HomeMy WebLinkAboutCOM 0045.022 2002-2004 Hawaii County Proposed General Plan
Testimony Concerning Selected Parts I, ~
FiL:C.
DavidLyCallies '03 DEC 22 A(Ti 8 05
December 16, 2003 CCitJ' i
I. INTRODUCTION
The County of Hawaii administration has proposed a Draft (dated December 21, 2001) of a ten
year comprehensive revision of the County General Plan. While comprehensive planning is a
laudable, responsible and commendable exercise, parts of the proposed Draft Plan raise certain
legal issues, particularly given the nature of the general plan in Hawaii County both by virtue of
language in its Charter and by virtue of a recent decision by the Hawaii Supreme Court in Save
Sunset Beach v. City and County of Honolulu. Together, the two (charter and case) give the
general plan the force of law, giving it precedence over any contrary and less restrictive local
land use control, such as the county zoning code. The practical effect is that if any provision of
the General Plan is more restrictive than the applicable zoning of any specific parcel of land, the
use of that parcel will be effectively governed by the stricter standard in the General Plan.
Therefore, once approved by the County Council, any parts of the General Plan which could be
construed so as to deprive a private landowner of all economically beneficial use of his or her
property, or severely affect the economic value of the parcel ,especially to the point of
frustrating a landowner's distinct, investment-backed expectations, raises regulatory taking
issues under the 5`h and 14`h amendments to the U.S. Constitution. The Honolulu law firm of
Ashford and Wriston asked for my review of these issues, which are of concern to certain of its
clients, and in particular the Leeward Planning Council. That review, which follows in detail in
parts II, III and IV, essentially makes the following points:
1. Any part of an approved General Plan which either:
a. restricts the use of land to "open space" or
b. restricts the use of land to agriculture where agriculture is not a viable
economic use will result in a taking of property by regulation, requiring
compensation under the 5`h Amendment to the U.S. Constitution.
2. Any part of an approved General Plan which drastically affects the economic use of
private land so as to frustrate the distinct investment-backed expectations of the
landowner will also result in a taking by regulation, requiring compensation under the
5`h Amendment to the U.S. Constitution.
3. Any part of an approved General Plan which "changes the rules" of permissible land
use on private property after a landowner has changed position in reliance on such
rules (such as those pertaining to zoning, subdivisions, and so forth) by spending
money for land development, may not be applied to such private property because
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the landowner has acquired vested rights to proceed with the use of land under the
"old" regulations.
4. That part of the Draft General Plan which requires the dedication of public parking or
accessways across private land as a condition of coastal development approval
results in an unconstitutional condition on land development unless the County can
demonstrate that the proposed development directly and proportionately generates a
need for such public parking and public access.
5. The enforcement by any County official of any of the above Draft General Plan
provisions, when found to be unconstitutional, will expose the county and the
enforcing County official, to liability for damages under section 1983 of the U.S.
Civil Rights Act of 1870 under a series of U.S. Supreme Court cases stripping local
government and its local officials of immunity from such lawsuits claiming a taking
of property by regulation.
II. THE PLAN AS LAW
Plans in general are more than mere policy guides in Hawaii. Thus, for example, Act 100, the
Hawaii State Plan, requires state agencies to act in conformance with the state plan's themes,
goals, objectives, policies and priority guidelines, and counties to "further define" and "take into
consideration" (but neither conform to nor be consistent with) the aforesaid in formulating their
county general and development plans. HRS 226-51 et seq.,Planning Coordination and
Implementation.
However, the relationship of county plans to traditional land use controls like zoning and
subdivision codes is far more burdensome, particulazly in Hawaii County. Thus, for example,
the Charter for Hawaii County requires, at section 3-15:
b. No public improvement, project, subdivision or zoning ordinances shall be
initiated or adopted unless the same conforms to and implements the General
Plan.
While it is theoretically possible to argue over the meaning of "conformance" it would be
difficult to argue, for example, that a county general plan designation in a conservation or
agricultural district would permit any but those conservation or agricultural uses permitted in that
planning district.
Moreover, in Save Sunset Shores v. City and County of Honolulu, P.3d _(2003) the
Hawaii Supreme Court earlier this year made it pretty clear that in the event of conflict between
county zoning and county plans, the more restrictive of the two will govern. Therefore, the
Hawaii County General Plan becomes not a guidance document for making land use decisions,
but rather a document to which local zoning and subdivision decisions must conform, and in the
event of conflict, the more restrictive provisions of the General Plan, if any, will control.
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III. WHAT THE PLAN REQUIRES: SELECTIVE EXAMPLES
The Draft Plan makes many references to the preservation and protection of important
agricultural lands, as in the following:
- under "Policies" at page 31 and 32
- under "Courses of Action" at page 43, 47
- under "Policies" at pages 276 and 277, and in particular the following language:
"Designate, protect and maintain important agricultural lands from urban
encroachment"; "Ensure that development of important agricultural land be
primarily for agricultural use"; "Important agricultural lands shall not be rezoned
to parcels too small to support economically viable farming units"
- under "Courses of Action" at page 282, and in particular "Protect important
agricultural lands within the Kona Coffee Belt from urban encroachment through
the use of zoning and other mechanisms"
The Draft Plan also provides for the creation of a county conservation lands category at page 327
under "Policies":
"Amend the Zoning Code to create a category for lands that should be kept in a
largely natural state, but that may not be in the [state, presumably] Conservation
District, such as certain important viewplanes, buffer areas, and very steep
slopes."
There follows on the same page a series of "Standards" stating that the aforesaid Open Space
designations "shall include:" Forest areas, water areas, potential natural hazard areas, Natural
Areas and Reserves, Open Space Recreation Areas, Scenic l/istas and View planes, and General
Use Conservation Sub-Zones with Compatible Uses.
To the extent that this new Open Space zoning designation or classification attempts to regulate
any use whatsoever in the State Conservation District, the County is almost certainly exceeding
its authority under the State Land Use Law (HRS 205 et seq.) which leaves the control of land
use in any and all sub- zones in such Conservation District solely in the hands of the state and its
Department of Land and Natural Resources. Thus, for example, to the extent the DLNR permits,
through its conservation district use permits (CDUA) single-family residences in its general sub-
zone, the County may not forbid such use because it lacks the authority to do so. It would also
almost certainly be a violation of the U.S. Constitution as more fully described below.
IV. THE APPLICABLE LAW
More importantly, as intimated above, the language so far noted above appears to restrict uses on
important agricultural land to agricultural use only, and to prohibit most uses altogether in the
proposed new Open Space district. To the extent agricultural or other permitted uses are not
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viable, landowners will have suffered a per se, categorical or total taking of so classified lots or
parcels because they no longer have any economically beneficial use. In this category of
regulatory taking, there is no defense available to the County based upon its desire to preserve
agriculture or open space. Only if such total deprivation of use is for the eradication of a
nuisance, or in accordance with some custom or public trust principal, could such a deprivation
be justified.
As for those landowners whose use of land is in some fashion useable but whose anticipated
economic uses are substantially curtailed by location in either the Open Space district or in an
important agricultural lands classification, they maybe frustrated in their investment-backed
expectations, particularly if they have spent money in reliance on County assurances or
preexisting land use classifications. They have, in other words, suffered a regulatory taking
under the Fifth Amendment to the US Constitution, particularly as the character of the County
governmental action appears to be primarily for the preservation of open space and open space
uses rather than for health and safety reasons.
Moreover, for all landowners who have invested in infrastructure and paid other land
development costs, especially those who qualify for CPR treatment, if there are no further
permits to be obtained beyond the non-discretionary building permits, their rights have,
accordingly, vested and they are entitled to complete their plans to develop their property in
accordance with the rules and regulations now in effect.
Finally, to the extent that such landowners have suffered either a total or partial deprivation of
their property rights in their land without compensation contrary to the Fifth Amendment to the
US Constitution, they have been deprived of their civil rights under color of state law contrary to
Section 1983 of the Civil Rights Act of 1870, as amended. There is no good faith defense to
such a suit for the County, and should the proposed Draft General Plan become law, its
application to many landowners would likely result in personal liability to any county official
enforcing the law in the event that the landowners prevail in their Fifth Amendment takings
lawsuit, since such enforcement would be neither legislative nor quasijudicial, the only grounds
for individual immunity under Section 1983. Furthermore, should the landowners prevail, or
should the litigation be settled on terms favorable to the landowners, the landowners are entitled
to an award of legal fees for money expended in defense of their Fifth Amendment rights, under
Section 1988 of the same Civil Rights Act .
While such lawsuits have been relatively rare in Hawaii in the past, times have changed.
Landowners -both large and small -are often no longer bound by traditional and cultural ties to
the state or any particular county, nor do they necessarily hold several tracts or one large tract,
as compared to landholding patterns in the 1980's before plantation agriculture came to an end
and local companies increasingly became subsidiaries of, or sold their holdings to, outside
owners and investors. Therefore, the bars to such suits which existed before -need for multiple
project approvals, traditional aversion to litigation, and so forth- have largely disappeared. On
the Big Island, as on other islands, off-island landowners with substantial resources and but one
parcel of land are increasingly restive over state and local land use controls which are perceived
as onerous and time-consuming. To the extent that they are also perceived to be illegal, such
owners can be expected to take up the matter through litigation, regardless of cost and time, in
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order to protect their investments. Therefore, the likelihood of litigation is high should the
County pass the Draft General Plan in its present form and seek to enforce its provisions.
A. The regulation of land which deprives a landowner of all economically
beneficia? use is an unconstitutional taking of property without compensation
contrary to the Fifth Amendment of the US Constitution.
To the extent that any Hawaii landowners would be restricted to virtually no economically
beneficial or viable use under the Draft General Plan, they would suffer an unconstitutional
regulatory taking of their property under the Fifth Amendment to the US Constitution. Under
can-ent U.S. Supreme Court jurisprudence, a landowner must be able to make such economically
beneficial use of land or the regulating governmental agency must pay compensation as if the
land were taken by eminent domain ("...nor shall private property be taken for public use,
without just compensation."). While arguably drafted principally to protect private landowners
from physical takings without compensation, since at least 1922 and the decision of the U.S.
Supreme Court in Pennsylvania Coal Co. v. Mahon, 260 U.S. 393 (1922) a regulation of land
which goes "too far" is also a taking for which government must pay compensation. It is this
"regulatory taking" issue which the Draft General Plan raises. The land may have value.
Indeed, it may even have some limited, "salvage" uses such as for walking or picnicking. But if
it has no economically beneficial use, then the government must pay for the land as if it had
condemned it, or lift the offending regulation and potentially pay for the time during which the
unconstitutional regulation affected the use of the relevant land. Thus, in Lucas v. South
Carolina Coastal Council, 505 U.S. 1003 (1992) a state coastal zone protection statute prevented
David Lucas from constructing two beachfront houses on two separate lots. The statute
prevented development forward (makai) of a beach line in order to protect coastal habitat, plant,
animal and marine species, the natural environment and tourism. Remaining legal uses included
walking, limited camping and picnicking. The U.S. Supreme Court reversed the supreme court
of South Carolina, holding that a regulation which removes all productive or economically
beneficial use from a parcel of land is a regulatory taking requiring compensation under the Fifth
Amendment. The court imposed no limitations on this per se, categorical rule except for two
exceptions -nuisance and background principles of a state's law of property (public trust and
customazy rights, neither of which appears to be applicable here). Observing that too often land
use regulations having as their principal purpose the preservation of the environment have forced
a single landowner to bear the burden of such public benefits, the Court said:
Where the State seeks to sustain regulation that deprives land of all economically
beneficial use, we think it may resist compensation only if the logically antecedent
inquiry into the nature of the owner's estate shows that the proscribed
use interests were not part of his title to begin with.
Lucas, 505 U.S. at 1027. Closely following this reasoning in Lucas, a Maryland court held that
an open space zoning category effectively foreclosed all economically viable use when applied
to private property, resulting in a total taking. Steel v. Cane Corporation, 111 Md. App. 1
(1996):
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While a strong argument can be made that the statutory scheme here at issue...is for the
common good, that argument, if resolved favorably to the County, does not, under Lucas,
resolve the matter. Even if it were for the common good, it still may cause an unconstitu-
tional taking if it, as it does in the case sub judice, results in the loss of all viable
economic uses. 111 Md. App. 1, at 36-37.
B. Aland use regulatiou also takes land contrary to the Fifth Amendment to the
US Constitution when its economic effect ou the landowner is severe, particularly if
it frustrates the distinct investment-backed expectations of the landowner and the
character of the governmental action is weak.
A partial taking by regulation occurs when a land use regulation deprives a landowner of use
and value beyond the normal reduction, if any, caused by the necessary exercise of the police
power for the health, safety and welfare of the people, but stops short of depriving the owner of
all economically beneficial use. The government's rationale for the regulation and the economic
effect of the regulation on the landowner are critical factors which a reviewing court weighs in
deciding whether a landowner has suffered a partial taking of property. Partial takings are more
common than total takings, but the standard is clear. As the Lucas case suggested in footnote
eight of its opinion, an owner who has suffered less than a full deprivation of economically
beneficial use "...might not be able to claim the benefit of our categorical formulation, but, as we
have acknowledged time and again, `[t]he economic impact of the regulation and...the extent to
which the regulation interfered with the distinct investment-backed expectations' are keenly
relevant to the takings analysis generally."
The case which the Court cites and from which it quotes above is Penn Central Transportation
Co. v. New York City, 438 U.S. 104 (1978), in which the Court set out the framework for
deciding partial regulatory taking cases. The Court there upheld New York City's Landmark
Preservation Law, which effectively prohibited Penn Central from constructing a fifty-five story
office building in the air rights above Grand Central Station. Penn Central claimed both the
designation of the station as a historic landmark and the prohibition of its development plans
constituted applied and facial takings of its property under the Fifth and Fourteenth Amendments
to the U.S. Constitution. Before reaching the merits of the case, the Court suggested "several
factors" which have "particular significance" when it engages in "these essentially ad hoc,
factual inquiries":
1. The economic impact of the regulation on the claimant and, particularly, the extent to
which the regulation has interfered with the distinct, investment-backed expectations;
2. The chazacter of the governmental action;
3. Whether the taking is physical or if "the interference arises from some public
program adjusting the benefits and burdens of economic life to promote the common
good."
Penn Central, 438 U.S. at 124. Adjusting the benefits and the burdens -the relevant part of the
third criteria - is probably of little importance after Lucas given the Court's language there
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excoriating regulation which merely confers a public good and for which the Court clearly states
the public as a whole should pay rather than a single landowner. That leaves the economic effect
on the landowner and the chazacter of the government's action as the primazy focus of a partial
regulatory taking case. Parenthetically, as discussed below, to the extent that the County of
Hawaii's apparent goal in the Draft General Plan is to preserve open space rather than
agriculture, it is vulnerable under the "confers a public good" language noted above.
1. Economic Effect and in particular Frustration of Investment-Backed
Expectations
The US Supreme Court has so faz used the investment-backed expectation standard in
conjunction with the other Penn Central standards, thus holding in Hodel v. Irving, 481 U.S. 704
(1987) that the 1983 Indian Land Consolidation Act took property without compensation even
though the plaintiff had no investment-backed expectations whatsoever, because the Court
deemed the economic impact on the plaintiff otherwise "substantial" and the character of the
governmental action "extraordinary." Hodel, 481 U.S. at 709. Likewise in the Draft General
Plan the impact on many property owners in Hawaii County will be "substantial" and the
govenunent action "extraordinazy" given the nature of the Draft General Plan.
2. Character of the Governmental Action
It appears from the Draft General Plan and some of its language that some of its purposes are at
best mixed (protection of agriculture and open space) and at worst (primarily for the protection
of open space, view planes, and the like). It is, in other words, not a health and safety measure,
but a welfare measure. It is therefore more vulnerable to regulatory takings challenges than
health and safety measures. The US Supreme Court in the Lucas case cited and discussed above
was clearly most concerned with open space preservation via the police power, opining that such
worthy goals ought not to be achieved at the expense of individual property owners, but rather
such costs should be spread among the public at large (as, for example, the purchase of private
land for open space preservation). Likewise, the "extraordinary" nature of the governmental
action in Hodel helped persuade the Court that a partial regulatory taking had occurred. So also
a court in Maine emphasized the importance of the character of the governmental police power
action in preserving sand dunes (citing Penn Central) in Fichter ex rel v. State Board of
Environmental Protection, 2000 WL 33676710 (Me.Super.).
Applying these criteria to some of the language alluded to in Part III above, it is pretty clear that
should Hawaii County apply Draft General Plan classifications to land purchased with more
intense land development expectations, it runs a substantial risk of the result being a partial
taking of the property. Assume, for example the investment-backed expectations of a relatively
large-tract landowner, when it purchased the parcel, was to undertake residential or agricultural
estate development, based on the existing zoning. Under the general criteria of economic effect
on the landowner, it is cleaz that the economic effect on such a landowner is severe: under even
the most positive (economically) scenarios, such a landowner will be able to construct but a few
houses rather than the number previously permitted. The property will accordingly plummet in
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value, and value is a key indicator in terms of economic effect. There are no continuing
mitigating uses here as there were with respect to the fully-operational (complete with
commercial tenants) Grand Central Station in Penn Central. As the California court of appeals
noted in its decision in the First Lutheran case on remand, courts are willing to balance the
equities more in favor of government when the challenged regulation is for health and safety
purposes rather than welfare, and in favor of the landowner when the challenged regulation is for
welfare purposes rather than health and safety.
3. Legitimate State Interest
Some courts continue to decide regulatory takings cases under the "legitimate state interest"
prong of the U.S. Supreme Court's decision in Agins v. City of Tiburon, 447 U.S. 255 (1980).
Thus, in State ex rel. Shemo v. Cit o~yfield Heights, 75 N.E.2d 345 (Ohio 2002), the Ohio
supreme court held that the city lacked any legitimate governmental health, safety or welfare
concerns in support of a planned development reclassification of realtor's land which restricted it
to single-family uses, and therefore the classification did not substantially advance any legitimate
city police power interest. Also in Schoolcraft Eug, Inc. v. Schoolcraft Township, 2000 WL
33409627 (Mich. App.), a Michigan appeals court remanded for trial a regulatory taking attack
on an ordinance directed at stopping the expansion of plaintiff s egg business on the ground that
the government had presented no proof that placing a limit on the facility had any reasonable
relationship to a legitimate governmental interest. To the same effect is Cwynar v. City &
County of San Francisco, 109 Ca1.Rptr.2d 233 (Cal. App. 1 Dist. 2001), in which the court held
that an ordinance restricting a landlord's ability to evict a tenant, particularly if the landlord
wished to take possession for the landlord's personal use or residence, might constitute a taking
depending upon the evidence adduced at trial on the legitimacy of the government's interest in
passing the ordinance.
C. Relevant Parcel for Landowners Under the Draft General Plan Is, For
Takings Purposes, the Remnant Parcels Which Are Either Undevelopable or
Drastically Reduced In Value.
Carving out undevelopable parcels raises substantial regulatory takings problems under
regulatory takings jurisprudence. The critical question, of course, is, what is that relevant parcel,
or, as aptly phrased by the Lucas opinion:
When, for example, a regulation requires a developer to leave 90% of a rural tract
in its natural state, it is uncleaz whether we would analyze the situation as one in
which the owner has been deprived of all economically beneficial use of the
burdened portion of the tract, or as one in which the owner has suffered a mere
diminution in value of the tract as a whole... [there follows criticism of that
portion of the New York state court decision in Penn Central which suggested that
nearby property of the owner could be combined with that portion he claimed was
unusable in deciding whether there had been a regulatory taking]...The answer to
this difficult question may liken how the owner's reasonable expectations have
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been shaped by the State's law of property - i.e., whether and to what degree the
state's law has accorded legal recognition and protection to the particular interest
in land with respect to which the takings claimant alleges a diminution in (or
elimination of) value.
505 U.S. at 1016, n.7. Several lower federal and state courts have dealt with the issue. Thus,
both Florida Rock Industries, Inc. v. United States, 18 F.3d 1560 (Fed. Cir. 1994) and Loveladies
Hazbor, Inc. v. United States, 28 F.3d 1171 (Fed. Cir. 1994) discuss the denominator issue in the
context of denials of section 404 (Clean Water Act) dredge and fill permits issued by the Army
Corps of Engineers. In Loveladies, the court considered only 12.5 of plaintiff's 250 acres,
holding ultimately that the Corps effectively denied the landowner all economically beneficial
use and so was liable for the difference in value with ($2.7 million) and without ($12,500) the
permit. To the same effect is Palm Beach Isles Assoc. v. United States, 208 F.3d 1374 (Fed. Cir.
2000) in which the court held the relevant parcel for regulatory takings analysis was 50.7 acres
rather than 311 acres owned by the plaintiff landowner. Similarly in East Cane May Associates
v. State, 693 A.2d 114 (N.J. Super. Ct. App. Div. 1997) the court held that the denominator
would not include adjacent property subdivided and sold many years prior to the enactment of
the present regulations denying use. To the same effect, Animas Valley Sand and Gravel Inc. v.
Board of County Commis, 8 P.3d 522 (Col. Ct. App. 2000), where the court accepted as the
relevant parcel only landowner's 33 acres designated in a river corridor district, rather than all of
plaintiff's adjoining property as well.
D. It is Possible That Various landowners in the County have changed positions
based upon existing zoning, putting in infrastructure and subdividing their land in
the investment-backed expectations generated by existing County land use
regulations and therefore have vested rights to proceed with construction of
additional dwellings.
The doctrine of vested rights is designed to protect property owners from a change in the law
which would otherwise render a land development project or construction illegal, which was
otherwise legal when commenced. The landowner has a vested right to continue such a project if
the landowner has expended money in reliance on the existing land use controls in effect at the
time the project or construction is commenced. Virtually any governmental action approving the
commencement of a project will do, except that in Hawaii if there is still a discretionary permit
outstanding -such as a shoreline management permit -the landowner's right to proceed does
not vest until that last discretionary permit is issued. Most courts having considered the matter
agree that approval of a subdivision plat or plan vests such rights. See, e.g., Youngblood v.
Board of Supervisors of San Diego County, 586 P.2d 556 (California 1978).
It may well be that many landowners have spent money in reliance on their existing zoning
classifications to install infrastructure necessary for the construction of dwelling units on their
land. Others may have expended funds for the subdivision of their lands in similaz reliance on
existing zoning. These owners need only a building permit under existing zoning to construct
houses on their infrastructured and subdivided land in order to construct additional dwelling
units. Under Hawaii law, with no additional discretionazy permits (preliminary subdivision plat
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or shoreline management permit, for example) the rights of these landowners have vested as a
matter of law to proceed with the construction of these units and any subsequent change of the
law such as that now contemplated by the County Council in Draft General Plan should not
legally prevent such construction. See, for authority, County of Kauai v. Pacific Standard Life
Insurance Company, 653 P.2d 766 (Hawaii 1982) and Life of the Land v. City Council, 606 P.2d
866 (Hawaii 1980). Indeed, if such landowners have had any official assurances from the
County with respect to the preparation of their land for development (and subdivision approval
clearly constitutes such assurance) the County is also equitably estopped from preventing the
construction of additional units on such infrastructured and/or subdivided land.
E. Section 1983
Section 1983 of the Civil Rights Act subjects any person who under color of any statute,
ordinance, regulation, custom or usage of any state or territory, subjects any person in the United
States to the deprivation of any rights, privileges or immunities secured by the Constitution and
laws of the United States, to liability to the party injured. 42 USC s. 1983. Such actions can be
brought in either state or federal court, and under Monell v. New York Citv Dept. of Social
Services, 436 U.S. 658 (1978) local governments are "persons" which are subject to such suits
for liability under Section 1983 for monetary, declaratory or injunctive relief "...where...the
action that is alleged to be unconstitutional implements or executes a policy statement,
ordinance, regulation, or decision officially adopted and promulgated by that body's officers."
(at 690). The U.S. Supreme Court has further held in Owen v. City of Independence, 445 U.S.
622 (1980) that local government has "no immunity from damage liability flowing from their
constitutional violations." Moreover, individual government officials have only qualified
immunity for such rights deprivation actions, primarily when acting in their legislative orjudicial
capacities. There is no such immunity when acting in an administrative capacity. In further
court decisions, deprivation of property rights through unconstitutional land use controls has
been clearly held to be such a deprivation covered by Section 1983.
Therefore, if the County should pass the Draft General Plan and its application is found to
unconstitutionally take private property under any of the grounds discussed above in preceding
sections of this analysis: (1) the County has no immunity to a suit for damages under Section
1983 For the taking of property without compensation and (2) administratively enforcing such an
invalid ordinance can subject individuals who enforce it to claims for damages as well.
F. Public Access and Parking Requirements for Coastal Resort Development
The Draft General Plan also appears to require landowners to dedicate public access-ways across
private land as a condition to approving all coastal development uses of land. Essentially, the
Draft General Plan at page 318: "Coastal resort developments shall provide public access to and
parking for beach and shoreline areas." The public access-way dedication requirements imposed
on coastal resource developments are clearly and unequivocally unconstitutional under the rules
set out by the U.S. Supreme Court in Nollan v. California Coastal Commission and Dolan v. City
of Tigard. Such required dedications bear no relationship to any problem caused by a proposed
subdivision (no nexus, in other words, rational or otherwise). Only if a landowner proposes large
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residential or resort developments whose residents would arguably use such access to selected
public resources or facilities could such a dedication be considered remotely reasonable.
1. Unconstitutional Land Development Regulations as Takings: the
Constitutional Standards
Judges and commentators have long suggested that conditions, exactions and dedications attached to
land development permits must bear some proportionate relation to the land development upon which
they are levied. See, e.g., Heyman and Gilhool, "The Constitutionality ofImposing Increased
Community Costs on New Suburban Residents Through Subdivision Exactions" 73 Yale L.J. 1119
(1964). As the following analysis makes clear, such land development conditions (impact, mitigation
and "in-lieu" fees and other exactions, and land dedication requirements) are development driven. It is
the contemplated land development project that generates the need for the public facility or other
infrastructure improvement which justifies the dedication or exaction. It follows that it is always
inappropriate to levy or charge such exactions and dedications on the rezoning process. Zoning
generates no such needs. It also follows that the fee collected or the interest in land acquired by
government must be spent or used -and soon -for the public facility or improvement for which it was
collected. Failure to spend or use the fee or land renders the basis for charging it invalid. So does
failure to use or spend it reasonably quickly , or to spend it for a general or different purpose (i.e., a road
fee for school purposes). However most litigation over land development conditions arises because of
questions about the relationship of the condition on a land development permit to problems or needs
generated by the contemplated development. The U.S. Supreme Court addressed this issue in two
landmark cases: Nollan v. California Coastal Commission, 483 U.S. 825 (1987) and Dolan v. City of
Tigard, 512 U.S. 374 (1994), both of which struck down government land dedication conditions upon
the issuance of land development permits (coastal zone and building permits, respectively) as
unconstitutional takings of private property by regulation.
In Nollan v. California Coastal Commission, the Supreme Court struck down a Coastal Commission
requirement that a landowner dedicate an easement across the back portion of his lot and parallel to the
public beach as a condition for permission to rebuild a beach house. The Commission said that the
problem it sought to address was the blocking of views from the beach road to the beach by the
expanded house, thus making it difficult for the public to see that there was public beach below. As the
Court said:
It is quite impossible to understand how a requirement that people already on the public beaches
be able to walk across the Nollans' property reduces any obstacles to viewing the beach created
by the new house. It is also impossible to understand how it lowers any "psychological barrier"
to using the public beaches, or how it helps to remedy any additional congestion on them caused
by construction of the Nollans' new house...The lack of nexus between the condition and the
original purpose of the building restriction converts that purpose to something other than what it
was. The purpose then becomes, quite simply, the obtaining of an easement to serve some valid
governmental purpose, but without payment of compensation. Whatever may be the outer linuts
of "legitimate state interests" in the takings and land-use context, this is not one of them. 483
U.S. 836-839 (emphasis added).
11
The Court followed the Nollan case with Dolan v. City of Tigard in 1994.There,the Court struck
down a municipal building permit condition that the landowner dedicate bike path and
greenway/floodway easements to the city before the enlargement of a hardware store adjacent to
a local stream. The purpose, according to the City, was to alleviate traffic problems and flooding
which the expanded store was expected to generate.
The Court agreed with the City that alleviating such problems was a legitimate state interest, and
that bike lanes and floodway easements were appropriate means for ameliorating the problems,
thus finding a required "nexus." However, the Court held that "the degree of the exactions
demanded by the city's permit conditions [did not]bear the required relationship to the projected
impact of petitioner's proposed development."
(114 S. Ct. at 2318). The Court thus imposed a rough proportionality test as well as a nexus test:
"[T]he city must make some sort of individualized determination that the required dedication is
related both in nature and extent to the impact of the proposed development." (at 2319-2320)
The constitutional problem in both instances, said the Court, is "the loss of [their] ability to
exclude" which the Court reminds us is one of the most essential sticks in the bundle of rights
which characterize private property. See Callies and Breemer, The Right to Exclude Others
From Private Property: A Fundamental Constitutional Right, 3 Wash. J. Law and Property 39
(2000).
Together, these two cases require that to pass constitutional muster, land development conditions
imposed by government:
i. must seek to promote a legitimate state interest;
ii. must be related to the land development project upon which they are being
levied by means of a rational or essential nexus;
iii. must be proportional to the need or problem which the land development
project is expected to cause, and the project must accordingly benefit from
the condition imposed.
Under the first standard, legitimate state interest, an agency may only require a landowner to
dedicate land (or interests in land) or contribute money for public projects and purposes, such as
streets, roads and other public facilities and, presumably, for access to a public asset in Hawaii,
like a beach.
Under the second standard, essential nexus, an agency must find a close connection between the
need or problem generated by the proposed development and the land or other exaction or fee
required from the landowner/developer. Thus, for example, a modest coastal resort
development could not possibly justify a requirement that a landowner dedicate an easement to a
public beach.
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Under the third standard, proportionality, aresort development of, say, three hundred units may
well generate a need for beach access across the land so developed because of the population
increase, but whether such an access would need to be public, as opposed to "residents only" is
Far less certain.
2. The Constitutional Standard Applied
Following Nollan, many courts have struck down land development conditions for lack of nexus
and/or proportionality. For example, in Art Piculell Group v. Clackamas County, 922 P.2d 1227
(Ore. App. 1996), an Oregon appeals court struck down a road dedication requirement fora 19-
lot subdivision even though the county had demonstrated that the county needed the road: "We
do not imply that a development cannot have impacts that could warrant improvement conditions
that are system wide in scope. However...the determinative factor must be the relationship
between the impacts of the development and the approval of the conditions, and not the extent of
the public's need for road or other improvements that happen to exist at the time the particular
development is approved." (at 1236)
In Amoco Oil Co. v Village of Schaumburg, 661 N.E.2d 380 (Ill. App. Ct. 1995), the court
struck down a road widening dedication, holding that the taking of 20% of Amoco's land for
roadway widening purposes on the basis of a .4% increase in traffic caused by the proposed
development "does not correspond with the slightest notions of rough proportionality." 661
N.E.2d at 391.
Other examples: Schultz v. City of Grants Pass, 884 P.2d 569 (Ore.App. 1994), striking down a
road dedication; Property Group, Inc. v. Planning & Zoning Com'n of the Town of Tolland, 628
A.2d 1277 (Conn. 1993) striking down road widening dedication; Lexington-Fayette Urban
County Gov't v. Schneider, 849 S.W. 2d 557 (Ky. Ct. App. 1992), striking down bridge
dedication requirement; Cobb v. Snohomish County, 829 P.2d 169 (Wash. Ct. App. 1991),
striking down a road improvement fee; Dellinger v. City of Charlotte, 441 S.E.2d 626 (N.C. Ct.
App. 1994) striking down a road dedication requirement; Castle Homes & Dev. v City of Brier,
882 P.2d 1172 (Wash. Ct. App. 1994) striking down aper-lot road impact fee.
There are literally dozens of additional post-Nollan/Dolan cases striking down various impact
fees and exactions for parks, schools, sewers, water and housing where government fails to meet
the nexis and proportionality standards imposed by the U.S. Supreme Court. However, the
foregoing analysis, which draws only upon road/access cases, should be sufficient to demonstrate
the inadequate basis of the Draft General Plan in exacting free access to the beach ,let alone
parking, as a condition for coastal resort development approval. There is no connection or nexus
between such a coastal resort development and either public parking or beach access. Such a
resort development does not drive the need for such parking and access. Moreover, even if it
did, the requirement would sorely lack proportionality. The requirement is unconstitutional on
its face.
13