ Basis (Negative)_ $ 10,000 $ 10,000 $ 9,500 $ (500) 10,000 10,000 10,000 - 9,500 9,500 152,409 152,409 152,409 - $ 152,409 $ 152,409 $ 161,909 $ 9,500 COUNTY OF HAWAII Parking Meter Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues - Charges for services - highways and streets Excess of revenues over expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report. Original Final Budget Budget Actual Variance (Budgetary Positive Basis)_(Negative)_ $ - $ $ 15,591 $ 15,591 - mm 15,591 15,591 299,059 299,059 299,059 $299,059 $ 299,059 $ 314,650 $ 15,591 125- COUNTY OF HAWAII Vehicle Disposal Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Actual Variance Original Final (Budgetary Positive Budget __Budget _Basis)_ (Negative)_ Revenues: Licenses and permits - vehicle disposal fee $ 2,300,000 $ 2,300,000 $ 2,364,625 $ 64,625 Charges for services - towing charges 2,000 2,000 4,957 2,957 Miscellaneous 21,200 21,200 3,460 (17,740) Total revenues 2,323,200 2,323,200 2,373,042 49,842 Expenditures: Sanitation 2,901,510 2,901,510 1,367,489 1,534,021 Pension and retirement contributions 37,600 37,600 26,426 11,174 Employees' health insurance 25,000 25,000 11,494 13,506 Other 8,500 8,500 - 8,500 Total expenditures 2,972,610 2,972,610 1,405,409 1,567,201 Excess (deficiency) of revenues $9,302,355 $ 9,302,355 $ 11,035,612 $ 1,500,829 over (under) expenditures (649,410) (649,410) 967,633 1,617,043 Other financing (uses) - transfers (out) - Transfers out - Serial Bond Redemption Fund (325,000) (325,000) (247,352) 77,648 Transfers out - Interest Fund (90,000) (90,000) (51,434) 38,566 Deficiency of revenues and other sources under expenditures and other uses (1,064,410) (1,064,410) 668,847 1,500,829 Fund balance at beginning of year 10,366,765 10,366,765 10,366,765 - Fund balance at end of year $9,302,355 $ 9,302,355 $ 11,035,612 $ 1,500,829 See accompanying independent auditors' report. 1Z6- COUNTY OF HAWAII Bikeway Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues - licenses and permits - bicycle tax Expenditures - highways and streets Excess (deficiency) of revenues over (under) expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' repot. Actual Original Final (Budgetary Budget Budget Basis_ $ 73,000 $ 73,000 $ 52,914 226,000 226,000 28,000 (153,000) (153,000) 24,914 650,370 650,370 650,370 $497,370 $497,370 $675,284 Elm Variance Positive Ne ative $ (20,086) 198,000 177,914 $177,914 COUNTY OF HAWAII Workforce Innovation & Opportunity Act Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 See accompanying independent auditors' report. 129 Actual Variance Original Final (Budgetary Positive BudgetBudget Basis _(Negative)— Ne ativeRevenues Revenues - intergovernmental $ - $ 1,216,978 $ 531,206 $ (687,772) Expenditures; Health, education and welfare - 1,216,978 543,175 675,803 Pension and retirement contributions - - (10,569) 11,569 Employees' health insurance - - 400) 400 Total expenditures - 1,218,978 531,206 687,772 Excess of revenues over expenditures Fund balance at beginning of year - - - Fund balance at end of year $ - $ - $ - $ - See accompanying independent auditors' report. 129 COUNTY OF HAWAII Golf Course Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Actual Variance Original Final (Budgetary Positive Budget Budget Basis) —(Negative)_ Revenues: Charges for services $ 852,277 $ 502,277 $ 593,127 $ 90,850 Expenditures: Culture and recreation Pension and retirement contributions Employees' health insurance Other Total expenditures Deficiency of revenues under expenditures Other financing sources: Transfers in - General Fund Excess of revenues and other sources over expenditures Fund balance at beginning of year Fund balance at end of year 1,093,604 1,118,380 1,067,178 51,202 260,102 262,302 261,468 834 118,000 120,600 120,504 96 30,776 1,200 - 1,200 1,502,482 1,502,482 1,449,150 53,332 (650,205) (1,000,205) (856,023) 144,182 650,205 1,000,205 1,000,205 144,182 144,182 (22,597) (22,597) (22,597) - $ (22,597) $ (22,597) $ 121,585 $ 144,182 See accompanying independent auditors' report. Note: "Fund balance at beginning of year" in the above schedule is on the modified accrual and not budgetary basis, which is resulting in the negatvie fund balance shown above. COUNTY OF HAWAII Geothermal Relocation and Community Benefits Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues Miscellaneous: Geothermal royalties Expenditures: General government: Planning and zoning Excess (deficiency) of revenues over (under) expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report. Actual Variance Original Final (Budgetary Positive Budget _Bud et Basis) 1 e ative $ 300,000 $ 300,000 $ $ (300,000) 700,000 700,000 - 700,000 (400,000) (400,000) - 400,000 4,274,235 4,274,235 4,274,235 $3,874,235 $ 3,874,235 $ 4,274,235 $ 400,000 COUNTY OF HAWAII Beautification Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended lune 30, 2020 See accompanying independent auditors' report. Actual Variance Original Final (Budgetary Positive Budget_ Bud et Basis (Negative) Revenues - licenses and permits - highway beautification $ 191,000 $ 191,000 $ 197,043 $ 6,043 Expenditures: Highways and streets 236,300 236,300 138,614 97,686 Culture and recreation 157,650 157,650 38,493 119,157 Total expenditures 393,950 393,950 177,107 216,843 Deficiency of revenues under expenditures (202,950) (202,950) 19,936 222,886 Fund balance at beginning of year 465,683 465,683 465,683 - Fund balance at end of year $ 262,733 $ 262,733 $ 485,619 $222,886 See accompanying independent auditors' report. COUNTY OF HAWAII Hawaii County Housing Agency Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Expenditures: Health, education and welfare 23,337,190 25,057,129 Actual Variance Pension and retirement contributions Original Final (Budgetary Positive Employees' health insurance Budd _ Budget _ Basis) (Negative)_ Total expenditures 24,651,115 26,371,054 Revenues: 2,382,479 Deficiency of revenues under expenditures (2,283,619) (2,374,551) Intergovernmental - 1,195,712 Other financing sources - transfers in - Federal - HUD - Voucher program $ 20,783,442 $ 22,412,449 $ 22,248,891 $ (163,558) Investment earnings 1,620 1,620 3,811 2,191 Resale of property - - 40,000 40,000 Other 1,582,434 1,582,434 517,034 (1,065,400) Total revenues 22,367,496 23,996,503 22,809,736 (1,186,767) Expenditures: Health, education and welfare 23,337,190 25,057,129 22,791,508 2,265,621 Pension and retirement contributions 901,575 901,575 835,833 65,742 Employees' health insurance 412,350 412,350 361,234 51,116 Total expenditures 24,651,115 26,371,054 23,988,575 2,382,479 Deficiency of revenues under expenditures (2,283,619) (2,374,551) (1,178,839) 1,195,712 Other financing sources - transfers in - Transfers in - General Fund 2,283,619 2,289,619 1,517,810 (771,809) Excess (deficiency) of revenues and other sources over (under) expenditures - (84,932) 338,971 423,903 Fund balance at beginning of year 2,565,555 2,565,555 2,565,555 - Fund balance at end of year $ 2,565,555 $ 2,480,623 $ 2,904,526 $ 423,903 See accompanying independent auditors' report. COUNTY OF HAWAII Park Dedication Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues - investment earnings Excess of revenues over expenditures Other financing (uses) - transfers (out) - Transfers out - Serial Bond Redemption Fund Deficiency of revenues and other sources under expenditures and other uses Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report. Actual Variance Original Final (Budgetary Positive Budget Bu et Basis�.-.. (Negative)_ $ 802 $ 802 - 802 802 (32,000) (31,055) 945 - (32,000) (30,253) 1,747 91,351 91,351 91,351 - $ 91,351 $ 59,351 $ 61,098 $ 1,747 = 133 COUNTY OF HAWAII General Excise Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended lune 30, 2020 Revenues - GET surcharge Expenditures: Highways and streets - mass transit Pension and retirement contributions Employees' health insurance Other Total expenditures Excess (deficiency) of revenues over (under) expenditures Other financing sources (uses) - transfers in (out) - Transfers out - Capital Projects Fund Transfers out - Serial Bond Redemption Fund Transfers out - Interest Fund Deficiency of revenues and other sources under expenditures and other uses Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report = 134- Actual Variance Original Final (Budgetary Positive Budget_Bud q _ Basis) (Negative) $ 32,000,000 32,000,000 37,948,026 5,948,026 11,235,956 11,235,956 5,096,020 6,139,936 325,000 325,000 257,178 67,822 120,000 120,000 76,853 43,147 59,044 59,044 14,988 44,056 11,740,000 11,740,000 5,445,039 6,294,961 20,260,000 20,260,000 32,502,987 12,242,987 (12,660,000) (12,660,000) (12,660,000) - (5,600,000) (5,600,000) (5,600,000) - (2,000,000) (2,000,000) (2,000,000) - - - 12,242,987 12,242,987 6,041,181 6,041,181 6,041,181 - $ 6,041,181 $ 6,041,181 $ 18,284,168 $ 12,242,987 = 134- COUNTY OF HAWAII Short -Term Vacation Rental Enforcement Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual (Budgetary Basis) For the Fiscal Year Ended June 30, 2020 Revenues: Licenses - ST vacation rental fees Fines and forfeitures Total revenues Expenditures: General government: ST vacation rental enforcement Pension and retirement contributions Employees' health insurance Other Total expenditures Excess (deficiency) of revenues over (under) expenditures Fund balance at beginning of year Fund balance at end of year See accompanying independent auditors' report_ Actual Variance Original Final (Budgetary Positive Budget Budget_ Basis _ _(Negative)_ $800,000 $ 800,000 45,850 45,850 845,850 845,850 $ 1,788,250 $ 988,250 - (45,850) 1,788,250 942,400 672,850 672,850 361,044 311,806 91,900 91,900 6,065 85,835 65,500 65,500 626 64,874 15,600 15,600 - 15,600 845,850 845,850 367,735 478,115 - 1,420,515 1,420,515 251,151 251,151 251,151 - $251,151 $ 251,151 $1,671,666 $ 1,420,515 Assets Cash and cash equivalents Investments Due from other agency funds Other receivables Total assets Liabilities Vouchers payable Due to other agency funds Accrued liabilities Advances payable Assets held for the benefit of improvement districts Total liabilities COUNTY OF HAWAII Agency Funds Combining Statement of Agency Funds Net Position June 30, 2020 Performance State Improvement Improvement Improvement Improvement and Weight District District District District Refundable Tax No. 18 No. 19 No. 20 Revolving Deposits Fund Fund Fund Fund Fund Fund $2,107,133 $ 508,920 $ 397,109 $ 276,264 $ 148,336 $ 216,43d - - 250,248 - 35,220 - 5,931 6,476 28 257 232 $2,107,133 $ 514,851 $ 653,833 $ 276,292 $ 183,813 $ 216,663 - - - - - 8,400 2,107,133 7,195 5,606 - - 104 - 13,075 10,969 - - 208,159 See accompanying independent auditors' report. - 494,581 637,258 276,292 183,813 - 107�133 $ 514,851 $ 653,833 $ 276,292e $ 183,813$ 216,663 - 136 Non -Profit Organ and Business Payroll Flexible Lapsed License Tissue Improvement Clearance Spending Warrants Plates Education District Fund Account Fund Fund Fund 1 - Kailua Total 114,205 $ 380,702 $ 365,298 $ 11,355 $ 4,793 $ 324 $ 4,530,870 - - 285,468 - - 15,396 - - - 15,396 7,093 37,826 - 10,891 68,734 $ 121,298 $ 380,702 $ 419,520 $ 11,355 $ 4,793 $ 11,215 $ 4,900,468 2,258 $ - $ $ $ - $ - $ 2,258 6,856 - - 140 - - 15,396 112,184 380,702 418,520 11,215 4,793 324 3,047,776 - - - - 232,203 - - - - 10,891 1,602,835 $ 121,298'--i- " 380,702$ 419,520 $ 11,355 $ 4,793 $ 11,215 $ 4,900,468 MMM - 438 COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 Balance Balance July 1, June 30, 2019 Addifigm Deductions 2020 State Weight Tax Fund Assets Cash and cash equivalents $1,775,915 $ 24,623,876 $ 24,292,658 $2,107,133 Liabilities Vouchers payable $ $ 24,152,768 $ 24,162,768 $ - Due to other agency funds 8 - 8 - Accrued liabilities - due to State of Hawaii 1,775,907 24,625,294 24,294,068 2,107,133 Total liabilities $1,775,915 $ 48,778,062 $ 48,446,844 $2,107,133 Improvement District No. 18 Fund Assets, Cash and cash equivalents $ 515,498 $ 153,882 $ 160,460 $ 508,920 Other receivables 6,182 155,780 156,034 5,931 Total assets $ 521,680 $ 309,662 $ 316,491 $ 514,851 Liabilities Vouchers Payable $ - $ 410 $ 410 $ - Due to other non -agency funds 1,341 1,264 1,341 1,264 Accrued liabilities 6,182 122,106 122,357 5,934 Advances payable 15,224 - 2,149 13,075 Assets held for the benefit of improvement districts 498,933 122,358 126,710 494,581 Total liabilities $ 521,680 $ 246,138 $ 252,967 $ 514,854 - 438 COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 -139- Balance Balance July 1, June 30, 2019 Additions Deductions 2020 Improvement District No. 19 Fund Assets Cash and cash equivalents $ 364,999 $ 99,459 $ 67,349 $ 397,109 Investments 250,060 188 - 250,248 Due from other non -agency funds 14,227 - 14,227 Other receivables 8,281 69,338 71,143 6,476 Total assets $ 637,567 $ 168,985 $ 152,719 $ 653,833 Liabilities Vouchers Payable $ - $ 2,296 S 2,296 $ - Due to other non -agency funds 1,769 1,673 1,769 1,673 Accrued liabilities 5,754 66,795 68,616 3,933 Advances payable 9,880 10,969 9,880 10,969 Assets held for the benefit of improvement districts 620,164 74,466 57,372 637,258 Total liabilities $ 637,567 $ 156,199 S 139,933 S 653,833 Improvement District No. 20 Fund Assets Cash and cash equivalents $ 14,746 $ 263,748 $ 2,230 $ 276,264 Investments 225,000 - 225,000 - Other receivables 579 28 579 28 Total assets $ 240,325 $ 263,776 S 227,809 $ 276,292 Liabilities Vouchers Payable $ 75,000 $ - $ 75,000 $ - Advances payable 2,148 - 2,148 - Assets held for the benefit of improvement districts 163,177 113,197 82 276,292 Total liabilities S 240,325 $ 113,197 S 77,230 $ 276,292 -139- COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 Improvement District Revolving Fund Mn Cash and cash equivalents Investments Other receivables Total assets Liabilities Assets held for the benefit of improvement districts Performance and Refundable Deposits Fund Assets Cash and cash equivalents Due from other non -agency funds Liabilities Vouchers payable Due to other agency funds Due to other non -agency fiends Advances payable Total liabilities Balance Balance July I, June 30, 2019 Additions Deductions 2020 $ 10,478 $ 137,858 $ $ 148,336 169,949 134,729 35,220 519 257 519 257 $ 180,946 $ 138,115 $ 135,248 $ 183,813 $ 180,946 $ 2,867 $ $ 183,813 $ 332,554 $ 432,555 $ 548,678 $ 216,431 $ 75,487 $ 75,255 232 $ 332,554 $ 508,042 $ 623,933 $ 216,663 $ - $ 539,689 $ 539,689 $ - 5,850 8,400 5,850 8,400 104 - 104 326,704 423,493 542,038 208,159 $ 332,554 $ 971,686 $ 1,087,577 $ 216,663 -140- COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 Liabilities Balance Balance July 1, Vouchers payable June 30, 1,315 2019 Additions Deductions 2020 Payroll Clearance Fund Due to other agency finds 1,224 Assets 1,224 6,856 Due to other non -agency funds Cash and cash equivalents $ 554,271 $ 331,599,469 $ 332,039,535 $ 114,205 Due from other non -agency finds - 317,794,554 317,790,666 3,888 Other receivables 3,205 - - 3,205 Total assets $ 557,476 $ 649,394,023 $ 649,830,201 $ 121,298 Liabilities Vouchers payable $ 1,315 $ 163,576,141 $ 163,575,198 $ 2,258 Due to other agency finds 1,224 6,856 1,224 6,856 Due to other non -agency funds - 2,176 - 2,176 Accrued liabilities 554,937 363,283,873 363,728,802 110,008 Total liabilities $ 557,476 $ 526,869,046 $ 527 305,224 $ 121,298 Flexible Spending Account Assets Cash and cash equivalents $ 382,314 $ 433,474 $ 435,086 $ 380,702 Liabilities Accrued liabilities $ 382,314 $ 433,474 $ 435,086 $ 380,702 Lapsed Warrants Fund Assets Cash and cash equivalents $ 346,242 $ 20,884 $ 1,828 $ 365,298 Due from other agency finds 7,242 15,396 7,242 15,396 Due from other non -agency finds 13,429 37,826 13,429 37,826 Total assets $ 366,913 $ 74,106 $ 22,499 $ 418,520 Liabilities Vouchers payable $ - $ 1,603 $ 1,603 $ - Accrued liabilities 366,913 65,436 13,829 418,520 Total liabilities $ 366,913 $ 67,039 $ 15,432 $ 418,520 Sim COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 Non -Profit License Plates Fund Assets Cash and cash equivalents Liabilities Vouchers payable Due to other agency funds Accrued liabilities; Due to non-profit agency Total liabilities Balance Balance July I, June 30, 2019 Additions Deductions 2020 $ 18,580 $ 69,210 $ 76,435 $ 11,355 $ $ 75,925 $ 75,925 $ 160 140 160 140 18,420 69,070 76,275 11,215 $ 18,580 $ 145,135 $ 152,360 $ 11,355 Organ and Tissue Education Fund Assets Cash and cash equivalents $ 2,001 $ 12,066 $ 9,274 $ 4,793 Liabilities Vouchers payable $ - $ 9,226 $ 9,226 $ - Accrued liabilities - due to State of Hawaii 2,001 12,066 9,274 4,793 Total liabilities $ 2,001 $ 21,292 $ 18,500 $ 4,793 Business Improvement District 1-Kailua Assets Cash and cash equivalents Other receivables - BID I-Kailua Assessment Due from other non -agency funds Total assets Liabilities Vouchers payable Accrued liabilities - due to KVBID Accrued liabilities Assets held for the benefit of improvement districts Total liabilities $ 944 $ 1,105,434 $ 1,106,054 $ 324 6,048 1,243,001 1,238,158 10,891 121,914 121,914 - $ 6,992 $ 2,480,349 $ 2,476,126 $ 11,215 $ - $ 1,102,066 944 324 8 $ 1,102,066 $ - 944 324 8 6,048 834,478 829,635 10,891 $ 6,992 $ 1,936,876 $ 1,932,653 $ 11,215 COUNTY OF HAWAII Agency Funds Combining Statement of Changes in Assets and Liabilities For the Fiscal Year Ended June 30, 2020 Balance Balance July 1, June 30, 2019 Additions Deductions 2020 Total - All Agency Funds Assets Cash and cash equivalents $4,318,542 $ 358,961,915 $ 358,749,587 $4,530,870 Investments 645,009 188 359,729 285,468 Due from other agency funds 7,242 15,396 7,242 15,396 Due from other non -agency funds 27,656 318,029,781 318,015,491 41,946 Other receivables - BID I-Kailua Assessment 6,048 1,243,001 1,238,158 10,891 Other receivables 18,766 225,403 228,272 15,897 Total assets $5,023,263 $ 678,475,684 $ 678,598,479 $4,900,468 Liabilities Vouchers payable $ 76,315 $ 189,460,124 $ 189,534,181 $ 2,258 Due to other agency funds 7,242 15,396 7,242 15,396 Due to other non -agency funds 3,110 5,217 3,110 5,217 Accrued liabilities 1,316,100 363,971,692 364,368,698 919,094 Accrued liabilities -due to non-profit agency 18,420 69,070 76,275 11,215 Accrued liabilities - due to State of Hawaii 1,777,908 24,637,360 24,303,342 2,11 1,926 Accrued liabilities - due to KVBID 944 324 944 324 Advances payable 353,956 434,462 556,215 232,203 Assets held for the benefit of improvement districts 1,469,268 1,147,366 1,013,799 1,602,835 Total liabilities $5,023,263 $ 579,741,011 $ 579,863,806 $ 4,900,468 See accompanying independent auditors' report. MM COUNTY OF HAWAII Private Purpose Trusts Combining Statement of Private Purpose Trust Net Position Assets Cash and cash equivalents Investments Interest receivable Total assets Net Position Held in trust fbr other parties Total net position See accompanying independent auditors' report. June 30, 2020 $ 2,218 870 $ 2,558672 $ 4,777 542 $ 212181870 $ 21558,672 $ 4,777 542 9M Shippers' Total Geothermal Wharf Private Asset Trust Purpose Fund Fund Trusts $ 1,818,326 $ 763,469 $ 2,5819795 397,646 1,795,203 2,192,849 2,898 - 2,898 $ 2,216,870 $ 2,558,672 $ 417772542 $ 2,218 870 $ 2,558672 $ 4,777 542 $ 212181870 $ 21558,672 $ 4,777 542 9M COUNTY OF HAWAII Private Purpose Trusts Combining Statement of Changes in Private Purpose Trust Net Position For the Fiscal Year Ended June 30, 2020 Shippers' Total Geothermal Wharf Private Asset Trust Purpose Fund Fund Trusts Additions Contributions: Puna Geothermal Venture Investment earnings; Net increase (decrease) in fair value of investments Dividends Interest Total additions Deductions Grant payments Investment Fees Total deductions Change in net position Net position, beginning of year Net position, end of year See accompanying independent auditors' report. $ 50,000 $ $ 50,000 11,651 65,657 77,308 - 44,643 44,643 21,998 2,650 24,649 83,649 112,950 196,600 45,724 45,724 14,273 14,273 - 59,997 59,997 83,649 52,954 136,603 2,135,221 .21505,718 _4,640,939 $ 2,218,870 $ 2,558,672 $ 4,777,542 This page intentionally left blank. -146- STATISTICAL SECTION (UNAUDITED) Contents Page Financial Trends These schedules contain trend information to help the reader understand how the County's financial performance and well-being have changed over time. 147 Revenue Capacity — These schedules contain information to help the reader assess the County's most significant local revenue source, the property tax. 152 Debt Capacity-- -,, These schedules present information to help the reader assess the affordability of the County's current levels of outstanding debt and the County's ability to issue additional debt in the future. 158 Demographic and Economic Information These schedules offer demographic and economic indicators to help the reader understand the environment within which the County's financial activities take place. 161 Operating Information These schedules contain service and infi-astructure data to help the reader understand how the information in the County's financial report relates to the services provided and the activities performed by the County. 163 Governmental activities Net investment in capital assets Restricted Unrestricted"' Total governmental activities net position Business -type activities Net investment in capital assets Restricted Unrestricted Total business -type activities net position Primary government Net investment in capital assets Restricted Unrestricted Total primary government net position COUNTY OF HAWAII Net Position by Component Last Ten Fiscal Years 2011 2012 2013, as 2014 2015 2016,as 2017, as 2018 2019 2020 restated restated restated S514,309,238 S594,384,524 S699,326,156 S734,889,023 S748,754,727 5824,846,090 S835,787,961 5840,099,433 S866,986,564 S891,782,081 51,840,697 48,360,223 64,437,707 89,620,936 74,813,856 74,694,901 70,439,580 91,458,455 83,230,067 94,431,592 40,287,046 39,340,897 181,055 (18,007,624) (351,386,671) (403,934,491) (745,796,790) (741,538,872) (822,112,134) (835,802L574) S606,436 281 S682,085,644 _5763,944,918 5806,50231 35 5472,181,912 S495,606 500 5160,430,751 S140 0, 19,016 5128,104,497 5150,411,099 S 308,966 S 315,848 S 315,255 S 368,849 S 428,815 S 481,039 S 524,292 S 595,538 $ 667,777 $ 1,334,932 185,087 185,148 - - - - - - 449,581 455,918 I 45,190 1,093,750 1,040,216 1,036,870 1,022,523 1,118,492 1,217,201 1,277,986 $ 943,634 S 956,914 S 1,360,445 S 1,462,599 S 1,469,031 S 1,517,909 S 1,546,815 S 1,714,030 S 1,884,978 S 2,612,918 S514,618,204 S594,700,372 S699,641,411 S735,257,872 S749,183,542 S825,327,129 S836,312,253 S840,694,971 S867,654,341 S893,117,013 52,025,784 48,545,371 64,437,707 89,620,936 74,813,856 74,694,901 70,439,580 91,458,455 83,230,067 94,431,592 40,736,627 39,796,815 11226,245 (16,913,874) (350,346,455) (402,897,621) (744,774,267) (790,420,380) (820,894,933) (834,524,588) 5607 3, 801615 S683042558 57651305 363 S807.964.934 S473,.6&943 S497Z124j409 S161,977,566 S141733046 S129,989,475 S153,1�4 017 Unaudited - see accompanying independent auditors' report. 'Balances prior to FY 2015 have not been adjusted for the implementation of GASB Statement No. 68, Accounting and Financial Reporting for Pensions — an amendment of GASB Statement No. 27 and GASB Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date— an amendment of GASB Statement No 68 = Balances prior to FY 2017 have not been adjusted for the implementation of GASB Statement No. 75, Accountingand Financial Reporting for Posiemployment Benefits Other Than Pensions. ITx COUNTY OF HAWAPI Changes in Net Position Last Ten Fiscal Years 2011 2012 2013, as 2014 2015 2016, as 2017 2018 2019 2020 restated restated Program Revenues Governmental activities Charges I b r services - 372,599 393,464 432,057 468,018 453,304 457,842 469,082 503,597 510,352 482,150 General government $ 1,856,795 $ 2,306,855 $ 1,695,152 $ 2,495,917 $ 2,246,106 $ 2,659,984 $ 2,791,430 $ 2,334,119 $ 2,149,353 $ 4,320,738 Public safiery 4,447,120 5,136,278 5,117,102 5,562,424 5,926,316 5,594,344 5,739,064 6,114,204 6,220,940 5,917,482 Highways and streets 9,800,983 10,544,711 10,159,443 13,901,679 16,043,045 16,965,449 16,712,641 17,295,316 17,870,107 16,585,633 Health, education and welfare 424,107 454,913 570,312 559,381 548,781 523,824 1,305,662 923,654 1,320,363 2,522,672 Culture and recreation 1,626,178 1„601,195 1,794,553 1,954,213 2,150,900 1,951,553 1,844,380 1,999,177 1,940,302 1,451,429 Sanitation 15,889,364 14,831,846 15,593,933 16,426,521 17,816,818 19,011,328 20,896,167 21,910,253 25,858,609 25,678,374 Operating grants and contributions 50,820,951 45„767,655 44,410,353 42,957,370 47,406,704 47,234,458 52,897,945 57,600,066 64,285,842 75,553,629 Capital grants and contributions 38,810,806 86,754,033 107,584,670 62,370,497 29,621,907 60,230,846 14,784,692 31,530,719 28,375,566 43,498,993 Total governmental adivitesProgram revenues 123,676,304 167,397,486 186,925,518 146,228,002 121,760,577 154,171,786 116,971,981 139,707,508 148,021,082 175,528,950 Business -type activities: Charges for services: Health, education and welfare 372,599 393,464 432,057 468,018 453,304 457,842 469,082 503,597 510,352 482,150 i Operating grants and contributions 133,215 131,227 123,800 127,119 113,642 133,932 132,435 224,921 261,848 269,273 �. Capital grants and contributions 34,812,165 42,462,299 42,219,903 38,670,145 45,989,038 45,255,305 51,368,841 - 62,066,700 616,776 4" Totalbusiness-typeactividesprogram revenues 00 505,814 524,691 555.857 595,137 566,946 591,774 601,517 728,518 772,200 1,368,199 I Total primary grovemment program revenues $ 124,182,118 $ 167,922,177 $ 187,481,375 $ 146,823,139 S 122,327,523 $ 154,763,560 S 117,573,498 S 140,436,026 $ 148,793,282 $ 176,897,149 Expenses Governmental activities: General government $ 53,439,428 $ 56,115,599 $ 55,616,102 $ 59,448,042 $ 69,859,089 $ 65,064,440 $ 72,836,020 $ 75,740,262 S 88,660,088 $ 86,747,456 Public safety 154,008,027 152,288,979 151,975,049 163,889,113 175,104,223 187,160,903 229,507,091 245,139,168 248,111,465 274,259,439 Highways and streets 34,812,165 42,462,299 42,219,903 38,670,145 45,989,038 45,255,305 51,368,841 54,728,332 62,066,700 67,161,387 Health, education and welfare 30,336,420 28,127,691 28,001,020 28,343,056 34,304,166 39,722,480 40,299,077 35,597,718 37,919,675 37,042,326 Culture and recreation 22,167,818 23,412,948 22,121,336 25,590,117 32,225,574 27,315,451 35,213,973 35,834,512 35,908,061 33,613,224 Sanitation 35,604,394 35,049,546 38,505,086 48,721,810 41,467,081 48,521,434 56,605,864 55,025,011 62,775,074 68,870,497 Internal activity - - - - - - - - -- 616,776 Interest on long-term debt 15,176,682 14, 519,382 14, 301,921 12,911,436 12,362,411 11,162,756 13,385,794 15,493,678 13,277,652 14,178,476 Total governmental activities expenses 345,544,934 351,976,444 352,740,417 377,573,719 411,311,582 424,202,769 499,216,660 517,558,681 548,718,715 582,489,581 Business -type activities Health, education and welfare 550,801 517,052 496,017 494,722 561,813 544,808 573,854 566,864 609,486 645,452 Total business -type activities expenses 550,801 517,052 496,017 494,722 561,813 544,808 573,854 566,864 609,486 645,452 Total primaiy government expenses $ 346,095,735 $ 352,493,496 $ 353,236,434 $ 378.068,441 $ 411,873,395 $ 424,747,577 $ 499,790,514 S 518,125,545 $ 549,328,201 S 583,135,033 Net Expense Governmental activities $(221,868,630) S(184,578,958) $(165,814,899) $(231,345,717) $(289,551,005) $(270,030,983) $(382,244,679) $(377,851,173) $(400,697,633) $(406,960,631) Business -type activities (44,987) 7.639 59,840 100,415 5,133 46,966 27,663 161,654 162,714 722,747 Total primatygovernment net expense $(221,913,617) $(184,571,319) $(165,755,059) $(231,245,302) $(289,545,872) $(269,984,017) $(382,217,016) $(377,689,519) 400,534,919) 406,237,884) Continued next page. General Revenues and Other Changes in Net Position Tablet Governmental activities: General revenues Property taxes S 225,055,099 S 209,894,427 S 200,775,779 S 221,260,681 S 237,217,225 $ 248,353,113 S 268,869,322 $ 304,294,883 $ 315,969,118 $ 333,515,661 Public seivice company taxes 9,296,852 9,896,715 10,766,021 10,380,341 10,385,654 9,800,948 8,423,340 7,611,856 8,493,409 8,862,416 Public utility franchise taxes 9,415,624 11,065,112 11,087,369 10.792,967 10,824,278 9,004,330 7,950,750 8,331,390 9,441,986 9,364,811 Fuel taxes 7,603,501 8,293,200 6,352.944 7,373,475 7,632,973 7,933,810 8,288,676 13,342,416 17,343,326 20,108,062 General excase tax surcharge _ - - - - - 12,518,126 35,537,945 Giants and contributions not restricted to specific programs 19,533,165 19,074,105 17,750,132 17,705,917 19,506,423 19,557,513 19,810,090 19,678,289 19,748,211 16,530,357 Investment earnings (loss) 609,617 230,804 (81.020) 815,606 671,363 316,593 661,184 1,841,356 3,420,693 3,220,862 Other 5,973,275 1,773,258 2,320,838 5,574,147 8,364,894 12,081,055 7,092,071 2,339,248 1,848,245 2,127,119 Total governmental activities 277,487,133 260,227,621 248,972,063 273903,134 294,602,810 307,047,362 321,095,433 357,439,438 388,783,114 429,267,233 Business -type activities: General revenues investment earnings 2,997 5,641 1,416 1,739 1,299 1,912 1,243 5,561 8,234 5,193 Other - 342,275 - - - - - - Total business -type activities 2,997 5,641 343,691 1,739 1,299 1,912 1,243 5,561 8,234 5,193 Total primary government $ 277,490,130 $ 260,233,262 $ 249,315.754 $ 273,904,873 $ 294,604,109 $ 307,049,274 S 321,096,676 S 357,444,999 S 388,791,348 S 429272,426 Changes In Net Position Governmental activities S 55,618,503 $ 75,648,663 $ 83,157,164 $ 42,557,417 S 5,051,805 S 37,016,379 $ (61,149,246) $ (20,411,735) $ (11,914,519) $ 22,306,602 Business -type activities (41,990) 13,280 403,531 102,154 6,432 48,878 28,906 167,215 170,948 727,940 ToWpumuygovemmentchangesinnet position $ 55,576,513 $ 75,661,943 $ 83,560,695 $ 42,659,571 $ 5,058,237 S 37,065,257 S (6 .12Q340) S (20,244,521) S (11,743,571) S 23,034,542 Unaudited - see accompanying independent auditors' teport. COUNTY OF HAWAII Fund Balances, Governmental Funds (Modified accrual basis of accounting) Last Ten Fiscal Years Unaudited - see accompanying independent auditors' report. ' Amount for fiscal year 2014 has been changed for consistency 2011 2012 2013 2014_ 2015 2016 2017 2018 2019 2020 General Fund: Nonspendable S 2,835,361 S 3,304,551 S 3,492,464 S 3,794,963 S 3,573,745 S 5,774,378 S 5,561,433 S 6,714,871 S 7,297,830 S 8,187,482 Restricted 4,296,363 3,693,958 4,863,905 5,459,350 4,554,871 9,022,303 15,112,054 16,800,709 26,442,653 15,297,680 Committed 8,756,426 11,710,875 12,065,528 12,794,782 12,925,579 13,537,067 14,013,997 14,533,506 16,210,151 14,518,216 Assigned 17,960,596 21,840,843 24,832,390 31,673,075 30,933,049 25,518,510 13,059,474 19,876,560 23,117,329 45,992,917 Unassigned 10,809,404 8,176,727 8,694,320 1,824,889 164,148 - 3,114,478 3,119,779 862,773 Total general Hand 44,658,150 48,726,954 53,948,607 55,547,059 52,151,392 53,852,258 47,746,958 61,040,124 76,188,742 84,859,068 All other Government Funds: Restricted 77,739,628 71,033,712 104,886,880 107,165,275 82,232,158 92,746,678 70,397,886 108,275,893 101,546,715 138,675,147 Committed 40,148,878 36,866,120 29,502,567 38,029,424 41,125,668 41,258,644 39,299,995 40,851,304 44,167,734 45,977,492 Assigned' - - 6,914,320 5,216,981 - 3,968,524 4,009,520 3,039,319 2,555,817 - Unassigned (3,609.332) (10,258,317) - (14,958,045) - - (35,855) (22,597) (18,472,707) Total of other governmental funds 114,279,174 97,641,515 141,303,767 150,411,680 108,399,781 137,973,846 113,707,401 152,130,661 148,247,669 166,179,932 Total Fund Balances S 158,937,324 S 146,368,469 S 195,252,374 $205,958,739 S 160,551,173 S 191,826,104 S 161,454,359 $213,170,785 S224,436,411 $251,039,000 Unaudited - see accompanying independent auditors' report. ' Amount for fiscal year 2014 has been changed for consistency Table 4 COUNTY OF HAWAII Changes in Fund Balances, Governmental Funds (Modified accrual basis of accounting) Last Ten Fiscal Years (Amounts in thousands) Unaudited - see accompanying independent auditors' report. ' Amount for fiscal year 2014 has been changed fur consistency 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Revenues: Property tax 5216,511 5208,231 5201,201 5223,482 5236,190 5249,054 S266,517 5301,699 5313,631 5327,886 Public service company tax 9,297 9,897 10,766 10,380 10,386 9,801 8,423 7,612 8,494 8,862 Fuel tax 7,603 8,293 6,353 7,373 7,633 7,934 8,289 13,342 17,343 20,108 Public utility fianchise tax 9,416 11,065 11,087 10,793 10,824 9,004 7,951 8,331 9,442 9,365 Licenses and permits 15,097 15,790 15,991 19,618 22,046 22,432 22,932 24,066 24,653 25,155 General excise tax surcharge 12,518 35,538 Intergovernmental 93,748 100,867 79,912 75,257 86,272 85,173 79,220 90,025 101,627 113,632 Charges for services 16,416 16,885 17,055 19,392 20,357 21,672 21,708 23,553 27,516 30,080 Investment earnings (loss)' 510 406 (618) 1,704 716 614 632 1,592 4,148 3,481 Settlement contributions - 12,500 - - - Other 7,874 4 201 4,399 30,084 9,769 16,132 11,791 4,832 4,643 4,174 Total Revenues 376,472 375,635 358,646 398,083 404,193 421,816 427,463 475,052 524,015 578,281 Expenditures: Current: General government 34,251 35,088 33,360 36,679 40,805 40,488 40,819 41,571 41,800 47,383 Public safety 104,917 104,523 106,885 111,221 122,819 127,451 136,163 137,718 145,094 154,921 Highways and stress 17,114 17,338 17,923 20,270 20,984 22,479 20,329 21,401 27,448 27,962 Sanitation 28,424 29,511 30,672 29,949 31,464 34,015 38,671 39,352 43,815 43,758 Health, education and welfare 26,847 23,749 24,199 23,070 24,540 25,380 30,535 29,876 31,109 30,943 Culture and recreation 16,001 16,763 16,337 18,334 20,056 21,561 21,196 21,324 22,022 22,533 Pension and retirement contributions 27,284 27,773 29,816 33,032 38,485 41,359 43,718 49,494 53,137 61,813 Employees' health insurance 25,212 25,902 26,011 26,786 27,731 30,112 32,147 33,802 17,522 18,846 Other postemployment benefits 17,307 3,170 4,532 7,180 11,495 14,831 39,637 41,604 Other 4,758 4,183 2,991 3,238 4,686 3,931 3,839 4,622 4,314 8,742 Debt service: Principal 42,233 24,834 25,718 19,013 22,004 22,432 22,032 86,906 30,577 29,222 Interest 14,841 15,032 14,345 14,644 13,871 12,974 17,289 17,739 19,223 18,590 Capital outlay 87,782 71,220 48,565 51,369 79,398 144,288 111,109 41,924 51,897 mm 79,536 Total Expenditures 446,971 395,916 376,822 390,775 451.375 w533,650 529,342 540,560 527,595 585,853 Revenues over (under) Expenditures (70,499) (20,281) (18,176) 7,308 (47,182) (111,834) (101,879) (65,508) (3,580) (7,5721 Other Financing Sources (Uses): Sale ofassets 6 153 1 10 25 66 21 23 47 10 Capital leases 47 2.521 1,307 14 1,971 3,389 3,769 3,809 6,777 2,822 State Revolving Fund loans 9,257 4,569 4,991 3,072 7,317 8,130 5,154 7,439 174 Saleofbonds 45,000 50,480 130,136 107,116 Issuance of bond anticipation notes (BANS) - 59,800 Refimdingbonds 47,510 106,254 - 48,784 Premium on bonds 2,078 17,570 23,174 5,998 Refunding bonds/BANs issuance costs (508) (276) Payment to refimded bond escrow agent (45,352) (128,920) (54,537) Retirement of refimded debt (9,635) Redass ofdebt from current to long-term - 30,279 Transfers in 56,099 59,971 51,356 61,238 59,394 57,412 66,864 75,711 77,240 90,199 Transfers out _156.0991 559�971� 151356 612381„ �59394Z 157,41 mm 66,864„ S75r711) w 77,2401 190,11991. Total other financing sources 56,388 7,243 66,872 �w3,096 1,996 140,908 71,720 116,071 14,263 33,285 Net change in fund balances SL14,11 [I SS13,0381 .1 48,696 S 10,404 S 545,186 S 29,074 S 5330 1591 S 50 563 S 10 683 S 25,713 Debt service as a percentage of noncapital expenditures 15,9% 12.3% 13.9% 10.0% 9.3% 9.1% 9.4% 20.9% 10.5% 91% Unaudited - see accompanying independent auditors' report. ' Amount for fiscal year 2014 has been changed fur consistency Table 5 COUNTY OF HAWAII Real Property Assessed Values by Classification and Tax Rates Last Ten Fiscal Years (Values in Thousands) Value of Building Value of Land Value of Fiscal Class of Net Taxable Tax Rates Net Taxable Tax Rates Net Taxable Year Property Building Per$1000 Land Per $1000 Real Property 2011 Residential $3,040,977 $ 9.10 $3,787,185 $ 9.10 $6,828,162 Apartment 2,660,600 9.85 1,144,873 9.85 3,805,473 Hotel and Resort 820,418 9.85 690,834 9.85 1,511,252 Commercial 713,161 9.10 908,741 9.10 1,621,902 Industrial 454,868 9.10 594,589 9.10 1,049,457 Agricultural & Native Forest 2,232,765 8.35 2,860,494 8.35 5,093,259 Conservation 48,766 9.85 341,496 9.85 390,262 Homeowners 2,479,437 5.55 2,573,527 5.55 5,052,964 Aff&dable Rental Housing 108,290 5.55 57,821 5.55 166,111 $12,559,282 $12,959,560 $25,518,842 Fiscal year 2011 total direct rate $8.39 2012 Residential $2,849,965 $ 9.10 $3,549,133 $ 9.10 $6,399,098 Apartment 2,772,190 9.85 1,147,288 9.85 3,919,478 Hotel and Resort 771,971 9.85 601,800 9.85 1,373,771 Commercial 676,465 9.10 837,094 9.10 1,513,559 Industrial 446,247 9.10 563,710 9.10 1,009,957 Agricultural & Native Forest 2,023,285 8.35 2,571,826 8.35 4,595,111 Conservation 44,874 9.85 323,210 9.85 368,084 Homeowners 2,480,038 5.55 2,524,611 5.55 5,004,649 Affordable Rental Housing 142,899 5.55 79,498 5.55 222,397 $12,207,934 $12,198,170 $24,406,104 Fiscal year 2012 total direct rate $8.52 Continued next page. Table 5 Fiscal year 2013 total direct rate $8.37 2014 Residential Value of Building Value of Land Value of Fiscal Class of Net Taxable Tax Rates Net Taxable Tax Rates Net Taxable Year Property Building Per $1000 Land Per $1000 Real Property 2013 Residential $2,872,890 $ 9.10 $3,534,961 $ 9.10 $6,407,851 Apartment 2,403,216 9.85 1,069,999 9.85 3,473,215 Hotel and Resort 711,884 9.85 506,998 9.85 1,218,882 Commercial 661,323 9.10 806,131 9.10 1,467,454 Industrial 472,242 9.10 463,832 9.10 936,074 Agricultural & Native Forest 2,067,097 8.35 2,425,798 8.35 4,492,895 Conservation 41,505 9.85 287,375 9.85 328,880 Homeowners 2,525,018 5.55 2,502,822 5.55 5,027,840 Affordable Rental Housing 110,208 5.55 64,270 5.55 174,478 $11,865,383 $11,662,186 $23,527,569 Fiscal year 2013 total direct rate $8.37 2014 Residential $2,961,309 $ 10.05 $3,470,148 $ 10.05 $6,431,457 Apartment 2,431, 314 10.85 1,077,153 10.85 3,508,467 Hotel and Resort 669,850 10.85 477,981 10.85 1,147,831 Commercial 648,273 10.05 766,029 10.05 1,414,302 Industrial 470,992 10.05 443,702 10.05 914,694 Agricultural & Native Forest 2,105,481 9.25 2,365,245 9.25 4,470,726 Conservation 36,902 10.85 255,602 10.85 292,504 Homeowners 2,645,121 6.15 2,537,128 6.15 5,182,249 Affordable Rental Housing 115,384 6.15 64,662 6.15 180,046 $12,084,626 $11,457,650 $23,542,276 Fiscal year 2014 total direct rate $9.23 2015 Residential $3,234,567 $ 10.05 $3,741,337 $ 10.05 $6,975,904 Apartment 2,748,462 10.85 1,059,415 10.85 3,807,877 Hotel and Resort 715,560 10.85 591,128 10.85 1,306,688 Commercial 693,488 10.05 759,340 10.05 1,452,828 Industrial 493,660 10.05 522,006 10.05 1,015,666 Agricultural & Native Forest 2,277,788 9.25 2,416,357 9.25 4,694,145 Conservation 41,991 10.85 238,545 10.85 280,536 Homeowners 2,885,636 6.15 2,607,830 6.15 5,493,466 Affordable Rental Housing 109,462 6.15 61,478 6.15 170,940 $13,200,614 $11,997,436 $25,198,050 Fiscal year 2015 total direct rate $9.26 Continued next page. Table 5 Value of Building Value of Land Value of Fiscal Class of Net Taxable Tax Rates Net Taxable Tax Rates Net Taxable Year Proper Building Per $1000 Land Per $1000 Real Property 2016 Residential Apartment Hotel and Resort Commercial Industrial Agricultural & Native Forest Conservation Homeowners Affordable Rental Housing 016 total direct rate $9.25 2017 Residential Apartment Hotel and Resort Commercial Industrial Agricultural & Native Forest Conservation Homeowners Affordable Rental Housing 2018 Residential Apartment Hotel and Resort Commercial Industrial Agricultural & Native Forest Conservation Homeowners Affordable Rental Housing Continued next page. $3,480,591 $ 10.05 $4,199,462 $ 10.05 $7,680,053 2,944,454 10.85 1,102,944 10.85 4,047,398 704,372 10.85 456,088 10.85 1,160,460 691,810 10.05 718,840 10.05 1,410,650 487,990 10.05 519,955 10.05 1,007,945 2,358,086 9.25 2,540,590 9.25 4,898,676 45,651 10.85 242,363 10.85 288,014 2,965,718 6.15 2,727,912 6.15 5,693,630 132,752 6.15 73,267 6.15 206,019 $13,811,424 $12,581,421 $26,392,845 $4,117,521 $ 10.05 $4,395,220 $ 10.05 $8,512,741 3,287,877 10.85 1,077,230 10.85 4,365,107 751,005 10.85 470,390 10.85 1,221,394 741,099 10.05 736,639 10.05 1,477,738 504,084 10.05 519,750 10.05 1,023,834 2,746,489 9.25 2,636,805 9.25 5,383,295 52,668 10.85 249,458 10.85 302,126 3,323,185 6.15 2,842,257 6.15 6,165,441 147,676 6.15 74,531 6.15 222,207 $15,671,603 $13,002,281 $28,673,884 Fiscal year 2017 total direct rate $9.21 $4,468,601 $ 11.10 $4,539,015 $ 11.10 $9,007,616 3,593,358 11.70 1,080,647 11.70 4,674,005 786,420 11.55 511,659 11.55 1,298,079 799,591 10.70 749,661 10.70 1,549,252 526,130 10.70 550,670 10.70 1,076,800 2,877,993 9.35 2,696,501 9.35 5,574,494 53,807 11.55 275,149 11.55 328,956 3,706,817 6.15 2,980,148 6.15 6,686,965 171,631 6.15 88,857 6.15 260,488 $16,984,348 $13,472,307 $30,456,655 Fiscal year 2018 total direct rate $9.93 Table 5 Value of Building Value of Land Value of Fiscal Class of Net Taxable Tax Rates Net Taxable Tax Rates Net Taxable Year Property Building Per $1000 Land Per $1000 Real Property 2019 Residential Apartment Hotel and Resort Commercial Industrial Agricultural & Native Forest Conservation Homeowners Affordable Rental Housing 2020 Residential Apartment Hotel and Resort Commercial Industrial Agricultural & Native Forest Conservation Homeowners Affordable Rental Housing $4,787,668 $ 11.10 $4,686,016 $ 11.10 $9,473,684 3,659,492 11.70 1,059,752 11.70 4,719,244 825,366 11.55 539,060 11.55 1,364,426 816,696 10.70 756,976 10.70 1,573,672 551,480 10.70 558,490 10.70 1,109,970 2,980,022 9.35 2,888,344 9.35 5,868,366 56,722 11.55 283,118 11.55 339,840 4,142,156 6.15 3,179,725 6.15 7,321,881 168,101 6.15 86,808 6.15 254,909 $17,987,703 $14,038,289 $32,025,992 Fiscal year 2019 total direct rate $9.88 $5,619,312 $ 11.10 $5,261,866 $ 11.10 $10,881,178 3,796,518 11.70 991,947 11.70 4,788,465 819,804 11.55 522,042 11.55 1,341,847 812,096 10.70 785,018 10.70 1,597,114 560,205 10.70 583,820 10.70 1,144,025 2,587,703 9.35 2,503,492 9.35 5,091,195 58,382 11.55 291,080 11.55 349,462 4,600,974 6.15 3,355,127 6.15 7,956,101 196,741 6.15 97,347 6.15 294,088 $19,051,735 $14,391,739 $33,443,474 Fiscal year 2020 total direct rate $9.85 Source: County of Hawaii, Department of Finance, Real Property Tax Division NOTES: Assessed value is at 100% of market value Property is reassessed annually. The County Council sets the tax rates annually. There are no overlapping property tax rates in the County of Hawaii. The improved residential and unimproved residential classes were combined into a single class beginning with the fiscal years ending lune 30, 2009. Unaudited - see accompanying independent auditors' report. Table(b COUNTY OF HAWAII Principal Taxpayers June 30, 2020 and 2010 Note: Gross valuation at January 1, 2019: $33,443,473,564 Gross valuation at January 1, 2010: $25,518,842,894 Source: County ofHawai`i, Department of Finance, Real Property Tax Division Unaudited - see accompanying independent auditors' report. Fiscal Year 2020 Fiscal Year 2010 Percentage Percentage 2019 of Total 2010 of Total Assessed Assessed Assessed Assessed Taxnaver Business Valuation Rank Valuation Valuation Rank Valuation Kohanaiki Shores LLC Developer $ 296,443,500 1 0.9% $ 76,408,900 8 0.3% Hilton Resorts Corp. Timeshare 282,291,400 2 0.8% 87,810,800 7 0.3% Mauna Kea/Hapuna Beach Corps. Developer/Hotel 175,119,000 3 0.5% - - Hualalai Investors LLC Developer/Hotel 171,644,400 4 0.5% 216,994,300 3 0.9% Hilton Land Investment I LLC Hotel 149,255,700 5 0.5% 224,278,600 2 0.9% DHL Mahi Opco LLC Developer/Hotel 135,621,100 6 0.4% MAPS Orchid Hotel LLC Hotel 127,282,600 7 0.4% SMG I Hotel Waikoloa LLC Hotel 72,098,100 8 0.2% Raptor Residence LLC Residential 74,278,800 9 0.2% Target Corporation Retailer 66,098,500 10 0.2% Mauna Kea Development Corp Hotels/Dev. 262,023,800 1 1.0% Orchid 09 LLC Hotel 135,642,700 4 0.5% WB KD Acquisition LLC Developer 113,006,000 5 0.4% Mauna Lani Resort Inc. Developer/Hotel 103,201,700 6 0.4% Kona Village Investors LLC Hotel 64,233,600 9 0.3% BRE/Waikoloa LLC Hotel 59,705,400 10 0.2% $115501132,100 4.6% $ 1,343,305,800 5.2% Note: Gross valuation at January 1, 2019: $33,443,473,564 Gross valuation at January 1, 2010: $25,518,842,894 Source: County ofHawai`i, Department of Finance, Real Property Tax Division Unaudited - see accompanying independent auditors' report. COUNTY OF HAWAII Property Tax Levies and Collections Last Ten Fiscal Years Table 7 *Outstanding * Amounts reflect subsequent adjustments Source: County of Hawaii, Department of Finance, Real Property Tax Division Unaudited - see accompanying independent auditors' report. *Total Delinquent *Current *Current *Percent *Delinquent *Total Collections as *Outstanding Taxes as Fiscal Tax Tax of Levy Tax Tax Percent of Delinquent Percent of Year Levy Collections Collected Collections Collections Current Lew Taxes Current Lew 2011 215,729,273 208,106,918 96% 7,192,505 215,299,423 100% 429,850 00/0 2012 204,868,717 198,274,186 97% 6,185,183 204,459,369 100% 409,348 0% 2013 197,043,064 191,154,491 97% 5,438,095 196,592,586 100% 450,478 0% 2014 217,269,825 211,711,407 97% 5,053,752 216,765,159 100% 504,666 0% 2015 233,255,919 227,211,277 97% 5,377,279 232,588,556 100% 667,363 0% 2016 244,067,210 237,882,513 97% 5,400,924 243,283,437 100% 783,773 0% 2017 266,398,351 259,074,405 97% 6,314,281 265,388,686 100% 1,009,665 0% 2018 302,488,275 292,626,959 97% 7,446,243 300,073,202 99% 2,415,073 1% 2019 316,411,763 308,509,000 98% 3,811,110 312,320,110 99% 4,091,653 1% 2020 329,582,761 322,150,258 98% - 322,150,258 98% 7,432,503 2% * Amounts reflect subsequent adjustments Source: County of Hawaii, Department of Finance, Real Property Tax Division Unaudited - see accompanying independent auditors' report. tit COUNTY OF HAWAH Ratios of Outstanding Debt by Type Last Ten Fiscal Years Business -Type Governmental Activities Activities Component Unit General State Total General State Fiscal Obligation Revolving Capital Bonds/Notes Primary Obligation Revolving Year Bonds(c) Fund Loans Leases Payable Government (a)i Bonds Fund Loans Total Primary Government Percentage of Personal Per income (b) Capita Table 8 Total Primary Government and Comnonent Unit Percentage of Personal Per Income(b) Capita 2011 306,079,506 36,555,264 3,057,082 884,232 346,576,084 44,673,293 18,012,314 5.67% 1,851 6.69% 2,186 2012 286,168,549 29,050,626 3,803,618 851,306 319,874,099 42,481,176 17,872,813 5.06% 1,691 6.02% 2,010 2013 332,675,519 20,882,283 3,632,420 1,296,633 358,486,855 40,179,834 12,911,310 5.48% 1,879 6.29% 2,157 2014 318,138,520 22,928,638 2,308,241 1,208,300 344,583,699 38,644,257 13,658,717 5.09% 1,774 5.86% 2,044 2015 297,957,249 21,552,213 2,981,709 1,111,392 323,602,563 36,383,553 12,591,409 4.58% 1,647 5.27% 1,897 2016 413,986,312 27,463,251 4,916,178 1,014,014 447,379,755 34,407,006 25,528,470 5.87% 2,254 6.66% 2,556 2017 391,580,924 32,625,277 6,565,580 924,649 431,696,430 29,861,558 33,756,825 5.36% 2,154 6.15% 2,472 2018 471,743,088 35,647,870 8,112,577 807,005 516,310,540 29,163,790 45,359,733 6.05% 2,569 6.93% 2,940 2019 440,439,527 39,693,594 11,579,332 697,777 492,410,230 24,769,159 44,326,655 5.79% 2,444 6.39% 2,786 2020 412,438,548 37,367,712 10,771,109 582,961 461,160,330 22,198,633 42,909,525 N/A N/A N/A N/A NOTES; (a) Includes governmental activities and business -type activities. (b) See Table 11 fbr personal income and population data. (c) Amounts have been changed for consistency. Details regarding the County's outstanding debt can be found in the notes to the basic financial statements. Unaudited - see accompanying independent auditors' report. Table 9 COUNTY OF HAWAII Ratios of General Bonded Debt Outstanding Last Ten Fiscal Years NOTES: (a) See Table 10 for debt applicable to legal debt margin. (b) See Table 5 for net taxable property values. (c) See Table 11 for population data. Details regarding the County's outstanding debt can be found in the notes to the basic financial statements. Unaudited - see accompanying independent auditors' report. - 159- Debt Percent of Applicable to Net Taxable Fiscal Legal Debt Property Per Year Margin (a) Value (b) Capita (c) 2014 305,615,691 1.2% 1,636 2012 317,699,844 1.3% 1,679 2013 315,676,941 1.3% 1,654 2014 298,709,020 1.3% 1,538 2015 312,632,049 1.2% 1,592 2016 362,963,1 13 1.4% 1,829 2017 405,488,342 1.4% 2,024 2018 414,446,063 1.4% 2,062 2019 425,153,552 1.3% 2,110 2020 315,676,941 0.9% N/A NOTES: (a) See Table 10 for debt applicable to legal debt margin. (b) See Table 5 for net taxable property values. (c) See Table 11 for population data. Details regarding the County's outstanding debt can be found in the notes to the basic financial statements. Unaudited - see accompanying independent auditors' report. - 159- Table 10 COUNTY OF HAWAVI Legal Debt Margin Information Last Ten Fiscal Years (Amounts in thousands) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Debt limit (a) 53,827,826 53,660,916 53,529,135 53,531,341 53,779,708 53,958,927 54,301,083 54,568,498 S 4,803,899 S 5,016,521 Debt applicable to limit 315,616 317,700 315,677 298,709 312,632 362,963. 405,488 414,446 425,154 315,677 Legal debt margin (b) 53,5112,210 53,343,216 53,213,458 53,232,632 53,467,076 53,595,964 53,895,595 54,154,052 S 4,378,745 S 4,700,844 Debt applicable to the limit as a percentage of debt limit 8.25% 8.68% 8.94% 8.46% 8.27% 9.17% 9,43% 9.07% 8.85% 6.29% ' NOTES: (a) State finance statutes limit the County's outstanding general debt to no more than 15 percent of the net assessed value of property. See Table 5 fbr net assessed value of property. (b) The legal debt margin is the County's available borrowing authority under state finance statutes and is calculated by subtracting the net debt applicable to the legal debt limit from the legal debt limit. Legal Debt Margin Calculation for Fiscal Year 2020 Net assessed value 533,443,474 Debt limit (15% of net assessed value) S 5,016,521 Debt applicable to limit 315,677 Legal debt margin S 4,700,844 Unaudited -see accompanying independent auditors' report. Table 1 COUNTY OF HAWAII Demographic and Economic Statistics Last Ten Fiscal Years Fiscal *Personal *Per Year *Resident Income Capita Ended Population (thousands Personal School Unemployment June 30, as of July I of dollars) Income Enrollment Rate 2010 185,381 $ 5,717,885 $ 30,844 29,741 10.0% 2011 187,229 $ 6,1 14,237 $ 32,656 30,103 9.7% 2012 189,191 $ 6,3M,657 $ 33,398 30,314 8.3% 2013 190,821 $ 6,544,583 $ 34,297 33,948 6.6% 2014 194,190 $ 6,771,329 $ 34,870 29,985 6.5% 2015 196,428 $ 7,067,347 $ 35,979 29,865 5.2% 2016 198,449 $ 7,619,924 $ 38,392 29,753 4.7% 2017 200,381 $ 8,053,011 $ 40,188 29,666 3.5% 2018 201,509 $ 8,509,388 $ 42,228 29,601 3.7% 2019 201,513 $ 8,781,599 $ 43,578 29,609 4.2% * Amounts reflect subsequent adjustments Source: County of Hawaii, Department of Research and Development, Bureau of Economic Analysis, State of Hawaii Department of Labor, State of Hawaii DOE and University of Hawaii Hilo Unaudited - see accompanying independent auditors' report. Table 12 COUNTYmFMAWAI'I Principal Employers, County of Hawaii June 30, 2020 and 2010 -162- 2020 2011 Percentage Percentage of Total County of Total County Employer Employees Rank Employment Employees Rank Employment State of Hawai'i 11,000 1 15.2% 8,063 1 10.7% County of Hawai'i 2,700 2 3.7% 2,663 2 3.5% Four Seasons Resort Hualalai 1,300 3 1.8% 550 8 0.7% United States Government 1,300 4 1.8% 1,421 3 1.9% Mauna Kea and Hapuna Prince Resorts and Mauna Kea Services 1,100 5 1.5% Hilton Waikoloa Village 920 6 1.3% 881 4 1.2% KTA Super Stores 850 7 1.2% 700 6 0.9% The Fairmont Orchid, Hawai'i 700 8 1.0% 618 7 0.8% Waikoloa Beach Marriott Resort & Spa 313 9 0.4% Securitas Security Services, USA Inc 296 10 0.4% Wal-Mart 770 5 1.0% Mauna Kea Beach Hotel 550 9 0.7% Mauna Lani Resort (Operations), Inc. 529 10 0.7% Total 20,479 28.3% 16,745 22.1% Total employee count 72,450 75,150 Source: County of Hawai'i, Department of Research and Development State of Hawaii, Hawai'i Workforce Infonet: https.•IAvww.hiwi. org United State Department ojLabor, Bureau ojLabor Statistics: https:✓1wwwbls.govdregions✓west✓news-release Pacy1c Business News, "Employers, Big Island" Issue date: 10111612020 -162- COUNTY OF HAWAII Full -Time Equivalent County Government Employees by Function Last Ten Fiscal Years Total 2,390.45 2,319.18 2,357.51 2,390.47 2,422.28 2 425.09 2,479.41 2,456.72 2491.71 2,570.99 Source: County of Hawaii, Department of Finance Unaudited - see accompanying independent auditors report 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Function General government: County Council 9.00 9.00 9.00 9.00 9.00 9.00 9.00 8.00 9.00 9.00 County Clerk 53.00 54.00 52.50 46.40 53.16 54.56 54.16 51.16 52.68 52.56 Legislative Auditor 5.00 4.75 3.75 5.00 5.00 5.00 5.00 4.00 5.00 5.00 Mayor 21.99 18.50 16.00 18.75 19.47 17.48 16.99 16.99 18.74 17.00 Corporation Counsel 29.00 29.00 27.00 28.00 25.00 23.00 26.00 26.00 26.00 25.00 Finance 121.89 123.35 131.37 134.98 134.49 131.49 151.00 153.49 152.46 133.00 Human Resources 25.49 25.48 24.00 24.49 25.49 25.49 25.49 23.49 24.80 23.00 Planning 49.49 48.00 50.00 51.00 50.00 53.00 56.00 53.00 60.00 66.00 Research & Development 14.00 12.00 12.00 11.49 14.49 16.00 14.49 12.00 14.00 14.00 Information Technology 16.00 16.00 16.00 22.00 19.00 19.00 21.00 20.00 18.00 17.00 Public Works Admin & Building 158.84 155.48 155.50 162.49 164.28 167.49 172.49 167.75 170.49 195.00 Public Safety: Police 565.99 541.25 548.98 567.23 564.50 564.75 572.00 550.50 553.00 559.25 Fire 414.08 391.28 418.57 429.57 436.57 433.07 434.58 425.57 441.07 460.57 Liquor Control 14.00 15.00 14.00 14.00 13.00 16.00 17.00 17.00 15.50 15.00 Civil Defense 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 7.00 8.00 Prosecuting Attorney 99.00 91.49 99.49 98.97 105.97 108.97 108.97 111)49 11000 102.49 Highways and Streets: Mass Transit 7.00 7.00 8.00 11.00 11.00 12.00 10.00 12.00 13.00 16.00 Traffic and Highways 176.48 178.48 17648 173.48 17548 175:48 17748 18748 189:48 188:00 Sanitation: Administration 18.49 17.00 17.00 19.49 19.49 17.98 19.98 18.98 19.00 18.98 Sewer 47.49 47.49 46.00 44.49 47.49 46.49 45.49 48.49 47.49 52.97 Vehicle Disposal 2.00 2.00 4.00 1.00 2.00 2.00 2.00 3.00 2.00 2.48 Solid Waste 95.00 99.00 98.00 103.50 103.00 104.00 102.00 103.00 101.00 110.00 Health, Education and Welfare: Housing 47.48 43.48 41.00 43.00 46.00 46.00 47.00 48.00 48.00 50.00 Aging 12.00 13.00 11.00 12.00 9.00 13.00 15.00 16.00 14.50 15.50 Culture and Recreation 380.74 370.15 370.87 352.14 362.40 356.84 369.29 372.33 378.50 415.19 Total 2,390.45 2,319.18 2,357.51 2,390.47 2,422.28 2 425.09 2,479.41 2,456.72 2491.71 2,570.99 Source: County of Hawaii, Department of Finance Unaudited - see accompanying independent auditors report Function Public Safety: Police: DUI arrests Traffic citations issued Fire: Fire responses Emergency medical/rescue responses Inspections - Occupancy/Fire Protective Equipment Sanitation: Refuse disposed (tons per year) Highways and Streets: In-house street resurfacing (miles) Parks and Recreation: Pavilion permits issued Camping permits issued Rounds of golf Zoo attendance Transit: Bus passengers Public Works-- Building orks:Building permits issued Electrical permits issued Plumbing permits issued Sign permits issued Source: County ofHawai`i, Individual Departments Unaudited - see accompanying independent auditors' report. Table 14 COUNTY OF HAWAII Operating Indicators by Function Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 1,468 1,403 1,176 1,351 1,035 1,113 1,083 1,170 1,081 952 61,947 60,967 49,292 63,921 60,016 67,289 69,611 68,535 37,305 34,454 731 684 654 671 700 700 731 811 832 881 15,726 16,361 16,454 15,968 18,750 17,834 17,178 18,005 17,884 18,048 3,021 2,050 1,463 1,687 1,262 1,000 1,298 951 597 699 166,455 152,949 153,581 166,890 179,033 188,758 195,162 224,196 223,823 207,172 18 20 20 17 6 21 24 13 36 0 4,667 2,805 2,775 2,708 2,482 2,552 2,513 2,417 1,951 1,259 4,019 4,450 5,175 4,261 6,207 6,688 7,345 8,394 6,910 5,769 83,358 72,162 71,352 71,568 65,093 57,325 58,874 58,504 57,488 48,704 172,677 213,537 245,715 220,323 214,249 251,436 264,415 269,453 283,807 208,384 1,149,042 1,315,222 1,269,550 920,280 944,738 874,424 766,472 742,250 511,412 416,747 3,039 3,258 4,754 4,797 5,494 4,833 3,214 3,672 4,009 3,245 3,821 4,080 5,137 5,313 5,645 4,232 3,509 4,077 3,766 3,919 2,071 1,749 2,001 1,664 1,897 1,819 1,801 1,914 1,891 1,998 58 55 52 57 44 47 39 45 51 35 Table 15 COUNTY OF HAWAII Capital Asset Statistics by Functions Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Function 8 8 Public Safety_ 8 8 Police: 7 8 Stations 8 10 Substations 10 10 Fire stations 20 2 Highways and Streets: 21 21 County streets (miles) 946 954 Streetlights 9,864 9,883 Parks and Recreation: 991 990 Parks 143 144 Gyms and recreation centers 61 62 Sanitation: 11,310 11,331 Sanitary sewers (miles) 111* 112* *GIS database utilucd bcgmnmg FY 2068 147 151 Source. County of Hawaii, Department of Research and Development Unaudited - see accompanying independent auditots' report. 62 8 8 8 8 8 8 7 7 8 8 8 10 10 10 11 7 20 21 21 21 21 21 20 20 945 961 956 956 991 990 1,000 1,002 9,939 10,165 10,366 10,655 10,771 11,310 11,331 11,472 145 145 146 147 151 151 151 151 62 62 62 62 65 65 65 65 112• 105• 105• 105* 105* 105• 105• 106*