HomeMy WebLinkAboutMIN FC 2021/10/05 2020-2022 Committee on Finance
loth Session
Hawaii County Building
25 Aupuni Street
Hilo, Hawaii
October 5, 2021
CALL TO The regular meeting of the Committee on Finance was called to order at
ORDER: 1:00 p.m., in the Council Chambers, Hilo, by Mr. Matt Kaneali`i- Kleinfelder,
Chair.
ROLL CALL:
Present: Mr. Matt Kaneali`i- Kleinfelder, Chair
Ms. Heather L. Kimball, Vice Chair
Ms. Maile Medeiros David, Member (via videoconference from Kona)
Mr. Holeka Goro Inaba, Member
Ms. Ashley L. Kierkiewicz, Member
Ms. Susan L. K. Lee Loy, Member
Ms. Rebecca Villegas, Member
Absent& Excused: Mr. Aaron S. Y. Chung, Member
Mr. Herbert M. "Tim" Richards III, Member
STATEMENTS The Chair directed the Committee to proceed to the next order of business,
FROM THE Statements from the Public on Agenda Items.
PUBLIC ON
AGENDA ITEMS: (There were none.)
CHR KANEALI`I-KLEINFELDER: We will go right to the beginning of our
agenda, Communication 30.16
COMMUNI- The Chair directed the Committee to proceed to the next order of business,
CATIONS: Communications.
Comm. 30.16: REPORT OF FUND TRANSFERS AUTHORIZED: JUNE 16—30, 2021
AND AUGUST 16 —31, 2021
From Controller Kay Oshiro, dated September 3, 2021.
FC-20 October 5,2021
Vote on Comm. 30.16: Ms. Kimball moved to close file on Comm. 30.16.
Filed Seconded by Ms. Villegas and carried by the following
voice vote:
Ayes: Committee Members David, Inaba,
Kierkiewicz, Kimball, Lee Loy, Villegas, and
Chair Kaneali`i-Kleinfelder—7.
Noes: None.
Absent: Committee Members Chung and Richards —2.
Excused: None.
CHR KANEALI`I-KLEINFELDER: Okay, Comm. 31.20.
Comm. 31.20: REPORT OF CHANGE ORDERS AUTHORIZED: AUGUST 16 —31, 2021
From Finance Director Deanna Sako, dated September 8, 2021, transmitting the
above report pursuant to Hawaii County Code Section 2-12.3.
Motion to Close File: Ms. Kimball moved to close file on Comm. 31.20.
Seconded by Ms. Villegas.
CHR KANEALI`I-KLEINFELDER: Council Members, any discussion on this
communication?
MS. VILLEGAS: Just a quick question.
CHR KANEALI`I-KLEINFELDER: Mr. Villegas, go ahead.
MS. VILLEGAS: Oh, Deanna.
(Note: At this time, Finance Director Deanna Sako came forward to
address the members of the Committee.
CHR KANEALI`I-KLEINFELDER: Council Members and Chair David,
Deanna, Chief Todd, and Mr. Tyler Benner are here in the Hilo Chambers today,
if you have any questions.
MS. VILLEGAS: Hi, Deanna.
MS. SAKO: Hi, good afternoon.
MS. VILLEGAS: Good afternoon. Just a quick question about the second item,
on the 8/16 to 8/31 Report of Change Orders, I'm just seeing 164 percent.
MS. SAKO: So as the purpose column kind of explains, this is another option
year.
Page 2
FC-20 October 5,2021
MS. VILLEGAS: Okay.
MS. SAKO: So many of our contracts are maybe issued for the current year plus
three option years. So when we issue the option year, it does make the
percentages look really huge. But those are all pre-bid in the original package.
MS. VILLEGAS: Gotcha. Gotcha, because it looks like you had of original cost.
MS. SAKO: Yep.
MS. VILLEGAS: Okay.
MS. SAKO: So this is probably the second option year.
MS. VILLEGAS: Okay, great. Thank you. Thanks for your help understanding
those percentages. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Villegas. Any further
discussion? Seeing none, we have a motion on the floor to close file on
Comm. 31.20, all in favor?
Vote on Comm. 31.20: The motion to close file on Comm. 31.20 was carried
Filed by the following voice vote:
Ayes: Committee Members David, Inaba,
Kierkiewicz, Kimball, Lee Loy, Villegas, and
Chair Kaneali`i-Kleinfelder—7.
Noes: None.
Absent: Committee Members Chung and Richards —2.
Excused: None.
CHR KANEALI`I-KLEINFELDER: Next order of business, Comm. 32.12,
please.
Comm. 32.12: PRELIMINARY MONTHLY BUDGET STATUS REPORT FOR THE
MONTH ENDED JUNE 30, 2021
From Finance Director Deanna Sako, dated September 9, 2021, transmitting the
above report pursuant to Hawaii County Charter Section 6-6.3(h).
Page 3
FC-20 October 5,2021
Vote on Comm. 32.12: Ms. Kimball moved to close file on Comm. 32.12.
Filed Seconded by Mr. Inaba and carried by the following
voice vote:
Ayes: Committee Members David, Inaba,
Kierkiewicz, Kimball, Lee Loy, Villegas, and
Chair Kaneali`i-Kleinfelder–7.
Noes: None.
Absent: Committee Members Chung and Richards –2.
Excused: None.
CHR KANEALI`I-KLEINFELDER: Next order of business, Comm. 57.3.
Comm. 57.3: REPORT OF DONATIONS RECEIVED FROM THE DANIEL R. SAYRE
MEMORIAL FOUNDATION AS OF SEPTEMBER 15, 2021
From Finance Director Deanna Sako, dated September 17, 2021, transmitting
the above report pursuant to Resolution 468-20.
Motion to Close File: Ms. Kimball moved to close file on Comm. 57.3.
Seconded by Mr. Inaba.
CHR KANEALI`I-KLEINFELDER: We do have Chief Todd with us today, if
anyone has questions, or wants to speak on behalf of the donation? Mr. Todd, do
you want to say anything?
CHR KANEALI`I-KLEINFELDER: No? Okay. And then we can do that for
you, too. Mr. Inaba, go ahead.
MR. INABA: Yeah, could you come to the front,please?
(Note: At this time, Fire Chief Kazuo Todd came forward to address the
members of the Committee.
MR. INABA: So as you get settled, this donation, and then I just want to clarify,
this is from the beginning of the year till now, this report? Or is this—what does
this exactly cover?
CHIEF TODD: I'm not exactly sure. I saw it on the agenda, so I came down just
in case there were questions. But I don't have the actual paperwork either.
Deanna might actually be the more knowledgeable one. My secretary said,
"Make sure you're there."
But generally speaking, there's a variety of things, and we come here on occasion
to just to (inaudible)to be accepted throughout the year, as they've sought out
funding, found things and thenalright, hey, here we go. So they're donating a
Page 4
FC-20 October 5,2021
2021 Honda Pioneer, which is valued at$21,902.38, and so this is to accept that,
and that's going to be used at our Captain Cook Fire Station, I believe, and allows
to go down one of the trails over there for rescues.
MR. INABA: Okay, great. Director Sako, to re-ask my previous question, this is
all donations from January through September 15th? How often are we doing
these reports?
MS. SAKO: I believe that Fire has been submitting as they receive donations;
however, it's most likely since July 1st, like with the fiscal year. I believe we
turned one in about May or June for last fiscal year.
MR. INABA: Okay, great. Well, that's it. Well, I just want to say thank you to
the Sayre Foundation, and their continued support of our Fire Department. And
mahalo, Chief Todd, for being here to express that gratitude, as well.
MS. SAKO: And I'll work with our staff to get the dates better at the top.
MR. INABA: Okay, thank you. Mahalo.
CHR KANEALI`I-KLEINFELDER: Thank you, Mr. Inaba. Ms. David, in
Kona, anything? We're going to take a brief recess,just to check our mics in
Kona. We are in recess.
Recess: At 1:08 p.m., the Chair called for a recess.
Reconvene: The meeting reconvened at 1:09 p.m.
CHR KANEALI`I-KLEINFELDER: Okay, we are back from recess. Okay,
thank you. We're back in action. Ms. David, did you want to add anything to
Communication 57.3, for the Daniel R. Sayre Memorial Foundation?
MS. DAVID: Thank you, Chair. Just wanted to say mahalo, that's all.
CHR KANEALI`I-KLEINFELDER: Okay, thank you very much, Chair. Here
in Hilo, I would just like to say mahalo to the Sayres. They're amazing, and they
donate probably hundreds of thousands of dollars of equipment, if not in this year
alone, but over the last few years that I've seen. I mahalo them very much, and
I'm glad this will go to the good use for our Fire Department. With that said, we
have a motion on the floor. All in favor of closing file on Communication 57.3,
say "aye."
Page 5
FC-20 October 5,2021
Vote on Comm. 57.3: The motion to close file on Comm. 57.3 was carried
Filed by the following voice vote:
Ayes: Committee Members David, Inaba,
Kierkiewicz, Kimball, Lee Loy, and
Chair Kaneali`i-Kleinfelder—6.
Noes: None.
Absent: Committee Members Chung, Richards,
and Villegas —3.
Excused: None.
CHR KANEALI`I-KLEINFELDER: Okay, next order of business, sir.
Communication 401.
Comm. 401: ANNUAL AUDIT PLAN FOR THE FISCAL YEAR 2021-2022
From County Auditor Tyler J. Benner, dated September 16, 2021, transmitting the
above audit plan,pursuant to Hawaii County Charter Section 3-18(d)(2).
Motion to Close File: Ms. Kimball moved to close file on Comm. 401. Seconded
by Mr. Inaba.
(Note: At this time, County Auditor Tyler J. Benner came forward to
address the members of the Committee.)
CHR KANEALI`I-KLEINFELDER: Mr. Benner, since you're here, mahalo.
Can you go ahead and just tell us a little bit about this, and then we'll open it up
for discussion for the Council?
MR. BENNER: Sure, sounds good. Alright, for those who may not know me,
my name is Tyler Benner. I'm the County of Hawaii Auditor. I'm here today to
present to Council the Fiscal Year 2021-2022 Annual Audit Plan. Our Annual
Audit Plan is posted and available for the public to view on our website,
www.hawaiicounty.gov, under Our County/Legislative/Office of the County
Auditor. There you will find links, the page that will take you to current and prior
audit plans.
Beginning with activities, dictated by Charter, Section 10-13 of the County
Charter requires an independent audit of accounts and other financial transactions
be conducted by an unaffiliated external audit firm with an ethic accounting
concentration. The vendor conducting this function is N&K CPA, and they're
conducting our Comprehensive Annual Financial Audit and Single Audit of
federal funds.
Moving to this year's self-initiated audits. Audit plans require a risk-based
approach. A risk base approach is essentially an aim to address your
Page 6
FC-20 October 5,2021
organization's highest priority risks first. This year we gained much of our
understanding of department and division risks by including them in the process.
That process of gaining understanding came to us by way of administering a
survey throughout the County. I would just like to take an opportunity and thank
the respondents for their contributions. It's easy to focus on program success,
much more difficult to focus and admit on challenges, especially when those are
persistent, and we really appreciate the honesty of the participants who are willing
to address those answer in earnest. And those survey results, we were able—and
combined with conversations that we held with various stakeholders, and the
reports and data that we received.
And finally, with the resource allocations that control how many engagements
that we can undertake in any given year, we determined a list of four engagements
plus four follow-ups that would be of significant value to the County. The order
in which we'll conduct those engagements is not yet determined.
But number one, we are going to be looking at Finance Department, Real
Property Tax Division, Revenue Cycle Management. Primary risk factor here is
financial. Fiscal Year 2019-2020, real property tax collections accounted for
approximately 73.4 percent of all General Fund revenues.
Socio-economic or environmental considerations. COVID-19's impact between
2019 to current has resulted in financial, and housing, and security. Individuals
whose income was disrupted during the pandemic have in many cases had to pick
and choose which bills to pay for and which to defer. Projected delinquency
balances and inventory have been growing year over year. While vaccination
rates among those eligible increased along with an increase in offered
therapeutics, may offer some hope with ending the State of emergency variants,
mismanagement or other predictable variables threatened to prolong it.
The audit aims to ensure that the account collections process is working in an
effective manner, and I emphasize effective and not efficient, because even
though we will want to assess certain aspects of program efficiency, efficiency
doesn't necessarily translate into positive outcomes, and so our aim is going to be
to determine if the department is applying its approach equitably and is
adequately minimizing past due accounts through diverse pathways that are
afforded to it. Is there any questions on that audit?
CHR KANEALI`I-KLEINFELDER: Do you want to go through your whole
packet in front of us and then we'll do questions after, or do you want to go
one-by-one?
MR. BENNER: If you guys have questions, I prefer to get into it while we're
right in the meat and potatoes, if that's okay with you?
Page 7
FC-20 October 5,2021
CHR KANEALI`I-KLEINFELDER: Okay, that's fine with me. Council
Members, do you have questions regarding Mr. Benner's first audit? Go ahead,
Ms. Kimball.
MS. KIMBALL: Thank you, Chair. Just about exploring opportunities to
increase revenues. Will this audit—do you expect this audit to come forward with
some recommendations about the rates that we set for different classes and/or any
Code revisions for the Real Property Tax chapter?
MR. BENNER: Potentially. We're looking at them being more flexible and
being able to offer opportunities for catch-up. Obviously, that's been—and then
what we need to do is look forward at what potential threats may be on the
horizon and see if we're well-adapted to be able to change course, should those
things materialize.
MS. KIMBALL: And what is the timeframe for this particular audit? I know you
already said that you don't have priorities established yet, but can you give me a
ballpark? Just because thinking of timing and when we need to set rates, you
know, making sure that we have this available to us at that that time.
MR. BENNER: You're looking for when we're going to entrance in?
MS. KIMBALL: Um-hum.
MR. BENNER: I would have entranced in already, but we understand that at this
moment and time there is the external auditors who have entranced in on their
comprehensive audit, and there's a new accountant that's starting there. So I put
out a communication, asking to dialogue so that we could figure out when a good
time to entrance in would be.
MS. KIMBALL: Okay, thank you. I would appreciate a follow-up on
expectations as to, you know, entrance in, which is a new term for me, and then
ultimately a completion on the recommendations on this one.
MR. BENNER: You bet.
MS. KIMBALL: Thank you.
MR. BENNER: Sure.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Kimball. Ms. Kierkiewicz,
go ahead.
MS. KIERKIEWICZ: Thank you, Chair. Aloha, Auditor Benner. Just wanting to
make sure, and you probably already know this, but our County has had a number
Page 8
FC-20 October 5,2021
of real property tax working groups over the years, and every year they're putting
forward recommendations that Council Members, departments, can take a lead on;
so I think as you come up with your suite of options for opportunities to explore
revenue, definitely take a look at these historical documents, many of which have
not been fully implemented, and so I think as part of your evaluation maybe looking
at why.
MR. BENNER: Thank you. I appreciate that.
MS. KIERKIEWICZ: Thank you. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Kierkiewicz.
MR. BENNER: Any other questions?
CHR KANEALI`I-KLEINFELDER: I have one comment. I'd like, if you could,
look at the way that our dates for our budget, because I've had discussion with Real
Property before. The budget timeline and the Real Property deadlines intersect
differently in other municipalities, which would allow the Department of Finance to
have an actual Real Property number when they go into their first budget draft, I
think. If we change their timeline on when the property taxes were due, it would
take some different implementation.
Lisa Miura had a very beautiful timeline she laid out for me. But if were to switch
our deadline dates, it would provide Deanna the actual data that she needs when she
goes to make her draft budget. There wouldn't be a difference in numbers, or
waiting for the final value to come in from the real property taxes, when we go to
make our first budget, I believe. So that's just my comment for you. Thank you.
MR. BENNER: Appreciate it.
CHR KANEALI`I-KLEINFELDER: Yeah. Okay, Council Members, moving on
to the next Audit Plan. Okay, Mr. Benner, go ahead.
MR. BENNER: Okay. The second audit we're going to do is an audit of contracts
change orders and supplements. Risk for this is financial and operational. So the
last audit mentioned has implications for revenues, and this next engagement has
implications for cost. This narrative is for the folks at home, who may not be aware
of the term change orders generally are for or to a construction contract, that
changes the contractor's scope of work. Sometimes it can work in the County's
favor, and in that case, dollars are returned when it's determined that dollars—or
that work doesn't need to be performed. But in most cases, change orders come
into play when unanticipated events occur that increase the scope and complexity of
the work, and in that case, it adds cost.
Page 9
FC-20 October 5,2021
An audit was performed by a prior auditor in 2006-2007, about 15 years ago with
our Department of Public Works, and produced four audit findings. They
included the development of Capital Improvement Master Plan; the development
of a Comprehensive Policy and Procedure, including enhanced scoping; rigorous
contract monitoring; documentation and controls,which included documentation
requirements, standardized forms, routing and retention; declaration of freedom
from conflict of interest and related parties; segregation of duty; and quality
control activities.
Number three, ensuring staff is adequately and sufficiently trained to meet the
program needs and assess its software and IT (Information Technology) related
applications; and number four, to work in concert with the Finance Department to
develop a formal policy and procedures for authorization, documentation,
recordation, and recording changes. But we make no assumptions about how the
process is working currently, but we do see large dollars in change orders that
causes pause, and we're interested to know how those requests are scrutinized.
We'll be working primarily with DPW (Department of Public Works) as they do
oversee the construction aspect of purchasing, and focus on the departments that are
the primary cost-drivers, but we have built in some latitude to explore, depending
on where our testing takes us. Were there some questions I could answer in regard
to this audit?
CHR KANEALI`I-KLEINFELDER: Thank you, Mr. Benner. Ms. Lee Loy, go
ahead.
MS. LEE LOY: Everybody is going to jump in. Thank you, Chair. You know,
similar questions. Timeline, why don't we start there? What's the timeline on this
one?
MR. BENNER: This particular engagement really doesn't have anything that
would prevent us from going in, in very short order, so we're ready to—we've been
putting together our planning memo and our entrance documentation, and we're
pretty much ready to go now.
MS. LEE LOY: In your snapshot of services, you mentioned contract
monitoring and how DPW actually does a lot of the contract monitoring. In
that analysis because oftentimes a CIP project(Capital Improvement Projects)
is for a different department, but it's actually being monitored by DPW. Is there a
goal to identify if that is the maybe the appropriate way to monitor, or if they should
have actually better contract monitors within the respective divisions of that
department?
MR. BENNER: I don't know if we are completely clear on—from the audit that
was conducted in 2006-2007, how many of those were stood up and full and how
Page 10
FC-20 October 5,2021
sufficient those controls are holding. So if they're going to be the bottleneck of that
process, then they should be ones to have those controls in place there. So we want
to find out how those are stood up and what they do when there's questions.
MS. LEE LOY: Great. And then in your report here, you mentioned, you know,
since 2021 the County has expended over $70 million in this category. By auditing
standards, is there like a certain percentage or threshold as far as contract or change
order overruns would look like?
MR. BENNER: I think that generally there's an expectation, especially with
construction projects, that you're going to run into things that you don't know
are going to happen, and so there needs to be some sort of allowance, sort of built,
in to do that. One standard is 10 percent above or below. And then it's not that you
can't go outside of those guardrails, but generally what you see is that there is an
ever-increasing level of scrutiny attached to doing that, and so we're talking more
signatures, more questions, more explanations. In a mature model, we should also
be doing lessons learned at the backside of that, so we get smarter and we're
encountering those situations less and less.
We're not as concerned necessarily with some of the projects that have gone
underground. We know that we have cultural historical sites, and we also have
cemeteries and bodies that are found. We know that those have costs, and those
aren't part of something that you might find back on the mainland. However, we
also have above-ground projects, and I think in some of those some cases,
potentially we had the opportunity to catch some of those before incurring those
costs.
CHR. LEE LOY: Great. And in that recommendation you talked about the debrief,
right? So that will be part of this self-audit, where we would actually build in a
debrief of the lessons learned through the various contract overruns.
MR. BENNER: Yeah, at the end of every project,there should be a button up to
that, where you're looking at what you could have done a little bit better. It's a
self-improvement program, and working that into a material model. Yeah, it should
get better and better over time.
MS. LEE LOY: And my final question, I know oftentimes contracts, especially
when it comes to construction, it looks rather expensive, but it's because material
cost or labor cost go up. Is there a way through this process to do it kind of more
systematic, like it's within the various ranges,just based on accelerated costs of
material or labor?
MR. BENNER: I think that there are ways to strengthen the contract language so
that those things are included. I've seen other contracts conducted, and I'm not
saying that this would be the desired resolution but where sometimes if the
Page 11
FC-20 October 5,2021
contractor vastly underbids it, that if they go over, they have to eat some of those
costs.
Also, purchasing those materials or having materials on-hand, that might be subject
to a lot elasticity, can help to control those costs rather than scoping it out and
having some sort of 30, 40, 60, 80 percent change in the material costs, and then
trying to acquire it.
MS. LEE LOY: Yeah. Thank you. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Lee Loy. Ms. Kierkiewicz,
go ahead.
MS. KIERKIEWICZ: Thank you, Chair. I just want to echo your sentiments
around wanting to have this iterate of process within the County, where after you're
done with something, lessons learned. Similar to what we do in times of natural
disaster and emergency, there's that after-action report. What do we do well,
where's our opportunity to grow and to change things? So I appreciate that, and
would look forward to some kind of template that can be shared county-wide so that
we're in this constant state of improvement and better serving community. I think
we're doing a great job, but again, there's always room for improvement as more
access to technology and other things come available to us.
I alsoI'm just wondering, as part of this particular audit plan, if you can maybe
make recommendations about how this data can be better shared out to the Council.
We're getting a number of different piecemeal reports on these things, like change
order supplements; if you want to know more about contracts, you can go to an
online portal and check those out for yourself. But this data isn't really compiled
into a central repository, and displayed in like a visual dashboard, which I think is
something that we would all be really interested in exploring a bit more. So if that's
something that you can also take a look at as part of this, that would be great.
MR. BENNER: We're exactly in line with each other on that.
MS. KIERKIEWICZ: Thank you. Chair, I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Kierkiewicz. Chair David?
MS. DAVID: Thank you, no.
CHR KANEALI`I-KLEINFELDER: Okay. Mr. Benner, my—something I'd like
to see addressed, and it may be in here already, is when we have staff that are
designed to take care of certain things in the County, but we hire out and do
contracts for the same kind of work, and that's always been an interest of mine, is
contracts for work that our employees are actually it's in their job duty, and why we
Page 12
FC-20 October 5,2021
do and don't. There are different circumstances on how we could lessen that and
utilize our employees more versus an outside contractor. Okay, seeing no further
discussion on this one, go ahead for your next one.
MR. BENNER: Okay, thank you. The third audit that we'll be conducting is a
performance audit of our Fire Department. Risk factors are primarily operational
and reputation-based.
Fire Department services were among the most valuable services the County can
provide for citizens. The telephone survey conducted by the Continental Research
Associates, Inc., in 2007,pulled citizens in the Chesapeake, Virginia to determine
how residents felt about community and the services that they were being provided
by that city. Ninety-seven percent of respondents indicated that the Fire
Department was the most important service to them.
Additionally, in that survey the department received a 93.4 percent satisfaction
score. So while results are dated, and they don't represent our local community, it
is indicative of long-standing public sentiment for the high regards that the citizens
have placed on these particular services. And there are several stressors that try to
(inaudible) the continued program success there.
This audit is going to look at the County of Hawaii Fire Department to assess
various aspects of their operation, and the extent to which they are able to achieve
programs success. We'll be examining several factors, including functional
business areas, including but not limited to equipment, response time, training,
payroll, safety, recruitment, information technology, and again, customer
satisfaction. The intent of this audit is to conduct an extensive gap analysis and
make recommendations that might assist to right-size the department, should gaps
exist.
CHR KANEALI`I-KLEINFELDER: Okay. Council Members? Ms. Kierkiewicz,
go ahead.
MS. KIERKIEWICZ: Thank you, Chair. This is welcome news. You know, I
think we have sticker-shock when we take a look at Fire's budget, but a huge
portion of it is subsidized by the State for our EMS (Emergency Medical Services)
program. You know,just taking a look at the numbers, over time, that window, that
amount that is available to help with operations, maintenance, trainings, things
that are really important to keep our folks on line, trained up to be the best that
they can be in their job, and ensuring that they have tools and support to get the
job done, shrinking every single year. We don't want them to stretch themselves
thin unnecessarily.
I mean, we've all toured a number of Fire facilities: Central Fire Station,
Downtown Hilo, busiest on the island, deplorable, deplorable; and the fact
Page 13
FC-20 October 5,2021
that it's been allowed to get that condition is incredibly concerning. So I'm
hoping that you're taking this really broad and deep sort of assessment of all of their
needs: the facilities, the apparatus; ensuring that enough personnel based on
the NFPA (National Fire Protection Association) standard, and all that really
important life-saving equipment, as well.
You know, during the budget we moved forward amendments so that could buy
another SAB (Sabro) compressor. And then, we had the Mana Road fire, right? So
these are really critical things that we should not have to be scrambling for in times
of emergency. So I think we are all really eager to see this particular report. Thank
you.
MR. BENNER: Thank you. I wanted to thank Chief Todd; he was the first one to
respond to our survey. I also had the opportunity to sit down with him shortly after
onboarding, and he provided a fantastic clarity about where they sat on that. He
welcomed the dialogue to begin this.
And when we were looking at this particular audit, it's not completely typical to do
a full-scope operations audit of a department like this. Generally, you select a
functional activity and go after it. But when we were reviewing the survey results,
and this is kind of where it really showed its power, we couldn't find that we could
click one area of cost-savings or that we could enhance one area of equipment, and
that we could make a real valuable impact there. So right-sizing the department,
finding out where things may be out of sorts, where things could be reallocated, and
then to assess where that remaining gap lies is where we saw the most value in this.
MS. KIERKIEWICZ: No, that's huge. We look forward to it. And I know that
there are a lot of national grants that the Chiefs are actively pursuing; I think we're
going to see one at Council tomorrow, which creates a few more positions that are
sorely needed. And so there is that capacity and that willingness to go after all sorts
of monies that are out there to support their department. But I think this audit will
help to really prioritize and help them focus on what's so critically important for us
to do now and what can be done over time. So, thank you, I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Kierkiewicz. Ms. Lee Loy,
go ahead.
MS. LEE LOY: Thank you, Chair. Thank you. Yeah, this one's welcome, too.
First of all—and I really want to say oftentimes audits are big and scary, but I've
come to share with others that if you embrace it, it really becomes a roadmap and a
tool to getting better.
You mentioned on this Fire Department one there was a goal for repair and
maintenance and the age of infrastructure. Share with me that goal a little bit on
how to measure the need. Because we actually have a station right here in Hilo that
Page 14
FC-20 October 5,2021
is very, very aged,just like our rural area. So I just wanted to hear a little bit more
around how you would begin to perform that audit, around repair and maintenance
and aged infrastructure.
MR. BENNER: Well, I think the first thing you need to do is create a real
extensive Christmas wish list, and you need to say what a division or what a
firehouse looks like that's well stood up, that has everything that it needs, and
to begin to go through and say, "What is the time, the usable life for these assets?"
This is something—once you have one station that is very, very well understood,
and I think there's some variance between our stations, but you should be able to
begin to go through those and say, "What is Station 2, what is Station 3, what is
Station 4 missing from those things?" And you begin to develop a fixed overhead
costs list, a one-time purchase list, and then it's about an asset replacement plan,
ultimately.
MS. LEE LOY: Yeah, absolutely. So that's the rightsizing of the station, right, and
the life cycles of the equipment. And yeah, I remember making that purchase. And
then we had the Mana Road Fire, and then we had great community partners like
the Sayre Foundation, who ended up chipping in for some pumps and hoses for our
rural community. So leveraging all of that and kind of putting it together in one
audit would be amazing. Yeah, that's all I have on this one. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you. Ms. Kimball, go ahead.
MS. KIMBALL: Thank you, Chair. I'm just kind of want to build on what my
colleagues have said, and we've talked about as a Council before, is the idea
budgeting for outcomes. And I've talked a little bit with Chief Todd about that
concept within the Fire Department to really first focus on what service they want
to be able to provide and then structuring it up to—structuring the budget to
accomplish those goals. And so he was open to it, and I hope that to a certain
extent the lens that this audit is viewed through includes that approach to the budget
process with this particular department.
Also, hoping that there's going to be an inclusion of the communications and
incident response in this audit. I think that's all an area that personally I'd actually
like to know a little bit more about,just as a new Council Member. Understanding
how things happen in an emergent situation, that's something that I feel like I still
need more skills around. I think part of it would be particularly useful; I'm sure my
colleagues feel the same. But as a new Council Member that is of particular interest
to me.
MR. BENNER: Thank you for that.
CHR KANEALI`I-KLEINFELDER: Ms. Villegas.
Page 15
FC-20 October 5,2021
MS. VILLEGAS: Thank you for being here, Mr. Benner. One question I would
have, because you know, we see a lot in here about the workforce. And just
something that's come up and related to many departments I suppose, but it's some
concerns around overtime, and how that overtime gets who gets to work it, and
how that affects retirement funding, and just some of the questions around
managing that most efficiently for the sake of our County dollars. And ensuring
that we eliminate any potential for doubt or mistrust within the staffing of the Fire
Department, which operates at the highest standards.
But for something like this, to be able to come forward and show the areas that
are being operated with integrity, and if there any issues, how they become avoided.
Because it's imperative that our community trust our Fire Department and our Fire
Fighters implicitly, and that we just ensure that we eliminate any opportunities for
questioning of those kind of practices. Because that seems to come up in some
different conversations up here, and it's concerning.
So I am grateful that you'll be looking not only at the, like tactile equipment, but
also in the practices when it comes to scheduling and how we keep those overtime
hours to a minimum and how and who gets to work them. So, thank you for that.
MR. BENNER: Sure. Well, we definitely want to preserve capacity for the
emergency situations that exist; and if those are getting spent outside of those
emergency calls, then that leaves that much less to answer those calls. So I think a
lot of that is going to probably be inherent in high-tech solutions; and being able to
access data, be able to see where you're at, see where you've expended that money,
see who's been the beneficiary of past shifts, and so that you can more equitably
distribute that.
MS. VILLEGAS: Thank you. And I know that we have had some serious
shortages in our EMT (Emergency Medical Technician) and people with the
training, which has caused undue stress and pressure, especially in this time of
COVID, on some of those highly-trained staff members. So with that, I'm also
excited to see the identification of the specific roles, and how we as a County can
support the EMT and the Fire Fighters within the department, to make sure that we
are staffing them equitably and not being overly demanding. After this last year
and a half, a lot of us are kind of burnt out in whatever our roles are, and so we
want to make sure to preserve those who continue to serve. So, thank you for that.
CHR KANEALI`I-KLEINFELDER: Any further comments? Ms. Kierkiewicz.
MS. KIERKIEWICZ: Thank you. There's just one more comment I wanted to
make; I forgot to mention it earlier. You probably already know this, but it's worth
saying again. That our Fire Department is incredibly unique when you take a look
at other departments across the State who run Fire and EMS service as two
completely separate operations. And so we are incredibly unique, in that our Fire
Page 16
FC-20 October 5,2021
Fighters also function as MICTs (Mobile Intensive Care Technicians), right, the
Paramedics, the EMTs, so there's dual roles that they're filling.
And so, I just hope that the report is cognizant of that point, because we are asking
our Fire Fighters to step up in a variety of capacities. It's a very demanding job.
So I just wanted to make sure that point is stated, because I don't know if we can
accurately compare what we are doing here on Hawaii Island dollar-to dollar with
what's happening across the State.
MR. BENNER: I don't know if we could compare it with anything.
MS. KIERKIEWICZ: Right. Exactly.
MR. BENNER: Really, I mean even within the islands. I'm hearing how Maui
operates between three islands. But when I sat down with Chief Todd, he did
explain the unique challenges, that we're inherent in that.
MS. KIERKIEWICZ: Yes.
MR. BENNER: So yes, we will be taking account to that. Yes, Ma'am.
MS. KIERKIEWICZ: The other thing is we rely so heavily on our Volunteer
Firefighter fleet, and so ensuring that they're getting proper support and resources I
think is going to be also something that I hope that you're going to be taking into
consideration.
MR. BENNER: Ye, total locations were included in the survey, and he did explain
the extent to which they're participants.
MS. KIERKIEWICZ: Great, thank you. That's all, I yield.
CHR KANEALI`I-KLEINFELDER: Thank you. Chair David, anything to add
from Kona?
MS. DAVID: Thank you. Chair, no. Thank you.
CHR KANEALI`I-KLEINFELDER: Okay. Thank you, Ma'am. Mr. Benner,
okay, couple points I'd like to bring up.
MR. BENNER: Sure.
CHR KANEALI`I-KLEINFELDER: This just came to my attention as I looked at
a project that is happening in my district. But commercial activities in rural areas
require infrastructure, like fire hydrants and that kind of thing. When they're not,
there is actually a requirement for the operation to have water tanks available for
Page 17
FC-20 October 5,2021
the Fire Department, if needed, to put out a fire. It's interesting that the homeowner
is required to provide water for a possible a fire at their structure, because the
infrastructure that we have as a County isn't adequate to serve that facility.
So the reason I bring that up is, can the materials or the—can the Fire Department's
equipment be looked at in terms of how we tie into permitting and requirements on
operations that are private? And how we can better serve the public with having
better equipment, or what we can do to kind of bridge that, the interface. That's
going a little bit further than just the Fire Department itself, but it also does the
Fire Department does—and it's part of the permitting process. But also, there's
requirements on homeowners in rural areas to have certain equipment available for
the Fire Department if they show up. Because our own County infrastructure isn't
adequate. So if you can tie that in, make that a part of it. It would be interesting, to
me, to see what you come up with.
MR. BENNER: Okay, I will definitely give it some consideration and see how
appropriately we can get it to the baseline.
CHR KANEALI`I-KLEINFELDER: Okay. Okay, thank you. And then just
touching on something that Ms. Kierkiewicz brought up The Kea`au Fire
Department has had a leaking roof for years; you know, it's a leased facility. Going
a little bit further than that, because you're going to look at these kind of things, are
you looking into what areas need more service as part of this study? Or it's just
better to understand the Fire Department on what it's doing?
MR. BENNER: So I guess the first place to start—I've looked at an archive
online committee meeting, where I believe it was Council Member Chung had
asked the former Human Resources Director about why it was that some of the
departments were sitting at a 60/40 split for S&W(Salary and Wages) versus
equipment and some other costs, and our first responders were in the range of 80 to
85; and the way that he was asking—it was not to say that he necessarily thought
they were being overcompensated there, but perhaps that the rest of that unit was
not being rightsized, it was not being proportionately stood up. That's kind of
where the seed of our entrance sits, is to say, "Is it out of alignment here, or is it that
this needs to be brought up?" So we're trying to go in and figure out what is it
going to take—what would it take to have a well-equipped efficient station with
well-managed equipment, and then what would be the ongoing costs to actually
maintain those.
As far as property-client equipment that we don't own, I guess that would depend
on who the owner is, what the owner says to maintain that property, whether that
falls within the Fire Department, and then therefore falls under Property
Management, or whether or not that would be incumbent upon the landlord to
provide those type of services. It's a consideration, but it's not the primary
objectives of the audit, I suppose.
Page 18
FC-20 October 5,2021
CHR KANEALI`I-KLEINFELDER: Okay. And then any—are you touching on
where services are needed, almost like long-range planning kind of thought process,
or are you just touching on how is it working right now, or can be better?
MR. BENNER: At the moment, it's not a forward-facing on it. We're looking at
how it sits today; how we're prepared to address today's challenges.
CHR KANEALI`I-KLEINFELDER: Okay. Okay, thank you. Okay, Council
Members? Okay, move on, sir.
MR. BENNER: Alright. The forethought that we're going to be doing is Limited
Scope Audit of Inventory and Controls. This is primarily a compliance risk factor.
The County maintains a small asset inventory, referred to as materials, tools, and
supplies of approximately $11 million. It also maintains a Fixed Asset Report of
$182.5 million. We intended to conduct a Limited Scope Audit of these inventories
throughout the County.
What we mean by "Limited Scope" is that we aren't looking for a one-to-one serial
number match of every item in every department that we visit, but rather we will
conduct statistical samples on volumes of the list, and determine whether
reasonable assurance exists to conclude that additions, transfers, disposals are
accurate and complete. And we want to ensure major categories aren't being
omitted from inventory; site visits enhance this. If disposals have taken place due
to theft, we want to ensure that police reports support that. And we'll be looking
for written in policies and procedures to ensure safeguarding of those assets. Any
questions from Council on this?
CHR KANEALI`I-KLEINFELDER: Ms. Lee Loy, go ahead.
MS. LEE LOY: Thank you, Chair. This one too, also very welcome. Couple of
years back, we did one on DPW itself and all of their assets. So this actually really
looks like the next step, right, to go ahead and take it across the board for all the
different departments.
You mentioned—like the volumes. That the volumes are accurate. Right, back to
right-sizing; we're right-sizing the department. Just based on your standards,just a
rationale or some rubric as to what are the right volumes. You know, if the
department size is 200, we should have so many percent in printers. Do you have
that information, Mr. Benner?
MR. BENNER: So we utilize the statistical sampling calculator, that actually you
would feed it a couple of inputs as to how much is in the department in aggregate;
and what your relative degree of confidence is, you start with kind of a low degree,
and then as you—it will enter a statistical number that you begin with. As you start
Page 19
FC-20 October 5,2021
to enter those samples and you find the corresponding checks, that confidence level
increases, and then the amount then starts to shrink. When it has reached a
reasonable confidence level, something like 96 percent, and you have reasonable
assurance of that; and if it goes the other way and you have start having items
missing, then that confidence level drops, and the statistical samples increase.
MS. LEE LOY: Perfect, and then so rightsizing the department with the various
tools. But is there a mechanism based on age too, of that particular tools in your
statistical models?
MR. BENNER: No, they don't. It doesn't take into account age. On the fixed
asset inventory that we're looking at though, those have useful lifecycles listed on
them. So disposals should be happening once they've reached their reasonable
useful life. Should be.
CHR. LEE LOY: I'm kind of chuckling because I know some people who still
have very old desks that never got disposed of. Okay, yeah. And then, you know
when you talk about these material tools and supply inventory, is there a dollar
threshold after—you know, say the piece of equipment is more than $100,000, it's
no longer a tool.
MR. BENNER: I believe the Finance Department has some definitions of what
should be included for dollars. One thing that could probably be strengthened is
individual departments, again, this goes—dovetails into the policy and procedures.
They should be coming up with definitions, because the inventory that's in Parks
and Recreation, for example, is not the same inventory that's going to be up in
Finance. Departments really should have a list of items that would qualify in one
category or another, and that should be kind of a dynamic list.
MS. LEE LOY: Yeah. And then just having some shared common vocabulary
across the departments also, right?
MR. BENNER: Right.
MS. LEE LOY: Alright, thank you. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you. Ms. Kierkiewicz, go ahead.
MS. KIERKIEWICZ: Thank you, Chair. Auditor Benner, I'm hoping too, that as
part of this particular audit, `cause Council Member Lee Loy brought up the age
piece, how many of our assets that are actively being used are beyond their natural
lifecycle? I'm really curious about that, to know how much of that is not up to par.
You know, I'm just curious. I think the pandemic sort of exposed the deficiencies
and kind of where we're lacking, and so there is some that CARES (Coronavirus
Aid, Relief, and Economic Security) money to really invest in that infrastructure,
Page 20
FC-20 October 5,2021
that allows our people to be able to operate at that optimal level. So I'm just
curious about that particular piece, because I think that outdated equipment really
gets in the way of people really being able to be productive. So, I'm curious about
that.
And then also, oftentimes purchases are being made for a particular department. I
just wish that there was a way in which tools can be shared across departments,
because I don't always think that certain things are being used by a particular
department 24/7, so just as a way to potentially cut down cost. I'm just curious
about those recommendations as well, if you see ways to explore some of that.
MR. BENNER: Yeah, as well as they're guarded by custodial logs, because that is
exactly how equipment goes missing.
MS. KIERKIEWICZ: Okay. Very interesting, okay. And then as part of this,
you're also going to identify just whose kuleana it is, right? Responsibility to
continuously safeguard it, but also ensure proper maintenance so that we get full
lifecycle out of these tools?
MR. BENNER: Yeah. Again, policy and procedures should dictate some series of
procedures that has to happen, to catalog those things, whether the frequency at
which you're doing visual inspections on those things, what safeguards you're
putting up around them, so departments should be standing these type of controls
up. And we're going to be looking at that.
Again, the reason why we're doing this countywide, this is more doors, this more
ability to make entrances into various departments. And this a low-hanging fruit for
these departments. If you have not stood up controls around policy and procedures,
guarding these things should definitely be on your radar.
MS. KIERKIEWICZ: Yeah. You know, Council Member Lee Loy and I, we're
working with several departments on a conditions assessment matrix, and so as we
kind of develop that information, share that with our colleagues, we also want to be
able to provide that to you, and you can leverage it however you see fit for this
particular audit scope.
MR. BENNER: Thank you.
MS. KIERKIEWICZ: Thank you. Chair, I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Ms. Kierkiewicz. Okay, we do
have a list. A fairly large binder.
MR. BENNER: Like two phonebooks, okay.
Page 21
FC-20 October 5,2021
CHR KANEALI`I-KLEINFELDER: Of a list of County assets, yeah?
MR. BENNER: Yes, sir.
CHR KANEALI`I-KLEINFELDER: I've seen it; I don't think I have a copy in my
office. I'm looking at the size of it; if we were as a County to look at that before we
said, "Yes, I think that department needs four more vehicles this year," it would be
difficult. So I think what would be useful is having, when we come out of this, is
some kind of a summarized document that's presented to the Council, that allows us
to see what the departments have; which helps us understand saying yes or no to a
new vehicle purchase, to a large machine purchase, whatever it may be. And I
think there's a few departments that should be more specific too, but it helps us
make good decisions when it comes to what's needed for the department and what's
not. You know, how long can we run a vehicle; things age out. But getting the
most use out of it for our County and being more efficient for our taxpayer dollars,
yeah. That's what it comes down to, in my head.
But not having that list, even though it exists, in a summarized form so we can
understand, okay, DPW has 1,300 vehicles and most of them are above 2009. So
do we need to purchase four more trucks this year? Probably not. You know, like
just something that helps us—good data for us that helps us decision-make at a
good level, I guess. That's something I've seen again, again, and again, different
budget cycles, different resolutions; whether it's a copy machine, whether it's a new
vehicle, whether it's a CCTV(Closed Circuit Television Vehicle) truck for our
Wastewater Division, one for Kona, one for Hilo, and it's running $500,000 apiece,
and those expenses build up. I don't know how many resolutions for copy
machines I've seen coming in front of us, which are needed, but at what level?
So yeah, the only way for us, I think, to make good decisions though, is to see that
in a data set that's comprehendible, that allows us to make decisions going forward.
So if that can be part of your audit, wonderful, because that will really help us make
our decisions. Does that make sense?
MR. BENNER: I'm all up for converting as many things from paper to electronic
as possible.
CHR KANEALI`I-KLEINFELDER: Beautiful. Okay, I mean again, that report
was about three or four-inch binder.
MR. BENNER: I've got it.
CHR KANEALI`I-KLEINFELDER: You have one of those?
MR. BENNER: I have the one.
Page 22
FC-20 October 5,2021
CHR KANEALI`I-KLEINFELDER: Okay. And I'm guessing, looking at that
thing, you could really get a feel for each department. But it would be so
overwhelming, the decision-making, while trying to judge that book and see what
you have, would be difficult.
MR. BENNER: It is.
CHR KANEALI`I-KLEINFELDER: Okay, so that's where I'm going, yeah. I
think you and I are on the same page, beautiful. Okay, thank you, sir. Okay, what
else you got? You have anything more? I have two pages for Self-Initiated Audit.
I think it's the same page.
MR. BENNER: Follow-up audits.
CHR KANEALI`I-KLEINFELDER: Follow-up audits?
MR. BENNER: Yes, sir.
CHR KANEALI`I-KLEINFELDER: Okay, go for it.
MR. BENNER: Alright, Follow-up Audits. Just a quick definition here,
remediation means to provide a remedy for, or fix. I don't there's going to be any
questions on these first two.
Department of Water Supply–Cash Handling. This original audit was conducted
on August 25, 2017. Seven recommendations were made. We've not yet engaged
to determine the status of the department's action plan.
The second one is also Department of Water Supply –Contingency Plans. The
original audit was conducted on March 3, 2020. Two recommendations were made.
We've not engaged to determine status of the department's action plan, basically
because last week our external auditors entranced in with them on their single audit.
So we're just—they also have incredible turnover in their personnel and some other
factor is going on right now. So that is on our radar to do, but we haven't
entranced in on that.
The second two of these may have some questions, I would assume.
Mass Transit- Cash Handling: this original audit was conducted April 30, 2018.
The audit produced 31 findings. We're working very closely with the Interim
Director. We believe 14 of the recommendations to be sufficiently remediated, and
are determining the extent that progress is being made on those items yet to be
implemented. Is there any questions on that follow-up?
CHR KANEALI`I-KLEINFELDER: Ms. Lee Loy, go ahead.
Page 23
FC-20 October 5,2021
MS. LEE LOY: Thank you. Yeah, this one was an award-winning audit, actually.
So tell me again, there were 13 recommendations?
MR. BENNER: Thirty-one.
MS. LEE LOY: Thirty-one. And how many have we gotten through?
MR. BENNER: We believe that 14 have been sufficiently remediated. I
understand that there are some changes potentially to that department's operations,
that may be forthcoming, and that they may cause a couple of—quite a few of the
other recommendations to be no. As it stands today, we don't have that information
confirmed though, so we're operating under the idea that is not happening.
MS. LEE LOY: Sure. What's the timeline on this one?
MR. BENNER: We're engaged, so we're kind of waiting on them to decide what
way that—there's some decisions in play right now, so I don't know what level
of
MS. LEE LOY: Is there something you think we could get back within four to six
months?
MR. BENNER: Yes.
MS. LEE LOY: Yes?
MR. BENNER: Yes. There will be some items there were some
recommendations that were made; for example, one of them was that new
cashboxes I believe we were going into old—well, into their buses. And that
doesn't work for old buses, so they can only cycle them out as new buses come in.
So changes like that are going to be something. But they're not going to be able to
fully implement. We can't call that fully-remedied. But we will work with what
we can work with as long as there's an understanding that they're moving towards
that direction.
MS. LEE LOY: Yeah, this one would be interesting to get back before our budget
cycle starts in 2022, and as we begin to plan for that particular department. But I
understand, you know, there's a lot of work to be put in. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you. Mr. Inaba.
MR. INABA: Thank you; and thank you, Mr. Benner, for being here. I see on page
six you have additions to the audit work plan. It's kind of self-explanatory. But in
light of the other counties, some of them are doing their TAT (Transient
Accommodation Tax), and the potential for us to be included in that, here in
Page 24
FC-20 October 5,2021
Hawaii County. Do you anticipate having any hand in tracking how that happens,
and how we account for those funds, and how they're spent?
MR. BENNER: No. That wasn't—that's not on our horizon right now.
MR. INABA: Okay, thank you. That's it, Chair.
CHR KANEALI`I-KLEINFELDER: Thank you, Mr. Inaba. Ms. Kierkiewicz, go
ahead.
MS. KIERKIEWICZ: Auditor Benner, Human Resources hiring practices, what
more needs follow up? Sorry, I think I went(inaudible).
MR. BENNER: Oh, I haven't gotten to that yet.
MS. KIERKIEWICZ: Oh, okay.
MR. BENNER: But would you like me?
MS. KIERKIEWICZ: Yes, please.
MR. BENNER: Are we ? Mass Transit's good? Okay. Department of Human
Resources Hiring Practices. This audit was conducted September 7, 2017. Five
recommendations were made. The department believes four of those
recommendations are fully implemented. The outstanding recommendation has yet
to be implemented; it's the consideration to implement a Whistle Blower hotline.
This is an interesting item. I've gone back to the archived Committee meetings to
see how discussions evolved surrounding this recommendation.
Brief history. Essentially dollars were allocated to Human Resources to stand up a
Whistle Blower hotline, with a part-time personnel, funded in the Office of the
Legislative Auditor, to monitor and follow up on claims. Human Resources made
improvement to their process, and believe they sufficiently addressed the
underlying conditions, creating the recommendation, and facing some budget
choices made the decision not to stand the line up. The funding was reallocated,
and the position was never recruited.
Somewhere in the process, and I don't mean to draw a period on that, when I said
that they decided not to stand the line up. The last meeting that I witnessed was, I
believe you, Council Member, saying that a new Auditor was going to coming
down the line. That this should be a tabled discussion, so not to put a period on
that. That funding was reallocated, and the position was never recruited.
Somewhere in the process, our office does seem to have accepted an outsized role
and implementing the recommendation it did make for the department, which is not
typical. But where we stand today and where we go—well, we don't know how
Page 25
FC-20 October 5,2021
much utilization the line will see. We do see that that the services is worthwhile for
both the community and the current perspective employees, and we will complete
this item.
We're now working without the funding mechanism or designated personnel, but
here's how we decided to close this loop. We've spoken with the Mayor and the
Managing Director, who are in full support of adding a concerns page to the County
website, including a tree that will direct some of the concerns like potholes, to their
respective departments, and we would administer the Whistle Blower Line. We've
had conversations with our communication department about education pieces, and
they've offered valuable input. And we've had conversations with our technology
department about standing up the page, and they've advised it's reasonable and
achievable with minimum wait time.
We have a vacancy in our office, and we are looking to fill that immediately. We
have decided that using our existing resources we'll plan to allocate up to one-half
of their time for the first year, and approach Council after that later period, if we
believe that additional resources are necessary.
There are some small logistical considerations, but much of its work has already
been done. And I'll be providing an update to the Merit Appeals Board, on October
29'h to look forward to putting this item to bed.
MS. KIERKIEWICZ: Okay, that's helpful. I think we're all a bit kind of
disappointed when action wasn't taken to sort of implement a formal whistle blower
program, because it was elevated as a need by our Auditor. And I think all of us
have been outreached by County employees, members of the public, that are
legitimately fearful of elevating these concerns to a higher level. And so just
wanting to ensure that they are given that safe harbor to share without fear of
retaliation is so critical. If I could suggest connecting with Gabriella Cabanas, who
used to be with HR(Human Resources).
MR. BENNER: I have.
MS. KIERKIEWICZ: Perfect. She's on the Merit Appeals Board, incredibly
valuable. I think she has a lot of mana`o that she can share on this. I think she
helped to do a lot of initial research to certainly inform me in my position, and how
the County should be proceeding.
MR. BENNER: We're in possession of her folder.
MS. KIERKIEWICZ: Perfect.
MR. BENNER: So, yes.
Page 26
FC-20 October 5,2021
MS. KIERKIEWICZ: Great. A wealth of information there. I don't need to
badger you on this any longer. But look forward to seeing how this plays out, and
just really encouraging you folks to try. Honestly, a concerns page on the Mayor's
website or on the Mayor's page, that doesn't illicit a lot of trust for me, sorry. No
offense to anyone, right? Like, I think people really want to see this independent
arm, getting that information. Because I think when it's housed in a place like the
Mayor's Office, people just get concerned about politics playing a role in the triage
of that information.
So, I just share that with you. And I'm not trying to disparage anyone, but I'm just
thinking of like perception of community, of who is in charge of being the first
initial recipient of that information.
MR. BENNER: Thank you for that. There are a couple of different websites that
have some complaints, ethics, or concerns-type pages on them, that I'm familiar
with and have interacted with in the past. You know, Honolulu has a concerns
page similar; it could use some clean-up on its navigation piece, but the idea here
was that if somebody hit the website, that they would have a table that we could
grow, that we would be able to say, okay, well once you know, potholes and
abandoned vehicles go here. As far we're concerned what is more appropriate for
our line, and we should be—have a place, an architecture of a whistle blower line,
but a fraud waste and abuse line is generally more pointed towards the audit
function. And so, we want the ability to grow those things.
Mayor's Office, I approached them and asked them to stand this page up in the site.
But this goes directly to our office. This whistle blower line isn't embedded under
the Mayor's page. This simply runs along our top banner on our webpage. So this
bypass is done completely. This is simply a phone tree and a way to get
information that they're concerned about to us. And again, not to push back on it, I
totally understand your concerns, but just as an explanation to that—
MS.
hatMS. KIERKIEWICZ: No, that's great.
MR. BENNER: They didn't push back against this at all.
MS. KIERKIEWICZ: Yeah.
MR. BENNER: They were totally—said, "I love it. Do it. Stand it up. We want
people to be able to vent those things."
MS. KIERKIEWICZ: Okay, that's helpful. And any information that you can
share with me and my colleagues so we can ensure that we're promoting this out to
the community would be really helpful.
Page 27
FC-20 October 5,2021
The other outstanding pieces, as you do your follow-up engagement on this
particular audit,just kind of taking a look at some of the recommendations and how
they've been implemented. I know that one of the things was HR being that
initial—like screening all the applicants before sending, you know,priority list of
applicants to the various departments. I'm just curious, has that been a successful
model or not? Just rhetorically speaking—and I'll leave it there. I'll follow up with
you with a bit more information. But I'm just curious around that piece, as well.
MR. BENNER: Sure. And for the conclusion of all of these engagements, we do
plan to come back before Council to present those findings.
MS. KIERKIEWICZ: Okay, thank you. Chair, I yield.
CHR KANEALI`I-KLEINFELDER: Ms. Lee Loy, go ahead.
MS. LEE LOY: Thank you. Thank you too, Ms. Kierkiewicz; she really hustled
her freshman year and found a lot of money to make this happen. And so I can
understand the frustration that money was placed there, you know, two years ago
and there is a need.
I think you're absolutely right. You know, having a concerns page on an
administrative website, about potholes, abandoned vehicles, you know, yes, those
are community concerns the administration should be addressing. But to sever off a
concerns page, where it ends up with an independent office to talk about fraud,
waste and abuse is definitely for you and your wheelhouse to handle.
So I am looking forward to how this unfolds. It's been a long time, and coming.
This is where we need to take action. We had an audit. We have the funding.
Let's go ahead and stand this one up. I yield.
CHR KANEALI`I-KLEINFELDER: Thank you, Council Members. And then just
to give everyone the heads-up, we are—our next Committee is at 2:00, correct?
Okay, we're at 2:07, so let's keep it brief and clean. Mr. Benner, go ahead. Do you
have more?
MR. BENNER: No, sir.
CHR KANEALI`I-KLEINFELDER: Well, that's it. You're done?
MR. BENNER: Done.
CHR KANEALI`I-KLEINFELDER: Okay. Do we have a 2-1-1 number here?
Like, a County general line number?
MR. BENNER: I don't know.
Page 28
FC-20 October 5,2021
CHR KANEALI`I-KLEINFELDER: I don't think we do. I know we have 9-1-1.
Do we have a 4-1-1 for our County? We don't. So what I have seen other
municipalities do is have a 2-1-1 number. It's very simple. You call, redirect. We
don't have that here. And if that ties in with what Ms. Kierkiewicz was saying,
great; if it doesn't, it doesn't. But it's so helpful, because I got a phone call today,
someone just wants to know about the Emergency Rental Assistance program.
They just wanted to know where to go. It's a website, follow this link, and go. But
it's just that simple, and the County, if we can provide that, it just helps that
communication be so much more better between the community and the
government. So if that ties in, it does; and if it doesn't, it doesn't. That's fine.
Okay, I think that was a wonderful presentation today. Thank you very much. I
look forward to seeing what you come back with, and your follow-up. I think
you're on a great start. And I really appreciated your time. I also like your mask.
Do you watch the office, or what?
MR. BENNER: Our Audit Analyst makes these on a sewing machine. Our entire
office has them, and we walk arm-in-arm.
CHR KANEALI`I-KLEINFELDER: I like it. Okay, Mr. Benner, thank you very
much. I appreciate your time today.
MR. BENNER: Thank you. Take care.
CHR KANEALI`I-KLEINFELDER: Council, we have a motion on the floor to
close file on Communication 401, all in favor of closing file?
Vote on Comm. 401: The motion to close file on Comm. 401 was carried
Filed by the following voice vote:
Ayes: Committee Members Inaba, Kierkiewicz, Lee Loy,
Villegas, and Chair Kaneali`i-Kleinfelder—5.
Noes: None.
Absent: Committee Members Chung, David, Kimball,
and Richards—4.
Excused: None.
CHR KANEALI`I-KLEINFELDER: Okay, next order of business, sir.
Page 29
FC-20 October 5,2021
Comm. 405: 2020-2021 ANNUAL REPORT FROM THE KAIL,UA VILLAGE BUSINESS
IMPROVEMENT DISTRICT
From Jay Rubenstein, Board President, of the Kailua Village Business
Improvement District, dated September 9, 2021.
Motion to Close File: Mr. Inaba moved to close file on Comm. 405. Seconded
by Ms. Villegas.
CHR KANEALI`I-KLEINFELDER: Council Members, the report is in front of
us. And is Mr. Rubenstein outside or in Kona? Is there anyone in the Kona
Chambers?
MR. RUEDY: Nobody is here in Kona.
CHR KANEALI`I-KLEINFELDER: Okay, thank you, Scotty.
MR. RUEDY: Okay.
CHR KANEALI`I-KLEINFELDER: Well, maybe let my Council Members—go
ahead, if there's any questions. Yeah, a presentation would be nice; and if they're
not available, we could just switch to postponing this to the next meeting.
MS. VILLEGAS: I would like to ask for a motion to postpone.
MS. LEE LOY: Second.
MS. VILLEGAS: It would be nice to have Mr. Rubenstein here to go over this
report with us.
Vote on Motion Ms. Villegas moved to postpone Comm. 405 to
to Postpone: October 19, 2021. Seconded by Ms. Lee Loy and
(Approved) carried by the following voice vote:
Ayes: Committee Members Inaba, Kierkiewicz, Lee Loy,
Villegas, and Chair Kaneali`i-Kleinfelder–5.
Noes: None.
Absent: Committee Members Chung, David, Kimball,
and Richards –4.
Excused: None.
CHR KANEALI`I-KLEINFELDER: And then we have finally, Resolution 211.
ORDER OF The Chair directed the Committee to proceed to the next order of business,
RESOLUTIONS: Order of Resolutions.
Page 30
FC-20 October 5,2021
Res. 211-21: AUTHORIZES THE PAYMENT OF FUNDS OF A LATER FISCAL YEAR
AND OF MORE THAN ONE FISCAL YEAR FOR A MULTI-YEAR
AGREEMENT FOR HOUSING PRO SOFTWARE SUBSCRIPTION,
SERVICE, AND MAINTENANCE FOR THE OFFICE OF HOUSING AND
COMMUNITY DEVELOPMENT
Authorizes the Mayor to enter into a five-year lease agreement with an
estimated annual cost of$47,045.16 beginning December 1, 2021, with an
annual 3.5 percent increase.
Reference: Comm. 406
Intr. by: Mr. Kaneali`i-Kleinfelder(B/R)
Motion to Approve: Mr. Inaba moved to recommend adoption of
Res. 211-21. Seconded by Ms. Villegas.
(Note: At this time, Housing and Community Development Specialist VI
Desiree Moore came forward and addressed the Members of the
Committee.)
CHR KANEALI`I-KLEINFELDER: Council Members, any discussion? And
we do have someone from Office of Housing Community Development on our
Zoom call, if there are questions. Okay, Debbie, are you on Zoom? Can you hear
us? Do you want to comment on this?
MS. MOORE: It's Desiree. Hi, Council Members.
CHR KANEALI`I-KLEINFELDER: Sorry, Desiree. I'm sorry.
MS. MOORE: It's okay. Annually, the contract is renewed every November,
and this past year it went up 12 percent, from up to $50,000. So if we continue
at the annual contract, we would have paid $50,908 versus the $47,000, if we
enter into a five-year contract. It will still be paid annually, but capped at the
3.5 percent increase. And we use this program to service our clients, from
waiting-list to eligibility occupancy. Our entire operation uses this software
program.
CHR KANEALI`I-KLEINFELDER: Okay, thank you. Thank you for that.
So you're going to do the slight cost-saving for the County, that is very much
appreciated, and this is incredibly important. Okay, thank you. Thank you for
that explanation Council Members, any questions for Desiree? No? Okay,
seeing none. Thank you, Ma'am. Thank you for sticking around.
MS. MOORE: Thank you. Good afternoon.
Page 31