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HomeMy WebLinkAboutBanyan Drive Hawaii Redevelopment Rules and Practice and ProcedureBANYAN DRIVE HAWAII REDEVELOPMENT AGENCY COUNTY OF HAWAII RULES AND PRACTICE AND PROCEDURE (2016) TABLE OF CONTENTS PART I - Rules of Practice and Procedure Rule 1. Rules of General Applicability 1. 1 Authority 1. 2 Construction of Rules 1. 3 Procedure and Terms 1. 4 Definitions 1.5 The Agency 1. 6 Delegation of Administrative Duties 1. 7 Government Records Rule 2. Powers and Duties of the Agency 2.1 Authority 2.2 Administration Rule 3. Proceedings Before the Agency 3.1 General 3.2 Appearances and Practices before the Agency 3.3 Disqualification of Agency Member or Hearing Officer 3.4 Consolidation 3.5 Filing of .Documents 3.6 Amendment of Documents and Dismissal 3.7 Retention of Documents 3.8 Computation of Time 3.9 Continuances or Extensions of Time 3.10 Service of Process 3.1 1 Agency Decision Rule 4. Rules .Applicable to .Rulemaking Procedures 4.1 Initiation of Rulemaking Proceedings 4.2 Notice of Public Hearing 4.3 Conduct of Hearing 4.4 Agency Action 4.5 Emergency Rulemaking 4.6 Filing of Rules 4.7 Taking .Effect of Rules 4.8 Publication of Rules Rule 5. Rules Applicable to Declaratory Rulings 5.1 Petitions for Declaratory Rulings 5.2 Request for Hearing 5.3 Applicability of Order 5.4 Declaratory Ruling on Agency's Own otion 5.5 Refusal to Issue Declaratory Order Rule 6. Rules Applicable to Contested Case Hearings Part 1 - General Part 2 - Contested Case Procedure 6.1 Parties to Contested Case 6.2 Presiding Officer 6.3 Notice of Hearing 6.4 Prehearing Conference 6.5 Limiting Testimony 6.6 Removal. from Proceeding 6.7 Order of Procedure 6.8 Co -Counsel 6.9 Cross -Examination 6.10 Requests tbr Subpoenas 6.11 Consolidation 6.12 Substitution of Parties 6.13 Motions 6.14 Evidence 6.15 .Briefs/Memoranda 6.16 Oral Arguments 6.17 Close of Hearing 6.18 Examination of Evidence by the Agency 6.19 Time Limit for Agency's Decision 6.20 Issuance of Decisions and Orders 6.21 Service of Decisions and Orders 6.22 Reconsideration of .Decision and Order 6.23 Appeal from the Agency's Decision Part 3 - Post Hearing Procedure for Hearings Conducted by Hearing Officer 6.24 Recommendations of Hearing Officer 6.25 Exceptions to Hearing Officer's Report and Recommendations 6.26 Support of Hearing Officer's Report and Recommendations 6.27 Oral Argument before the Agency 6.28 Agency Action 6.29 Severability BANYAN DRIVE HAWAI'l REDEVELOPMENT AGENCY COUNTY OF HAWAII RULES PRACTICE AND PROCEDURE PART 1 RULES OF PRACTICE AND PROCEDURE RULE I. RULES OF GENERAL APPLICABILITY 1.1 Authority These rules govern practice and procedure before the Banyan Drive Hawaii Redevelopment Agency of the County ofHawaii under Chapter 53, 91, 92 and 92F, Hawaii Revised Statutes and Article XIII, Hawaii County Charter. 1.2 Construction of Rules The rules shall be liberally construed to secure the just, speedy, and inexpensive determination of every proceeding. 1.3 Procedure and Terms a. Statutory Terms. The terms used in rules promulgated by the Agency pursuant to powers granted by statute shall have the meaning defined by such statute, unless the context otherwise specifically requires. b. Ten -ns Defined by Rule. A rule or regulation that defines a term without express reference to the statute or to these rules or to a portion thereof, defines such terms for all purposes as used both in the statute and in these rules, unless the context otherwise specifically requires. c. Use of Number .importing the singular number may extend and be applied to several persons or things; words importing the plural may include the singular. 1.4 Definitions a. Agency. The term "Agency" means the Banyan Drive Hawaii Redevelopment Agency. b. Chairperson. The term "Chairperson" means the Chairperson of the Banyan Drive Hawal.`i Redevelopment Agency. c. Contested Case. The Term "Contested Case" means a proceeding in which the legal rights, duties, or privileges of specific parties are required by law to be determined after an opportunity for agency hearing. 4 d. Day. The tern "Day" means a calendar day. e. Hearing. The tem "Hearing" means any proceeding governed by the Banyan Drive Hawai'i Redevelopment Agency. g. Manager. The term "Manager" means the Manager of the Banyan. Drive Hawaii Redevelopment Agency. Meeting. The term "Meeting" means the convening of the Agency for which a quorum is required in order to make a decision or to deliberate toward a decision upon a matter over which the Agency has supervision, control, jurisdiction or advisory power. h. Party. The term "Party" means each person or agency named or admitted as a party or properly seeking and entitled as of right to be admitted as a party in a proceeding. Person. The term "Person" includes individuals, partnerships, corporations, associations or public or private organizations of any character other than governmental agencies. Presiding Officer. The term "Presiding Officer," with respect to proceedings, means the Chairperson, and includes any member of the Agency designated as such, or such other persons authorized by law to conduct proceedings on matters within the jurisdiction of the Agency fbr purpose of taking testimony and to report the findings and Recommendations to the Agency. k. Proceedings. The term "Proceedings" means the Agency's elucidation of the relevant facts and applicable law, consideration thereof, and action thereupon with respect to a particular subject within the Agency's jurisdiction, initiated by a filing or submittal or request or an Agency's notice or order. It shall include proceedings involving the adoption, amendment or repeal of any rule or regulation of the Agency, whether initiated by Agency order or notice, or by petition of an interested person. 1.5 The Agency a. Office. The office of the Agency is at Hilo, Hawai'i. All communications to the Agency shall be addressed to the Banyan Drive Hawaii Redevelopment Agency, County of Hawaii, 25 Aupuni Street, Hilo, Hawaii 96720, unless otherwise specifically directed. b. Hours. The office of the Agency will be open from. 7:45 a.m. to 4:30 p.m. of each workday unless otherwise provided by statute or executive order. 5 c. Meetings. The Agency may meet and exercise its powers in any part of the County of Hawai'i. (1) Regular Meetings. All meetings of the Agency, except executive sessions, shall be open to the public and held on the last Wednesday of each month at 2:00 pm at the Aupuni Center Conference Room located at 101 Pauahi Street, Suite 1, Hilo, Hawaii, 96720, or other date, .time or public place as set forth by the Agency. (2) Executive Sessions. The Agency may hold an executive session, closed to the public, upon an affirmative vote, taken at an open meeting, of two thirds of the members present. The vote of each member on the question of holding a meeting closed to the public and the reason for holding such a meeting shall be recorded and entered into the minutes of the meeting. A meeting closed to the public may be held only for one or more ofthe following purposes: (3) (a) To consider the hire, evaluation, dismissal or discipline of an officer or employee or charges brought against him, where consideration of matters affecting privacy will be involved; provided, that if the individual concerned requests an open meeting, an open meeting shall be held; (11) To consult with the Agency's attorn.ey, (c) For any other specific purposes hereafter authorized by law.. Chance Meetings. The rules governing meetings shall not apply to any chance meeting, as defined by Section 92-2, Hawaii Revised Statutes, at which matters relating to official business are not discussed. No chance meeting or electronic communication shall be used to circumvent the spirit or requirements of the meetings provisions to make a decision or to deliberate toward a decision upon a matter over which the Agency has supervision, control, jurisdiction or advisory power. (4) Notice (a) The Agency shall give written public notice of any regular, special or rescheduled meeting. The notice shall include an agenda which lists all of the items to be considered at the forthcoming meeting, the date, time and place of the meeting. (b) The Agency shall file the notice in the Office of the County Clerk and in the Agency's office for public inspection at least six (6) days before the meeting. The notice shall also be posted at the site of the meeting whenever feasible. The Agency shall not add items 6 (5) to the agenda, once filed, without a two-thirds recorded vote of all members to which the Agency is entitled; provided that no item shall be added to the agenda in the manner provided herein, if it is of reasonably major importance and action thereon by the Agency will affect a significant number of persons. (c) The Agency shall maintain a list of names and addresses of persons who request notification of meetings and shall mail a copy of the notice to such persons at their last recorded address no later than the time the agenda is filed under subsection (b). Special Meetings. Special meetings of the Agency for the transaction of its business may be held at any time and place as scheduled by the Agency and authorized by law. (6) Emergency Meetings. If the Agency finds that an imminent peril to the public health, safety or welfare requires a meeting in less time than is provided .for in Rule 1.5c(4), the Agency may hold an emergency meeting, provided: (7) (8) (a) the Agency states in writing the reasons for its findings; (h) two-thirds of all members to which the Agency is entitled agree that an emergency exists; (c) an emergency agenda and the findings are filed with the Office of the County Clerk and in the Agency's office; and (d) persons requesting notification pursuant to Rule 1.5c(4) are contacted by mail or telephone as soon as practicable; and (e) meets requirements of Section 13-20(c), Hawaii County Code. Construction. The provisions requiring open meetings shall be liberally construed and the provisions providing for exceptions to open meeting requirements shall be strictly construed against closed meetings. Public Testimony. In order to provide for equal opportunity to individuals who wish to provide oral testimony to the Agency, the chairperson may limit the time allotted for oral testimony for each individual or on any particular issue. Individuals providing oral testimony are limited to only one three (3) -minute allotment per each agenda item unless otherwise specified by the chairperson. [fan individual wishes to assign their allotted time to someone else, then that individual must personally announce this intention to the Agency and if granted by the chairperson, the person to whom the allotted time was ceded must speak to the same topic. d. Quorum and Number of Votes Necessary to Validate Acts. A majority of all members to which the Agency is entitled shall constitute a quorum to transact business, and the concurrence of a majority of all members to which the Agency is entitled shall be necessary to make valid any action of the Agency. e. Minutes. The agency shall keep written minutes of all meetings. Unless otherwise required by law, neither a full transcript nor a recording of the meeting is required, but the written minutes shall give a true reflection of the matters discussed and the views ofthe participants. The minutes shall include, but need not be limited to: (1) The date, time and place of the meeting; (2) The members of the Agency recorded as either present or absent; (3) The substance of all 'natters proposed, discussed or decided; and a record, by individual member, of any votes taken; and (4) Any other information that any member of the Agency requests be included or reflected in the minutes. The minutes shall be public records and shall be available within thirty (30) days after the meeting except where such disclosure would be inconsistent with Section 92-5, Hawaii Revised Statutes, or Section 13-20, flawai'i County Charter; provided that minutes of executive meetings may be withheld so long as their publication would defeat the lawful purpose of the executive meeting, but no longer. Administration (1) Manager. The Manager, appointed by the Agency, shall be responsible for the administration functions of the Agency, subject to the direction and approval of the Agency. (2) Authentication of Agency Action. All decisions, orders and other actions of the Agency shall be authenticated or signed by the Chairperson, or upon delegation by the Chairperson by any other member of the Agency. Official copies of decisions, orders and other Agency actions may be promulgated under the signature of the Chairperson ofthe Agency or his delegate. 8 Submittals and Requests. All documents required to be filed with the Agency shall be filed in the office of the Agency within such time limits as prescribed by laws, rules of the Agency or orders of the Agency. Requests for public information, copies of official documents or opportunity to inspect public records may he made in writing to the Agency's office or in person at said office. 1.6 Delegation of Administrative Duties a. General. The Agency may delegate to any competent and qualified individual such power or authority vested in the Agency as it deems reasonable and proper for the effective administration of the Banyan Drive Hawaii Redevelopment Agency except the power to make, amend or repeal rules and regulations. b. Hearing Officer. The Agency may, by written resolution adopted by a majority of the members to which it is entitled, appoint a competent and qualified disinterested person to act as its hearing officer. Upon the conclusion of the hearing, the hearing officer shall transmit to the Agency a record of the hearing, including a recording or transcript and a summary of evidence taken at said hearing. After review of the testimony and evidence, a majority of the members to which the Agency is entitled shall render a decision in accordance with Section 91-11, Hawai`i Revised Statutes. 1.7 Government Records a. Files of the Agency. The term "Government Records" as used in this part is defined as in Section 92F-3, Hawai`i Revised Statutes, and shall include all rules, regulations, written statements of policy or interpretations formulated, adopted or used by the Agency, all complaints, opinions and orders, written testimony, minutes of meetings of the Agency and any other material. on file in the office of the Agency unless accorded confidential treatment pursuant to law or the rules of the Agency. b. Inspection of Government Records. All govemm.ent records will be available for inspection in the office of the Agency, Hilo, Hawaii, during established office hours unless public inspection of such records is in violation of any State or Federal law; provided that, except where such records are open under any rule of court, the Corporation Counsel may determine which records may be withheld from public inspection when such records pertain to the preparation of the prosecution or defense of any action or proceeding to which the Agency, the State or any governmental agency or subdivision is or may be a party, or when such records do not relate to a matter in violation of law and are deemed necessary for the protection of the character or reputation of any person. c. Copies of Government Records. Government records printed or reproduced by the Agency shall be given to any person requesting the same and paying the fees established by the Agency or by law. 9 d. Requests. Requests for public information. for permission to inspect government records or for copies of government records shall be handled expeditiously. e. Denial of Inspection. Any person denied the right to public information, to .inspect government records or to copies of government records may file an appeal with the State of Iiawai 1, Office of Information .Practices. 10 RULE 2. POWERS AND DUTIES OF THE AGENCY 2.1 Authority The agency shall be entitled to those powers and duties identified within Chapter 53, Hawai`i Revised Statutes, as amended, relating to Urban Renewal. 2.2 Administration Pursuant to the authority granted through Section 2-35.1 of the Hawaii County Code, the planning department shall be the lead agency for transitional purposes until the Banyan Drive Hawai`i Redevelopment Agency is organized and able to perform the duties required under Chapter 53, Hawai`i Revised Statutes. 11 RULE 3. PROCEEDINGS BEFORE THE AGENCY 3.1 General. The Agency may, on its own motion or upon the petition of any interested person or agency of the Federal, State or County government, hold such proceedings as it may deem necessary in the performance of its duties or the formulation of its rules and regulations. Procedures to be followed by the Agency shall, unless specifically prescribed in these Rules or by the Hawaii Administrative Procedure Act (Chapter 91, HRS) or by any other statute, be such as in the opinion of the Agency will best serve the purpose of such proceeding. 3.2 Appearances and Practices Before the Agency a. Representation. In any proceeding under these rules, any party may be represented by counsel or any other person to whom he has given written or verbal authority. b. Validation of Authority. When an individual acting in a representative capacity appears in person or signs a paper in practice before the Agency, their personal appearance or signature shall constitute a representation to the Agency that, under the provisions of these rules and the law, they are authorized and qualified to represent the particular person on whose behalf they act. The Agency may at any time require any person transacting business with the Agency in a representative capacity to show his authority and qualification to act in such capacity. c. Bar to Appearance (1) Former Agency Association. No individual who has been associated with the Agency as a member, officer, employee or counsel shall be permitted to appear before the Agency in behalf of or to represent in any manner any party in connection with any proceeding or matter that such individual has handled or passed upon while associated in any capacity with the Agency. (2) Limitations of Assistance from Barred Persons. No person or agency appearing before the Agency in any proceeding or matter shall, in relation thereto, knowingly accept assistance from and compensate any individual who would be barred by Rule 3.2(c). (3) Written Consent to Appear. No person who has been associated with the Agency as a mem.ber, officer, employee or counsel thereof shall be permitted to appear before the Agency in behalf of, or to represent in any manner, any person or agency in connection with any proceeding or matter that was pending before the Agency at the time of his association, unless he shall first have obtained the written consent of the Agency, upon a verified showing that he did not give personal consideration to the matter 12 or proceeding as to which consent is sought or gain particular knowledge of the facts thereof during his association with the Agency. (4) One Year Limitation. This subsection shall not apply to any individual or agency who has terminated his association with the Agency for a period of one year or more. 3.3 Disqualification of Agency Member earing Officer Any party to a hearing may, up to five days before the proceeding, file an affidavit that one or more of the members or a hearing officer has a personal bias or prejudice. The member against whom the affidavit is so filed may answer the affidavit or may file a disqualifying certificate with the Agency. If the member or hearing officer chooses to answer the affidavit, the .remaining members shall decide by a majority of all the members to which the Agency is entitled whether that member or hearing officer should be disqualified from proceeding therein. Every such affidavit shall state the facts and reasons for the belief that bias or prejudice exists and shall be filed at least five days before the hearing, or good cause shall he shown for the failure to file it within such time. Any Agency member or hearing officer may disqualify himself by filing with the Chairperson a certificate that he deems himself unable for any reason to preside with impartiality or without the appearance of impropriety in the pending hearing. 3.4 Consolidation The Agency, upon its own initiative or upon motion, may consolidate for hearing or for other purposes or may contemporaneously consider two or more proceedings that involve substantially the same parties, or issues that are the same or closely related, if it finds that such consolidation or contemporaneous hearing will be conducive to the proper dispatch of its business and to the ends of justice and will not unduly delay the proceedings. 3.5 Filing otDocuments a. Time and Place. All requests, appeals, pleadings, submittals, petitions, reports, maps, exceptions, briefs, memoranda and other papers required to he filed with the Agency in any proceeding shall be filed at the office of the Agency within the time limits prescribed by law, the rules of the Agency or by order of the Agency. The date on which the papers are received .if hand delivered, or postmarked if delivered by mail, shall be regarded as the date of filing. b. Fonn. All requests and appeals filed with the Agency shall be written in ink, typewritten, mimeographed or printed; shall be plainly legible; and shall he on strong, durable paper no larger than 8- 1/ 2" x 11" in size, except that maps, charts, tables andather like documents may be larger, folded to the size of the papers to which they are attached. 13 c. Certification. All documents must be signed in ink by the party signing the same or his duly authorized agent or attorney. The signature of the person signing the document constitutes a certification that he had read the document; that to the best of his knowledge, information and belief, every statement contained therein is true and no such statement is misleading; and that it is not interposed for delay. d. Copies. Unless otherwise specifically provided by a particular .rule, regulation or order of the Agency, an original and five copies of all papers shall be filed. c. Identification. All documents filed by any person or agency in any proceeding shall state on the first page thereof the name, mailing address and telephone number, if any, of the individual or individuals who may be served with any documents filed in the proceeding. 3.6 Amendment of Documents and 'Dismissal If any document filed in a proceeding is not in substantial conformity with the applicable rules of the Agency as to contents thereof or is otherwise insufficient, the Agency may, on its own motion or on motion of any party, strike such document or require its amendment. If amended, th.e document shall be effective as of the date of receipt of the amen.dm.ent. 3.7 Retention of Documents All documents filed with or presented to the Agency shall be retained in the files of the Agency. The Agency may permit the withdrawal of original documents upon submission of properly authenticated copies to replace such documents. 3.8 Computation of Time In computing any period of time prescribed or allowed by these rules, the day of the act, event or default, after which the designated period of time is to run, is not to be included. The last day of the period so computed is to be included unless it is a Saturday, Sunday or legal holiday in the State ofHawaii, in which event the period runs until the next day which is neither a Saturday, Sunday nor a holiday. Intermediate Saturdays, Sundays and holidays shall not be included in a computation when the period of time prescribed or allowed is ten (10) days or less. A half holiday shall be considered as other days and not as a holiday. 3.9 Continuances or Extensions of Time When a person or agency has a right or is required to take action within a period prescribed or allowed by these .rules, the .Agency may, upon motion and the concurrence of a majority of all the members to which the Agency is entitled, permit the act to be done after expiration of the specified period if the Agency determines that there is good cause for an extension of time or that the delinquency is clearly shown to have been the 14 result of excusable neglect. This provision shall apply to such acts properly before the Agency. 3.10 Service of Process a. By Whom Served. The Agency shall cause to be served all orders, notices and other papers issued by it, together with any other papers that it is required by law to serve. All other papers shall be served by the parties filing them. b. Upon Whom Served. All papers served by either the Agency or any party shall he served upon all parties or their counsel. Any counsel entering an appearance subsequent to the proceeding shall notify all other counsel then of record and all parties not represented by counsel of such fact. c. Service upon Parties. The final order, and any other paper required to be served by the Agency upon a party, shall be served upon such party and a copy shall be furnished to counsel of record. d. Method of Service. Service of papers shall he made personally or, unless otherwise provided by law, by first- class mail, to the last known address. c. When Service Complete. Service upon parties, other than the Agency, shall be regarded as complete by mail upon deposit in the United States mail, properly stamped and properly addressed to the parties involved. 3.11 Agency Decision All final orders, opinions or rulings entered by the Agency in the proceeding and rules promulgated by the Agency shall he served upon the parties participating in the proceeding by regular mail or personal delivery by the Agency. Copies of such material shall be available for public inspection in the office of the Agency or may be obtained upon request and all payment of reasonable fees, ifany. 15 RULE 4. RULES APPLICABLE TO RULEMAKING PROCEDURES 4.1 Initiation of Rulemaking Proceedings a. Motion by Agency. The Agency may, at any time on its own motion initiate proceedings for the adoption, amendment or repeal of any rule of the Agency. Procedures to be followed in rulemaking shall be as set forth herein and the applicable statutes. b. Petition by Person or Agency. Any interested person or agency may petition the Agency for the adoption, amendment or repeal of any rule of the Agency. Petitions for rulemaking filed with the Agency will become matters of public record. (1) Form and Content. Petitions for rulernaking shall conform to the requirements of Rule 3.5 and shall contain the name, address and telephone number of each petitioner; the signature of each petitioner; a draft or the substance of the proposed rule or amendment or a designation of the provisions, the repeal of which is desired; a statement of the petitioner's interest in the subject matter; and a statement of the reasons in support of the proposed rule, amendment or repeal. (2) Agency Action. The Agency shall, within thirty (30) days after the filing of a petition for rulemaking, either deny the petition or initiate public rulemaking proceedings. (3) Denial of Petition. Any petition that fails in material respect to comply with the requirements herein or that fails to disclose sufficient reasons to justify the institution of rulemaking proceedings will not be considered by the Agency. The Agency shall notify the petitioner in writing of such denial, stating the reasons therefor. Denial of a petition shall not operate to prevent the Agency from acting, on its own motion, on any matter disclosed in the petition. Petitioner may seek a review of said denial through the circuit court pursuant to the Administrative Procedure Act and applicable rules of court and statutes. (4) Acceptance of Petition. Ifthe Agency determines that the petition is in order and that it discloses sufficient reasons in support of the proposed rulernaking to justify the institution of rulemaking proceedings, the procedures to be followed shall be as set forth in Rules 4.3 through 4.8 herein and the applicable statutes. 4.2 Notice of Public Hearing a. Publication and Mailing. When, pursuant to a petition therefor or upon its own motion, the Agency proposes to adopt, amend or repeal a rule or regulation, a 16 notice of proposed rulemaking shall be published at least once in a newspaper of general circulation in the County and such notice shall also be mailed to all persons or agencies who have made timely written requests .for advance notice of the Agency's rulemaking proceedings. All such notices shall be published at least thirty (30) days prior to the date set for the public hearing. b. Form. A notice of the proposed adoption, amendment or repeal of a rule or regulation shall include: (1) A statement of the topic of the proposed rule adoption, amendment, or repeal or a general description of th.e subjects involved; and (2) A statement that a copy of the proposed rule to be adopted, the proposed rule amendment, or the rule proposed to be repealed will be mailed to any interested person who requests a copy, pays the required fees for the copy and the postage, if any, together with a description of where and how the requests may be made; (3) A statement of when, where, and during what times the proposed rule to be adopted, the proposed rule amendment, or the rule proposed to be .repealed may be reviewed in person; and (4) The date, time and place where the public hearing will be held and where interested persons may be heard on the proposed rule adoption, amendment, or repeal. 4.3 Conduct of Hearing a. Presiding Officer. The public hearing for the adoption, amendment or repeal of rules and regulations shall be heard before the Agency and presided over by the Chairperson of the Agency or, in his absence, by another .member designated by the Agency. The hearing shall be conducted in such a way as to afford to interested persons and agencies a reasonable opportunity to offer testimony with respect to the matters specified in the notice of hearing and so as to obtain a clear and orderly record. The presiding officer shall have authority to administer oaths or affirmations and to take all other actions necessary to the orderly conduct of the hearing. b. Continuance of Hearing. Each such hearing shall be held at the .time and place set in the notice of hearing but may at such time and place be continued by the presiding officer from day to day or to a later date or to a different place without notice other than the announcement thereof at the hearing. c. Order of Proceeding. At the commencement of the hearing, the presiding officer shall read the notice of hearing and shall then outline briefly the procedure to be followed. Testimony shall then be received with respect to the matters specified in the notice of hearing in such order as the presiding officer shall prescribe. 17 d. Submission of Testimony. Each witness shall before proceeding to testify, state his name, address and whom. he represents at the hearing, and shall give such information respecting his appearance as the presiding officer may request. The presiding officer shall confine the .testimony to the matters for which the hearing has been called but shall not apply the technical rules of evidence. Every witness shall be subject to questioning by the members of the Agency or by any other representative of the Agency. e. Oral and Written Presentation. All interested persons or agencies will be afforded an opportunity to submit data, views or arguments, orally or in writing, that are relevant to the matters specified in the notice of hearing. The period for filing written comments or recommendations may be extended beyond the hearing date by the presiding officer for good cause. An original and five copies are requested when submitting written cc.mlments, recommendations or replies. Transcript of the Evidence. Unless otherwise specifically ordered by the Agency, testimony given at the public hearing shall not be reported verbatim. All supporting written statements, maps, charts, tabulations or similar data offered in evidence at the hearing, and which are deemed by the presiding officer to be authentic and relevant, shall be received in evidence and made a part of the record. Unless the presiding officer finds that the furnishing of copies is impracticable, six copies of the exhibits shall be submitted. 4.4 Agency Action The Agency will consider all relevant comments and material of record before taking .final action in a rulemaking proceeding. Final action shall be taken within ninety (90) days after the final public hearing, or the expiration of any extension period fbr submission of written comments or recommendations. 4,5 Emergency Rulemaking Notwithstanding the foregoing rules, if the Agency finds that an imminent peril to public health or safety requires adoption, amendment or repeal of a rule or regulation .upon less than thirty (30) days' notice of hearing, and states in writing its reasons for such finding, it may proceed without prior notice or hearing or upon such abbreviated notice and hearing as it finds practicable to adopt an emergency rule or regulation. The Agency shall make an emergency rule known to persons who will be affected by it by publication at least once in a newspaper of general circulation in the county and in accordance with the Hawaii County Charter. 4.6 Filing of Rules The Agency, upon adopting, amending or repealing a rule and approval by the Mayor, shall file certified copies thereofwith the County Clerk. 18 4.7 Taking Effect of Rules Each rule adopted, amended or repealed shall become effective ten (10) days after filing with the County Clerk. If a later effective date is required by statute or specified in the rule, the later date shall be the effective date; provided that no rule shall specify an effective date in excess of thirty (30) days after the filing of the rule with the County Clerk. An emergency rule shall become effective upon filing with the County Clerk for a period not exceeding one -hundred twenty (120) days without renewal unless extended in compliance with the provisions of subdivisions (1) and (2) of Section 91-3(a), Hawaii Revised Statutes. 4.8 Publication of Rules The Agency shall, as soon as practicable, compile, index and publish all rules adopted by the Agency and .remaining in effect. Compilations shall be supplemented as often as necessary and shall be revised at least once every ten (10) years. 19 RULE 5. RULES APPLICABLE TO DECLARATORY RULINGS 5.1 Petitions for .Declaratory Rulings On petition of an interested person or agency, the Agency may issue a declaratory order as to the applicability of any statutory provision, ordinance or of any rule or regulation or order of the Agency. a. Foran and Contents. The petition shall conform to the .requirements of Rule 3.5 and shall contain the name, address and telephone number of each petitioner; the signature of each petitioner; a designation ofthe specific provision, rule or order in question, together with a statement of the controversy or uncertainty involved; a statement of the petitioner's interest in the subject matter, including the reasons for submission of the petition; a statement of the petitioner's position or contention; and a memorandum of authorities, containing a full discussion of reasons and legal authorities, in support of such position or contention. b. Agency Action. Within sixty (60) days after the submission of a petition for declaratory ruling, the Agency shall either deny the petition in writing, stating the reasons for such denial or issue a declaratory order on the matters contained in the petition, or set the matter for hearing, as provided in Rule 5.2; provided, however, that if the matter is set for hearing, the Agency shall render its findings and decisions within sixty (60) days after the close of the hearing. c. Dismissal of Petition. The Agency may, without notice or hearing, dismiss a petition for declaratory ruling that fails in material respect to comply with the requirements of this part. 5.2 Request for Hearing Although in the usual course of disposition of a petition for a declaratory ruling no 'formal hearing will be granted to the petitioner or to a party in interest, the Agency may in its discretion order such proceeding set down for hearing. Any petitioner or party in interest who desires a hearing on a petition for a declaratory ruling shall set forth in detail in his request the reasons why the matters alleged in the petition, together with supporting affidavits or other written evidence and briefs or memoranda of legal authorities, will not permit the fair and expeditious disposition ofthe petition and, to the extent that such request for a hearing is dependent upon factual assertion, shall accompany such request by affidavit establishing such facts. In the event a hearing is ordered by the Agency, Section 91-9, Hawaii Revised Statutes, shall govern the proceedings. 5.3 Applicability of Order An order disposing of a petition shall be applicable only to the factual situation described in the petition or set forth in the order. 20 5.4 Declaratory Ruling on Agency's Own )tion Notwithstanding th.e other provisions of this part, the Agency may, on its own motion or upon request but without notice or hearing, issue a declaratory order to terminate a controversy or to remove uncertainty. 5.5 Refusal to Issue Declaratory Order The .Agency may, for good cause, rellise to issue a declaratory order with specific reasons for such determination. Without limiting the generality of the foregoing, the Agency may. so refuse where: a. the question is speculative or purely hypothetical and does not involve existing facts, or facts that can be expected to exist in the near future; b. the petitioner's interest is not of the type that would give him standing to maintain an action if he were to seek judicial relief; c. the issuance of the declaratory order may affect the interests of the Agency in a litigation that is pending or may reasonably he expected to arise; or d. the matter is not within the jurisdiction of the Agency. 21 RULE 6. RULES APPLICABLE TO CONTESTED CASE HEARINGS PART 1 - GENERAL A contested case hearing shall he conducted in accordance with Chapter 91, Hawaii Revised Statutes whenever required by law. The Agency shall, upon receipt of a request for a contested case hearing, order the matter set for hearing. In any contested case hearing, opportunities shall be afforded all parties to present evidence and argument on all issues involved. Any procedure in a contested case may be modified or waived by stipulation of the parties and informal disposition may he made of any case by stipulation, agreed settlement, consent order or default; provided that waiver of any procedure includes procedural requirements of Section 91-11, Hawaii Revised Statutes. PART 2 - CONTESTED CASE PROCEDURE Parties to Contested Case a. Upon receipt of a written request to intervene, the Agency, at the first meeting on the matter, shall hold a hearing on the written request. If the movant can demonstrate that: (1) Their interest is clearly distinguishable from that of the general public; or (2) Government agencies whose jurisdiction includes the land involved in the subject request; or (3) They have some property interest in the land. or lawfully reside on the land; or (4) Even though they do not have an interest different than the public generally, that the proposed action will cause them actual or threatened injury in fact; or (5) Persons who are descendants of native Hawaiians who inhabited the Hawaiian islands prior to 1778, who practiced those rights which were customarily and traditionally exercised for subsistence, cultural or religious purposes. then they shall be admitted as parties. The Agency will grant such written request prior to any further action on the matter. b. Appeal from Denial. Any movant who has been denied standing as a party may appeal such denial to the Circuit Court pursuant to Section 91-14, Hawaii Revised Statutes. 22 c. After establishing the parties to the proceeding, the Agency may either proceed with the hearing, or upon written request by any party, and for good cause, continue the matter to a more appropriate time and date. d. The Agency may join as a party to any other person subject to service of process if complete relief cannot be accorded among those already parties or that person has an interest in the matter so that the action of the Agency may impair or impede that person's ability to protect that interest or create a risk of multiple or otherwise inconsistent actions. Should such an order of joinder be issued, further proceedings will be suspended until a date not less than twenty (20) days from. service of the order, so that the joined party might properly respond. e. Prior to proceeding further, the Agency may vote upon the motion of any member, to refer the matter for further proceedings to either a hearings officer, or to one or more member to act as hearings officer(s). 6.2 Presiding Officer a. Person Presiding. In all hearings before the Agency, the chairperson of the Agency, or one of its members, or a hearing officer as appointed by the Agency pursuant to Rule 1.6(b), shall preside at th,e hearing. b. Powers. The presiding officer controls the course of hearings, adrninisters oaths, receives and rules on questions of evidence, holds appropriate conferences before or during hearings, rules upon all objections or motions which do not involve a final determination of the proceeding, receives offers of proof, fixes the time for the filing of briefs, disposes of any other matter that normally and properly arises in the course of a hearing, and takes all other actions authorized by law that are deemed necessary for the orderly and just conduct of a hearing. c. Continuance. The presiding officer may, in the presiding officer's discretion, postpone or continue any hearing. 6.3 Notice of Hearing Unless otherwise provided by law or by these rules, the notice of hearing will be served on all parties and persons on the mailing list for this purpose at their last recorded addresses at a reasonable time after the hearing date has been set. The notice shall include a statement of: a. The date, time, place, and nature of hearing; b. The legal authority under • hich the hearing is to be held; c. The particular sections of the statutes and rules involved; 23 d. An explicit statement in plain language of the issues involved and the facts alleged by the agency in support thereof, provided, that if the agency is unable to state such issues and facts in detail at the time the notice is served, .the initial notice may be limited to a statement of the issues involved, and thereafter upon application, a bill of particulars shall be furnished; and, c. The fact that any party may retain counsel if he so desires, and the fact that an individual may appear on his own behalf, or a member of a partnership may represent the partnership, or an officer or authorized employee of a corporation, trust, or association may represent the corporation, trust, or association. 6.4 Prehearing Conference The presiding officer may hold a prehearing conference with the parties for the purpose of formulating or simplifying the issues, arranging for the exchange of proposed exhibits or proposed written testimony, setting of schedules, exchanging names of witnesses, limitation of number of witnesses, and any other matters that may expedite the orderly conduct and disposition of the proceeding. 6.5 Limiting 'Testimony To avoid unduly repetitious evidence, the presiding officer may limit the number of witnesses or the time for testimony upon a particular issue. 6.6 Removal from Proceeding Any person who willfully disrupts a hearing to prevent or compromise the conduct of the hearing shall be removed from the hearing room. 6.7 Order of Procedure The party requesting the contested case hearing shall open and close. Intervenors shall be heard in such order as the presiding officer directs. 6.8 Co -Counsel Where a party is represented by more than one counsel or representative, only one of the counsel shall be permitted to cross-examine a witness or to state any objections or to make closing argument. 6.9 Cross -Examination Each party shall have the right to conduct such cross-examination of the witnesses as may be required for a full and true disclosure of the facts and shall have the right to submit rebuttal evidence. 24 6.10 Requests for Subpoenas a. Subpoena of a Witness. Any request for the issuance of a subpoena, requiring the attendance of a witness for the purpose of taking oral testimony before the Agency, shall be in writing and shall state the reasons why the testimony of the witness is believed to be material and relevant to the issues involved. Only a party or member of the Agency may request the issuance of a subpoena. b. Subpoena of Documents. Any request for the issuance of a subpoena for the production of documents or records shall be in writing; shall specify the particular document or record, or part thereof, desired to be produced; and shall state the reasons why the production thereof is believed to be material and relevant to the issues involved. c. Time for Filing. A request for the issuance of a subpoena under this section shall be valid only if it is physically received by the Commission no later than five working days before the date of the hearing at which the subpoenaed witness is to testify or documents are to be produced. The names of those fbr whom subpoenas have been issued, and any returns of the service of said subpoenas, shall be available upon request to the public at the office of the Agency. d. Who May Issue a Subpoena. A subpoena may be issued by the chairperson of the Agency or the presiding officer. No subpoena shall be issued unless the party requesting the subpoena has complied with Section 6.1.0(a) and (b) of these rules and gives the .name and address of the desired witness. Signed and sealed blank subpoenas will not he issued to anyone. The name and address of the witness shall be inserted in the original subpoena, a copy of which shall be filed in the proceeding. The subpoena shall show at whose instance the subpoena is issued. e. Fees and Mileage. Any witness summoned shall be paid the same fees and mileage as are paid to witnesses in the circuit court of the State of Hawaii, and such fees and mileage shall be paid by the party at whose request the witness appears. Oath. Each witness shall be placed under oath or affirmation prior to testifying. 6.11 Consolidation The Agency, upon its own initiative or upon motion, may consolidate for hearing or tbr other purposes, or m.ay contemporaneously consider, two or more proceedings which involve substantially the same parties or issues which are the same or closely related if the Agency finds that such consolidation or contemporaneous consideration will be conducive to the proper dispatch of its business and to the ends of justice and will not unduly delay the proceedings. 25 6.12 Substitution of Parties Upon motion and for good cause shown, the Agency may order the substitution of a party, except that in the case of death of a party, substitution may he ordered without the filing of a motion. 6.13 Motions a. Timing. Motions may be made before, during, or after a hearing. b. Form; Contents. Any motion, other than one made during a hearing, shall be made in writing to the Agency and shall state the relief sought and shall be accompanied by an affidavit or legal memorandum setting forth the grounds upon which the motion is based. c. Service of Motions. The moving party shall serve a copy of all motion papers on all other parties and shall file with the Agency the original with proof of service. d. Memorandum in Opposition. A memorandum in opposition or counter affidavit shall be served on all parties and the original and proof of service shall be filed with the Agency within ten (10) calendar days after being served with the motion. The Chairperson of the Agency may order the memorandum in opposition to be filed earlier than the ten (10) -day period. e. Waiver. Failure to serve or file a memorandum in opposition to a motion or failure to appear at the hearing may be deemed a waiver of objection to the granting or denial of the motion. A party who does not oppose the motion shall notify the chairperson and opposing counsel or party promptly. 6.14 Evidence a. 'Form and Admissibility. The Agency shall not be hound by the strict rules of evidence, but may exercise its own discretion in such matter with a view to doing substantial justice. b. Ruling. The presiding officer shall rule on the admissibility of all evidence. Such rulings may he reviewed by the Agency in deteimining the matter of the merits. c. Objections and Exceptions. When objections are made to the admission or exclusion of evid.ence, the grounds relied upon shall be stated briefly. Formal exceptions to rulings are unnecessary and need not be taken. d. Offer of Proof. An offer of proof .for the record shall consist of a statement of the substance of the evidence to which objection has been sustained. 26 e. Prepared Testimony. With the approval of the presiding officer, a witness may read into the record his testimony on direct examination. Before any prepared testimony is read, unless excused by presiding officer, the .witness shall deliver copies thereof to the presiding officer and all counsel or parties. Admissibility shall he subject to the rules governing oral testimony. Ifthc presiding officer deems that substantial saving in time will result, a copy ofthe prepared testimony may be received in evidence without reading, provided that copies thereof shall have been served upon all parties and the Agency five days before the hearing or such prior service is waived, to permit proper cross-examination of the witness on matters contained in the prepared testimony. .Documentary Evidence. If relevant and material matter offered in evidence is embraced in a document containing other matters, the party offering it shall designate specifically the matter so offered. If other matter in the document would unnecessarily encumber the record, the document will not be received in evidence, but at the discretion of the presiding officer, the relevant and material portions may be read into the record or copies thereof received as an exhibit. Other parties shall be afforded an opportunity to examine the document and to offer in evidence other portions .thereof believed material and relevant. Exhibits. (1) Form; Size. Exhibits shall be legible and may be prepared on paper not exceeding 8- 1/ 2 x 11 inches in size or bound or folded to the respective approximate size, where practical. Wherever practicable, sheets of each exhibit shall be numbered and data and other figures shall be set forth in tabular form. (2) Copies. When exhibits are offered in evidence, the original and five (5) copies shall be furnished to the presiding officer with a copy to each party to the proceeding other than the Agency, -unless such copies have been previously furnished, or the presiding officer directs otherwise. h. Agency Records. If any matter contained in a document on file as a public record with the Agency is offered in evidence, unless directed otherwise by the presiding officer, such document need not he produced as an exhibit, but may be received in evidence by reference, provided that the particular portions of such document are specifically identified and otherwise competent, relevant, and material. If testimony in any proceeding, other than the one being heard, is offered in evidence, a copy of the evidence shall be presented as an exhibit, unless otherwise ordered by the presiding officer. Official Notice of Facts. Official notice may be taken of such matters as may be judicially noticed by the courts of the State ofHawaii. Official notice may also be taken of generally recognized technical or scientific facts with the Agency's specialized knowledge when parties are given notice either before or during the 27 hearing of the material so noticed and afforded the opportunity to contest the facts so noticed. Additional Evidence. At the hearing, the presiding officer may require the production of further evidence upon any issue. Upon agreement of the parties, the presiding officer may authorize the filing of specific documentary evidence as part of the record within a fixed time after submission, reserving an exhibit number therefor. 6.15 Briefs/Memoranda The presiding officer may require and fix the time for the filing of briefs/memos. Exhibits may be reproduced in an appendix to a brief/memo. A brief/memo of .more than twenty (20) pages shall contain a subject index and table of authorities. Requests for extension of time to file briefs/memos must be made to the Agency in writing, and a copy thereof served upon or mailed to the other parties to the proceeding. Ordinarily, when a matter is to be submitted on concurrent briefs/memos, extensions will not be granted unless a stipulation is filed with the Agency. 6.16 Oral Arguments The Agency or the presiding officer may direct or permit the presentation of oral argument with applicant opening and concluding the argument. Not more than one hour on each side of the proceeding will be allowed for argument without special leave of the Agency. If more than one party is participating on a side of the proceeding, the parties so concerned shall divide the hour for that side. 6.17 Close of Hearing At the end of the presentation of the evidence, submission of briefs and oral arguments, if any, the Agency or the presiding officer shall close the hearing. 6. .8 Examination of Evidence by the Agency Whenever Agency members who are to render the final decision have not heard and examined all of the evidence, the decision, if adverse to a party to the proceedings, shall not be made until a proposal for decision containing a statement of reasons and including determination of each issue of fact or law necessaryto the proposed decision has been served upon the parties, and an opportunity has been afforded to each party adversely affected to file exceptions and .present argument to the Agency members who are to render the decision, who shall personally consider the whole record or such portions thereof as may he cited by the parties. 28 6.19 Time Limit for Agency's Decision Unless otherwise required by law or by these rules, the Agency shall render its decision, order, or ruling within a period of not more than ninety (90) days after the close of the hearing, unless a longer period of time is agreed upon by all parties. 6.20 Issuance of Decisions and Orders A proceeding shall stand submitted for decision by the Agency after the taking of evidence, and the filing of such briefs or the presentation of such oral argument as may have been prescribed by the presiding officer. A party to the proceeding may submit a proposed decision and order which shall include proposed findings of fact and conclusions of law. The proposed decision and order and findings of fact and conclusions of law shall he served on each party to the proceeding, and each party shall have five days from date of service thereof to submit written comments or objections to the Agency. Every decision and order adverse to a party to the proceeding, rendered by the Agency shall be in writing or stated in the record and shall be accompanied by separate findings of fact and conclusions of law. If any party to the proceeding has filed proposed findings of fact, the Agency shall incorporate in its decision a ruling upon each proposed finding so presented. 6.21 Service of Decisions and Orders Decisions and orders shall be served by mailing certified copies thereofto the parties of record. When service is not accomplished by mail, it may be effected by personal delivery of a certified copy thereof. When a party to a proceeding has appeared by a representative, service upon such representative or counsel shall be deemed to be service upon the party. The date of mailing or personal delivery of the decision and order shall be the effective date of the Agency's decision. 6.22 Reconsideration of Decision and Order The Agency shall not reconsider its action in any contested case hearing after the effective date of the Agency's decision. 6.23 Appeal from the Agency's Decision Any party may obtain judicial review of the Agency's final decision in the manner set forth in Section 91-14, Hawaii Revised Statutes. 29 PART 3. POST HEARING PROCEDURE FOR HEARINGS CONDUCTED BY HEARING OFFICER 6.24 Recommendations of Hearing Officer a. Submission of Recommendations. Upon completion of taking of the evidence, the hearing officer shall prepare a report, setting forth findings of fact, conclusions of law, and the reasons therefore, and a recommended order and submit the report of the case to the Agency. b. Contents of Record. The record shall include the request for intervention, notice of hearing, motions, rulings, orders, transcript of the hearing, stipulations, documentary evidence, proposed findings, or other documents submitted by the parties, objections to the conduct of the hearing and the report of the hearing officer and all other matters placed in evidence. c. Service of Hearing Officer's Report. The hearing officer shall cause a copy of the report to be served upon all parties to the proceedings. 6.25 Exceptions to Hearing Officer's Report and Recommendations a. File; .Form; Copies; Time; Service. Within fifteen days after service of the report and recommendations by the hearing officer, a party may file with the Commission any exceptions to the report and a brief or statement in support thereof with the Agency. A copy of the exceptions and brief or statement shall be served upon each party to the proceeding. b. Contents of Exceptions. The exceptions shall include: (1) The specific questions of procedure, fact, law, or policy to which exceptions are taken. (2) That part of the hearing officer's report and recommended order to which objections are made. (3) Al! the grounds for exceptions to a ruling, finding, conclusion or recommendation. c. Waiver of Exceptions. Any exceptions not specifically raised in writing by a party are waived. 30 6.26 Support of Hearing Officer's Report and Recommendations a. File; Fonn; Copies; Time; Service. Within seven days after service of the exceptions taken to the hearing officer's report, a party may tile with the Agency a brief or statement in support of the hearing officer's recommendation. A copy of the brief or statement in support shall be served upon each party to the proceeding. b. Contents of Support Brief or Statement. The supporting brief or statement shall include: (1) The specific points of procedure, fact, law, or policy to which exceptions were taken. (2) The facts and reasons why report and recommendations must be affirmed. 6.27 Oral Argument before the Agency a. Party's Request. If a party desires to argue orally before the Agency, a written request with reasons therefor shall accompany the exceptions or the support brief or statement filed, and the Agency may grant such request. b. Agency Direction. The Agency may direct oral argument on its own motion. 6.28 Agency Action a. No Exceptions Filed. In the event no statement of exceptions is filed .wit Agency, the Agency may proceed to reverse, modify, or adopt the recommendations of the hearing officer. b. Exceptions and Support Statements Filed. Upon the tiling of the exceptions and briefs or statements, the Agency may render its decision forthwith upon the record; or if oral argument has been allowed, after oral argument; or may reopen the docket and take further evidence or may make such other disposition of the case that is necessary under the circumstances, provided that where additional evidence is taken and has not been heard and examined by all of the Agency members who are to render a final decision, the Agency shall comply with the procedure in Rule 6-18. 6.29 Severability In the event any portion of these .rules is declared invalid, such invalidity shall not affect other parts of these rules. 31 These Rules of Practice and Procedure of the Banyan Drive Hawaii Redevelopment Agency of the County of Hawai'i were adopted by the Banyan Drive Hawaii Redevelopment Agency of the County of Hawai`i on [ SEP 2 8 2016 i• 32 CERTIFICATION The undersigned Chairperson of the Banyan Drive ai`i Redevelopment Agency, County of Hawai`i, does hereby certify: (1) That the foregoing is a full, true, and correct copy of Rules 1 through 6 of the Rules and Regulations of the Banyan Drive Hawaii Redevelopment Agency which was adopted on -;;;,-e,e)rr"-.."6----1/4 2 -Cg, lv."" , 2016; and (2) That notice of a public hearing on the foregoing Rules 1 through 6, which notice included a statement of the substance of the proposed rules, was published in the Hawaii Tribune -Herald, on .41 11' , 2016. Chairperson, Hawai`i Redevelopment Agency Mayor, County of Hawai`i Dated: OCT 1 0 2 016 APPROVED AS TO FORM AND LEGALITY: Deputy Corporation C OCT - 7 2.0!5 Date: I hereby certify that the foregoing Rules were received and filed in my office this llth day of October ,2016. Cou erk