HomeMy WebLinkAboutCOM 0140.001 2000-2002 M!~y,
Harry Kun ' ~ Wllbam Takaba
Mayor Director
,
rni 1'~ J ~1
J l i , I- i .
County of Hawaii
Finance Departmeat
25 Aupum Street, Room 118 • Hdo, Hewmi 96720
(806)961-6234 • Fex (808)961.8248
March 9, 2001
The Honorable Chairman James Y Arakaki
and Members of the County Council
County of Hawaii
Hilo, HI 96720
Re• Progresa in Meeting Program Objectives
As you know, the budget and program review for the Department of Finance will
be held on March 28, 2001 I am enclosing a report entitled, Progress in Meeting
Program Objectives, FY 2000-01, so members of the County Council will have
information to evaluate our program accomplishments for the year
Should you have any questions or need more information, please let me know.
Thank you very much
William Tak a
Director of Finance
APPR VED
Harry Kim
Mayor
Enclosure
Comm. No. ~ ~ • ~ -
Fire Np. Bufl
xer. To: FG
~t_ MAR 1 3 2001
As of March 1, 2001
Department of Finance
Progress in Meetlna Program Oblectlves
FY 2000-01
Administration
1. Continue to have divisions review and update rules, policies and procedures to
insure that applications are consistent throughout the County. Desired outcome
is to realize efficiencies in financial practices.
Being achieved.
2 Conduct four training sessions for county financial personnel. Desired outcome is
to provide a training media for financial support staff.
Budget division conducted training on program and budget development in
September 2000. Purchasing, accounts, and administration will provide the
other three sessions.
3 Assist Mayor and Counal in execution of the FY 2001-02 operating and capital
budgets and programs.
Being achieved.
4. Complete rewew of Department of Finance organization by December 31, 2000
and indiate changes as necessary.
Review completed. Changes, if any, will be proposed in FY 2001-02.
Currently evaluating vehicle services, driver licensing, insurance, and
property management functions of the county to determine how these can
be most efficiently performed.
5. Refer procurement protests to Corporation Counsel wdhin three working days of
receipt. After verfiration of validity of protest from Corporation Counsel, issue
determination and/or decision within a week
All protests received thus far were referred to Corporation Counsel within
three woricing days.
Budget Division
1 Review, assess and refine the program objectives and measures in the FY 2000-
01 budget document, our initial attempt at program budgeting, by September 30,
2000.
Conducted workshop for county departments and agencies to present
overview of last year's budget reviews with the County Council. Also
provided example of good objectives and measures to aid departments
with their FY 2001-02 budget submittal.
Progress in Meeting Program Objectives
Page 2
March 1, 2001
2 Assist departments and agenaes m the development of a budget document
focusing more on programs, objectives, and accomplishments by September 30,
2000
Made format changes to the mission statement, department goals, program
description, and program objectlves to present them In a more unfform
manner. A few departrnents have also been Instructed to make changes to
their objectives and measures focusing on more specMic objectives and
measureble accomplishments.
3. Complete negotiations for funding amount of animal control services by April 1,
2001.
Negotiations are being achieved at this time and should be completed by
April 1, 2001.
4. Publish notice for nonprofit applications by November 22, 2000 and complete
reviews by February 16, 2001.
Notice was published on time and reviews completed by February 16, 2001.
Accounts Division
1. Close FY 1999-00 books and issue final June 30 budget status report by August
18, 2000, and determine fund balances by August 13, 2000.
Closed FY 1999-00 books and Issued final budget status report on August
23, 2000. Fund balances determined on August 16, 2000.
2. Re-0btain Cert~cete of Achievement for Excellence in Financial Reporting from
the Govemment Finance Officers Assoaation (GFOA) for the County's June 30,
2000 Comprehensive Annual Financial Report.
Being achieved.
3 Issue the monthly budget status reports within ten working days after the end of
the month, except for June, July, and August
Achieved three out of five months. Mechanical failures prevented t(mey
completion by one day for the other two months.
4. Develop a timetable for the implementation of the provisions of Governmental
Accounting Standards Statement No. 34 (Basic Financial Statements and
Management's Discussion and Analysis-for State and Local Governments), and
begin the implementation process.
Major work done. More information forthcoming from the Association of
Govemment Accountants and our external auditore.
Progress m Meeting Program Objectives
Page 3
March 1, 2001
5 Continue work on Part II of the new Accounting Manual, with issuance planned
for the spring of 2001.
Delayed, due to vacancy of full~ime Controller since 7/1/00.
6. Ensure that all claim payments made are proper and legal by pre-auditing 100%
of payment requests for accuracy and propnety, returning items that are not
accurate or proper to departments for correction
Being achieved.
7 Provide certificate of the availability of funds on County contracts within three
working days of the contract's submissbn to Accounts Division.
Being achieved, with minimal exceptions when situations are beyond our
control.
8 Pay vendors promptly by issuing all warrants for claims within seven working
days.
Being achieved. Payments being issued twice every week.
9 Ensure that all employees receNe the correct amount of pay and related benefds
by pre-audRing 100% of payroll claims for accuracy and compliance with legal
and contractual regwrements, and filing all required payroll tax forms and returns
on time.
Being achieved, confortning to all tax rules and union contracts.
10. Pay all employees on the fifteenth and last day of each month
Achieved every pay day...always on time.
11. Conduct a public auction of surplus County egwpment twice a year.
First sale scheduled for March 9, 2001.
12. Provide a response to an applicant's request for acquiring, exchanging, or
granting of easement of real property within 45 days of the receipt of the request.
Being achieved, with minimum exceptions when situations are beyond our
control.
Progress rn Meeting Program Ob~ectroes
Page 4
March 1, 2001
Purchasing Division
1. Continue to review all internal policies and procedures for conformance to new
procurement law and revise as necessary, in view of probable changes to law.
Being achieved. Most signfflcant change In law last year requires Internet
posting In line of contracts awarded under profsaslonal services list
selection process. Thanks to Dafa Systems, new report Is cumsnfly
available on the Internet
2 Maintain up-to{iate purchasing manual and training as needed for all using
agencies. Compile a current list of the individual most responsible for
procurement matters within each department or agency and assure that he or
she has a complete, up-to~ate copy of administra£nre rules and purchasing
manual.
Being achieved. Delegatlng of purchasing authority was completed by all
using agencies last year, providing the basis for current list. New list needs
to be developed to reflect change of administrations.
3. Process 98% of all routine documents (confirming requisitbns, confirming
payment authorizations, contracts, change orders, and supplemental agreement
approvals) within two working days of receipt.
Of the 6,131 documents processed over the flret four months of the fiscal
year, 6,119 (99.8%) were processed within two wortcing days.
4. Complete purchasing process for 95% of all requisitions below formal bidding
limits within ten days of receipt.
l>f the 404 requisitions processed, 396 (98.0%) were processed within ten
days of receipt.
5 Complete purchasing process for 95% of all requisitions requiring formal
advertised bidding within 12 weeks, and requisitions for RFPs wdhm 16 weeks
after deadline for receipt of such regwsitions.
All 67 requisitions reviewed for items requiring formal bidding or RFPs
were processed within 12 weeks.
6. Complete aroulation of contract documents and issue Notice to Proceed within
six weeks of receiving award recommendation from using agency for at least
90% of contracts.
Including contracts in progress at the end of the flscal year, 28 of 36, or
77.8°k, met the objective. This appears to be an optimistic target Many
times we have no control over the speed the vendor completes the
contracts and compiles with state and county requirements.
Progress m Meeting Program Ob~echves
Page 5
March 1, 2001
7. Conduct a pilot purchasing card program to test the feasibility of using credit
cards to accomplish small purchases, petty cash, and intemet transactions.
Awaiting the award of statewide contract based on joint RFP with the City
and County of Honolulu as lead agency. Cost savings result from
statewide volume rebates. Know appears that internal politics will result In
no award. Anticipate that State DAG3 will repeat the RFP at the state level
and we will be able to piggyback with them.
8. Complete report of exemptions, professional services, sole source and
emergency procurements to Legislature no later than July 30, 2000.
Report submitted August 7, 2000, one week past the objective, but one
week earlier than the statutory deadline of August 15. It appears this
objective was a little optimistic In view of the amount of yearend
paperwork circulating during July.
9. Review county-wide procedures and pollees regarding copy machines and
newspaper advertising to achieve possible cost savings.
No progress to date. Anew bid for an annual price agreement for copy
machines will be conducted shortly. The copy machine study should be
conducted In conjunction with the awards for this bid. In view of several
promotional pricing schemes being offered, many agencies may be able to
save money by replacing older, more expensive machines.
Effective March 1, 2001, local newspapers will once again be used for
advertising. Working with newspapere to standardize advertising formats
and utllize electronic technology. This should simplify the process and
achieve maximum savings and efficiency. Agencies will be encoureged to
utilize blanket purchase orders to reduce paperwork.
TreasuryNehicle Registration Division
Treasury
1 Invest 99% of all funds in interest-bearing accounts or certfieates.
Being achieved.
2 Maintain sufficient ligwdity to meet cash requirements.
Being achieved.
3 Maximize interest income by attaining budgeted projection while ensunng the
safety of County funds.
Progress m Meeting Program Objectives
Page 6
March 1, 2001
11VI11 be achieved. Flret Hawaiian Bank continues to renew maturing
repun:hase agreements under the "1978 Slnking Fund AgreamenY' which
greatly enhances our ability to meet Interest Income proJectlons.
4. Reconcile monthly statements within five days of receipt
Being achieved.
Vehicle Registration
1. Process mail within three days of receipt.
Being achieved, except for days where more employees than normal are
absent.
2. No complaints referred to the department level and above
Being achieved.
Real Prooertv Tax Division
1 Maintain sales assessment mean ration 10% from the 100% assessment.
Achieved.
2. Maintain a co-efficient of dispersion at +/-15% of the mean ratio.
Achieved.
3. Conduct field inspections of 98% of all building pemtits issued or on file for all
new construction
Achieved.
4 Maintain an alive educational and informational program on real property
taxation.
Ongoing.
5 Initiate proceedings for two real property tax foreclosure sales to reduce the
number of delinquent accounts and dollar amount of delinquent taxes owed to the
County.
Expect to achieve in June 2001.