HomeMy WebLinkAbout2012-COH - Comprehensive Annual Financial ReportCOMPREHENSIVE
ANNUAL FINANCIAL REPORT
Fiscal Year Ended June 30, 2012
COUNTY OF HAWAII
Hilo, Hawaii
William P. Kenoi
Mayor
William Takaba
Managing Director
Prepared by
The Department of Finance
Nancy E. Crawford
Director of Finance
COUNTY F HAWAII
Comprehensive Annual Financial Report
For the Fiscal Year Ended ,dune 30, 2012
Table of Contents
FINANCIAL SECTION
Report of Independent Auditor's 1
Management's Discussion and Analysis 15
Basic Financial Statements:
G vemment-vide Financial Statements:
Statement of Net Assets 2
Statement of Activities 30
Fund Financial Statements;
PaRe
INTRODUCTORY DUCTORY S TION
32
Letter of Transmittal
I
GFA. Certificate of Achievement
33
Organization Chart
List of Elected Officials
10
List of Principal Officials
11
FINANCIAL SECTION
Report of Independent Auditor's 1
Management's Discussion and Analysis 15
Basic Financial Statements:
G vemment-vide Financial Statements:
Statement of Net Assets 2
Statement of Activities 30
Fund Financial Statements;
Balance Sheet - Governmental Funds
32
Reconciliation ofthe Governmental Funds Balance Sheet to the
Statement of Net Assets
33
Statement of Revenues, Expenditures, and Changes in Fund Balances -
Govemmental Funds
3
Reconciliation of the Change in Fund Balances of Governmental
Funds to the Statement of Activities
3
Statement ofF Revenues,, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis) - General Fund
3
Statement of Net Assets - Proprietary Funds
42
Statement of Revenues, Expenses, and Changes in Fund Net Assets -
Proprietary Funds
43
Statement ofCash Flows - Proprietary Funds
44
Statement of Fiduciary Net Assets - Fiduciary Funds
45
Statement of Charges in Fiduciary Net Assets - Fiduciary Funds
46
Dotes to the Basic Financial Statements
47
Required Supplementary Information
87
FINANCIAL SECTION (Continued)
11
Table 2 - Changes in Net Assets
120
Combining and Individual Nomnaj r Fund Statements and Schedules:
122
Combining Balance Sheet - N nmaj r Governmental Funds
9
Combining Statement of Revenues, Expenditures, and Changes In Fund
124
Balances - Nonrnajr Governmental Funds
9
Schedules of revenues, Expenditures, and Changes in Fund Balances --
129
Budget and Actual (Budgetary Basis):
130
Highway Fund
9
Sever Fund
98
Solid Waste Fund
99
Cemetery Fund
100
Parking Meter Fund
101
Vehicle Disposal Fuad
102
Bikeway Fund
103
Workforce Investment Act Fund
104
Golf Course Fund
105
Geothermal Relocation and Community Benefits Fund
106
Beautification Fund
107
Hawaii County Housing Agency
108
Park Dedication Fund
109
Combining Statement of Agency Funds Net Assets - Agency Funds
11
Combining Statement of Changes in Assets and Liabilities - Agency Funds
112
Combining Statement of Private Purpose Trust Net Assets - Private Purpose Trusts
11
Combining Statement ofChanges in Net Assets - Private Purpose Trusts
118
STATISTICAL SECTION
Table 1 - Net Assets by Component
11
Table 2 - Changes in Net Assets
120
Table 3 -- Fund Balances, Governmental Funds
122
Table 4 - Changes in Fuad Balance, Governmental Funds
123
Table 5 - Real Property Assessed values by Classification and Tax Rates
124
Table 6 - Principal Taxpayers
128
Table 7 - Property Tax Levies and Collections
129
Table 8 - Ratios of Outstanding Debt by Type
130
Table 9 - Ratios of General Bonded Debt Outstanding
131
Table 1 - Legal Debt Margin Information
132
Table 11 - Demographic and Economic Statistics
133
Table 12 - Principal Employers, County of Hawaii
134
Table 1 - Full -Time Equivalent County Government Employees by Function
135
Table 1 - Operating Indicators by Function
136
Table 1 - Capital Asset Statistics by Functions
137
INTRODUCTORY SECTION
William P. Inoi
Mayor
December 27, 2012
County of Hawaii
Finance Department
25 Aupuni Street, Room 2103 9 Filo, Hawaii 96720
(848) 961-8234 . Fax (808) 961-8569
The Honorable Mayor and Members of the Council
Counter of Iwi`i
25 Aupuni Street
Hilo, Hawaii 96720
Nancy E. Crawford
Director
Deanna S. Sako
Deputy Director
We transmit herewith the Comprehensive Annual Financial Report for the County of
Ia ai `i, State of Hawai' i (the County), for the fiscal year July 1, 2011 to June 3 0, 2 012.
This report was prepared by the County's Department ofFinance. The accuracy of the
financial statements and the completeness and fairness of their presentation are the
responsibility of the County government. We believe the enclosed data are complete and
accurate in all material respects and are reported in a manner designed to present fairly
the financial position and results of operations of the various funds of the County. All
disclosures necessary to convey the maximum understanding of the Counter's financial
activities have been included. Management's discussion and analysis is also included t
aid users of the financial statements.
This report presents the financial position of the County of awai `i at June 30, 2012 and
results of operations for the fiscal year then ended. The report is divided into three
sections:
The Introductory Section includes this transmittal letter, a Certificate of Achievement
for Excellence in Financial Reporting, the County of Ha vai`i's organization chart and
lists ofelected and principal officials.
The Financial Section contains management's discussion and analysis, the basic
financial statements, related notes, the combiningand individual fund budgetary
financial statements, and the independent auditors' report.
The Statistical Section includes selected financial and demographic information,
generally presented on a multi-year basis.
This report includes all funds of the County ofHawai`i, including its component unit, the
Department of Water Supply, established by the County Charter as a semi -autonomous
awai `i County is an equal opportunity provider and employer.
body of the County gove=ent. This component unit is included in the County's
reporting entity because of its financial relationship with the County.
The County provides a full range of municipal services. These include police and fire
protection; emergency medical care; public prosecutor; culture and recreation; sanitation;
social services; water; planning and zoning; construction and maintenance of highways,
streets and infrastructure; real property assessment and tax collection; and general
administrative services. However, the County does not provide such other traditional
services as public education, hospitals and courts. These services are provided by the
State government.
The County consists ofthe island of Ha vai`i, 4,028 square miles in size. It is twice as
large as the combined area ofall the other inhabited islands in the Hawaiian Archipelago.
Since there is no other local or municipal government within the County, there are n
overlapping taxes and no overlapping debt. The County has an elected mayor and a nine-
member
ine-
mem er council.
Economic Condition and Outlook
The island of Haw i` i, commonly known as the Big Island, is located 214 miles from
Honolulu, the state capital; 2,200 miles from the west coast of the continental United
States; and 4,000 miles from Japan. The city of Hilo on the east side of the island serves
as the county seat as well as the transportation and financial center for the Big Island.
Rib's infrastructure includes Hilo Harbor, a deep -water port, and Hilo International
Airport, which is capable of handling fully -loaded wide-bodied aircraft. Kailua-Kona
and South K ha.la, major tourist destination areas on the west side of the Big Island, are
served by flights from the United States mainland, and Canada through the Iona
International Airport. Scheduled freight services are available between the islands by air
and sea transport. Communities on the island are linked by a network of Mate and
County maintained streets and highways,
The Big Island 'is the most diversified ofthe neighbor island economies. As a result it i
buffered to some extent when any one industry lags. Although the past few years proved
challenging to the island's economy, it appears that the County will continue on its steady
but slow road to improved financial health. This favorable outlook is supported by
positive trends in the following key areas of the island's economy.
The County's labor force numbered 83,617 at June 2012, which is a slight increase from
a year ago. A sign that the economy is continuing on the road to a brighter position than
that which faced the County several years ago is the fact that the County's unemployment
rate for the current fiscal year 2012 .2% was slightly lower than the prior fiscal year
2011 (9.5%), which serves as a positive indicator for the third year in a roar.
Tourism — Tourism has arrays been the major industry on the island. In addition to the
mild climate and natural beauty it shares with other areas in the state, the County features
the Ha vai`i volcanoes National Park. A. popular attraction, the parr is the most visited
site in the stag, handling over 2 million visitors annually, which became even more
popular with the increased activity of Kilauea volcano. Another indication of the
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County's slowly rebounding industry, is the fact that there was a % increase in the
number of visitors to the island from the prior fiscal year. More importantly, spending
growth for this sector has been even stronger than the actual arrivals.
Construction uct — The construction industry continues to serve as the lagging sector of the
economy but there are recent signs that this may change soon. Although, construction
jobs remain below that of peak tines, private building permits which serve as a better
indicator of the future shows encouraging results.
Scientific Research and Development — Due largely to its unique geographic
characteristics which has attracted scientists in fields of astronomy, meteorology,
volcanology, and agriculture/aquaculture, the County has benefited economically by the
significant investments made in scientific research. The total astronomy gelated capital
investment on Mauna Kea exceeds $600 million and combined annual budgets are about
$75 million. Astronomy continues to be a major factor in the success of the County's
economy with an estimated nearly 500 new jobs opening up through 2023 to meet the
needs of the current observatories and the creation of new jobs with the development of
the Thirty Deter Telescope TMT by the TMT Observatory Corporation.. The Hawaiian
Volcano Observatory in ai`i volcanoes National Park and the Natural Energy
Laboratory of Hawaii Authority at Kehl, Kona are also ma*r contributors t
international research and the local economy.
Major r Initiatives
.dor the Year
During the year, the County focused on construction projects relating to housing,
sanitation and public safety, and other issues affecting the duality of life in the County.
Public Safety — Construction continued the Makal i Fire Station reaching a total cost
of approximately $6.1 million at the end of the year and is expected to be placed into
service in the next fiscal year. The Fire Department nt installed two new lifeguard towers
valued at $87,000 for Hapuna Beach Park and Punaluu Beach Park and purchased a new
2,000 gallon. Fire Apparatus Tanker for Kau for $221,000 that was funded by a
Community Development Block Grant.
Public Works — The Ane Keohokalole Highway In Kona was opened to the public in
June 2012 at a cost to the County of $28.9 million. The 2.9 mile highway serves as the
largest expenditure of American Recovery & Reinvestment Act money for transportation
infrastructure in the State and is also the first major road to be built by the County in
Kona since statehood.
Environmental Management — The processing capacity ofthe H n 1 aa. Wastewater
Treatment dant was upgraded from 56,400 to 200,000 gallons per day to service the
schools and business community within the Honokaa Town area at a cost of
approximately $5.0 million.
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For the Future
Public Safety — The Hawai"i Police Department held the Ori -Site Assessment by the
Commission on Accreditation for Law Enforcement Agencies CA .,A , on August 5-8,
2012. On Saturday, November 17, 2012, the � Iawai` i Police Department marked an
historical event when it was awarded a full three-year accreditation by CALEA. This
process, which began in early 2004, is a tribute to all of our employees, both civilian and
sworn, who collectively are bound to adhere to over 400 plus required standards. What
accreditation means for the Hawaii Police Department is that the public can now be
assured, based on an independent review, we are indeed a department that adheres t
standards that are sensible, professional and ethical, and in keeping with a 2 1 st cent
law enforcement agency.
The Hawaii Fire Department is working to obtain two new Fire Pumper Apparatus with
County funded leases. A. new Fire Tanker Apparatus also will be secured primarily with
Co=unity Development Bloch Grant fand s. These replacements are important to the
continuing effort to provide apparatus that meets current National Fire Protection
Association safety guidelines.
The Kawilani Fire Station relocation planning and design will be initiated.
In this period of economic recovery the Fire Department is striving to continue to provide
needed services to the Hawaii County residents and visitors.
Public Works — Two connector road projects in Kona will be underway in mid -2013. At
an estimated construction cost of $14 million, the Laalca Avenue Extension Ph 1 in
Forth Kona will connect Laaloa Avenue with Kuaini Highway.
The Federal Highway Administration is helping to fund the following two road projects
on the island. The first is the Kaimin.ani Drive Roadway Improvements In North Kona at
an estimated cost of 10 million and the second is the Kamehameha Avenue
Reconstruction project in South Hilo at an estimated construction cost of $13 million.
Planning — The National Historic Preservation Act has charged the Hawaii State
Department of Band and Natural Resources with the monitoring of Hawaii's natural and
cultural resources. The Planning Department has begun the process of staffing the
Hawaii County Cultural Resource Commission as -well -as assisting the mayor's office In
seating commissioners. This commission will review, continent and may include
granting permits on all County projects, taping into consideration the cultural and
historical significance of island wide sites and surroundings.
The County of Hawaii will be hosting the Hawaii Congress of Planning Officials in
September 2013. This conference is for all planning commissions, planning directors and
planners for all counties within the Mate of Hawaii in addition to most ofthe industry
including architects, surveyors, major land owners and developers.
Other Financial Information
Internal Control
The management of the County is responsible for establishing and maintaining an
internal control structure designed to ensure that t.e assets of the County are protected
from loss, theft or misuse and to ensure that adequate accounting data are compiled to
allow for preparation of financial statements in conformity with generally accepted
accounting principles. The internal control structure is designed to provide reasonable,
but not absolute, assurance that these objectives are met. The concept of reasonable
assurance recognizes that 1 the cost of a control should not exceed the benefits likely t
be derived; and 2 the valuation of costs and benefits requires estimates and judgments
by management.
Budgetary Control
The County maintains budgetary controls to ensure that legal provisions of the annual
budget are complied with and that those expenditures do not exceed budgeted amounts.
Activities of the general fund and special revenue funds are included in the annual
appropriated operating budget. Project -length financial plans are adopted for the capital
projects fund. Budgetary control is established at the department level.
Formal budgetary integration 'i's employed as a management control device for the general
fund, special revenue funds, and the capital projects f md. Budgetary control for the debt
service fund is achieved through general obligation bond indenture provisions.
The basis of accounting used for the budgets of the general and special revenue funds
differs from generally accepted accounting principles. Intergovernmental revenues are
recognized when awarded by the granting agency, encumbrances and unexpended
allotments are treated as expenditures for purposes of determining legal compliance with
the annual budget, all leases are treated as operating leases, and accounts payable are not
accrued.
The County also maintains an encumbrance accounting system as one technique of
accomplishing budgetary control. Encumbrances outstanding at fiscal year end are
included in the various fund balance categories based on whether the resources are
restricted, committed or assigned and do not constitute expenditures or liabilities because
they will be honored during the following year. As demonstrated by the statements and
schedules included in the financial section of this report, the County continues to meet its
responsibility for sound financial management.
Cash Management
Cash temporarily idle during the year was invested in savings accounts, money market
mutual funds,, certificates of deposit, repurchase agreements, and agency rates. The
average yield on deposits and investments vas .1'7%.
The County's policy is to minimize credit and market et risks while maintaining a
competitive yield on its portfolio. Accordingly, with the exception of $236,177 held by a
_..
rental management agent, deposits were either insured by federal depository insurance,
collateralized, or secured by irrevocable letters of credit. All collateral on deposit was
held for safe keeping with a County -designated agent in the County's name.
Financial Hit
As a result of another year of declining property values which negatively impacted real
property tax revenues, the County was again faced with the dilemma of balancing its
budget. To avoid negatively impacting the local economy, the County worked diligently
to lover its operating costs while continuing to service the community and it people
rather than raise real property taxes.
The County continued the furloughs and pay reductions for both its HGEA and UPW
union employees but reduced the number of dans from twi
comprehensive annual financial report. This report must satisfy both generally accepted
accounting principles and applicable legal requirements.
A. Certificate of Achievement is valid for a period of one year only. We believe our
current Comprehensive Annual Financial Report continues to meet the Certificate of
AchievementProgram's requirements, and we are submitting it to the GFOA to
determine its eligibility for another certificate.
Acknowledgments
The preparation of this report was made possible by the efficient and dedicated services
of the entire staff of the Department ofFinance and fiscal personnel in other departments.
I ani, grateful for their help in preparing this report. l also thank the Mayor and the
members of the County Council for their interest and support in assuring the continuing
sound financial condition of the County of I w i`i.
i
NANCY E. CRA. FORD
Director of Finance
Certificate of
Achievement
for Excellence
40
in Financial
Reporting
Presented t
County of Hawaii
Hawaii
For its Comprehensive Annual
Financial Report
for the Fiscal Year Ended
June 3o, 2011
Certificate of Achievement for Excellence in Financial
Reporting is presented by the Government Finance officers
Association of the United States and Canada t
government units and public employee retirement
systems whose comprehensive annual uncial
reports (CAFRs) achieve the highest
standards in g venunent accounting
and financial reporting.
AO t4-
- President
dg*
wpm
Executive Director
County of Hawaii
Organization Chart
County Electorate
County Council I I Mayor I----{ Prosecuting Attorney
County Legislative
Office
of Mangy a nt:
Clerk Auditor
Managing Director
Departments ent under Agencies under
Departments under
direct supervision of the
direct supervision of thecommissions
and
Managing Director:
Managing Director:
administrative supervision
of the Mayor:
Corporation Counsel
Civil Defense
Human Resources
Finance,
ff ice ofAging
Police
.Manning
Mass Transit
.Liquor Control
Environmental Management
Office Housing &
Fire
Research & Development
Community Development
mater Supply
Public Works
(semi --autonomous
Warks & Recreation
Information Technology
E
County of Hawaii
Elected Officials
June 30, 2012
Administrative Officers Terrn: 200 8-2012)
William P. Knoi Mayor
Charlene lbo i (effective 4/1 A 1) Prosecuting Attorney
do nt Council. 2010-2012
Dominic Yagong
Chair
K. Angel Pilago
Vice Chair
Fred Blas
Member
Brenda Ford
Member
Pete Hoffmann
Member
Donald Ikeda
Member
Dennis "Fresh" nishi
Member
Brittany Smart
Member
J Yo himoto
Member
Principal Officials
June 30, 2012
County Clerk
Janaae Kawauchi
Legislative Auditor
Colleen Sehrandt
Managing Director
William Takaba
Deputy Managing Director
Walter Lau
Corporation Counsel
Lincoln Ashida
Director of Finance
fancy E. Crawford
Planning Director
Bobby Jean Leithead-Todd
Director ofPersonnel
Ronald T l ashi
Director of Research and Development
Ranch Kurohara
Chief of Police
Harry S. Ku of it i
Fire Chief
Darren Rosario
Director of Public Worts
Warren Lee
Director of Environmental Management, Acting
Dora Beck
Director of Parks and Recreation
Robert Fitzgerald
Manager, Department ofWater Supply
Quirino Antonio, Jr.
Civil Defense Administrator
Quince Mento
Director of Liquor Control
Gerald Tal ase
Transit Operations Administrator
Vacant
Executive on Aging
Alan Parker
Administrator, Office of Housing and
Community Development
Stephen] Arnett
Director of Information Technology
Mark Ow
This page intentionally let blank.
-12-
FINANCIAL SECTION
A ccult
LLP
CERTIFIED rUBLIC ACCOUNTANTS
Report of Independent Auditors
To tete chair and Members of the county Council
County of Havwrai`i
We have audited the accompanying financial statements of the governmental activities, the business -type
activities, the discretely presented component unit, each major fund, and the aggregate remaining fund
information of the county of HavwraVi, State of Hawai'l (the "iCounty") as of and for the gear ended June 3 g,
2012, which collectively comprise the County's basic financial statements as listed in the table of
contents. These financial statements are the responsibility of the County's management. Our
responsibility is to express opinions on these financial statements based on our audit.
We conducted our audit in accordance with auditing standards generally accepted in the United States
of America and the standards applicable to financial audits contained in Govern ment Auditing Standards,
issued by the Comptroller General of the United States. Those standards require that we plan and
perforin the audit to obtain reasonable assurance about whether the financial statements are free of
material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts
and disclosures in the financial statements. An audit also includes assessing the accounting principles
used and the significant estimates made by management, as well as evaluating the overall financial
statement presentation. we believe that our audit provides a reasonable basis for our opinions.
In our opinion, the financial statements referred to above present fairly, in all material respects, the
respective financial position of the governmental activities, the business -type activities, the discretely
presented component unit, each major fund, and the aggregate remaining fund information of the County
as of June'30, 2012, and the respective changes in financial position and, where applicable, cash flows
thereof and the budgetary comparison for the general fund for the year then ended in conformity with
accounting principles generally accepted in the United States of America.
In accordance with Goverrrrr ant Auditing Standards, vire have also issued our report dated December 27,
2012, on our consideration of the County's internal control over financial reporting and on ouir tests of
its compliance with certain provisions of lags, regulations, contracts, and grant agreements and other
matters. The purpose of that report is to describe the scope of our testing of internal control over financial
reporting and compliance and the results of that testing, and not to provide an opinion on internal control
over financial reporting or on compliance. That report is an integral part of an audit perf=ormed in
accordance with Govemment Auditing Standards and should be considered in assessing the results
of our audit.
Accounting principles generally accepted in the United States of America require that management'
discussion and analysis and schedule of funding progress for the EUTF information on pages 15 through
25 and 87 be presented to supplement the basic financial statements. Such information, although not a
part of the basic financial statements, is required by the Governmental Accounting Standards Burd, who
considers it to be an essential part of financial reporting for placing the basic financial statements in an
appropriate operational, economic, or historical context. we have applied certain limited procedures to
the required supplementary information in accordance with auditing standards generally accepted in the
United States of America, which consisted of inquiries of management about the methods of preparing
the information and comparing the information for consistency with management's responses to our
999 BISHOP STRKETSurriz, 1900
TE'LEI'H( NE". 808 5313400 FAcSI ILE: 808 5313433
1
inquiries, the basic financial statements, a rid other know] a we obtained during our audit of the basic
financial statements. We do not express an opinion or provide any assurance on the information because
the limited procedures do not provide us with sufficient evidence to express an opinion or provide any
assurance.
Our audit was conducted for the purpose of forming opinions on the financial statements that collectively
comprise the County's basic financial statements as a whole. The introductory section, combining and
individual nonmajor fund financial statements, fund schedules, and statistical section are presented for
purposes of additional analysis and are not a required part of the basic financial statements. The
combining and individual nonmajor fund financial statements and fund schedules are the responsibility of
management and were derived from and relate directly to the underlying accounting and other records
used to prepare the financial statements. The information has been subjected to the auditing procedures
applied in the audit of the financial statements and certain additional procedures, including comparing and
reconciling such information directly to the underlying accounting and other records used to prepare the
financial statements or to the financial statements themselves, and other additional procedures in
accordance with auditing standards generally accepted in the United States of America. In our opinion,
the comb1n1ng and individual nonmajor fund financial statements and fund schedules are fairly stated in
all material respects in relation to the financial statements as a whole. The introductory and statistical
sections have not been subjected to the auditing procedures applied in the audit of the basic financial
statements and, accordingly, vire do not express an opinion or provide any assurance on them.
Actw�yL�P
Honolulu, Hawaii
December 27, 201
1
MANAGEMENT'S DISCUSSION AND ANALYSIS
This section of the County of awai`i's (the County) Comprehensive Annual Financial Report
presents a narrative overview and analysis of the financial activities of the County for the fiscal
year ended June 30, 2012. w encourage readers to consider the information presented here in
conjunction with additional information that we have furnished in our letter of transmittal.
FINANCIAL HIGHLIGHTS
• The assets of the County exceeded its liabilities at the end of the fiscal year by $653.0 million
(net assets). This amount includes $39.8 million in unrestricted net assets, a decrease of $0.
million from the prior year.
• The County's total net assets increased by $75,7 million during the fiscal year.
• As of the close of the current fiscal year, the County's governmental funds reported combined
ending fund balances of $146.4 million, a decrease of $12.6 million from the prior year.
Approximately 47 percent of this total amount, $68.3 million, is available for spending at the
County's discretion (unrestricted fund balance).
• At the end of the currcnt fiscal year, unrestricted fund balance for the general fund was $41.7
million, or 19 percent of total general fund expenditures.
OVERVIEW OF THE FINA CLL STATEMENTS
This discussion and analysis is intended to serve as an introduction to the County's basic financial
statements. The County's basic financial statements comprise three components: 1
Government -Vide financial statements, 2 Fund financial statements, and Notes to the basic
financial statements. This report also contains both required and other supplementary
information in addition to the basic financial statements themselves.
Government -wide Financial Statements
The government -wide financial statements are designed to provide readers with a broad overview
of the County's finances, in a manner similar to a private -sector business.
The statement of net assets presents information on all of the County's assets and liabilities,
with the difference between the two reported as net assets. Over time, increases or decreases in
net assets may serge as a useful indicator of whether or not the financial position of the County is
improving or deteriorating.
The statement of activities presents information showing how the County's net assets changed
during the most recent fiscal year. All changes in net assets are reported as soon as the
underlying event giving rise to the change occurs, regardless of the timing of related cash flows.
Thus, revenues and expenses are reported in this statement for some items that will only result in
cash flows in future fiscal periods, such as revenues pertaining to uncollected taxes and expenses
pertaining to earned but unused vacation and sick leave.
Both of the government -wide financial statements distinguish functions of the County that are
principally supported by taxes and intergovernmental revenues (governmental activities) from
other functions that are intended to :recover all or a significant portion of their costs through user
fees and charges (business -type activities). The governmental activities of the County include
public safety, highways and streets, health, education and welfare, culture and recreation,
.1 -
sanitation and general government. The business -type activities of the County include rental
housing for senior citizens and families.
The government -wide financial statements include not only the County itself (known as the
primary government), but also the Department ofWater Supply, a legally separate entity that the
County is financially accountable for. Financial information for this component unit is reported
separately from the financial information presented for the primary government itself.
Fuad Financial Statements
The fund financial statements are designed to report information about groupings of related
accounts which are used to maintain control over resources that have been segregated for specific
activities or objectives. The Counter, like other state and local governments, uses fund accounting
to ensure and demonstrate compliance with finance -related legal requirements. All of the funds
of the County can be divided into the following three categories: governmental funds,
proprietary funds, and fiduciary funds.
Governmental funds. Govemmental. funds are used to account for essentially the same
functions reported as g ver mental activities in the government -wide financial statements —
i.., most of the County's basic services are reported in governmental funds. These
statements, however, focus 1 how cash and other financial assets can readily be
converted to available resources and 2 the balances left at year-end that are available for
spending. Such information may be useful in determining what financial resources are
available in the near future to finance the County's programs.
Because the focus of governmental funds is narrower than that of the government -vide
financial statements, it is useful to compare the information presented for governmental
funds with similar information presented for governmental activities in the government -wide
financial statements. By Ting so, readers may better understand the long-term impact of the
government's near-term financing decisions. Both the governmental funds balance sheet
and the governmental funds statement of revenues, expenditures, and changes in fund
balances provide a reconciliation to facilitate this comparison between governmental funds
and governmental activities.
The County maintains several individual governmental funds organized according to their
type (general, special revenue, debt service, and capital projects). Information is presented
separately in the governmental funds balance sheet and in the governmental funds statement
f revenues, expenditures, and changes in fund balances for the general fund and capital
projects fund, which are considered to be major funds. Data from the remaining
governmental funds are combined into a single, aggregated presentation. Individual fund
data for each of the noir-major govemmental funds is provided in the form of combining
statements elsewhere in this report.
The County adopts an annual appropriated budget for its general fund and special revenue
funds. A budgetary comparison statement has been provided for these funds to demonstrate
compliance with this budget. The budgetary comparison statement for the general fund is
located in the basic financial statements, whereas the budgetary comparison schedules for
the nonrnajr special revenue funds are presented elsewhere in this report.
Proprietary funds. Proprietary funds are generally used to account for services for which
the County charges outside customers. Proprietary funds provide the same type of
information as shown in the government -wide financial statements, only in more detail. The
County maintains only one type of proprietary funds, enterprise funds. Enterprise funds
MGM
are used to report the same functions presented as business -type activities in the go emment-
wide financial statements. The County uses enterprise funds to account for the operations of
the Kulaimano Elderly Mousing Project and the Ouli Ekahi Affordable Housing Project.
Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of
parties outside the County. The private -purpose trusts and the agency funds are reported
under the fiduciary funds. Since the resources ofthese funds are not available to support the
County's own programs, they are not reflected in the government -wide financial statements.
The accounting used for fiduciary funds is much like that used for proprietary funds.
Notes to the Basic Financial Statements
The notes to the basic financial statements provide additional information that is essential to a full
understanding of the data provided in the government -wide and fund financial statements.
Other Supplementary Information
In addition to the basic financial statements and accompanying notes, this report also presents
certain required supplementary information, which is presented immediately following the notes
to the basic financial statements. The combining statements referred to earlier in connection with
n nr aj r governmental funds and budgetary comparison schedules for the nonmaj r special
revenue funds are presented immediately following the required supplementary information.
GOVERN ENT -WADE FINANCIAL ANALYSIS
Condensed Statement of Net Assets
June 3, 2012 and 2011
1
Primary Government
Governmental Activities
Business -type
Activities
Total
2012
2011
2012
2011
2012
2011
�r
Assets:
Current and other assets
252,075,426
220,271,120
S 1,0 6P7
$1,057,768
$ 253,111,513
221,328,558
Capital assets, net
917,249,344
536,674,103
1,167,154
1,193,198
918,416,498
837,867,301
Total assets
1,169,324,770
1,056,945,223
2,203,241
2,250,966
1,171,525,011
1,059,196,189
Liabilities:
Long -tern liabilities
outstanding
438,814,811
421,449,861
851,306
884,232
439,666,117
422,334,093
Other liabilities
48,424,315
29,058,381
395,021
423,100
45,819,336
29,481,481
Total liabilities
487,239,126
450,508,242
1,246,327
1,307,332
485,485,453
451,815,574
Net assets:
Invested in capital assets, net
f related debt
594,384,524
514,309,238
3 1 5,548
308,966
594,700,372
514,618,204
Restricted
48,360,223
51,840,697
185P148
185,087
45,545,371
52,025,784
Unrestricted
39,340,897
40,287,046
455,918
449,581
39,796,815
40,736,627
Total net assets
682,085,644
$ 606,436,951
$956,914
$943,634
$683,042,558
$607,380,615
1
Analysis of Net Assets
As noted earlier, net assets may serve over time as a useful indicator of a government's financial
position. In the ease of the County, assets exceeded liabilities by $683.0 million at the close of
the most recent fiscal year.
By far the largest portion of the County's net assets 7 percent) reflects its investment in capital
assets e.g., land, buildings, infrastructure, and equipment) less any related debt used to acquire
those assets that is Mill outstanding. The County uses these capital assets to provide services to
citizens; consequently, these assets are not available for Future spending. Although the County's
investment in its capital assets is reported net of related debt, it should be noted that the resources
needed to repay this aleft must be provided from other sources, since the capital assets themselves
cannot be used to liquidate these liabilities.
An additional portion of the County's net assets 7 percent) represents resources that are subject
to external restrictions on how they may be used.
At the end of the current fiscal year, the County is able to report positive balances in all three
categories of net assets, both for the government as a whole, as well as for its separate
governmental and business -type activities.
The County's net assets increased by $75.7 million during the current fiscal year, which was
$20.1 million more than the increase during last fiscal year. Capital grants and contributions
increased by approximately $47.9 million relating mostly to highways and streets and sanitation.
The increase was offset and reduced by a decrease in real property taxes of approximately 1 .2
million.
The County's net capital assets increased by $80.5 million due to the lame amount of capital
improvement projects done by the County during the current fiscal year and infrastructure related
assets that were contributed. See further discussion of the increase in capital assets on page 23.
The County's long-term liabilities outstanding increased by $17.3 million percent) due
primarily to the increases resulting from the County's decision to forgo the employer
contributions relating to the pre -funding ofits postemployment benefits other than pensions and
the issuance of new Bond Anticipation Notes. These increases were offset by principal payments
on the General Obligation Bands and the State Revolving Fund loans from the prior year. See
further discussion of the increase in long-term debt outstanding on page 24.
_1_
Increase (decrease) in net assets 75,648,663 55,618,503 13,280 (41,990) 75,661,943 55,576,513
Net assets at beginning ofyear 606,436,981 550,818,47E 943,634 985,624 607,380,615 551,804,102
Net assets at end of year 682,x$5,644 606,436,981 956,914 943,634 683,042,558 S 607,380,615
Analysis of Changes in Net Assets
Governmental activities. Governmental activities increased the County's net assets by
$75.6 million or basically all of the total growth in net assets of the County.
Total revenues increased b $26.5 million percent). The combined total revenues for both the
Operating and Capital grants and contributions also increased by approximately $42.9 million,
which related mostly to sanitation and highways and streets projects. This increase in grants and
contributions revenue was offset by decreases in the other revenue sources. The most significant
decrease of $15.2 million was in real property taxes, which was due to a slight decline in the
value ofnt taxable real property as evidenced in the accompanying statistical tables.
Total expenses increased by $6.4 million 2 percent), The major reason for the increase was due
to the rising cost of labor. The cost of employees' health care increased specifically relating to
future health benefits for employees by approximately $1.3 million and overall salaries and gages
increased b 2.6 million as a result of a reduction in the number of furlough days that employees
in several bargaining grits were required to take each month.
�1 .
Condensed Statement of Activities
For the
Fiscal Years Ended June
30, 2012 and 2011
Primary Government
Governmental Activities
Business-type Activities
Total
2012
2011
2012 2011
2012
2011
Revenues:
Program revenues:
Charges for services
$ 34,875,798
$ 34,044,547
393,464 372,599
$ 35,269,262 S 34,417,146
Operating grants and contributions
45,767,655
50,820,951
1312227 133,215
45,898,882
50,954,166
Capital grants and contributions
86,754,033
38,810,806
- -
86,754,033
38,8 l OP806
General revenues:
Property taxes
209,894,427
225,055,099
- -
209,894,427
225,055,099
Other tars
29,255,027
265315,977
- -
29,255,027
26,315,977
Grants and contributions, unrestricted
19,074,105
19,533,165
- -
19,074,105
19,533P165
Investment earnings
230,804
609,617
5,641 2,997
236,445
612,614
Other
1,773,258
5,973,275
- -
1,773,258
5,973,275
Total revenues
427,625,107
401,163,437
530,332 508,811
428,155,439
4017672,248
Expenses:
General government
56,115,599
53,439,428
- -
56, 115,599
53,439,428
Public safety
152,288,979
154,008,027
- -
152,288,979
154,008,027
Highways and streets
42,462,299
34,812,1 5
- -
4274627299
34PS 122165
Health, education and welfare
28,127,691
30,336,420
517,052 550P801
28,644,743
30,887,221
Culture and recreation
237412,948
222167,818
- -
23,412,948
22,167,8 18
Sanitation
35,049,546
3504,394
- -
35,049,546
35,604,394
Interest on long-term debt
14,519,382
15,176,6 2
-
147519,382
15,176,682
Total expenses
351,976,44
345,544,934
517,052 550,801
352,493,496
346,095,735
Increase (decrease) in net assets 75,648,663 55,618,503 13,280 (41,990) 75,661,943 55,576,513
Net assets at beginning ofyear 606,436,981 550,818,47E 943,634 985,624 607,380,615 551,804,102
Net assets at end of year 682,x$5,644 606,436,981 956,914 943,634 683,042,558 S 607,380,615
Analysis of Changes in Net Assets
Governmental activities. Governmental activities increased the County's net assets by
$75.6 million or basically all of the total growth in net assets of the County.
Total revenues increased b $26.5 million percent). The combined total revenues for both the
Operating and Capital grants and contributions also increased by approximately $42.9 million,
which related mostly to sanitation and highways and streets projects. This increase in grants and
contributions revenue was offset by decreases in the other revenue sources. The most significant
decrease of $15.2 million was in real property taxes, which was due to a slight decline in the
value ofnt taxable real property as evidenced in the accompanying statistical tables.
Total expenses increased by $6.4 million 2 percent), The major reason for the increase was due
to the rising cost of labor. The cost of employees' health care increased specifically relating to
future health benefits for employees by approximately $1.3 million and overall salaries and gages
increased b 2.6 million as a result of a reduction in the number of furlough days that employees
in several bargaining grits were required to take each month.
�1 .
Expenses and Program Revenues -- Governmental Activities
Year Ended June 30,2012
$160,000,000
$140,000,000
$120,000,000
$100,000,000
$80,000,000
$60,000,000
$40,000,000
$20,000,000
0
Revenue by Source — Governmental Activities
Year Ended June 3 0, 2012
Grants and Investment earnings,
contributions not $230,.04
restricted to specifi
,
bt her tax e s,
programs .
1 Q7'4 105 9,55,7
t
Propertytaxes,
$2098941427.
Other, $1,773,258 Chargesfor services,
$34,875,798
Opratinggrants and
contributions,
$45,767,655
Capital grants and
contributions,
$86,754,033
'. 0 ISR�
;
N
Revenue by Source — Governmental Activities
Year Ended June 3 0, 2012
Grants and Investment earnings,
contributions not $230,.04
restricted to specifi
,
bt her tax e s,
programs .
1 Q7'4 105 9,55,7
t
Propertytaxes,
$2098941427.
Other, $1,773,258 Chargesfor services,
$34,875,798
Opratinggrants and
contributions,
$45,767,655
Capital grants and
contributions,
$86,754,033
The charts above illustrate the Counter's governmental expenses and revenues by function, and its
revenues by source. As shown, public safety is the largest function in expense (43 percent),
followed by general government (16 percent) and highways and streets 12 percent). General
revenues such as property and other taxes are not shorn by program, but are effectively used to
support program activities countywide. For governmental activities overall, without regard t
programs, property taxes are the largest single source of funds 49 percent), followed by capital
grants and contributions (20 percent) and operating grants and contributions 11 percent).
Business -type activities. Business -type activities increased the County's net assets by $13,280
versus a decrease of $41,990 in the prior year. Expenses for health, education and welfare account
for all of the $517,,052 of expenses. Charges for services were $393,464, operating grants and
contributions were $13 1,227 and investment earnings were $5,641. Revenues increased by
$21,521 due t $21,525 increase in rental receipts. Expenses decreased $33,749 percent) due
to decreases in general and administration expenses of $29,739 and in lease expense of $18,364,
which were offset by an increase in utilities expense of $19,275.
FINANCIAL ANALYSIS OF THE COUNTY'S FUNDS
As noted earlier, the County uses fund accounting to ensure and demonstrate compliance with
finance -related legal requirements.
Governmentalfunds. The focus of the County's governmental funds is to provide information
on near-term inflows, outflows, and balances of spendable resources. Such information is useful
in assessing the County's financing requirements. In particular, unrestricted fund balance may
serve as a useful measure of government's net resources available for spending at the end of the
fiscal year.
As of the end ofthe current fiscal year, the County's governmental funds reported combined
ending fund balances of $146.4 million, a decrease of $12.6 million in comparison with prior
year. Approximately 47 percent of this total amount $.3 million) constitutes unrestricted fund
balance. The unrestricted portion of the fund balance is comprised of 1 $48.6 million in
c m itted fund balance, 2 $21.8 million in assigned fund balance and negative $2.1 million
in unassigned fund balance. The remainder of the fund balance is divided between $3.3 million in
nonspendable fund balance for inventory and $74.7 million in restricted fund balance.
Approximately 79% of the restricted fund balance is due to restrictions relating to highways,
streets and abandoned vehicles ($32.9 million) and debt service ($26.2 million).
The general fund is the chief operating fund of the County. At the end of the current fiscal year,
unrestricted fund balance ofthe general find was $41.7 million, while total fund balance
increased t $48.7 million. As a measure ofthe general fund's liquidity, it may be useful to
compare both unrestricted fund balance and total fund balance to total fund expenditures.
Unrestricted fund balance represents 19 percent of total general fund expenditures, while total
fund balance represents 22 percent ofthat same amount.
The fund balance of the County's general fund increased by $4.1 million during the current fiscal
year as compared to an increase of $.1 million in the prior year. Key factors in this decrease
from last year's amount are as follows:
•A decrease of $8.3 million 4 percent) in real property taxes, which was mostly due to lower
collections resulting from the slight decline in the value of net taxable real property as
evidenced in the accompanying statistical tables.
-21-
decrease in intergovernmental revenue of $6.2 million 11 percent). The most significant
causes of the decrease were due to declines in public safety operating grants $3.1 million)
and in health, education and welfare capital grants ($3.0 million).
A net decrease of $15.7 million percent) in total expenditures for the general fund which is
primarily the result of the County's decision to forge the employer contributions relating t
the pre -funding of its post rnpl anent benefits other than pensions that it had made for the
previous four fiscal years.
The fund balance of the County's capital projects fund decreased by $20.5 million during the
current fiscal year. The decrease is primarily due to the combined total of the fund's main
revenue source oflong-terra debt financing, which consists of state revolving fund loan proceeds
($4.6 million), intergovernmental revenue ($30.0 million), and transfers in $3.7 million being
less than capital and debt service expenditures ($59.3 million) for the current fiscal year.
Although the fund balance ofthe capital projects fund was $29.5 minion at the end of the current
fiscal year and the total unrestricted portion was $2.2 million, the unassigned portion of the
unrestricted fund balance was a negative $10.2 million. This was due to a change in the County's
procedures regarding the issuance of bonds, in that the County defers the issuance of bonds until
the funds are actually needed even though the project will be allotted so that work may begin and
Zvi11 instead issue Bond Anticipation Notes. As of June 30, 2012, these notes are reflected as a
current liability in the fund because the legal steps regarding the issuance of the bonds to pay off
these notes have not been completed at the time the audited financial statements are being issued.
The debt service funds consist of the Bond Redemption Fuad and the Interest Fund. These funds
have combined total fund balances of $26.2 million, all of which is restricted for the payment of
debt service. The net decrease in the combined fund balances during the current year in the debt
service funds was $0.5 million 2 percent).
Proprielaryfunds. The County's proprietary funds provide the same type of information found
in the government -wide financial statements, but in more detail.
Unrestricted net assets of the Kulaimano Elderly Housing project Kulaimano at the end of the
year amounted to $564,659, and the unrestricted net deficit of the Ouli Ekahi Affordable Housing
Project uli El ahi amounted to $108,741. The net assets for I ulaimano decreased by $22,032
and the net assets for Ouli Ekahi increased by $35,312. Other factors concerning the finances of
these two funds have already been addressed in the discussion ofthe County's business -type
activities.
GENERAL FUND BUDGETARY 1UGHLIGHTS
Differences between the original budget and the final amended budget were primarily the result
of a $11.0 million increase in appropriations, most of which (94%) is due to increases in the
appropriations for capital and operating grants and contributions.
Differences between the final budget and the actual (budgetary basis) resulted in $.9 million less
revenues than expected and $26.3 million less expenditures than appropriated. This is primarily
due to the following factors:
$5.3 million negative variance in intergovernmental revenue, which was made up almost
entirely of the decrease in federal grants.
-22-
0 $.5 million of the unspent appropriations is related to salaries and wages. The variance is
due primarily to unfilled vacancies and continued efforts by each department to control
payroll costs during the budget year due to the tough economic conditions facing the County.
The following functions are responsible for the majority of the variance: public safety($3.9
million), general government $1.8 million) and culture and recreation ($0.7 million).
• $2.3 million was unspent by Mass Transit regarding the purchase of new buses because the
federal grant that they received was lower than originally anticipated.
0 $1.9 million is due to lower than anticipated payments needing to be made in pension related
payments. with each department increasing efforts to control costs, overtime was also
closely monitored and the corresponding pension expenditures were not incurred.
• $2.5 million is due to the fact that the increase in health premiums for employees' was lower
than originally anticipated.
CA ITAL ASSET AND DEBT A MMISTR TI 1
Capital assets. The County" s investment in capital assets for its governmental and business -type
activities as of ,dune 30, 2012 amounts to $918.4 million (net of accumulated depreciation). This
investment in capital assets includes land and improvements, buildings and improvements,
equipment, casements, and infrastructure assets, which consists of primarily roads and bridges.
The total increase in the County's investment in capital assets for the current fiscal year was 1
percent.
Major capital asset events during the current fiscal year included the following:
• Construction continued on the Ane Keohol alole Highway; construction in progress as of the
end of the current fiscal year increased by $13.3 million to reach a total of $28.9 million,
which was transferred to Infrastructure.
• Construction continued on the Kaloko Housing Project and related wastewater treatment
plant; construction in progress as of the end of the current fiscal year for both projects
increased by $5.0 million to reach a total of$14.0 million, of which the portions relating t
the completed phases were transferred to Building and Improvements.
0 Construction continued on the Honokaa large capacity cesspool project, construction i
progress as of the end of the current fiscal year increased b $3.9 million to reach a total of
$.9 million.
9 Construction continued on the Mal alei Fire Station; construction in progress as ofthe end of
the current fiscal year had increased by $5.4 million to reach a total of $6.1 million.
0 Construction continued on the Panaewa Park New Covered Play Courts; construction in
progress as of the end of the current fiscal year had reached $2.4 million, which was
transferred to Buildings and Improvements.
0 Construction began on the Hawaiian Ocean view Estates RON. . water Facilities Project;
construction in progress as of the end of the current fiscal year had reached $6.0 million,
which was transferred to Buildings and Improvements.
0 $31.8 million of dedicated roads were received by the County in the current fiscal year.
0 $.3 million of sever systems were dedicated to the County in the current fiscal year.
-23-
Land and improvements
Infrastructure assets
Ground and site improvements
Buildings and improvements
Easements
Equipment
Construction work in progress
Total
Capital Assets
(net of depreciation)
June 3 , 2012 and 2011
Governmental Activities
2012 2011
129,569,750 $ 107,682,068
246,938,042 204,755,865
455,481,924 387,259,565
3,232,428 1,649$04
50,089,791 52,130,844
31,937,409 83,196,457
17,249,344 836,67471 3
Primary Government
Business -type Activities
2012 2011
753,877 753,877
67,580 711334
329,730 354,345
15,967 13,642
12167,04 12193,1
Total
2012 2011
130,323,627 108,435,945
246,938,042 204,755,865
67,580 717334
455,811,654 387,613,910
37232,428 1,649,304
50,105,758 52,144,486
31,937,409 83,196,457
918,416,498 $ 837,867,301
Additional information on the Counter's capital assets can be found in note 6 to the basic financial
statements.
Long-term debt. Dong -term debt is primarily comprised of bonds of $281.8 million, State
Devolving Fund loans of $29.1 million and general obligation bond anticipation rotes .
million. At the end of the current fiscal year, the County had total bended debt outstanding of
$281.8 million. This entire amount was comprised of general obligation bonds which are backed
by the full faith and credit of the County.
The County's total bonded debt decreased by $19.8 million 6.6 percent) during the current fiscal
year due to regularly scheduled principal payments.
At the end of the fiscal year, the County maintained its "AA-" rating from Standard & Poor's and
Fitch and "Aa2" rating from M dy's for general obligation debt.
State statutes limit the amount of general obligation debt the County may issue up to 15 percent
of the total assessed value of all county real property as established for tax purposes on the last
tax assessment rolls. The current debt limitation for the County is $3.7 billion, which is in excess
f the County's outstanding general obligation debt. Currently the County's outstanding debt
represents 8 percent of our debt limitation.
At the end of the current fiscal year, the County also had notes payable to the U.S. Department of
Agriculture, Farmers Home Administration amounting to $0.9 million.
Additional information on the County's long-term debt can be found in note 10 to the basic
financial statements.
C N AHC FACTORS AND NEXT YEAR'S BUDGETS AND RATES
The unemployment yment rate for the County for the current fiscal year is at 9.2 percent, which
represents a slight decline from last year's rate for the same period of 9.5 percent.
The number of visitors to the County for the current fiscal year was 1,371,073, which
represents a 4 percent increase from the previous year's count of 1,3 22,2 89. More
importantly, spending growth for this sector has been even stronger than the actual
arrivals.
Astronomy continues to be a major factor in the success of the County's economy with
ars estimated nearly 500 new jobs opening up through 2023 to meet the needs of the
current observatories and the creation of new jobs with the development of the Thirty
Meter Telescope (TMT) by the TMT Observatory Corporation. The development ofthe
TMT atop Mauna Kea is progressing as it is in its final stages of approval. It is projected
that construction will span over nine years resulting in 300 construction jobs and 140 full-
time permanent jobs with an annual estimated budget of $26 million. The current annual
operating cost of the observatories that sit atop Mauna Idea is approximately $75.3
million, which includes the employment of over 500 county based workers.
ers.
The construction industry continues to serve as the lagging sector of the economy but
there are recent signs that this may change soon. Although, construction jobs remain
below that of peals times, private building permits which serve as a better indicator of the
future shows encouraging results.
• Several industries in the County will reap the benefits from BJH-Hil 's June
groundbreaking ing for Phase I of the University Village Student Housing Project, At an
estimated 2 million, the project will house just over 300 students and sit on a 3 3 acre
parcel fronting the University main entrance.
The County's agriculture sector generally offers a positive economic view this year,
which is most evident in the macadamia and coffee production. In west Hawaii, the
forecasted nut production is expected to increase by about 15% with levels in East
Hawaii remaining the same as last year. Prices overall are anticipated to remain
consistently strong at levels comparable to last year or possibly even higher. Coffee
production on the island overall is expected to increase by 10% and prices are expected to
remain stable.
These factors were considered in preparing the County's budget for the 2013 fiscal year.
At the end of the current fiscal year, unrestricted fund balance in the general fund was $41.7
million. The County has appropriated $18.0 million of this amount for spending in the 2013
fiscal year budget and it is included in the assigncd portion of the fund balance.
REQUESTS FOR INFORMATION
This financial report is designed to provide a general overview of the County's finances for all
those with an interest in the government's finances. Questions concerning any ofthe information
provided in this report or requests for additional information should be addressed to the Director
f Finance, County of Hawai` i, 25 Aupuni Street, Shite 2103, Hilo, ai` i 96720.
This page intentionally left blank.
26
BASIC FINANCIAL STATEMENTS
-27-
COUNTY Y Off' HAWAII[
Statement of Net Assets
Assets
Current assets;
Cash and cash equivalents (notes 3 and 14
Restricted cash and cash equivalents (note 3
Investments (notes 3 and 1
Restricted investments (note 3
Receivables, net; (note 4
Receivable from improvement district
(notes 4 and 10
Internal balanus (note 5
Inventories
Prepaid expenses
Other
Total current assets
Investments (note 3
Restricted investments (notes 3 and 14
Restricted cash and cash equivalents (note 3
Receivable from improvement district, excluding
current portion (notes 4 and 1 0
Deferred charges
Capital assets (notes 6, 5 and 14:
[utility plant in service, net
Infrastructure assets, net
Ground and site improvements, net
Buildings and improvements,, net
Equipment, net
Easements, net
Construction work in progress
Land and improvements
Total capital assets, net
Total noncurrent assets
Total assets
June 30, 2012
Primary Government
Governmental Business -type Component
A 4.ti e. r, 1l r. ■;rte*■r. r, art ..1 T Ira4
10,442,124 S 391,951 80,134,775 18,845,331
501693,240
37,914
50,731,154
-
9,160,002
401,08 0
9,561,012
5,93 5,775
23,325,561
-
23,325,561
--
49,326,271
4,156
49,3311,127
7,420,277
61,161
-
611,168
-
15350
(12,350)
-
-
3,304,51
-
3,3041,551
151035258
-
1,621
12,621
155,049
7623868
-
7625865
-
217,077,85
836,072
217,9135907
333459,690
6,452,722
-
6,452,722
-
25,8 15,511
-
25,815,511
5,3493930
-
200,015
200,0 15
--
2,729,358 - 2,729,358 -
- _ - 3,125,475
219,014,522
246,931,042
-
246,93 8,042
-
-
67,5 80
67,510
-
455,41 1,924
3291,730
455,811,654
-
50,0,'71
15,967
50,1 05,758
-
3,232,428
-
3,232,428
-
31,9"7,409
-
315937,409
46,237,024
1295569,750
753,877
130,3239627
35570,659
917,249,344
1,167,154
918,4161498
268,8223205
9529246,935
1,367,169
953,614,1 04
277,297,610
1,169,324,'7"70
23203,241
1,171,525,011
3 1 0,757,300
-28-
(Continued)
COUNTY OF HAWAII
Statement of Net Assets
Liabilities
Current liabilities:
Accounts payable and accrued liabilities
Accrued payroll
Deferred revenue (note 7
Interest due on long -torn debt
Bonds and loans payable, current portion net
motes 10 and 14
Compensated absences, current portion (note 10
Claims and judgments, current portion
motes 10, 12 and 14
Capital leases, current portion (notes 8 and 10
Landfill costs payable, current portion
(notes 9 and 10
Customers' deposits
Other
Total current liabilities
Noncurrent liabilities;
Bonds and loans payable, net
(notes 10 and 14
Compensated absences (note 10
Claims and judgments (notes 10, 12 and 14
Capital leases (notes 8 and 10
Landfill costs payable (notes 9 and 10
Deferred revenue
Customers' deposits
Other mote 13
Total noncurrent liabilities
Total liabilities
Net Assets
Invested in capital assets, net of related debt
Restricted for:
Capital projects
Debt service (note 10
Highways, streets and abandoned vehicles
Public access open space
Other
[unrestricted
Total net assets
See accompanying notes to the basic financial statements.
June 3, 2012
(Concluded)
Primary Goveniment
Governmental Business -type Component
Activities Activities Total Unit
159423,389
3913571
15,8143960
$ 3,832;912
7,678,607
-
7,678,607
13050,040
2,503,918
3,450
25507,368
-
6,03 8,265
6,03 8,265
1,079,222
57,381,678
35,443
57:0417J21
7,757,218
7,835,700
-
7,835,700
426,626
2,317,306
-
2,317,306
34,897
1,349,916
-
1,349,91
-
200757
-
200,757
-
..
_
-
577,870
16,780,13 6
-
16,780,13
--
117,509,672
430,464
117,9403,136
14,758,785
2905837,497
81 5,863
291,653,360
533219,576
245744,879
-
24,744879
1,153,470
8,129,801
-
8,129,80 1
121,1 3
2,453,702
-
2,4535702
-
21,223,243
-
21,223,243
--
-
-
-
11583,953
-
-
15,596,808
2253405332
-
22,340,332
-
369,729,454
815,863
370,545,317
71,744,910
487,239,126
152465327
488,485,453
865503,695
594,384,524
3155848
594,700,372
213,125,341
1,04,694
-
15004,694
-
26,152,9
185,148
263338,057
-
16:597,972
16,597,972
-
2, 18,242
-
2,5185242
-
2,06,406
-
217086,406
-
3,340,8"7
4555918
39,796,815
11,128,264
$ 682,085,644
$ 9569914
$ 68350429558
$ 224,253,605
-29-
COUNTY Y Off" HAWAII
Statement of Activities
For the Fiscal Year Ended June 3, 2012
Functions/Pro am
Primary government:
Governmental activities:
General government
Public safety
Highways and streets
Health, education and welfare
Culture and recreation
Sanitation
Interest on long-term debt
Total governmental activities
Business -type activities:
Health, education and welfare
Total primary government
Component unit:
'mater (note 1
Program Revenues
Operating Capital
Charges for Grants and Grants and
Fnses Services Contributions Contributions
56,115,599
$ 2,306,855
152,288,979
5,1365278
4294621,299
10,544,711
28,127,691
454,913
235412,948
101,195
35,049;546
14, 831,846
14,5 19,3 2
-
1,976,444 34,875:798
3,6691,761
$ 7,6925048
19,05602
3,840,122
2,193,469
56,283,086
19,769,528
1,840,873
107,539
2,182,876
970,756
14,91 5,028
45,767,655 86,7545033
517,052 393,464 131,227
$ 3525493,496 $ 35,2695262 45,898,882 $ 86,7549033
525105,064 $ 47,5 14,463 $ - $ 3,1621508
General revenues:
Taxes:
Property taxes, levied for general purposes
Public service company taxes
Public utility franchise taxes
Fuel taxes
Grants and contributions not restricted to specific programs
Investment earnings
Other
Total general revenues
Change in net assets
Net assets, beginning of year
It assets, end of year
See accompanying notes to the basic financial statements.
-30-
Net (Expense) Revenue and Changes in Net Assets
Primary G veru ent
ve=enta1 Business -type Component
Activities Activities Total Unit
(425446,935)
(42,446,935) -
124,255,977
- (1245255,977) -
26,55 3967
- 2635583967 -
6, 62,377
- (6,062,377) -
19,521,33
- (19,521,338) -
4,331,16
- (4,331,916) -
14, 19,3 2)
(143 19,3 2 -
(184,578,958) - (184,578958) -
7,639 75639 -
184, 5 78,95 7,639 184,571,319 ,.
124289093)
209,894,427
-
209,8945427
-
9, 96,715
-
9,896,715
-
11,65,112
-
11,065,112
-
8,293,2
-
8,293;200
-
195074,105
19,074,105
-
23P4
5,641
236,445
226,785
1,773,25
-
1,773,25 8-
2605227,621
55641
260,2335262
2261J785
75,648,663
13,280
75,661,943
(11,2013308)
606,436,981
9435634
60753803615
2255454,913
6829085,644 956,914 $683,042,558 2245253,605
_1_
COUNTY OF HAWAII
Governmental Funds
Balance Sheet
June 30, 2012
Assets
Cash and cash equivalents (note 3
Investments (note 3
Receivables, net (note 4
Due from other governmental funds (note 5
Due from other nongovernmental funds (note 5
Receivables from other governments (roe 4
Inventories
Other
Total assets
Liabilities and Fund Balances
Liabilities:
Accounts payable
Accrued payroll
Due to other governmental funds (note 5
Deferred revenue (note 7
Bond anticipation note payable (note 10)
Other
Total liabilities
Fund balances:
No n s p endab l e: Inventory
Restricted for:
Debt service (note 10
Highways, streets and abandoned vehicles
Public access open space
Other
Committed to:
Budget stabilization
Disaster and emergencies
Lower Puna area
Rental assistance and subsidy
Sanitation
Self insurance
Highways, streets and abandoned vehicles
Parrs and recreational projects
Zoning change impact mitigation (fair share)
Other
Assigned to:
Subsequent }rear's budget
Other
[unassigned
Total fund balances
Total liabilities and fund balances
See accompanying noes to the basic financial statements.
Other Total
Capital Governmental Governmental
ieneral Projects Funds Fund
35,865,540 $ 26,265,902 69,004,622 $ 131,1365064
12,212,724 49,141,072
3,400,000
64,753,796
24,792,447 1,025,077
25652,678
28,470,202
1,065,980 -
210,918
1,276,898
- -
1,350
1,350
9,837,366 10,042,009
976,694
20,856,069
3,304,551 -
1 9V P7CP7
-
zCr% 7 1 7
3,304,551
r7cel Oe o
2,311,882 $ 9,655,769 3,4551,738 15,4231,389
6,667,776
-
11,010,831
736785607
62,859
6993554
5143485
1,276,898
26,343X9
940,558
2,749,932
30,034,299
33,
-
33,000,000
3,069,085
12,629,409
130813642
1637805136
38,455,411
56,925,290
82812,628
1042193,329
353045551
3,304,551
-
-
26,152,909
26,152,909
16,282,701
161597,972
32,880,673
2,518,242
--
2,5 18,242
1,175,716
11,089,440
910,690
13,175,846
4,883,803
-
-
4,883,803
41,9441,925
--
4,944,925
3,448,283
35448,283
-
-
453325253
4,332,253
-
-
13,555,472
1355553472
152825117
-
-
1,282,117
-
2,873,725
2,722,286
5,596,0 11
-
3,923,963
86,785
4,1,748
-
2,995,486
-
2,9955486
600,030
2,641,772
286,095
3,527,897
18,3,150 -
,837,693 -
8,1'76,'72'7 10,258,317)
48,726,954 292548,770
87,182365 S A2 06 3
-32-
181,003.1150
- 3,83703
- (250815590)
6&092745 745 _146,368,469
6.905.373 250,561,798
COUNTY OF HAWAH
Reconciliation of the Governmental Funds Balance Sheet to the Statement of1Net Assets
June 30, 2012
Total fund balances - governmental funds 14633685469
Amounts reported for govenunmental activities in the statement of
net assets are different because:
Capital assets used in governmental activities are not financial
resources and therefore are not reported in the funds. These assets
consist of:
Land and improvements
129,569,750
Infrastructure assets, net
246,93 8,042
Buildings and improvements, net
455,48 1,924
Equipment, net
50,089,791
Easements, net
3,2323428
Construction work in progress
3139371409
Total capital assets
(22,340,332)
Some of the County's revenues will be collected after }year-end but are
not available soon enough to pay for the current period's expenditures
and therefore are deferred (unearned) in the funds, (vete 7
Some liabilities are not due and payable in the current period and
therefore are not reported in the funds. Those liabilities consist of:
Bonds and loans parable, net of receivable
from improvement district
(312,428,649)
Interest on long -teen debt
(6,038,265)
Capital leases
(3,803,1 18
Compensated absences
(32,5805579)
Claims and judgments
(10,447,1 7
Landfill costs parable
(21,424,010)
Other Postemployment Benefit Obligation PEB
(22,340,332)
Total long-term liabilities
Net assets of governmental activities
See accompanying rotes to the basic financial statements.
917;249,344
27,530,381
(409,062,550)
682,085,644
COUNTY F HAWAII
Governmental Funds
Statement of Revenues, Expenditures, and Changes in Fund Balances
For the Fiscal Year Ended June 30, 2012
Revenues
Property taxes
Public service company taxes
Fuel taxes
Public utility franchise taxes
Licenses and permits
Intergovernmental
Charges for services
e
Investment earnings
Other
Total revenues
Expenditures
Current:
General government
Public safety
Highways and streets
Health, education and welfare
Culture and recreation
Sanitation
Pension and retirement
contributions mote 13
Employees' health insurance
Other
Debt service:
Principal
Interest
Capital outlay
Total expenditures
Excess (deficiency) of revenues
over (under) expenditures
Capital
General Pro j eet s
Other Total
Governmental Governmental
Funds Funds
$20852301,486
-
-
$208,2305486
958961,715
-
-
9,896,715
-
-
8,2935200
8,293,200
-
-
11 ,065,112
11,065,112
6,329,639
-
9,459,964
15,7893603
51,582,697
29,968,100
191316,545
1001,867,342
2,950,352
--
135934,994
16,885,346
242,352
155,445
7,962
405,759
1,912,465
473,198
15815,815
4,201,478
2811,144,706
30,596,743
63893,592
375,6355041
349820,684
2675094
35,087,778
98,5845723
5,938,867
104:5231590
2,7975464
- 14, 540,212
17:0337;676
6,7551,112
- 16993,666
23,748,778
15,906,268
- 856,367
16,762,635
9705292
- 28,540,492
2995105784
23,843,236
- 3,929,449
27,772,685
23,"7"72,419
- 2,129,549
25,9013968
3,040,601
- 1,142,732
4,183,333
225,817
- 24,6083315
24,834,132
295325
85,005 14,9175538
15,0313868
1155725257
59,211,493 4365576
715220,326
22233182198
59,296,498 11433002857
395,915,553
58,8265508 ^(28,699,755) (50,4073265) X20,280,512)
-34-
(Continued)
COUNTY OF HAWAII
Governmental Funds
Statement of Revenues, Expenditures, and Changes in Fund Balances
For the Fiscal Year Ended June 3, 2012
Other Financing Sources (Uses)
Sale of assets
Increase in capital leases (notes 8 and 10
State Revolving Fund loans (note 10
Transfers in (note 5
Transfers out (note
Total other financing sources (uses)
Net change in fund balances
Fuad balances at beginning of year
Increase in reserve for inventories
Fuad balances at end of year
(Concluded)
Other Total
Capital governmental Governmental
General Projects Funds Funds
152,702 $ $ - $ 152,0
9275591 - 1,593,41 2,521,009
- 4:0568:0756 - 4,568,756
3,663,467 56,3075187 59,970,654
X56,307,187) - 356633467 (59,970,654)
(55,226,894 83232,223 5452375138 7,242,467
3,5991614 (20,467,532) 3,829,873 (13,038,045)
44,658,150 50,016,302 64,262,872 158,937,324
469,190 - 469,190
48,7262954 $ 293548,770 $ 68,092,745 14653685469
See accompanying notes to the basic financial statements.
35
COUNTY OF HAWAII
Reconciliation of the Change in Fund Balances of Governmental Funds
to the Statement of Activities
For the Fiscal Year Ended .lune 30, 2012
Net change in fund balances - total governmental funds
Amounts reported for governmental activities in the statement of activities are
different because:
Capital outlays are reported as expenditures in governmental funds.
However, in the statement of activities, the cost of capital assets is
allocated over their estimated useful lives as depreciation expense. In
the current period, these amounts are:
Capital outlay 70,373,656
Dedicated and contributed property 42,045,951
Depreciation expense and loss on disposals (31,844,366)
Excess of capital outlay over depreciation expense
Borrowings provide current financial resources to governmental funds;
however, issuing debt increases long-term liabilities in the statement
f net assets. In the current period, proceeds were received from:
State Revolving Fuad loans (4,568,756)
Capital leases (2,521,009)
Total debt proceeds
Repayment of long-term debt is reported as ars expenditure in governmental
funds, but the repayment reduces long -terra liabilities in the statement of
net assets. In the current year, these amounts consist f:
Bond principal retirement 19,434,340
State Revolving Fund loan repayments/forgiveness 12,073,3 9
Capital lease payments 1,774,473
Total long-term debt repayment
Because some revenues will not be collected for several months after the
County's fiscal year end, they are not considered "available" avenues and
are "deferred" in the governmental funds. Unearned revenues increased by
this amount this year.
-36-
13,03 8,045)
80,575,241
(7,0895765) ,
33,282,207
2,092,126
(Continued)
COUNTY OF I AWAH
Reconciliation of the Change in Fund Balances of Governmental Funds
to the Statement of Activities
For the Fiscal Year Ended June 30, 201
Some items reported in the statement of activities do not involve current
financial resources and therefore are not reported as expenditures in
gov mment l funds. These activities are:
Increase in inventories
Increase in Other P st mpl yment Benefit Obligation PE
Decrease in compensated absences
Decrease in claims and judgments
Increase in landfill closure/post losure care costs
Amortization of premium from bond issuance
Amortization of deferred amount on refunding of bonds
Net decrease in accrued interest
Net additional expenses
Change in net assets of governmental activities
See accompanying notes to the basic financial statements.
-37-
469,190
(22,461,100)
1,271,293
450,030
(415,000)
384,1"71
(248,721)
377,036
(Concluded)
75,648,663
COUN'T'Y OF HAWAH
General Fund
Statement of Revenues, Expenditures, and Charges in Fund Balance -
Bulget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 3 0, 2012
(Continued)
-38-
Actual
Variance
Original
Final
(Budgetary
Positive
Budget
Budget
Basis)....(Negative)
Revenues;
Taxes and assessments:
Property taxes
207,300,000
207,400,000
208,230,486
8301,486
Public service company takes
9,100,000
99 100,000
9,896,715
796571
Total taxes and assessments
216,400,000
2169500,000
218,127,201
136275201
Licenses and permits
Nonbusiness licenses and permits
35018,689
3,018,689
3,224,716
206,027
Business licenses
I,516,743
13516,743
1,598,196
81,453
Street use
1 X410,000
1,480,000
1,5065 727
262727
Total licenses and permits
650153432
6,015,432
6,329,639
314207
Intergovernmental:
Federal:
Programs for the aged
2,313,614
2,343,614
1,647,440
(696,174)
Community development block grants
-
23520,236
2,520,236
-
HOME program grant
--
2,925,000
2,925,000
-
Law enforcement
1,596,500
3,982,438
3,430,234
(552,204)
Other
4,2825452
6,436,9 17
3,35 8,239
(3,078,678
Total federal
811929566
18,208,205
13,1181,149
_ (493275056)
State:
State General Fund - Act 185,
SLID 1990
17,298,000
17,2911000
18,686,406
1,388,406
Emergency medical services
14,3583592
14,374,308
14,3743308
Other
6,701,357
7,047,601
45651,076
(2,396,525}
Total State
3853575949
38,7199909
37,711,790
(1,008,119)
Total intergovernmental revenue
46,550,515
56,928,114
51,592,939
_J55335,175)
Charges for services:
General government
4,948,025
4,9485025
5,689,615
741,590
Culture and recreation
1,061,400
1,061,400
869,145
192,255)
Highways and streets
91%050
919,050
774,680
(144,370)
Public safety
94,000
945000
111,201
17,201
Total charges for services
79022,475
7,022,475
754443641
4225166
Fines and forfeitures
153881,500
153889500
872,118
_(516,382'
Rents
190,545
1905545
1503887
(39,658)
(Continued)
-38-
COUNTY OF HAWAII
General Fund
Statement of Revenues, Expenditures, and Changes m Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Public safety:
Police department
52,140,405
53,897,623
Actual
variance
Fire department
Original
Final
(Budgetary
Positive
Prosecuting attorney
Budget
Budget
Basis)
(Negative)
Revenues (continued):
1,919,13 8
13915,531
1,7515891
163,647
Interest and penalties
517,820
517,820
$ 2263833
(290,987)
Miscellaneous
5,1 045818
5,3965200
5,262,878
133,322)
Total revenues
2839190,105
29319592086
29050073136
3595155
Expenditures:
1,982,500
1,9825500
159825500
-
Current:
10236823499
1 05,3 85,221
96,355,360
9,295861
`rural government:
Finance
M122,771
10,379,124
8,687,482
1,691,642
General government building
5, 35,294
5,028,994
4,2522,670
776,324
Legislative
2,920,450
39270,450
3,141,691
128,759
Automotive equipment
5,630,649
5,628,549
41,8165928
8115621
Lav
2,5 87,45 8
2,5 87,458
202655566
321,892
Research and development
3,2291731
3,271,594
35079,864
191,730
Planning and zoning
2,7395337
2,754,750
2,481,912
272,838
Mayor's office
1102749491
1,413,115
1,134,728
2785387
Engineering
1,185,333
1,187,433
1,108,919
785514
Information technology
1,476,741
1,476,741
1,222,804
253,937
Human resources
1,722,935
1,732,877
1,551,755
181,122
Public works administration
1,2533203
1,263,103
1,196,045
67,058
Elections
7'75,638
775,638
619,280
156,358
Legislative auditor
841, 102
766,1 2
602,385
163,717
Total general government
405795,133
41,5355928
36,162,029
5,373,899
Public safety:
Police department
52,140,405
53,897,623
49,2562,137
4,641,486
Fire department
35,792,795
365058,013
33,889,836
2,168,177
Prosecuting attorney
7,305,990
7,9545876
6,704,376
1,250,500
Protective inspection
1,919,13 8
13915,531
1,7515891
163,647
Liquor control
1,469,143
1,504,143
1,185,892
3185251
Flood control
437,440
437,440
421,945
15,495
Civil defense agency
1,635,088
1,635,088
1,162,783
472,305
Animal control
1,982,500
1,9825500
159825500
-
Ttal public safety
10236823499
1 05,3 85,221
96,355,360
9,295861
Highways and streets:
Klass transit
3,9331565
5,7192878
350085677
2,7115201
(Continued)
-39-
COUNTY OF HAWAII
General Fuad
Statement of Revenues, Expenditures, and Changes in Fund Balance -
udget and Actual (Budgetary Basis)
For the Fiscal Year Ended Juno 3 0, 2012
Expenditures continued):
Current (continued):
Health, education and welfare:
Elderly activities
Office of aging
Education
Social programs
Cemeteries
Physical examination
Total health, education and welfare
Culture and recreation:
Community music
Organized. recreation:
Maintenance
Recreation
Aquatics
Hoolulu park complex
Administration
Children's zoo
Summer Inters scion
Culture and arts
Elderly activities administration
Total culture and recreation
Sanitation
Environmental management
Pension and retirement contributions
Employees' health insurance
Other postemployment benefits
Other
Total current
Actual
Variance
Original Final (Budgetary
Positive
Budget BudSot Basis)
(Negative)
354231,535 $ 3,473,535 3,053,173 4203362
2,826,076
25904,320
2,220,474
6833846
58,500
58,500
50,417
8,083
1,500,000
1,500,000
14500,000
-
365,297
360,617
324,233
36,384
128,249
1285249
123,285
4,964
8,301,657
8,4253221
7,2715582
131539639
263,726
260,726
197,723
63,003
6,790,279
6,955,799
6,702,039
253,760
2,2545537
21254,537
2,205,633
48,904
2,297,694
2,298,783
2,093,437
205,346
1,01 1,393
1,039,893
9595526
803367
23148523
1,92'7,'738
1,708,279
219,459
6375682
648,842
609,276
39,566
520,528
520,528
339,685
180,843
222,001
225,001
203,733
21,268
536,321
536,321
445,157
915164
165682,399
16,668, 168
15,464,488
1,203,680
9655358
965,358
935,012
30,346
24,517J27
2435175127
2235983082
1,919,045
25,871,043
2558719043
2333475082
235235961
30,000
30,000
305000
4,696,022
456685085
233419641
22326444
2289474,803
23357863029
20734835953
26,302,076
-40-
(Continued)
COUNTY OF HAWAII
General Fund
Statement of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Expenditures (continued):
Capital Outlay:
Community Development Block
grants ])
HOME Program
Total capital outlay
Total expenditures
Excess of revenues over expenditures
Other financing sources (uses):
Transfers in:
Disaster/Emergency Fund
Transfers out. -
Housing
ut:Housin Fund
Solid waste Fund
Golf Course Fuad
Severer Connection Doan Fund
Sewer Loan Fuad
Self Insurance Fund
Disaster/Emergency Fund
Public Access, Open Space, and Natural
Resources Preservation Fund
Budget Stabilization Fuad
Debt Service Fuad
Total transfers out
Total other financing uses
Excess (deficiency) of revenues and other
sources over (under) expenditures and other uses
Fuad balance at beginning of year
Fund balance at end of year
See accompanying notes to the basic financial statements.
(Concluded)
Actual Variance
Original Final (Budgetary Positive
Budget Budget w ------Basis) -((Negative)
- 2,595,236 2,595,236 -
2,992,519 25992,519 --
535875755 5,587,755 -
22,474,803 239,3735784 213,0715708 26,302,076
54,7159302 5435859302 76,935,428 22,350,126
200,000 2001000 -
(838,384)
83 8,3 84) -
18,158,708)
18,158,708)
1 8,15 8,708) ..
(315,666)
(315,666)
(315,666) -
(5,000)
(50,000)
(50,000) -
50500
(50,000)
50po) ..
(I p03000)
I , op)
I p01000)
(10%000)
10%00)
(1005000) -
(4,146,000) (41,2463000) 4,1 64,610) 811,390
(2,777,397) (2,777,397) (2,777,397) -
- (4132153147 (41,215,147) --.....(41,215,147 -
68565153 (68575 1,302) (68,669,912} 815390
(68,651,302) (6855519302} (68,469,912) 815390
I3,936,00 (133966,000) 81465,516 22,431,516
44,65 8,150 44,65 8,150 4456585150 -
3097229150 30,692,150 53,123,666 22,431,516
-41-
COUNTY Y F 14AW II
Proprietary Funds
Statement of Net Assets
June 30, 2012
Assets
Current assets:
Cash and cash equivalents (note 3
Restricted cash and cash equivalents (note 3
Investments (note -
Irnpret fund (note 3).
Receivables, net (note
Prepaid expenses
Total current assets
Noncurrent assets:
Restricted cash and cash equivalents (note
Capital assets (note 6;
Lard and site improvements
Buildings and equipment
Less accumulated depreciation
Total capital assets
Total noncurrent assets
Total assets
Liabilities
Current liabilities:
Accounts payable
Internal balances (note 5
Due to developer
Security deposits payable from restricted assets
Deferred revenue (note 7
Notes payable, current portion (note 10
Total current liabilities
Noncurrent liabilities:
Motes payable (note 10
Total liabilities
Net Assets
Invested in capital assets, net of related debt
Restricted for debt service
Unrestricted
Total net assets
See accompanying notes to the basic financial statements.
-42-
Business -typo Activities -
Enterprise Funds
Kulaimano Ouli El ahi
Elderly Affordable
Housing Housing
Fro ' e t Pro j ecc t Total
1671,168 2241,633 S 391,801
12,120
25,794
37,914
401,080
-
4015080
50
100
150
977
3,879
4,856
1,621
--
1,621
583,016
254,406
837,422
1851,148
143867
200,0 15
511,000
5033877
1 0 14,877
1,23 9,032
-
1;239,032
(1,086,755)
-
1 086,755
6635277
5035877
1,167,154
848,425
5185744
1,367,169
1,431441
7732150
252045591
3,431
343,191
347,322
1,350
-
1,350
-
71,729
73729
12120
24,400
36,520
1,456
15994
35450
355443
-
3 5,443
53,800
378,014
431,814
8155863
-
815,863
86903
378,014
1,247,677
(188,029) 503,877 315,848
185,148 - 185,148
5645659 108,741 4555918
561,778 3955136 956,914
COUNTY OF HAWAII
Proprietary Funds
Statement of Revenues, Expenses, and Changes in Fund Net Assets
For the Fiscal Year Ended .dune 30, 2012
Operating revenues:
Rental receipts from tenants
Rental subsidy from federal government - HUD
Laundry receipts
Other
Total operating revenues
Operating expenses:
Utilities
General and administration
Maintenance and repairs
Lease expense
Depreciation (note 6
Total operating expenses
Operating income
Nonoperting revenues (expenses):
Investment income (loss)
Interest expense
Total n noperating expenses
Change in net assets
Net assets, beginning of year
Net assets, end of year
See accompanying notes to the basic financial statements.
-43-
Business -type Activities -
Enterprise Funds
Kulaim no Ouli E1 ahi
Elderly Affordable
Dousing Mousing
Pro j eet Project Total
116,263 270#362 $ 386,625
131,22"7
-
1313227
3,195
-
3,195
-
3,644
3,644
2501,685
274,006
524,691
405941
489096
89,037
91,015
105,486
196,501
52,512
56,354
10806
-
28,755
28,755
321,907
-
32,907
217,375
2383691
4565066
33 3 10
35,315
683625
5,644
3
5,641
(60,986)
-
(60,986
(559342)
- - 3
(55,345)
(22,032)
35,312
139280
583,810
3593824
943,634
$ 561,778
3953136
9569914
COUNTY OF HAWAII
Proprietary Funds
Statement of Cash Flows
For the Fiscal Year Ended June 30, 2012
Business -type Activities -
Enterprise Funds
Iulaimano Oull Eahi
Elderly Affordable
Housing Housing
Project Project 'Total
Cash Flows from Operating Activities
Receipts from tenants
118,335
273,437
391,772
Receipts from federal government - HUD
131,227
-
131,227
Payments to suppliers for goods and services
186, 1 96
(268,000)
(454,196)
Net cash provided by operating activities
639366
51437
68,803
Cash Flows from Capital and Related Financing Activities
Principal paid on notes payable
(32,926)
-
(323926)
Interest paid on notes payable
(605986)
(60,986)
Purchase of capital assets
(6,863)
-
6,863
Net cash used in capital and related financing activities
(1 009775)
-
100,775)
Cash Flows from Investing Activities
Proceeds from maturities of investments
200,000
-
200,000
Interest on investments
45896
3
4,893
Net cash provided by {used Ln) investing activities
204,896
2045893
Net increase in cash and cash equivalents
167,487
5,434
172,921
Cash and cash equivalents at beginning of year including
restricted cash and cash equivalents)
196,999
259,960
456,959
Cash and cash equivalents at end of year (including
restricted cash and cash equivalents)
$ 3645486
265,394
$ 629,880
Reconciliation of Operating Income to Net Cash
Provided by Operating Activities
Operating income
$ 331,310
351315
$ 68,625
Adjustments to reconcile operating income to net cash
provided by operating activities:
Depreciation expense
32,907
-
32,907
Change in assets and liabilities:
Receivables, net
478
(3,804)
(3,326)
Prepaid expenses
21
-
21
Accounts and other payables
(1,449)
(26,774)
(28,223)
Deferred revenue
(1,559)
700
(1,159)
Net cash provided by operating activities
$ 635366
$ 5,437
$ 68,803
Supplemental disclosure of cash flow information - Interest paid
$ 602986
-
$ 60,986
Noncash investing, capital and financing activities:
Net increase in fair value of investments
I,080
-
15080
See accompanying Dotes to the basic financial statements.
eats.
fl 4 -
COUNTY OF HAWAII
Fiduciary Funds
Statement of Fiduciary Net Assets
June 30,, 2012
Assets
Cash and cash equivalents (note 3
Investments (note 3
Receivables:
Due from other agency funds
Other receivables
Total receivables
Total assets
Private -
Purpose Agency
3,716,617 39496,791
1,208,'703 15458,449
- 2,246
34,293
-- 36,539
4,92:),32U 4,991,77
Liabilities
Due to other agency funds
Accrued liabilities
Advances payable
Assets held for the benefit of improvement districts
Total liabilities
Net Assets
Held in trust for other parties
Total net assets
4,925,320
4,925,320
See accompanying notes to the basic financial statements.
-45-
2,246
2,694,125
534,805
1,760,603
4,991,779
COUNTY OF HAWAII
Fiduciary Funds
Statement of Changes in Fiduciary Net Assets
For the Fiscal Year Ended June 30, 2012
Private -
Purpose
Trusts
Additions
Contributions:
Puna Geothermal venture 505000
Investment earnings:
Net increase in fair value of investments 169,833
Dividends 55,919
Interest 2,930
Total additions 278.682
eduetlons
Grant payments 120,609
Total deductions 120,609
Change in net assets 1582,073
Net assets, beginning of year 437675247
Net assets, end of year 43925,20
See accompanying notes to the basic financial statements.
COUNTY OF HAWAII
Dotes to the Basic Financial Statements
June 3, 2012
The accounting policies of the County of H w i ` i (the County) conform to U.S. generally accepted
accounting principles (GAAP) as applicable to local governmental units. The following notes t
the basic financial statements are an integral part of the County's Comprehensive Annual Financial
Report CAF.
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
The Financial Reporting Entity
The County has implemented Governmental Accounting Standards Board Statement No. 14,
The Financial Reporting Entity (GASB Statement No. 14) and Statement No. 39,
Determining Whether Certain organizations Are Component Units (GASB Statement No.
39). All organizations, activities or functions that meet the criteria in GASB Statement No.
14 and No. 39 for inclusion in the reporting entity are included in the County's basic financial
statements.
Primary Government The County operates under the Mayor -Council form efgovernment
under a charter that became effective on January 2, 1969, and was amended in 1979, 1982,
1990 and 2000. The County's operations are organized by the following functions: general
government; public safety; highways and streets; sanitation; health, education and welfare;
culture and recreation; pension and retirement contributions; health fund; miscellaneous;
capital outlay; and debt service. The State of Hawaii (the State) assumes full responsibility
for several major functions usually performed by local governments, including education,
welfare, health and judicial functions. There are no separate city, county or township
governments nor any school districts, special districts, authorities or public corporations with
overlapping authority.
GASB Statement No. 14 defines component units as legally separate organizations for which
the elected officials ofth primary government are financially accountable. "Financial
accountability" is the level of accountability that exists if a primary government appoints a
voting majority of an organization's g veining board and is either able to impose its will on
that organization or there is a potential for the organization to provide specific financial
benefits to, or impose specific financial burdens on, the primary government. A primary
government has the ability to impose its will on an organization if it can significantly
influence the programs, projects, activities or level of services performed or provided by the
organization. An organization has a financial benefit or burden relationship with the primary
government if any one of three conditions exist: 1 The primary government is legally
entitled to or can otherwise access the organization's resources; The primary government
is legally obligated or has otherwise assumed the obligation to finance the deficits of, or
provide financial support to, the organization; or 3 The primary government is obligated in
some manner for the debt of the organization.
MAYM
COUNTY of HAWAII
Dotes to the Basic Financial Statements
.dune 30, 2012
As required by GAAP as set forth in GASB Statement No. 14 and No. 39, these basic
financial statements present the County of Hawaii (the primary government) and its
component unit, the Department of water Supply (the Department). This component unit is
included in the County's reporting entity because of its financial relationship with the County.
Discretely Presented Component Unit The component unit column in the basic financial
statements includes the financial data ofthe Department, a legally independent agency of the
County that is accounted for as an enterprise fund. It is reported in a separate column to
emphasize that it is legally separate from the County. The members of the water
Commission, the governing body of the Department, are appointed by the Mayor of the
County and confirmed by the County Council. The Department is granted corporate powers
by state statute and the County Charter. Although the County does not have the authority to
approve or modify the Department's operational and capital budgets, the County has issued
bonds on the Department's behalf that are general obligations of the County. Because the
County is obligated to repay these bonds in the event of default by the Department, the
County is financially accountable for the debts ofthe Department. See Dote 14 for
component unit disclosures for the Department. Complete financial statements of the
Department can be obtained from the Department of water Supply, 345 Ieuanaoa Street,
Suite 2, Hilo, Haai` i 96720.
Basic Financial Statements
The basic financial statements include both government -vide (based on the County as a
whole) and fund financial statements. Both the government -wide arra fund financial
statements (within the basic financial statements) categorize primary activities as either
governmental or business -type. In the government -wide statement of net assets, both the
governmental and business -type activities columns a are presented on a consolidated basis
by column, b and are reflected, on a full accrual, economic resource basis, which
incorporates long-term assets and receivables as well as long-term debt and obligations.
The government -wide statement of activities reflects both the gross and net costs per
functional category (general government, public safety, highways and streets, etc.) which are
otherwise being supported by general government revenues (property taxes, certain
intergovernmental revenues, etc.. The statement of activities reduces gross expenses
(including depreciation) by related program revenues, operating and capital grants. The
program revenues must be directly associated with the function (general government, public
safety, highways and streets, etc.) or a business -type activity. The operating grants include
operating -specific and discretionary (either operating or capital) grants while the capital
grants column reflects capital --specific grants. The net cost by function or business -type
activity) is normally covered by general revenues.
The government -wide focus is more on the sustainability of the County as an entity and the
change in aggregate financial position resulting from the activities of the fiscal period.
-48-
COUNTY OF HAWAH
Motes to the Basic Financial Statements
June 30, 2012
The fund financial statements' emphasis is on the major funds in either the governmental or
business -type categories. l onmajor funds y category) are summarized into a single
column.
The governmental funds in the fund financial statements are presented on a current financial
resource and modified accrual basis of accounting. This is the manner in which these funds
are normally budgeted. This presentation is deemed most appropriate to a demonstrate legal
and covenant compliance, b demonstrate the source and use of liquid resources, and c
demonstrate how the County's actual experience conforms to the budget fiscal plan. Since
the governmental fund statements are presented on a different measurement focus and basis of
accounting than the government -wide statements' governmental activities column, a
reconciliation is presented on the page following each statement, which briefly explains the
adjustments necessary to transform the fund based financial statements into the governmental
activities column of the government -wide presentation.
The County's fiduciary funds are presented in the fund financial statements by type (private
purpose and agency). Since by definition these assets are being held for the benefit of a third
paw' (private parties, state government, etc.) and cannot be used to address activities or
obligations of the government, these funds are not incorporated into the government -wide
statements.
Government -wide andfundfinancial statements— The government -wide financial
statements i.e., the statement of net assets and the statement of changes in net assets) report
information on all of the nonfiduciary activities of the primary government and its component
unit. The effect of interfund activity has been removed from these statements. Governmental
activities, which normally are supported by taxes and intergovernmental revenues, are
reported separately from business -type activities, which rely to a significant extent on fees
and charges for support. Likewise, the primary government is reported separately from
certain legally separate component units for which the primary government is financially
accountable.
The statement of activities demonstrates the degree to which the direct expenses of a givers
function or segment are offset by program revenues. Direct expenses are those that are
clearly identifiable with a specific function or segment. Program revenues include charges
to customers or applicants who purchase, use, or directly benefit from goods, services, or
privileges provided by a given function or segment and b grants and contributions that are
restricted to meeting the operational or capital requirements of a particular function or
segment. Taxes and other items not included among program revenues are reported instead as
general revenues.
Separate financial statements are provided for governmental funds, proprietary funds, and
fiduciary funds, even though the latter are excluded from the government -wide financial
X9181 IM 40Jk&JLJII
Dotes to the Base Mnancial Statements
June 30',, 2012
statements. Major individual governmental funds and major individual enterprise funds are
reported as separate columns in the fund financial statements.
Activities i f nds — The financial transactions of the County are recorded in individual
funds. Each fund is accounted for by providing a separate set of self -balancing accounts that
comprises its assets, liabilities, reserves, fund equity, revenues and expend itures/expenses.
The various funds are reported by generic classification within the financial statements.
GASB Statement No. 3 4. Basic Financial ' terms — and Management "s Discussion and
Analysis —for State and Local Governments, sets fort] m1I]IIYIum criteria (percentage f the
assets, liabilities, revenues or expenditures/expenses of either fund category or the
governmental and enterprise combined for the determination of major funds. The nonmajor
funds are combined in a column in the fund financial statements and detailed in the
combining section.
The County reports the following major governmental funds;
General un — The general fund is the general operating fund of the County. It is used
to account for all activities of the general government, except those required to be
accounted for in other funds.
Capital Projects Fund— Used to account for the costs of constructing County capital
improvements financed with general obligation bond proceeds, federal and state grants,
and general and special revenue fund revenues. The capital projects fund is used to
account for financial resources to be used for the acquisition or construction of major
general government capital facilities and infrastructure (other than those financed by
proprietary funds and trust funds) when separate project centers are needed to control
costs.
The County reports the following major proprietary funds:
Kulaimano Elderly .mousing Project — Used to account for the operation of a rental
housing project for low-income senior citizens located north of Hilo.
Ouli Ekah i1f� ordar Housing Project —[used to account for the operation of a 3 3 -unit
single-family affordable rental housing project located in Waimea.
The County reports the following fiduciary funds:
Private -.Purpose Trust Funds — Used to account for funds received from geothermal
developers to mitigate the effects of geothermal energy development. Also used to
account for investment income on funds received from import businesses at the port of
Hilo and the related expenditures to promote health and safety on the Island of I-awai` i.
-50-
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
Agency Funds — Used to account for assets held by the County for other governmental
units and individuals. The agency funds are custodial in nature and do not involve
measurement of results of operations. The County has the following agency funds:
• Mate weight Tax Fund
• Improvement District No. 17 Fund (officially closed on October 31, 2011)
Improvement District leo. 18 Fund
• Improvement District Devolving Fund
• Performance and Refundable Deposits Fund
• Payroll Clearance Fund
• Flexible Spending Account
• Lapsed warrants Fund
• Non -Profit License Plates Fund
• Organ and Tissue Education Fund
• Business Improvement District 1--Kailua
Basis of Accounting
Basis of accounting refers to the period in which revenues and expenditures or expenses are
recognized in the accounts and reported in the basic financial statements. Basis of accounting
relates to the timing of the measurements made, regardless of the measurement focus applied.
The government -wide financial statements and the proprietary, fiduciary and component unit
fund financial statements are presented on an accrual basis of accounting. The governmental
funds in the fund financial statements are presented on a modified accrual basis.
Accrual ua Basis - Revenues are recognized when earned and expenses are recognized when the
related obligation is incurred.
Modified A rar Basis - Revenues are recorded when susceptible to accrual (that is, both
measurable and available). "Measurable" means the amounts are determinable. "Available"
means the amounts are eolleetible within the current period or soon enough thereafter (one
year for intergovernmental revenues) to be used to pay liabilities of the current period.
Licenses and permits, charges for current services, fines and forfeitures, penalties and
miscellaneous revenues are recorded as revenues when received in cash because they are
generally not measurable until actually received. Deal property taxes and Mate Revolving
Fund loan proceeds are considered available when collected.
In applying the susceptible to accrual concept to intergovernmental revenues, the legal and
contractual requirements of the numerous individual programs are used as guidance. There
are essentially two types of these revenues. In one, monies must be expended on the specific
COUNTY OF HAWA11
Dotes to the Basic Financial Statements
June 30, 2012
purpose or project before any amounts will be paid to the County; therefore, revenues are
recognized based upon the expenditures recorded. Most construction grants and many
operating grants fall into this category. In the other, monies are virtually unrestricted as to
purpose of expenditure and are usually revocable only for failure to comply with prescribed
compliance requirements. These resources are reflected as revenues at the time of receipt or
earlier if the susceptible to accrual criteria are met.
The County reports unearned revenue in its fund financial statements (see Dote . Unearned
revenues arise when potential revenue does not meet both the "measurable" and "available"
criteria for recognition in the current period. In subsequent periods, when both revenue
recognition criteria are met, the liability for unearned revenue is removed from the combined
balance sheet and revenue is recognized.
Expenditures are recognized under the modified accrual basis of accounting in the accounting
period in which the fund liability is incurred. Exceptions to this general rule include:
(a) accumulated compensated absences and claims and judgments which are recognized as
expenditures when paid; b liabilities related to municipal solid waste landfill closure and
postelosure care costs; and c principal and interest on general long --terra debt which are
recognized as expenditures when due.
In accordance with GASB Statement No. 20, Accounting and Financial Reportingfor
Proprietary Funds and Other Governmental Entities That Use Proprietary Fund Accounting,
the County applies all applicable GASB pronouncements as well as the following
pronouncements issued on or before November 30, 1989, unless those pronouncements
conflict with or contradict GASB pronouncements; Financial Accounting Standards Board
statements and interpretations, Accounting Principles Board opinions, and Accounting
Research Bulletins of the Committee on Accounting Procedures.
Encumbrances
The general, special revenue, and capital projects funds follow encumbrance accounting
under which purchase orders, contracts and other commitments are recorded as an obligation
of fund balance and provide authority for the carryover of appropriations to the subsequent
year in order to complete these transactions. Encumbrances outstanding at year-end are
included in the respective fund balance categories as appropriate and do not constitute
expenditures or liabilities because the commitments will be honored during the subsequent
year.
Cash and Investments
Cash and cash equivalents include cash on hand, amounts in demand deposits, and short-term
investments with a maturity date of three months or less from the date acquired by the
County.
-52-
Motes to the Basic Financial Statements
June 3, 2012
Investments consist of time eertificates of deposit at financial institutions and bank repurchase
agreements with original maturities exceeding three months. Included are participating
investment contracts J.S. government sponsored agency issues and negotiable certificates o
deposit) as well as nonparticipating investment contracts time. certificates of deposit and
repurchase agreements). Both categories of investments are stated at fair value (see Note 3.
Valuations of investments in government sponsored enterprises such as Federal National
Mortgage Association F nnieMae and Federal Home Loan Mortgage Corporation (Freddie
Mac) are based on quoted market et rates. valuations of certificates of deposits are based on
cost, which approximate fair market value, as they almost invariably are held to maturity.
Investments also consist of equity securities in the fiduciary fund financial statements. These
investments are stated at fair value based on closing quoted prices.
Real Property Taxes
The County's real property taxes are levied on July 1 each year on assessed valuation as of
.January 1. The taxes become a lien on the property assessed as of the levy date. Taxes are
due and payable in two equal annual installments on August 20 and February 20.
Accordingly, real property taxes receivable as ofJune 30 are delinquent. Each delinquent
installment bears interest at I% per month and penalties of up to 10% of the amount due.
Assessments are based on 100% of estimated fair market values prior to the application of
exemptions or preferential assessments.
Inventories
Inventories consist of materials and supplies and are reported as expenditures at the time of
purchase (purchase method). Police and fire department inventories are stated using the first
in, first out (F"IF"O) method. other inventories are stated at average cost.
Liquor- Control
Section 281 of the Hawai ` i Revised Statutes requires that liquor license revenues collected b
used only for costs and expenses directly relating to operational and administrative costs
actually incurred by the liquor commission collecting such fees. The unexpended fees at
June 30, 2012 of $1,175,716 are reflected as a restriction of general fund balance.
Capital Assets
Capital assets, which include property, plant, equipment, and infrastructure assets e.g., roads,
bridges, curbs and gutters, streets and sidewalks, drainage systems, lighting systems, and
similar items), are reported in the applicable governmental or business -type activities columns
in the government -wide financial statements. Capital assets are defined by the County as
assets with an initial, individual cost of more than $1,000 and an estimated useful life in
excess of one year. Such assets are recorded at historical cost or estimated historical cost if
-53-
COUNTY TY F HAWAII
All
Notes to the Basic Financial Statements
.dune 30, 2012
purchased or constructed. Donated capital assets are recorded at estimated fair market value
at the date of donation.
The costs of normal maintenance and repairs that do not add to the value of the asset or
materially extend the life of the asset are not capitalized.
Major outlays for capital assets and improvements are capitalized as projects are constructed.
Interest incurred during the construction phase of capital assets of business -type activities is
included as part of the capitalized value of the assets constructed.
Capital assets of the primary government and enterprise fund are depreciated using the
straight-line method over the following estimated useful lives of the assets:
Assets
Infrastructure
Buildings and improvements
Ground and site improvement
Equipment
Easements
Long -tern Obligations
Years
20 to 100 years
to 100 years
20 to 50 years
to 40 years
Dependent on terms ofeasement agreement
The County reports long -terra debt of governmental funds at face value on the government -
wide statement of net assets. Certain other governmental fund obligations not expected to be
financed with current available resources are also reported on the government -wide statement
f net assets. Long-term debt and other obligations financed d bar the proprietary funds are
reported as liabilities in those funds.
Compensated Absences
Employees earn vacation credit at the rate of one and three-quarter working days for each
month ofservice. Up to ninety days of vacation leave credits can be accumulated per
employee. In addition, employees who work overtire can elect to take compensatory time off
instead of overtime pay. The time off is earned at the rate ofone-and-a--halfhours for each
hour of overtime worked. ed. There is no statutory limit to the amount ofcompensatory time off
an employee can accumulate. Both compensatory time off and vacation credits are converted
to pay upon termination of employment.
A liability for these amounts is reported in the governmental funds only if they have matured,
for example, as a result of employee resignations and retirements. All vacation and
compensatory time off pay is accrued in the government -wide statement of net assets along
with the estimated liability for social security and Medicare taxes and employers' retirement
contributions on those amounts.
-54-
COUNTY TY F HAWAII
Dotes to the Basle Financial Statements
June 30, 2012
Sick leave accumulates without limit. Sick leave can be taken only in the event of illness and
is not convertible to pay upon termination of employment; therefore there is no related
liability. However, a County employee who retires or leaves government service in good
standing with 60 days or more of unused sick leave is entitled to additional service credit in
theEmployees' Retirement System of the State of awai ` i. Accumulated sick leave at
June 30, 2012 totaled $66,800,000 for the primary government.
Leases
Leases transferring substantially all of the risks and benefits of ownership are recorded as
capital leases; other leases are operating leases (see Note . Capital leases are recorded as
capital asset additions at their estimated fair market value at the inception of the lease and the
related present value of the future minimum lease obligations is recorded as long-term debt.
Operating lease expenditures and expenses are recognized when the lease obligation is pard.
Retirement Plan Contributions
The County's contribution to the Employees' Retirement System of the State of Hawai `i
includes the normal cost plus the level annual payment required to amortize the unfunded
actuarial accrued liability. The County's policy is to fund its required contribution annually
(see Mote 13).
Operating Revenues and Expenses
Revenues and expenses are distinguished between operating and nonoperating items for the
proprietary funds. operating revenues generally result from providing services in connection
with the proprietary funds' principal ongoing operations. The principal operating revenues of
the proprietary funds are fees charged to residents for rent and rental subsidies received from
the federal g ernm nt.
Operating expenses include the costs associated with providing housing for tenants, such a
utilities, lease rent, and maintenance and repairs; administrative expenses; and depreciation
on capital assets. All revenues and expenses not meeting these definitions are reported as
nonoperating revenues and expenses.
Use of Estimates
The preparation f the basic financial statements in conformity with GAAP requires
management to make estimates and assumptions that affect the reported amounts of assets and
liabilities, as well as disclosure of contingent assets and liabilities at the date of the financial
statements, and the reported amounts of revenues, expenditures, and other financing sources
and uses during the reporting period. Actual results could differ from those estimates.
-55-
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
New Accounting Pronouncements
In December 2010, GASB issued Statement leo. 6 1, The Financial Reporting Entity. -
Omnibus, an amendment of GASB 't r m s No. 14 andamending the requirements o
Statement No, 14, The Financial Reporting Entity, and Statement No. 34, Basic Financial
'ta err en ts -- and Management's Disu sion and Analysis —for State and Local Governments.
This Statement improves the financial reporting for governmental entities, which is comprised
of the primary government and related entities (component units), The Statement amends the
criteria for blending which helps ensure that the primary government includes only those
component units that are so intertwined with the primary government. The provisions of this
statement are effective for the County for periods beginning after June 15, 2012. The County
has not yet determined the effect this Statement will have on its financial statements.
In December 20 10, GASB issued Statement No. 62, Codification ofl4ccounting and 'i ncia
Reporting Guidance Contained in Pre -November 3 0, 1989 FASB and AICPA
Pronouncements. This Statement will male it easier for preparers of state and local
government financial statements to find r elev nt authoritative guidance from one single
source. The provisions for this Statement are effective for the County for periods beginning
after December 15, 2011. The County has not yet determined the effect this Statement will
have on its financial statements.
In December 2010, GASB issued Statement No. 62, Codification ofAccounting and Financial
Reporting Guidance Contained in Pre -November .301 1989 FASB and AICPA
Pronouncements. This Statement will make it easier for preparers of state and local
government financial statements to find relevant authoritative guidance from one single
source. The provisions for this Statement are effective for the County for periods beginning
after December r 1 , 2011. The County has not yet determined the effect this Statement will
have on its financial statements.
In Jule 2011, GASB issued Statement No. 63, Financial Reporting Deferred e flows of
Resources, es, efe red Inflows ofResources, and Net Position. This Statement provides
financial reporting guidance for deferred outflows of resources, deferred inflows of resources,
and net position. The provisions for this Statement are effective for the County for periods
beginning after December mber 1 , 2011. The County has not yet determined the effect this
Statement will have on its financial statements.
In March 2012, GASB issued Statement No. 65, Items Previously Reported as Assets and
.liabilities. The objective of this Statement is to clarify the appropriate reporting of deferred
outflows and deferred inflows of resources to ensure consistency in financial reporting. The
provisions for this Statement are effective for the County for periods beginning after
December 15, 2012. The County has not yet determined the effect this Statement will have
on its financial statements.
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
In March 2012, GASB issued Statement No. 66, Technical Corrections — 2012. The objective
f this Statement is to enhance usefulness of financial reports by resolving conflicting
accounting and financial reporting guidance that could diminish the consistency of financial
reporting. The provisions for this Statement are effective for the County for periods
beginning after December 15, 2012. The County has not yet determined the effect this
Statement will have on its financial statements.
1n June 2012 , GASB issued Statement 1. 6 8,Accounting• and Financial .deporting for
Pensions. The Statement revises and establishes new financial reporting requirements for
most governments that provide their employees with pension benefits. The requirements for
this Statement are effective for the County for periods beginning after June 1, 2014. The
County has not yet determined the effect this Statement will have on its financial statements.
2. STEWARDSIUF, COMEPLIANCE AND ACCOUNTABILITY
Annual Budget
The County follows these procedures in establishing its operating and capital budgets:
On or before March 1, the Mayor submits to the County Council proposed operating and
capital projects budgets for the fiscal year commencing the following July 1. The
operating budget includes proposed expenditures for the general fund and special
revenue funds, and the means of financing thein. A project -length budget is submitted to
the County Council for the capital projects fund.
The Mayor submits to the County Council amendments to the proposed operating and
capital budgets within ten working days after the close of the state legislature, but not
later than May 5.
• The County Council conducts public hearings on the proposed operating and capital
budgets after March 1 but prior to the first reading on the budget bills, which must be
after May 5.
On or before June 30., the County Council adopts the budgets. The legal level of
budgetary control is the department level because the Myr can transfer funds from any
unencumbered appropriation to another within a department or agency without County
Council approval. During the year, the budget may be amended by action ofthe County
Council, except for appropriations required by law and appropriations for debt service,
which may not be decreased or deleted. Supplemental appropriations were made during
the 2011-2012 fiscal year to recognize revenue from sources not anticipated at the time
of the original budget and to establish the authorization for such funds to be expended.
Such supplemental appropriations totaled $11.0 million in the general fund and $2.2
million in the special revenue funds. Legally adopted budgets include the General Fund,
Highway Fund, Sewer Fuad, Solid 'waste Fund, Cemetery Fund, Parking ing Meter Fund,
-57-
COUNTY OF HAWAIII
Notes to the Basic Financial Statements
June 30, 2012
Vehicle Disposal Fuad, Bikeway Fund, workforce Investment Act Fund, Golf Course
Fund, Geothen-nal Relocation and Community Benefits Fund, Beautification Fund,
Hawaii County Housing Agency Fund and Park Dedication Fund.
Appropriations for the operating budget lapse at the end of the fiscal year to the extent
that they have not been expended or encumbered. Appropriations for capital
expenditures that are not encumbered lapse at the end of two fiscal years following the
fiscal year that the appropriation was made.
Formal budgetary integration is employed as a management control device during the
year for the General Fund, special revenue funds, and Capital Projects Fund. Formal
budgetary integration is not employed for debt service funds because effective budgetary
control is alternatively achieved through general obligation bond indenture provisions.
The accompanying statement of revenues, expenditures and changes in fund balances —
budget and actual (budgetary basis) for the General Fund presents a comparison of the
legally adopted budget with actual data on a budgetary basis. Accounting principles
applied for purposes of developing data on a budgetary basis differ significantly from
those used to present financial statements in conformity with GAAP. On the budgetary
basis, intergovernmental revenues are recognized when awarded by the granting agency,
encumbrances and unexpended allotments are treated as expenditures, accounts payable
are not accrued, and all leases are treated as operating leases. In preparing the financial
statements on a GAAP basis, accounts payable are accrued and treated as a reduction of
encumbrances for balance sheet presentation.
Bridget to GAAP Reconciliation
The following is a summary of the adjustments necessary to convert fund balances of the
County's General Fund from a GAAP basis to a budgetary basis at June 30, 2012:
Ending fund balance — GAAP basis ,26,
Encumbrance adjustments:
Beginning encumbrances and unexpended allotments 4,024,596
Ending encumbrances and unexpended allotments (3,837,693)
Other adjustments 4,209,809
Ending fund balance — ]'on -GAAP budgetary basis $5391232,666
CASH AND INVESTMENTS
The Director of Finance is responsible for the safekeeping of all monies paid to the County.
The Director of Finance invests any monies of the County which in the Director's judgment
are in excess of the amounts necessary for mceting the day -today operating needs of the
County. Legally authorized investments include obligations of or guaranteed by the J.S.
-58-
COUNTY OF HAWAII
Notes to the Basic Financial Statements
,lune 30, 2012
government, obligations of the State, federally insured savings and checking accounts, time
certificates ofdeposit, and repurchase agreements with federally insured financial institutions.
Cash
The County maintains a number of checking and savings accounts for various funds and with
various financial institutions. Bank deposits are under the custody of the Director of Finance.
For financial statement reporting purposes, cash and short-term investments consist of cash
and money market accounts. Cash and short-term investments also include repurchase
agreements, certificates of deposit, and government sponsored securities with original
maturities ofthree months or less.
The carrying amount of the County's deposits (cash, time certificates of deposit, and money
market accounts) as of June 30, 2012 was $164,547,074 for the primary government and
$8,671,857 for the fiduciary funds.
Information relating to bank balance, insurance and collateral of cash deposits is determined
on a county -wide basis. Total bank balances of deposits for the primary government and
fiduciary funds amounted to $186,056,299 at June 30, 2012. Of that amount, $185,820,122
represents bank balances covered by federal deposit insurance or by collateral held by the
County's fiscal agents in the name of the County. The remaining bank balances o $236,177
represent deposits held by a management agent and were uncoIlateral i ed. Accordingly, these
deposits were exposed to custodial credit risk. Custodial credit risk is the risk that in the
event of a bank failure, the County's deposits may not be returned to it. For cheeping
accounts, time certificates of deposit, and repurchase agreements, the County requires, in
accordance with State statutes, that the depository bans pledge collateral based on the
available bank balances to limit its exposure to custodial credit risk. All securities pledged as
collateral are held by the County's fiscal agents in the name of the County. The County also
requires that no more than 0% of the County's total funds available for deposit may be
deposited in any one financial institution, in accordance with State statutes.
Investments
The County holds investments both for its own benefit and on behalf of some of the fiduciary
funds. The County's investments of funds not required for immediate payments are
predominately comprised of government sponsored securities (equivalent to the rating in U.S.
Treasuries), repurchase agreements and certificates of deposit, while the fiduciary fund also
holds equity securities.
-9-
COUNTY OF HAWAII
Motes to the Basle Financial Statements
June 30, 2012
The County's investments and maturities at June 30, 2012 are as follows:
Maturity
in y ar
Fair Value
Less than 1
1 —
Investments — Primary Government:
Certificates of deposit
17,32I,00
1 5,85,009
1,41,791
Repurchase agreements
15,500.00
15,500.Xo
Government sponsored securities
322333,076
324333,076
$_61154.876
1. ) o
33.'7 6 9.
Investments — Fiduciary Funds:
Certificates ofdeposit
1.
4033138
1.055,311
Equity securities
1 ,
Interest Rate Risk' The County minimizes its exposure to interest rate risk by limiting the
maturities of investments to five years or less in compliance with state statute... The County's
policy is to hold investments until maturity and does not engage in trading for capital gains.
Credit Risk.- k.- The County's investment portfolio consists of U.S. government or agency
obligations, time certificates of deposit and repurchase agreements. These investments are
either insured by the FDIC, secured by collateral or carry a credit rating equivalent to U.S.
Treasuries.
Custodial Risk.* Custodial risk is the risk of loss from the failure of the counterparty, which is
defined as any entity that obtained an investment on behalf of the County. All of the
County's deposits including repurchase agreements are secured by collateral which is kept by
a third party custodian. Broker-dealers utilized by the County are members of the Securities
Investor Protection Corporation, and all investment securities are held in the County's name.
Concentration ofCredit Risk.- State la.w limits deposits to no more than % of the total in
any one depository. The County seeps to further diversify its portfolio by purchasing from
different issuers, by purchasing different types of investments and by purchasing investments
at different maturities. The County also purchases its investments from a number of banks
s
and broker-dealers both located locally and on the mainland. More than % of the County's
investments are in certificates of deposit and repurchase agreements with the following
issuers: Bank of Hawaii (23%), First Hawaiian Bank (17%), Territorial Savings Bank (7%).
COUNTY TY F HAWAII
Motes to the Basic Financial Statements
Jure 30, 2012
Restricted Cash and Cash Equivalents and Investments
Cash and cash equivalents and investments classified as restricted assets for the primary
government at June 30, 2012 amounted to $100,072,241.
Construction related contributions restricted to various capital improvement projects and fuel
tax funds received are recorded as restricted assets in the Capital Projects Fund. Such funds
totaled $51,947,335 at .lune 30, 2012.
Cash and investments in the Bond Redemption Fund and the Interest Fund are restricted to
debt service related payments and amounted to $26,444,539.
Cash in the Highway Fund, Bikeway Fund and Beautification Fund are restricted to costs
incurred relating to highways and streets and the beautification of such items and amounted to
$173765X9.
The restricted cash in the General Fund was comprised of cash restricted to costs incurred to
administer the liquor commission and cash restricted to the acquisition of lands or property
entitlements for public outdoor recreation and education. Such amounts totaled $1,175,716
and $2,500,563, respectively.
Tenant security deposits received by the County for the I ulaimano Elderly Housing Project
and the Ouli Ekahl Affordable Housing Project are recorded as restricted assets. Such funds
amounted to $12,120 and $25,794, respectively, at June 30, 2012.
Restricted amounts set aside by the Kulairnano Elderly Housing Project under its loan
agreement with the Farmers Hone Administration totaled $155,145 at Jure 30, 2012. This
amount is restricted for debt service or for other purposes with prior approval from the
Farmers Horne Administration. An operating reserve fund was established by the Ouli Ekahi
Affordable Housing Project pursuant to an agreement with the developer of the project. This
restricted reserve amounted to $14,567 at June 30, 2012.
-61-
COUNTY OF HAWAII
Notes to the Basle Financial Statements
June 30, 2012
4. RECEIVABLES
Receivables as of June 30, 2012, for the County's individual major funds and other funds in
the aggregate, including the applicable allowances for uncollectible accounts, are as follows:
Governmental activities;
Real property taxes
Accounts receivable:
Sewer
Solid waste
Capital projects
Intergovernmental
Gross receivables
Less: allowance for
uncollectibles
Net total receivables
Capital Other
General Projects Governmental
Fuad Fund Funds Total
$25,638A28 $ $ $25,638,428
-- ----
211835482 251835482
-- --.. 253025878 253025878
-- 1,025,077 -- 1,025,077
_...9,8372366 104042,009 976,694 20,856,069
35,475,794 11,067,086 5,463,054- 52,005,934
(845,981) --(1833682L279#663)
$34.629,813 .1.1.0.6.7.086 2 $49,326,271
During fiscal year 2005, the Counter issued $3,887,493 in general obligation bonds on behalf
of Improvement I istrict No. 18, an agency fund. At June 30, 2012, the outstanding balance
of $2,790,526 is reflected in the government -wide statement of net assets as a receivable (see
Note 10.
dill -type activities:
62
Enterprise
Funds
Accounts receivable:
Rent
$4,349
Other
507
Gross receivables
4,856
Less: allowance for
uncollectibles
Net total receivables
62
Notes to the Basle Financial Statements
,lune 30, 2012
. WT FUND RECEIUVABLES AND PAYABLES
Interfund receivables and parables consist of the following at June 3 0, 2012:
Receivable Fund Payable Fund
General Fund Capital Projects Fund
Other governmental funds
Other governmental funds
Total
Other governmental funds
General Fund
Other governmental funds
Enterprise funds
699,554
662
1 A5,980
62,59
14&059
21,91
The above interfund balances result from the time lag between the dates that interfund goods
and services are provided or reimbursable expenditures occur, transactions are recorded, and
payment between funds are made.
Transfers for the fiscal year ended June 30, 2012 consisted of the following:
Transfers out;
Other
General Governmental
Fund Funds Total
Transfers in:
Capital Projects Fund -- 37 33663,467
Other governmental funds 56,307,187 -- 56,307,1 7
$S63 07.187 $3v663,467 $59-910.654
The interfund transfers noted above include transfers from the General Fund to provide
support for various Counter programs and to provide resources for the payment of debt
services. In addition, some of the other governmental funds have made transfers to the capital
projects fund for the construction of various projects.
Notes to the Basic Financial Statements
June 30, 2012
. CAPITAL ASSETS
Capital asset activity for the year ended Juno 3 0, 2012 for the County was as follows:
Balance Balance
July 1, Retirements/ June 30,
2011 Additions Transfers 2012
Governmental activities:
Capital assets not being depreciated:
,and and
improvements
107,6821068
Easements
1,283,221
Construction work in
(219,650
progress
83,196,457
Total capital assets not
1 531 385
being depreciated
192 161 746
Capital assets being depreciated:
Buildings and
improvements
452785,465
Equipment
11 8,629,410
Easements
4392300
Infrastructure
371,325,581
Total capital assets
being depreciated
943,179,756
Less accumulated depreciation for:
Buildings and
improvements
6 5 900
Equipment
(665498,566
Easements
(735217)
Infrastructure
-(166,569,710
Total accumulated
depreciation
(2982667,390
'Dotal capital assets
being depreciated,
net
644,512,357
9,072,382 12,815,300 129,569,750
1,729,557 -- 3,012,778
1,098,752 (102,357,800) 31,937,409
61,900,691 (89,542,500 164,519,9'2;' ,7
75,034,467 (6,795) 527,813,137
5,868,591 (4,192,609) 120,305,392
439;300
71,973,658 (12,815,3001 430,483,939
.152,876,716 (17,0.14,7941 1.079nO4.1 768
(6,8 11 ,474)
6,161 72, 3 31,213
(7,597,297)
3,8802262 (70,215,601)
146,43
(219,650
(16,976,181)
__ (183,545,897
1 531 385
3,886,423 (326,312,361)
- 1 13452331 (13,128,281 752,729,407
Governmental
activities capital
assets, net $836,6.74.1.03 $183,24U22 ($102o611781) 917,249.344
-64-
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
Balance
Retirements/ June 3 0,
Additions Transfers 2012
__ __ 753,877
1,136,008
261,000
6,863 687 103,024
6,863, 617 1,500,032
(24,615)
Balance
(31754)
July 1,
(4,538)
2011
Business -type activities:
4,687 (1,086,755)
Capital assets not being depreciated:
Land
753,877
Capital assets being depreciated:
Buildings and
improvements
15136,008
Ground and site
improvements
2613000
Equipment
100,848
Taal capital assets
being depreciated
1,497, 856
Less accumulated depreciation for.
Buildings and
improvements
(781,663)
Ground and site
improvement
189,666)
Equipment
(87,206)
Taal accumulated
depreciation
(1,058,535)
Total capital assets
being depreciated,
net
439,321
Business -type
activities capital
assets, net
10193 128
Balance
Retirements/ June 3 0,
Additions Transfers 2012
__ __ 753,877
1,136,008
261,000
6,863 687 103,024
6,863, 617 1,500,032
(24,615)
__ (806,278)
(31754)
__ 193,420)
(4,538)
4,687 87 X57
327
4,687 (1,086,755)
044 -- 413,277
l$26.04Q $.-
-65-
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
Depreciation expense was charged to functions/programs of the primary government
follows:
Other
Governmental activities:
General
General government
3,240
Public safety
2,74,312
Highways and streets
1813881,134
Sanitation
456185173
Health, education and welfare
151313,582
Culture and recreation
1,584,504
Total depreciation expense — governmental activities
31.531.385
Business -type activities:
--
Kulaimano Elderly Housing Project$32219
Q2
. DEFERRED REVENUE:
Deferred revenue consists of the following at Jure 30, 2012:
Governmental activities:
Real property taxes
Liquor control revenue
Sewer revenue
Housing revenue
Solid waste revenue
Intergovernmental
Total presented in
fund financial
statements
Less adjustments for
accrual of revenues
Total government
wide financial
statements
Business -type activities:
Unearned rental income
1.5.51_.362 $__9
Enterprise
Funds
3.450
11 2.503.91
Capital
Other
Total
General
Proj eets
Governmental
Governmental
Fund
Fund
Funds
Funds
25,167,3 70
__
$ --
$ 251167,370
184,280
184,280
--
--
1,288,376
1,288,376
--
--
85,256
85,256
--
---
1,3762300
13,3763300
9921
- 940,558
1,932,717
263343,09
940,558
2,749,932
30,34,299
(24,792,447)
-
(2,737,934)(27,53
,3 1
1.5.51_.362 $__9
Enterprise
Funds
3.450
11 2.503.91
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
8. LEASES
The County leases machinery and equipment under noncancellable leases expiring at various
dates through June 2017. These capital leases are financed from the resources of various
funds.
The estimated value of the leased machinery and equipment at the inception of the capital
leases and accumulated depreciation, amounting t $7,509,730 and $1,368,064, respectively,
and the related present value ofthe remaining obligations under the capital leases amounting
to $3,803,618 at June 30, 2012 are included in capital assets and long-term debt, respectively.
The County also leases land, office facilities and other equipment under noncancellable
operating leases expiring through July 2029. Expenditures for such operating leases were
$1,836,075 for the fiscal year ended June 30, 2012.
The future minimum payments under capital and operating leases at June 30, 2012 are as
follows:
Obligations under capital leases
SOLD WASTE LANDFILL CLOSURE AND POSTCLOSURE CARE COSTS
Hilo Landfill The County ovens and operates a landfill located in the city of Hilo. State and
federal laves require the County to place covers on certain landfill sites and to monitor and
maintain the sites for thirty years after the facility is closed. Although the closure and
postclosure care costs will be paid near and after the date that the landfill stops accepting
waste, the County recognizes a portion of the closure and postlsure care costs in each
operating period. The liability for these costs is included in the government -vide statement
of net assets. The amount recognized each year is based on the landfill capacity used as of
Capital
Operating
Leases
Lease
Year Ending June
1
1,33,397
$11,6055942
2014
1,1355236
78808
2015
83 1,634
757,776
2016
445,200
708,1 6
2017
131,165
686,301
2018-2022
--
779,267
2023-2027
745053
2028-2030
----
31,575
Total minimum lease payments
3,9765632
$5.431.
Less amount representing
interest
(173 O 14)
Obligations under capital leases
SOLD WASTE LANDFILL CLOSURE AND POSTCLOSURE CARE COSTS
Hilo Landfill The County ovens and operates a landfill located in the city of Hilo. State and
federal laves require the County to place covers on certain landfill sites and to monitor and
maintain the sites for thirty years after the facility is closed. Although the closure and
postclosure care costs will be paid near and after the date that the landfill stops accepting
waste, the County recognizes a portion of the closure and postlsure care costs in each
operating period. The liability for these costs is included in the government -vide statement
of net assets. The amount recognized each year is based on the landfill capacity used as of
GUTTY OF HAWAII
Nolen to the Basic Financial Statements
June 30, 2012
the statement of net assets date. At June 30, 2012, the County recognized a liability of
13,172,000, based an the use of % of the estimated capacity of the landfill. During the
fiscal year ended June 30, 2012, there were no expenditures incurred for the closure of the
landfill. The remaining $1,558,000 in estimated cost of closure and p stcl sure care will be
recognized as the remaining estimated capacity is used. The estimated remaining useful life
f the landfill is still approximately four years. These amounts are based on what it would
cost to perform the required closure and pstclsure care in 2012. Actual costs at that time
may be higher due to inflation, changes in technology, or changes in regulations.
Landfill capacity estimates are based on volumes going into the landfill subsequent to the last
available engineer's calculation. The volumes going into the landfill do not account for
decomposition, settlement, and corrosion; therefore the estimates are revised when new
engineering calculations, based on aerial photos and surveys, are available.
The County's permit to operate the landfill expired October 9, 1998. The County filed for an
extension which was approved by the State until permitted capacity is reached. In accordance
with state statute, the County is allowed to continue operations provided that the County acts
consistently with the permit previously granted and the extension application, plans,
specifications and all other infonnation contained therein.
Kealakehe In October 1993, the County closed its Kealal ehe landfill in Iona. Under state
and federal requirements, the County would have to monitor and maintain this site for ten
years from the closure date. However, the County anticipates monitoring and maintaining the
site for thirty years because them is presently a subterranean fire which requires active
management. The estimated cost ofclosure and postclosure is $15,950,000, based on what it
would cost to perforin the required closure and postclsure care in 2012. Actual costs may be
higher due to inflation, changes in technology, or changes in regulations. Through
June 3 , 2012, $7,698,000 was spent on closure and postclosurc care ofthe landfill. The
remaining estimated liability of $8,252,000 is included in the government -wide statement of
net assets. During the year ended June 30, 2012, $124,000 was spent on closure of the
landfill. The County is providing financial assurance for pstolsure care and remediation
through self insurance as explained below.
Pu'uanahulu In May 1993, the County contracted with a private company to construct and
operate a new landfill on County land at Pu'uanahulu in 'west Hawai` i. The present contract
calls for County employees to perform the daily operations of the landfill, and for the private
company to retain the overall management as well as perform all construction work on the
landfill cells. Linder the terms of the contract, the County has no responsibility for
remediation, closure or postelosure care. Accordingly, no liability for this landfill is included
in the County's financial statements.
Financial Assurance For fiscal year 2012, the County has provided for financial resources
that will be available to provide for closure, p stclosure care and remediation or containment
COUNTY OF HAWAII
Dotes to the Basle Financial Statements
June 30, 2012
f environmental hazards at the above landfills, except Pu`uanahulu. The Environmental
Protection Agency's financial assurance rules include a local government financial test
consisting of a financial component, a public notice component, and a recrdlceping
component. Local governments are required to satisfy each ofthe three components to pass
the annul test. Management believes that the County has satisfied each of the components of
the local government financial assurance requirements.
10. LONG-TERM DEBT
General Obligation Bonds
The County issues general obligation bonds to provide funds for the acquisition and
construction of major capital facilities. These bonds have been issued by the County for the
primary government, component unit activities (see Note 1 and an improvement district.
The following is a summary ofgeneral obligation bond transactions reported in the
government -wide statement of net assets for the County for the fiscal year ended June 30,
2012:
The 2 0 10 Series B bonds were issued as bonds designated a "Recovery Zone Economic
Development Bonds" under the American Recovery and Reinvestment Act of 2009. The
County will receive a cash subsidy payment from the United States Treasury equal to % of
the interest payable on the Series B bonds.
Bonds
Issue
Bond Balance
Authorized
Amount
July 1, 2011
1993
Ief& PI
$86,770,000
11,575,000
2003
Series A
36,3 10,000
28,735,000
2004
Series A
30,000,000
25,270,000
2004
Ref Series B
19,545,000
10,845,000
2004
Ref Series C
5,050,140
2,199,924
2004
PI series A
2,776,400
2,278,520
2004
PI Series B
920,000
553,173
2006
Series A
25,000,000
21,725,000
2007
Series A
85,0007000
76,620,000
2007
Series B
20,820,000
17,325,000
2007
Series C
10,787,388
10,787,388
2008
Series A
50,000,000
48,335,000
2010
Series A
26,493,750
26,493,750
2010
Series B
185506,250
1$,506.250
417,978,928
301,549,005
Add unamrtized
premium
7,683,432
5,964,136
Less deferred amount
on
refunding
X2.828,759).
(1 A33.635)
The 2 0 10 Series B bonds were issued as bonds designated a "Recovery Zone Economic
Development Bonds" under the American Recovery and Reinvestment Act of 2009. The
County will receive a cash subsidy payment from the United States Treasury equal to % of
the interest payable on the Series B bonds.
Bond Balance
Due Within
Issues Retirements
June 30^, 2012
One Year
$ -- $ 5,630,000)
$ 5,945,000
$ 5,945,000
(1,665,000)
27,070,000
1,725,000
.., (1,280,000)
23,990,000
1,340,000
-- (1,975,000)
8,870,000
2,055,000
-- (521,156)
1,675,768
539,604
-- (325,997)
1,952,523
45,335
--(15,170)
838,003
15,833
-- (927,500)
20,797,500
972,500
i- (3,050,000)
737570,000
3,200,000
(1,855,000)
15,470,000
1,925,000
i� {795,184}
9,991,704
825,294
-- (1,735,000)
46,600,000
1,810,000
a� --
26,493,750
--
__ --
18,506,250
....
(19,775,507)
2111773,498
20,401,566
(384,171)
5,5797965
3547171
248,721
...
(1.184.914)
286,15,5
24.721)
20.537.016
The 2 0 10 Series B bonds were issued as bonds designated a "Recovery Zone Economic
Development Bonds" under the American Recovery and Reinvestment Act of 2009. The
County will receive a cash subsidy payment from the United States Treasury equal to % of
the interest payable on the Series B bonds.
COUNTY OF HAWAH
Dotes to the Basic Financial Statements
June 30, 2012
General obligation bonds payable reported on the government -vide statement of net assets at
June 30, 2012 are comprised of the following individual issues:
Public improvement PI and/or refunding bonds;
1993 Refunding and PI at 5.6%, due through 2013
5,945,000
2003 Series A at 2.5% to 5.125%, due through 2023
27,070,000
2004 Series A at 3.25% to 5.25%, due through 2024
23:,99%000
2004 Refunding Series B at 3.5% to 5.0%, due through 2015
$,870,000
2004 Refunding Series C at 3,25% to 3,7%, due through 2014
156785768
2004 PI Serres A at 4.75%, due through 2037
159523523
2004 PI Serres B at 4.375%, due through 2040
8385003
2006 Series A at 4.0% to 5.0%, due through 2026
20,797,500
2007 Series A at 4.0% to 5.0%, due through 2027
73,570,000
2007 Series B at 3.75% to 5.0%, due through 2418
15,470,000
2007 Series C at 4.0% to 5.0%, due through 2021
9,991,704
2008 Series A at 4.0% to 6.0%, due through 2028
460000
2010 Series A at 1. % to 5.0%, due through 2030
26,4931,750
2010 Series B at 3.3 3 5 % to 6.1 %, due through 203 0
18,5 050
Total general obligation bonds payable
Annual debt service requirements to maturity for the above general obligation bonds are as
follows:
Bond Premiums
At June 30, 2012, total unamorti ed bond premiums were $5,579,965, which are being
amortized over the remaining life of the respective bond issues.
Governmental Activities
Fiscal year ending June 30:
Principal
Interest
2013
$ 20,401,566
13,153,332
2014
1 5,11 5,470
12J62,852
2015
17,773,630
11,444,082
2016
x8,014,007
10,595,113
2017
16,366,890
9,781,25
2018-2022
8630673203
36,947,764
2023 —2027
81,130,24
16,6445275
2028 —2032
26,0643225
220665732
2033 —2037
695,934
1025719
203 —2040
144,289
9,634
Total
281.7732498
$112.907,788
Bond Premiums
At June 30, 2012, total unamorti ed bond premiums were $5,579,965, which are being
amortized over the remaining life of the respective bond issues.
COUNTY of HAWAR
Notes to the Basic Financial Statements
June 305 2012
Bonds Authorized and Unissued
The County Council has authorized the issuance of$296.1 million in general obligation bond
to finance specified capital improvement projects. At Juno 30, 2012, $161.1 million was not
yet issued.
Subsequent Events On November mber , 2012 and November 21, 2012, the County Council
authorized the issuance of $30.4 million and $5.1 million, respectively, in general
obligation bonds for the County to finance specified capital improvement projects.
General Obligation Bond Anticipation Notes
In March 2011 1� the County issued a general obligation bond anticipation note AN in the
total amount of $10,000,000. These notes were issued to provide funds for the acquisition
and construction of major capital facilities and bear interest at 1.22% and had an original
maturity slate of September 2, 2011. The note was thea rcnovcd on September 2, 2011 and
again on March 1, 2012 with a new maturity date of August 3 0, 2 012.
There was a new issuance of 15,000,000 rote on September 2, 2011, which -natured on
March 1, 2012 and was thea renewed with a maturity date of August 3 0, 2012.
{There was a new issuance of an $8,000,000 BAIL on June 27, 2012 with a maturity date of
October 31, 2012.
Since all three ofthe BANs have a maturity date within 12 months of fiscal year end, the
$33,000,000 of debt is reflected as current liabilities.
The following is a summary of general obligation bond anticipation note transactions reported
in the government -wide statement of net assets for the County for the fiscal year ended ,lune
30, 2012:
Issue Balance
Balance
Authorized
Amount July 1. 2011
Issues
retirements
June 30, 2012
2011 Series B -1
$ 1 ,0 0,0 G 10,000,000
--
10,000,000
$ --
2011 Series B -2
10,000,000 --
10,000,000
100000
2011 Series B R-3
15,000,000 --
1 5,000,000
15,000,000
2012 Series B -4
10,000,000 --
10,000,000
--
10,0 0,000
2012 Series B R-5
15,000,000
1 5,000,000
--
15,000,000
2012 Series B R-6
8,1101.0110 --
1--- 8,00 004
8.000.000
COUNTY OF HAWAII
Notes to the Basle Mnaneial Statements
June 30, 2012
State Revolving Fund Loans
The County has obtained loans to assist in financing mandated wastewater projects from the
State 'mater Pollution Control Revolving Fund (SRF). The purpose of this revolving fund i
to provide low-interest, long-term loans and other financial assistance to the four counties in
the state to finance construction of wastewater projects. The County has twenty projects
approved for funding with these loans.
The schedule below shows the County's SRF transactions for the fiscal year ended June 3,
2012:
Loans
Approved
Doan Balance
Retirements
Loan Balance
Due Within
Authorized
Amount
July 1, 2011
Additions
Forgiveness
June 30,_2012
One Year
Milo WWTP
$127724,311
$1,592,109
--
$ 786,227)
$ 805,882
$ 805,882
kaiak a Mill
1,300,000
240,059
--
(78,052)
162,007
800
Wiakea
Houselots
459,321
57,706
--
(28,497)
29,209
29,209
Waiakea
Houselots 11
5,024,266
2,436,822
--
(277,881)
2,158,941
285,162
Ainako ASB
2,239,174
467,540
--
(130,123)
337,417
132,818
1 aklanianaole
1,499,944
432,259
(91,408)
340,851
94,190
I alanianaole RH
1,615,980
12195,693
--
(76,126)
1,119,567
77,934
Alii Drive AB
3,210,243
618,036
(199,691)
418,345
205,281
Alii Drive CBD
3,780,000
1,010,785
--
(216,908)
793,877
221,399
Alii Drive EBF
21112,654
693,271
(130,100)
563,171
134,059
aiaha Bay
3,697,893
1,038,770
--
(219,725)
819,045
225,876
I eaIakehe
1,300,071
239,622
--
(77,91
161,712
79,858
Holualoa Bay
3,080,000
1,070 217
--
(181,651)
888,566
187,178
Paukaa CCS
271431448
1,014,909
--
(116,525)
898,384
119,400
Cesspool
Conversion
8,363,773
6,814,095
--
(423,829)
6,390,266
426,092
Pahoelloe
2,817,760
1,6291045
--
(144,548)
12484,497
148,333
I omohana Hts
LCC - ARRA
1,085,800
1,085,800
(1,085,800)
--
_-
Honokaa LCC w
ARRA
5,332,346
5,065,729
266,617
(5,332,346)
Honokaa LCC
4,811,709
--
3,776,904
(1,000,000)
2,776,904
117,370
Queen
Liliuokalani
LCC -ARRA
1,019,929
1,019,929
--
(1,019,929)
Queen
Liliuokalani
10,186,277
77.804.899
8,832,868
525235
(456,118.
($12.073.394)
8,901.985
$29050.626
474.61
The loans bear interest at 0.50% to 3.02%, exclusive of a 1.00% loan fee for all loans except
for the Hawaii County Cesspool Conversion Project which is subject to a 0.25% loan fee, and
require payments through fiscal year 2032. Those loans with the "ARRA" designation are
interest free with principal forgiveness upon the County's fulfillment of eertain e nditi ns.
-72-
COUNTY OF HAWAII
Motes to the Basic Financial Statements
June 30, 2012
Debt service to maturity for disbursements to date on these projects are as follows:
Governmental Activities
Fiscal year ending June 31:
1rinexal
Interest
2013
3,844,662
$ 650
2014
3,087,580
4950
2015
200,059
397,737
2016
2X3,818
307,672
2017
1,60,420
214,350
2018-2022
7,459,286
576,640
2023 —2027
5,525,962
2002958
2028 —2032
2,2080
32,I
Total
_.62-6
$Z)8769871
Other General Dung -Terra obligations
The following is a summary of other general long --term obligations transactions for the fiscal
year ended June 30, 2012:
Net of new claims liability and existing claims resolved at less than previous estimate.
Fund Balances - Debt Service Funds
The fund balance in the debt service funds at June 30, 2012 includes $24,014,149, which is
reserved for principal payments on general obligation bonds and $2,138,760, which is
reserved for the payment of interest on the bonds.
-73-
Balance
Balance
]due Within
July 1, 2011
Additions*
Payments
June 30, 2012
One Year
Governmental activities:
Compensated absences
$33,151,872
X9,165,390
{$10143603}
$32,580,579
$7,835,700
Claims and judgments
(see Mote 12)
103897,137
31,150,000
3,6,3
1 0,4475107
2,317,306
Capital leases
(see Mote
3,057,082
2,521009
(1,774,473)
3,803,618
13349,916
Landfill costs payable
(see Note 9)
21,009,000
531,652
(1232652)
21 ,424po
2002757
Other post employment
benefit obligation
(see Note 13)
(120,768)
36,193,000
-J13,731,900
22,340,332
Total
$6836243.323,
M 5685,05.1
($29.666.
$91521636
$_11 J03467
Net of new claims liability and existing claims resolved at less than previous estimate.
Fund Balances - Debt Service Funds
The fund balance in the debt service funds at June 30, 2012 includes $24,014,149, which is
reserved for principal payments on general obligation bonds and $2,138,760, which is
reserved for the payment of interest on the bonds.
-73-
Notes to the Basic Financial Statements
June 30, 2012
Enterprise Fund lutes Payable
The Kulaimano Elderly Housing Project (Project) is indebted to the U.S. Department of
Agriculture, Farmers Hone Administration on two notes payable with balances aggregating
$851,306 at June 30, 2012. The notes, which mature in September 2029, are repayable in
monthly installments of $7,826 including interest and are collateralized by substantially all of
the Project's property and equipment. Although the stated annual rate of interest on the notes
is 9%, such rate is reduced to 7% for as long as the Project has a U.S. Department of Housing
and Urban Development elopr ent Section 8 Dousing Assistance Payment contract in effect ect for all or
part of the units within the Project.
The following is a summary of enterprise fund notes payable transactions for the fiscal year
ended June 30, 2012:
Balance at July 1, 2011
$884,232
Deductions
32 926
Balance at June 30, 2012
8515306
Les current portion
443
Mote payable, net of
50,213
current portion
1
The following is a summary of the annual maturities for the enterprise fund notes payable:
Fiscal year ending June 3:
2013
2014
2015
2016
2017
2018-2022
2023 —2027
Total
Subsequent Events
Business -til e Activities
Principal
Interest
$ 355443
585469
385006
55,906
40,753
53,159
4309
50,213
46,858
47,054
290,272
1795288
356,275
59,E 1
On October 29, 2 12, the County assumed the loan of its lessee Ouli Ekahi Partnership with
the Hawaii Housing Finance and Development Corporation in the amount of $478,430. The
loan is non-interest hearing and matures on February 27, 2041. In exchange, the County
assumed ownership of the Ouli Ekahi project which consists of a 33 single family affordable
rental housing project.
SHE
COUNTY OF HAWAII
Motes to the Basic Financial Statements
June 3, 2012
Special Assessment Bonds
The County has issued general obligation bonds on behalf of Improvement District No. 18 for
water improvements (see Note 4). The Improvement District is responsible for the payment of
the debt service on these bonds, but the County remains liable because they are general
obligations ofthe County. The bonds mature nnuall r through 2040 and bear interest at
4.375% to 4.75%. Total general obligation bonds payable included in the government -wide
statement of net assets were $2,790,526 at June 30, 2012.
The bands are secured by a first lien on the land benefited by the improvements, and are to b
repaid from the annual assessments levied against the owners of the land. The County acts as
an agent for the property owners within the improvement districts to collect assessments
receivable., forward payments to bond -paying agents at appropriate dates and, if required,
administer foreclosure proceedings.
The following is a summary of bond transactions for Improvement District No. 18,
Castviewwnerview water Improvements, for the fiscal year ended June 3 0, 2 12;
Balance at July 1, 2 011 $3,131,693
Deductions 1,1X17%
Balance at June 3, 2012 2
The following is a summary of the annual maturities for the improvement district general
obligation bonds:
Fiscal year ending June 30:
Prinrpal
Interest
2013
$ 61,168
130, 71
2014
64,5014
125,073
2015
66,993
122,024
2016
705111
11 8,833
2017
733373
115A94
2018-2022
42133
521,686
2023 —2027
5295034
4111530
2028 —2032
6643225
273,1 6
2033 —
203 7
6955934
102,719
203 —2040
144,289
9,634
Total
$2,7212M
-75-
COUNTY OF HAWAII
Motes to the Basic Financial Statements
June 30, 2012
11. COMMITMENTS AND CONTINGENCIES
Contractualmmitm n — Contractual commitments for capital projects, expenses, and
supplies at June 3, 2012, except in the enterprise funds, are reflected in the balance sheets as
a part of the respective fund balance categories and are as follows:
General fund 3,8372693
Capital projects fund 25,910,289
Nonmaj r funds 10,330,170
V R V r, 1
52
Contractual commitments for the enterprise Funds were immaterial.
Intergovernmental revenues — The County has received federal and state grants for specific
purposes that are subject to review and audit by grantor agencies. Such audits could lead t
requests for reimbursement to the grantor agency for expenditures disallowed under terns of
the grants. In the opinion of management of the County, disallowed costs, if any, would not
be material.
Claims — Numerous claims and lawsuits have been filed against the County in the normal
course of its operations. A liability for probable losses is included on the government -wide
statement of net assets (see Note 12). Although the outcome of the various claims and
lawsuits is not presently determinable, in the opinion of the County's Corporation Counsel,
the resolution of such matters will not have a material adverse affect on the financial
condition of the County.
ADA compliance ---- The County entered into two stipulated agreements r Consent Decrees)
approved by the federal district court judges to implement provisions of the Americans with
Disabilities Act "ADA"). With respect to the first stipulated agreement, filed on October 2,
1997, relating to curb cuts, the County, with the help ofa consultant, surveyed 669
intersections, then ranked them in order of priority. A transition plan, along with a funding
commitment,, was approved by the County Council. The total cost of all curb cuts was
estimated to be $6.2 million. The cost of the first phase of the plan was 3 million, to be used
in high priority areas such as government facilities, schools, and hospitals. The remaining
cost was intended to cover curb cuts at parks and in low-density single family residential
areas. All corrective action was to be completed by July 2005, with an estimated 682 ramps
to be completed. Funding allocated so far for this effort i $10.6 million. Since the proposed
timetable proved to be too ambitious, the parties amended the agreement to require
contracting by July 2005, rather than completion by that date. Pursuant to the April 2005
Stipulation ofthe Pasties and Order of the Court, all curb ramps for 2005 and most curb
ramps for 2004 were deferred. In the first phase, construction of curb ramps commenced in
2000 and ended in 2004, whereby 229 curb ramps were completed. In the second phase, 153
proposed curb ramps were deferred and 161 curb ramps were to be constructed. As of May
-76-
COUNTY OF HAWAII
Dotes to the Basic Financial Statements
June 3, 2012
21, 2008, there were approximately 204 curb ramps (which included at least 15 1 of the 161
curb ramps that were required by the amended transition plan) installed in Hilo, waik l a
and Kona at a total cost of close to $4.8 million. In addition, the Department of Public works
has developed and advertised Procedures for Requesting New Curb Ramps or Modifications
to Existing Curb Ramps within the County Streets. On September 20, 2012, the close --out
order ofthe e n er tree was filed
,, thus dismissing the curb ramp ease with preju Ice, and
a copy of "County of Hawaii's Accessibility Design Guidelines and General Policies and
Procedures, Curb Ramps within Public Rights -of -Way" (June 2 12) was attached as an
exhibit to that order.
The second stipulated agreement, filed on June 4, 1998, relates to the Department of Parks
and Recreation (the Parks Department). The agreement required the Parks Department t
establish practices, policies and procedures regarding its programs, and prepare a transition
plan by the middle of the year 2000. The self-evaluation and transition plan for programs,
practices and procedures has been completed and approved by the County Council. The cost
impact of implementation is not material because the necessary modifications are primarily
procedural. The second part of this stipulated agreement is the reevaluation of all Counter
facilities, which was completed and accepted by the County Council on June 3, 2000.
Approximately 240 County facilities were surveyed as part of this effort. The tentative
completion date of all necessary repairs and renovations is 12 gears from the date the County
Council accepted the self-evaluation. The initial 1997-2000) estimated cost of the facilities
repairs was $15.1 million, which would have been spent over the 12 -gear period. Funding
allocated initially for facilities repairs was $17.5 million, with another $4 million of federal
funding anticipated through community development block grants over the next 2 years.
Since 2000, the Department of Parks and Recreation has requested $2 t 3 million a year for
the different park facilities' ADA projects. The Department ofPublic Works has requested
an additional 2 million a year for the other County AICA facilities' project. Because of the
substantial hardships predominantly incurred in the funding and cost aspects of the
implementation of the Original Transition Plan, the learning curve process, and the timing
and scheduling of the different stages ofwork for each project, the parties worked on a plan
to implement the Transition Flan with the assistance of a federal district court Monitor acrd an
ADA Specialist, to obtain extensions on the initial deadlines for completion that were set in
the Original Transition Plan and to establish a Revised Transition Plan to satisfy the
requirements of the ADA. The County had spent $42.0 million for the construction and
design fees to complete 50 park facilities (some having multiple ADA work being
completed). There are four park facilities where construction has progressed; 29 parr
facilities that must be completed; and the Parks estimated costs for completion is $15.1
million. On March 23, 2012, the close-out of the consent decree was filed, whereby the Court
and parties established a reasonable four year timeline to complete the remaining ADA work
by December 31, 2016. In addition, the County's ADA coordinator (Equal Opportunity
Officer) has access to an identifiable account of at bast $54,000 to handle requests for
reasonable accommodations for County departments; and the procedures for these requests
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
have been! finalized and are available on the Human resources Department's Equal
Opportunity and the ADA web page.
12. RISK MANAGEMENT
The County is exposed to various rids of losses related to torts; theft of, damage to, and
destruction of assets; errors and omissions; injuries to employees; and natural disasters. The
County maintains fire and commercial multiple peril insurance on County facilities, flood
insurance on selected structures, medical malpractice insurance for emergency medical
technicians, aviation liability for helicopter operations, liability coverage on transit buses and
privately owned police vehicles, and property damage coverage on County Police fleet
vehicles. There was no reduction in insurance coverage during the year from coverage in the
prior year. During the past three fiscal years, the amount of settlements in eases cowered by
insurance has not exceeded the insurance coverage. The County is substantially self-insured
for the majority of its vehicles as well as for all other perils includingworkers' compensation
and general liability. The liability for claims and judgments is reported on the government -
wide statement of net assets and the majority will be liquidated from the County's general
fund.
Liabilities are reported when it is probable that a loss has occurred and the amount of that loss
can be reasonably estimated. These losses include an estimate of claims that have been
incurred but not reported IR. Claim liabilities, including IBNR, are based on the
estimated ultimate cost of settling the claims, and include incremental costs for the hiring of
special counsel and expert witnesses. Claims liabilities are estimated by a case -by -ease
review of all claims and the application ofhistorical experience to outstanding claims.
Estimates of EBNR are based on historical experience. The liability for claims and judgments
is reported on the government --wide statement of net assets. At June 30, 2012, the amount of
this liability was 10,447,107. This is the County's best estimate based on available
information. Changes in the reported liability since July 1, 20 10 are given below.
General
Liabilily
Balance at July 1, 2010 $ 4,1391752
Incurred claims (including NR's (993,836)
Claim payments (L477,017)
017
Balance at June 30, 2011 1,668,899
Incurred claims (including SNR)* 591,474
Claim payments (1,302,957)
Balance at June 3, 2012 964.416
Workers'
Total
Compensation
Liability
$ 11,230,939
$15537001
5495671
(444,165)
(2,552,372)(4,029J89)
$ 9,221,238
$1,97,137
2,551,526
3,15 po
(22297,073)
(3,600020J
-�o.i �691
.$1024479107
'CNet of new claims liability and existing claims resolved at less than previous estimate.
w 7
GUTTY OF HAWAII
Dotes to the Basic Financial Statements
June 3, 2012
1. EMPLOYEE BENEFIT PLANS
Pension Plan
Plan description All eligible employees of the County are required by Chapter 88 of the
Hawai' i Devised Statutes (HRS) to become members ofthe Employees' Retirement System of
the State of awai` i (the ERS), a cost-sharing multiple -employer defined benefit pension
plan. The ERS provides retirement, survivor, and disability benefits with multiple benefit
structures known as the contributory, hybrid, and noncontributory plans. All contributions,
benefits, and eligibility requirements are established by Chapter 88, HRS, and can be
amended by legislative action.
The ERS regards the County, including its component unit, as one employer. Therefore,
separate information for the primary government and its component unit is not available. All
information given below on the pension plan is for the reporting entity as a whole, including
both the primary government and its component unit.
Emp loyees covered by Social Security on .Tune 3 0, 1984 were given the option ofjoining the
noncontributory plan or remaining in the contributory plan. All new employees hired after
,Tune 30, 1984 and before July 1, 2006, who are covered by Social Security, were generally
required to join the noncontributory plan. Qualified employees in the contributory and
noncontributory plan were given the option of joining the hybrid plan effective July 1, 2006,
or remaining in their existing plan. Starting July 1, 2006, all new employees covered by
Social Security are required to join the hybrid plan.
The three plans provide a monthly retirement allowance equal to the benefit multiplier
percentage (1.25% or 2.00%) multiplied by the average final compensation(AFC) multiplied
by }rears of credited service. The AFC is the average salary earned during the five highest
paid gears of service, including the payment of salary in lieu of vacation, or three highest pard
years of service, excluding the payment of salary in lieu of vacation, if the employee became
a member prig to January 1, 197 1. The AFC for members hired on or after this date is based
on the three highest paid years of service, excluding the payment of salary in lieu of vacation.
For postretirement increases, every retiree's original retirement allowance is increased by
2.5% on each July 1 following the calendar year of retirement. This cumulative benefit is not
compounded and increases each year by 2.5% of the original retirement allowance without a
ceiling 2.5% of the original retirement allowance the first year, 5.0% the second year, 7.5%
the third year, etc.).
-79-
COUNTY F HAWAII
Dotes to the Basic Financial Statements
.lune 30, 2012
The following summarizes the three plan provisions relevant to the general employees of the
respective plan:
Con rib ry Plan General employees in the contributory plan are required to contribute
7.8% oftheir salary and are fully crested for benefits upon receiving 5 years of credited
service. The County may also finale contributions for these members. Under the
contributory plan, employees may retire with Bull benefits at age 55 and 5 years of
credited service, or may retire early at any age with at least 25 years of credited service
and reduced benefits. The benefit multiplier is 2.0% for employees covered by Social
Security.
Police officers,, fire fighters and certain other members that are not covered by Social
Security contribute 12.2% of their salary and receive a retirement benefit using the
benefit multiplier of 2.5% for qualified service, up to a maximum u % of AFC. These
members may retire at age 5 5 with 10 years of credited service or at any age with 2
years of credited service, provided the last 5 gears of credited service is in any of the
qualified occupations.
Hybrid Plan General employees in the hybrid plan are required to contribute 6.0% of
their salary and are fully vested for benefits upon receiving 5 years of credited service.
The County may also reale contributions for these members. Employees may retire with
full benefits at age 62 and 5 years of credited service or at age 55 and 30 years of
credited service, or may retire at age 55 and 20 years of credited service with reduced
benefits. The benefit multiplier used to calculate retirement benefits is 2.0%.
Non rib r,y Flan General employees in the noncontributory plan are fully vested
upon receiving 10 years of credited service. The County is required to make all
contributions for these members. Employees may retire with full benefits at age 62 and
10 years of credited service or age 5 5 and 3 0 years of credited service or age 5 5 and 20
years of credited service with reduced benefits. The benefit multiplier used to calculate
retirement benefits is 1.25%.
The ERS funding policy provides for periodic employer contributions at actuarially
determined rates, expressed as a percentage of annual covered payroll, such that the employer
contributions, along with employee contributions and ars actuarially determined rate of
investment return, are adequate to accumulate sufficient assets to pay benefits when due. The
funding method used to calculate the total employer contribution required is the entry age
normal actuarial cost method. Effective July 1 2005, employer contribution rates are a fixed
percentage of compensation, including the normal cost plus amounts required to pay for the
unfunded actuarial accrued liability. Employers contributed 19.70% for police officers and
fire fighters, and 15.00% for all other employees. Employer rates are set by statute used on
the recommendation of the ERS actuary resulting from an experience study conducted every
Five years.
-80-
COUNTY of HAWAII
Dotes to the Basic Financial Statements
June 30, 2012
The required pension contributions by the County for the years ended June 30, 2012, 2011,
and 2 0 10 were 21,8321179 , $21,435,798, and 2,127,289, respectively, which equal the
required contributions for each year. Measurement of assets and actuarial valuations are
made for the ERS as a whole and are not separately computed for individual participating
employers such as the County.
The EFTS issues a CAFR that includes financial statements and required supplementary
information, which may be obtained by writing to the Employees' Retirement System of the
State of Ha Arai` i, 201 Merchant Street, Suite 1400, Honolulu, awai `i 96813.
Post -Retirement Benefits
In addition to providing pension benefits, the County is required by state statute (HRS
Chapter to contribute to the Hawai` i Employer -Union Health Benefits Trust Fund (the
UTF). The E TF is an agent, multiple -employer defined benefit plan providing certain
healthcare and life insurance benefits to all qualified retirees, active employees, their
dependents and their beneficiaries. The EUTF was established on July 1, 2003 to design,
provide, and administer medical, prescription drug, dental, vision, chiropractic, dual -coverage
medical and prescription drug, and group life benefits.
For employees hired prior to July 1, 1996, the County pays the entire monthly healthcare
premium for employees retiring with 10 or more gears of credited service, and 5 0% of the
monthly premium for employees retiring with fewer than 10 years of credited service. The
current(pay-as-you-go) premium costs are paid by the respective funds but the net other
postcmployment benefit obligation is paid by the General Fund.
For employees hired after June 30, 1996, and who retire with fewer than 10 gears of service,
the County males no contributions. For those retiring with at least 10 years but fewer than 1
gears of service, the County pays % of the retired employees' monthly Medicare or non -
Medicare premium. For employees hired after June 3, 1996, and who retire with at least 1
}rears but fewer than 25 years of service, the County pays % of the retired employees'
monthly Medicare or non -Medicare premium. For those retiring with over 25 years of
service, the County pays the entire healthcare premium.
For employees hired after June 3 0, 20 0 1, and who retire with fewer than 10 years of service,
the County males no contributions. For those retiring with at least 10 years but fewer than 1
years of service, the County pays % of the retired employees' monthly Medicare or non -
Medicare premium based on the self -plan. For employees hired after June 30, 2001, and who
retire with at least 15 gears but fewer than 25 years of service, the County pays % of the
retired employees' monthly Medicare or noir-11 edieare premium; for those retiring with over
25 years of service, the County pays the entire healthcare premium.
_1_
COUNTY OF HAWAII
Notes to the Basic Financial Statements
June 30, 2012
For active employees, the employee's contributions are based upon negotiated collective
bargaining agreements. Employer contributions for employees not covered by collective
bargaining agreements and for retirees are prescribed by the HRS.
The County's annual other postemployment benefit (OPEB) cost is calculated based on the
annual required contribution (ARC) of the employer, which is an amount actuarially
determined in accordance with the parameters of Governmental Accounting Standards Board
Statement No. 45, Accounting ing and Financial .deporting by Employers for Postemployment
Benefits other than Pensions (GASB Statement No. 45). GASB Statement leo. 45 addresses
the failure of previous financial reporting practices to measure and recognize the cost of
OPBB during the periods when employees render the services or to provide relevant
information about OPEB obligations and the extent to which progress is being made in
funding those obligations. The AIDC represents a level of funding that, if paid on an ongoing
basis, is projected to cover normal cost each year and amortize any unfunded actuarial
liabilities or funding excess) over a period not to exceed thirty 3 years. The current ARC
rate is 27.8% of annual covered payroll.
The following section shows the Counter's Annual oPB cost for the year ended June 3,
2012, the amount actually contributed to the plan, and changes in the net OPEB liability:
Annual required contribution
$36,193MO
Interest on net OPEB obligation
(9,000)
Adjustment to annual required contribution
7,000
Annual OPEB Cost
3,191,0
Contributions made
13,29,900
Increase in net oPBB liability
100
Net oPB asset -beginning of year
120,768)
Net OPBB liability -end of year
$22,340,332
The above net oPBB liability at the end of the year is included in the Statement of Net Assets
in the noncurrent other liability amount of $22,340,332.
The annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the
net OPEB asset for the year ended June 30, 2012 and the preceding two years were as
follows:
-82-
Percentage of Annual
Net oPBB
Fiscal Year
OPEB Cost
obligation/
Ended
Annual OPBB Cost
Contributed
Asset
June 3 , 2010
$255823X0
109.1%
($3 ,931,3 81
June 3 , 2011
$34,913, 00
89.1%
($120J68)
June A, 2012
$36PI9100
37.9%
$22,340,332
-82-
COUNTY OF HAWAII
Motes to the Basic Financial Statements
June 3, 2012
The schedule of funding progress based on the actuarial valuation date of July 1, 2011, is as
follows:
Actuarial accrued liability
$394,633,000
Actuarial value ofplan assets
6 1,907,80
Unfunded actuarial accrued liability URAL
$33257265000
Funded ratio
16%
Covered payroll (active plan members)
$1302170,000
UAAL as a percentage of covered payroll
256%
Actuarial valuations of an ongoing plan involve estimates of the value of reported amounts
and assumptions about the probability of occurrence of events far into the future. Examples
include assumptions about future employment, mortality, and the healthcare cost trend.
Amounts determined regarding the funded status of the plan and the annual required
contributions of the employer are subject to continual revision as actual results are compare
with past expectations and new estimates are made about the future.
Projections of benefits for financial reporting purposes are based on the substantive plan (the
plan as understood by the employer and plan members) and include the types of benefits
provided at the time of each valuation and the historical pattern of sharing of benefit costs
between the employer and plan members to that point. The actuarial methods and
assumptions used include techniques that are designed to reduce short-term volatility in
actuarial accrued liabilities and the actuarial value of assets, consistent with the long -terra
perspective ofthe calculations.
In the July 1, 2011 actuarial valuation, the entry age normal cost actuarial cost method was
used. The actuarial assumptions included a 7.0% discount rate, which is based on the
County's anticipated funding level, and an annual healthcare cost trend rate of 8.0% initially,
reduced by decrements to an ultimate rate of 5.0% after nine years. The assumptions also
include a 3.5% increase in payroll and a 3.0% inflation rate. The URAL is being amortized
as a level percentage of projected payroll on an open basis. The remaining amortization
period at July 1, 2011 for the UAAL balance varies depending on the date each portion was
established but is set to not exceed 30 years.
The EUTF issues a publicly available financial report that includes financial statements and
required supplementary information, which is available on-line at theirweb-site
www. eutf. hawaii. roy or by contacting thein at P. 0. Box 2121, Honolulu, HI 96 8 0 5 -212 1.
Deferred Compensation Plan
County employees are permitted to participate in a deferred compensation plan of the State of
Hawaii, adopted pursuant to Internal Revenue Code (IRC) section 457. The plan permits
eligible employees to defer a portion of their salary until future years by contributing to a
43#
COUNTY OF HAWAII
Motes to the Basic Financial Statements
June 30, 2012
fund managed by a plan administrator. The deferred compensation amounts are not available
to employees until termination, retirement, death, or unforeseeable emergency.
All plan assets are held in a trust fund to protect thein from claims of general creditors and
from diversion to any uses other than paying benefits to participants and beneficiaries. The
County has no responsibility for loss due to the investment or failure of investment of fands
and assets in the plans, but does have the duty ofdue care that would e required of an
ordinary prudent investor. Therefore, the deferred compensation plan assets are not reported
in the accompanying basic financial statements.
14, COMIPONENT UNIT DISCLOSURES
Deposits and Investments
At June 3 O, 2012, cash, time certificates of deposit and money market funds of $3 0,13 1,03 6,
with bank balances of $32,585,E l 1 were held by the County on behalf of the Department.
These balances were fully insured or collateralized with securities held by the County's went
in the County's name.
The deposits and investments include investments received by the Department that are
restricted as to use and are recorded as a restricted asset. Such funds amounted to $5,349,930
at .Tune o, 2012. At June 30, 2012, the Department's investment portfolio consists of
certificates of deposit.
Capital Assets
The Department began operations as of January 1, 1950. At that date, the utility plant in
service was transferred to the Department from the County at the cost ofthe utility plant
assets acquired by the County for its water system from January 1, 1924 to
December 3 1, 1949, less accumulated depreciation. Acquisitions prior to 1924 and
acquisitions by gift or grant prior to 1950 are not included in utility plant. Additions to utility
plant since ,Tanury 1, 1950 are stated at original cost and include contributions by
governmental agencies, private subdividers and customers at their cost or estimated cost.
Construction costs include amounts for contract work, engineering supervision and other
direct and indirect costs. Construction period interest is capitalized on utility plan constructed
with tax-exempt debt.
Depreciation on the Department's utility plant assets in service is computed using the
straight -lure method over the estimated useful lives of the assets as follows:
Structures and improvements 40 to 50 years
Machinery and equipment 5 to 20 years
'Vater systems 10 to 40 gears
sm
COUNTY OF HAWAII
Dotes to the Basic Financial Statements
Jure 30, 2012
The capital assets of the Department at June 30, 2012 were as follows:
Utility plant in service $394,804,290
Less: accumulated depreciation (175,'789,7681
21%014,522
Nand and rights 35570,659
Construction work in progress 46,237,024
Net capital assets 268.822.205
Long -Term Debt
The County has issued general obligation bonds on behalf of the Department. The
Department is responsible for the payment of the debt service on these bonds, but the County
remains liable because they are general obligations of the County. The Department has
recorded a liability for these general obligation bonds, which amounted to $43,173,981 at
June 30, 2012.
General obligation bonds payable issued on behalf of the Department and other long-term
debt at June 30, 2012 are comprised of the following:
Public improvement bonds:
1993 Series A at 2.5% to 5.6%, due through 2013
8352000
2004 Series D at 4.5%, due through 2039
23 6,578
2006 Series A at 4.0% to 5.0%, due through 2026
20,797,500
2008 Series A at 4.125%. due through 2043
142,570
2010 Series A at 3.33% to 6.1° , due through 2030
x,585,706
20 10 S ries B at 3.33% to 6,1 ° a, due through 203
6,107,099
Total public improvement bonds
3 7,704,453
Public improvement refunding bonds:
2004 Series at 2.0% to 5.25%, due through 2015
141,232
2007 Serres at 4.0% to 5.0%, due through 2021
53282296
Total public improvement refunding bonds
5,469,528
Revolving fund loans:
State revolving fund loan, interest up to 1.37%
due through 2030 13,406,406
American Recovery and Reinvestment Act State revolving
fund loan, interest free, with total principal forgiveness
upon fulfillment of conditions 4 466 47
Total revolving fund loans 17,872,813
Total 1_to4.6.794
-
COUNTY of HAWAII
Dotes to the Basic Financial Statements
June 30, 2012
At June 30, 2012, future principal payments for long-term debt are scheduled as follows;
Fiscal year ending June 30:
2013
7,77,
2014
2,5321000
2015
3,2641000
2016
3,3241,000
2017
3,432,000
2018-2022
1829073000
2023
—2027
1622725000
2028
—2032
523885000
2033
—2037
875000
2038
—2042
765000
2043
7,794
Total $6190462,794
Contributions in Aid of Construction
The Department recognized $3,162,508 of contributions in aid of construction as
nonoperating revenues for the fise l year ended June 30, 2012.
Commitments and Contingent Liabilities
Claims c and me — The Department maintains property, auto liability, and general
liability insurance policies. The Department remains self-insured for workers' compensation
and other perils. The liability at June 30, 2012 for corers' compensation claims of
$156,000 was estimated based on a combination ofcase--by-ease review and the application of
historical experience to outstanding claims.
Construction contracts — The Department is obligated under construction contracts for the
utility plant and other projects. Such commitments approximated $22,534,000 at
June 30, 2012.
Post -Retirement Benefits
Effective July 1, 2007, the Department adopted the provisions ofGASB Statement No. 45.
This statement addresses how state and local governments should account for and report their
costs and obligations related to postemployment benefits, healthcare, and other nonpension
benefits. The Department's annual required contribution for its posternployment benefit
obligation for the year ended June 30, 2012 was $2,400,000. The Department made
contributions of $2,399,000 during the year ended June 3 0, 2012 and recorded a
postemploy ent benefit asset of $3,000 at June 30, 2012.
-86-
Required Supplementary Information
June 30, 2012
Schedule of Funding Progress for the EUTF
(Inthousands)
Actuarial
- $275,828
$275X8
Accrued
216.5%
UAAL as a
Actuarial Liability
Unfunded
Percentage
Actuarial Value of (AAL) –
AAL Funded
Covered of Covered
Valuation Assets Entry Age
(URAL) Ratio
Payroll Payroll
Date W_ (b)
(b -a) (Q�� . ,........,......—
�J ((b-a)/c)
Jul} 1, 2007
- $275,828
$275X8
- $1273420
216.5%
July 1, 2009
$28,81 $439,225
$410)411
6.6% $133,555
307.3%
July 1, 2011
$61,907 $394,633
$332,726
15.7% $130,170
255.6%
-87-
This Waage intentionally l f -t blank.
-88-
NONMAJOR GOVERNMENTAL FUNDS
SPECIAL REVENUE FUNDS
HIGHWAY Y FUN - Used to account for the costs of maintaining the County's highways and streets.
Financing is provided primarily by fael, motor vehicle weight and public utility franchise taxes.
SEDER FUN - Used to account for costs ofoperating the Counter's various severer systems. Financing is
provided by charges to users for sewer services.
SOLID WASTE FUND — Used to accumulate moneys for the operation, maintenance, and administration of
the unty"s solid waste management, collection and disposal systems. Financing is provided by tipping
fees at the landfills and by disposal permit fees.
CEMETERY FUND - Used to accumulate moneys to guarantee the future maintenance of County cemetery
sites. Financing is provided from the sale of burial lots in County cemeteries.
PARKING METER FUND - Used to account for the costs of maintaining County n --street and off-street
parking areas. Financing is provided by the proceeds from parking meters.
VEHICLE I ISP SA FUND - Used to accumulate moneys for the towing, removal, disposal and recycling
of abandoned or discarded automobiles and automobile parts. Financing is provided by annual fees
collected with motor vehicle registrations.
BIKEWA Y FUND - Used to accumulate moneys for the construction of bikeways within the County.
Financing is provided by bicycle license fees.
WORXFORCE INVESTMENTACTF'UN - Used to account for employment and training services
provided to economically disadvantaged adults, dislocated workers and youth. Financing is provided by
federal grants.
GOLF COURSE FUND - Used to account for the cost of operating the Filo Municipal Golf Course.
Funding is provided from green fees and payments from restaurant and pro shop concessionaires.
GEOTHERMAL kEL OCA TION ANDCOMMUNITY BENEFITS FUN - Used to account for the County's
share of geothermal resource royalties received from the operator of a geothermal power plant located in the
County. The funds are earmarked for a geothermal relocation program and to benefit the lower- puna area.
BEA UTIFICA TION FUND - Used to accumulate moneys for the beautification of highways and disposal of
abandoned vehicles within the County. Financing is provided by assessments on vehicle registrations.
HA WA 1I CO U TY HOUSING AGENCY - Used to account for Federal and County moneys used to provide
public housing assistance within the County.
PARI{ DEDICATION FUND - Used to account for moneys deposited with the County by subdividers to
provide land for parks and playgrounds in subdivisions.
DEBT SERVICE FUND
INTEREST FUND - Used to accumulate moneys for payment of interest on general obligation bonds.
Moneys required to service Interest maturities are transferred annually from the General Fuad.
BOND REDEMPTION FUND - Used to accumulate moneys for the payment of general obligation bonds.
Moneys required to retire the bonds are transferred from the General Fund one year in advance of maturity.
This page intentionally left blank.
Im
COUNTY OF HAWAII
I onajor Governmental Funds
Combining Balance Sheet
June 30, 2012
Assets
Cash and cash equivalents
Investments
Irest fund
Receivables:
Due from other governments
Due from other governmental funds
Due from other nongovernmental funds
Trade, not of allowance for doubtful accounts
Other
Total assets
Liabilities and Fund Balances
Liabilities:
Accounts payable
Accrued payroll
Due to other governmental funds
Deferred revenue
Other
Total liabilities
Fund balances:
Restricted for:
Debt service
Highways, streets and abandoned vehicles
Rental assistance and subsidy
Committed to:
Sanitation
Highways, streets and abandoned vehicles
Rental assistance and subsidy
Cemetery
Golf course
Lower Puna area
Parks and recreational projects
Total fund balances
Total liabilities and fund balances
Special Revenue Funds
Solid Parking
Highway Sewer Waste Cemetery Meter
Fund Fund Fund Fund Fund
$ 15,920,849 4,700,157 $10,733,325 91,659 $116,796
400 250 - -
150,000
--
575,09 -
-
1,260
273 - -
-
1,3
- -
1,288,376
1,364,302 -
152
-
291,682 - ..
1505152
11)2995,986
2,2315266 - -
$ 16,0715001
6,001043
$12,964,841 91,659 $156,796
$ 860;218
$ 431,617
1,634,273 - $ -
419,004
147,023
287,374 - -
34# 133
3J53
183,368 - -
1,2885376
I,37633 - -
179
585871
57 -
1,313,34
1,929,040
35481,372 - -
1 4,757,467 - - - -
4972,03 9,483,469 - -
- - 1562,796
- - 915659 -
145757,467 45072,003 99483,469 91,659 186,796
$ 16,071,001 $ 6,001,043 $123964,841 $ 91,659 $186,796
Special Revenue Funds
Vehicle Workforce Gl Geothermal Reloc. Beauti- Hawaii County Park
Disposal Bikeway Investment Course & Community €kation Housing Dedication
Fund Fund Act Fund Fund Benefits Fund Fund Agency Fund
$2,820,134 643,203 $ - $ 230561 $ 3,233,375 $ 1,20 1,80"7 2,707,325 $ 86,785
- - - -- - - 314005000
-- 2,000 200 -
- 251,685 - - -
124,981 - - - - - 75,404 -
- - 385993 ifiH 220,03 5 1065561
-
124,9 1 - 290,678 1,688 220,035 -- 181,965 -
$2,94511 $ 643,203 $ 290,678 $ 2345306 $ 394535810 1,20 1,807 $ 6,289,490 86,785
4045702 $ 3,086 $ 52527 $ 4,505 111,810 -
4,923 - - 33,631 - - 11 8,876 -
- 290678 31,153 - - - ..
- - - - 85,256 -
730605
409,625 - 2905678 39,870 5,527 43505 1,046,547 --
- 643,203 - - 1,197,302 -
- - as _ _ M 9M690 -
2535490 - - - - -
_ in _ - 4,3323253
-
194A36 - -- -
- 3,448,283 --
,. - - 863785
29535,490 6435203 1941)436 3,448,283 1,197,302 51242,943 86,785
$2,945,115 $ 643,203 $ 290,678 $ 234,306 $ 3,453,810 $ 1,2011,807 $ 652899490 $ 865785
(Continued)
COUNTY OF HAWAII
l onrnajor Governmental Funds
Combining Balance Sheet
,lune 3, 2012
Assets
Cash and cash equivalents
Investments
Irnrest fund
Receivables:
Due frrn other governments
Due from ether governmental funds
Due from other nongovernmental funds
Trade, net of allowance for doubtful accounts
Other
Total assets
Liabilities and Fund Balances
Liabilities
Accounts payable
Accrued payroll
Due to other governmental funds
Deferred revenue
Other
Total liabilities
Fund balances:
Restricted for:
Debt service
Highways, streets and abandoned vehicles
Rental assistance and subsidy
Committed to:
Sanitation
Highways, streets and abandoned vehicles
Rental assistance and subsidy
Cemetery
Golf course
Lover Puna area
Parks s and recreational projects
Total fund balances
Total liabilities and fund balances
See accompanying independent auditors' report.
(Concluded)
Debt Service Fund Total
Bond Nonmajor
Interest redemption Governmental
2,210,690 $24,234,149 $ 69,001,772
3,4,00
- - 2,850
- 9'76,694
- 210,918
- -- 1 3 50
,
- 2,652,678
-
4,500,751
2,2105690 $24,234,149 $ 76,905,373
- - 3,455,738
1,010,831
- 14,485
- 2,749,932
71,930 2203000 1 ,08 1,642
71,930 220,000 8,812,628
2,13 8,760 24,O 14,149 26,1 52,9 9
-- - 163597,972
- - 910,690
- - 13,555,472
- - 2,722,286
- - 4,332,253
-- 9L659
- - 194,436
- 3,448,283
- 86,785
29138,760 24,014,149 685092,745
$ 2,210,690 $24,2345149 $ 76,905,373
-92-
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COUNTY OF HAWAII
l onmajor Governmental Funds
Combining Statement of Revenues, Expenditures, and Changes in Fund Balances
For the Fiscal Year Ended June 30, 2012
-9
Special Revenue Funds
Solid
Parking
Highway
Sewer
Waste
Cemetery Meter
Fuad
Fund
Fund
Fund Fuad
Revenues
Fuel taxes
$ 55293,200
$
-
$ - -
Public utility franchise taxes
11,065,112
-
-
-
Licenses and permits
7,149,063
Intergovernmental
728,029
2805
942,061
-
Charges for services
-
6,533,752
6,656,158
- 13,117
Investment earnings
-
_
_
_ ..
Other
840,903
361
4,816
700 -
Total revenues
28,076,307
635625808
7,603,035
7,000 133117
Expenditures
Current:
General Government
-
-
- -
Public safety
5,902,867
-
- -
Highways and streets
141,4655703
-
-
-
Health, education and welfare
-
-
-
- -
Culture and recreation
-
-
-
- -
Sanitation
-
6,442,200
21,221,008
- -
Pension and retirement contributions
156412656
581,5 3
1,067,490
- -
Employees' health insurance
9421,590
271 X361
6145216
- -
ther
449,573
388,731
2995574
-- -
Deht service:
Principal
-
-
L538,811
- -
Interest
75,858
- ..
Capital outlay
-
-
280,250
Taal expenditures
2354025719
7,684,145
25,0975207
-- -
Excess (deficiency) of revenues
over (under) expenditures
45673,588
(15121533 7)
7,000 135117
Other Financing Sources (Uses)
Transfers in
-
1851158,708
- --
Increase in capital leases
-
-
1,549,741
- -
Transfers out
_(33213,3467)
-
-
- -
Total ether financing sources (uses)
(35213,467)
-
19,708,449
-
Net change in fund balances
1,4602121
(13121,337)
2,214,277
7,000 13,117
Fuad balances at beginning of year
135297,346
551935340
7,269,192
843659 173,679
Fund balances at end of year
$ 14,7579467
$ 4,0725003
$ 9,453,469
$ 91,659 $186,796
-9
- 11962,571
8773284 - -
1,99 - -
12,608 - -
_
156,326 -
1,066,214 -
9841466 89,330
8303143
144,706
86,598
4,554
267,094
365000
5,527
74,509
20,697
15,031,095
473,718
202,176
91,845
2,418
1,962,571 1,066,001 3089621 953206 15,719,252 -
- 3343014 620,463 75,685 4653252 3
- - - 315,666 -- - 838,384 -
- - 435677 -
- (450,000) .. - -
3151,666 (450,000) - 88201 -
984,466 89,330 - 183348) 170,463 75,685 416,809 63
1,551,024 553,873 - 2121,784 352775820 1,121,61'7 4,826,134 863722
2,5353490 6439203 - 194,436 3,448,283 1,197,302 5,242,943 86,785
(Continued)
-95-
Special Revenue Funds
Vehicle
Workforce
Golf
Geothermal Reioc. auti-
Hawaii County earl
Disposal
Bikeway
Investment
Course
& Community fi ati n
Housing Dedication
tion
Fund
Fund
Act Fund
Fund
Benefits Fund Fund
Agency Fund
25050,680
893330
-
-
1705891 0,891
_ _
-
1,962,571
-
-
15,212,470 -
-
-
-
'731, 67
- --
- -
_
-
_ ..
7,899 63
-
-
20
9295084 -
33,631 --
2300,680
89,330
139625571
731,987
929,084 17001
1532543000 63
- 11962,571
8773284 - -
1,99 - -
12,608 - -
_
156,326 -
1,066,214 -
9841466 89,330
8303143
144,706
86,598
4,554
267,094
365000
5,527
74,509
20,697
15,031,095
473,718
202,176
91,845
2,418
1,962,571 1,066,001 3089621 953206 15,719,252 -
- 3343014 620,463 75,685 4653252 3
- - - 315,666 -- - 838,384 -
- - 435677 -
- (450,000) .. - -
3151,666 (450,000) - 88201 -
984,466 89,330 - 183348) 170,463 75,685 416,809 63
1,551,024 553,873 - 2121,784 352775820 1,121,61'7 4,826,134 863722
2,5353490 6439203 - 194,436 3,448,283 1,197,302 5,242,943 86,785
(Continued)
-95-
COUNTY OF HAWAII
Ionmajor Governmental Funds
Combining Statement of Revenues, Expenditures, and Changes in Fund Balances
For the Fiscal Year Ended June 30, 2012
Revenues
Fuel tapes
Public utility franchise takes
Licenses and permits
Intergovernmental
Charges for services
Investment earnings
Other
Total revenues
Expenditures
Current
General Government
Public safety
Highways and streets
Health, education and welfare
Culture and recreation
Sanitation
Pension and retirement contributions
Employees' health insurance
'Other
Debt service:
Principal
Interest
Capital outlay
Total expenditures
Excess (deficiency) of revenues
over (under) expenditures
Other Financing Sources Uses
Transfers in
Increase in capital leases
Transfers out
Total other financing sources (uses)
Net change in fund balances
Fund balances at beginning of year
Fund balances at end of year
See accornp n ing independent auditors' report.
(Concluded)
Debt Service Fund Total
Bond Nomnajor
Interest Redemption Governmental
- - 83293,200
- 11,065,112
- - 9,459,964
4422719 - 19,316,545
- - 133934,994
7,962
-- - 19815,815
442,719 - 6328933592
- 267,094
- - 5,9383867
- - 14,540,212
- - 16,9935666
- _ $56,367
- 28,540,492
3,929,449
_ 2,129,549
1,142,732
Y
23,059,659 24,608,3 15
14,839,262 - 141,9171,538
1�F,QJ,�L1L.JL1JLlJ
(14,396,543) (235059,659)
14,663A16 22,331,013
X -r 5 VV —r X V Le LM ✓ .J 1 9 V 1. a
266,873 (728,646)
1,871,887 24,742,795
231381760 24,014,149
--
1 11-t5jVVg0J f
(5054075265)
56,3 07,187
1,593,418
(356639467)
J,a.,o rj
64,262,8 72
68,092,745
COUNTY OF HAWAII
Highway Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 3, 2012
Revenues;
Taxes:
Fuel taxes
Public utility franchise takes
Total taxes
Licenses and permits - motor vehicle weight taxes
Intergovernmental
Charges for services
Other
Total revenues
Expenditures:
Public safety - traffic engineering
Highways and streets
Highways and streets - mass transit
Pension and retirement contributions
Employees' health insurance
Other
Total expenditures
Excess (deficiency) of revenues over (under)
expenditures
Other financing uses:
Transfers out - Capital Projects Fund
Excess (deficiency) of revenues over (under)
expenditures and other uses
Fund balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report.
Actual Variance
Original Final (Budgetary Positive
Budget Budget Basis Iegativ
$ 6,6905816 6,690,816 8,293,200 1,602,384
6,667,3 89
6,66733 89
719149,063
481,674
577:0210
727,21
728,029
819
400,000
4003000
570, 15 8
1703158
803618
803618
270,745
1903127
23,741,065
23013065
28,076,307
43185,242
558003716
6,137,716
5,620,162
517554
121,0705566
125070,566
10350%326
1,561,240
41,0445593
4,044,593
4,044,389
204
2,075,283
2,075,283
1,574,0 13
5015270
1,087,116
1,087,116
902A01
184,715
I popo
813,000
4435016
3693984
26,0783274
263228,274
235093,307
3,134,967
(21,3371,209) (2,337,209) 43983,000 75320209
(3,1891,216) (3,213,467) (3,213,467) --
(5,526,425) (5,550,676) 1,769,533 7,320,209
75770,921 73746,670 $ 15,0663879 7,320,209
-97-
COUNTY F HAWAII
Sewer Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 3, 2012
Revenues.-
Intergovernmental
evenues.Inter o rnental
Charges for services - sewer fees
Other
Total revenues
Expenditures:
Sanitation
Pension and retirement contributions
Employees' health insurance
Other
Total expenditures
Deficiency of revenues under expenditures
Fuad balance at beginning of year
Fund balance at end ofyear
See accompanying independent auditors' report.
Actual variance
Original Final (Budgetary Positive
Budget Budget Basis Negative
- - $ 28,695 $ 285695
619201,957 659201,957 6,533,752 (387,205)
6,920,957 6,920,957 6,562,808
61486,318
65616,918
6,2823844
334,074
661,303
557,803
5572443
360
302,797
260,297
260,216
81
13635,000
156501,400
485,272
1,165,128
9.1085:0418
9,085,4 18
7,585,775
1,499,643
(23164,461)
(2,164,461)
(1,022,967)
1,W 1,494
.98.
COUNTY OF I AWAH
Solid Waste Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Revenues:
Intergovernmental
Charges for services - tipping fees
Other
Total revenues
Expenditures:
Sanitation
Pension and retirement contributions
Employees' health insurance
Other
Total expenditures
Deficiency of revenues under expenditures
Other financing sources:
Transfers in - General Fund
Excess deficiency of revenues and other
sources over (under) expenditures
Fund balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report
Actual
Variance
Original
Final
(Budgetary
Positive
Budget
Budget
Basis)
(Negative)
915,000
$ 9305000
$ 9059461
$ (24,539)
6,875,3 06
65875,306
6,656,158
(2195148)
-
-
4,816
4816
7,790,306
7,805,306
7,566,435
(238,871
25,978,228
25,9935228
223832,853
3,160,375
1,169,928
1,169,928
1,020,259
14909
657,036
657,036
5885410
68,626
450#000
4509000
300,947
149,053
28,255,192
28,270,192
24,742,469
3,527,'723
{20)464,886)
(209464,886)
(17,176,034)
3,288,852
18;J58,708
18,158,708
18,158,'708
-
(25306,178)
(2,306,178)
982,674
3288,852
7,269,192
7,2691,192
7,269,192
-
4,963,014
$ 4,963,014
8,251,866
3,2883152
COUNTY OF HAWAII
Cemetery Fund
Schedule of Revenues, Expenditur s, and Changes in Fund Balance -
Budgt and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Revenues - other - sale of cemetery plots
Expenditures - health, education and welfare
Excess of revenues over expenditures
Fund balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report.
Actual Variance
Original Final (Budgetary Positive
Budget Budget Basis} (Negative)
$ 10,000 $ 1,000 7,001 $ (3,000)
7,000 7,000
$ 84,659 $ 84,659 91,659 7,000
-100-
COUNTY OF HAWAH
Parking Meter Fund
Schedule of Revenues, Expenditures, and Charges in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
See accompanying independent auditors' report.
-11-
Actual
variance
Original
Final
(Budgetary
Positive
Budget
Budget
Basis
(Negative)
Revenues - Charges for services - highways and streets
-
$ -
13,117
13,117
Excess of revenues over expenditures
-
-
13,1 17
13,11'7
Fuad balance at beginning of year
1733679
173,679
173,679
-
F'und balance at end of year
1731,679
$173.1679
186,796
$ 13,117
See accompanying independent auditors' report.
-11-
COUNTY OF HAWA
Vehicle Disposal Fund
Schedule of Revenues, Expenditures, and Charges in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Revenues:
Licenses and permits - vehicle disposal fee
Expenditures:
Sanitation
Pension and retirement contributions
Employees' health insurance
Other
Total expenditures
Deficiency of revenues under expenditures
Fund balance at beginning of year
Fund balance at end of year
See aeeompany1n g independent auditors' report.
Actual Variance
Original Final {Budgetary Positive
Budget Budget Basis (Negative
2,031,888 2,031,888 2,050,680 18,792
2,559,268
21,563
15,986
., .1%.1% r%
2,598,81
(566,929)
N f f -9 !%A J
2,559,268
21,563
15,986
Im, M .M.M
2)169,232
19,194
12,148
390,036
,3 6
3,83
�...N r .t
(566,929) (1495894) 417,035
4 P* w i h114 i _d a a -d hw J
984,095 984,095 1,4015130 4173035
102
COUNTY OF HAWAII
Bikeway Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budgt and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Revenues - licenses and permits - bicycle tai
Expenditures - highways and streets
Ekes (deficiency) of revenues over (under)
expenditures
Fund balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report.
Original
Actual
Variance
and Final
(Budgetary
Positive
Budget
Basis)
(N(Negative)
20,000
19,330
$ 69,330
1713000
-
1'71,
(15 1,000)
8%,330
2402330
553,173
553,173
$4022,873
$643,203
$240,330
-103-
COUNTY OF HA AH
Workforce Investment Act Fund
Schedule of Revenues, Expenditures, and Changes in Fuad Balance -
udget and Actual (Budgetary Basis)
For the Fiscal Year Ended Jure 30, 2012
Actual Variance
Original Final (Budgetary Positive
Budget ^_ Budget Basi (Negative)
Revenues - interg verrrnm ntal - federal grants - 1,521,232 $ 154221,662 (98,570)
Expenditures - health, education and welfare - 1,521,232 15422,662 98,570
Excess of'revenues over expenditures - - -
Fund balance at lae inning of year
Fund balance at end of year - $
See ac companying independent auditors' report.
104
COUNTY OF HAWA
Golf Course Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30,, 2012
Revenues
Charges for services
Other
Total revenues
Expenditures:
Culture and recreation
Pension and retirement contributions
Employees' health insurance
Other
Total expenditures
Deficiency of revenues under expenditures
Other financing sources
Transfers in - General Fund
Excess of revenues and other sources
over expenditures
Fund balance at beginning of year
Fund balance at enol of year
See accompanying independent auditors' report.
Actual Variance
Original Final (Budgetary Positive
Budget Budget Basis) (Negative
804,647 804,647 7311,967 (72,680)
849,592
849,592
783,521
66,071
151.,845
152,445
139,223
13,222
1055357
105,3 57
83,241
221,116
131,519
12,919
4,3 8
8,536
1,120,313
1,120,313
11,0103368
109,945
(3151,666)
(315,666)
(278,381)
371,285
315,666
315,666
315,666
-
-
37,285
371,285
212,784
212,784
212,784
-
212,784
212,784
25,069
37,285
- 105-
COUNTY FHAWAII
ntbe anal Relocation and Community Benefits Fund
Schedule of Revenues, Expenditures, and Changes in Fund Balance --
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 3, 2012
See accompanying independent auditors' report.
-106-
Actual
Variance
rrgmnal
Final
(Budgetary
Positive
Budget
Budget
Basi
legative
Revenues - other - g othennal royalties
$ 575,000
$ 575,000
$ 929P4
354P4
Expenditures.
General government.
Legislative
24,890
245,890
24,890
-
lanning and zoning
42% 110
429,110
242,204
1865906
Public safety - traffic
96,000
96,000
36,000
60,000
Culture and recreation -- parrs and recreation
25,000
25,000
-
25,000
Total expenditures
5755000
575;P00
33,4
271,906
Excess of revenues over expenditures
-
-
625,990
625,990
Other financing uses:
Transfers out - Capital Projects Fund
-
(450,000)
(450,000)
-
Excess (deficiency) of revenues over (under)
expenditures and other uses
-
(450,000)
175,990
625,990
Fund balance at beginning year
3,277,820
3,2' 7,820
3,277,820
-
Fund balance at end of year
332775820
$ 2,827,820
$ 33453,810
625,990
See accompanying independent auditors' report.
-106-
COUNTY OF HAWAR
Beautification `und
Schedule of1Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Actual Variance
Original Final (Budgetary Positive
Budget Budget Basin (Negative)
Revenues - licenses and permits - highway
beautification
153,600
$ 153,600
170,891
17,291
Expenditures:
Highways and streets
92,300
92,300
72,534
19,766
Culture and recreation
61,300
61,300
27,394
33,906
Total expenditures
153 fi00
153,600
991,928
53,672
Excess ofrevenues over expenditures
-
70,963
70,963
Fuad balance at beginning of year
1,121,617
151215617
1,121,617
-
Fund balance at end of year
$1,121,617
1,121,617
1,192,5 80
70,963
See accompanying independent auditors' report.
-107-
COUNTY F HAWAII
Hawaii County Housing Agency
Schedule of Revenues, Expenditures, and Changes in Fund Balance -
Budget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 30, 2012
Revenues:
Intergovernmental --
Federal - HU -- Voucher program
Other
Investment earnings
Resale of property
Other
Total revenues
Expenditures:
Health, education and welfare
Pension and retirement contributions
Employees' health insurance
Total expenditures
Deficiency of revenues under expenditures
Other financing sources:
Transfers in - General Fund
Excess of revenues and other
sources over expenditures
Fund balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report.
Actual Variance
Original Final (Budgetary Positive
Bud et Budget Basis) (Negative)
15,265,687
151265,687
15, 178,813
(861,874)
41,046
41,046
339657
(72389)
6,000
6,000
7,899
13899
-
-
33,545
331,545
6
86
15,3122733
15331.,733
15,254000
(58,733)
15,404,388
15AO4388
14,7255884
678,504
521,478
5215478
4535774
67,704
225,251
2255251
193,586
311,665
16,151,117
16,151,117
15,373,244
777,873
838,384
7195140 719,140
4,8262,134 $ 4,8265134 $ 5,545,274 S 719,140
108 -
COUNTY OF HAWAII
Park Dedication Fund
Schedule of Revenues, Expenditures, and Charges in Fund Balance -
udget and Actual (Budgetary Basis)
For the Fiscal Year Ended June 3, 2012
Revenues - investment earnings
Excess of revenues over expenditures
Fend balance at beginning of year
Fund balance at end of year
See accompanying independent auditors' report.
Actual variance
Original Final (Budgetary Positive
Budget Budget Basis) (Negative
- - 63 6
63 63
86,722 86,722 86,722 -
86,722 86,722 $ 86,785 63
109-
Assets
Cash and cash equivalents
Investments
Due from other agency funds
Other receivables
Total assets
Liabilities
COUNTY HAWAII
Agency Funds
Combining Statement of Agency Funds Net Assets
June 30, 2012
Performance
State improvement Improvement Improvement and
Weight District District District Refundable
Tax No. 17 No. 18 Revolving ing Deposits
Yw Y Tl Y T Y 4A ■ Y� y
$19755,546 - 17,532 $ 2861,569 $ 522,542
- - 1,45 8,449 - -
n I A !
Due to other agency funds - $ - - - 13920
Accrued liabilities 1,755,546 Y 10,907 - -
Advances parable - - 14, 1 - 520,622
Assets held for the benefit of
improvement districts - - 15459,87 286,569
Total liabilities $15755,546 $ - $ 1,484,127 2865569 $ 522,542
See accompanying independent auditors' report.
-110-
Non -Profit Organ and Business
Payroll Flexible Lapsed License 'Tissue Improvement
Clearance Spending Warrants Plates Education District
323,344 $ 365,481 $ 221,496 1,175 $ 923 2A3 3,496,791
- - - -- - 1 X 8,449
- - 2,246 - -- - 2,246
- - 11,1 - - 14,997 34,293
$ 323,344 $ 365,481 $ 234,892 $ 1,175 923 17, 180 $ 4,991,779
$ 326 - $ -- $
323,018 365,481 234,892 1,175
$ - $ 2,246
923 2,183 2,694,125
- 534,805
- - - - I t377 ! 1 � f vvV ovvj
$ 323,344 $ 365,481 234,592 $ 1,175 $ 923 $ 1'7,180 $ 4,991,779
- ill -
COUNTY 1 H WH
Agency Fund
Combining Statement of Changes in Assets and Liabilities
For the Fiscal Year Ended June 30, 2012
State weight Tax Fund
Assets
Cash and cash equivalents
Liabilities
Vouchers payable
Accrued liabilities
Accrued liabilities - due to State of Hawaii
Total liabilities
Improvement District leo. 17 Fund
Assets
Cash and cash equivalents
Liabilities
Vouchers Payable
Assets held for the benefit
of improvement di tTiots
Total liabilities
Balance Balance
July 1, June 30,
2011 Additions Deduction 2012
$ 8933557 18,285,128 $ 17,423,139 $1,755,546
$ - $ 1753 3 6,190 17,336,190 -
-
893,557 18,256,295 175424,307 1,755,545
893,557 $ 35,6223486 34,7603497 1,755,546
$ 535314 7205725 S 804,042 $ -
- 53,498 $ 53,498 -
83,314 230 835544 -
83,314 S 83,728 167,042 $ -
-112-
COUNTY OF HAWAII
Agency Funds
Combining Statement of Changes in Assets and Liabilities
For the Fiscal Year Ended June 30, 2012
- 113 -
Balance
Balance
July 1,
June 30,
2011
Additions
Deductions
2012
Improvement District No. 18 Fund
Assets
Cash and cash equivalents
S
68,307
3435083
$
393,858
$
17,532
Investments
1,5863399
12,314
1401,264
1,458,449
Other receivables
12,014
310,969
3145837
5,146
Total assets
1,666,720
6665366
$
5451,959
$134845127
Liabilities
Vouchers payable
$
-
2845,851
$
284,851
$
-
ccrued liabilities
14,873
266,5 10
270,476
10,907
Advances payable
115702
14,1 3
112,702
14,183
Assets held for the benefit
f improvement districts
1,640,145
319,880
500,988
15459,037
Total liabilities
$1,666,720
$
885,424
1,0685017
1,484,127
Improvement District Revolving Fund
Assets
Cash and cash equivalents
$
4013220
290
1145941
$
286,569
Liabilities
Vouchers payable
$
-
$
114,936
114,936
$
-
Assets held for the benefit
of improvement districts
4015220
290
114,941
216,569
Total liabilities
$
401,220
$
1155226
229,577
$
2861,569
Performance and Refundable
Deposits Fund
Assets
Cash and cash equivalents
$
548,549
$
374,996
401,003
$
522,542
Due from other nonmagency funds
11,600
-
11,600
-
Total assets
$
560,149
$
374,996
412,603
$
522,542
Liabilities
Vouchers payable
$
-
355,166
315,166
$
-
ue to ether agency funds
800
15920
800
11920
Advances payable
559,349
361,251
399,978
5205622
Total liabilities
$
5601149
$
748,337
$
7853944
522,542
- 113 -
COUNTY OF HAWAII
Agency Fund
Combining Statement of Changes in Assets and Liabilities
For the Fiscal Year Ended June 3 , 2012
Balance Balance
July 1, June 30,
2011 Additions Deductions 2012
Payroll Clearance Fund
Assets
Cash and cash equivalents $1,699,774 203,409,644 $ 204,786,074 $ 323,344
Due from ether non -agency funds - 204,8115333 204,811:0333 -
ther receivables 85674 - 8,674
Total assets $1,705,448 $ 408,220,977 4095606,081 $ 3233344
Liabilities
Vouchers payable
$
$
94,O 17,611
$
94,0 17,611
-
Due to other agency funds
1,316
326
1,316
326
Accrued liabilities
1,707,132
387,133,467
3881517,581
323,018
Total liabilities
$1,708,448
$ 481,151,404
$ 4823536,508
$
3235344
Flexible Spending Account
Assets
Cash and cash equivalents
$
366,905
$
284,109
$
2855533
$
365,481
Liabilities
Accrued liabilities
$
366,905
S
284,109
$
285,533
$
365,481
Lapsed Warrants Fund
Assets
Cash and cash equivalents
2021,302
$
20,231
$
1,037
$
221,496
Due from other agency funds
2, 116
2,246
2,116
2,246
Other receivables
17,838
11,150
175898
11,150
Taal assets
2223316
$
331,627
$
21,051
$
2345892
Liabilities
Vouchers payable
$
$
1,038
11,038
$
-
ccrued liabilities
2225,316
39,654
27,078
2342892
'Fetal liabilities
$
222,316
$
40,692
282,116
$
234,892
� 11
COUNTY 1 F HAWAII
Agency Fund
Combining Statement of Changes in Assets and Liabilities
For the Fiscal Year Ended June 3, 2012
Business Improvement District I-Kailua
Assets
Cash and cash equivalents $ 53287 $ 784,080 7873184 $ 2,183
Other receivables -BID 1-I ailua Assessment 153335 783,779 784,117 14,997
Other receivables - 27,469 273469 -
Total assets $ 203622 $ 1,595,328 $ 1,598,770 $ 17,180
Liabilities
Vouchers payable
Accrued liabilities - due to K BIT
Assets held for the benefit
of improvement districts
Total liabilities
$ - 785,265 $ 7851,265 $ -
5,27 2,183 5287 2,183
4D 1 �-dv-t,Juj 11Ju /;,0V ! 1 I � 1 oU
_115-
Balance
Balance
July 1,
June 3 0,
2011
Additions
Deductions
2012
Ion -Profit License Plates Fund
Assets
Cash and cash equivalents
$
15175
$
4,537
$
45537
$
1,175
Liabilities
Vouchers payable
$
-
$
4,425
$
45425
$
-
Aeerued liabilities:
Due to non-profit agency
13175
4,537
4,537
1,175
Total liabilities
11175
$
8,962
83962
$
1,175
Organ and Tissue Education Fund
Assets
Cash and cash equivalents
$
577
$
3,634
$
35288
923
Liabilities
Vouchers payable
$
-
$
3,237
$
3,237
-
Accrued liabilities -clue to State of Hawaii
577
33634
3,288
923
Total liabilities
$
577
$
6,871
$
6,525
923
Business Improvement District I-Kailua
Assets
Cash and cash equivalents $ 53287 $ 784,080 7873184 $ 2,183
Other receivables -BID 1-I ailua Assessment 153335 783,779 784,117 14,997
Other receivables - 27,469 273469 -
Total assets $ 203622 $ 1,595,328 $ 1,598,770 $ 17,180
Liabilities
Vouchers payable
Accrued liabilities - due to K BIT
Assets held for the benefit
of improvement districts
Total liabilities
$ - 785,265 $ 7851,265 $ -
5,27 2,183 5287 2,183
4D 1 �-dv-t,Juj 11Ju /;,0V ! 1 I � 1 oU
_115-
COUNTY OF HAWAII
Agency Funds
Combining Statement of Changes in Assets and Liabilities
For the Fiscal Year Ended June 30, 2012
Total - All Agency Funds
Assets
Cash and cash equivalents
Investments
Due from other agency funds
Due from other non -agency funds
Other receivables - BID 1-Kailua Assessment
Other receivables
Total assets
Vouchers payable
Due to other agency funds
Accrued liabilities
Accrued liabilities - due to non-profit agency
Accrued liabilities - due to State ofHawaii
Accrued liabilities - due to KV II
Advances payable
Assets held for the benefit
of improvement districts
Total liabilities
See ac corn pany 1 ng independent auditors' report.
Balance Balance
July 1, June 30,
2011 Additions Deductions 2012
43270,967 $ 224523O,960 225,005,136 $ 3,496,791
1,586,399
12,314
140,264
1,458,449
2,116
2,246
2,116
2,246
1 f,600
204,811,333
204,822,933
-
1 52,33
783,779
784,117
145997
38,586
349,588
3685878
19,296
$ 5,925,003 $ 430,190,220 $ 4315123,444 $ 4,991,779
-
113,016,217
113,0162217
$ -
2,116
25246
2,116
2,246
2,3115226
3 87,723,741
389,100,668
9342,299
1,175
4,537
4,537
1,175
894,134
1 8,289929
17,427,595
1,756,468
5,287
2:1183
5,287
2,183
5715051
375,434
41 lfflO
534,805
2,140,0 14
1,097,317
1,476,"728
137605,603
$ 5,925,003 520,511,604 $ 521,444,828 $ 4,991,7'79
- 116-
COUNTY OF HAWAII
Private Purpose Trusts
Combining Statement of Private Purpose Trust Net Assets
Assets
Gash and cash equivalents
Investments
Total assets
It Assets
Held in trust for other parties
Total net assets
See accompanying independent auditors' report.
June 30, 2012
2,158,332 25766,988 43925,320
$ 251583332 2,766,988 $ 4,925,320
$ 2,1 8,332 21)766,988 $ 4,925,320
-11-
Shippers'
Total
Geothermal
Wharf
Private
Asset
Trust
Purpose
Fund
Fund
'gusts
2,1581,332
$ 1,558,285
$ 3,716,117
13208,703
11)208,703
2,158,332 25766,988 43925,320
$ 251583332 2,766,988 $ 4,925,320
$ 2,1 8,332 21)766,988 $ 4,925,320
-11-
COUNTY OF HAWAII
.'rite Purpose Trusts
Combining Statement of Changes in Private Purpose Trust Net Assets
For the Fiscal Year Ended June 30, 2012
Slippers' Total
Geothermal Wharf Private
Asset Trust Purpose
---- A -- - , 'T' ----
Additions
Contributions:
Puna Geothermal Venture
Investment earnings:
Net increase in fair value of investment
Dividends
Interest
Total additions
Deductions
Grant payments
Total deductions
Change in net assets
Net assets, beginning of year
Net assets, end of year
See accompanying independent auditors' report.
50,000 50,000
169,833 169,833
55,919 55,919
1,532 1,398 2,930
513532 227,150 278,682
120,609
120,609
51,532 1062,541
2,1065800 2,660,447
25158,332 2,766988
-118-
i Lu,ouy
1 8,03
4,767,247
4,925,320
STATISTICAL SECTION
(iJNAUDITED)
Contents
Page
Financial Trends —These schedules contain trend information to help help the reader understand
how the County's financial performance and well-bemng have changed over time. 11
Revenue Capacity— These schedules contain information to help the reader assess the County's
most significant local revenue source, the property tax. 124
Debt Capacity — These schedules present information to help the reader assess the affordability of
the County's current levels of outstanding debt and the County's ability to issue additional debt in
the future. 130
Demographicand Economic Information — These schedules offer demographic and economic
indicators to help the reader understand the environment within which the County's financial
acitivities take place. 133
Operating nfor coati r — These schedules contain service and infrastructure data to help the
reader understand how the inf rinati n in the County's financial report relates to the services
provided and the activities performed by the County. 135
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Table 4
. COUNTY OF HAWAII
Changes in Fund Balances, Governmental Funds
{Modified accrual basis of accounting
Last Tort Fiscal Years
(Amounts in thousands)
Total Revenues
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
Revenues -
Property tax
$109,991
$121,868
$131,087
$153,207
$181,446
$ 248,313
$ 225,858
$215,548
16,511
$ 208,231
Public service company tax
5,064
5,332
6,351
6,812
7,396
5,351
10,229
9,647
9,297
9,837
Fuel tax
7,343
7,552
7,581
7,857
8,471
7,888
7,662
7,406
7,603
8,293
Public utility franchise tax
4,817
5,373
6,017
7,329
8,520
9,027
11,118
8,963
9,416
11,065
Licenses and permits
9,261
11,840
14,442
16,544
16,269
15,918
14,972
14,725
15,097
15,790
Intergovernmental
65,203
58,559
73,372
69,637
63,599
72,601
70,869
77,614
93,745
140,867
Charges for services
13,481
14,467
18,149
19,852
21,685
22,154
21,404
18,909
16,416
16,885
Investment earnings
2,066
1,806
3,104
5,223
14,291
12,144
8,914
2,253
510
406
Other
6,179
4,718
4,450
4,380
5,073
7,151
5,690
3,241
7,874
4,201
Total Revenues
223,405
231,515
264,553
290,841
322,750
363,577
376,716
358,306
376,472
375,635
Expenditures:
Current:
General government
22,317
23,070
26,183
31,153
37,652
42,931
45,582
40,586
34,251
35,088
Public safety
64,667
69,117
76,444
83,591
93,241
103,617
107,540
108,798
104,917
104,523
Highways and streets
8,675
9,542
9,787
12,605
14,033
19,529
17,159
20,222
17,114
17,338
Sanitation
16,629
17,602
21,883
26,565
31,817
33,445
35,025
35,675
28,424
29,511
Health, education and welfare
18,867
19,047
19,870
19,050
21,470
24,609
24,596
25,519
26,847
23,749
Culture and recreation
13,086
13,169
13,982
14,731
17,118
18,179
18.853
17,266
16,001
16,763
Pension and retirement contributions
7,926
11,081
14,204
19,937
21,796
24,296
28,870
28,509
27,284
27,773
Employees" health insurance
12,758
14,256
16,168
16,133
16,941
18,089
19,119
23,573
25,212
25,902
Other postemployment benefits
-
-
-
-
13,629
14,954
15,700
17,307
-
Other
5,629
7,128
6,133
6,780
5,108
5,344
6,257
4,773
4,758
4,183
Debt service:
Principal
11,800
12,826
13,150
14,060
16,076
16,548
19,749
20,720
42,233
24,834
Interest
8,469
9,283
9,534
9,914
9,894
13,116
12,790
14,584
14,841
15,432
Capital outlay
32,952
23,474
32,816
34,588
52,285
70,156
89,368
140,653
87,782
71,220
Total Expenditures
223,775
229,595
260,114
285,110
337,431
403,508
440,158
456,578
446,971
395,916
Revenues over (under) Expenditures
(370)
1,920
4,439
5,731
(14,681)
(39,931)
(63,442)
(98,272)
(70,499)
(20,281)
Other Financing Sources (Uses):
Sale of assets
9
1,593
1,456
82
5
3,470
58
14
6
153
Capital leases
1,353
1,474
1,369
404
2,443
2,187
1,026
1,945
47
2,571
State Devolving Fund loans
853
-
1,544
25
6,255
1,916
280
6,811
9,257
4,569
Sale of bonds
37,262
I,725
30,000
25,000
85,000
-
50,000
-
45,400
-
Issuance of bond anticipation notes (BANS)
-
_
_
_
_
,.
19,000
-
-
Refunding bonds
i
-
24,595
-
31,607
-
-
-
-
-
Premium on bonds
-
-
3,025
972
3,099
-
185
1
2,078
Refunding bondsfBANs issuance costs
-
-
(129)
-
(218)
-
(19)
�
-
Payment to refunded band escrow agent
-
-
(25,885)
-
(32,699)
_
_
_
Transfers in
29,943
39,440
42,119
45,691
59,139
64,929
56,697
61,495
56,099
59,971
Transfers out
(29,943)
39,440
42,119
X45,691}
X59,139
(64,929
(56,697
(61,495
(56, 99}
X59,971
Total other financing sources
39,477
4,792
35,965
26,483
95,452
7,573
51,549
27,750
56,388
7,243
Net change in fund balances
$ 39,107
S 6,712
40,444
$ 32,214
$ 80,771
$ 32,358)
$ (11,893
(70,52
$(14,1111
S(13,038)
Debt service as a percentage of
noncapital expenditures
10.7%
10.8%
10.3%
9.7%
9.0%
9.3%
9.0%
10.4%
15.9°fin
12.3%
Unaudited - see accompanying independent auditors' report.
-123-
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Table 6
COUNTY OF HAWAII
Principal 'taxpayers
June 31, 2012 and 2003
Dote: Gross valuation at January 1, 2011; $29,720,443,204
Gross valuation at January 1, 2442: $14,266,522,103
Source: County ofHawaii, Department of Finance, Real Property Tax Division
Unaudited -- see accompanying independent auditors' report.
- 12
Fiscal Year 2012
Fiscal Year 2003
Percentage
Percentage
2011
of Total
2002
ofTotal
Assessed
Assessed
Assessed
Assessed
Taxpayer
Business
Valuation
Rank
Valuation
Valuation
Rank
Valuation
Mauna Keafflapuna Beach Corps.
Developer/Hotel
217,554, 100
1
0.7%
S -
_
Hilton Land Investment 1 LLC
Hotel
206,052,400
2
0.7%
-
HuarlaI i Investors LLC
Developer/Hotel
189,089,800
3
0.6%
-
-
Orchid 09 LLC
Hotel
116,619,400
4
0.4%
-
-
13 ISD Acquisition LLC
Developer
10690035500
5
0.4%
-
-
Mauna Lard Resort Inc.Developer/Hotel
8950069000
6
0.3%
102,923,900
7
0.7%
Hilton Resorts Corp.
Timeshare
88,977,201
7
0.3%
-
-
Kohanaiki Shores LLC
Developer
6553475900
8
0.2%
-
-
Kona Coast Resort LTD
Hotel
575409,200
9
0.2%
-
-
BRE/Waikoloa LLC
Hotel
55,610,900
10
0.2%
-
-
BP Bishop Estate
Developer
-
-
428fflO9800
1
3.0%
Mauna Idea Development Corp
Motels/Dev.
-
-
238,141,700
2
1.7%
WB Kukio Resorts LLC
Developer
-
-
190,7049200
3
1.3%
Global Resort Partners
Hotel
-
-
15657325600
4
1.1%
Liliuol alani Trust Estate
Land Trust
-
-
143,3135700
5
1.0%
FHR ML Hotel Moldings LLC
Hotel
--
-
128fi78fflO
6
0.9%
1250 Oceanside Partners
Developer
-
-
7895285600
8
0.6%
I aupulehu Makal Venture
Developer
-
74,3962800
9
0.5%
R H Inc.
Hotel
--
-
54,7239400
10
0.4%
1519156705400
4.0%
1,596,1749304
11.2%
Dote: Gross valuation at January 1, 2011; $29,720,443,204
Gross valuation at January 1, 2442: $14,266,522,103
Source: County ofHawaii, Department of Finance, Real Property Tax Division
Unaudited -- see accompanying independent auditors' report.
- 12
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Fiscal
Year
COUNTY OF HAWAH
Ratios of General Bonded Debt Outstanding
Last Ten Fiscal Years
Debt
Applicable to
Legal Debt
Margin (a)
Table
Percent of
Net Taxable
Property Per
Value (b) Capita (c)
2003
187,316,839
1.6%
1")180
2004
17603,195
1.4%
1,082
2005
195,198,142
1.3%
13t16
2006
205,219,940
1.20
1 � 199
2007
281,836,503
1.2%
1,633
2008
265A312280
1.0%
15510
2009
296,53 5,925
1.0%
13667
2010
277,4815633
1.0%
1,549
2011
305,61501
1.2%
19636
2012
317,699,844
1.3%
N/A
NOTES:
(a) See Table 10 for debt applicable to legal debt margin.
(b) See Table 5 for net taxable property values.
(c) See Table 11 for population data.
Details regarding the County's outstanding debt can be found in the
rotes to the basic financial statements.
Unaudited - see accompanying independent auditors' report.
- 131
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Table 11
COUNTY OF HAWAII
Demographic and Economic Statistics
Last Ten Fiscal Years
Fiscal
*Personal
*Per
Year
`Resident
Income
Capita
Ended
Population
(thousands
Personal
School
Unemployment
June 30,,
as of July 1
of dollars)
Income
Enrollment
Rate
2002
154,576
307A5
$
23,920
295826
4.6%
20
158,442
4
3095362 Lr
24A21
2%
4.6%
2004
162,852
$
45223,829
$
25,937
292827
3.9%
2005
1682237
$
4,138,838
27,573
3 OP262
3.3%
2006
173,536
$
5, 64,624
295185
30,53/
3.0%
2007
177,733
5,509,169
$
3 O,997
3 0,618
3.4%
2008
1815506
$
58999236
32,502
3 0A8
5.7%
2009
1833,629
$
55517,497
$
30M7
30,138
9.9%
2010
185,381
5971705
$
30,844
29,741
10.0%
2011
1869738
N/A
NIA
30,103
9.9%
Amounts reflect subsequent adjustments
Source: County of Hawaii, Department of Research and Development
Unaudited - see accompanying independent auditors' report.
ff F91 UI
rupoyr
State of Hawaii
County of Hawaii
United States Government
Hilton Waikoloa Village
KTA Super Stores
Wlrt
Four Seasons Resort Hualalai
The Fairmont Orchid, Hawaii
Fauna Kea Beach Hotel
Mauna Lani Resort (Operations) Inc.
Mauna Dani Bay Hotel
Hapuna Beach Prince Hotel
Total
COUNTY OF HAWAI'l
Principal Employers, County of Hawaii
June 30, 2012 and 2003
2011
2004 a
Table 1
Total employee count 783950
NOTES:
a Data for Fiscal Year 2012 and the period of 2001 to 2003 are unavailable.
Source: County of Hawaii, Department ent f Research and Development
pment
Unaudited - see accompanying independent auditors' report.
-134-
76,200
Percentage
Percentage
of Total County
of Total County
Employees
Rank
Employment
Employees
Rank
Employment
7,962
1
10.1%
73608
1
10.0%
2,630
2
3.3%
23291
2
3.0%
15429
3
1.8%
11,221
3
1.6%
35
4
1.2%
1,100
4
1.4%
750
5
0.9%
785
5
1..0%
741
6
0,9%
-
-
650
7
0.8%
557
8
0.7%
616
8
0.8%
600
6
0.8%
513
9
0.6%
556
9
0.7%
450
10
0.60
-
-
-
-
580
7
0.8%
-
-
542
10
0.7%
163676
21.1%
153840
20.8%
Total employee count 783950
NOTES:
a Data for Fiscal Year 2012 and the period of 2001 to 2003 are unavailable.
Source: County of Hawaii, Department ent f Research and Development
pment
Unaudited - see accompanying independent auditors' report.
-134-
76,200
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