HomeMy WebLinkAboutORD 1984-004 1984-1988BILL NO. 1048
(Draft 2)
COUNTY OF HAWAII - STATE OF HAWAII
ORDINANCE NO. S4
AN ORDINANCE AMENDING CHAPTER 12, ARTICLES 2, 4 and 5, HAWAII COUNTY
CODE 1983, RELATING TO IMPROVEMENTS BY ASSESSMENTS.
BE IT ORDAINED BY THE COUNCIL OF THE COUNTY OF HAWAII:
SECTION 1. Chapter 12, Article 2, Section 12-10(c)(7),
Hawaii County Code 1983, is amended to read as follows:
"(7) The maximum premium required to be paid on the advance
payment of installments or the call and redemption of any bond prior
to its maturity;"
SECTION 2. Chapter 12, Article 2, Section 12-14, Hawaii
County Code 1983, is amended to read as follows:
"Section 12-14. Petition by sixty percent of owners.
(a) If the owners of not less than sixty percent of the
frontage upon any street, alley, or highway designated by them or of
sixty percent of the area of land designated by them as a proposed
improvement district, file with the council a petition duly
acknowledged by the owners requesting the construction of special
improvements, together with the surveys, maps, plans and other
preliminary data and estimates mentioned in section 12-10, in the
case of a proceeding initiated by the council, the council may
reject or accept the petition. If the petition is accepted, the
council shall proceed in the same manner as though the plan for such
improvements had been initiated on its own motion, and the cost of
the preliminary surveys, maps and other data, if not in excess of
the estimate therefor stated in the petition, shall be deemed part
of the cost of the improvement; provided, that upon such petition
the council shall not have the power to abandon the proceedings or
make any change or modification of the plans or the details or
specifications for the proposed improvements without the written and
duly acknowledged consent of the owners of not less than sixty
percent of the frontage or area of the land to b e assessed; except
that the council may decline to acquiesce in or may modify any part
of the plan which contemplates the payment oy the county of any part
of the cost of acquiring new land or of any part of the cost of
improving any main or general thoroughfare, and in such event, if
the owners of not less than sixty percent of the frontage or
property to oe assessed agree in writing to the change or
modification, the council shall be oound to proceed with the plan as
so modified.
[(b) This section shall only apply to suodivisions created
prior to March 1, 1967.]"
SECTION 3. Chapter 12, Article 4, Sections 12-44 through
12-57, Hawaii County Code 1983, are amended to read as follows:
"Section 12-44. Improvement bonds authorized. In the event
of an election to pay all or any part of such special assessment in
installments, the amount required for immediate use to pay the cost
of the improvement, or the installments thereof from time to time as
they fall duel may oe advanced out of any funds available in the
general fund or the permanent improvement fund; provided that as
soon as practicable, the amounts so necessary shall oe secured, and
repaid if advances have peen made, by the issuance of sufficient
district improvement bonds of the County to raise such required
amounts
req wiring one reading for its adoption. Improvement bonds shall oe
in such form as may be prescrioed by the council, shall Dear the
name of the Benefited or improved district, and shall oe payaole [to
bearer in a sufficient period of years and in amounts in those
respective years so as to cover the outstanding installment
payments] at such times and in such amounts as the council shall
determine, provided the council shall provide for such payments in a
manner calculated to correspond with the receipt of assessment
installments due on account of the improvement to oe financed from
the proceeds of such ponds [determined upon] pursuant to the
provisions of this chapter. The council, in its discretion, may
provide that the amount of principal maturing in each year plus the
amount of interest payaole in that year will oe an aggregate amount
that shall oe approximately equal each year, except for moneys
falling due on the first [series] principal payment date of the
ponds which shall oe adjusted to reflect the amount of interest
[earned] accrued from the date [when] the 'ponds Dear interest to the
date [when] the first interest is payaole on the ponds; or it may
make such other determination of the amount of the aggregate
principal of the ponds that shall fall due in a year as it shall
choose. Improvement ponds shall oe suoject to call out not prior to
the [Section] second [section] interest date thereof as hereinafter
provided and at such premium, if any, as may have peen provided for
in the resolution authorizing such ponds, out not in excess of the
maximum premium provided in the resolution of the council adopted
pursuant to Section 12-10.
(b) The o onds of each issue [shall o ear serial num~ ers, ]
shall oe nurroered in such manner, shall.oe of such denomination,
and shall 'o ear interest at such [the] rate or rates [of not more
than eight percent] per annum, payable [semi-annually,] in such
manner, as may be determined'oy the council.
"Section No. 12-46. Execution of oonds; records; funds for
payment.
(a) Improvement oonds shall oe executed oy the director of
finance, or by a deputy of the director of finance duly designated
dy the director to execute such oonds, and issued pursuant to and
under the authority and requirements of resolutions of the council.
The oonds shall bear the lithographed or engraved facsimile
signature of the mayor and shall oe impressed with a lithographed or
engraved facsimile of the seal of the County. In the event the
Heil shall provide that no such improvement bond shall be valid
or ooligatory unless and until there shall be manually executed a
certificate of authentication thereof, all signatures of County
officials on the bonds may oe facsimilies of their respective
signature. Interest coupons~if any, shall Sear the lithographed or
engraved facsimile of the signature of the director of finance.
(o) The director of finance shall preserve a record of the
oonds in a suitable nook kept for that purpose. The council shall
provide for gooks of registry to be kept for the registration of
improvement oonds issued in fully registered form or which are
suoiect to registration.
(c) The oonds shall oe payable only out of the moneys
collected on account of assessments made for the improvement for
which they are issued or from the reserve fund estaolished pursuant
to section 12-50, in the event that the moneys collected out of
assessments are insufficient to pay the oonds or the interest
guarantee payment of any oonds issued under the provisions of this
chapter, provided that interest payments may oe advanced oy the
council temporarily out of any moneys available in the County
treasury.
"Section 12-47. General ooligation oonds and special
assessment revolving fund.
(a) For any improvement initiated pursuant to section 12-10
only, the council, in lieu of the issuance of improvement [district)
oonds as permitted oy sections 12-44, 12-45, and 12-46 may in its
sole discretion issue general ooligation bonds of the county or
authorize payment of the required amount from the special assessment
revolving fund of the County or ooth.
(b) The council shall have power to issue general obligation
bonds of the County for the purpose of estaolishing, maintaining or
replenishing the special assessment revolving fund.
(c) All such general obligation oonos shall be authorized,
issued and sold under, pursuant to, and in accordance with chapter
47, Hawaii Revised Statutes, as amended, all of the provisons of
which chapter shall oe applicanle thereto. Without limiting the
generality of the provisions of the foregoing sentence, the form,
name, date, denomination, numoers, maximum interest rate, method of
execution and all other details of such general ooligation oonds
shall oe fixed and determined in accordance with and as provided oy
chapter 47. No right of prior redemption need oe reserved in the
issuance of such oonds, nor shall either the amounts or dates of the
maturities of any such oonds oe required to conform in any way to
the amounts and due dates of any assessments.
(d) The validity of such general ooligation oonds shall not
any contracts made, acts performed or done in connection with, or in
furtherance of, any improvement or any assessments for such
improvement.
(e) In the event of the issuance of general obligation bonds
as provided in this section, all moneys collected on account of
assessments and interest for any improvement that is financed by
such bonds, may, to the extent so directed by the council, be
applied to the reimbursement of the general fund of the County to
the extent of the amounts paid for interest on and principal of such
general obligation bonds. Any amounts collected on account of
assessments and interest as aforesaid to the extent not so directed
by the council to be applied to such reimbursement or in excess of
the amounts required for such reimbursement, and amounts collected
on account of assessments and interest for any improvement financed
from the special assessment revolving fund, shall be appropriated to
and become a part of the special assessment revolving fund and may
be used and applied [in the manner and for the purposes as are all
other moneys deposited in that fund] as authorized by the Council.
"Section 12-48. Exemption of general obligation bonds from
certain requirements. The provisions of sections 12-49, 12-50,
12-51, 12-52, 12-53, 12-54 and 12-55 shall not apply to the general
obligation bonds authorized by section 12-47 and such sections shall
be restricted in their application to improvement [district] bonds,
nor shall the provisions of article 5 of this chapter apply to such
general obligation bonds unless the council in its sole discretion
shall consent to the application of such provisions to such bonds,
and the refunding of any such general obligation bonds shall not in
any way affect the payment of assessment installments and the
interest thereon or the amounts and times of such payments unless
such refunding is part of a plan consented to by the council and
adopted under article 5 of this chapter.
"Section 12-49. Special fund for payment of bonds; use of
surplus; insufficient funds.
(a) All moneys collected on account of assessments and
interest for any improvement after the issuance of any ponds shall
oe kept by the director of finance in a special fund and applied
solely to the payment of interest and principal of bonds issued for
the improvement until the ponds have been paid.
(o) In the event that any surplus remains in any special
fund after the payment of the ponds chargeaole against the fund or
in case of a premium received on the sale of the bonds, [it] such
surplus or premium shall be credited to and oecome a part of a fund
to be known as the improvement district revolving fund, the moneys
in which shall oe available to make up deficiencies in the proceeds
of bonds sold below par, to cover deficiencies in interest realized
on account of diminishing balances of installments outstanding, and
to advance interest due on ponds outstanding prior to collection of
annual assessments, and also for the purpose of paying all expenses
in connection with the sale of delinquent improvement district lots
and the prices of the delinquent lots as are oid for and purchased
by the director of finance. The director of finance may upon such
purchase, transfer the proper amounts so oid into the proper special
funds for the respective improvement districts concerned.
(c) In the event that moneys in the applicaole special fund
prove insufficient at any time to pay the principal and interest, or
the interest only, as the case may be, on ponds outstanding, moneys
shall oe transferred from the reserve fund estaolished pursuant to
[the] such special fund in such amounts as will enable the director
of finance to make the payments of principal or interest, or
interest only, as the same becomes due.
"Section 12-50. Reserve fund.
(a) The council may provide in the resolution adopted
pursuant to section 12-10 that a reserve fund shall oe established
as additional security for the payment of principal and interest on
improvement bonds issued in proceedings taken pursuant to this
chapter. The reserve fund shall be [established] initially funded
from the proceeds from the sale of improvement bonds with respect to
which such reserve fund is established in such amount as is
designated by the Council in the resolution authorizing such bonds.
[Thereafter,] Moneys in [the] a reserve fund shall be used in
accordance with the provisions of section 12-49 and to pay the
principal or interest, or both, in whole or in part, on the last
outstanding maturity or maturities of the ponds, and assessment
installments or such portions thereof which would otherwise be
collected to make such payments shall be cancelled, provided that in
making use of moneys in the reserve fund to pay principal or
interest, or both, on the last outstanding maturity or maturities of
the bonds, the director of finance shall make provisions for
expected delinquencies in payment of any portions of assessment
installments which will not be cancelled by such use of the reserve
fund, and provided further that insofar as the moneys are
attributable to fully paid assessments rather than to cancellation
of installments or portions thereof, the moneys shall he paid pro
rata to the persons who at the time of such apportionment own (as
shown on the records of the [state department of taxation] County
(b) There shall oe transferred to the improvement district
revolving fund of the County:
(1) Any portion of such moneys which shall not have
oeen paid to or claimed oy the persons entitled thereto within two
years after the due date of the last oonds; and
(2) Any interest earned from the investment of such
moneys during the two year period.
[Section 12-51. Replenishment of reserve fund. When moneys
are transferred from the reserve fund to the special fund described
in section 12-49, the council shall replenish the reserve fund oy
providing for the levy and collection of annual ad valorem
assessment upon the lands assessed in the proceedings. The ad
valorem assessment referred to in this section shall be levied,
collected and enforced by the County in the same time and manner as
the County levies, collects, and enforces property taxes for general
County purposes.]
Section 12-52. Place of payment of bonds. The principal and
interest of the oonds shall oe payaole at the office of the director
of finance, and may also be made payaole at the office of any bank,
fiduciary company, or in such other places as may oe determined oy
the council, provided that interest on _registered oonds may o e
pay a7 le by check or draft mailed
provided oy the council. In all
anY, shall recite the places and
bonds are made payaole elsewhere
of finance shall remit the funds
principal when due, of any such
institution so designated, first
to the registered holders as
cases, the oonds and coupons, if
manner of payment. In case any
than in Hilo, Hawaii, the director
necessary to pay the interest and
ponds [, with exchange,] to the
assuring [himself] that such
"Section 12-53. Sale of oonds; use as payment to contractor.
(a) Improvement oonds may oe used oy the council at par to
pay wholly or in part the contract price of any improvement made or,
in the event that all of the improvement oonds are not so used,
they shall then b e sold to the highest 'oidder, after puolic
advertisement for [tenders] tenders for at least once each week for
not less than two successive weeks in a suitable newspaper of
general circulation in the County. The proceeds thereof shall oe
[so] applied to pay wholly or in part the contract price; provided
that in the event at an advertised sale only part of the issue so
advertised is bid for, the council may authorize the director of
finance, by resolution requiring one reading for adoption, to sell
the whole or any part of the remainder of such issue at the highest
oid so received to any person at private sale. In the event no
purchaser is found, the County may oe the purchaser of any such
oonds, using any funds availaole and unspent. Bonds sold to a
purchaser other than the County may oe sold for such discount as is
acceptaole to the council.
(b) The council may provide for payment to the contractor of
the contract price of the improvement oy means of progress payments
during the period of the work, such payments in :oonds at par or in
cash or both.
"Section 12-54. Payment of oonds oefore maturity.
(a) The resolution of the council authorizing improvement
oonds may provide that such oonds may oe called for redemption prior
to the stated maturity. In such event, [0]on and after the second
interest due date of any such improvement oonds [soj issued pursuant
to this chapter, whenever sufficient funds are in the hands of the
installments[,] exceeding the next interest payment on the unpaid
oalance of any bonds so issued, the director of finance is
authorized to call for payment[, oy puolication of a notice of
redemption at least once a week for two successive calendar weeks on
any day of the week in a newspaper of general circulation in the
County,] prior to the stated maturity thereof such number of
improvement 'oonds as there are funds to pay. [In each case the
serial numoer of the oonds to oe called for payment shall oe
specified in the notice so puolished.] The resolution of the
council authorizing the improvement oonds shall provide for proper
and adequate notice of such redemption to be puolished or mailed or
both prior to the date fixed for redemption. A copy of such notice
shall also oe mailed [, not less than five days after the first
puolication thereof,] to the person who purchased such ~ onds at the
original sale thereof. Interest on the oonds so called for payment
shall cease on the date of call, provided that [the first
publication of] the notice [of redemption] shall oe puolished or
mailed [made] at least fifteen days oefore the date of such call
[and the]. In the event notice shall be required to oe made by
puolication, a second puolication [thereof] shall oe made not less
than one week after the date of first puolication. The moneys
provided for the payment of such oonds with the interest unpaid to
the date of their call for payment, together with any applicaole
premium payaole, shall oe set aside by the director of finance in a
special deposit to which fund only the owners of the oonds shall
thereafter look for payment.
(o) Improvement oonds shall oe selected for redemption in the
manner prescrioed by the council. [If .the oonds mature in annual
of the annual series midway to the end of the pond term shall oe
chosen, and successive ponds shall be chosen from the lowest number
of each annual series, oefore and after the series from which the
first bond is selected, so that ponds called shall be a pro rata
part of each annual series, it being-intended that the relationship
of unpaid assessments to bonds outstanding be least disturoed as
possible oy the call of ponds. If the ponds all mature at the end of
the pond term, the o onds selected for retirement shall oe those of
the lowest outstanding serial number.]
(c) Any premium paid on redemption may not exceed five
percent of the face amount of the improvement pond.
"Section 12-55. Payment at maturity. All improvement bonds
not previously paid shall be paid at maturity together with interest
thereon as the same become due at the places and in the manner
prescribed by this chapter.
"Section 12-56. Bonds not chargeaole against general
revenue. No improvement bonds issued under the provisions of this
chapter shall be considered as county ponds within the meaning of
section 248-5, Hawaii Revised Statutes, nor shall the payment of
same oe a charge against the general revenues of the County.
"Section 12-57. Errors in computation of amount due. No
improvement pond, coupon, assessment or installment thereof or of
the interest or penalties thereon, or certificate of sale or deed
shall oe held invalid for any error in the computation of the proper
amount due on the same, if the error is found to oe comparatively
negligio le.
SECTION 4 Chapter 12, Article 5, Section 12-62, Hawaii
County Code 1983, is amended to read as follows:
(a) Improvement [B]oonds issued for the refunding of the
outstanding indedtedness of any improvement district shall Dear the
name of the improvement district for which they are issued [, shall
oe paya'hle to Dearer and shall oe in the form, issued, sold, suoject
to call) and shall de issued and sold under all the [other]
conditions and terms as prescrioed oy article 4 of this chapter,
except as otherwise prescrioed in this chapter.
(o) A lower rate of interest than that authorized in the
original issue of improvement oonds mayoe prescrioed and the
refunding oonds may 5e authorized to run for a term not to exceed
fifteen years from the final maturity date of the outstanding oonds.
SECTION 5. Material to oe repealed is oracketed. New
material is underscored. In printing this ordinance, the oracketed
material or the underscoring need not oe included.
SECTION 6. In the event that any portion of this ordinance
is declared invalid, such invalidity shall not affect the other
parts of this ordinance.
SECTION 7
approval.
This ordinance shall take effect upon its
INTRODUCED BY:
~~
COUNCIL MEMBER, COUNTY OF HAWAII
Hilo, Hawaii
Date of Introduction: January 17, 1984