HomeMy WebLinkAboutCOM 0724.002 2004-2006 `•".v~ Lincoln S.T. Ashida
Har Kim ~ Corporation Counsel
ry '
Mayor i•
Gerald Takase
: , Assistant Corporation
b.'a:•'• Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 • Hilo, Hawaii 96720-0262 • (808) 961-8251 • Fax (808) 961-8622
,
PRIVILEGED AND CONFIDENTIAL COMMUNICATION 4;
ATTORNEY-CLIENT COMMUNICATION
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NOT A PUBLIC RECORD ~ ~ - _
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July 24, 2006
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Sent via email to all Council Members: hard copv also to the Chair
Honorable Stacy K. Higa and Members of the
Hawaii County Council
County of Hawaii
25 Aupuni St.
Hilo, HI 96720
Dear Chairman Higa and Council Members:
RE: Office of Information Practices Opinion Letter No. 06-05
We received the enclosed opinion from the State of Hawaii Office of
Information Practices, concerning the recent request by our office to amend the
Council's meeting agenda on March 1, 2006, to include settlement discussions
concerning Kelly v. 1250 Oceanside Partners, commonly referred to as the
Hokuli'a case.
Suffice it to say our office has a significant difference of opinion with the
Office of Information Practices (hereinafter "OIP") on this particular case and
issue. However, since OIP has the last word, further discussion with them would
be futile, and warrants no further elaboration here with the Council.
Thankfully, at a subsequent meeting of the Council, the exact same matter
was presented to you for ratification purposes. What this means is the previous
action deemed illegal by the OIP opinion (March 1, 2006) was properly heard at a
subsequent properly noticed meeting, and duly voted upon by a majority of the
Council.
Thus, no further action on this Hokuli'a case by the Council is necessary,
and we do not anticipate any further legal action by the Big Island Press Club.
Comm. No. Z • Z
Ref. To:
Hawaii County is an Equal Opportunity Employer and Provider
Ret, Dare-,flit 25 9nns~
Honorable Stacy K. Higa and Members of the
Hawaii County Council
July 24, 2006
Page 2
Please let me know if you have any questions or concerns regarding this
matter. Thank you for your kind attention.
Very truly yours,
C~h~=~
LINCOLN S. T. ASHIDA
Corporation Counsel
Encl.
c: Honorable Harry Kim, Mayor (w/encl.)
Corporation Counsel Attorneys (w/ encl.)
S: Litigation/Oceanside/Corresp./Letter to Council 7-24-06/LSAmr
Jul-1B-2006 04:26pm Fran-OFFICE INFORMATION PRACTICES 160656614{2 T-B6T P.001/006 F-B22
4 e-M', I
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urroA,..,~, ware oP HAwAII
.o~as+ea OFFICE OF THE LIEUTENANT QOVEiR OR
JAMNRAIOaA,JR OFFICE OF INFORMATION PRA CES tseeuRlawea
UanaMNf eoVfhgR DIRGCIC~
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FAX TRANSMITTAL
DATE: IDLY 19, 20015 NO.OF PAGES: 7
t'~a(~) m follow
TO: C~The Honorable I.incola Ashlda PAX: (808) 961.8622
Corporation Counsel
County of Hawaii
The Honorable Stacy Higa
Councel Chair
FROM: Catby Takase, Staff Attorney (808) 586-1412 Pax
Office of Information Practices (808) 586-1400 phone
RE: Opinion I.eaer 06A5: Amendment of Agenda; Fxecu 've Mexxing Agenda
Origim[v being fled to you.
I" I Orlgtna! will NOT bie mailed ro you, wrlers requested
!f there ors any problems receiving rhta message, please contact:
CONTACT: Dawn Shimabukuro PIi M: SS6-1400
WAI3NING~ ThU messsge m hrtendod am~v rot the use a1 the fndtvlduai ar eealty wwch it is addrnead and may contain
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Thaoic you.
Ju1-10-2006 04:26pm Fran-OFFICE INFORIUTION PRACTICES 1806566142 T-B6T P.002/006 F-622
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u"o ¦ STATE OF HAWAII
OFFICE OF THELIEUTEdNANTGOVEA OR I~ueaROwo
OFFICE OF INFORMATION PRA ICES
No., uarca.oaT111eTSwwu+o
?SO SOUTH 11~'rR aTRgT, S111fE 107
NON~LIILU, NAWAFI9mmIS
TWphon~ (80S)SB61CW MX: (m081 m88-161
EMAIL: timlJ~. wei,aw
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OP1I~TION
Requester: Big Island Press Club
Board: Hawaii County Council
Date: July 19, 2006
Subject: Amendment of Agenda; Executive Mee Agenda
(S INVES-P 06-15)
Requester seeks an opinion on whether the Haw ' County Council (the
"Council°) violated part I of chapter 92, Hawaii Revised fatales ("HRJ9°) (the
"Sunshine Law"), by amending the agenda for its mee ' held on March 1, 2006, to
consult with the Office of the Corporation Counsel ("Co ration Counsel'), County
of Hawaii (the "County°), is executive session regarding the pending case of Kelly v.
1260 Oceanside Partners. No. 00-01-01928 (8ifl Cir. fil Oct• 80, 2000) (commonly
referred to as the "FIokulia lawsuit"), brought against a County' and other parties.
Requester also seeks an opinion on whether the shine Law allows a board
to place a generic entry of "executive session" on all of i agendas without
identifying the subject matter even when the board kno s the subject matter prior
to the meeting.i
Unless otherwise indicated, this advisory opinion is based upon the facts
presented in Requester's letter to this office received on ch 8, 2006;
correspondence sad other communications from Mr. In Ashida, Corporation
1 Requester has made certain factual assertions fed to this question.
However, because we have not been asked to rule on a a action Sotuetlly taken, but
instead have been asked fox as opinion on this general ques on, investigation into the
faotual underpinnings here was unaecesaary to render this o " 'on. Accordingly, we have
made no attempt to verify the asaertiooe made, and we do no bq this opinion make any
ftading with regard to those assertions.
O1P Op. Ltr. No. 06-05
38~
CXo=f lZZS3
Jul-IB-2006 04:23nm Fran-OFFICE INFORMATION PRACTICES 13035861412 T-567 P.003/008 F-322
Council
Counsel; a letter from Mr. Ivan Torigoe, Deputy Corpor~tioa Counsel, to the
dated February 28, 2008, which was provided to this office for its in camera review;
the March 1 meeting agenda; and the actions taken at a March 1 meeting, as
reported on the Council's webpage?
1. Whether tho Sunshine Law allowed the Co cil to amend the March 1
meeting agenda to consult with Corporation Counsel in xecutive session regarding
issues related to settlement of the Hokulia lawsuit.
2. Whether the Sunshine Law allows the use f generic "executive
session" entries on agendas without identification of the subject matter of the
executive meeting.
BRIEF' ANSWEK3
1. No. The Sunshine Law did not allow the CI until to amend its filed
agenda to add the Hokuli a lawsuit as an item for coasid ration in executive session.
An agenda may not be amended to add an item if it is o reasonably major
importance and action on the item will affect a signifi t number of persons.
liven the potentially widespread legal effect of and sub tantial County liability
that could arise from the Hokulia lawsuit, OIP must iin that consideration of
matters relating to the lsweuit that could realistically ect settlement of the
litigation was of reasonably major importance and that ction on those matters
would affect a significant number of parsons.
2. No. The Sunshine Law does not allow the of generic "executive
session" entries on an agenda to aAow a board to coasid ran undisclosed matter in
an executive meeting. Such entries would not provide a public with the statute's
expressly required public notice of the agenda item to b considered and the
purpose for which the executive meeting is being held.
DISCUSSION
Amendment of Agenda to Consider Ilokulia Laws 't Not Allowed
The Hokulia lawsuit concerned the development f a $1 billion residential
project in Kona s During the proceedings, the trial co issued certain land use
rulings viewed by many as having statewide sigaifican regarding, among other
s httpJ/www.oo.hawaii.hi.us/couaoillderks/2004 008.htm.
s httpJ/www.atarbullotia.oom/2006/09/02/rowc/ l.html.
OIY Op. Ltr. No. 06-05
2
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things, the types of housing that may legally be conatru on land designated for
agricultural use 4 Subsequently, approximately 150 Ho ulia lot owners filed two
lawsuits against the County and the State of Hawaii be ed upon, among other
things, the County's actions taken in and as a result of a Iiokulia lawsuit. The
owners asserted claims for damages in excess of $265 ion s
By letter dated February 28, 2006, Corporation unsel requested that the
Council amend its filed March 1 meeting agenda, pur t to section 92-7(d) of the
Sunshine Law, to consider in executive session certain i sues related to the
settlement of the Hokulia lawsuit. The Council agreed amend the agenda.
Corporation Counsel stated in its March 9 letter to OIP sad in a telephone
conversation with OIP) s that it concluded that the ame invent was proper because
the specific matters pxesented to the Council for action ere, in its opinion,
relatively minor items and, therefore, it did not believe at action on those items
would affect a significant number of persona.
Section 92-7(d) of the Sunshine Law provides tha a filed agenda maybe
amended to add an item by atwo-thirds recorded vote o all members to which the
board is entitled; °providod that no item shall be added the agenda if it is of
reasonably major importance and action thereon by the oard will affect a
significant number of persons." Haw. Rev. Stat. § 92-7( ) (Supp. 2005).
Deteraunatioa of whether an item "is of reasonably maj r importance" and when
board action thereon will "affect a significant number of persons" is fact-specific and
must be made on a case-by-case basis.
OIP has reviewed an camera the matters related the Hokulia lawsuit that
were discussed and decided by the Council in the March 1 executive session. OIP
agrees that it may reasonably be argued that the spec c issues presented were
"minor" in the sense that they required the County to a to certain conditions
that the Council could reasonably believe to be of relati sly little consequence to the
* http!/starbuUetin.com/2006/03/14/news/story0 .html; httpJlstarbulletin.com/
2006/03/15/newa/story06.htm1; httpl/starbulletin.com/200&/0 02/aews/story0l.html.
s httpJ/www.hokuliaupdate.cam/pdf/statecourt complafnt.pdf;
http://www.hokuliaupdate.com/pdf/fedcourt_amcomplaiat.pd .
s On or about March 8, 2006, Corporation Co 1 contacted OIP to discuss
concerns raised by a news reporter regarding the Council's eat of its zaeeting
agenda to include the Ilokt~lia lawsuit. Based upon informs on provided and Corporation
Counuel's stated reasoning, OIP agreed that Corporation el's determination that the
amendment was allowed wider the Sunshine Law appeared be based upon a reasoned
sad good faith interpretation of the statute. Although OIP subsequently determined
that the statute did not allow the amendment, this determi Lion should not be cwzlatrued
as implying that the Corporation Counsel's interpretation w unreasonable., Haw. Rev.
Stat. $ 92-13 (1993) (penalties imposed upon willhal violatio
OIP Op. Ltr. No. 06.06
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County and because the action taken on those speoitio issues, is line with
Corporation Counsel's recommendation, would arguably,, result in minor
consequence to the County financially, legally or otherwise. However, because the
Sunshine Law's provisions must be liberally interpreted to implement this state's
policy to conduct government as openly as possible, OIP does not believe that the
importance of agenda items and the effect of actions thereon can be narrowly
measured in the manner done by the Council. ~ Haw, lZev, Stat. § 82-1 Q883).
The importance of an agenda item and the effect of a decision oa that item
cannot be measured solely by looking to the distinct issue presented for deliberation
and decision at that particular meeting or the consequences of the action takes on
the item viewed in isolation. Rather, the item's importance and the potential
consequence of any action taken on it must be viewed relative to the larger context
in which it occurs. Where a litigation involving the County has potentially
widespread legal ranu$cations or substantial financial consequences to the County,
consideration of say matter that could realistically affec~ the settlemeat~ of that
litigation is clearly of reasonably major importance to those who wuld be affected by
the outcome of the case. Further, any action on a matte that could realistically
affect the outcome of the case would have an effect, good or bad, on the many who
would be affected by the court's decision fn the case or w o would indirectly
shoulder the financial repercussions.
For example, the Council's approval of certain eo ditiona necessary to the
proposed settlement of the case was likely a direct con butor to the settlement of
the Hokulia lawsuit, which ultimately entailed relativel minor legal or financial
ramifications for the County. If, however, the Council h d not voted to agree to
those conditions, the consequences to the County, inclu 'gall of its taxpayers and
landowners, might have been substantially different: A o" vote could have
precluded settlement of the case, leaving the County s ptible to potentially
major financial and legal ramiffcationa. The import of a Council's action, thus,
cannot be measured by the isolated financial or other si 'Seance of the specific
conditions agreed to. It must be measured by the significance the Council's
agreement to those conditions had for the Hokulia litiga, on and what could have
resulted if the Council had not agreed to the conditions.
Accordingly, OIP finds that the Sunshine Law di sot allow the Council to
amend its filed March 1 agenda to include the Hokulia 1 wsuit as an agenda item.
OIP notes, however, that the agenda item was properly nsidered under an
executive meeting purpose and, even if the stated agen item had been included in
the filed agenda, it would not have revealed the specific ubstance of the matter
Thus, if a matter for consideration has no realistic potential to significsatly
affect the outcome of the case, amendment of the agenda to consider that matter maybe
allowed.
OIP Op. Ltr. No. 06-06
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considered. Under this particular circiunstance, therefore, inclusion of this item is
the filed agenda would not have enabled interested members of the public to
observe the board's discussion, so the item's addition to the agenda in violation of
the Sunshine Law would likely not justify voiding the action taken. See Haw. Rev.
Stet. 92-6(aX4) (Supp. 2005) (allowing a closed meeting to consult with the
board's attornep on questions and issues pertaining to tl~e board's powers, duties,
privileges, immunities, and liabilities) and -11(Supp. 2 5); see also discussion
below (notice of executive meeting purpose should allow public to determine
whether meeting is proper without defeating Iawful p se of meeting).
O]P further notes that Corporation Counsel's req est that the Council add
the item to its agenda was made on February 23, 2006, hick was six calendar days
prior to the March 1 meeting. Given this timeframe, th Council should have
simply filed a new agenda on February 2S that included the Hokulia lawsuit as an
agenda item that the Council anticipated would be cons' Bred in eaecutive session $
$gg Haw. Rev. Stet. § 92-7 (Supp. 2005) (requiring noti to be filed six calendar
days before meeting).s The filing of a new agenda wool have avoided the
requirements for amending the agenda.
Generic Rxecutive 6ession Entries on Agenda Not ('Allowed
The Sunshine Law contains the following notice and agenda requirements:
(a) The board shall give written public not ce of any regular,
special, or rescheduled meeting, or any executive acting when
anticipated in advance. The notice shall include agenda which lists
all of the items to be considered at the forth Wing meeting, the
date, time, and place of the meeting, and in the c e of an executive
meeting the purposes shall be stated.
Haw. Rev. 3tat. § 92-7(a) (emphasis added). A plain rea ' g of this section requires
notices for all meetings to include an agenda listing all tams to be considered. An
agenda must, therefore, also include all items to be (or nticipated t0 be) considered
in as executive meeting. Tn addition, the statute plaixl and expressly requires
that, for an executive meeting, the agenda state the p oses for which the
executive meeting is being held.
a See Haw. Rev. Stet. § 92-4 (1993) (executive meting requires aPlirmative
vote is open meeting of two-thirds of the Councl members p eseat).
e We recognize that time was of the essence bec~ue of wort deadliaea set and
the tenuous aatuso of settlements. 1f the Council was unabl to file n new agsnda for the
March 1 meeting six days is advance end March 1 was the t day it wind take action to
meet a wort deadline, the Council would likely have been ab to hold an emergency
meeting as provided for under eactioa 92-8(b) o#tha $ 1.aw.
OIP Op. Ltr. No. 06-05
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The purpose of the notice and agenda provisions i to give the public the
opportunity to exercise its right to know and to scrutiny a and participate in the
formation and conduct of public policy. ~ Haw. Re'v'. t. 92-1 aed 92-8 (199$);
Ka~pu v. Aloha Tower Dev. Coro., 74 Haw. 365, 384, 84 P.2d 882 (1993) (3uashine
Law ensures public access to open meetings sad an opp rtunity to be heard). Given
this purpose, O1P interprets section 92-7(a) to require t the agenda describe the
matter that the board intends to consider with sufficien detail to allow a member of
the public to understand what the board intends to con der at the meeting and to
decide whether or not to participate in the meeting. Se Haw. Rev. Stet. § 92-1; Op.
Att'y den. No. 85-2 (Haw. 1985)10 (Sunshine Law provis ons must be liberally
construed to favor public scrutiny and participation; age da must list specific items
or matters; general phrases such as `~mfinished businea "and "sew business" do
not comply with the law).
For an agenda item that is anticipated to be disc ssed in an executive
meeting (from which the public may properly be exclude ),11 OIP advises that the
agenda should specify the items to be considered genera ly, but in as much detail as
possible to allow a third party to determine the applicab 'ty of the claimed
executive meeting purpose without defeating the lawful ose for which the
meeting is being held. Sgg Haw. Rev. Stet. § 92-1(provi 'ons shall be strictly
construed against closed meetings); Haw. Rev. Stet. 2-7(a) and -9(b) (executive
meeting minutes maybe witltlteld so long as their publi tion would defeat the
lawiiil purpose of the executive meeting) (1888)•12 Such a description will meet the
statute's express notice requirements, noted above, aad s consistent with the
policies underlying the executive meeting provisions an the Sunshine Law in
general. egg j~,
to The Office of the Attorney General was charg with administration of the
Sunshine Law vnti11998.
„ The Sunshine Law's executive meeting provisi s provide exceptions to the
open meetings requirements for certain issues that may req a private deliberation;
however, these narrowly defined exceptions must be strictly onetrued against closed
meetings. a~fl Haw. Rev. Scat. 92-5 (Supp. 2005) sad -1; also H. Stand. Comm. Rep.
No. 485, 8th Lea., 1976 Reg. Sass., Haw. H..I. 1183 (197b) ('°i' preserve the sanctity of
certain matters-suoh as personnel matters, labor negotiatio and wnsultation with
attoraey~that must of necessity require private deliberatio ,this bill excludes 'executive
meetings' from the open meeting requirement.°).
~ See Haw. Rev. Stet. § 1-13 (1993) ("Laws in p ' materia, or upon the name
subject matter, shall be construed with reference to each ."Y, State v. Keawe, 108 P.Sd
304 (Haw. 2005) (statutory language must be :sad in the co ext of the entire statute and
consistent with "the reason and spirit of the law (quo ' Haw. Rev. $tat. § 1-15(2)
(1993)); Op. Att'y Gen. No. 94-1 (Haw. 1994) (readfeg aectio 92-5(aX2) and 92-9 together
to preclude commission members from disclosing matters ~ naistent with section 92-
5(ax2)for as long as disclosure would defeat the purpose of c evening the executive
meeting).
OIP Op. Ltr. No. 0605
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Because use of generic "executive session" entries on s board's agendas would
provide no notice of the item being considered or the puYpose for which the
executive meeting is being held, OIP finds that use of such entries would not comply
with the Sunshine Law.
Right to,B~jy~ Snit ~I
A final action taken in violation of the Sunshine I1aw's open meetings and
notice requirements maybe voided by a court upon proo~ of violation. Haw. Rev. Stat.
§92F-11. A lawsuit to void a final action must be comet nced within ninety days of
the action. ~ In addition, any person may file a lawsuit to seeking an i~junctian to
require compliance with or preventing violations of the Sunshine Law or to determine
the 3unahine Law's applicability to discussions or decisions of the public body. Haw.
Rev. Stat. § 92-12(c) (1993). The court may order payment of reasonable attorney fees
and costs to the prevailing party is such a lawsuit.
OFFICE OF INFORMATION PRACTICES
a+
Cathy L. akaae
StaffAttorney
APPRO'V'ED:
Leslie F3. Kondo
Director
OIP Op. Ltr. No. 08-06
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