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HomeMy WebLinkAboutCOM 0082.036 2004-2006 40JNtY Os Ngwq' Harry Kim Vii, Lawrence K. Mahuna .Nnvor ~ Police Chief v ' ~ Harry S. Kubojiri •Tf 4f •H~~ ar ~ Depug~ Police Cluef County of Hawaii March 16, 2006 POLICE DEPARTMENT 349 Kapiolani Street Hilo, Hawaii 96720-3998 (808) 935-331 I Fax (808) 961-8869 TO STACY K. RIGA, COUNCIL CHAIR AND COUNCIL MEMBERS VIA D NA SA O, CONTROLLER c./~•l•~w--~--- FROM LAWRENCE K. MAHUNA, POLICE CHIEF SUBJECT NOTIFICATION OF GRANT AWARD Compliance with Ordinance No. 05-86, Section 7(1) Name of Grant Program: Gang Prevention-Kona Grant Federal or State Grantor: State Department of Human Services Office of Youth Services County Grantee Department/Agency: County Police Department Grant No.: DHS-06-OYS-3066 Amount of Grant: $34,350.00 Amount of County Match: None County Revenue & Expenditures Acct 010-201-5219.36 & 3304.75 Grant Period: October 1, 2005 -September 30, 2006 Purpose of Grant: To provide a coordinated system where community based-agencies and government organizations work together to address youth gangs and the issue surrounding these groups. If final report required by grantor? yes Notification Attached: yes Comm. No. 3~0 Ref. To:_ ~y-~ ~t,.f. a` LILllIL ~ ~ SHARON L AGNEW LINDA LINGLE .E, ° `.,.,:y. GOVERNOR ; ~e e a ~ ExECUTIVE DIRECTOR Phone: (808) 587-5700 S.a @.+.~,~®: ~ Fax: (808) 587-5734 STATE OF HAWAII DEPARTMENT OF HUgqMnnAnnN~~SE~rrR,p~VIppCES CCe~p OFFICE OF YOUTFLlir6RVIQH61b till ~ 820 Mililani Street, Suite 817 Honolulu, Hawaii 968'13 January 3, 2006 Lt. Randal Ishii County of Hawaii Hawaii Police Department (West) 74-5221 Queen Kaahumanu Highway Kailua-Kona, Hawaii 96740 Dear Lt. Ishii: Enclosed please find the executed Agreement for Health & Human Services: Transactions Exempt From Chapter 103F, HRS, contract no. DHS-06-OYS-3066 between the County of Hawaii, Hawaii Police Department (West) and the Office of Youth Services for the period October 1, 2005 through September 30, 2006. Our specialist assigned to work with you on this Agreement is Todd Motoyama who can be reached at (808) 587-5730. Please note that all written correspondence and reports pertaining to this Agreement should reference the contract number to ensure proper routing and timely attention. Since y, Sharon L. Agne Executive Directo Enclosure jh • . , ' DHS- 06 -OYS- 3066 • STATE OF HAWAII AGREEMENT FOR HEALTH AND HUMAN SERVICES: TRANSACTIONS EXEMPT FROM CHAPTER 103F, HRS This Agreement, executed on the respective dates of the signatures of the parties shown hereafter, is effective as of (date) October 1 2005 between the (agency) Department of Human Services, Office of Youth Services State of Hawaii (the "STATE"), by its Executive Director (the "DIRECTOR"), whose address is 820 Mililani Street, Suite 817, Honolulu, Hawaii 96813, and County of Hawaii Hawaii Police Department (West) (the "PROVIDER"), a (government entity/corporation/partnership/sole proprietorship/other business form) government entity whose business address and taxpayer identification number are: 25 Aupuni Stieet, ` Hilo, Hawaii 96720 Fed. ID4199-6000567 State ID~1300-16002 RECITALS A. This Agreement is for a purchase of health and human services that is exempt from the requirements of Chapter 103F, HRS, because: ® this Agreement is between or among government agencies as provided in Section 103F-101(a)(2), HRS; ? this Agreement is to award grants or subsidies of state funds appropriated by the legislature to a specific organization as provided in Section 103F-101(a)(1), HRS, and Section 3-141-503(a)(2), HAR, or to award subawards and subgiants to specific organizations directed by the funding source as provided in Section 3-141-503(a)(1); ? this Agreement is wholly or partly funded from federal sources that conflict with the procedures and requirements established by Chapter 103F, HRS, and its implementing regulations; ? this Agreement is wholly or partly funded from federal sources that (1) identifies a target class of beneficiaries, (2) defines the requirements for a provider to be qualified to participate in the federal program, and (3) has the price of the provided health and human services dictated by federal law; • EXEMPT TRANSACTIONS Page 1 Form AG3-Exem(4/99) ~ s • ? this Agreement is for an affiliation agreement with hospitals and other health care providers required for Univeisiry of Hawaii clinical programs; ? this Agreement is for the services of psychiatrist, or psychologists in criminal or civil proceedings as required by a court order or by.the rules of the court; ? this Agreement is for a transaction covered by a written exemption from the Grief Procurement Officer for We STATE dated B. The STATE is in need of the health and human services descn'bed in this Agreement and its exhibits (the "Required.Services"). The PROVIDER is agreeable to providing the Required Services. C. Money has been appropriated for the purchase of the Required Sensces bL,: (1) (identify state sources) Act 178 Item F=6 , 2005: HSL 449 . o! • (2) (identify federal sources) or both, in the following amounts: • State: ~ 34.350.00 Federal: S D. Pursuant to (legal authority for Agreement) Section 346-63, HR5 • the STATE is authorized to eater into this Agreement. E. The undersigned representative of the PROVIDER represents, and ffie STATE relies upon 'such representation, that he or she has authority to sign this Agreement by virtue of (check a~ or all that apply): . ? corporate resolutions of the PROVIDER or other., authorizing documents such as partnership resolutions; ? corporate by-laws of the PROVIDER, or other simr7u operating documents of the PROVIDER, such as a partnership agreement, or an limited liabrliry company operating agreement; • F.XEMI?T TRANSACTIONS • Page 2 Form AG3-Fsem(4/99) . , ? the PROVIDER is a sole proprietor and as such does not require any authorizing documents to sign this Agreement; ? the PROVIDER is a government entity, and the undersigned representative of the PROVIDER is duly-authorized to execute contracts on behalf such government entity; ? other evidence of signing authority: g. The PROVIDER has produced, and the STATE has inspected, a certificate of insurance in the amount of N/A DOLLARS (s for bodily injury and property damage liability arising in connection with the PROVIDER's performance under this Agreement. The PROVIDER has produced, and the STATE has inspected, a tax clearance certificate with approval from the State of Hawaii, Department of Taxation, dated N/A • NOW, 7IiEREFORE, in consideration of the promises contained in this Agreement; the STATE and the PROVIDER agree as follows: I. Scope of Services. The PROVIDER shall, in a proper and satisfactory manner as determined by the STATE, provide the Required Services as set forth in Exhibit "A" to this Agreement, which is attached, and made a part of this Agreement. 2, Tenn of Agreement. The PROVIDER shall provide the Required Services from (date) October 1 zoos .to (date) Sevtember 30 zoo6 .unless this Agreement is sooner terminated. Compensation. The PROVIDER shall be compensated l,~ in a total amount for all required services not to exceed THIRTY-FOUR THOUSAND THREE HUNDRED FIFTY AND NO/100 DOLLARS 34,350.00 including taxes, at the time and in the manner set forth in Exhibit "B" to this Agreement, which is attached, and made a part of this Agreement. ? based upon referrals to the PROVIDER from the STATE, payment • EXEMPT TRANSACTIONS Page 3 Form AG3-Exem(4/99) for each such referral shall be made according to Exhibit "B" to this • Agreement, which is attached, and made a part.of this Agreement. The STATE shall provide a minimum of referrals to the PROVIDER. 4. Reuorting Requirements. In addition to whatever other reporks may be required elsewhere in this Agreement, the PROVIDER shall also submit a Final Project Report, by (date) October 30 2006 No amendment to the PROVIDER'S Final Project Report shall be considered after (date) January 31 200 5. Standards of Conduct Declaration. The Standards of Conduct Declaration of the PROVIDER is attached as Exhibit "C", and is made a part of this Agreement. 6. Other Terms and Conditions. The General Conditions for Health and Human Services Contracts (the "General Conditions") are attached as Exhibit "D," and are made a part of this Agreement. if applicable,.any Special i-ondiiions are attaeLed as Exhibit "E," and are made a part of this Agreement. In the event of a conflict between the General • Conditions and the Special Conditions, the Special Conditions shall control. 7. Notices. Any notice, communication, or information required to be given by any party to this Agreement shall be made in writing ,and shall be (a) delivered personally, or (b) sent by United States first class mail, postage prepaid. Notice required to be given to the DIRECTOR shall be sent to the DIRECTOR's office in Honolulu, Hawaii. Notice to the Agency Procurement Officer shall be sent to: Department of Human Services, P.O. Box 339, Honolulu, Hawaii 96809 NOtice t0 the PROVIDER shall be sent to the PROVIDER at the PROVIDER'S address as indicated in this Agreement. Notice to the STATE'S Chief Procurement Officer shall be sent to 1151 Punchbowl Street, 11230-A, Honolulu Hawaii 96813 A notice Shall be deemed to Lave been received three (3) days after mailing or at the. time of actual receipt, whichever is earlier. ~ The PROVIDER is responsible for notifying the STATE in writing of any change of address. • EXEMPT TRANSACTIONS Page 4 Form AG3-Exem(4I99) • IN VIEW OF TIC ABOVE, the parries execute this Agreement by their signatures, , on the dates below, to be effective as of the date first above written. STATE By Print Name Sharon L. grew Executive Director Title Office of Youth Services Department of Human Services Date JAN - 3 2006- PROVIDER BY ~ - - Print Name ~ ;4~+~'m~ ~ ,~~y • Title ~l ~ ~-°-«--L-~.^"`~ Date - APPROVED AS TO FORM: . Deputy Attorney General • EJi~MPT TRANSACTIONS Page 5 Form AG3Exem(4/99) THIS FOR!! IS DEI.6iTED AtID INOPERATIVE • PROVIDER'S ACKNOWLEDGMENT ' Scare of ) SS. County of ) On tbis day of , befo me personally appeared , to the personally Im ~ who beiag by the duly sworn. did say that hehhe u the of the PROVIDER named is the fore ing imttumeat. and that he/she is authorized to sign said instrumeat on behalf of the OVIDER as provided in a_ci•~1 E of the foregoias Agreemea4 and ackaowle__es than he/she eseeuted said instrument as the free act and deed of the PROVIDE tary Pub1iG .commission expires: Pare 6 Fors AG}Fseesl • CERTIFICATION OF EXEMPTION FROM CT+'iL SERVICE I. By I-leads of State Departments or Agencies Pursuant to Delegation of the Director of Human Resources Development' Pursuant to the delegation of the authority by the Director of Human Resources Development, I certify that the services provided under this Agreemen; and the person(s) providing the services under this Agreement are exempt from the civil service, pursuant to d tatutes 6-16. JAN - 32006 ( gna ) (date) Sharon L. Ag ew Priest Name Eaecutiva Director print Title Office of Youth Sasvicai ^uap:rteaat of °c =°2 Snrricet< 2, By the Director of Human Resoura:a Developmcn; State of Hawa1P I ~rafy that the services provided under this Agreement. and the person(s) providing the services under this Agreement are exempt from the civil servitx, pursuant to Hawaii Revised Statutes §76-16(x. (signature) (data) Priest Name Print Title, if designee of Director of Human Resources Development t.~n part o f tha form maybe. used by aU department heads aad others to whom tha Director of Human Resources Devebpmeat has delepted authority to certify Hawaii'Revised Statntw sedioa 76-16 civil service asospt1O°s 7ba aPe°& Pa»gnph(s) of section 7616 upon which as euemptioo 'r bawd abould be noted in the contras hies. NU'I'L~ Authority to certify exceptions undec Hawaii R<tviwd Statutes aeaions 76'6(2) and 76.16(3) hu ant been delegated; ody the Dvector of Hutnaa Resoutcw ' Development may unify secttotu 7616(2) aad 76-16(3) excaptiotta yILu pmt of the form may be used nab by t6a Director of Human Reaourow Dewbpmmt or the • Dueaor'i desigose• Sea N017C at footnote 1. EXEMPT' TRANSACTIONS Pagti 7 Form AG3F~cem(i~'>yi • SCOPE OF SERVICES The PROVIDER shall, in a proper and satisfactory manner as determined by the STATE, provide and perform all work described in this Scope of Services in strict accordance with the terms and conditions of this Agreement. Overview of Service Act 189, 1990 Session Laws of Hawaii, created and funded the Youth Gang Response System (YGRS) as a means to address in a systematic, comprehensive, and collaborative way youth gang behavior in Hawaii. The YGRS includes the components of law enforcement and gang intelligence; information sharing and collaboration; establishment of public awazeness programs; school and community-based prevention and intervention programs; and reseazch and evaluation. YGRS funded programs and activities must tazget youth who are engaging in emerging or more serious gang behavior and who aze overrepresented in the juvenile justice system. The PROVIDER shall assist the STATE in coordinating these components of the YGRS and directing efforts towazd these targeted youth. Under the terms of this Agreement and in support of the YGRS strategy, the PROVIDER shall conduct law enforcement sweeps relating to truancy, curfew violation, underage drinking, rave parties, and gang intelligence and information gathering. In addition, the • PROVIDER shall conduct public presentations to the community, information sharing presentations during the YGRS Working Committee quarterly meetings and Statewide Law Enforcement Gang Task Force (SLEGTF) quarterly meetings, and will disseminate information gathered at the YGRS Working Committee quarterly meetings and SLEGTF quarterly meetings within the Hawaii County Police Department and with other appropriate community groups as determined by the STATE. In addition, the PROVIDER shall conduct the IMPACT (Incorporated Measures to Prevent Alcohol Consumption by Teens) Program to deter underage drinking and other juvenile delinquent behavior. I. Outcomes Framework A. The STATE is committed to a safe, healthy, and nurturing community that values all youth as productive and contributing members and provides opportunities for actualization of their highest potential. To realize this vision, the STATE adheres to the following outcomes for youth and their families: 1. All at-risk youth will be healthy and productive when they: a. Engage in responsible decision making. b. Do not engage in delinquent behaviors. • Exhibit "A" Page 1 • c. Develop positive sense of self. d. Develop and maintain positive relationships in family, social, educational, employment, community, and cultural settings. e. Achieve a successful "endpoint" transition to young adulthood, e.g. graduation, employment, post-secondary education. 2. All at-risk youth will have access to a continuum of services. 3. All families and communities shall provide for the healthy and successful development of all at-risk youth. 4. All youth will be placed in and/or maintain themselves in positive living situations (family, foster care, or independent living situation). B. The STATE uses an Outcomes Framework which focuses on specific changes in youth and family conditions and behaviors. Within the context of the Outcomes Framework, the PROVIDER shall address the following • YGRS Purpose Areas: 1. Purpose Area 1: Law Enforcement and Gang Intelligence This azea includes, but is not limited to, activities directly related to minimizing emerging or more serious youth gang behavior and related juvenile delinquent behavior. Specific activities include, but aze not limited to, curfew/truancy/gang sweeps; rave party dispersal intervention; and substance abuse enforcement activities. 2. Purpose Area 2: Information Sharing and Collaboration This area includes, but is not limited to, activities directly related to disseminating information about youth gang behavior and related juvenile justice issues with the STATE, Department of Education, Family Court, enforcement agencies, and community agencies for the purpose of developing and implementing appropriate strategies that address emerging or more serious youth gang behavior. 3. Purpose Area 3: Public Awareness Presentations/Programs This area includes, but is not limited to, activities directly related to raising public awareness about gang-related behavior for the purpose of diminishing youth gang behavior. Specific activities include, but are not limited to, Public Service Announcements • Exhibit "A" Page 2 (PSAs), posters, advertisements, and presentations to community • members, youth service organizations, and government personnel. 4. Purpose Area 4: School and Community-Based Intervention and Prevention Programs This area includes, but is not limited to, activities directly related to referring youth, who engage in emerging or more serious gang behavior to youth service agencies; counseling such youth in collaboration with school guidance programs; assisting community-based agencies in tazgeting such youth for job/career development; social skills enhancement; academic support; and tattoo removal. 5. Purpose Area 5: Research and Evaluation This area includes, but is not limited to, conducting and disseminating reseazch that profiles Hawaii's youth gangs and youth gang issues; assessing programs and services that address youth gang behavior; describing needs for additional programs and services chat address youth gang behavior; and evaluating the YGRS structure, activities, and progress towazd fulfilling the YGRS purpose areas. • C. Within the context of the outcomes framework and to contribute to the fulfillment of the above YGRS Purpose Areas, the PROVIDER shall: 1. Establish numerical tazgets and milestones for the following performance tazgets: a. By ,develop, implement, and complete a law enforcement strategy that includes at least truancy, curfew violation, gang intelligence gathering sweeps or party dispersals in Hawaii County (West) in the State of Hawaii for the purpose of minimizing juvenile delinquency. b. By plan and conduct public presentations on the topic of gang behavior to gatherings of youth, pazents, educators, administrators, youth service staff, government personnel, and community members. The public presentations shall include discussion of causes and consequences of gang behavior, gang profiles, gang- related delinquency issues such as chronic truancy, curfew violation, underage drinking, and illicit substance use; effective youth gang prevention and intervention strategies; and the comprehensive YGRS approach for addressing • youth gang behavior. Exhibit "A" Page 3 • c. By ,complete at least different trainings/information sharing presentations, of youth gang- related information obtained through gang sweeps, the YGRS Working Committee quarterly meetings, and Statewide Law Enforcement Gang Task Force (SLEGTF) quarterly meetings with significant, large, representative gatherings of concerned government, educational, enforcement, and community-based agencies d. By ,provide the IMPACT program to at least youth identified by schools/communities as engaged in underage drinking or other juvenile delinquent behavior. 2. Specify and submit to the STATE the dates and activities (milestones) on Gantt Progress Chart, Form 14, attached hereto as Attachment 2 and made a part hereof, prior to execution of this Agreement. 3. Utilize the Gantt Progress Chart, Form 14, to evaluate progress in achieving the established tazgets and activities to address the • YGRS purpose azeas, strengthen programs, and adjust the projections. 4. Design, implement, and refine programs for youth based on research or evaluation that provides evidence that the programs used prevent or reduce risk factors and establish and strengthen protective factors. II. Basic Components In planning and implementing program activities to contribute to achieve the performance tazgets and milestones of this Agreement, the PROVIDER shall incorporate the following basic components that reflect the STATE's philosophy of youth service: A. Coordinated Approach. Establish a collaborative and integrated approach with other community resources to serve the youth tazgeted by this Agreement through formal agreements, sub-contractual azrangements, memorandum of agreement, and/or letters of agreement with other agencies and/or community groups. B. Linkages with Other Agencies. Collaborate and cooperate with other agencies within the community to plan and implement programs for the • Exhibit "A" Page 4 targeted youth to assure youth have access to resources and services and to effectively meet their needs. C. Community Involvement. Engage community members to actively participate in identifying and prioritizing needs and services offered to ensure the appropriateness and comprehensiveness of services for' the targeted youth. D. Cultural Awareness and Identity. Provide services and programs that are responsive to and reflect the culture, ethnicity, and identity of the program participants. Deliver services within contexts that promote an understanding and appreciation of the ethnic and cultural diversity of the community and provide youth with opportunities to develop an understanding of self and one's culture and a sense of identity and belonging. E. Youth Involvement. Engage youth and provide them with significant roles in planning and implementing activities, as well as opportunities to contribute to the organization and the community. F. Developmentally Appropriate Programming. Provide services and activities matched to the cognitive, physical, social, and emotional • developmental abilities of youth, as well as, sensitive to the unique needs of each program participant. G. Gender Appropriate Programming. Provide services and activities responsive to the strengths and unique needs of both females and males. H. Family Involvement. Provide parent support and strengthening activities to promote pazental competencies and encourage involvement of family members and/or significant adults in fostering family cohesion and positive relationships within diverse family structures. I. A Caring Adult Relationship. Provide youth with opportunities to be involved with adults in meaningful interactions and quality relationships that aze consistent and that provide approval for pro-social behaviors and sanctions for antisocial behaviors. III. Program Activities To contribute to the achievement of the performance targets of this Agreement, the PROVIDER shall conduct the following activities: A. Law Enforcement Sweeps Exhibit "A" Page 5 . 1. Plan and coordinate targeted details to enforce laws relating to truancy, curfew violation, underage drinking, large illegal gatherings of youth, and other behavior associated with youth gang behavior and juvenile delinquent behavior. 2. Plan and coordinate gang sweeps directed toward emerging or more serious gang-related behavior in the community and to gather and monitor gang-related intelligence and information in the County of Hawaii (West). 3. Arrest individuals for law violations. B. Public Presentations 1. Update the Hawaii County Police Department's existing youth gang awareness presentation with recent statistics, images, and other pertinent information. 2. Contact various schools, youth service organizations, parent groups, and other appropriate community-based groups interested in actively responding to youth gang behavior to schedule public presentation sessions. • 3. Customize the content of the public presentations as needed to make appropriate for the target audience. 4. Conduct public presentations that raise awareness of the causes and consequences of gang behavior, gang profiles, gang-related delinquency issues such as chronic truancy, curfew violation, underage drinking, and illicit substance use; effective youth gang prevention and intervention strategies; and the comprehensive YGRS approach for addressing youth gang behavior. 5. Develop and administer a satisfaction survey to determine participant's level of satisfaction with the presentation and utilize the survey results to make improvements to the presentation. C. Information Sharing 1. Organize, screen, and prepare the gang intelligence and information gathered during the gang sweeps to be shared with other organizations. 2. Customize the content of the public presentations as needed to make appropriate for the target audience. • Exhibit "A" Page 6 • 3. Actively share appropriate information during the YGRS Working Committee quarterly meetings and the SLEGTF quarterly meetings. 4. Gather information at the YGRS Working Committee quarterly meetings and the SLEGTF quarterly meetings and disseminate it within the Hawaii County Police Department and other appropriate community groups as determined by the STATE. D. School/Community-Based Prevention and Intervention Programs 1. Establish partnerships with various public and private youth serving organizations to receive referrals of youth engaging in underage drinking, juvenile delinquent behavior or emerging or more serious gang behavior. 2. Contact legal guazdians of the youth participants and inform them of the purpose, goals, and requirements of the IMPACT program. 3. Conduct the IMPACT program at least once per month to educate participants about the negative consequences of underage drinking, youth gang behavior, and other juvenile delinquent behavior. In • addition, the IMPACT program shall include community service activities that provide participants with opportunities to be involved with positive adults and give back to the community. 4. Develop and administer apre/post test to determine any changes in the participant's level of awazeness and knowledge about the negative consequences of underage drinking, juvenile delinquent behavior, and youth gang behavior. 5. Conduct a one yeaz follow-up of IMPACT program participants to determine recidivism rates. E. Other Work with the STATE to coordinate services with other YGRS agencies, schools, and the community to assess for and respond to emerging or more serious gang behavior. IV. Other Service Requirements The PROVIDER shall: A. Target youth between the ages of 11 and 18 who aze engaging in emerging or more serious gang behavior, and who are overrepresented in the Exhibit "A" Page 7 • juvenile justice system. Definitions and criteria for the identification of gangs, gang members and gang associates, and identification of risk factors contributing to gang-related behavior, identified in "Review of Risk Factors for Juvenile Delinquency and Youth Gang Involvement" report by the Office of Juvenile Justice and Delinquency Prevention, attached hereto as Attachment 3 and made a part hereof, shall be used to identify and assess for gang-related behaviors that would qualify a youth for participation in YGRS programs and services. Special effort shall be made to target youth that aze overrepresented within the juvenile justice system from the following ethnicities: Samoan, Hawaiian, Filipino and African-American. B. Provide services for the following geographic areas: County of Hawaii (West). C. Ensure that the time and effort of program staff aze appropriately allocated to provide all of the program activities identified in III. Program Activities and IV. Other Service Requirements. These activities shall correlate with- and be in proportion to the overall program goals, objectives, performance tazgets, and milestones. D. Refer youth who aze identified as status offenders and minor law violators • to STATE services such as Ho'okala and Youth Service Center programs and other appropriate services within the community. A list of services is attached hereto as Attachment 4 and made a part hereof. E. Submit to the STATE, if applicable, memoranda of agreements and working agreements with other agencies for services under this Agreement prior to the services being provided for review for appropriateness and relevancy. F. Submit to the STATE, if applicable, subcontracts with other agencies for services under this Agreement prior to the service being provided for review for appropriateness and relevancy. The PROVIDER shall ensure that all subcontractors comply with the requirements of this Agreement. Upon the request of the STATE, the PROVIDER shall submit documentation of the subcontractor's compliance with the requirements of this Agreement. V. Administrative Requirements The PROVIDER shall: A. Meet with the STATE to discuss any aspect of this Agreement. Exhibit "A" Page 8 . B. Implement the plan described in Attachment 2, the Gantt Progress Chart, Form 14 of this agreement. C. Submit to the STATE as a quarterly progress report the Gantt Progress Chart, Fonn 14. The quarterly program reports are due 30 calendar days afrer the end of each quarter or January 30, April 30, and July 30 of the budget period. D. Submit to the STATE as the final program report the Gantt Progress Char[, Form 14, for each budget period. The final program report for each budget period is due 30 calendar days after the end of each budget period or October 30. E. Specify and submit to the STATE the numerical tazgets and milestones on the Gantt Progress Chart, Form 14, prior to the start of a new budget period. F. Submit quarterly expenditure reports on STATE forms 30 days afrer the erd of each quarter ar January 30, April 30, and July 30 of the budget period. G. Submit final expenditure reports for each budget period on STATE forms • 30 days afrer the end of each budget period or October 30. H. Submit any additional reports, amended forms, or information that the STATE may require or request within 10 working days of notification. VI. Quality Assurance and Evaluation Specifications This Agreement shall be programmatically and fiscally monitored by the STATE. The STATE shall: A. Review program services and reports, including but not limited to Gantt Progress Charts, reports to the Legislature, and other documents submitted to the STATE, and issues applicable to the services provided. B. Review, amend, and approve budget and budget revisions, if the STATE deems appropriate; review invoice and expenditure reports. C. Review major program service areas, such as staff qualifications, organization and effectiveness; Gantt chart planning, implementation, and evaluation; collaboration efforts; file maintenance and record keeping; and safety; transportation, and other liability issues; and consumer satisfaction. D. Conduct periodic site visits, both scheduled and unscheduled. • Exhibit "A" Page 9 • VII. Conditions for Extension of Agreement Pending availability of funds and the satisfactory performance of services as determined by the STATE, this Agreement may be extended for up to an additional 12 months at the discretion of the STATE. • • Exhibit "A" Page 10 • COMPENSATION AND PAYMENT SCHEDULE 1. Sum to be Paid. In full consideration for the services satisfactorily performed by the PROVIDER under this Agreement, the STATE agrees, subject to allotments to be made by the Director of Finance, State of Hawaii, pursuant to Chapter 37, Hawaii Revised Statues, to pay the PROVIDER a total sum of money not to exceed THIRTY-FOUR THOUSAND THREE HUNDRED FIFTY AND NO/100 dollazs ($34,350.00) for the Agreement period. 2. Method of Payment. Payments shall be paid in accordance with and subject to the following: a. Payments shall be made in monthly installments upon the monthly submission by the PROVIDER of an original invoice and three (3) copies for the services provided in accordance with Exhibit A, "Scope of Services," and in accordance with the costs identified in the Fiscal and Budget Information attached hereto as Attachment 1 and made a part hereof. The first payment shall be an advance installment of approximately -one-twelfth (ii12) of the total compensation far a budget period. The STATE shall withhold a final payment of approximately one-twelfth (1/12) of the total compensation for each budget period until final settlement of each budget period of this Agreement. • b. The monthly payments shall be determined by the STATE on a cost reimbursable basis. After the first payment made in advance, the monthly invoices shall be based on expenditures actually incurred for the performance of the services required under this Agreement. Invoices, together with such supporting documents and progress reports of the performance of services that the STATE may require to be submitted by the PROVIDER, shall be reviewed by the STATE and shall be subject to the STATE's preliminary determination of appropriateness and allowability of the reported expenditures. The STATE's preliminay determination of appropriateness and allowability of the reported expenditures shall be subject to later verification and subsequent audit. c. If an amount of reported expenditures is preliminarily determined by the STATE to be inappropriate and unallowable, the STATE may deduct an equivalent amount from the next payable installment and may withhold payment of the amount of moneys equivalent to the questioned expenditures until later resolution of the discrepancy by audit or other means. If, after payment of the last installment prior to final payment in final settlement, investigation and examination reveal additional expenditures that aze determined by the STATE to be inappropriate and unallowable, the STATE may require that an equivalent amount of moneys be refunded by the PROVIDER notwithstanding the STATE's preliminary determination of appropriateness and allowability. An amount of moneys to be refunded by the PROVIDER may be offset against the amount of • moneys withheld by the STATE in determining the amount of the final payment Exhibit "B" Page 1 • to be made to the PROVIDER in final settlement of this Agreement. Final settlement shall include submission and acceptance of all reports and other materials to be submitted by the PROVIDER to the STATE, resolution of all discrepancies in performance of services, and completion of all other outstanding matters under this Agreement. 3. Cost Principles. Payments shall be made in accordance with the State of Hawaii, State Procurement Office, Chapter ]03F, HRS -Cost Principles, Purchases of Health and Human Services and when applicable, in accordance with the Office of Management and Budget (OMB) Federal Cost Principles (OMB Circular A-21, A-87 or A-122). 4. Budget Revisions. Budget revisions will be accepted on STATE forms up to thirty (30) calendar days before the end of the budget period. The PROVIDER shall request in writing to the STATE for prior approval for any of the following: a. Revisions between budget categories (i.e., "A" Personnel Costs and "B" Other Current Expenses). b. Additions of new budget line items (i.e., Supplies, Telephone, Utilities, etc.) not previously budgeted. c. Revisions of any budget line items that require a detailed justification form as indicated by an asterisk on Contract Budget, Fonn OYS-205 (revised 7/17/97) attached hereto as Attachment "1", page 2 and made a part hereof (i.e., Salaries, Airfare, Contractual Services, Depreciation, etc.). d. Salary increases and any other expenditures that require prior approval in accordance with the State of Hawaii, State Procwement Office, Chapter 103F, HRS -Cost Principles, Pwchases of Health and Human Services and when applicable, in accordance with the Office of Management and Budget (OMB) Federal Cost Principles (OMB Circular A-2l, A-87 or A-122). e. As requested by the STATE. 5. Final Payment. Provided that all expenditures aze in compliance with the above Section 4, Budget Revisions, the PROVIDER will be paid the lesser of actual costs reported on the final expenditure report or the Agreement amount for the budget period. The STATE will allow expenditwes exceeding a budgeted line item (i.e., Supplies, Telephone, Utilities, etc.) as long as the total amount for that budget category (i.e., "A" Personnel Costs and "B" Other Current Expenses) is not exceeded by more than five percent (5%) of that budget category. 6. Reporting Penalty. Should the PROVIDER fail to file any of the written Program and Expenditure reports with the STATE on or before the required date, the STATE is authorized to withhold funds owed to the PROVIDER until such time as the reports are acceptable and placed on file with the STATE. Exhibit "B" Page 2 . 7. Payments in Accordance with Chapter 40, HRS. All payments shall be made in accordance with and subject to Chapter 40, Hawaii Revised Statutes. • • Exhibit'B" Page 3 THIS PORii IS DELETID AND INOPERATIVE STA,`'D,LRpS OF CO;v~DI;CT DECLARATION • For the purposes of this declaration: - g 'Agenry" means and includes the State, the le islature and its committees, all xecutive departments, boards, commissions, committees, bureaus, offices, the (:niversi of Hawaii. and all independent commissions and ocher establishmenu of the state g ernmeat but excluding the courts. 'Controlling interest" means as interest in a business or other u dertaking which is sufficient in fact to control, whether the interest is greater or less th fifty per cent (:0°c). "Employee" means any nominated. appointed. or elected offic or employee of the State, including members of boards. commissions. and comauttees, d etnployees under contract to the State or of the constitutional convention, but exclu g legislators, delegates to the constitutional convention, justices, and judges. On behalf of N/~ ROVIDER, the undersigned does declare as follows: 1. PROVIDER (is) (is aott a legisl r or as employee or a business is which a • legislator or as employee has a controlling ' terest.' 2. PROVIDER has not been assist or represented by a legislator of employee for a fee or other compensation to obtain t Agreement and will not be assisted or represented by a legislator or employee fora a or other compensation in •the performance of the Agreement, if the legislator ore loyee bad been involved is the development ar award of the Agreement. 3. PROVIDER bas n been assisted or represented for a fee or other compensatoa in the award of this Agr went by an Agenry employes or, in the cars of the Legislature. by a legislator. 1. PROVIDE has not been represented or assisted personally on matters related to the Agreement a person who bas been as employee of the Agenry within the preceding two (2) yeas who participated while in state office or employment on the matter with which the meat u duecdy concerned . 5, OVIDER has aot been represented or assisted on matters related to this Agre ent, for a fee or other consideration by an individual who the past twelve (1 months, bas been as Agenry employee. or is the case of the Legislature. a legislator. • Page 1 THIS POBt; IS DELETED AND INOPEtATIVE 6. PROVIDER has not been represented or assisted in the award of this Agre ent for a fee or ocher consideration by an individual who, a) within the past twelve (12) oaths. ser<•ed as an Agenry employee or in the case of the Legislature, a legislat ,and b) .participated. while aa.employee or legislator on marten related to ibis Agree eat. PROVIDER understands that the Agreement to which this document is art bed is voidable on behalf of the STATE if this Agreement was entered into in violation f nay provision of chapter 8~1, HRS, commonly referred to as the Code of Ethia. inc ding the provisions which are the source of the declarations above. Additionally, any e, compensation. gtft, or profit received by any person as a result of a violation of th Coda of Ethia may to recovered by the STATE. DATED: Honolulu, Hawaii, , PROVIDER Title 'Reminder to Agenry: If "is" is ci ed. the Agenry is required, under section 84.13, HRS. to file with the. State Ethics Co ion. tea (10) days before the Agreement is entered into, a written justification as why the~Agreetneat was not required to be competitively bid. • Euhlblt "C Page 2 . GENERAL CONDTITONS 1. Representations and Condltlons Precedent 1.1 Agreement Subject to the Availability of State and Federal Funds_ 1.1.1 State Funds. This Agreement is, at all times, subject to the appropriation of state funds, and may be terminated without liability, to either the PROVIDER or the STATE in the event that state funds are not appropriated or available. 1.1.2 Federal Funds. To the extent that this Agreement is funded partly or wholly by federal funds, this Agreement is subject to the availability of such- federal funds. The portion of this Agreement that is to ~ funded federally shall be deemed severable, and such federally funded portion may be terminated without liability to eiWer the PROVIDER or the STATE in the event that federal funds are not available. In any case, this Agreement shall not be construed to obligate the STATE to expend state funds to cover any shortfall created by the unavailability of anticipated federal funds. . 1,2 Representations of the PROVIDER. Aa a necessary condition to the formation of this Agreement, the PROVIDER makes the representations contained in this paragraph, and the STATE relies upon such representations as a material inducement to entering. into this Agreement. 1.2.1 Compliance with Laws. As of the date of this Agreement, the PROVIDER complies with all federal, state, and county .laws, • ordinances, codes, rules, and regulations, as the same maybe amended ' from time to time, that in a~ way affect the PROVIDER'S performance of this Agreement. 1.2.2 Licensing and Accreditation. As of the date of this Agreement, the PROVIDER holds all licenses and accreditations required under applicable federal, state, and county laws, ordinances, codes and Hiles to provide the Required Services under this Agreement. 1.3 Compliance with Laws. The PROVIDER shall comply with all federal, state, and county laws, ordinances, codes, rules, and regulations, as the same may be amended from time to time, that in a~ way affect the PROVIDER'S. performance of this Agreement, including but not limited to the. laws specifically enumerated in this paragraph: • SSHIBIT 'D' GENERAL CONDITIOl~i3 page 1 Fam AQ3-HHSC3G(a/99) • 1.3.1 Smokin PP olicv_. The PROVIDER shall implement and maintain a written. smoking polity as required by Chapter 328K, Hawaii Revised Statutes, or its successor provision. 1.3.2 Drug Free Work Place. The PROVIDER shall implement and maintain a drug free work place as required by .the. Drug Frec Workplace Act of 1988, or its successor. 1.3.3 Persons with Disabilities,. The PROVIDER shall implement and maintain all practices, policies, and procedures required by federal, state, or county law; including but not limited to the Americans with Disabilities Act (42 U.S.C. §12101, et and the Rehabilrtatioa Act (20 U.S.C. §701. Sd ~q•)• 1.3.4 Nondiscrimination. No person performing work under this Agreement, including any subcontractor, employee, or agent of the PROVIDER, shall engage in any discriminadoa that is proW'bited by air applicable federal, state, or county law. 1.4 Insurance. The PROVIDER shall obtain, maintain, and. keep in force • throughout the period of this Agreement liability insurance (the "L.iability Insurance's issued by an insurance company in a combined amount of at least ONE MTLL.ION AND NO/100 DOLLARS (51,000,000.00), or such lesser amount. requested in writing by the PROVIDER and, for-good cause: shown, approved by the head of the purchasing agenry, which•approvel, if air, is incorporated herein by reference, for bodr7y injury and Property damage liability arising out of each occurrence. The Liability Insurance shaIl provide that it is the primary insurance for the State, of Hawaii, the purchasing agenry, and their officers, employees, and agents for any liability arising ont of or resulting from occurrences connected with the. PROVIDER's performance under this Agreement. Prior to or upon execution of this Agreement, the PROVIDER shall obtain a certificate of insurance verifying the esistence of the necessary liability insurance coverages, including the coverage of the; Stau of Hawaii, and its officers, employees, and agents. If the scheduled expiration date of the liability insurance polity is earlier then the expiration date of the time for performance under this Agreement, the PROVIDER, upon renewal of the polity, shall promptly cause to be provided to the STATE an updated certificate of insurance. The certificetea of insurance shall expressly provide That the insurance polity shall not be cancelled unless the inswance company has first given to the STATE thirty (30) calendar days' written notices of the intended cancellation. • E%BIBIT "D" GENERAL CONDITIONS Page 2 Pam At33-t~soc(el~) 1.5 Notice to Clients. Provided that the term of this Agreement is at least one year in duration, within. ONE HUNDRED AND EIGHTY (180) days after the effective date of this Agreement, the PROVIDER shall create written procedures for the orderly termination of services to any clienffi receiving the Required Services under this Agreement, and- for the transition to services supplied by another provider upon termination of this Agreement, regardless of the circumstances of such termination. These procedures shall include, at the minimum, timely notice to such clients of the termination of this Agreement, and appropriate counseling, 1.6 Reporting Requiremenffi. The PROVIDER shall submit a Final Project Report to the STATE containing the information specified in Exhibit "B" to this Agreement if applicable, or otherwise satisfactory to the STATE, documenting the PROVIDER'S overall efforts toward meeting the requirements of this Agreement, and listing• expenditures actually incurnd in the performance of this Agreement. The PROVIDER shall return any unexpended funds to the STATE. 1.7 Conflicts of Interest. Ia addition to the Certification provided in Exhibit "C" to this Agreement, the PROVIDER represents that neither the PROVIDER, nor any employee or agent of the PROVIDER, presently has say interest, and promises that no such interest, direct or indirect, shall be acquired, that would or Wright wnflid is any manner or degree with the PROVIDER'S performance under this Agreement. l,g Compliance with Mana¢ed Process. if thin Agreement wan entered into between July 20, 1998, sand July 1, 2001, and extends beyond June 30, 2001, it is subject to a single review pursuant to the managed process developed pursuant to part III, section 6 of Ad 230, 1998 Haw. Seas. Laws 785, 787. Pursuant to'the managed process review, this Agreement may be cancelled, renegotiated, continued, or extended by the State. Z, Documenb and files 2.1 Confidentia~y of Material. 2.1.1 All material given to or made available to the PROVIDER by virtue of this .Agreement that is identified as proprietary or oon8dential information shall be safeguarded by the PROVIDER and shall not be disclosed to any individual or organization without the prior written approval of the STATE. • I~IBIT 'D' GENERAL CONDITIONS paw 3 Pam ~a3-xEtscc(a~) • 2.1.2 All information, data, or other material provided by the PROVIDER to the STATE shall be subject to We Uniform Information Practices Act, chapter 92F, HRS, or its successor, and any other applicable body of law concerning information practices or confidentiality. 2.2 Ownership Rights and Copyright. The STATE shall have complete ownership of all material, both finished and unfinished that is developed, prepared,. assembled, or conceived by the PROVIDER pursuant to this Agreement, and all such material shall be considered'rvotks made for hire." All such material shall be delivered to the STATE upon expiration or termination. of this Agreement. The STATE, in its sole discretion, shall have the exclusive riglit to copyright a~ product, concept, or material developed;. prepared, assembled, of conceived by the PROVIDER pursuant to this Agreement. 2,3 Records Retention. The PROVIDER and any subcontractor shall maintain the books and records that relate to the Agreement, and a~ cost or pricing data for three (3) years from the date of final payment under the Agreement.. In the event that any litigation, claim, investigation, audit, or other action involving the records retained under this provision arises, then such records shall be retained for-three (3) years from the date of final payment, or the date of the resolution of the action, which ever occurs later. During the • period tbat records are retained under this section, the PROVIDER and a~ subcontractors shall allow the STATE free and unrestricted access to such records. 3. Relationship between Parties ~ . 3.1 Coordination of Services by the STATE: The head of the purchasing agenry, (which term includes the designee of the head of the purchasing agency), shall coordinate the services W be provided by the PROVIDER in order to complete the performance required in the Agreement. The PROVIDER shall maintain communications with the head of the purchasing agenry at all stages of the PROVIDER's work, and submit to the head of the purchasing agency for resolution any questions which may arise as to the performance, of this Agreement 3,2 Subcontracts and Assignments. The PROVIDER may assign or subcontract a~ of the PROVIDER's duties, obligations, or interests under this Agreement, but only if (i) the PROVIDER obtains the prior written consent of the STATE and (ii) the PROVIDER's assignee or subcontractor submits to the STATE a tax clearance certificate from the Director of Taxation, State of Hawaii, showing that all delinquent taxes, if ate, levied or accrued under • _ liSH B T 'D GENERAL CONDITIONS- . Page 4 >'a<m A(33-F~isGC(4/99) . state law against the PROVIDER'S assignee or subcontractor have been paid. - Additionally; no assignment by the PROVIDER of the. PROVIDER'S right to compensation under this Agreement shall be effective unless and until the assignment is approved by the Comptroller of the State of Hawaii, as provided in section 40-58, HRS, or its successor provision. 3.3 Change of name. When the PROVIDER asks to change the name is which it holds this Agreement with the STATE, the procurement officer of the purchasing agency (hereinafter referred to as the "Agency Procurement Officer") shall, upon receipt of a document acceptable or satisfactory to the Agency Procurement Officer indicating such change of name such as an amendment to the PROVIDER'S articles of incorporation, enter into an amendment to this Agreement with the PROVIDER to effect the change of name. Such amendment to this Agreement changing the PROVIDER'S name shall specifically .indicate that no other. terms. and conditions of this Agreement are thereby changed, unless the change of name amendment is incorporated with a modification or amendment to the Agreement under Sec4ion 4.1 of these general conditions. 3.4 IadeQeadent Contractor Status and Responsibilities. lncludina Tax $esDOnsibr7ities. 3.4.1 In the performance of services required under this Agreement, the PROVIDER is as "independent contractor," wiW -the authority and responsibility to control and direct the performance and details of the work -and services required under this Agreement; however, the STATE shaft- have a general right to inspect work in progress to determine whether, in the STATE'S opinion, We services are being performed by the PROVIDER in compliance with this Agreement. 3.4.2 Unless otherwise provided by special condition, the STATE shall be froe to contract with other individuals and entities to provide services similar to those performed by the Provider under this Agreement, sad the PROVIDER shall be free to contract to provide services to other individuals or entities whr7e under contract with the STATE. 3.4.3 The PROVIDER and the PROVIDER'S employees and agents are not by reason of this Agreement, agents.or employees of the State for any purpose. The PROVIDER and the PROVIDER'a employees sad agents shall not be entitled to claim or receive fmm the State any vacation, sick leave, retirement, workers' wmpensation, unemployment insurance, or other benefits provided to state employees. Unless • EXHIBIT 'D• GENERAL CONDITIONS page S Form Aa3-HHSCC(M~) • specifically authorized in writing by the DIRECTOR, the PROVIDER and the PROVIDER's employees and agents are not authorized to speak on behalf and no statement or admission made by the PROVIDER or the PROVIDER's employees or agents shall be attributed to the STATE, unless specifically adopted by the DIRECTOR in writing. 3.4.4 The PROVIDER shall be responsible for the accuracy, completeness, and adequacy of the PROVIDER's performance under this Agreement. Furthermore, the PROVIDER intentionally, voluntarily, and knowingly assumes the sole and entire liabt'Iity to the PROVIDER's employees and agents, and to any individual not a party to this Agreement, for all loss, damage, or injury caused by the PROVIDER, or the PROVIDER's employees or agents in the course of their employment. 3.45 The PROVIDER shall be responsible for payment of all applicable federal, state, and county taxes and fees which may become due and owing by the PROVIDER by reason of this Agreement, including but not limited to (i) income taxes, (ii) employment .related fees, assessments, and taxes, and (iii) general excise taxes. The PROVIDER • also is responsible for obtaining all licenses, permits, and certificates that may be required in order to perform this Agreement. 3.4.6 The PROVIDER shall obtain a general excise tax licxnse from the Department of Taxation, State of Hawaii, in accordanx with section 237-9, HItS, or its successor provision, and shall comply. with all requirements thereof. The PROVIDER shall obtain a tax clearance certificate from the Director of Taxation, State of Hawaii, showing that all delinquent taxes, if any, levied or accrued under state law against the PROVIDER have been paid and submit the same to the STATE prior to commencing any performance under this Agreement. The PROVIDER shall also be solely responsible for meeting all requirements necessary to obtain the tax clearance certificate required for final payment under sections 103-53 and 237-45, HRS, or their successor provisions, and these General Conditions. 3.4.7 The PROVIDER is responsible for securing all employee-related insuranoe coverage for the PROVIDER and the . PROVIDER's employees and agents that is or may be required by law, and for payment of all premiums, costs, and other liabr7ities associated with securing the insurance coverage. • SSHIBIT 'D' GENERAL CONDITIONS Page 6 F«m ~c33-rtxscc(aN9) • 3S Personnel Requirements. 3.5.1 The PROVIDER shall secure, at the PROVIDER'S own expense, all personnel required to perform this. Agreement, unless otherwise provided in this Agreement 3.5.2 The PROVIDER shall ensure that the PROVIDER'S employees or agents are experienced and fully qualified to engage in the activities - and perform the. services required under this Agreement, and that all applicable licensing and operating requirements imposed or required under federal, state, or county law, and all applicable accreditation and other standards of quality generally accepted in the' Seld of the activities of such employees and agents are complied with and satisfied. Modification and Termination of Agreeme~ - 4.1 Modifications of A~eement 4.I.1 In writing. A~ modification, alteration, amendment, change, or extension of any term, provision, or condition of this Agreement permitted by this Agreement shall be made by written amendment to this Agreement, signed by the PROVIDER and the STATE. 4.1.2 No oral modification. 'No oral modification, alteration, amendment, change, or extension of any term. provision or condition of this- . Agreement shall be permitted. 4.1.3 Tax clearanx. The STATE may, at its discretion, require the PROVIDER to submit to the STATE, prior to the STATEa approval of any modification, alteration, amendment, change, or extension of any term, provision, or condition of this Agreement, a ta: clearance from the Director of Taxation, State of Hawaii, showing that all delinquent taxes, if any, levied or accrued under state law against the PROVIDER have been paid. ¢,2 germination in General. This Agreement may be terminated in whole or in part for a reduction in funds available to pay We PROVIDER, or when, in its sole discretion, the STATE determines (i) that there has been a change in the conditions upon which the need for the Required Services was based, (ri) that the PROVIDER has failed to provide the Required Services adequately or satisfactorily, or (iii) that other good cause for the whole or partial termination of this Agreement exists. Termination under this section shall be • EXHIBIT 'D' GENERAL coNDlTlolvs Page 7 Fam A(33-HEiSGC(4/99) • made by a written notice sent to the PROVIDER ten (10) working days prior to the termination date that includes a brief statement of the reason -for the termination. 4.3 Termination for Necessity or Convenience. If the STATE determines, in its sole discretion, that it is necessary or convenient, this Agreement may be terminated in whole or in part at the option of the STATE upon ten (10). working days' written notice to the PROVIDER. If the STATE elects to terminate under this section, the PROVIDER shalt be entitled to reasonable payment as determined by the STATE for satisfactory services rendered under this Agreement up to the time of termination. If the STATE elects to terminate under this section, the PROVIDER shall cooperate with the STATE to effect. an orderly transition of services _to clients. 4.4 Termination b~,Contractor. The PROVIDER may withdraw from this Agreement after obtaining the written consent of the STATE.' The STATE, upon the PROVIDER'S withdrawal, shall determine whether payment is due to the PROVIDER, and the amount-that is due. u the STATE ctee"s to terminate under this section, the PROVIDER shall cooperate. with the STATE to effect an orderly transition of services to -clients. • 4,g State's ltieht of Offset. The STATE may offset against any monies or other obligations the STATE owes to the PROVIDER under this Agreement, any amounts owed to the State of Hawaii by the PROVIDER under this Agreement, or any other agreement, or pursuant to air law or other obligation owed to the State of Hawaii by the PROVIDER, including but not limited to the payment of any taxes or levies of any kind or nature. The STATE shall notify the PROVIDER in writing of any exercise of ita right of. offset and the nature and amount of such offset. For purposes of this paragraph, amounts owed to the State of Hawaii shall not include debts or obligations which have been liquidated by agreement with the PROVIDER, and that are covered by an installment payment'or other settlement plan approved by the State of Hawaii, provided, however, that the PROVIDER shall be entitled to such exclusion only to the extent that the PROVIDER is current, and in compliance with, and not delinquent on, aIIy payments, obligations, or dutica owed to the State of Hawaii under such payment or other settlement plan. 5, indemn____ 1Rcatlou 5.1 Indemnification and Defense. The PROVIDER shall defend, indemnify, and hold harmless the State of Hawaii, the contracting agency, and their offices, • EXHIBIT 'D• GENERAL CONDITIONS paw g Pacm AO3-HHS(3C(4/99) • employees, and agents from and against all liability, loss, damage, cost, and expense, including all attorneys' fees, and all claims,. suits, and demands therefor, arising- out of or resulting from the acts or omissions of the PROVIDER or the PROVIDER'S employees, officers, agents, or subcontractors under this Agreement. The provisions of this paragraph shall remain in full force and effect notwithstanding the expiration or early termination of this Agreement. 5.2 Cost of Liti aiy, lion. In case the STATE shall, without any fault on its part, be made a party to any litigation commenced by of against the PROVIDER in connection with this Agreement, the PROVIDER shall pay all costs and expenses incurred by or imposed on the STATE, including attorneys' fees. 6. Miscellaneous Provisions 6.1 Nondiscrimination., No person perfonming work under this Agreement, including any subcontractor, employee, or agent of the PROVIDER, shall r, : • >,;e,:ted by'-ry applicable federal, s*ar~, engage iv any discrimination L.o. rs pro...... or county Iaw. 6.2 Publicity. Any and all publicity that the PROVIDER. may undertake in • connection with the. Required Services, shall be subject to the limitations of Section 3.43 of these General Conditions, and the requirements of this section: 6.2.1 Acknowledgment of State Supper Subject Lo the limitations of Section 3.4.3 of these General Conditions, the PROVIDER shall, in all news releases, public statements, announcements, broadcasts, posters, programs, computer postings, and other printed, published, or . electronically disseminated materials relating to the PROVIDER's performance under this Agreement, aclmowledge the support by the State of Hawaii and the purchasing agency through appropriations . made by the Legislature of the State of Hawaii. 6.22 The PROVIDER shall not refer to the STATE, or any office, agenry, or officer thereof, or any State ~ employee, including the head of the pwchasing agency, the chief procurement officer, the DIRECTOR, the Agenry procurement officer, or to the services or goods, or both, provided under this Agreement, in a~+ of the PROVIDER'S publicity not related to the PROVIDER'S performance under this Agreement, including but not limited to commercial advertisements, recruiting materials, and solicitations for charitable donations. • _ EXHIBIT 'D' GENERAL CONDITIONS page g Farm AO3-FiHSGC(4~99) • 6,3 Section Headines. The section headings appearing ia'this Agreement have been inserted for the purpose of convenience and ready reference. They shag not be to define, limit or extend the scope of intent of the sections to which they pertain. 6.4 Antitrust Claims. The STATE and the PROVIDER recognize that in actual economic practice, overcharges resulting from antitrust violations are in fact usually borne by the purchaser. Therefore, the PROVIDER hereby assigns • to STATE any and all claims for overcharges as to goods and materials purchased in connection with this Agreement, except as to overcharges which result from violations commencing after the price is established under this Agreement and which are not passed on to the STATE under an escalation clause. 6S Governing Law. The validity of this Agreement and any of its terms or provisions, as well as the rights and duties of the pasties to this Agreement, shall be gcsverr'cd Le laws of the State of Hawaii. Am+ action at law or in equity to enforce or interpret the provisions of thds Agreement shall be brought is a state court of competent jurisdiction in Honolulu, Hawaii. • 6.6 Conflict between General Conditions and Procurement Rules. Fn the event of a conflict between the General Conditions and the Procurement Rules or a Procurement Directive, -the Procurement Rules or any Procurement Directive in effect on the date this Agreement became effective shall control and are hereby incorporated by reference. 6,7 Entire A.preement. This Agreement sets forth all of the agreements, conditions, understandings, promises, warranties, and representations between the STATE and the PROVIDER relative to this Agreement. This Agreement supersedes all prior agreements, conditions, understandings, promises, warranties, and representations, which shall have ao further force or effect. There are ao agreements, conditions, understandings; promises, warranties, or representations, oral or written, express or implied, between the STATE and the PROVIDER other thaw as set forth or as referred to herein. (,g Severabiliri. In the event that any provision of this Agreement is declared invalid or unenforceable by a court, such invalidity or unenforceability shall not affect- the validity or enforceability of the remaining terms of this Agreement. 6,g Waive The failure of the STATE to insist upon the strict compliance with any term, provision, or condition of this Agreement shall not constitute or be • ~IB2T 'D' GENERAL CONDITIONS Page 10 Parm ACt3-HIiSCC(a/99) deemed to constitute a waiver or relinquishment of the STATE's right to enforce the same in accordance with this Agreement. The fact that the STATE speciScally refers to one provision of the. Procurement Rules or one section of the Hawaii Revised Statutes, and does not include other provisions or statutory sections in this Agreement shall not constitute a waiver or . relinquishment of the STATE'S rights or the PROVIDER'S obligations under the Procurement Rules or statutes. , 6.10 Execution in Counteroarts. This Agreement may be executed is several. counterparts, each of which shall be regarded as an original and all of which shall constitute one instrument. • F.XHISIT 'D• GENERAL CONDITIONS Page 11 Fam AC33-HHSpC(y99) SPECIAL CONDITTONS • 1. Deletion of Portions of Agreement. For purposes of the Agreement to which this Exhibit E is attached, paragraph 5 of the Agreement, "Standazds of Conduct Declaration," together with Exhibit C, are deleted and the parties agree that paragraph 5 of the Agreement and Exhibit C are not operative. 2. Deletion of General Conditions. For purposes of the Agreement to which this Exhibit E is attached, the following General Conditions of Exhibit D aze deleted and have no operative effect as between the parties: a. Pazagraph 1.4 b. Pazagraph 3.4.6 c. Paragraph 4.1.3 3. Reports. The PROVIDER shall submit to the STATE reports as the STATE may from time to time require, such as quarterly expenditure reports, and progress reports on the performance of services, and information required by the STATE for its budget program reports. The PROVIDER shall submit reports in the appropriate formats and within the deadlines specified by the STATE. Generally, cumulative expenditure reports, and progress reports on the performance of • services shall be submitted within thirty (30) calendaz days after the end of each quarter. Within thirty (30) calendar days after the expiration of the time of performance for the contract yeaz or a sooner termination date, the PROVIDER shall submit to the STATE a final expenditure report, together with any unexpended balance of funds advanced by the STATE, and a final report of the services performed under this Agreement. 4. Records Maintenance, Retention, and Access. The PROVIDER shall, in accordance with generally acceptable accounting practices, maintain fiscal records, supporting documents and related files, papers, and reports that adequately reflect all direct and indirect expenditures and management and fiscal practices related to the PROVIDER's performance of services under this Agreement. The STATE, the Comptroller of the State of Hawaii, the Federal granting agency, the Comptroller General of the United States, and any of their authorized representatives, the committees (and their staffs) of the Legislature of the State of Hawaii, and the Legislative Auditor of the State of Hawaii shall have the right of access to any book, document, paper, file, or other record of the PROVIDER (and any of its subcontractors) that is related to the performance of services under this Agreement in order to conduct an audit or other examination or to make excerpts and transcripts for the purposes of monitoring and evaluating the PROVIDER'S performance of services and the PROVIDER'S program, management, and fiscal practices to assure the proper and effective expenditure of • funds under this Ageement. The right of access shall not be limited to the required retention period but shall last as long as the records are retained. The Exhibit "E" Page l PROVIDER shall retain all records related to the PROVIDER's performance of • services under this Agreement for at least three (3) years afrer the date of submission of the PROVIDER'S final expenditure report, except that if any litigation, claim, negotiation, investigation, audit, or other action involving the records has been started before the expiration of the three-year period, the PROVIDER shall retain the records until completion of the action and resolµtion of all issues that rise from it, or until the end of the regular three-year retention period, whichever occurs later. 5. Equipment. All equipment purchased with contract funds under this Agreement including items of personal property, as distinguished from real property, that has an acquisition cost of $1,000.00 or more per item and with an expected life of more than one year, shall remain the property of the STATE. All equipment purchased with contract funds must have prior approval from the STATE before purchase to be allowable. Following the Agreement period, all equipment shall be reported in the final fiscal report to the STATE. Disposition of said equipment shall be prescribed by the STATE. P~bleeatinng, The PROVIDER shall subrr!i+. all reports and written publications resulting from this Agreement for review, comment and approval prior to publication. Any publications (written, visual or sound), whether published at the PROVIDER'S or STATE'S expense, shall contain the following statements (Note: • This excludes press releases, newsletters, and issue analyses): This project was supported by an Agreement from the Office of Youth Services, Department of Human Services, State of Hawaii (and if applicable, the name and federal award number of a federal grant funding the contract). The opinions, findings, and conclusions or recommendations expressed in this publication/program/exhibition aze those of the author(s) and do not necessarily reflect the views of the Office of Youth Services (and if applicable, the federal gant agency). • Exhibit "E" Page 2 • Fiscal and Budget Information Budget Budget Total Period 1 Period 2 10/1/05-9/30/06 10/1/OS-9/30/06 SOURCE OF FUNDS State General $34,350.00 $34,350.00 Funds Federal Funds (CFDA#) Ad'ustment TOTAL $34,350.00 $34,350.00 • • Attachment 1 Page 1 CONTRACT BUDGET Budget Period FY•2005/2006 Organization: HPD (West) Contract # Budget for 1st Activity Budget for 2nd Activity Budget for 3rd Activity BUDGET or Program or Program or Program Total CATEGORIES Name of Program: Name of Program: Name of Program: YGRS Funded Budget a c (a) . (b) , (c) A. PERSONNEL COST * i salaries 27,870.00 27,870.00 * 2 Payroll Taxes & Assessments 0.00 * 3 Fringe Benefits 0.00 TOTAL PERSONNEL COST 27,870.00 0.00 0.00 27,870.00 B. OTHER CURRENT EXPENSES 1 Supplies 3,950.00 3,950.00 2 Postage, Freight & Delivery 0.00 0.00 3 Telephone 0.00 4 Publication 8 PrinOng 0.00 5 Mileage 0.00 * s Airfare 1,600.00 1,600.00 7 Subsistence/Per Diem 280.00 280.00 6 Taxi /Bus Fare /Rent-A-Car 450.00 450.00 9 Lease/Rental of Space 0.00 10 Lease/Rental of Equipment 0.00 11 Lease/Rental of Motor Vehicle 0.00 t2 Utilities 0.00 13 Repair & Maintenance 0.00 14 Insurance 0.00 15 Independent Audit 0.00 * 16 Conlradual Services 0.00 t7 Staff Training 200.00 200.00 * 18 Depreciation 0.00 0.00 * 1s 0.00 * zo 0.00 * z1 0.00 TOTAL OTHER CURRENT EXPENSES 6,480.00 0.00 0.00 6,480.00 TOTAL (A+B 34,350.00 0.00 0.00 34,350.00 For Official Use Only Budget Prepared By: Lt. Randal Ishii/326-4646, x230 ame one ease a e ature of Program Reviewer Date Signature of Authorized Official Date Lawrence K. Mahuna, Police Chief ignature o Fiscal Reviewer ale ame and Title ( ease type or pool Attachment 1 Form OYS-205 (rev: 2125/03) Page 2 ~~~8 g8~~ a ~ z O~~a~ z s ~y~y5~~~ LL LL L 6Q yOy yyLLLLtY ~O O r~NI1+f VI ~'G t G r ~ w t. m L < U d~ a ~ z ~ < a : ~ C I y • ' ' Y rl e~ '3 • o a ~a. 8 ~ ~ ~o 0 ~w m Y ~ m< m ~ E m t ~ M N O q S F~ 5 q H € ~ ..a m ~ ~ ~ • s ~ Yy u Spa t_ v~c°~ a°~Sf~ ~ r c A • Z 7 'i S W G G Z 2 ~yL O O a w m m < m i 7 ~ 7 N • LL u B N m ~ w 4 0. Q 0 0 ~ z z ~ 0 0 w m o a< < i b e 1W Q~ 6 • ~ ~ Z i lUd Cl~ Nor' ~L 1Ya ci V Nor ~L S l'7 ? C g t s e a d N o > ; m ~ ~ a a L O3 S t L ~ ~ n O G a r ~ o un • ~ ~ a p", d~ ~ ~ ~ ~ g 'c y $ ~ v N S ~ ~ ~ ~ ~ ~ ~ r~ n ~ ~ o ~ ~ a~ ~ a o ~ ~ ~ ~ r iV e7 z • Criteria for Identification of Gang Members & Risk Factors for Gang Membership Revised 5/2005 Honolulu Police Department's Definition of a Gana: A group of three or more persons who have a common identifying sign, symbol or name and whose members individually or collectively engage in or have engaged in a pattern of criminal activity creating an atmosphere of fear and intimidation within a community. Honolulu Police Department's Hawaii Gana Member Tracking System Criteria: Of the following 12 conditions, applicability of at least 3 of the criteria is necessary to identify an individual as a gang member. 1. Self-admission of gang membership 2. Tattoos depicting gang affiliations 3. Style of dress consistent with gang membership 4. Possession of gang graffiti on personal property or clothing 5. Use of hand signs or symbols associated with gangs 6. Reliable informant identifies person as gang member 7. Associates with known gang members 8. Prior arrests with known gang members; crimes consistent with usual gang activity 9. Statements from family members indicating gang membership 0. Other law enforcement agencies identify the subject as gang member 11. Attendance at gang functions or known gang hangouts 12. Identifies by other gang members or rival gang members • Honolulu Police Department's Definition of a Gang Associate: When there aze strong indications that an individual has a close relationship with a gang but does not fit the criteria for gang membership, the person shall be identified as a "Gang Associate" Review of Risk Factors for Juvenile Delinquency and Youth Gang Involvement: (Adapted from the OIJDP Strategic Planning Tool, Institute for Intergovernmental Research, 2005) In its Strategic Planning Tool for addressing gang behavior within communities, the OJJDP identified the following reseazch-based risk factors that may contribute to future gang behavior. Individual (adolescent) • Few social ties (activities, popularity) • General delinquency involvement* • Drug dealing Physical violence/aggression* • Violent victimization • Mental health problems • Conduct disorders (authority conflicbrebellious/stubbom/disruptive/antisocial)* • Illegal gun ownership/carrying • Eazly dating* • Precocious sexual activity* • Antisocial/delinquent beliefs* • Alcohol/drug use • Depression • Life stressors Attachment 3 Page 1 r • Family Poor parent-child relations/communication • Antisocial parents Broken home/pazent-child sepazation* • Poverty/Low family socioeconomic status* Family history of problem behavior • Delinquent siblings Having a young mother Low attachment to child* • Poor parental supervision/control/monitoring/child management* • Low parent education* Child maltreatment (abuse or neglect)* • Family transitions (change in pazent figures)* School School attitude/performance • Academic failure Low bonding/commitment to school* Tn~?nsy and dropping out of school • Frequent school transitions • Negative labeling by teachers (as either bad or disturbed)* • Low academic aspirations* • Low attachment to teachers* • Low pazent college expectations for child* Low math achievement test scores (males)* Community • Community laws and norms that tolerate crime • Poverty* Community disorganization* • Availability/use of drugs in neighborhood* . Exposure to violence and racial prejudice • High-crime neighborhood* Availability of firearms* Peer • Antisocial peers Association with delinquent peers • Association with aggressive peers Peer drug use • Gang membership * Risk factors for gang membership in long-term studies • Attachment 3 Page 2 j~ X X ~ N N N W I~ N M O V O] V M r w rn CJ V N T. N V t0 A rn O ~ = N A N O I~ a0 Cl N N A N rn Q m W a OJ 'O ~O O N E 1~ W N N N N a rn~ (O N1 rn (O V d W N m W 3 N~~ N~ M W A N ~ ~O(l N N ONJ 0 N ~ _ J J y .O J J J (p .O L 3 L g "9 3 r c J L J J 3 . m m m o m m m m m m m m m ~ O x O~~ x 0 0~ O Y~ x v o rn m rn o rn m rn e~ w o "~'~~mm~~`0m b~mm^ rn~ rn rn rn rn rn~ rn N rn rn m~ s ~ v N J N Y J J J ` J O J lO ~ J 7 Y _ y O C t0 J O O? 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