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HomeMy WebLinkAboutCOM 0667.015 1998-2000Stephen K. Yamashiro Mayor GRANT APPLICATION FOR: Legal Name of Organization: Mailing Address: Facility/Site Address: Director /Site Manager: Organization President: Contact Person (Grant Writer) 0 Yes Source/Department: rountp of TOathaii DEPARTMENT OF FINANCE 25 Aupum Street. Room 118 • Hilo, Hawas, 96220 -4252 (808) 961 8234 • pa. (808)961 -8245 HAWAII COUNTY NONPROFIT GRANTS (FY 2000 -01) HUMAN SERVICES NONPROFIT GRANTS REVIEW COMMITTEE (HSNPGRC) FISCAL YEAR ENDING'June 30, 200! DATE OF APPLICATION: 01 _ 3 _ Agency /Prograin(s): 0 Social Services Check Cateco■ (les) 0 Culture and Arts • • (Program Tilte) East Hawaii Coalition for the Hnmplecs 115 Kapiolani Street Scattered Sites Steven Bader Lucia Clearwater Steven Bader Amount of request for County funds: S 3,500.00 Total annual budget of organization: S 505, 250.00 Has the applicant applied for any other funds from the County of Hawaii this fiscal ye.1r? 0 Youth Programs 0 Education • Hil, Hawaii 96720 Phone:961 -25 - Phone:9R5 -9970 Phone:9 61 —2 5 59 4 1 ig srarw d Glen rc 1 5 () t're $tM 4y d Harry A. Takahashi D,r « rur 5 K. Schutte 0(7/WV 0 Elderly Programs 0 Other Transitional Housing for the Homeless Briefly, define the program for which funding is being requested: Transitional Housing Program with Scattered sites and Suppor iv Services. Comm. No. 4‘7. 015 File No. ADM ( Ref. TDC Ref. Date FEB 2 3 2000 eite. :44411 I. • • QUALIFYING STANDARDS FOR APPLICANTS An applicant must meet all of the following standards: Be chartered or otherwise authorized to do business in the State for charitable purposes and exempted from the Federal income tax by the Internal revenue Service. 0 Have a governing board whose members serve without compensation and have no conflict of interest between their regular occupations and the services provided. 0 Have bylaws or policies which describe the manner in which business is conducted, including management, audit, fiscal policies and procedures, policies on nepotism, and policies on management of potential conflict of interest. 0 Have at least one year's experience with the service or activity for which the appropriation is sought or can otherwise demonstrate to the satisfaction of the County sufficient expertise to successfully carry out the service or activity. 0 Be licensed and accredited in accordance with applicable requirements of Federal, State and County laws. II. GRANT CONDITIONS The applicant agrees to comply with the following terms & conditions prior to receiving a grant award. A. Comply with applicable Federal and State laws prohibiting discrimination against any person on the basis of race, color, national origin, religion, creed, sex, age, or handicap. B. Agree not to use any public funds for purposes of entertainment or perquisites. C. Comply with such other requirements as the Director of Finance may prescribe to ensure adherence by the nonprofit organization with Federal, State, and County laws, and established standards for fiscal and program management. D. Allow the Director of Finance, the committees of the council and their staffs, and the Legislative Auditor access to records, reports, files, and other related documents in order that the program, management, and fiscal practices of the nonprofit organization may be monitored and evaluated to assure the proper and effective expenditure of public funds. III. RECORDS AND REPORTS A. The applicant shall follow generally accepted accounting procedures and practices and shall maintain books, records, documents, and other evidence, which sufficiently and properly account for the expenditure of County funds. The books, records and documents shall be subject at all reasonable times to inspection, reviews, or audits by the County expending agency, the Director of Finance, and the Legislative Auditor, or by their representatives. B. The County expending agency, Director of Finance, or County Council may request periodic written reports on the use of County funds. C. The nonprofit organization shall submit a final written report to the Legislative Auditor within sixty (60) days after June 30 of the fiscal year. The report shall include an explanation of the public benefits derived from the awarding of the grant and a listing of other funding sources and amounts obtained during the award period. 2 IV. QUARTERLY ALLOCATION V. GRIEVANCE PROCEDURE • • Under no circumstances shall grant funds be disbursed in a lump sum payment. Grant funds will be disbursed to Grantees only through a quarterly allocation process. The disbursement of grant funds can be formulated on an equal quarterly apportionment basis. The applicant will adopt and maintain a grievance procedure to assure proper accounting for any concerns and complaints about its programs or services that may arise from its members, employees, clients or from other members of the public. VI. DISCLOSURE OF INFORMATION All information, data, or any other material provided to the County by virtue of this application shall be subject to the Uniform information Practices Act (UIPA), ch. 92F, Hawaii Revised Statutes. All such material is deemed government record and shall be open to the public and may be provided to other public and/or private funding sources. _- VII. CONTINUED ELIGIBILITY Any applicant or recipient who withholds or omits any material facts or deliberately misrepresents such facts to the County of Hawaii shall: 1) Immediately be disqualified from consideration for Nonprofit Grant funding; 0112) be in violation of the terms of the Grant Agreement of County funds in which case a grant agreement can be terminated by the County and the recipient or provider may be liable to reimburse all or a portion of any funds received therein. VIII. ACKNOWLEDGMENT East Hawaii Coalition for the Homel (Legal Name of Organization) hereby agrees to administer the Kihei' Pua Transitional Shelter Program (Program Title) in accordance with the regulations, policies and procedures prescribed by the Hawaii County Finance Department. Distribution of grant funds is limited to grantees, which are in compliance with County regulations, policies and procedures. The County reserves the right to withhold grant distributions at any time the grantee is not in compliance. It is the policy of the County of Hawaii and for those who do business with the County to provide equal employment opportunities to all persons regardless of race, physical disabilities, color, religion, sex, age, or national origin as mandated by the Federal Civil Rights Acts, as amended, and any other federal or state laws relating to equal employment opportunities. IX. AMENDMENTS TO THE APPLICATION/EVALUATION The applicant assures that it will submit to the HSNPGRC for prior review and approval, a written request and justification for any changes, additions, or deletions to any portion(s) of the grant application or a duly executed Grant Agreement of County Funds. The applicant will cooperate and assist in any effort undertaken by the HSNPGRC to evaluate, inspect or otherwise monitor the effectiveness, feasibility, and/or cost efficiency of any and all practices, policies and procedures or activities pursuant to this application or any grant designation or allocation received as a result of this application. 1 ... X. AUTHORITY AND CAPACITY OF APPLICANT The applicant certifies that it has the authority and capacity to develop and submit this application, and to fully administer the program(s) pursuant to this application. UNSIGNED PROPOSALS WILL NOT BE ACCEPTED! Signature of President/Chairperson Signature of Executive Director /Manager • • 4 z Dat I/31/C° Date • • East Hawaii Coalition for the Homeless, Kihei'Pua Transitional Housing Program County of Hawaii Human Services Grant Application for FY July 1, 2000 - June 30, 2001 PROGRAM /SERVICE DESCRIPTION A. Overview: 1. Describe the program for which funding is being requested. The East Hawaii Coalition for the Homeless (EHCH) is seeking another year of support for both the Emergency Shelter and Transitional Housing Programs, from the County of Hawaii's Human Services Non - Profit Grant Program. This particular proposal is written for the funding of the EHCH Kihei'Pua Transitional Housing Program. A separate proposal is being submitted for the EHCH K lhei Pua Emergency Shelter Program during this application process EHCH has been fortunate, to have received funding from the County of Hawaii's Human Services division in past years. This support has been of great assistance in helping to serve the homeless on the Big Island. Summary of the Kihei'Pua Transitional Program The Kihei'Pua Transitional Housing program serves both homeless families with children, and homeless individuals, who are progressing from emergency shelters with the goal of becoming self - sufficient. The program provides transitional housing, educational lasses, and case management services for a maximum of two years. Extensions may granted for clients with extenuating circumstances, however, they still need to meet the goals of the program. The Kihei'Pua Transitional program is for clients who are " transitioning off" of the welfare system. Participants are required to be actively seeking and securing employment, obtaining vocational training, or continuing their education. Clients entering this program come primarily from the Kihei'Pua Emergency Shelter. Therefore, they have already been verified homeless, and are familiar with our rules and expectations. Other Eligibility Requirements Clients requesting housing must have an income determination to verify they are low income, have no income, or do not have access to income, as is often the case in domestic abuse situations. The Social Security office or DHS verifies client's income. Clients must be committed to getting a job, or going to school and have a long -range goal of getting off of welfare to be accepted into the program. At -Risk Homeless Verification Verification in writing must be received from referring agencies such as Care -A -Van, the Police Departments, hospitals, fire departments, etc. In the case of an impending eviction, EHCH will accept letters from landlords and property managers. A lease agreement must be submitted with eviction letters to verify "at -risk" status. Facilities of the Transitional Program There are 6 scattered sites in Hilo available for families with children (One 3- bedroom house in Waikea Uka, One 4- bedroom house in upper Kaumana, and Four 2- bedroom units in Puueo). In addition, EHCH leases an 8 -unit apartment building, adjacent to the secured Emergency Shelter, located on Kapiolani Street in downtown Hilo for singles only. At capacity, these facilities can house between 40-45 individuals depending upon household sizes. The Transitional program is currently full, and EHCH is looking to add more transitional housing in the coming fiscal year. 2. What unique or significant service will be provided? The EHCH Transitional Program facilities are larger than other transitional housing in the county, and better suited for transitioning families and single clients. All transitional clients receive guidance and instruction through weekly meetings, life skills classes, support groups and family enrichment activities. Individualized plans are developed based upon the needs and challenges of participants. The program is designed to provide adequate housing which is convenient to schools, stores, transportation, and social services. A significant feature of this program is its "scattered site" approach which places families in typical housing situations and not in concentrated low- income neighborhoods. Participants have the opportunity, with the guidance of the program staff, to integrate into their .. � communities and neighborhoods. A great example of that mainstreaming potential is our Kapiolani Street Neighborhood Watch Program, which was initiated by the Transitional Program residents in partnership with the community and the Hawaii Police Department. In developing this program, EHCH residents had to work with the neighbors to help curb crime and vandalism in the neighborhood. In that process, EHCH residents and their Kapiolani Street neighbors Teamed to work together and understand each other. The captain of this dedicated team is a current transitional client. The opportunity to take leadership in this effort was a boost to her self- esteem, and became a catalyst for her going back to school, and doing more community volunteer work. Other services offered by the program include assistance with job searches, enrollment in higher education, and information for dients interested in purchasing a home or parcel of land. Transitional Program residents also have access to an Emergency Food Pantry and Clothing Bank in case of financial emergencies. 3. What specific outcomes are to be achieved? • Provide 16 verified homeless individuals and 6 families with Transitional Housing. • Develop service plans for 100% of those enrolled into the program. • Provide case management services comprised of a minimum of 5 service referrals to outside agencies per participant, and minimum of 200 counseling contacts (case management meetings), per year._ • Assist 100% of the participants with finding permanent housing. 2 • Help clients maintain their permanent housing by providing 6 months of follow -up services. 4. How will the proposed program empower participants/clients to become self - sufficient and facilitates positive social change? The Transitional Program is able to house 6 families and 16 single individuals at any given time. The families and individuals in this program benefit by having an extended opportunity to set goals of financial self - sufficiency. These individuals are housed in the community rather than low income housing environments. The classes that are provided address social change and the need for our participants to make such changes to improve the quality of their lives. Moreover, clients entering the community offer their learned skills and productivity thereby taking the responsibility for their well being away from the community and unto themselves. B. Problem /Need: 1. What is the problem/need that the program is designed to meet? There is a serious lack of housing available for individuals and families that are in the 50% or less of the median income category. The need to develop more affordable housing and transitional housing opportunities for the homeless was identified as priority issues in the County of Hawaii's Consolidated Plan (1995 - 2000). Since there is currently a long waiting list for county housing and a critical shortage of rental certificates, the need will not be resolved anytime soon. Further supporting this assessment is the 1999 Homeless Needs Assessment Study commissioned by the Housing and Community Development Corporation of Hawaii. According to the survey, there is an estimated 585 -733 homeless individuals on any given day in the County of Hawaii. The estimated number of hidden homeless and those at -risk of becoming homeless totaled over 34,000. Approximately 60% of Big Island participants of the study also identified housing placement and a lack of affordable housing as their most prominent need. This is the potential participant pool for our transitional program. Families and singles leaving the emergency shelters need the additional two-year period to prepare to transition from the emergency environment to the general community. The transitional program provides that opportunity. Clients entering the shelter often need to improve social skills, parenting skills, personal budgeting skills, and poor credit that results in inadequate housing references. They may also need assistance addressing child and spousal abuse, a lack of prenatal care, medical and dental needs, low job skills, and substance abuse problems. The Transitional Program allows these issues to be addressed in a more comprehensive manner so that participants have a way to transition off of welfare. At present, the EHCH Transitional Program is serving a total of 40 participants including 16 singles, and 20 children. The emergency shelter is housing 12 families and 7 individuals including 30 children. As current transitional participants leave the program families and individuals from the Emergency shelter can progress to the Transitional Program. However, the reality is that we will not be able to accommodate most of them. And, it will be difficult for these families to obtain permanent housing without the necessary tools needed to maintain housing. 2. Who are the target population and what are the specific needs? The Kihei'Pua Transitional programs target population are the families and singles that are determined homeless and come from any emergency shelter, including the Battered Women's Shelter. Priority is given to families that come from the EHCH emergency shelter. Housing placements and case management services are the primary needs of our program participants. The program needs to enhance their case management abilities but have been unable to do so because of budget constraints. The current client-to-case manager ratio for this program is 36: 0.50 FTE. The six month follow -up adds another 36 clients to that ratio. 3. What is the geographical area(s) to be served, facility and hours of operation? Although all of our housing facilities are located in Hilo, we do serve the entire County of Hawaii, in that we do not give preference to East Hawaii residents, and have served individuals and families from the west and north Hawaii in the past. There are 6 family housing units within the Hilo area - a 3- bedroom home on Kuleana Street in Waiakea -Uka, a 4- bedroom home in upper Kaumana on Wilder Road, four 2- bedroom units on Puueo Street near downtown Hilo. The singles transitional housing is located on Kapiolani street adjacent to the emergency shelter. The EHCH Transitional program business hours are 8:OOam to 5:OOpm, Monday to Friday. Case management is available during the regular working hours and case management emergency support is services are available 24 hours a day, 7 days a week. C. Collaboration /Coordination: • • 3 1. What specific measures will be taken to collaborate/coordinate with other community resources to achieve maximum program efficiency and cost effectiveness? Program contracts or Memorandums of Understanding have been established between the EHCH and the following agencies: The Family Crisis Shelter (Kona), Food Bank, Care A Van, Department of Health's Public Health Nursing program and are on file. New agreements are being sought on an ongoing basis. Other agencies and resources are utilized on an as needed basis such as: The American Red Cross, BICIL, BISAC, Care -A -Van, Family Support Services, Queen Liliuokalani Children's Trust, County Housing, Hawaii Housing Authority, Big Island Aides Project, Quest, Child Protective Services, Dept. of Human Service (income NTC, WIC, East Hawaii Referral Service), Dept. of Health (Public Nursing), Salvation Army, Interim Home, Hale Ohana (battered women's shelter), Family Crisis Shelter -Kona, Alternatives to Violence, Sexual Assault Support Services, State Vocational Rehabilitation, Hawaii Island Food Bank, Hawaii Island Teen Center, Hilo Counseling Center, Legal Aide Society, 700 Club, St. Joseph's Outreach State Employment Agency, Alu Like, Board of Realtors, Boys & Girls Club of Hilo, YMCA, YWCA, Hilo Bay Clinic, The Vet Clinic, The Vet Center, RSVP, Hilo Police Dept., Under His Wings, The Ohana Counseling Services, Hilo United Methodist Church, Alcoholics Anonymous, Narcotics Anonymous. Some resources are contacted weekly like the Dept. of Health, Hawaii Island Food Bank etc. The network is constantly being expanded and strengthened. 2. How will these measures reduce or eliminate any existing duplication of services to your designated target group? The EHCH maintains direct contact with the agencies mentioned above and receives regular in- service trainings to ensure that services are not duplicated and to ensure that coordination with the other agencies is appropriate for clients. Providers who work with our clients, and whose services are similar, have been asked to request a referral form from our residents. If a client of the EHCH transitional program does not have a referral form, the agency will ask them to provide one prior to receiving services and /or contacts our agency to confirm that they are not currently receiving similar services through another provider. For example, all food pantries in are area are faxed a list of our 4 clients upon entry into the transitional program. If our clients are service hopping among Food Pantries, we will be notified, and will work with the client and food providers to assess need and coordinate services. D. Goal and Objectives: 1. What are the major goals/benchmark of the proposed program? The primary goal of the KiherPua Transitional Program is to help all of its participants gain the skills, and training necessary to transition to permanent housing in the community. This will be achieved by: • Providing 16 verified homeless individuals, and 6 families with transitional housing and support services. • Providing on -going case management, and developing customized service plans for all participants. • Providing access to crisis management on a 24 hour basis. • Providing self - sufficiency classes, which cover topics such as budgeting, life skills, communication, decision making, energy conservation, household issues, relationship building, and other areas which helps to prepare clients for independence in the community. • Providing personal development courses that address child rearing, domestic violence, substance abuse, and stress management. • Providing appropriate referrals to partner agencies and connecting clients with resources in the community. • Providing access to 24 Hour Food Pantry and Clothing bank as necessary. • Providing clients with follow -up services for 6 months after exiting the program, to help ensure their maintenance of permanent housing, and monitor the progress made on their service plans. 2. What specific objectives/action steps are planned for each goal? Our objectives for meeting our primary program goal is: 1) 75% of the program participants achieve 75% of the goals they set in their individualized service plan; and 2) 75% of our program participants secure permanent housing upon leaving the program. After a decade of experience as a housing and homeless provider, we understand that placement in permanent housing is only temporary, especially if the underlying cause has not been dealt with appropriately. Having participants address the reasons for their homelessness is a much more productive way to gauge success, and leads to a greater chance of breaking the cycle of homelessness. 3. What is the timeline (start and end dates) for each action step? Upon entry, transitional housing participants are required to meet with their Case Manager and review their social service plans within three days of moving into their housing. Participants meet with their case managers weekly, and report any progress or problems. Transitional clients also have life skills and self sufficiency courses several times per month. They have up to 24 months to meet their overall goal of securing permanent housing, jobs, training, and or continuing education. 4. What significant client outcome(s) will the program achieve? Projected outcomes for the 24 month program are as follows: 12 individuals and 4 families will transition into permanent housing. 10 individuals will enroll and /or complete a training /educational program. 10 individuals or head of households will obtain some form of employment (FT/PT). 5 individuals and 2 families will transition off of welfare. Case Management & Service Plans • • 10 individuals, and 4 families will maintain permanent housing for a minimum of six months after leaving the program. E. Service Delivery: 1. What methodology will be used in the proposed program's delivery of service(s)? Approach of Services and Workplan of the Transitional Shelter Program Admission & Orientation 5 The Kihei'Pua Transitional Program helps participants become self - sufficient and obtain permanent housing. All residents of the Ihei'Pua Emergency Shelter and other area emergency shelters are eligible to apply for the transitional program. Should their only be one unit available in either the family or singles units a point sheet will be utilized to determine and justify who is more appropriate for the program. Each applicant family is given the Transitional Manual and a brief orientation by their Case Manager and must consider the location of the houses or apartments, what schools are available, is their transportation available, etc. If the applicant is interested in the program the client may apply for the transitional house by requesting an application from their Case Manager. The application for transitional housing consist of and intake form, point sheet and service plan. The point sheet and service plan are the tie breaking tools should more than one client apply when only one unit is available. The application is completed and submitted to the Case Manager who then calculates what the income and transitional fees will be and completes the point sheet with the client. The application the goes to the Program Director who reviews the application, checks for completeness, and makes his/her recommendations to the Executive Director and the application is then given to the Executive Director. After the approval/denial a copy of the application and /or the denial form is given to the case manager. The case manager then meets with the client to review the Executive Directors decision, work out whatever changes are necessary to the program agreement and service plan. The Case Manager then gives the family a detailed orientation and review of the final agreement, or assist the client in filing a grievance. Case management services include the above application and assessment process. After the contract and service plan are negotiated and executed the client may move into the unit. At that time the case manager will assist the client with their needs list. The family is given three days to settle in their home. The case manager will then have their first case meeting, at which time the service plan is implemented and appropriate referrals for school, medical and social service agencies are made. Service plans identify barriers and ways to overcome them. They are originally developed with the client before entry into housing, however, they are updated or revised periodically depending on the clients needs and achievements. Service plans outline goals to be achieved with anticipated deadlines for completion of the tasks. Service plans are mutually agreed upon between the agency and the client and are reviewed weekly. Weekly goal sheets assist the client in each step necessary to overcome barriers as identified in the service plan. Service plans are revised as necessary. The goal sheets are also the record of accomplishments made by the client in the previous week. This allows the client and the Case Manager to see achievements, or unmet goals that can be evaluated. While in crisis, clients often cannot see the solution to a problem, or they may have so many barriers that they are overwhelmed as to where to start. The goal sheets assist clients so that they can focus on one or two items at a time and feel a sense of accomplishment as goals are completed. Goals for the children may vary but could include grade point average to be maintained, house chores, sibling sitting while mom/dad attends school, decisions on school activities to be participated in, participation in the transitional activities, preparation for college or technical school, psychiatrist, telephone guidelines, curfew, etc. All goals for the children are determined with the parents and child's complete agreement and participation. t. r Since the transitional program's main purpose is for self- sufficiency these clients have short-term and long -term goal setting and achievement tracking. One of the issues that homeless families have is that they cannot see the future and live day to day. This is mainly due to the fact that they do not feel they have a chance to achieve higher goals. Some goals they will be able to reach while in the program some will be accomplished after leaving the program. Goal setting and tracking also lets the family see their achievements are tangible and that there goal's are achievable. Classes Budgeting and Life Skills classes teach clients how to secure housing once they have it. Budgeting classes assist client in clearing up any bad debts that they may have in the community. This is an obstacle that most homeless have in transitioning back into the community. The case manager will assist the client in addressing bad credit in a responsible manner and review the obligations attached to signing a lease. The EHCH will help clients in finding suitable and affordable housing once the family feels it is ready to be transitioned. Personal development courses that cover topics such as parenting, substance abuse, domestic violence, and anger and stress management, will be available several times a month, and will be conducted by a combination of EHCH staff and participating human services agencies. Transition & Follow -up F. Evaluation: • • Once clients have found permanent housing they are transitioned out of the program. Our transitioning process includes preparation for a change of school or childcare for the children, transportation issues, preparing a list existing support services still needed from the program, and linking families with resources in the community they are moving to. The Case Manager follows -up with clients for six months after they exit the program to monitor their progress This is done by office contact, telephone calls, and mail. The EHCH program rules require clients to be substance abuse free and maintain their yards, and keep their units safe and clean. House inspections are conducted on a regular basis. Weekly Meetings with Clients The weekly meetings between clients and Case Managers provides another opportunity for clients to communicate issues with the program. The Case Managers collect the information and presents the issues of concern to the Program Director and the Executive Director. If the Case Manager is unable to address the issue, the issue will be referred through the chain of command (Program Director, Executive Director, Board President, and Board of Director's Programs Committee). Effective Program Development and Management A. Weekly and Monthly Reports The Case Managers provide weekly and monthly reports to the Program Director that entails clients' 6 1. What process will be used to evaluate the program and service(s)? To ensure total quality management of programs, EHCH has developed the following control measures: Client Questionnaire The EHCH has a measurable instrument designed for clients to evaluate the emergency/transitional shelter program that they are exiting. This questionnaire can be given to the clients to fill out and return with their name or be anonymous. Another method offered to clients is having their Case Manager do an exit interview to discuss the effectiveness of the program. Once the questionnaire has been filled out, it is reviewed by the Program Director. All suggestions for improvement, grievance, or complaints are shared with the Executive Director for necessary follow up and remedy. Suggestion Box The organization has placed a suggestion box that is visible for clients to submit their suggestions for improvement. The Executive Director checks the locked box weekly to address any concerns. Suggestions and concems are shared first with the Board President and if deemed necessary with the Board of Directors. • • C. Regular Evaluation of Program EHCH has implemented a plan to evaluate program progress and compliance (at least on a quarterly basis) with the objectives and requirements set forth in each proposal to funding sources. The Program Director will conduct an in -house program audit that will determine if the program objectives and outcomes for the past quarter have been met in accordance to EHCH standards and the requirements of the funding source. Methods wilfinclude reviewing the Case Managers' assessment, the development and implementation of the social services plan, monitoring and follow up efforts with clients. The Executive Director will review the quarterly audit and develop a plan for maintaining compliance and for effective program management. The programs are evaluated, however, on an on -going basis. The EHCH Board of Directors has a Programs Committee that evaluates program on an annual basis. This evaluation process is comprised of a program audit, which will review objectives and outcomes, and whether or not EHCH is complying with grantors requirements. 2. How will this process measure the outcomes specified in item D, (1 -4)? The evaluation and quality assurance process includes the measuring of the program goals and objectives. The Program Director, Executive Director, and the Program Committee compares the projected outcomes and the actual outcomes achieved in a month/quarter/year. If there are variances in meeting the projected goals and objectives, the monthly report conducted by the Program Director will reflect the explanations. Moreover, within 30 days, an action plan will be developed by the Program Director, to make sure every effort is made to meet the program goals. If there are any large variances or unmet goals, this process it will be identified at an early stage. If there are valid explanations for why the agency is not achieving their program goals and objectives, County of Hawaii's Human Services division will be notified, and altemative measures can be taken. All transitional families and single clients pay program fees using the same formula as Section 8 housing: Total income, minus $485.00 per dependent, times 30 %. The maximum that the agency will charge is $406.00 b. Describe how you will ensure that all interested participants will be included despite the inability to pay the entire fee. By using the Section 8 Housing formula, EHCH ensures that all participants regardless of their income level will have an equal opportunity to enter the transitional program. However, we do have a process in place for clients that need to make temporary financial arrangements due to extenuating circumstances. 7 activities, progress, and any program issues. The Program Directorprovides the Executive Director with a monthly program report that gives a summary of program management B. Daily and Weekly Review of the Daily Log The Program Director and Executive Director are responsible in reviewing the daily log that contains shelter and client activities, progress notes, and the house plot. The Shelter Aides complete daily logs within their work shifts. The Program Director and Executive Director reviews the daily log and follows up with the presented and potential issues or concems. This enables the EHCH managerial staff to address correct, or provide training to staff to deal with such issues/concems within a maximum of one week. Serious issues or concems are immediately brought to the attention of the Program Director and Executive Director for action. G. Program Fees: 1. Does your organization charge a membership fee for service participants? Our organization does not charge participants membership fees. 2. Does the proposed program charge participants a fee for service(s) provided by your organization? [If yes]: a. Describe or attach fee for service information; and H. Viability: 1. What is your justification or rationale for the expenditure of public funds for the proposed program? The East Hawaii Coalition for the Homeless operates the only comprehensive transitional housing program serving the county. We believe that by providing housing for the less fortunate, and helping them to re-enter the community as productive citizens, we are in fact contributing to the economic development of the county. Our grant request from the County of Hawaii Human Service, is $3,500 which will be used to help cover program operating expenses — specifically utility costs. We believe that this is a modest request given the scope of services we provide through this program. 2. What are your financial and programmatic plans to sustain the proposed program beyond the upcoming fiscal year'? To sustain the program for the upcoming fiscal year EHCH will be forwarding proposals to the Housing and Community Development Corporation of Hawaii (HCDCH) Homeless Programs, and Hawaii Island United Way. Smaller grants will be submitted to private foundations administered by the Hawaii Community Foundation and others. EHCH is also in the process of formulating a comprehensive fund development plan to increase community and corporate contributions. The agency is also exploring collaborative funding proposals with other agencies, and developing more service partnerships to provide,better coordinated and cost effective services. Another area under consideration is the development of more intemship, practicum, and volunteer opportunities to bring more human resources to our efforts. While we have been using these forms of support for many years now, it has never been done in programmatic fashion I. Budget: 1. Complete the attached Budget tables; and 2. Provide the appropriate attachments, as indicated Required budget materials are attached. See attached Budget tables and required materials. ORGANIZATION /AGENCY INFORMATION A. Board of Directors: 1. Has the organization's Board of Directors received formal training within the past two fiscal years? Yes, See Attached Verification 8 The EHCH Board of Directors has received formal training on 01- 23 -99, through the HELP for Non - Profits program by the Hawaii Community Services Council. Please see attached certification. 2. What are the primary roles and responsibilities of your organization's Executive Director? The Executive Director is responsible for the day to day operation of the agency, the work performance of its staff and implementing Board policy. The Executive Director, as the chief social service coordinator, shall be responsible for the effectiveness of case management services, it's programs, and its volunteers. The Executive Director shall also be the Chief Financial Officer responsible for the fiscal management of the agency. The Executive director shall perform such duties as are assigned by the Board. 3. What are the primary roles and responsibilities of your organization's Board of directors? (Clarify role of executive officers vs. general membership). The Board Of Directors manage the affairs of the corporation.(EHCH. Bylaws/Article IV /Section 4.01 - Generral Powers). 9 The officers of the corporation shall be a President, Vice- President, A Secretary, And A Treasurer. The Board may elect or appoint such other officers as it shall deem desirable, such officers to have the authority and perform the duties prescribed, from time to time, by the Board the offices of the Secretary and the treasurer may be combined and held by one person. (EHCH Bylaws /Article V /Section 5.01-0ficers). B. Past Performance: • • The Corporation shall have one Bass of members. Members may be individuals or organizations. Any Legal competent person of good reputation who resides in the County Of Hawaii, and applies for membership shall be eligible. (EHCH Bylaws/Article II /Section 2.01- Eligibilty For Membership). 1. How effective has your organization/agency been in achieving program goals in the past two fiscal years? Include the following information: a. Quantitative data on numbers served; and For the years 97/98 and 98/99 the transitional program served a total of 64 unduplicated individuals. Kihei Pua Transitional Shelter (Unduplicated Head Count) 1997/98 1998/99 1999/00 (Estimate) 25 39 45 It is estimated that by June 30, 2000 EHCH would have served approximately 45 individuals. b. Qualitative data showing number and % of participants achieving measurable outcomes. Of the 64 individuals 50% entered into permanent housing and maintained that housing for a period of 6 months since exiting the program. All 64 or 100% of the individuals completed 75% of their initial social service plan. Approximately 20 or 30% successfully enrolled in a education/employment training. 10 or approximately 15 % obtained and maintained employment, 10 individuals or approximately 15% transitioned off of welfare, 12 individuals continue to participate in the program. All EHCH programs have a goal of stabilizing homeless persons by providing a safe, decent and sanitary shelter and by meeting their basic needs. Providing food, shelter, clothing and resources so that families may stabilize and concentrate on barriers and goals does this. C. Financial: 1. Have your organization's current program operations remained the same as the last year? What major program or financial changes will be incurred next year? Yes. The EHCH continues to implement its main programs, the Kihei Pua Emergency Shelter and the Kihei Pua Transitional Housing program. However, as an extension of the Emergency program we recently opened an outreach office in Pahoa to serve the lower Puna area. We will be doing primarily intake, assessment, and referral service there and we will partner with several other agencies to form a multi-service center. This new office will increase our operational budget, and we will continue to seek funding to acquire more housing units. 2. What is the status of all of your organization's major contracts or agreements for the coming year (employment agreements, office leases, primary grant revenue /supplier, etc.)? EHCH is currently under contract with the Housing and Community Development Corporation of Hawaii Homeless Programs for both the emergency shelter and transitional housing program through June 30, 2000. We also have a grant through Hawaii Island United Way, and recently secured funding from the Federal Emergency Food and Shelter Program to supplement our food pantry. We intend to submit proposals to HCDCH, and Hawaii Island United Way, for FY 2000 -01, along with other smaller grant requests to support specific projects of the EHCH. Our Emergency shelter and administration office is on a lease with the county that expires in August 2001. All other facilities and housing leases are in force, and renewable at different times during the year. • 3. How does the proposed program fit into your organizations long -range financial plan? The Transitional Housing Program is an agency priority, and we will continue to look for resources to support this endeavor. Current statistical data indicates that homelessness in this county is rising, and the major need is in transitional and affordable housing. EHCH intends to develop more transitional housing inventory over the next two years, and hopes to work with a community coalition to expand this program. D. Monitoring: 1. During the two (2) fiscal years, what financial and /or administrative monitoring has your organization received from any and all funding sources? For the years 1997/98 and 1998/99 EHCH received a program audit by the State's Housing and Community Development Corporation of Hawaii. This audit examines program and fiscal compliance. Hawaii Island United Way does annual site visits and evaluations. Organization financial audits are conducted annually by an independent CPA firm. Moreover, financial reports are reviewed by the EHCH Board Treasurer, Finance Committee, and the entire Board of Directors, to ensure that the agency stays in compliance with its funding sources. Please list all monitoring sources, contact names and phone numbers. Helen Hemmes, Chief Professional Officer, Hawaii Island United Way, (808) 935 -6393 June Tong, State HCDCH, Homeless Programs Specialist , (808) 832 -5930 E. Alcohol, Tobacco and Drug-Free Workplace Policies and Information: 1. How does your organization address alcohol, tobacco and other drug prevention information dissemination as part of your workplace and/or program environment? See attached Alcohol and Drug policy. I0 14777 r*...r M1 - im +�'Y+h. -4 EAST HAWAII COALITION FOR THE HOMELESS ORGANIZATIONAL CHART y.4 _ TSN 774 4„%a 7. 4 7 447,7 7 7 7 . 7 , Yf.TM./ 5« A, v& t. to n. BOARD OF DIRECTORS 12 -15 MEMBERS VOLUNTEERS EXECUTIVE DIRECTOR STEVEN BADER FT CASE AIDE LAURIE PELEKANE FT SHELTER AIDE MALISA LEE PT CASE MANAGER ROXIE TUBBS FT SHELTER AIDE CARL NAKAYAMA FT SHELTER AIDE RICHARD KACSUR PT CASE MANAGER JENNIFER GARRETT FT SHELTER AIDE BRUCE WILLIAMS FT SHELTER A IDE STACY PACHECO PT ADMINISTRATIVE ASSISTANT SANDRA MOSES PT PROGRAM DIRECTOR JUDY SEGOBIA FT SHELTER AIDE REGINA MILLER PT East Hawaii Coalition for the Homeless Board of Directors 2000 -01 Name Lucia Clearwater Pacific Rim Paralegal Services Charles Bill Vice Pres. Polynesian Mgmt. Beverly Papalimu Treasurer Realtor Ola Jenkins Secretary Alu Like Lorraine Shin Past Pres. Express Employment Thomas Anthony Self - Employed Patricia Martinez Kuakahi Mediation Debbie Soares Living Waters Church David Pellani Donald James Associates Meeting Schedule: Board of Directors: Executive Committee: Finance Committee: Director Director • • Position Address President P. O. Box 813 Volcano, HI 96785 Director Director 345 Kauila Hilo, HI 96720 1240 Kaumana Dr. Hilo, HE 96720 184 Puueo St. Hilo, HI 96720 Phone (h) 985 -9970 (h) 933 -1307 1053 Kaumana Dr. (h) 961 -5122 Hilo, HI 96720 (h) 969 -7643 (w) 934 -9180 (h) 961 -6757 (w) 934 -9180 (f) 961 -5652 2306 Kalanianaole (h) 961 -9609 Hilo, HI 96720 P.O. Box 2070 (h) 934 -7744 Keaau, HI 96749 (w) 935 -7844 e -mail: pattyjohuf @hotmail.com P.O. Box 1807 Pahoa, HI 96778 (h) 965 -7228 (w) 934 -8707 P.O. Box 147 (w) 974 -3014 Naalehu, HI 96722 (f) 974 -8946 e -mail: profiles@greensand.net 3` Monday of the Month ® 6:00 p.m. 2nd Monday of the Month @ 5:00 p.m. 2 "d Monday of the Month @ 4:00 p.m. Terms 12/00 12/01 12/02 12/02 12/02 12/02 12/02 12/02 12/00 Board of Directors Nancy Berry Praaoem '-Cale Feldman V w President Delores Foley vice President ;ernes Hasselman Sea_lay- Treasurer Mervata Cash -K000 Sen. Suzanne Chun Oakland Celeste Fax Rep. Nestor Garcia Lisa Gibson Jule Hugo Lynne Joseph Joseph Lapilo. III Brad Woman Robert E. Moog eot J. Edd New Ivy Oson Hany E Skidmore Kevin Spray Tek Sugitrate Mlchael R. Walsh SueWesaelkamper Allan Yasuo Dan Watanabe Executive Director Sources of Support Akita United Way Atertcn Family Foundation Wilson P. Cannon Fund Harold K. L. Castle Foundation Samuel N. and Mary Castle Foundation Mary D. and Wafter F. Freer Eleemosynary Trust Hawaih Comm* Foundation H itachi Foundation HMSA Foundation K aproleni Hems Mdnemy Foundation Organizational end Indrviduel Members Ronald McDonald House Chanties hagy and Jeanette Weinberg Foundation Xerox Corporation Jamas and Saly Zukerkom Foundation Programs ASK -2000 Castle Colleagues Commune) PIanrting/Outwmes Ke Ala Hdku HELP for Nonprofits Weinberg Feces A Un'md VJay Nc+nter Agency • ttir Hawai`i Community Services Council CERTIFICATE OF COMPLETION This certifies that HELP for Nonprofits provided training in "Essentials of Successful Boards" for members of the Board of Directors of East Hawaii Coalition for The Homeless on January 23, 1999. CG munity Services Planner 2W North Vneyard Blvd., Sue 416, Hur tutu. HI ee817-3t Phone. i806) 521-3651 Fax (60E) 539-3555 Date Stephen K. Yamashiro Mayor Prepared by: Sandra Moses • • ountp of ji9ainatt DEPARTMENT OF FINANCE 25 Aupuni Street. Room 119 • Hilo. Hawau 96720.4252 (809) 961.8234 • Fax (808) 961 -8243 HAWAII COUNTY NONPROFIT GRANTS (FY 2000 -01) FINANCIAL QUESTIONNAIRE Please include as an attachment an explanation for all "NO" answers to questions H I thru 11 belov.c Yes No I. Has the agency operated continuously for the past three (3) years? ( 2. Has the agency operated with a positive cash flow for the past (3) years? Harry A Takahashi D 'rca"r S K. Schulte Dcpuy V 0 3. Does your Board of Directors approve a detailed cash flow budget before the beginning of ,/ each fiscal year? V 0 4. Do your Board meeting minutes show that quarterly financial statements are approved? l(_0 0 5. Is your equity balance at least 20% of your Total Liability balance? (1 0 6. Is your Total Current Asset balance larger than your Total Current Liability balance? 0 7 Are bank reconciliations and accounting performed by someone other than the check signatory? (9C) 8. Are you fully insured for the agency's vchicle(s) and building(s)? ( 0 9. Is your Workers' Compensation at least 2% of payroll? V0 10 Are you current (not delinquent) on all payroll and payroll tax payments? 0 1 I Is the agency free of any pending litigation, liens or judgments? 0 (1 12. Within the past 12 months, has the agency applied for vendor or bank credit and was denied credit? If yes, please explain. As the grant applicant, / certify that the agency has satisfactorily responded to each of the above questions and explained as needed l hereby cert f that this information is true and correct to the best of my knowledge. Agency: East_H3wa i rnalifinn f Romp i pcs. Phone: 941_2559 Print Name/hide S ggnnaturc Date / /,, Cf...,nr, nnrinr t ... A.if( // /I e /4tA • n 1 A. BICH East Hawaii Coalition for the Homeless Inc. 1/28/00 TO: HSNPGRC County of Hawaii FR: Steven Bader • Executive Director RE: Pending Litigation The East Hawaii Coalition for the Homeless is in litigation over an employment issue that has been pending for several years. We expect this issue to be resolved within the current fiscal year. Please see the attached letter from our attorneys regarding this matter. 0 A Hawaii Island United Way Agency � 4 Cooperating in Business and industry 0 • • 115 Kapiolani Street Hilo, Hawaii 96720 Phone: (808) 961 -2559 Fax: (808) 935 -1720 Enrol ehchuinterpacnct Harry A. Takahashi County of Hawaii Department of Finance 25 Aupuni Street, Room 118 Hilo, HI 96720 -4252 Dear Mr. Takahashi: • • TORKILDSON, KATZ, FONSECA, JAFFE, MOORE & HETHERINGTON ATTORNEYS AT LAW, A LAW CORPORATION 100 PAUAHI STREET. SUITE 206 HILO, HAWAII 96720 TELEPHONE (808) 961 -0406 • FACSIMILE (808) 935-6725 January 31, 2000 RE: East Hawaii Coalition for the Homeless NEWTON J. CHU E -MAIL: newtonc a(�,aloha.net In response to a request from the above - referenced company, please be advised that as of June 30, 1999, and for the period of that date to the date of this response, our law firm did engage in providing legal services to East Hawaii Coalition for the Homeless ( "EHCH ") in connection with Maths R. DuCharme- Brodie vs. EHCH, etal. Our engagement is limited to the defense of an employment related claim and we were retained by Executive Risk, EHCH's insurance carrier. Although this firm is employed by the Company on a regular basis, our employment is limited to those specific matters which are referred to us by the corporation, and there may exist many matters of a legal nature about which we have not been consulted. We have not undertaken to review generally the corporation's books, records or affairs or the public records of the State of Hawaii to discover facts which might form a basis of a claim against the Company or other contingent liability. Our comments in this letter are therefore limited to matters which have been referred to us as counsel. This response is limited by, and in accordance with, the ABA Statement of Policy Regarding Lawyers' Responses to Auditors' Requests for Information (December 1975); without limiting the generality of the foregoing, the limitations set forth in such Statement on the scope and use of this response (Paragraphs 2 and 7) are specifically incorporated herein by reference, and any description herein of any "loss contingencies" is qualified in its entirety by Paragraph 5 of the Statement and the accompanying Commentary (which is an integral part of the Statement). HONOLULU OFFICE • 700 BISHOP STREET, 15TH FLOOR HONOLULU • HAWAII 96813 -4187 . TELEPHONE (808) 523 -6000 • FACSIMILE (808) 523 -6001 KAILUA -KONA • HANAMA PLACE, SUITE 105 . 75 -5706 KUAKINI HIGHWAY • KAILUA -KONA, HAWAII 96740 -1717 • TELEPHONE (808) 326 -9094 . FACSIMILE (808) 329-3837 •... ,. n._.__ n, rn,,.... r...rr. O, inn. mu, RA.,,, u....... nc-.no T,-.r...., -,.r , ono■ 9A7M709 PAPCU,pc Irmo, •... ....r Sandra J. Miyoshi January 24, 2000 Page 2 NJC /her \ \Her \her -c \My Documents\audit \EHCH AUDtT(2).doc TKFJM &tI • • The information set forth herein is as of the date of this letter. We assume no further obligation to advise you of changes which may hereafter be brought to our attention. This letter is not to be quoted or otherwise referred to in any financial statements or related documents of the company, nor be filed with or furnished to any governmental agencies without, in either case, our prior written permission. I also wish to specifically confirm our understanding with our client that if, in the course of performing legal services for them with respect to any matter recognized to involve possible claims or assessments that might require financial statement disclosure, we should form a professional opinion that our client should disclose or consider disclosing such possible claim or assessment that, as a matter of professional responsibility to our client, we would so advise them and consult with them to the extent requested concerning the question of such disclosure. Very truly yours, TORKILDSON, KATZ, FONSECA, JAFFE, MOORE, & HETHERINGTON Attorneys at Law A Law Corporation Ne Chu Name Degree & Field of Study Admin. Staff Staff of Grant Program Othe r Staff Full Time Part Time Position Title Steven Bader B.A Communications Graduate Study - Social Sciences X X Executive Director Judy Segobia Human Services X X Program Director Roxie Tubbs B.A. Political Science Marriage/Family Therapy TPY X X Case Manager Staff Information Sheet • COUNTY OF HAWAII HUMAN SERVICES NONPROFIT GRANTS (FY 2000 -01) 1 • • EXECUTIVE DIRECTOR SALARY: (Determined by Board of Directors) NATURE OF WORK: The Executive Director shall be employed and be evaluated by the East Hawaii Coalition for the Homeless, Inc. (EHCH) Board of Directors and through the President of the Board receives direction, pursuant to the by -laws of East Hawaii Coalition for the Homeless, Inc. (EHCH), dated March 15, 1988. The Executive Director, as the Chief Social Service Coordinator, shall be responsible for the effectiveness of Case Management Services, its Programs, and Volunteers, task accomplishment, ways and means of accomplishing results. The Executive Director shall also be the Chief Financial Officer and will be responsible for all fiscal management. The Executive Director shall perform such duties as are assigned by the Board of Directors and shall have the following duties and responsibilities: 1. Assumes full responsibility of administrative and operational decisions required for the maintenance and operation of the EHCH programs and overall management of the shelter, the work performance of its staff and implementing Board Policy as delineated by the Board of Directors. 2. Responsible for the implementation and maintenance of a balanced budget, with assistance as needed from the Coalition Treasurer. 3. Solicits operational funding from granting institutions and other funding sources and develops funding proposals and contracts. 4. Develops fiscal, operational and statistical reports as requested by the Board of Directors, regulatory agencies, the State of Hawaii, the County of Hawaii and others requiring such reports. .. 5. Acts as a resource person to the Board of Directors and attends Board and Committee meetings, as requested. 6. Advises the Board of Directors in the development of policies and implements those policies through the development of program procedures. 7. Develops and recommends to the Board of Directors plans and programs to implement East Hawaii Coalition for the Homeless mission and goals. JOB DESCRIPTION EXECUTIVE DIRECTOR • • 8. Ensures the development and implementation of a networking system, which connects shelter residents and other homeless persons with employment, social, medical, mental health, recreational, childcare and entitlement programs. 9. Functions as Staff Supervisor; conducts all staff evaluation; appoints and discharges staff, as necessary; 10. Establishes work schedules for staff; 11. Provides for the continuing education of all staff; and ensures recruitment, training, and utilization of volunteer staff for programs; 12. Conducts weekly staff meetings. Ensures clear lines of communication and provides for staff support resulting in a spirit of teamwork and cooperation among all staff; 13. Represents EHCH in the community; acts as agency liaison with other Directors of Human Service Agencies; and maintains the program in accordance with existing laws, legal requirements, and regulations; 14. Reviews shelter log daily and follows up on any issues requiring attention and or actions; 15. Ensures that property and facilities are maintained properly so as to provide a safe and clean environment for staff, residents, and volunteers; 16. Performs other job - related duties as assigned by the Board of Directors. MINIMUM QUALIFICATIONS: 1. Bachelor's degree (preferably in Human Services); relevant experiences may be substituted at 18 months work experience per year of education. 2. Three years experience in a position requiring organizational, administrative and managerial skills, preferably in a social services education. 3. Experience in a position requiring public contact and networking with agencies. 2 3 4 • • JOB DESCRIPTION EXECUTIVE DIRECTOR 4. Experience in Grant Writing and fiscal responsibilities. 5. Experience with Hawaii County, State, and Federal Agencies. 6. Ability to work with low- income groups and other program recipients. DESIREABLE QUALITIES: 1. A positive attitude, common sense, and the ability to communicate effectively and clearly; and to make decisions. 2. Commitment to Program goals and policies. 3. Willingness to learn new skills. 4. Ability to work with people and take on responsibilities. OTHER REQUIREMENTS: 1. Up -to -date TB test and physical examination. 2. Possess a valid Hawaii Driver's License. 3. Drug Testing (random 9/97.) Revised 04/06/98ra 3 • • PROGRAM DIRECTOR 1OB DESCRIPTION SUPERVISOR: Executive Director SALARY: $28,000 - $34,000 The Program Director is responsible for the monitoring and delivery of quality services within the limits of the budget under the supervision of the Executive Director. RESPONSIBILITIES: 1. Works with the Executive Director to develop and initiate the program plan and respond to community needs and client needs as they change. 2. Responsible for coordination and integration with other EHCH programs. 3. Responsible for ongoing maintenance of client files, data collection computerized data entry and statistics, and making reports to funding agencies. 4. Initiates document and maintain ongoing relationships with community organizations and other needed services for clients and staff. 5. Develop, initiate and maintain a case management base for client services, which will include ongoing training for direct service staff under the supervision of the Executive Director. 6. Fosters staff advocacy of clients. 7. Develop, initiate and implement with the Executive Director means and methods of securing material and service needs for the program. 8. Identify, organize and provide needed ongoing training for staff. 9. Responsible for case managing four cases. 10. Responsible for supervision and ongoing evaluation of staff. 11. Follows guidelines of contract requirements to aid the target population. JOB DESCRIPTION PROGRAM DIRECTOR 12. Responsible for the implementation of a balanced budget under the supervision of the Executive Director. 13. As well as other duties as assigned by the Executive Director. QUALIFICATIONS: Graduation from an accredited college or university with a BA in Human or Health Care Services of a related field, or extensive experience in the field of human services. One year of experience in program devilment and implementation. Effective interpersonal and group skills. Comfortable and interested in working with the target population. Knowledge of service providers and geographic areas. Minimum of 1 -3 years supervisory experience. Up -to -date TB test and valid Hawaii Drivers License. DESIRABLE QUALITIES: 1. Self- motivator and able to motivate clients and staff in a positive way. 2. A positive attitude, common sense, and ability to communicate effectively and clearly; and to make decisions. 3. Commitment to program goats and policies. 4. Willingness to learn new skills. 5. Ability to work with people and take on- responsibilities. Revised 04/06/98 ra 2 SUPERVISOR: Program Director SALARY: $22,000 - $28,000 • • CASE MANAGER JOB DESCRIPTION The Case Managers goal is to work with the client to try to determine each clients underlying cause of homelessness or whether the client will be chronically homeless and refer them to the appropriate agency and to assist the client in obtaining self - sufficiency. The Case Manager's responsibility is to assess, develop, implement and monitor a comprehensive Individual Service Plan (ISP) for each homeless family and/or individual of EHCH, with the primary goal of obtaining permanent housing for clients. The approximate annual caseload for 1 FTE will be 63 families. MAJOR DUTIES: 1. Screen applicants for transitional housing. 2. Develop and coordinate a mutual Individualized Service Plan between each family /individual/child and EHCH with dates, goals are to be accomplished with the client's and EHCH's signature indicating mutual agreement of the dated plan. a. assessment of strength/areas for development b. specific objectives related to achieving permanent housing. c. maintains daily contact with shelter families and weekly contact with transitional housing families to monitor progress d. maintain documentation on EHCH services provided in the client's file and all other information obtained by the Case Manager from other service providers. e. completes exit interview noting the evaluation tool for the Executive Director and narrative summary within one week exit, 3. Identify services and provide linkages to help clients obtain services specified in ISP. 4. Provide client advocacy to assure that services and resources are accessible. 5. Meet with clients as needed. 6. Non - voluntary and voluntary eviction of clients from shelter as directed. 7. Develop comprehensive curriculums for Life Skill Classes and Parenting Classes The first case management meeting with the client will be within three days after intake into the shelter. CASE MANAGER JOB DESCRIPTION PAGE 2 • • Each case management meeting with the client is a minimum of once a week at the shelter for shelter clients and in the transitional home with transitional clients and will include, but is not limited to: a. New weekly goals. b. Recent accomplishments c. Budget, including recent updates, savings monitoring d. New referrals to networking agencies and VISTA's e. Medical referrals and verification of medical appointments completed. f. Parenting needs. -- g. Food bank and clothing bank usage review h. Classes attended and where i. Violations written for absence of life skills class, residents meeting, parenting class, house inspection, etc. j. Case manager does verification for all entitlement programs such as DHS, SSI, VET Center, ATV, Court, CPS, County Housing, Hawaii Housing Authority, etc. CLASSES & MEETINGS WITH CLIENTS: 1. Conduct Parenting & Life Skills classes a minimum of once a week for shelter clients at the shelter. For transitional clients Parenting & Life Skills classes occurs in the home, rotating homes each week. 2. Residents' meeting happens once a week at the shelter for shelter clients and for transitional clients after Life Skills class in the transitional home that the class is held at. 3. Conduct evaluative monthly follow -up for six months after families/individuals exit from homeless services for either transitional or shelter residents. 4. Conduct other classes or group sessions with clients as requested. OTHER DUTIES: 1. Participate in staff meetings, pertinent workshops, and case conferences. 2. Keep accurate and complete client records and submit client statistics in a timely manner as requested. 3. Other duties as required. CASE MANAGER JOB DESCRIPTION PAGE3 • • MINIMUM QUALIFICATIONS: MSW or MBA or minimum of relevant experiences may be substituted at 18 months work experience in a related field per year of education, or have demonstrated skills in the field of homelessness. Must have the ability to work with low income groups, multi- cultural populations and recipients of all government entitlement programs. Must be computer literate. DESIRABLE QUALITIES: 1. A positive attitude, common sense, and ability to communicate effectively and clearly; and to make decisions. 2. Commitment to program goals and policies. 3. Willingness to learn new skills. 4. Ability to work with people and take on responsibilities. OTHER REQUIREMENTS: 1. Up -to -date TB test and physical examination. 2. Possess a valid Hawaii driver's license. 3. CPR & First Aide Certification 4. Driver's Abstract. Revised 1/15/98 AD Public Administration Multicultural Services Youth Programming Public Policy Assessment Steven D. Bader 76 Ala Muku St. Hilo, Hawaii 96720 808 - 935 -5876 808 - 889 -5586 Areas of Experience Employment History Fund Development Marketing & Public Relations Community Organization Media & Music Production 5/99- Present: Executive Director, Fast Hawaii Coalition for the Homeless (Hilo, Chief Executive Officer for non - profit agency that provides emergency and transitional housing services to the homeless. Responsible for organizational planning, fund development, personnel, fiscal management, and community relations. 12/98- 10/99: Development & Planning Officer, Hawaiian Chinese Museum (Honolulu, Hawaii) Organize museum's development efforts, write grants, foundation requests, and plan special events; Provide overall management consultation, fiscal policy development, and strategic planning. (Personal Services Contract) 8/96 - 10/98: Executive Director, Communities in Schools of Snohomish County (Everett, Washington) Lead administrator and fund development officer for a non - profit agency that connects disadvantaged youth and their families with community resources in school settings. Supervise staff, develop "need based" programs, provide public relations and community outreach, write grants and foundation requests, provide oversight for existing grants. Work with board of directors and corporate partners to increase and diversify the agency's funding base. 3/94 -4/95: Communications Manager, Governor's Council on School -to -Work Transition (Olympia, Washington) Manage the communications efforts of a governor appointed task force responsible for creating policy that integrates the state's education reform, workforce readiness, and economic development endeavors. Serve as marketing and public information officer to the council. Work with local radio, television, and print media to develop marketing plans. Work with corporate community to leverage resources to fund those plans. 9/90 -3/94: Dean, Multicultural Services and Student Development Everett Community College (Everett, Washington) Provide leadership and direction for a division of student services encompassing Multicultural Services, Women's Programs, Counseling, Career Center, Student Support Services, Tutoring Center, Steven D. Bader Page Two • • Disabled Student Services, Equity Programs, and Human Relations. Duties included supervising, hiring, training, and evaluating staff and faculty; budget development and oversight, grant administration, community relations, special events coordination, and student advising. Also served as college grievance officer.' 11/89 -8/90: Director, Multicultural Services Everett Community College (Everett, Washington) Serve as lead administrator, and budget manager for a comprehensive cultural and educational program that provides assistance and support to ethnic students, their families, and their communities. Services included advising, counseling, cultural programming, recruitment, mentoring, leadership development, and community outreach. Also responsible for hiring, training, supervising, and evaluating staff. 1981 -1989: Various Positions, The Evergreen State College (Olympia, Washington) Employment included Director of Student Support Services (Budget Management, Grant Administration, Staff Supervision), Student Development Specialist (Counseling, Case Management, Academic Advising), Co- coordinator of Third World Coalition, (Program Development, Student Advising, Student Activities). 1979 -1980: Public Information Specialist USDA Forest Service (Olympia Washington) Responsible for writing press releases, coordinating public relations presentations, and audio- visual production. Other Related Experience 1991 - Present: Leadership and Management Contractor /Consultant (Washington/Hawaii) Provide consultation, training, and management services to educational organizations, and non - profit human services agencies in the areas of community outreach, organizational planning, personnel, fiscal oversight, workforce diversity, and fund development. 1978 - Present: Independent Video and Audio Producer /Contractor (Arizona, Hawaii Florida, Montana, Nevada, Oregon Washington) Provide video and audio production, consultation, and coordination for documentaries, public service announcements, recording projects, concerts, festivals, night clubs, theatrical performances. Education Bachelor of Arts & Sciences Communications /Education Evergreen State College Graduate Study in Social Sciences, Business, and Education, (32 Semester Hours) Pacific Lutheran University • Steven D. Bader Page Three Commissioner, Washington State Commission on Asian and Pacific American Affairs Board of Directors, Senior Services of Snohomish County Board of Directors, Family Counseling Services/Northwest Alternatives Board of Directors, Compass Mental Health Board of Directors, Refugee & Immigrant Forum Board of Directors, Asian Pacific Aids Council Founding Member, Asian Pacific Islander Coalition Chair, Tulalip Tribes Education Center Advisory Committee Member, Filipino American Association of North Puget Sound Member, Hale Halawai Cultural Center Member, Northwest Hawaii Ohana Honors Outstanding Young Men of America 1984 Staff' of the Year, First People's Advising, The Evergreen State College 1988 Outstanding Service Award, State Multicultural Directors Association 1990 Gentleman of the Year, Everett Community College Women's Programs 1991 Community Service Award, Snohomish County Diversity Coalition 1992 Special Recognition, Central American Scholars Program 1993 Honored Leader, 4 Annual Hebolb Pow Wow 1994 Asian Pacific Heritage Luncheon Keynote Speaker, Fort Lewis 1997 "Tech Prep: Putting Education to Work" KING -TV, Script Consultant 1994 "Choices and Changes" PSA Series KNBQ -TV, Technical Consultant 1995 "Hawaii Loa: Proud Voyage Home" PBS, Music Producer 1996 "The Molokai Experience" Hawaii Public Television, Creative Consultant 1997 Personal: Born and raised in Hawaii. Married with Two Children Hobbies. Playing Music, Travel Steven D. Bader Community Affiliations Recent Media Productions References: Mainland: Gene Liddell President, Liddell Associates 360 - 491 - 7875/206- 292 -4881 Relationship: Governor's Cabinet Member and Supervisor, School -to -Work Council. Joan Tucker Director, Northwest Center for Equity and Diversity 425- 640 -1085 Relationship: Worked in my division at Everett CC, and received contractual services from me. Van Dinh Kuno Executive Director, Refugee And Immigrant Forum 425- 388 -9312 Relationship: Served on agency's board and worked together in the community. Bob Drewel Snohomish County Executive 425- 388 -3879 Relationship Former President of Everett CC, and board member, Communities in Schools. Floreda Fuller President, M2 Publishing 619- 275 -0110 Relationship: Worked with nee as an employee of Everett CC, and Communities in Schools More References Available Upon Request. Hawaii: Yolanda Kerr Executive Director, Hawaiian Chinese Museum 808 -531 -7887 Supervisor at museum, did community work together in Washington. Karl Kawahara Retired Educator 808 - 959 -8861 Relationship: Former teacher and longtime associate. Brother Noland Conjugacion Creative Native Inc. 808 - 944 -0586 Relationship: Provided artist management services, and collaborated on various media projects. • • Judy Marie Segobia HCR 13069 Keaau, Hawaii 96749 808 - 982 -5914 PROFESSIONAL OBJECTIVE To utilize my education and extensive experience in the field of Human Services. SKILLS SUMMARY Computer Literate (Microsoft Works, Microsoft Word, Excel, Quickbooks Pro,Data Base, Word Perfect, MAS 90), Data Base Development and Maintenance, Statistical Reporting, Grant Proposal Writing, Budget Implementation (including Accounts Payable /Receivable & Payroll), Coordination and Implementation of Community Resources, Case Management, Case Supervision, New Staff Training and Orientation, Mediation Skills, Substance Abuse Recognition Training, Parent Education Facilitator, Group Facilitator, Crisis Intervention, Client Advocacy, Communication Skills, CPR, First Aid, 3 years Supervisory Experience. RELATED WORK EXPERIENCE *1997 -2000 East Hawaii Coalition for the Homeless Program Director- Responsible for Assisting E.D. with Grant Proposal Writing, Coordination & Implementation of Staff & Client Classes & Training's, Case Management, Assess Families for Transitional Housing, Make Recommendations to The Executive Director, Develop, Initiate and Implement with the Executive Director Means and Methods of Securing Material and Service Needs, Coordination and Implementation of New Programs, Meeting Community Needs as Well as Client Needs as they change, Foster Staff Advocacy of Clients, Responsible for Maintaining Budget in Program Area. *1995 -1997 East Hawaii Coalition for the Homeless Case Aide - Responsible for the documentation, collection, maintenance, and reporting of client statistics and client data base in accordance to contractual obligations, Inventory & Purchasing of shelter supplies, assisting E.D. with Grant Proposal Writing, Coordination & Implementation of Staff & Client Classes & Training's, Case Management *1993 -1995 East Hawaii Coalition for the Homeless Shelter Aide - Responsible for Site & Client Security, Direct Client Services, Statistical Record Keeping, Daily Documentation, Site Maintenance, Crisis Intervention, COMMUNITY VOLUNTEER WORK EAST HAWAII COALITION FOR THE HOMELESS - Volunteer Duties UPWARD BOUND - Fundraising PAHOA GIRL'S SOFTBALL TEAM - Fundraising ROSE HOUSE RECOVERY HOME FOR WOMEN- President Board of Directors CARE A VAN- Advisory Board SEXUAL ASSAULT SUPPORT - Advisory Committee Page 2 Judy resume • • EDUCATION Hilo High Adult School - G.E.D. Hawaii Community College - Human Services Course YWCA Mediation Center - Mediation Training T.I.F.F.E. - Nurturing Program Facilitator Training Work shops - Dual Diagnosis, Addictions, Ethics in the workplace Crystal Methamphetamine ( The Price Of Ice), Dealing with violent behavior REFERENCES Cathie Hawkins, Care A Van, Hilo, Hawaii - 935 -5030 Ms. Sandy Uemura, Public Health Nurse, Pahoa, Hawaii - 982 -5478 Phyllis Stine, Rose House, Executive Director, Keaau, Hawaii - 966 -5000 • PERSONAL DATA: Permanent Address 691 Ainako Ave. Hilo, Hawaii 96720 Phone: 808 / 935 -1966 EDUCATION: B.A. • • RESUME ROXIE ALOHA TUBBS UNIVERSITY OF HAWAII - -HILO Hilo, Hawaii 96720 Bachelor of Arts Degree Graduated: May 1997, Political Science CAREER HISTORY: 1997 - present East Hawaii Coalition for the Hornless (EHCH) 115 Kapiolani St. Hilo, Hawaii 96720 Case Manager Worked extensively with a variety of individnals and issues: mentally ill, substance abuse, sexual/domestic assaults and violence and etc. Assessment and referrals are part of the case management responsibilities. Facilitator with various workshops such as: Life Skills; Parenting, Resident, and Support Groups. I also work closely with our transitional clients in budgeting, goals, service plans, and the coordinator of activities appropriate for enlightenment and growth. • 1997 - present Young Women's Christian Association (YWCA) 141 Haili Street Hilo, Hawaii 96720 Sexual Assault Support Service (SASS) Care -Team Member Gained knowledge in the area of sexual abuse of children and adults. Demonstrated proficiency in counseling clients with respect to the personal issues of sexual abuse. Worked closely with the forensic nurse as an aid and assistant. Participated in a number of debriefing sessions with co- workers in response to the nature of the profession. 1984 -1997 Provided a detailed screening process to facilitate the employment and discharge of personnel. Responsible for all marketing, budgeting, and financial operations within the business. Assisted with inventory checks, maintaining weekly payrolls, and planning future job estimates. 1981 -1984 Staff supervisor, coordinator, and physical fitness consultant. Operated and - - managed Physiques Family Fitness Center. Facilitated workshops for the Hilo Police Department, High School Sport Teams, Physically Challenged Youth, and Students from the Hilo Alternative SchooL Topics covered in these workshops included nutrition, . physical fitness, communication skills, self - discipline, and goal setting strategies. 1982 -1983 Assisted the Pharmacist in clerical duties and served as the communication link between Doctors, Insurance Companies, and Patients. COMMUNITY INVOLVEMENT: • • Aloha State I:leciric 691 Ainako Ave. Hilo, 111 96720 13usincss Maniigcr/Stali Coordinator Physiques Family Fitness Center, Inc. 29 Shipman Street Hilo, Hawaii 96720 Staff Supervisor /Coordinator Kawailani Day Care Pharmacy 944 West Kawailani Hilo, Hawaii 96720 Medical Billing Clerk HAWAII STAKE LITERACY COORDINATOR/EDUCATOR: 1996 - present. Coordinator of the Stake Literacy Program in the Hilo District. A program sponsored by the Church of Jesus Christ of Latter Day Saints. Focus on building reading and writing skills. YMCA, MEDIATOR: 1993 -1993 Trained volunteer Mediator with the Ku'ikahi YMCA Mediation Center in Hilo. LILIUOKAI.,A\I CHILDREN'S CENTER (LCC): 1993 -94. De\eioped and co- sponsored with LCC a special program based on physical fi ness. nutrition.. and positive mental attitude (through Physiques Family Fitness Center). • I his special program was designed w enhance sell - control. and promote self- confidence among Hawaiian teens identified as 'problem children' by a LCC counselor Cl I[JltCl1 CALLINGS: 9979- present. Very active in the local congregation of the Church of Jesus Christ of Lauer Day Saints. Worked with, and taught adult to preschool age groups. Most recently. working with teen -aged youth as an advisor and counselor and currently on the board in the Relief Society Women's Organization, as Education Leader (first counselor in the presidency). GIRLS AND BOYS CLUB OF AMERICA: 1985 Advisor - Supporter of the Girls and Boys Club, involved with various on -going fund raising efforts and programs. Most notably, the annual fund raising auction. LEHUA JAYCEES: 1981 Served in various leadership capacities on numerous community service projects. Boys and Girls Club of America YWCA Hawaii Stake Literacy Program E.B. DeSilva PTA REFERENCES: Dr. Gary Dean Best 471 Hilinai Street Hilo, Hawaii 96720 (808) 935-9832 Aley K. Auna 135 Waenakonu St. Hilo, Hawaii 96720 (808) 969 -7771 C. Kimo Alameda 561 Alawaena Rd. Hilo, Hawaii 96720 (808) 959-7644 _.,. .... pr ._*::�; :i<°• . - l! _ . . .F,�'^ ,:� OSITION;TITLE . ': 1?•'�..:�'t :,:; >:... t:"�i ; � °•w"�.G�:::`%�... "Y�..,��:�?r °c?� s;a: ;.'PRENGiWISCAL'C YEAR`!; ,. s ECDI y _ . �, ��':. ���' f ' �.��ws,.x.A ".`:<t.;; amp- �� ,_� r?�:i� ,"�''�„°'",h�'::fi '. :; ,a u. :":,,' FISCAL`YEAR •2000 -01 ..: . . .. .... Item # :< ' , ; . ;y : Employee,;fi µx : !' _' ' `. ^;'rs Fir st rxti-. " ` ° :Lasf:Name; )= K a,•�c.g�- :;=tnF. � >x:u°' :. Status' and .,Salary,:;' Total Agency Budget g y g FY 99 00 99-00 Total Program Budget g g FY 99 -00 Total o al Agency Budget FY 2000 -01 Total Program Budget FY 2000 -01 `R+ . : Grant Request Only<", ` ^` ' " &t&d i au P; j ,• -. ro ected : "'Ezpendtnres 1. Title: Executive Director .;an P.. '. F/T P/T F/T P/T Name: Steven Bader "; 41.700.00 2,080.00 44,000.00 2,200.00 Title: Program Director ik � �P. F/T P/T F/T pa • Name: Judy Segobia i$ 30,800.00 1,113.60 32,800.00 1,640.00 Title: Case Manager 1s P ;; F/T NT F/T Pa Name: Roxie Tubbs $ 25,500.00 12,750.00 31,000.00 15,500.00 Title: Case Manager „?jPr F/T F/T pa Name: Jennifer Garrett vl $: c 20,000.00 -0- 24,000.00 9,500.00 Title: Shelter Aide r`Pe) ,, F/T F/T Name: Carl Nakayama r'F$ w 17,000.00 -0 18,000.00 -0- Title: Shelter Aide Pi, L F/T F/T Name: Bruce Williams ; ,.$'; :' 15,000.00 16,000.00 0- Title: Shelter Aide K :P Pa Name: Regina Miller 4 *;,,$:a. 8,840.00 -0- 8,840.00 -0- x _.TOTALI . P, „t;: 7 3 7 3 '' ast f rito S GARIEg _ t9PCinflectgdym Ta61e 4) $ a.t: 158,840.00 13,863.60 174,640.00 28,840.00 AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME KIHEIPUA TRANSITIONAL PROGRAM BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES 1. All a . min strative and Direct Program Salaries must be included. (Please exclude non - program positions) 2. a) P= Indicate if whether employee is - F/T=Full Time Employed (30 -40 hours per week) P/1' =Part -Time Employed (20 or less hours per week) b) Salaries vY ..,r....: J. .' ..N[ ` ta.; .L'p�cr . . . . ,. N : . . : In: �. Y i.:; ":'�:��.�7;�:di5�r` POSITION T ITLE' ° `` �v[R C� ) .i`°#'ry?W, ° 1 a'y,N tR. x _ ._ l �fr "'�' -: . ', v.: :... . ."T'.). 'h .r. -q ', }I :i+Y : ; "PREC'EDING, FISC A li , Y IL >' ,', r �. I '� P ° t'"t. � =d:,.� �3, r:�: =:::�f .; ; an,:' y���'v�' ,+'�' ".,'" - :`ta =: ;''.' FISCAL-YEAR `200 01''c, Item # ; '.+}9rs...�,:,..�;;a.x5i , Ik.- . 1nployee( ;.- :x, �:r ast Name .First)• w ,';> •tn??4,4 ,:a,c0E<d Total Agency Budget FY 99 -00 Total Program Budget FY 99 -00 Total Agency Budget FY 2000 -01 Total Program Budget FY 2000 -01 1, ` ',` '"':.:4 .:.,: ..-`n*w, Grant Request On1) ' { }? `:Ei je t e ` Y' a='= ��' "_ -; Expenditures, °:;,: 1. Title: Shelter Aide ?'P. P/C P/T Name: Richard Kascur r!$ ` ' 7,500.00 7,500.00 Title: Shelter Aide : -P ' "': P/T P/T Name: Malisa Lee r $ 1 7,500.00 7,500,00 . Title: Shelter Aide R ;rsP:" P/T P/T Name: Stacy Pacheco $ =ra 7,500.00 7,500.00 Title: Case Aide F/T F/T Name: Laurie Pelekane y =`' �J;�$ v , 17,000.00 19,000.00 Title: Aide '>' P/T P/I' Name: Sandra Moses a "`*$; 5,250.00 10,500.00 Title: Case Manager sP:y P/T Name: New ;. ^;: 14,000.00 Title: Shelter Aide I P/T • Name: New "'$'''' 7,500.00 TOTAL.EOONCOUNTr -s tr.r , a .va•,'. +x .. nsvYa a SITIi`.t,i.ivvv: - .��.E. 5. 9'..,e %� a{ P, -; :. n.tK!:.�:..:' •� 12 14 T L 41A, Ssr ti . t AT (tote reflected' $ i 203,590.00 13,863,60 248,'140,00 28x840.00 AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME KIHEIPUA TRANSITIONAL PROGRAM BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES INSTRUCTIONS: 1. All admin'strative and Direct Program Salaries must be included. (Please exclude non - program positions) 2. a) P= Indicate if whether employee is - F/f =Full Time Employed (30 -40 hours per week) P/T =Part -Time Employed (20 or less hours per week) b) Salaries <: z:::''.'4 "i';;DESCRIPTIGW6':1-;;;;;J''4,c;i:` - . - :::, •;.D-.' , '...'iizr.'-:---:: ., .[Ick: - '' , ,: '."'''.1. - ' '';'777.`;i;PRE'eEPINgfiEWCONEARITit:T.V1P/7 ::'...:!itifir :T. '. --.±:.::::. ... ' ....":.;1 ,2 : r- ' — 7,.:747 ' ,i.rinx, ' i';',,::::: ,.. or , ... --2/:.„::..;:n::.....; - -,-..k , -:. ,,,./..= ' . . '.,.-.c.., • Item :47ill'A .. 7 4 i Efinitciy,ee.BOletts/PAyroll '1..4-07..:-V_Rj.;nP> a ; : : :,- ,, ...- .1. -:,,;Th .;- : Total Agency Budget FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 - • 'IP -GF ante:sues: - :TR"; Pyojec fed t.:rExperiditui.es: 2. EMPLOYEE BENEFITS (TOTAL) s„ .1'444.W.P.:,:,2.-"E. 21,980.00 i' - ^ '. ,,,,, 1,846.80 ti4"..'t4 et. 23,100.00 ::- .,i,4•2.21 1,920.00 Health Insurance 17,11248 :lag,: \...:..?tc. 1,846.80 it.722j tj , "c 17,112.48 "‘ -''-' / 1,92000 t 2,----,re- Dental Insurance V,41 .. ' # . 1 1 . 4 4 .t ., iit.S T , ; , f -: ; '6 iCktli.7 . . • . .. . . f‘a. i ' * Other Benefits (Specify) Holiday 4,86732 r t• I'''' 'T ''',,rg, 5,987.52 ', -:. I 3. PAYROLL TAXES (TOTAL) 27 ';- 34,200.00 4 ,,,i.. .i. . ..,-. v 2,011.70 rii .. ..n 39,727 .00 i„ tit4 . ;•if , "<'.*:`, c:444: 7 ::: ,-0 ';'-r;ts... 4,945.00 FICA % 1 , . ie:?.."-stXv;;;;,-;, -. ..rx... - 7F - .9..ri... - ' Filts., C.:1?.,.,, - ..?';;T::: t. f.3 .4 ::".:"/ 2 : - ;:f-i:'grr",...0;::::<:;? j: SUI (Unemployment Ins.) Workers' Compensation 4/ irsi ; ,, , ,, , ,- 3 • l.-i-ra ve . . -E ,,,„ "r "vt tn 1, < I LK; :1'ti7'. t: r; 'a■Tk'-'''''''. TDI (Disability) 0049% : i f , cat g...,t,t. T:.>:e.;"ntek -t r;•:"::: -rtS , . . , .f.:102p;3•417.3 : "". .. 56,180.00 3,858.50 62,827.00 1,920.00 4,945.00 AGENCY/ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME: KIHEIPUA TRANSITIONAL PROGRAM TABLE 2 EMPLOYEE BENEFITS/PAYROLL TAXES * = MUST itemize as attachment(s). Applicab e_only to the "Grant Request Only Projected Expenditures" column. • DESCRIPTION . -. ,. .n " "•' ';7 .. .',', •_. ':: �: ... er° =:P- RECEDIN -YEAR • ," ,_ + ..e l .r 'd 4i Y. .wV. -fT ..� .. ...- y..r - , °� ."paC,. . ..- y, as¢::�. .. „.5 -. ;; (J't'.`. h9 '', .Y R n.i^2 0 • + : :�:WA!:�Y;.* ':q'. Y -... �-r-iJ i� ,, a, .,,+:`q. . - i,i ik ,-a. ..:. n_L- .::�ii�.�'..: ,:, •. .. Item # Expenses T otal A et c B adge[ g )' FY 99 - 00 Total Program Budget g S FY 99 - 00 Total Agency Budget g Y g FY 2000 - 01 Total Program am g' Budget FY 2000 - 01 , Grant Request ;Only.• 'i :S , .. ' ' = Rrojec ed : - : ,'E± enditt I. PROFESSIONAL FEE'S (TOTAL) 15,700.00 ” 19,700.00 Legal 5,600.00 F;' ::; . ,a'$ + 8,600.00 Accounting / Bookkeeping Audit Fees 7,700.00 a!,' 8,700.00 := * Administrative Fees % ' i'�Siv(�(�tj': "T *' �^."y5�: i' A: `I .. , �1�� _'., ': ":� „i .,- * Other '.400.00 � ° :' � �' :. ,.b e 240000 ,. ,7..,. 2. SUPPLIES (TOTAL) '' =` ;f =: <x 10,625.00 ” s 1,000.00 .- s 14,625.00 ': -r2- 1,500.00 tc. fice Office 2.625.00 'L;y�'�', > "r:X" ;��,',� 3,625.00 Program g 8,000.00<r:'::::,,.., > e.''� "+YS`:{ 1,000.00 �'.;": Y•}6 t ' �'. "h',ati.. 3 j ' 'S 11,000.00 y :,,r. • { ',�.�„"': .Jr'Y. .• 1,500.00 - �`�•...`::, � :A+t R:'e_�v. .. F'i ;; Consumable sr, tiwg. y 7 ,:. =. ::•o : i.'i.;; *. ; 3. TELEPHONE 5,000.00 =' j' +' 7,500.00 4- POSTAGE & FREIGHT ' ': 1,200.00 s. 1200.00 5. OCCUPANCY (TOTAL) ?- 90,000.00 ,i'. °' 60,000.00 'T`` i` ?' 110,300.00 77,300.00 1v t.r' N Rent 54,000.00 :: *fi; },rw,'+ 47,600.00 ".s, 70,800.00 " tih *. 61,200.00 Utilities 33,000.00 ; " 11,400.00 v ¢!`;"'p? 35,000.00 '' °n4'r,. 8,700.00 '. .: -' 3,500.00 Janitorial_„ ; rt3 <.L, y . -'.: * Repairs and Maintenance 3 ,000.00 " :'" `' i' . • ,„ 1,000.00 q 3`` ., ` 4,500.00 °1 gtti 2,000.00 6. EQUIPMENT (TOTAL) r °` : 8,840.00 r( {ti';: '.;; ;€i 10,840.00 _ ,.. * Purchase 2,000.00 �,� -, �i �r ;dn. ,�,... .a � < ±;� 4,000.00 +w . ^':F .r- -�. r. "��:.•: t?�rk,S�' =. S:_ + r 'Y�j * Rental 6,840.00 "': l 6,840.00 * Repairs and Maintenance " � AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME: KIHEIPUA TRANSITIONAL PROGRAM TABLE 3 DETAILS OF OTHER CURRENT EXPENSES * = MUST itemize as attachment(s). Applicable only to the "Grant Request Only Projected Expenditure" column. .. .� C RI P IO .TN: >�.y. ;DES," ry - AC'3. ��. { -. a ills ... � '} •i r: - - » '•:r'j-_`.rz'; .s: ;YC . t� .tT�£;xPRECEDING'F,ISCAL�� , air. "a YEAR .'�' -& �;-�. a �.. r .r.av ' ; : neDL . i: R 0 ..'•4' ::x 'Y '; :- � .+�: � ... •r "�.: f •: " > g 'gat• .Tyti a C` KFy: v;;t�i n'"s1 i \ii :[ ° :... -.a Hs �F ISC�AI�YEA' R •200001.,.1 - .� ._..,.; > s em ' ' . =: r, ':r.'i Expenses .. ,, :'rt.. `, i4,c••,; •. Let.. ":' 7. •: l: ,: =:.:.. Total Agency Budget 99-00 Total Program Budget FY 99 -00 Total Agency Budget FY 2000 -01 Total Program Budget FY 2000 -01 '. .• >F'a'. ;. E +;.:�,t, �,. e•Yr:> ?.,Grant Requ st Only,;:; ,, Procted Ezpendji�res :_ .... . 7. INSURANCE (TOTAL) ( ) .;,...a�i- 's7c"); �7 :ri � 17,8 00.00 �.it . �=�`a.. 1,544.58 ,,",'' `'�h•r ?q'zti= '`'•'"? 20, 300 .00 "' °?; yis}'.•- `-j'I 2 , 227.00 General Liability 11,00000 '-+; S;L�.; 463.00 ; , k : 13,000.00 ��''�tq �:'.�. ;' 1,073.42 - Fire 2800.00 >,,aw`':t =ry.`8 -. -`_ -^ ,..,,».'75''b.• ., 740.58 i x -,, k•' ., 1 ;M » 3,00000 . �.r'y�t :.,.,,, _ c�;� .;"_'a'x�'4, tii 718.58 ..;: , : -p.. °�, Auto 1,600 .00 ;?�`hs�- 't, =. 79,00 ' t�:<� uir� 1,800.00'r 145.00 fi t' NDOA (Board Insurance ) 2,400 00 00 • :2,: � ......r— . -. 26/00 262.00 iakf'� yy,. g'' ` � arL�\LI;:S 2500.00 i:�r2 ,�S({.;:z `:; ' � - 'J1v. , ::G " 2900 O Jr,- •`•u;7: ;:gar },.. > ".': 8 PR PRINTING !I a . q . r -te a{ ;P,. . ", ' ' r ' tyv „ar .'.^ :.1 4 ;.. a - .5t,: ..t a•r•;: S' J ",`- - S WS ' _>n ( §2f� � 1,000.00 r3�;r �:zwn'; a+ _ ,: y:: '�;.� 9 PUBLICATION & SUBSCRIPTIONS ,:ax ¢µ; 280,00 z ;;t:;T4� St'•V• ";.r*r¢:;a 280.00 a ' "):- o'g,S '•`'° silo 0. TRAVEL (TOTAL) ::..r r. "# i' �' srs'� 500.00 x :�.',3 a {.3 tx ;+k$a'. �-f , 4f• i7 ":-aa.. .v -... ?�'�r':S: 750.00 Air Fare 40000 5 "S,. ,v,yR •erg .,r., �'>,' '�:i` 600.00 ..'��� ", r:: ":�ia)...t ,;: ��; �• +, Per Diem 100.00 ,� ,... ... ?' "ai.' g + j�.. i':1r;:i�`� ISO.00 -Ya �%�a Auto Rental r I. AUTO MILEAGE REIMBURSEMENT '�.,•;, �.: m vyt j ...,.• pe'. ;:`v .•.'... R' 'r ?Fq�:.. J� °.F +. .. e w- :v::' -.o ., 2. AUTO GASOLINE PURCHASES • ° ' 'd4 ;4 ' 3 MEMBERSHIP DUES I. y it!te' "i. 14 STAFF TRAINING G ; iY , kq.i yp 20000 �s � r! i �'�"'R>v 500.00 r? z;.. ; <` ""� .;» v:, ^'. `:",F 15. OTHER .' " s,t- ;'r'?�'~ a : t t, 1 :;�'kS , y� , ." .•�.,•P -:. .= £ =!�� -`�: (,rime Insurance • "• 'ri ` " `�:" 200.00" :,; u:' }.w; :.. `s ^ :.n :.: rti,1F!.T^ ` :.. , ..:va.= 200.00 •. ',...A.: $:'j' :;.'�. "` �Kve ., .... r a a• w,: . X y i° 4x y' r ! r't:. h: ` • P s sky Srtr''r Ti 2�' s: '451 { •ll � �7 �Y•`l#`4 „t „±'k.. -' "A'.:'S.i.' jV J I: Iy' T ) ~L4 "_.,,+ -tits: �.i G}— 'yr,sr•,r �j , +� :°r'.' .�� :�ii'#c } s j .� —'I A. �, _ f"] ..,... 2 )TAL'(to berelectedlin,T(ible 5);' ';`: "j, 150245,00 62544,58 187,195.00 81,027,00 3,500,00 AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME: KIHEIPUA TRANSITIONAL PROGRAM TABLE 3 (Continued) DETAILS OF OTHER CURRENT EXPENSES (OPERATING COSTS) = MUST Itemize as attachment(s). Applicable only to the "Grant Request O nly Projected Expenditure'! column. raw. , m..;.,.c —.. .... .. ^-... .�.:.. ,w "w., ,v ".nn -_ t,.. �S�,L�' .L . r .., .. , .�- ...,i:..n... • .,.. o, P ostt(ons ... - :. , . , .�. r, ., � +h i, •.'a: ^ �'�i%g�: i ".I, ^ d; `.;2:.pzue:; ' `p ^!:r";v':f•;;?"rrr s. c... r. <'- •,: ». , i T F,x he ^InyYv K'9 ...,..�... :., �§YG :'r:� R. ...:. ...... ..p RECEDING`FJ ,YEAR: = : �!' SEAL ': 2 { . :y F.3S'tYE 1 ' : ,a :;•.a..., . CAL ,. , , h• :' ,.. AR- OOO 9. .. �.a,�'<... . Total Agency Budget 8 Y B FY 99 -00 Total Program Budget g g FY 99 -00 Total Agency Budget B Y g FY 2000 -01 Total Program Budget g B FY 2000 -01 � Gi•ant'Re uest °m:�," i k s+ri,�sr� :: 3± '.Qny�).,5��. (Table I) TOTAL POSITION COUNT (P) 263,270.00 12 311,127.00 3 14 3 203,590.00 (Table 1) TOTAL SALARIES ($) 248,140.00 203,590.00 13,863.60 T TAEBUDGE .' :,: �'i; % -;w 248,140.00 28,840.00 30,883.00 'Table 2) EMPLOYEE BENEFITS/PAYROLL TAXES 3,500.00 56,180.00 6,736.33 62,827.00 5,033.60 4,945.00 ; , -1 TO COSTS 263,270.00 18,433.60 311,127.00 18,433.60 35,828.00 . ^� '-.;�`r: 40D'es_. v:F3 * cee..Y.';fi s71. -' . '.� TO.4L,tIPMLI.ERtOFgP. OSITIONS ° , f;5 12 3 14 3 fiS. ��. �a ;�x��_'�ILS>y4''P:'s-�'= ' &'�:r Y.Y�:S'•'f ::.fi f' . s rs :. ',Gy�yt:.`,,... RECEDiNGFSGALYHAR> :=I. r.` .. r .-,, .. I . ,..,.r... :.,.,. .... ,.. ..<, 1, . ?::•.S Y, ' `. 7; .,,..Y i. .YEAR 2000,0 ;;: ,,. ..a,: ,.. { `:4: , ?;hs ... ..SSa ..::� Total Agency Budget FY 99 -00 Total Program Budget B B FY 99 -00 Total Agency Budget B Y B FY 2000 -01 Total Program Budget B B FY 2000 -01 . •Grant Reel ueStenlv..: � =:.5 't _ ., t..!...:'. ,:e �i.' ado-' ��`:' 'able 4) TOTAL PERSONNEL SERVICES 263,270.00 18,433.60 311,127.00 18,433 60 'able 3) TOTAL OF OTHER CURRENT EXPENSES 203,590.00 13,863.60 248,140.00 28,840.00 3,500.00 T TAEBUDGE .' :,: �'i; % -;w 466,959.00 32,396.20 561,266.00 49,272.60 3,500.00 AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME: KIHEIPUA TRANSITIONAL PROGRAM TABLE 4 SUMMARY OF PERSONNEL REQUIREMENTS Personnel Requirements: Salary ($) and Number of Positions (P) TABLE 5 SUMMARY OF EXPENSES rre Expenses • Revenue Sources . , ''PRECEDING FISCAL .YEAR 1999 -00r "'" ' '.. :: nflit:r \ii.ii:n9:.S li- i:K K. if 'v °`' b " F I S EA L YEAR-2000 -0'I` Total Agency Amount Total Program Amount Amount Requested Amount Projected County of Hawaii 35,813.00 2,388.00 3,500.00 : v n r $e 4 G y State of Hawaii 226,250.00 33,937.50 36,937.50 Federal Funds 4,000.00 Private Foundations United Way Funds 20,000.00 5,000.00 5,000.00 no T y5 Admissions mY.." ' li si 'Y;�: Donations 95,169.16 8,756.92,' 'fifes "r a;A;SS• - +fi + „yl ._ t'' ::c" r: ' i�' �`i� it ` ,4. 3. .z..�e� �i .�:., 14,750.00 Fundraising r 'X Pay Phone 1,200.00 Vending Machines 2,400.00 Service/Program Fees g 48,622.84 39,022.84 �_ " ` ' !X" �y �'�:;;', �':,: +n , 40,400.00 Third -party reimbursement(s) ; fr �: -i Tuition "';s;i:: ;fi<a;s Others (Please list) r gT ' .., riv . i .:.. [':. �i iILREVE . „ .. _ .`s t 429,455.00 89,105.26 45,437.50 55,150.00 AGENCY /ORGANIZATION: EAST HAWAII COALITION FOR THE HOMELESS PROJECT NAME: KIHEIPUA TRANSITIONAL PROGRAM 4 - Please list funding source on a separate sheet and indicate the amount requested. _ - Must correspond with Table 5. TABLE 6 Summary of Income 1/28/00 TO: County of Hawaii Department of Finance FR: Steven Bader S Executive Director A Hawaii Island United Way Agency �' 9 Cooperating In Business and Industry • • BCH East Hawaii Coalition for the Homeless Inc. RE: Audited Financial Statements for HSNPGRC Enclosed are the East Hawaii Coalition for the Homeless Audited Financial Statements For FY 1996-97 and FY 1997 -98. Our annual audit for FY 1998 -99 will be conducted by Taketa, Iwata, Hara, and Associates, LLP in March 2000. We were unable to schedule the audit prior to that time because we were waiting for our state audit to be completed. We will forward our annual audited statements as soon as they are completed. 115 Kapiolani Street Hilo, Hawaii 96720 Phone (808) 961-2559 Fax: (808) 935 -1720 Email: ehch ®interpac.net 0 • • EAST HAWAII COALITION FOR THE HOMELESS (A Tax Exempt, Not - For - Profit Corporation) FINANCIAL STATEMENTS For the Years Ended June 30, 1998 and 1997 With Independent Auditor's Report DOLAN, SILVA & ASSOCIATES, CPAs, INC. An Accountancy Corporation 16A Railroad Avenue 544 Ohohia Street, Suite 5 Hilo, Hawaii 96720 Honolulu, Hawaii 96819 • • East Hawaii Coalition for the Homeless Table of Contents Page Independent Auditor's Report 1 Statements of Financial Position 2 - 3 Statements of Activities 4 Statements of Functional Expenses 5 Statements of Cash Flows 6 Notes to Financial Statements 7 - 11' 4 To the Board of Directors of East Hawaii Coalition for the Homeless Hilo, Hawaii We have audited the accompanying statement of financial position of the East Hawaii Coalition for the Homeless (a nonprofit organization) as ofJune 30, 1998 and 1997, and the related statements of activities, functional expenses, and cash flows for the years then ended. These financial statements are the responsibility of the management of the East Hawaii Coalition for the Homeless. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the East Hawaii Coalition for the Homeless as ofJune 30, 1998 and 1997, and the changes in its net assets and its cash flows for the years then ended in conformity with generally accepted accounting principles. As discussed in Note 9 to the financial statements, an error resulting in an overstatement of previously reported receivable for the year ended June 30, 1997. Accordingly, the 1997 financial statements have been restated. aLS, cm- Dolan, Silva & Associates, CPAs, Inc. January 12, 1999 1 Independent Auditor's Report ASSETS CURRENT ASSETS Cash & Cash Equivalents 76,415 Receivables, See Note 2 54,059 Prepaid Expense 6,398 Deposits 500 Total Current Assets NON - CURRENT ASSETS Property & Equipment (cost), See Note 3 1,224,987 Less Accumulated Depreciated [178,863) Total Non - current Assets • 1,046,124 OTHER ASSETS Investment Property for Sale, See Note 4 0 TOTAL ASSETS 1,183,496 The accompanying notes form an integral part of these financial statements. EAST HAWAII COALITION FOR THE HOMELESS Statements of Financial Position As of June 30, 1998 and 1997 Temporarily Permanently Total Final Unrestricted Restricted Restricted 6/30/98 6/30/97 137,372 0 0 137,372 167,059 0 76,415 55,457 54,059 102,079 6,398 8,623 500 900 1,224,987 1,213,462 (178,863) (131,110) 0 1,046,124 1,082,352 29,900 0 0 1,183,496 1,279,311 LIABILITIES & FUND BALANCES CURRENT LIABILITIES Notes Payable - Current, See Note 5 0 0 44,034 Capital Lease Obligation - Current, See Note 7 3,980 3,980 3,627 Accounts Payable 3,969 3,969 5,072 Accrued Liabilities 17,604 17,604 22,251 Funds Held in Trust 1,151 1,151 1,151 TOTAL CURRENT LIABILITIES 26,704 0 0 26,704 76,135 NON - CURRENT LIABILITIES . Capital Lease Obligation, See Note 7 TOTAL NON - CURRENT LIABILITIES NET ASSETS Unrestricted Temporarily Restricted Permanently Restricted TOTAL NET ASSETS TOTAL LIABILITIES & NET ASSETS Temporarily Permanently Total Final Unrestricted Restricted Restricted 6/30/98 6/30/97 10,832 10,832 1,145,960 1,145,960 1,183,496 The accompanying notes form an integral part of these financial statements. 3 EAST HAWAII COALITION FOR THE HOMELESS Statements of Financial Position As of June 30, 1998 and 1997 0 0 0 0 10,832 14,508 0 10,832 14,508 1,145,960 1,188,668 0 0 0 0 0 0 1,145,960 1,188,668 0 1,183,496 1,279, 311 • • PUBLIC SUPPORT Grants and Contracts Donations In kind Contributions, See Note 8 TOTAL PUBLIC SUPPORT REVENUE Shelter Fees Transitional Fees TOTAL REVENUE OTHER REVENUES Vending Interest Other Loss on Sale of Investment Property Loss on Reduction in Value of Property for Sale, See Note 4 TOTAL OTHER REVENUES TOTAL UNRESTRICTED SUPPORT & REVENUES EXPENSES Program Services Support Services TOTAL EXPENSES Increase (Decrease) in Unrestricted Net Assets Beginning Net Assets Less Adjustment for a correction of an error in recording receivable, Note 9 NET ASSETS AT THE END OF YEAR The accompanying notes form an integral part of these financial statements. Temporarily Unrestricted Restricted 4 323,675 3 1,780 28,835 384,290 7,445 5,229 12,674 3,208 886 651 (11, 747) 0 (7,002) 389,962 387,714 44,956 0 0 0 432,670 0 (42,708) 0 1,188,668 0 0 0 1,145,960 0 East Hawaii Coalition for the Homeless Statements of Activities For the period ended June 30, 1998 and 1997 Permanently Total Final Restricted 6/30/98 6/30/97 323,675 31,780 28,835 0 384,290 7,445 5,229 0 12,674 3,208 886 651 (11,747) 0 (42,708) 0 1,188,668 0 0 417,547 6,241 17,528 441,316 3,169 605 0 0 0 (62,265) 0 (7,002) (58,491) 0 389,962 395,370 • 387,714 359,955 44,956 48,094 0 432,670 408,049 0 1,145,960 1,188,668 6,259 • 6,286 12,545 (12,679) 1,223,174 (21,827) EXPENSES Salaries and Wages 157,440 Depreciation 47,753 Payroll Taxes & Benefits 32,596 Insurance 33,900 In -kind Expenditures 28,835 Utilities 28,400 Contracted Services 12,750 Rent 10,591 Repairs and Maintenance 8,918 Direct Services 7,832 Other Expenses 5,233 Equipment Lease 4,253 Office Expenses 4,028 Interest Expense 3,081 Food -FEMA 1,388 Advertising 475 Property Taxes & Licenses 241 TOTAL EXPENSES The accompanying notes form an integral part of these financial statements. 5 East Hawaii Coalition for the Homeless Statements of Functional Expenses For the periods ended June 30, 1998 and 1997 Program Support Total Final Services Services 6/30/98 6/30/97 27,784 185,224 183,042 47,753 37,536 7,155 39,751 39,267 33,900 33,436 28,835 17,528 28,400 20,856 10,017 22,767 23,692 10,591 23,872 8,918 3,908 7,832 • 9,641 5,233 689 4,253 4,308 4,028 4,925 3,081 1,669 1,388 1,823 475 673 241 1,184 387,714 44,956 432,670 408,049 For the years ended June 30 Cash provided (used) by: • • East Hawaii Coalition for the Homeless Statements of Cash Flows 1998 1997 Operating Activities Increase (Decrease) in Unrestricted Net Assets (42,708) (14,646) Depreciation 47,753 26,793 5,045 12,147 Adjustments for Noncash Items: Receivables 69,847 119,295 Prepaid Expenses 2,225 849 Deposit 400 (900) Account Payables and Other Liabilities (5,751) (124,903) 71,766 6,488 Investing Activities Purchase of Capital Property (3,525) (82,250) Proceeds from Sale of Investment Property 75 0 (3,450) (82,250) Financing Activities Proceeds from Capital lease Obligation 0 18,135 Proceeds from Bank Loan 0 44,034 Payments on Bank Loan (44 , 034) 0 Payments on Capital Lease Obligation (3,324) (2,033) (47,358) 60,136 Increase (Decrease) in Cash 20,958 (15,626) Cash, beginning of the year 55,457 71,083 Cash, end of the year 76,415 55,457 The accompanying notes from an integral part of these financial statements. 6 $ V June 30, 1998 & 1997 • • Summary of Significant Accounting Policies 7 East Hawaii Coalition for the Homeless Notes to Financial Statements General - The East Hawaii Coalition for the Homeless (EHCH) was incorporated on December 14, 1987, under the laws of the State of Hawaii. EHCH is a nonprofit organization operating in Hilo, Hawaii, whose purpose is to assist in the maintenance and support of homeless persons through the provision of shelter, care, food, and other necessities to such persons. EHCH receives substantially all of their funding through federal and state grants and contributions from the public. Basis of accounting - The financial statements are prepared on the accrual basis of accounting and in accordance with generally accepted accounting principles and according to the guidelines set forth in the AICPA Industry Guide for "Audits of Certain Nonprofit Organizations" and (SOP 78 -10) "Accounting Principles and Reporting Practices for Certain Nonprofit Organizations." Income taxes - The East Hawaii Coalition for the Homeless is determined to be a tax - exempt organization under Section 501(c)(3) of the U.S. Internal Revenue Code and is classified as other than a private foundation. EHCH is recognized to be exempt from Federal and State income taxes. Financial Statement Presentation - In 1996, EHCH adopted Statement of Financial Accounting Standards (SFAS) No. 117, "Financial Statements ofNot- for - Profit Organizations." Under SFAS No. 117, EHCH is required to report information regarding its financial position and activities according to three classes of net assets (unrestricted net assets, temporarily restricted net assets, and permanently restricted net assets) based upon the existence or absence of donor - imposed restrictions. As permitted by this statement, EHCH has discontinued its use of fund accounting and has, accordingly, reclassified its financial statements to present classes of net assets. The reclassification had no cumulative effect on the change in net assets for the year ended June 30, 1997. EHCH also adopted SFAS No 116, "Accounting for Contributions Received and Contributions Made," in 1997. In accordance with SFAS No. 116, contributions received are recorded as unrestricted, temporarily restricted, or permanently restricted support, depending on the existence and /or nature of any donor restrictions. The adoption had no cumulative effect on net assets at the date of the adoption. In addition, EHCH has not received any contributions with donor- imposed restrictions that would result in temporarily or permanently restricted net assets. June 30, 1998 & 1997 • • Summary of Significant Accounting Policies - continued East Hawaii Coalition for the Homeless Notes to Financial Statements Property and depreciation - Property is stated at cost or at a value established by the Board of Directors at the date of gift. Depreciation is computed using the straight -line method over the estimated useful lives of the properties. Leases - Leases that transfer substantially all of the benefits and risks of ownership are classified as capital leases. All other leases are shown as operating leases. Contributions - All contributions are considered available for unrestricted use unless specifically restricted by the donor. Donated Materials - EHCH assigns values to donated materials based on historical cost or fair value at the date of gift if it can be determined in the absence of adequate cost records. Such values are reflected in the accompanying financial statements as In kind contributions and expenditures as both revenues and expenses. Donated Services - Volunteers provide assistance to the East Hawaii Coalition for the Homeless on its program activities. EHCH assigns values to such services based on similar services performed by salaried personnel or what EHCH would incur paying an independent contractor for such services. Such values are reflected in the accompanying financial statements as In kind contributions and expenditures as both revenues and expenses. 2. Receivables 1998 1997 State of Hawaii - Hawaii Housing Authority 49,882 Effect of Correction of Error in 1997 - Hawaii Housing Authority (21,827) State of Hawaii (HHA) Receivable Balance 39,677 28,055 County of Hawaii - HOME 0 46,352 County of Hawaii - CDBG 0 0 Office of Hawaiian Affairs 9,000 9,000 Other 5,382 18,672 Total $ 54,059 $ 102,079 • June 30, 1998 & 1997 Property & Equipment Less accumulated depreciation Investment property for sale Notes Payable - Current • • Kiheipua Shelter Duplexes $539,579 $539,579 Transitional Homes- Kuleana/Wilder 296,307 296,307 Administrative Building 191,412 191,412 Leasehold Improvements - Kiheipua Shelter Sewer 122,155 122,155 Capital Lease Asset- Cannon Copier 18,135 18,134 Shelter Equipment 42,853, 34,853 Office Furniture & Equipment 14,546 —11,022 9 East Hawaii Coalition for the Homeless Notes to Financial Statements 1998 1997 1,224,987 1,213,462 (178,863) (131,110) 1,046,124 1,082,352 In 1996, EHCH accepted a donation of property (house and lot) in the Hawaiian Beaches subdivision. The property was valued at $105,456 at that time, and this was shown as part of Property & Equipment in 1996, as EHCH intended to use the property as a transitional house. In the previous fiscal year, due to vandalism and the on -going deterioration of the property EHCH decided to sell the property thus it was reclassified to Investment property for sale. It was listed for $29,900 thus the reduction of this property to this amount and the recording of a Loss on reduction in value of Investment property for sale of $62,265 (net of insurance proceeds of $13,291) in the previous year's financial statements. During this fiscal year, the property sold for $23,078 thus the recording of a $6,822 loss as part of Loss on Sale of Investment property. Notes Payable - Current is a $44,034 short-term promissory note dated March 19, 1997 from Bank of Hawaii with a floating 2.5% above a Base Rate interest (this interest rate was 11% as of June 30, 1997) and a balloon payment of all principal and accrued interest on or before October 28, 1997. This promissory note is secured by the Receivable from the County of Hawaii HOME program, see Note 2 above. The Bank of Hawaii note payable had been paid off during fiscal year June 30, 1998. June 30, 1998 & 1997 Lease Commitments The East Hawaii Coalition for the Homeless Kiheipua Shelter facility is operated on leased property from the County of Hawaii. The lease calls for an annual rent of $1 with the current term expiring in the year 2001. The East Hawaii Coalition for the Homeless also leases 4 apartments on Puueo Street, Hilo for transitional homes. Payments are $1,500 per month. The lease terms cover the twelve (12) month period which commenced May 21,'1998. 7. Obligations Under Capital Lease East Hawaii Coalition for the Homeless leases its copying machine from GE Capital Hawaii, Inc., under a capital lease in the original amount of $18,135. The economic substance of the lease is that East Hawaii Coalition for the Homeless is financing the acquisition of the assets through the lease, and accordingly, it is recorded in the assets and liabilities. Future minimum lease payments are expected to be as follows: Year ending June 30th: 1999 3,627 2000 3,627 2001 3,627 2002 3,627 8 In kind contributions In kind contributions consists of the following. • • East Hawaii Coalition for the Homeless Notes to Financial Statements Donated Materials $ 20,927 $ 10,292 Donated Services 7,908 7,236 Total In kind contributions $ 28,835 $ 17,528 10 1998 1997 June 30, 1998 & 1997 9 Prior Year Adjustment • • 1998 Beginning Net Assets 1,188,668 Correction of Receivable Ending Net Assets 10. Related Party Transactions East Hawaii Coalition for the Homeless Notes to Financial Statements During the prior year, EHCH failed to record the adjustment of receivable from Hawaii Housing Authority. The correction of this error is shown below: 1997 1,223,174 (21,827) Restated Net Assets 1,201,347 Increase (Decrease) in Net Assets (42,708) (12,679) 1,145,960 1,188,668 EHCH had certain transactions in the ordinary course of business with one of its Board of Directors. EHCH purchased a computer and software in the amount of $3,281 in 1997 -1998 from a local computer company. The owner of this computer company is a board member of the EHCH. Hence, this amount of purchases is included in the Property & Equipment. 11 • • East Hawaii Coalition for the Homeless, Inc. (A. Fax Exempt, Not- For - Profit Corporation) Financial Statements For the Years Ended June 30, 1997 and 1996 With Independent Auditor's Report Uolan. Sih & Associates, CPAs, Inc. :IN . lr'counm/7ri Co/poraiion 16A Railroad Avenue 544 Ohohia Street, Suite 5 Hilo, Hawaii 96720 Honolulu, Hawaii 96819 * 3 East Hawaii Coalition for the Homeless, Inc. Table of Contents Page Independent Auditor's Report I Statements of Financial Position 2 - 3 Statements of Activities 4 Statements of Functional Expenses 5 Statements of Cash Flows 6 Notes to Financial Statements 7 - 10 Management Letter 11 - 19 To the Board of Directors of East Hawaii Coalition for the Homeless, Inc. Hilo, Hawaii Dolan, Silva & Associates, CPAs, Inc. January 15, 1998 • • We have audited the accompanying statement of financial position of the East Hawaii Coalition for the Homeless, Inc. (a nonprofit organization) as of June 30, 1997, and the related statements of activities, functional expenses, and cash flows for the year then ended. These financial statements are the responsibility of the East Hawaii Coalition for the Homeless, Inc.'s management. Our responsibility is to express an opinion on these financial statements based on our audit. The financial statements of East Hawaii Coalition for the Homeless, Inc. as of June 30, 1996 were audited by other auditors whose report dated February 18, 1997, expressed an unqualified opinion on those statements. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the East Hawaii Coalition for the Homeless, Inc. as of June 30, 1997, and the changes in its net assets and its cash flows for the years then ended in conformity with generally accepted accounting principles. CPA 1 Independent Auditor's Report • ASSETS CURRENT ASSETS Cash & cash equivalents 55,457 55,457 71,083 Receivables, See Note 2 123,906 123,906 243,201 Prepaid expense 8,623 8,623 9,472 Deposits 900 900 0 Total Current Assets 188,886 0 0 188,886 323,756 NON - CURRENT ASSETS Property & equipment (cost), See Note 3 1,213,462 1,213,462 1,161,112 Less accumulated depreciated (131,110) (131,110) (104,318) Total Non - current Assets 1,082,352 0 0 1,082,352 1,056,794 • OTHER ASSETS Investment property for sale, See Note 4 TOTAL ASSETS The accompanying notes form an integral part of these financial statements. EAST HAWAII COALITION FOR THE HOMELESS, INC. Statements of Financial Position As of June 30, 1997 and 1996 Total Temporarily Permanently Net Assets Final Unrestricted Restricted Restricted 6/30/97 6/30/96 29,900 29,900 0 1,301,138 0 0 1,301,138 1,380,550 LIABILITIES & FUND BALANCES CURRENT LIABILITIES Notes Payable - Current, See Note 5 44,034 44,034 0 Capital Lease Obligation - Current, See Note 7 3,627 3,627 2,033 Accounts payable 5,072 5,072 134,061 Accrued liabilities 24,217 24,217 21,282 Funds Held in Trust 1,151 1,151 0 TOTAL CURRENT LIABILITIES 78,101 0 0 78,101 157,376 NON - CURRENT LIABILITIES Capital Lease Obligation, See Note 7 TOTAL NON - CURRENT LIABILITIES NET ASSETS Unrestricted Temporarily Restricted Permanently Restricted TOTAL NET ASSETS TOTAL LIABILITIES & NET ASSETS The accompanying notes form an integral part of these financial statements. EAST HAWAII COALITION FOR THE HOMELESS, INC. Statements of Financial Position As of June 30, 1997 and 1996 Total Temporarily Permanently Net Assets Final Unrestricted Restricted Restricted 6/30/97 6/30/96 14,508 14,508 0 14,508 0 0 14,508 0 1,208,529 1,208,529 1,223,174 0 0 0 0 0 0 1,208,529 0 0 1,208,529 1,223,174 1,301,138 0 0 1,301,138 1,380,550 • PUBLIC SUPPORT Grants and contracts Donations In kind contributions, See Note 8 TOTAL PUBLIC SUPPORT REVENUE Transitional Fees Shelter Fees TOTAL REVENUE OTHER REVENUES Vending Interest Other Loss on reduction in value of property for sale, See Note 4 TOTAL OTHER REVENUES TOTAL UNRESTRICTED SUPPORT & REVENUES EXPENSES Program Services Support Services TOTAL EXPENSES Increase (Decrease) in Unrestricted Net Assets Beginning net assets NET ASSETS AT THE END OF YEAR The accompanying notes form an integral part of these financial statements. Temporarily Permanently Net Assets Unrestricted Restricted Restricted 6/30/97 417,547 417,547 6,241 6,241 17,528 17,528 441,316 0 0 441,316 6,286 6,259 12,545 0 3,169 605 0 (62,265) (58,491) 395,370 380,781 29,235 410,016 (14,646) 1,223,174 1,208,528 0 0 0 0 East llawaii Coalition for the Stateme For the period ended June 30, 6,286 6,259 12,545 3,169 605 0 (62,265) 0 (58,491) 0 395,370 380,781 29,235 0 410,016 0 (14,646) 0 1,223,174 0 1,208,528 Homeless, Inc. nts of Activities 1997 and 1996 FINAL 6/30/96 776,464 2,499 105,000 883,963 11,218 7,90 19,121 4,341 3,046 2,372 0 9,759 912,843 355,586 57,871 413,457 499,386 723,788 1,223,174 East Hawaii Coalition for the Homeless, Inc. Statements of Functional Expenses For th periods ended June 30, 1997 and 1996 Program Support Total Expenses Total Expenses Services Services 6/30/97 6/30/96 EXPENSES • Salaries and wages 160,242 22,800 183,042 201,867 Payroll taxes & benefits 41,234 41,234 56,078 Contracted Services 23,692 23,692 27,989 Insurance 31,926 1,510 33,436 24,035 Utilities 20,856 20,856 18,391 Rent 23,872 23,872 21,854 Direct Services 9,641 9,641 14,263 Repairs and maintenance 3,908 3,908 11,622 Equipment Lease 4,308 4,308 1,758 Office Expenses 4,925 4,925 4,873 Food -FEMA 1,823 1,823 0 Interest expense 1,669 1,669 625 Advertising 673 673 735 • Depreciation 37,536 37,536 26, 170 In -kind expenditures 17,528 17,528 0 Property Taxes & Licenses 1184 1,184 67 Other Expenses 689 689 3,130 TOTAL EXPENSES 380,781 29,235 410,016 413,457 The accompanying notes form an integral part of these financial statements. 5 For the Year Ended June 30 Cash provided (used) by: investing Activities Purchases of capital assets • • The accompanying notes form an integral part of these financial statements. 6 East Hawaii Coalition for the Homeless, Inc. Statements of Cash Flows 1997 1996 Operating Activities Increase in Unrestricted Net Assets (14,646) 499,385 Depreciation 26,793 26,169 12,147 525,554 Changes in non -cash balances Receivables 119,295 = (181,055) Prepaid Expenses 849 (4,616) Deposit (900) 0 Account Payables and Other Liabilties (124,903) 129,554 Deferred Revenue 0 (16,000) 6,488 453,437 (82,250) (533,988) Financing Activities Proceeds from Capital Lease Obligation 18,135 0 Proceeds from bank loan 44,034 0 Payments on Capital Lease Obligation (2,033) (2,640) 60,136 (2,640) Increase (decrease) i n cash (15,626) (83,191) Cash, beginning of year 71,083 154,274 Cash, end cfyear 55,457 71,083 June 30, 1997 & 1996 • • 1. Summary of Significant Accounting Policies East Hawaii Coalition for the Homeless, Inc. Notes to Financial Statements General - The East Hawaii Coalition for the Homeless, Inc. (EHCH) was incorporated on December 14, 1987, under the laws of the State of Hawaii. EHCH is a nonprofit organization operating in Hilo, Hawaii, whose purpose is to assist in the maintenance and support of homeless persons through the provision of shelter, care, food, and other necessities to such persons. EHCH receives substantially all of their funding through federal and state grants and contributions from the public. Basis of accounting - The financial statements are prepared on the accrual basis of accounting and in accordance with generally accepted accounting principles and according to the guidelines set forth in the AICPA Industry Guide for "Audits of Certain Nonprofit Organizations" and (SOP 78 -10) "Accounting Principles and Reporting Practices for Certain Nonprofit Organizations." Income taxes - The East Hawaii Coalition for the Homeless, Inc. is determined to be a tax - exempt organization under Section 501(c)(3) of the U.S. Internal Revenue Code and is classified as other than a private foundation EHCH is recognized to be exempt from Federal and State income taxes. Financial Statement Presentation - In 1996, EHCH adopted Statement of Financial Accounting Standards (SFAS) No. 117, "Financial Statements of Not- for -Profit Organizations." Under SFAS No. 117, EHCH is required to report information regarding its financial position and activities according to three classes of net assets (unrestricted net assets, temporarily restricted net assets, and permanently restricted net assets) based upon the existence or absence of donor - imposed restrictions. As permitted by this statement, EHCH has discontinued its use of fund accounting and has, accordingly, reclassified its financial statements to present classes of net assets. The reclassification had no cumulative effect on the change in net assets for the year ended June 30, 1997. EHCH also adopted SFAS No. 116, "Accounting for Contributions Received and Contributions Made," in 1997. In accordance with SFAS No. 116, contributions received are recorded as unrestricted, temporarily restricted, or permanently restricted support, depending on the existence and/or nature of any donor restrictions. The adoption had no cumulative effect on net assets at the date of the adoption. In addition, EHCH has not received any contributions with donor - imposed restrictions that would result in temporarily or permanently restricted net assets. 7 1 June 30, 1997 & 1996 East Hawaii Coalition for the Homeless, Inc. Notes to Financial Statements 1. Summary of Significant Accounting Policies - continued Property and depreciation - Property is stated at cost or at a value established by the Board of Directors at the date of gift. Depreciation is computed using the straight -line method over the estimated useful lives of the properties. Leases - Leases that transfer substantially all of the benefits and risks of ownership are classified as capital leases. All other leases are shown as operating leases. Contributions - All contributions are considered available for unrestricted use unless specifically restricted by the donor. Donated Materials - EHCH assigns values to donated materials based on historical cost or fair value at the date of gift if it can be determined in the absence of adequate cost records. Such values are reflected in the accompanying financial statements as In kind contributions and expenditures as both revenues and expenses. Donated Services - Volunteers provide assistance to the East Hawaii Coalition for the Homeless, Inc. on its program activities. EHCH assigns values to such services based on similar services performed by salaried personnel or what EHCH would incur paying an independent contractor for such services. Such values are reflected in the accompanying financial statements as In kind contributions and expenditures as both revenues and expenses. 2. Receivables 1997 1996 State of Hawaii - Hawaii Housing Authority 49,882 91,006 County of Hawaii - HOME 46,352 0 County of Hawaii - CDBG 0 129,647 Office of Hawaiian Affairs 9,000 9,000 Other 18,673 724 Total S 123,907 $ 230,377 8 Recommendation We recommend EHCH accounting personnel pay more attention to the invoice dates and other supporting documents in order to obtain the understanding of the transactions before making the entries. In order to eliminate these mistakes, we recommend coding and classifications of disbursements be reviewed by the Executive Director or another responsible person of the organization Management response Management currently codes and classifies transactions which are given to us for our monthly compilation We wish to thank Steve Humphers and his staff for their support and assistance during our audit. This report is intended solely for the information and use of the Board of Directors, management, and others within EHCH AThRiokt--, ciDA\ Dolan, Silva & Associates, CPAs, Inc January 15, 1998 • • * * * * * * * * * * * * * * * * * * ** 19 • June 30, 1997 & 1996 Property & Equipment Kiheipua Shelter Duplexes $539,579 $0 Transitional Homes- Kuleana/Wilder 296,307 230,885 Administrative Building 191,412 191,412 Leasehold Improvements - Kiheipua Shelter Sewer 122,155 135,965 Hawaiian Beaches property 0 105,456 Capital Lease Asset - Cannon Copier 18,134 10,743 Shelter Equipment • 34,853 _ 34,853 Office Furniture & Equipment 11,022 11,022 Less accumulated depreciation Construction in Progress Investment property for sale In the previous fiscal year, EHCH accepted a donation of property (house and lot) in the Hawaiian Beaches. The property was valued at $105,456 at that time. This was shown as part of Property & Equipment in the prior year. The intention of EHCH is to sell this property and thus it has been reclassified to Investment property for sale. It is currently being listed with Savio Realty, Ltd Due to vandalism and the on -going deterioration of the property, it is being listed at $29,900 thus the reduction of this property to this amount and the recording of a Loss on reduction in value of Investment property for sale of $62,265 (net of insurance proceeds of $13,291) in the financial statements. Notes Payable - Current • • East Hawaii Coalition for the Homeless, Inc. Notes to Financial Statements Notes Payable - Current is a $44,034 short-term promissory note dated March 19, 1997 from Bank of Hawaii with a floating 2.5% above a Base Rate interest (this interest rate was 11% as of June 30, 1997) and a balloon payment of all principal and accrued interest on or before October 28, 1997. This promissory note is secured by the Receivable from the County of Hawaii HOME program, see Note 2 above. 9 1997 1996 1,213,462 720,336 (131,111) (104,318) 1,082,351 616,018 0 440,776 $1,082,351 $1,056,794 June 30, 1997 & 1996 6. Lease Commitments The East Hawaii Coalition for the Homeless, Inc. Kiheipua Shelter facility is operated on leased property from the County of Hawaii. The lease calls for an annual rent of $1 with the current term expiring in the year 2001. 7. Obligations Under Capital Lease East Hawaii Coalition for the Homeless, Inc. leases its copying machine from GE Capital Hawaii, Inc., under a capital lease in the amount of $18,134. The economic substance of the lease is that East Hawaii Coalition for the Homeless, Inc. is financing the acquisition of the assets through the lease, and accordingly, it is recorded in the assets and liabilities. Future minimum lease payments are expected to be as follows: Year ending June 30th: 1998 $3,627 1999 3,627 2000 3,627 2001 3,627 2002 3,627 8. In kind contributions In kind contributions consists of the following: Donated Materials Donated Services • • East Hawaii Coalition for the Homeless, Inc. Notes to Financial Statements Total In kind contributions $ 17,528 $ 105,000 10 1997 1996 $ 10,292 $ 105,000 7,236 0 a • FILING INSTRUCTIONS For Year Ending 06/30/98 Retain this sheet for your information. DO NOT ATTACH TO YOUR RETI JRN. To: EAST HAWAII COALITION FOR THE HOMELESS 115 KAPIOLANI STREET HILO, III 96720 We appreciate this opportunity to serve you. If you should have any questions regarding this return or other tax matters, please contact us. 1. The return was prepared from information famished to us. Please review your return(s) before filing to ensure that there are no omissions or misstatements of material facts. 2. Sign and date retum(s). Retain the duplicate copies for your records. We recommend that you use certified mail with postmarked receipts. 3. For FEDERAL return Form 990 : *There is no remittance due with this return. *Mail to: INTERNAL REVENUE SERVICE OGDEN, UT 84201 *Mail Form 990 by 02/15/99 , but as soon as possible. NOTE: EXPECT ASSESSMENTS OF PENALTIES AND /OR INTEREST IF TAXES ARE OWED. Ma tied Rev Exp Net Ass • • OMB No. 1545 -0047 Form 990 Return of Organization Exempt From Income Tax Under section 501(c) of the Internal Revenue Code (except black lung benefit 1997 trust or private foundation) or section 4947(aX1) nonexempt charitable trust This - Form is Department of the Treasury Open to Public Internal Revenue Service Note: The organization may have to use a copy of this return to satisfy state reporting requirements. Inspection A For the 1997 calendar ear, OR tax year period beginning31a 1 , 1997, and endin Jun 30 , 199 8 B Check it: Please C Name of organization, number and street, city, town, state, and ZIP code D Employer identification number Change of Use IRS address la or ST HAWAII COALITION FOR THE HOMELESS 99- 0263448 I �" Initial return print 0r E State registration number type. Final return See 1115 KAPIOLANI STREET specific Amended return Instruc- (required also ff s 'r tion. S reporting) ILO, HAWAII 96720 State re G Type of organization --► Exempt under section 501(cX 3 ) 4 (insert numbe ) OR ► section 4947(a X1) nonexempt charitable trust Note: Section 501(cX3) exempt organizations and 4947(aXl) nonexempt charitable trusts MUST attach a completed Schedule A (Form 990). H(a) Is this a group return filed for affiliates' U Yes N No 1 If either box in His checked Yes,' enter four -digit group exemption no (GEN)• (b) If "Yes," enter number of affiliates for which return is filed: • J Accounting method: u Cash Accrual (c) is this a separate ' return filed by an organization covered by a group ruling? . . Yes No n Other (specify) K Check here ► u it the organization's gross receipts are normally not more than $25,000. The organization need not file a return with the IRS; but if it received a Form 990 Package in the mail, it should file a return without financial data. Some states require a complete return. F Check • 9 if exemption application is pending Note: Form 990 -E2 may be used by organizations with gross receipts less than $100,000 and total assets less than $250,000 at end of year. Part 1-:4 Revenue, Expenses, and Changes in Net Assets or Fund Balances (See Specific Instructions on page 1t) For Paperwork Reduction Act Notice, see page 1 of the separate instructions. CAA 7 99012 NTF 12639 GLD 4224 Form 990 (1997 Copyright Forms Software Only 1997 Nelco 1 Contributions, gifts, grants, and similar amounts received: a Direct public support b Indirect public support C Government contributions (grants) d Total (add lines la through 1c) (attach schedule of contributors) la 31,780. 1b le 82,376. (cash$ 101,156.noncash$ 13,000.) ld 114,156. 2 Program service revenue including government fees and contracts (from Part VII, line 93) 2 253,973. 3 Membership dues and assessments 3 4 Interest on savings and temporary cash investments 4 886. 5 Dividends and interest from securities 5 6a Gross rents b Less: rental expenses 6a 6b C Net rental income or (loss) (subtract line 6b from line 6a) 6C 7 Other investment income (describe • ) 7 inue 8a Gross amount from sale of assets other (A) Securities (B) Other than inventory b Less: cost/other basis & sales expenses 8a 8b C Gain or (loss) (attach schedule) 8C d Net gain or (loss) (combine line 8c, columns (A) and (B)) 8d 9 Special events and activities (attach schedule) a Gross revenue (not including $ of 9a I 1 - contributions reported on line la) b Less. direct expenses other than fundraising expenses...... . 9b ( - - C Net income or (loss) from special events (subtract line 9b from line 9a) 9C 10a Gross sales of inventory, less returns and allowances b Less. cost of goods sold .. . 10 l Ob C Gross profit or (loss) from sales of inventory (attach schedule) (subtract line 10b from line 10a). 10C 11 Other revenue (from Part VII, line 103) .. 11 -7,888. 12 Total revenue (add lines 1d. 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11) .. ..... .. .... 12 3 61 , 12 7 . 13 Program services (from fine 44, column (B)) .... ... . _ 13 358,879. 14 Management and general (from line 44, column (C)) .... - - ... - . .... 14 44,956. :nses 15 Fundraising (from line 44, column (D)) .. . ... ..... . . . - . 15 16 Payments to affiliates (attach schedule) .... - - - .... 16 17 Total expenses (add lines 16 and 44, column (A)) ....... ... 17 403,835. 18 Excess or (deficit) for the year (subtract line 17 from line 12) 18 (42,708) 19 Net assets or fund balances at beginning of year (from line 73, column (A)). .. .. 19 1,188,668. its 20 Other changes in net assets or lurid balances (attach explanation) 20 21 Net assets or fund balances at end of year (combine lines 18, 19, and 20) 21 1,145,960. Rev Exp Net Ass • • OMB No. 1545 -0047 Form 990 Return of Organization Exempt From Income Tax Under section 501(c) of the Internal Revenue Code (except black lung benefit 1997 trust or private foundation) or section 4947(aX1) nonexempt charitable trust This - Form is Department of the Treasury Open to Public Internal Revenue Service Note: The organization may have to use a copy of this return to satisfy state reporting requirements. Inspection A For the 1997 calendar ear, OR tax year period beginning31a 1 , 1997, and endin Jun 30 , 199 8 B Check it: Please C Name of organization, number and street, city, town, state, and ZIP code D Employer identification number Change of Use IRS address la or ST HAWAII COALITION FOR THE HOMELESS 99- 0263448 I �" Initial return print 0r E State registration number type. Final return See 1115 KAPIOLANI STREET specific Amended return Instruc- (required also ff s 'r tion. S reporting) ILO, HAWAII 96720 State re G Type of organization --► Exempt under section 501(cX 3 ) 4 (insert numbe ) OR ► section 4947(a X1) nonexempt charitable trust Note: Section 501(cX3) exempt organizations and 4947(aXl) nonexempt charitable trusts MUST attach a completed Schedule A (Form 990). H(a) Is this a group return filed for affiliates' U Yes N No 1 If either box in His checked Yes,' enter four -digit group exemption no (GEN)• (b) If "Yes," enter number of affiliates for which return is filed: • J Accounting method: u Cash Accrual (c) is this a separate ' return filed by an organization covered by a group ruling? . . Yes No n Other (specify) K Check here ► u it the organization's gross receipts are normally not more than $25,000. The organization need not file a return with the IRS; but if it received a Form 990 Package in the mail, it should file a return without financial data. Some states require a complete return. F Check • 9 if exemption application is pending Note: Form 990 -E2 may be used by organizations with gross receipts less than $100,000 and total assets less than $250,000 at end of year. Part 1-:4 Revenue, Expenses, and Changes in Net Assets or Fund Balances (See Specific Instructions on page 1t) For Paperwork Reduction Act Notice, see page 1 of the separate instructions. CAA 7 99012 NTF 12639 GLD 4224 Form 990 (1997 Copyright Forms Software Only 1997 Nelco Do not include amounts reported on line 6b, 8b, 9b, 10b, or 16 of Part I. - (A) Total (8) Program services , (C) Management and general (D) Fundraising 2 Grants and allocations (attach schedule) .. . non- (cash$ cash$ ) FOOD, CLOTHING, ASSISTANCE, AND OTHER - 358,879. _.- - 3 Specific assistance to individuals (attach schj. '4 Benefits paid to or for menbers (attach sch.) .. '5 Compensation of officers, directors, etc .... '6 Other salaries and wages '7 Pension plan contributions 'S Other employee benefits '.9 Payroll taxes 30 Professional fundraising fees 31 Accounting fees 32 Legal fees .... . . ............. 3 - 3 Supplies 34 Telephone 35 Postage and shipping 36 Occupancy 17 Equipment rental and maintenance 3.8 Printing and publications 39 Travel 10 Conferences, conventions, and meetings 11 Interest 12 Depreciation, depletion, etc (attach schedule) 13 Other expenses (itemize): a 23 7,832. 7 , 8 3 2 . 24 (Grants and allocations $ ) 25 26 185, 224. 157,440. 27,784. 27 (Grants and allocations $ ) 28 15,351. 12,588. 2,763. 29 24,400. 20,008. 4,392. (Grants and allocations $ 30 31 20,362. 12,500. 7,862. 32 (Grants and allocations $ Other program services (attach schedule) 33 ' 34 ' 35 36 38,991. 38,991. 37 - 4,253. 4 , 2 53 . 38 39 40 41 3,081. 3 , 081. 2 47,753. - 47,753. 43a b 43b c 43c d 43d e See Sch. Attached 43e c31 41 56,588. 403,835. 54,433. 358,879. 2,155. 44,956. 1-4 1 otal functional expenses (add lines 22 through 93),OJganizations mng columns \E tD) ),carrythese -15 tt is the organizatwn's primary exempt purpose? rganizations must describe their exempt purpose -ed, publications issued, etc. Discuss achievements 7(aX 1) nonexempt charitable trusts must also iv Program Service Expenses (Required for 501(cX3) and (4) ergs.. and 4947(aX1) trusts; out optional tot others) achievements in a clear and concise manner. State the number of clients that are not measurable (Section 501(cX3) and (4) organizations and amount enter the amount of grants and allocations to others ) PROVIDED SHELTER, FOOD, CLOTHING, ASSISTANCE, AND OTHER - 358,879. BASIC NECESSITIES TO HOMELESS PEOPLE LIVING IN THE COUNTY OF HAWAII. (Grants and allocations $ ) (Grants and allocations $ ) (Grants and allocations $ ) (Grants and allocations $ Other program services (attach schedule) (Grants and allocations $ ) cam 990(1997) EAST HAWAII COAL___ FOR THE HOMELESS 99- 0. 3448 Page Part JI Statement of All organizations must complete column (A). are required for section 501(c$3) and (4) organizations and Functional Expenses section 4947(a)(1 nonexempt charitable trusts but optional for others. (See Specific Instructions on page 15.) leporting of Joint Costs. -- Did you report in column (8) (Program services) any joint costs from a combined educational ampaign and fundraising solicrtation? ' Yes," enter (O the aggregate amount of these joint costs .. , $ ; (ii) amt. allocated to Prog services .. $ ul) the arnount allocated to Management and general $ ; and (iv) amt allocated to Fundraising $ Part 1111 Statement of Program Service Accomplishments (See Specific Instructions on page 18.) tit ri r en ;34 a b d a f Total of Program Service Expenses (should equal line 44, column (8), Program services).. AA 7 99(12 NTF 12639 GLD 4224 sync et Form< Software Only 1997 Neico 358,879. No e: Where required, attached schedules and amounts within the description column should be for end -of -year amounts only. (A) Beginning of year (6) End of year its 45 Cash -- non- interest - bearing 46 Savings and temporary cash investments 47a Accounts receivable b Less: allowance for doubtful accounts 48a Pledges receivable b Less. allowance for doubtful accounts 49 Grants receivable 50 Receivables from officers, directors, trustees, and (attach schedule) 51a Other notes and loans receivable (attach schedule) b Less: allowance for doubtful accounts 52 Inventories for sale or use 53 Prepaid expenses and deferred charges 54 Investments -- securities (attach schedule) 55a Investments -- land, buildings, and equipment: basis b Less: accumulated depreciation (attach schedule) 56 Investments -- other (attach schedule) 57a Land, buildings, and equipment: basis b Less: accumulated depreciation (attach schedule) 58 o ther a ssets (desc • RENTAL DEPOSITS 47a 55,457. 45 76,415. 46 47c 47b 48a . 48c 48b key a employees I 102,079. 49 54,059. 50 : ' 51 c 151 151b 55a 52 8,623. 53 6,398. 54 — . . 55c 55b 57a 1,224,987. 29,900. 56 0. 1, 082, 352. 57c 1,046,124. 57b 178, 863. ) 900. 58 500 59 Total assets (add lines 45 through 58) (must equal line 74) 1,279,311. 59 1,183,496. fifties 60 Accounts payable and accrued expenses 61 Grants payable 62 Deferred revenue 63 Loans from officers, directors, trustees, and key employees (attach schedule) 64a Tax - exempt bond liabilities (attach schedule) b Mortgages and other notes payable (attach schedule) 65 Other PP See Schedule Attached ) liabilities (describe 5,072. 60 3,969. 61 62 63 64a 62,169. 64b 14,812. 23,402. 65 18,755. 66 Total liabilities (add lines 60 through 65) . 90,643. 66 37,536. its rnd ices Organizations that follow SFAS 117, check here... le N and through 69 and lines 73 and 74 67 Unrestricted 68 Temporarily restricted 69 Permanently restricted Organizations that do not follow SFAS 117, check here.. lines 70 through 74. 70 Capital stock, trust principal, or current funds .. . 71 Paid -in or capital surplus, or land, building, and equipment 72 Retained earnings, endowment, accumulated income, 73 Total net assets or fund balances (add lines 67 through through 72. column (A) must equal line 19 and column line 21) .... .. 74 Total liabilities and net assets / fund balances (add lines complete fines 67 ►, and complete 1, 188, 668. 67 1,145,960. 68 69 - 70 fund . .. . .. or other funds 69 OR lines 70 (B) must equal ... ... . 66 and 73) 71 72 1, 188, 668. 73 1, 145, 960. 1,279,311. 74 1,183,496. Ass Liab Net Asst or F Bala (part tVI • Balance Sheets (See Specific Instructions on page 18.) Form 990 (1997) EAST HAWAII COALITION FOR THE HOMELESS • 99- 0263448 ft Page 3 Fo m 990 Is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization How the public perceives an organization in such cases may be determined by the information presented on its return. Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's programs and accomplishments. cAA 7 99034 NTF 12640 GLD 4225 Copyright Forms Software Only 1937 Nelco (Part -1V -A Reconciliation of Revenue per Audited Revenue per ions, page 20.) Part - (V per Audited Expenses per - BI Reconciliation of Expenses Financial Statements with Return (See Specific Instruc Financial Statements with Return a Total revenue, gains, and other support per audited financial statements . ... N. b Amounts included on line a but not on line 12, Form 990: (1) Net unrealized gains oninvestments.. S 389,962. a Total expenses and losses per audi financial statements P. b Amounts included on line a but not on line 17, Form 990 (1) Donated services & use ottacilities.. $ 28,835. a " - - 432,670. " = - - -- b - - ' 't ":�' "� _ - - - 28,835. .0 - - - - - - " 28,835 . (2) Donated services & use of facilities . $ 28,835. (2) Prior year adjust- ments reported on line 20, Form 990 $ (3) Recoveries of prior year grants . - $ (3) Losses reported on line 20, Form 990 . $ (4) Other (specify) (4) Other (specify)" $ Add amounts on lines (1) through (4) .. • C Linea minus line b .... . ► d Amounts included on fine 12, Form 990 but not on line a: (1) Investment expenses not included on line 6b, Form 990 $ $ I 361,127 . Add amounts on lines (1) through (4) ... ■ C Linea minus line b . . .. ..... • d Amounts included on line 17, Form 990 but not on line a: (1) Investment expenses not included on line 6b, Form 990. $ c 403,835 . : " - - . - d , " -- - - - - - - " "- - d - , . , : " . - - ... .. - . (2) Other (specify): (2) Other (specify): $ $ Add amounts on lines (1) and (2) ► e Total revenue per line 12, Form 990 (line c plus lined) . ■ Add amounts on lines (1) and (2) ■ 0 Total expenses per line 17, Form 990 (line c plus lined) • WI 361,127 . 01 403,835. (A) Name and address (8) Title and average hours per week devoted to position (C) Compensation (if not paid, enter -0-.) ID) Contributions to employee benefit plans & deferred comp. (E) Expense account and other allowances See attached schedule Form 990 (1997) EAST HI C01_ITION FOR THE HOMELESS CAA 7 99034 NTF 12641 GLD 4225 Copyright Forms Software Only 1997 Nelco 99- 02634413 Part V, List of Officers, Directors, Trustees, and Key Employees (List each one even if not compensated: see Specific Instructions on page 20.) 75 Did any officer, director trustee, or key employee receive aggregate compensation of more than $100.000 from your organization and all related organizations, of which more than $10,000 was provided by the related organizations'. If "Yes,' attach schedule -- see Specific Instructions on page 20 Page 4 ► 0 Yes ® No CAA 7 99056 NTF 12642 GLO 2677 Copyright Forms Software Only, 1997 Nelco Forms90(1997) EAST HI COALITION FOR THE HOMELESS 93 0263448 Other Information (see Specific Instructions on page 21.) 76 Did organization engage in any activity not previously reported to IRS? If "Yes," attach detailed description of each activity 77 Were any changes made to the organizing or governing documents but not reported to the IRS? If "Yes,' attach a conformed copy of the changes 78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return? ... b If "Yes,' has rt filed a tax return on Form 990-T for this year? 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If Yes," attach a statement .. 80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc., to any other exempt or nonexempt organization? b If "Yes,' enter the name of the organization • [ Part VI -1 181a1 at no charge or at e organization received a 85c 85d 85e 85f 86a 86b 87a 87b 4955 • 76 78a 78b 79 80a 81b 82a 83a 83b X X X 84a 84b 85a 85b 85g 88 89b and check whether it is U exempt OR 9 nonexempt. 81a Enter the amount of political expenditures, direct or indirect, as described in the instructions for line 81 b Did the organization file Form 1120 -POL for this year? 82a Did the organization receive donated services or the use of materials, equipment, or facilities substantially less than fair rental value? b If "Yes,' you may indicate the value of these items here. Do not include this amount as revenue in Part I or as an expense in Part II (See instructions for reporting in Part III.) I82b1 28,835. 83a Did the organization comply with the public inspection requirements for returns and exemption applications? b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? _- 84a Did the organization solicit any contributions or gifts that were not tax deductible? b If 'Yes,' did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? 85 501(cX4), (5), or (6) organizations. -- a Were substantially all dues nondeductible by members? b Did the organization make only in -house lobbying expenditures of $2,000 or less? If Yes was answered to either 85a or 85b, do not complete 85c through 85h below unless t waiver for proxy tax owed for the prior year. C Dues, assessments, and similar amounts from members d Section 162(e) lobbying and political expenditures e Aggregate nondeductible amount of section 6033(eX 1 XA) dues notices f Taxable amount of lobbying and political expenditures (line 85d less 85e) g Does the organization elect to pay the section 6033(e) tax on the amount in 85f? h If section 6033(eX1 XA) dues notices were sent, does the organization agree to add the amount in 85f to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year? 85h 86 501(cX7) organizations. -- Enter: a Initiation fees and capital contributions included on line 12 b Gross receipts, included on line 12, for public use of club facilities 87 501(c X12) organizations. -- Enter: a Gross income from members or shareholders b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) 88 At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership? If 'Yes,' complete Part IX 89a 501(c X3) organizations -- Enter: Amount of tax imposed during the year under: section 4911 ► , section 4912 ► ; section b 501(cX3) and 501(c X4) organizations. -- Did the organization engage in any section 4958 excess benefit transaction during the year? If "Yes, attach a statement explaining each transaction C Enter. Amount of lax imposed on the organization managers or disqualified persons during the year under sections 4912. 4955, and 4958... d Enter Amount of tax in 89c, above, reimbursed by the organization 90a List the states with which a copy of this return is filed ► b Number of employees employed In the pay period that includes March 12, 1997 (See instructions.) 91 The books are in care of ■ EAST HA'LAII COALITION FOR THE HOVELESS Located at ► 11 KAPIOLANI STREET, HILO, HAWAII ZIP +4► 96720 92 Section 4947(a X1) nonexempt charitable trusts filing Form 990 in lieu of Form 1041 -- Check here and enter the amount of tax- exempt interest received or accrued during the tax year I. 192 • 90b Telephone no. 1.9 OP - 9 61-2559 Page 5 Yes No X X X X X X X X X r gross amounts unless otherwise ated. Program service revenue: SHELTER FEES Unrelated business income Excluded by section 512, 513, or 514 (E) Related or exempt function income Bu m code (B Amount (c) Exclusion code (D) Amount 93q HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 95 HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS 7,445. TRANSITIONAL FEES PROVIDE LAUNDRY MACHINES & SODA MACHINE FOR CLIENTS 103e HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 5,229. LOSS ON SALE OF INVESTMENT PROPERTY % d this epalertolher / Please Sign Here Under penalties of perjury, l declare that have exam. belief. n is true. correct. and complete Declarattono` General truction U, an p ge 10. v c c - � �' .z Pei =. -_ r� return, including accompanying schedules and statements, and to the best of my knowledge and than of tiger) is based on all info oration of whtch preparer has any knowledge (See / z 9 4.<, -1-- l y f 12:1:- &Fci / (--t PA PA l- I INAL1 i a_EAC ;i- iaEl: Signature officer Medicare /Medicaid payments Fees and contracts from govt. agencies Membership dues and assessments . . - Interest on savings and temporary cash investments Dividends and interest from securities... Net rental income or real estate debt - financed property ... ...... . not debt - financed property .. . Net rental income or (loss) from personal property Other investment income Gain or (loss) from sales of assets other than inventory Net income or (loss) from special events. . Gross profit/(loss)from sales of inventory Otherrevenue: Paid Preparers Useonfy Preparers signature ,./. ` y / ' - 9 Date <77- - !J C heck if self- lo ed ► r eP Y Preparers SSN - - Firm's name (or urs if self-employed) and address Dolan, Silva / & Assoc. , CPA , Inc 241,299. 16A Railroad Avenue ZIP +4• 96720 Hilo, HI 14 886. — See Sch. Attached -7,888. subtotal (add columns (B),(D). and (ED -:' _ . 0...: [ " : ` ° ::: 886. 246, 085. 1Part-VIII Relationship of Activities to the Accomplishment of Exempt Purposes (See Specific Instructions on pg. 26.) Line No. T Explain how each activity for which income is reported in column (E) of Part VII contributed importantly to the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes). 93a HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 93b HELP PROVIDE TEMPORARY HOUSING FOR TRANSITIONAL CLIENTS 93q HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 95 HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 103e PROVIDE LAUNDRY MACHINES & SODA MACHINE FOR CLIENTS 103e HELP PROVIDE TEMPORARY HOUSING FOR HOMELESS FAMILIES & INDIVIDUALS 103e LOSS ON SALE OF INVESTMENT PROPERTY % d this epalertolher / Name, address, and employer identification number of corporation or partnership P o facie of qe interest Nature of business activities Total income -- - End -of -year assets % d this epalertolher / Please Sign Here Under penalties of perjury, l declare that have exam. belief. n is true. correct. and complete Declarattono` General truction U, an p ge 10. v c c - � �' .z Pei =. -_ r� return, including accompanying schedules and statements, and to the best of my knowledge and than of tiger) is based on all info oration of whtch preparer has any knowledge (See / z 9 4.<, -1-- l y f 12:1:- &Fci / (--t PA PA l- I INAL1 i a_EAC ;i- iaEl: Signature officer Date Type or print name and Gale O Paid Preparers Useonfy Preparers signature ,./. ` y / ' - 9 Date <77- - !J C heck if self- lo ed ► r eP Y Preparers SSN - - Firm's name (or urs if self-employed) and address Dolan, Silva / & Assoc. , CPA , Inc EIN ■ 99 0284383 16A Railroad Avenue ZIP +4• 96720 Hilo, HI Form990(1997) EAST HAWAII COALITION FOR THE HOMELESS 99 - 0263448 I Part yl! _Analysis of Income - Producing Activities (see specnic in structions on pane 25. Ente indic 93 a b c d e 1 9 94 95 96 97 a b 98 99 100 101 102 103 104 105 Note: (Line 105 plus line 1d, Part I, should equal the amount on line 12, Part I.) • Page 6 246,971 Part IX j information Regarding Taxable Subsidiaries (Complete this Part if "Yes" 12 Copyright Forms Software Only 1997 Nelco (a) Name and address of each employee paid more than $50.000 (b) Title and average h ours per week devoted to position ( Compensation (d)Contributions to p lans & def o red mt plash (e) Expense accauntand d other allowances N/A Total number of other employees paid over $50.000.... ....... • .:..: .:..:.: ......: t.... ::, SCHEDULE A (Form 990) Department of the Treasury internal Revenue Service N/A • • Organization Exempt Under Section 501(c)(3) (Except Private Foundation) and Section 501(e), 501(1), 501(10, 501(n), or Section 4947(aX1) Nonexempt Charitable Trust Supplementary Information See separate instructions. • Must be completed by the above organizations and attached to their Form 990 or 990 -EZ. Name of the organization EAST HI COALITION FOR THE HOMELESS 1 Part i j Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees (See instructions on page 1 List each one. If there are none, enter "None') PartJL) Compensation of the Five Highest Paid Independent Contractors for Professional Services (See instructions on page 1. List each one (whether individuals or firms). If there are none, enter 'None. ") r paid rnore than $50,000 (b) Type of service (a) Name and address of each independent contracto Total number of others receiving over $50,000 for professional services ... ► For Paperwork Reduction Act Notice, see page 1 of the instructions for Form 990 and Form 990 -EZ. CAA 7 990Al2 NTF 12644 GLD 3274 cnnvrmht Forms Scn+are oni: 1007 rmirn OMB No. 1545 -0047 1997 Employer identi ication number 99- 0263448 (c) Compensation Schedule A (Form 990) 1997 . � r EAST HI COALITION FOR THE HOMELESS 99- 0263448 Schedule A (Form 990) 1997 Part in Statements About Activities • 1 2a 2b X 2c 2d 2e 3 Yes X 1 During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence public opinion on a legislative matter or referendum? If "Yes," enter total expenses paid or incurred in connection with the lobbying activities W. $ Organizations that made an election under section 501(h) by filing Form 5768 must complete Part VI -A Other organizations checking "Yes," must complete Part VI -B AND attach a statement giving a detailed description of the lobbying activities 2 During the year, has the organization. either directly or indirectly, engaged in any of the following acts with any of its trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee. majority owner. or principal beneficiary a Sale, exchange. or leasing of property? .. .. .. . b Lending of money or other extension of credit? ... . . .. .. .... ... ... _ .. ... . C Furnishing of goods. services, or facilities? d Payment of compensation (or payment or reimbursement of expenses if more than $1,000) .. _ . . . e Transfer of any part of its income or assets? . .. ... .. .. If the answer to any question is "Yes, attach a detailed statement explaining the transactions. 3 Does the organization make grants for scholarships, fellowships, student loans, etc.? 4 Attach a statement to explain how the organization determines that individuals or organizations receiving grants or loans from it in furtherance of its charitable programs quality to receive payments (See instructions on page 2.) E Part IV 1 Reason for Non - Private Foundation Status (see instructions on pages 2 through 4.) The o ganization is not a private foundation because it is: (Please check only ONE applicable box.) 5 - A church, convention of churches, or association of churches. Section 170(bX1 XAXi). 6 - A school Section 170(bX1XAXii). (Also complete Part V, page 4.) 7 - A hospital or a cooperative hospital service organization. Section 170(bX1XAXiii). 8 A Federal. state, or local government or governmental unit. Section 170(6X1 XAXv) 9 - A medical research organization operated in conjunction with a hospital. Section 170(bXIXAXIii) Enter the hospital's name, city, and state ■ 10 Li An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(6X1 XA X iv). (Also complete the Support Schedule in Pan IV -A ) 11a ® An organization that normally receives a substantial part of es support from a governmental unit or from the general public Section 170(b)(1XAXvi) (Also complete the Support Schedule in Part IV - A.) 11 b A community trust Section 170(bX1XAXvi). (Also complete the Support Schedule in Part IV -A ) 12 - An organization that normally receives (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc , functions -- subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a X2) (Also complete the Support Schedule in Part IV -A ) 13 D An organization that is not controlled by any disqualified persons (other than foundation managers) and supports organizations described in (1) tines 5 through 12 above; or (2) section 501(c X4), (5), or (6). if they meet the test of section 509(a X2) (See section 509(a X3) ) Provide the following information about the supported organizations (See instructions on page 4.) (a) Name(s) of supported organ zation(s) 14 An organization organized and operated to test for public safety Section 509(a X4) (See instructions on page 4 ) CAA 990Al2 NTF 12645 GLD 3274 Copyright Form; Sot taare Ono 1997 Nelco Page 2 No X X X X• X (b) Line number from above Calendar year (or flscal year beginning in) O. (a) 1996 (b) 1995 (c) 1994 (d) 1993 (e) Total 15 Gifts, grants, and contributions received. (Do not Include unusual grants. See line 28) 564, 910. 263, 147. 541, 695. 428, 001. 1,797,753. 16 Membership tees received 17 Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities m any activity that is not a business unrelated to the organization's r ehantab+e, etc, 12,545. 19;121. 19,800. . 13,979. 65,445. 18 Gross income from interest, dividends, amounts received from payctiomentn 5 on a )(S)), secururentets. s loans ( s e toyafttes, and unrelated business taxable income (less section 511 taxes) from businesses acquired Wtie organization otter June 30, 1 N B et 605. 3,046 3,837. 1, 663. 9,151. 19 income from unrelated business activities not included in line 18 20 Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf 21 The value of services or facilities fumtshed to the organization by ' a governmental unit without charge. Do not include the value of services or facilities generally furnished to the public without charge ' 22 Other income. Attach a schedule Do not include gain or (loss) from sale of capital assets 3,169. 6,711. 10,549. 2,148. 22,577. 23 Total otlinesl5 through 22 581, 229. 292, 025. 575, 881. 445, 791. 1, 894, 926. 24 Line 23 minus line 17 568, 684. 272, 904. 556, 081. 431, 812. 1, 829, 481. 25 Enter l %oflirte23 5,812. 2,920. 5,759. 4,458..1:' €: 26 Organizations described in lines b Attach a list (which is not open person (other than a governmental through 1996 exceeded the amount c Total support for section 509(a d Add: Amounts from col. (e) for e Public support (line 26c minus 1 Public support percentage (line 10 or 11: a Enter 27. of amount in column (e), line 24 • to public inspection) showing the name of and amount contributed by each unit or publicly supported organization) whose total gifts for 1993 shown in fine 26a. Enter the sum of all these excess amounts • X1) test: Enter line 24, column (e) • lines: 18 9,151. 19 26a 36,590. 26b 26c 1,829,481. 26d 31,728. 22 22,577. 26b • line 26d total) • 26e (numerator) divided by line 26c (denominator)) 01. 26e 1,797,7 26f 98.27% 99- 026344 EAST HI COALITION FORE HOMELESS Schedule A (Form 990) 1997 Support Schedule (Complete only if you checked a box on line 10, 11, or 12.) Use cash method of accounting. Note: You ma use the worksheet in the instructions for converting from the accrual to the cash method of accounting. Pa.e 3 27 Organizations described on line 12: a For amounts included in lines 15, 16, and 17.that were received rom a "disqualified person." attach a list to show the name of, and total amounts received in each year from, each 'disqualified person: Enter he sum of such amounts for each year: (1996) (1995) (1994) (1993) b For any amount included in line 17 that was received from a nondisqualified person, attach a list to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) 85,000. (Include in the list organizations described in lines 5 through 11, as well as individuals.) After computing the difference between the amount received and the larger amount described in (1) or (2), enter the sum of these differences (the excess amounts) for each year. (1996) (1995) (1994) C Add: Amounts from col (e) for lines: 15 16 d Ad t t 27a total and line 27b total e Public support (line 27c total minus fine 27d total) f Total support for section 509(a X2) test: Enter amount on line 23, col. (e) 127f cAA 7 990A34 NTF 12646 GLO 3275 Copyright Forms Software Only, 1997 Nelco (1993) • s 27d 27e 17 20 21 .. • 27c 1 If g Public support percentage (line 27e (numerator) divided by line 27f (denominator)) O. 27g 7. h Investment income percentage (line 18, column (e) (numerator) divided by line 27f (denominator)). ► 27h 28 Unusual Grants: For an organization descnbed in line 10, 11, or 12 that received any unusual grants during 1993 through 1996, attach a list (which is not open to pubic inspection) (or each year showing the name of the contributor, the date and amount of the grant, and a brief description of the nature of the grant. Do not include these grants in line 15. (See instructions on page 4.) d EAST HI COALITION FOR THE OMELESS 99- 0263448 • Schedule A (Form 990) 1997 Part'N.I Private School Questionnaire (See instructions on page 4.) (To be completed ONLY by schools that checked the box on line 6 in Part IV) 29 Does the organizationhave a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? If "Yes," please describe; if "No," please explain (If you need more space, attach a separate statement.) 32 Does the organization maintain the following: a Records indicating the racial composition of the student body, faculty, and administrative staff? b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? C Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? d Copies of all material used by the organization or on as behalf to solicit contributions? 33 Does the organization discriminate by race in any way with respect to: a Students' rights or privileges? b Admissions policies? C Employment of faculty or administrative staff? d Scholarships or other financial assistance? .. . . e Educational policies? t Use of facilities? 9 Athletic programs? .... h Other extracurricular activities? If you answered "Yes" to any of the above. please explain. (If you need more space, attach a separate statement.) 343 Does the organization receive any financial aid or assistance from a governmental agency? .. 35 CAA If you answered "No" to any of the above, please explain. (If you need more space, attach a separate statement.) b Has the organizations right to such aid ever been revoked or suspended ?... .. If you answered "Yes" to either 34a or b, please explain using an attached statement. Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4.05 of Rev. Proc. 75 -50, 1975 -2 C.B. 587, covering racial nondiscrimination? If "No, attach an explanation 7 990A34 NTF 12647 GLD 3275 Copyright Farms Software Only. 1997 Nelco NIA Page 4 Check here • a Check here • 13 _ if the organization belongs to an affiliated group. if you checked "a" above and "limited control" provisions apply. Limits on Lobbying Expenditures The term "expenditures" means amounts paid or incurred ) (a) Affiliated group totals (b) To be completed for ALL electing organizations 36 Total lobbying expenditures to influence public opinion (grassroots lobbying) ... . 37 Total lobbying expenditures to influence a legislative body (direct lobbying) 38 Total lobbying expenditures (add lines 36 and 37) 39 Other exempt purpose expenditures 40 Total exempt purpose expenditures (add lines 38 and 39) ... ... 41 Lobbying nontaxable amount Enter the amount from the following table -- If the amount on line 40 is -- The lobbying nontaxable amount is -- Not over $500,000 20% of the amount on line 40 .... Over $500,000 but not over $1,000,000 plus 1S % of the excess over 8500,000 Oyer $1,000,000 but not over $1,500,000 $ 175,000 plus 10% of the excess over 81,000.000 Over $1,500,000 but not over S17, 000,000 2225.000 plus 5% of the excess aver 51.500,000 Over $17,000.000 $1,000,000 42 Grassroots nontaxable amount (enter 25% of line 41) 43 Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36 44 Subtract line 41 from line 38. Enter -0- if line 41 is more than line 38 Caution: If there is an amount on either line 43 or line 44, you must file Form 4720. Of 36 37 46 Lobbying ceding amount (150% of line 45(e)) 38 39 47 Total lobbying expenditures . . . . 40 - 41 - - .:. - - . .. , 42 43 - , 44 - - - - 50 Grassroots lobbying expenditures .. . Calendar year (or fiscal year beginning in) ► (a) 1997 (b) 1996 (c) 1995 (d) 1994 (e) Total 45 Lobbying nontaxable amount . 46 Lobbying ceding amount (150% of line 45(e)) 47 Total lobbying expenditures . . . . 48 Grassroots nontaxable amount 49 Grassroots ceiling amount (150% of line 48(e)) - - - - - - 50 Grassroots lobbying expenditures .. . • 99- 0263448 EAST HI COALITION FO HOMELESS Schedule A (Form 990) 1997 Part Y[ Lobbying Expenditures by Electing Public Charities (See instructions on page 6.) (To be completed ONLY by an eligible organization that filed Form 5768) 4 -Year Averaging Period Under Section 501(h (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 45 through 50 on page 71 Lobbying Expenditures During 4 -Year Averaging Period Pad 1/1-B Lobbying Activity by Nonelecting Public Charities (For reporting only by organizations that did not complete Pan VI -A) (See instructions on page 7.) During the year, did the organization attempt to influence national, state or local legislation including any attempt to influence public opinion on a legislative rnatter or referendum, through the use of a Volunteers .... .... .. ...... .. . .. b Paid staff or management (Include compensation in expenses reported on lines c through h ) .. ... . C Media advertisements . . . . d Mailings to members legislators, or the public.... .. ... . e Publications or published or broadcast statements ... 1 Grants to other organizations for lobbying purposes ... - g Direct contact with legislators. their staffs, government officials, or a legislative body . 11 Rashes. demonstrations, seminars, conventions, speeches, lectures. or any other means Total lobbying expenditures (add lines c through h). .. ... ... If "Yes to any of the above, also attach a statement giving a detailed description of the lobbying activities CAA 7 990A56 NTF 12648 GLD 3276 Copyright Forms Software Only, 1997 Nelco Yes No X X X X Amount Page 5 t 4 EAST HI COALITION FORE HOMELESS 99- 026344 Schedule A (Form 990) 1997 Page 6 EPatV11 9 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(cx3) organizations) cr in section 527, relating to political organizations? a Transfers from the reporting organization to a noncharitable exempt organization of: (I) Cash (ii) Other assets b Other transactions: (1) Sales of assets to a noncharitable exempt organization (ii) Purchases of assets from a noncharitable exempt organization (iii) Rental of facilities or equipment (iv) Reimbursement arrangements (v) Loans or loan guarantees (vi) Performance of services or membership or fundraising solicitations C Sharing of facilities, equipment, mailing lists, other assets, or paid employees d If the answer to any of the above is "Yes,' complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization. If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received: ((a) Amount involved (c) Name of noncharitable exempt organization (a) Line no. N/A 52a Is the organization directly o indirectly affiliated with, or related to, one or more tax- exempt organizations described in section 501(c) of the Code (other than section 501(cx3)) or in section 527? ► 0 Yes b if Yes, complete the following schedule: (a) Name of organization GM 3276 (b) Type of organization N/A CAP 7 99006 NTF 12649 Copyright Form Software Only, 1997 Nelco (c) Description of relationship 51a(i) a(ii) b(i) b(ii) b(iv) b(v) b(vi) Yes No X X (d) Description of transfers, transactions, & sharing arrangements ® No y S • (a) Classification of property (b) Month and year laced in service (b (c)Basis for rmeo use ony - - see instructions) (c Recovery period (e) Convention (f)M ( g)De reciation p deduction 15a 3 -year property - 12 yrs S/L C 40 -year b 5 -year property 40 yrs MM S/L C 7 -year property d 10 -year property e 15 -year property 1 20 -year property g 25 -year property 25 yrs - S/L h Residential rental property 27 5 yrs MM S/L 27 5 yrs MM S/L 1 Nonresidential real - property 39 yrs _ MM S/L MM S/L 16a Class hfe S/L b 12 -year 12 yrs S/L C 40 -year 40 yrs MM S/L 0 Form 4562 Department of the Treasury Internal Revenue Service (99) • • Depreciation and Amortization (Including Information on Listed Property) ► See separate instructions. ► Attach this form to your return. Name(s) shown on return Business or activity to which this form relates EAST HI COALITION FOR THE HOM I Part 1 J Election To Expense Certain Tangible Property (Section 179) (Note: It you have any "lls ed property, complete Part V before you complete Part I.) (b) Cost (business use onty) 7 13 1 3 4 5 (c)Elected cost 8 9 10 11 12 1 Maximum dollar limitation If an enterprise zone business, see page 2 of the instructions 2 Total cost of section 179 property placed in service. See page 2 of the instructions 3 Threshold cost of section 179 property before reduction in limitation 4 Reduction in limitation. Subtract line 3 from line 2. If zero or less, enter -0- 5 Dollar limitation for tax year. Subtract line 4 from line 1 If zero or less, enter -0- If married iling separately, see page 2 of the instructions 6 (a)Description of property 7 Listed property Enter amount from line 27 8 Total elected cost of section 179 property Add amounts in column (c), lines 6 and 7 . 9 Tentative deduction Enter the smaller of line 5 or line 8 10 Carryover of disallowed deduction from 1996. See page 3 of the instructions 11 Business income limitation. Enter smaller of business income (not less than zero) or line 5 (see instructions) 12 Section 179 expense deduction Add tines 9 and 10, but do not enter more than line 11 . . . 13 Carryover of disallowed deduction to 1998 Add lines 9 and 10. less line 12... . ► Note: Do not use Part 11 or Part 111 below for listed property (automobiles, certain other vehicles, cellular telephones, certain computers, or property used for entertainment, recreation, or amusement). Instead, use Part V for listed property [Part 11 MACRS Depreciation For Assets Placed in Service ONLY During Your 1997 Tax Year (Do Not Include Listed Property.) Section A -- General Asset Account Election 14 If you are making the election under section 168(iX4) to group any assets placed in service during the tax year into one or more general asset accounts, check this box See page 3 of the instructions Section B -- General Depreciation System (GDS) (See page 3 of the instructions Section C -- Alternative Depreciation System (ADS) (See pane 6 of the instructions art Illy Other Depreciation (Do Not Include Listed Property.) (See page 6 of the ins ructions ) For Paperwork Reduction Act Notice, see the separate instructions. CAA 7 456212 NTF 10967 Copyright F2rms Sott,.are Only. 1997 Nel Inc OMB No 1545 -0172 1997 Attachment Sequence No 67 Identifying number 99 0263448 $ 18,000 $200.000 17 GDS and ADS oeductions for assets placed in service in tax years beginning before 1997 . 18 Property subject to section 168(0(1) election 19 ACRS and other depreciation .. - Part IVj Summary (See page 7 of the instructions ) 20 Listed property Enter amount from line 26 .. 21 Total. Add deeuctions on line 12, lines 15 and 16 in column (g). and lines 17 through 20 Enter here and on the appropriate !knes of your return Partnerships and S corporations -- see instructions 22 For assets shown above and placed in service during the current year, enter the portion of the oasts attributable to section 263A costs... .. .. .. . . 22 17 18 19 20 21 47,753. Form 4562 (1997) 23a Do you have evidence to support business /investment use claimed?' I Yes I - I No 23b If "Yes," is the evidence written? Yes I I No (a) Type of property (list vehicles first) (b) placed laced in service (c)Busn / in vestment use percentage Cos other basis (e) (busn.lnvestrrpient use only) Recovery period Method/ d/ Convention Depreciation deduction Elected section 179 cost 28 Total business/investment miles driven during year (DO NOT include commuting mites). . 29 Total commuting miles driven during year . 30 Total other personal (noncommuting) miles driven 31 Total miles driven during the year Add lines 28 through 30 32 Was the vehicle available for personal use during off -duty hours'. 33 Was the vehicle used primarily by a more than 5% owner or related person? 34 Is another vehicle available for personal use? ..... .. (a) Vehicle 1 (b) Vehicle 2 ^ (d) Vehicle 4 _ _._.. (f) Vehicle 6 S /L- Amortization of costs that begins during your 1997 tax year S/L- 41 Amortization of costs that began before 1997 . . .. S/L- 42 26 27 Add amounts in column (h). Enter the total here and on line 20, page 1 Add amounts in column (i) Enter the total here and on line 7, page 1. . .. Yes 26 Yes 27 No 28 Total business/investment miles driven during year (DO NOT include commuting mites). . 29 Total commuting miles driven during year . 30 Total other personal (noncommuting) miles driven 31 Total miles driven during the year Add lines 28 through 30 32 Was the vehicle available for personal use during off -duty hours'. 33 Was the vehicle used primarily by a more than 5% owner or related person? 34 Is another vehicle available for personal use? ..... .. (a) Vehicle 1 (b) Vehicle 2 (c) Vehicle 3 (d) Vehicle 4 (e) Vehicle 5 (f) Vehicle 6 40 Amortization of costs that begins during your 1997 tax year 41 Amortization of costs that began before 1997 . . .. 41 42 Yes No Yes No Yes No Yes No Yes No Yes No Form 4562 (1997) • Page 2 [Part-V1 Listed Property -- Automobiles, Certain Other Vehicles, Cellular Telephones, Certain Computers, and Property Used for Entertainment, Recreation, or Amusement Note: For any vehicle for which you are using the standard mileage rate or deducting lease expense, complete only 23a. 23b, columns (a) through (c) of Section A, all of Section B. and Section C if applicable Section A -- Depreciation and Other Information (Caution: See page 8 of the instructions for limits for passenger automobiles ) roperty used more than 50% in a qualified business use (See page 7 of the instructions.): 0 /5 25 Property used 50% or less in a qualified business use (See page 7 of the in • Section B -- Information on Use of Vehicles Complete this section for vehicles used by a sole proprietor, partner, or other more than 5% owner " or related person. If yon provided vehicles to your employees, first answer the questions in Section C to see if you meet an exception to completing this section for those vehicles Section C -- Questions for Employers Who P ovide Vehicles for Use by Their Employees Answer these questions to determine it you meet an excep ion to completing Section B for vehicles used by employees who are not more than 5% owners or related persons 35 Do you maintain a written policy statement that prohibits all personal use of vehicles, including commuting, by your employees' . 36 Do you maintain a written policy statement that prohibits personal use of vehicles. except commuting. by your employees? See page 9 of the instructions for vehicles used by corporate officers, directors, or 1% or more owners.. . 37 Do you treat all use of vehicles by employees as personal use? ... .. .. . ..... . . 38 Do you provide more than five vehicles to your employees, obtain information from your employees about the use of the vehicles. and retain the information received" .. 39 Do you meet the requirements concerning qualified automobile demonstration use? See page 9 of the instructions. - . Yes Part VI n your answer to 35 36, 37 38. or 39 is Yes. " you need not complete Section B for the covered vehicles Amortization Copyright Forms Software Onf/ 1997 Netco. Inc No r 4 (a) Description of costs (b) Date amortization begins 9 (c) Amortizable amount (d) Code section (e) Amortization period or percentage (t) Amonizaton for this year 40 Amortization of costs that begins during your 1997 tax year 41 Amortization of costs that began before 1997 . . .. 41 42 Total. Enter here and on 'Other Deductions" or Other Expenses" line of your return 42 Form 4562 (1997) • Page 2 [Part-V1 Listed Property -- Automobiles, Certain Other Vehicles, Cellular Telephones, Certain Computers, and Property Used for Entertainment, Recreation, or Amusement Note: For any vehicle for which you are using the standard mileage rate or deducting lease expense, complete only 23a. 23b, columns (a) through (c) of Section A, all of Section B. and Section C if applicable Section A -- Depreciation and Other Information (Caution: See page 8 of the instructions for limits for passenger automobiles ) roperty used more than 50% in a qualified business use (See page 7 of the instructions.): 0 /5 25 Property used 50% or less in a qualified business use (See page 7 of the in • Section B -- Information on Use of Vehicles Complete this section for vehicles used by a sole proprietor, partner, or other more than 5% owner " or related person. If yon provided vehicles to your employees, first answer the questions in Section C to see if you meet an exception to completing this section for those vehicles Section C -- Questions for Employers Who P ovide Vehicles for Use by Their Employees Answer these questions to determine it you meet an excep ion to completing Section B for vehicles used by employees who are not more than 5% owners or related persons 35 Do you maintain a written policy statement that prohibits all personal use of vehicles, including commuting, by your employees' . 36 Do you maintain a written policy statement that prohibits personal use of vehicles. except commuting. by your employees? See page 9 of the instructions for vehicles used by corporate officers, directors, or 1% or more owners.. . 37 Do you treat all use of vehicles by employees as personal use? ... .. .. . ..... . . 38 Do you provide more than five vehicles to your employees, obtain information from your employees about the use of the vehicles. and retain the information received" .. 39 Do you meet the requirements concerning qualified automobile demonstration use? See page 9 of the instructions. - . Yes Part VI n your answer to 35 36, 37 38. or 39 is Yes. " you need not complete Section B for the covered vehicles Amortization Copyright Forms Software Onf/ 1997 Netco. Inc No r 4 4 t • • NAME:EAST HI COALITION FOR THE HOMELESS ID N0:99- 0263448 Description SUPPORTING SCHEDULE 1997 Form 990 Part II - Statement of Functional Expenses Line 43 - Other Expenses OTHER CONTRACTED SERVICES 2,405. 250. INSURANCE 33,900. 33,900. REPAIRS & MAINTENANCE 8,918. 8,918. OFFICE EXPENSES 4,028. 4,028. FOOD -FEMA 1,388. 1,388. ADVERTISING 475. 475. PROPERTY TAXES & LICENSES 241. 241. OTHER 5,233. 5,233. (B) Program (C) Mgmt. (D) Fund - (A) Total Services & General raising 2,155. Totals 56,588. 54,433. 2,155. NAME:EAST HAWAII COALIT FOR THE HOMELESS • ID NO:99- 0263448 1997 Form 990 Part IV, Balance Sheets - Line 57 Land, Buildings, and Equipment Totals Total Totals Description KIHEIPUA SHELTER DUPLEXES TRANSITIONAL HOMES - KULEANA/ WILDER ADMINSTRATIVE BUILDING LEASEHOLD IMPROVEMENTS - KIHEIPUA SHELTER SEWER CAPITAL LEASE ASSET - CANNON COPIER SHELTER EQUIPMENT OFFICE FURNITURE & EQUIPMENT 1997 Form 990 Part IV, Balance Sheets - Line 58 Other Assets 1997 Form 990 Part IV, Balance Sheets - Line 64b Mortgages and Other Notes Payable Description CAPITAL LEASE OBLIGATION- COPIER NOTES PAYABLE -BOH LOAN SUPPORTING SCHEDULE Cost/ Accumulated Book Basis Deprec. Value 539,579. 296,307. 191,412. 122,155. 18,135. 42,853. 14,546. 25,480. 36,915. 46,574. 24,949. 4,231. 29,413. 11,301. 514,099. 259,392. 144,838. 97,206. 13,904. 13,440. 3,245. 1,224,987. 178,863. 1,046,124. Description Amount RENTAL DEPOSITS 500. Original Balance Date of Maturity Amount Due Note Date 18,135. 14,812. 06/30/97 44,034. 0. 62,169. 14,812. 500. , 4 • • . NAME:EAST HAWAII COALITION FOR THE HOMELESS 1997 Form 990 Part IV, Balance Sheets- Line 65 Other Liabilities SUPPORTING SCHEDULE ID NO:99- 0263448 Description Amount ACCRUED LIABILITIES 17,604. FUNDS HELD IN TRUST 1,151. Total 18,755. . NAME:EAST HAWAII COALIT FOR THE HOMELESS • ID NO:99- 0263448 Description VENDING - LAUNDRY /SODA MACH OTHER REVENUES LOSS ON SALE OF INVESTMENT PROPERTY SUPPORTING SCHEDULE 1997 Form 990 Part VII Analysis of Income- Producing Activities Line 103 - Other Revenue r S i Unrelated Excluded by sec. Business Income 512, 513, or 514 (e) Related (a) (c) or exempt Bus. (b) Excl. (d) function code Amount code Amount income 3,208. 651. - 11,747. Totals - 7,888. r • NAME:EAST HI COALITION FOR •E HOMELESS SUPPORTING SCHEDULE 1997 Form 990 Part V - List of Officers, Directors, and Trustees (A) Name and Address STEPHEN HUMPERS 471 HOOPUNI STREET HILO, HI 96720 ARHOLD MARTINES 117 KEAWE STREET HILO, HI 96720 MARC WEINER P.O. BOX 124 LAUPAHOEHOE, HI 96764 LORRAINE SHIN 169 PUUEO STREET HILO, HI 96720 BEVERLY G. PAPALIMU 1053 KAUMANA DR. HILO, HI 96720 PATRICIA MARTINEZ P.O. BOX 1357 HILO, HI 96721 PAUL D'ALMEIDA P.O. BOX 1782 HILO, HI 96721 ALICE MOON 121 LOKAOKA STREET HILO, HI 96720 WILFRED OKABE 322 NANIAKEA STREET HILO, HI 96720 JD PENN 169 PUUEO STREET HILO, HI 96720 ARDITH RENTERIA P.O. BOX 1007 PEPEEKEO, HI 96783 NANCY SCHEIN HCR 3 BOX 14058 KEAAU, HI 96749 -9224 STEPHEN HUMPHERS 471 HOOPUNI STREET HILO, HI 96720 (B)Title and (C)Compen- average hours sation (if per week not paid) PRESIDENT (7/97 - 9/97) 1 HOUR/ WEEK PRESIDENT (10/97 - 4/98) 1 HOUR/ WEEK PRESIDENT (4/98 - 6/98) 1 HOUR/ WEEK VICE PRESIDENT 1 HOUR/ WEEK TREASURER 2 HOURS/ WEEK DIRECTOR 1 HOUR/ WEEK DIRECTOR 1 HOUR/ WEEK DIRECTOR 1 HOUR/ WEEK DIRECTOR 1 HOUR/ WEEK DIRECTOR 1 HOUR/ WEEK DIRECTOR ' 1 HOUR/ WEEK DIRECTOR 1 HOUR/ WEEK ACTING EXECUTIVE DIRECTOR 40 HOURS/ WEEK 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. • (D)Contri- butions to employee ben. plans ID NO:99- 0263448 0. O . 0. 0. O . 0. 0. 0. O . 0. 0. 0. (E) Expense account and other allowances O . O . O . O . O . 0. O . O . O . O . O . 0. Form 2758 (Rev. May 1995) D eoar tm en t of the Trea sury Internal Rev enue Se rvice Please type or print. File the original and one copy by the due date for filing your return. See instructions on page 2. • • Application for Extension of Time To File Certain Excise, Income, Information, and Other Returns Name EAST HAWAII COALITION FOR THE HOMELESS Number, street, and room or suite no. (or P.O. box no if mail is not delivered to street address) 115 KAPIOLANI STREET A File a separate application for each return. City, town or post office, state and ZIP code. For a foreign address, see instructions. HILO, HAWAII 96720 Note: Corporate income tax return filers must use Form 7004 to request an extension of time to file. Partnerships, REMICs, and trusts must use Form 8736 to request an extension of time to file Form 1065, 1068, or 1041. 1 I recuest an extension of time until FEBRUARY 15 , 1999 , to file ' Forrn 706 -GS(D) Form 990-T (401(a) or 408(a) trust) Form 706 -GS(T) Form 990-T (trust other than above) Form 990 or 990-EZ Form 1041 (estate) (see instructions) Form 990 -BL Form 1041 -A Form 990-PF Form 1042 If the organization does not have an office or place of business in the United States, 2a For calendar year 19 , or other tax year beginning Jul 1, 1997 b If this tax year is for less than 12 months, check reason Initial return 3 Has an extension of time to file been previously granted for this tax year? 5a If this form is for Form 706 - 63(0), 706 -GSM, 990 -BL, 990-PF, 990-T, 1041 (estate), 1042, 1120-ND, 4720, 6069, 8612, 8613, 8725, 8804, or 8831. enter the tentative tax, less any nonrefundable credits. See instructions $ b If this form is for Form 990 -PF, 990-T, 1041 (estate), 1042, or 8804, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit $ C Balance due.Subtract tine 5b from line 5a. Include your payment with this form, or deposit with FTD coupon if required. See instructions $ Please Type or Print Director For Paperwork Reduction Act Notice, see page 2 of form. CAA 7 27581 NTF9660 Copyright Forms Software Only 1997 Nelco By: OMB No 1545-0148 Employer ID number 99- 0263448 check only one): Form 1120 -ND (4951 taxes) Form 3520 -A Form 4720 Form 5227 Form 6069 check this box and ending Jun 0 Final return Q Change in accounting period 0 Yes ® No 4 State in detail why you need the extension CPA NEEDS ADDITIONAL TIME TO PREPARE A COMPLETE AND ACCURATE RETURN. Form 8612 Form 8613 Form 8725 Form 8804 Form 8831 ►p 30, 1998 Signature and Verification Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete; and that 1 am authorized to prepare this form. Signature ID- i Oek Title CPA Date► 10 /05/98 ALE ORI INAL D ONE COP The IRS will show below whether or not your application is approved and will return the copy. Notito Applicant — To Be Completed by the IRS W'= HAVE approved your application Please attach this form to your return. We HAVE NOT approved your application. However, we have granted a 10-day grace period from the later of the date shown below or the due date of your return (including any prio• extensions). This grace period is considered to be a valid extension of time for elections otherwise required to be made on a timely return Please attach this form to your return. 0 We HAVE NOT approved your application. After considering the reasons stated in item 4, we cannot grant your request for an extension of time to file We are not granting the 10-day grace period. 0 We cannot consider your application because it was tiled after the due date of the return for which an extension was requested. 0 Other: Date 0. If you want a copy of this form to be returned to an address other than that shown above, please enter address to which the copy should be sent. Name Dolan, Silva & Assoc., CPAs Number, street, and room or suite no. (or P.O. box no. if mail is not delivered to street address) - .. 16A Railroad Avenue City, town or post office, state, and ZIP code. Fora foreign address, see instructions. Hilo, HI 96720 Form 2758 (Rev. 5-95) p S 1 r i 4 (sfnrnal flnvenne service flirncter P 0 BOK 486 LOS ANGELES, CA 900530486 Dear Applicant: • Employer Identification Number: 99- 0263448 Date: JUL. 13, 1988 Case Number 958146023 EAST HAWAII COALITION FOR THE Contact Person: HOMELESS VICTOR VANNUKUL 374 WAIANUENUE AVENUE Contact Telephone Number: HILO, HI 96720 (213) 725 -6619 Department of the Treasury Accounting Period Ending: DECEMBER 31 Foundation Status Classification: SEE ATTACHMENT Advance Ruling Period Ends: DEC. 31, 1991 Caveat Applies: NO Based on information supplied, and assuming your operations Hill be as stated in your application for recognition of exemption, we have determined you are exempt from Federal income tax under section 501(:)(3) of the Internal Revenue Code. Because you are a newly created organization, He are not now making a final determination of your foundation status under section 509(a) of the Code_ However, He have determined that you can reasonably be expected to be a publicly supported organization described In sections 509(a)(1) and 170 (b)(1)(A)(vi). Accordingly, you will be treated as a publicly supported organization, and not as a private foundation, during an advance ruling period. This advance ruling period begins on the date of your inception and ends on the date shown above. Within 90 days after the end of your advance ruling period, you must submit to us information needed to determine whether you have met the requirements of the applicable support test during the advance ruling period. If you establish that have been a publicly supported organization, you will be classified as a section 509(a)(1) or 509(a),(2) organization as long as you continue to meet the requirements of the applicable support test. If you do not meet the public support requirements during the advance ruling period, you will be classified as a private foundation for future periods. Also, if you are classified as a private foundation, you will be treated as a private foundation from the date of your inception for purposes of sections 507(d) and 4940. Grantors and donors may rely on the determination that you are -not a private foundation until 90 days after the end of your advance ruling period. If you submit the required information within the 90 days, grantors and donors EAST HAWAII COALITION FOR THE • • may continue to rely on the advance determination until the Service makes a final determination of your foundation status. However, if notice that you will no longer be treated as a section 503(a)(1) organization is published in the Internal Revenue Bulletin, grantors and donors may not rely on this determination after the date of such publication. Also, a grantor or donor may not rely OR this determination if he or she was in•part responsible for, or was aware of, the act or failure to act that resulted in your loss of section 509(a)(1) status, or acquired knowledge that the Internal Revenue Service had given notice that you would be removed from classification as a section 509(a)(1) organization. -2 If your sources of support, or your purposes, character, or method.of operation change, please let us know so HO can consider the effect of the chance on your exempt status and foundation status. Also, you should = inform us of all changes in your name or address. As of January 1, 1984, you are liable for taxes under the Federal Insurance Contributions Act (social security taxes) on remuneration of 6100 or more you pay to each of your employees during a calendar year. iYob are." hot"-I' fabl'e"-for 'the''taX' i aposed under_ the . Federa I Uneap 1 oyment-.Tax A'ct t(FUTA) . Organizations that are not private foundations are not to the' excise taxes under Chapter 42 of the Code'. However; are not automatically exempt from other Federal excise taxes. If you have any questions about excise, employment, or other Federal taxes, please let us know. Donors may deduct contributions to you as provided in section 170 of the Code. Bequests, legacies, devisee, transfers, or gifts to you or for your use are deductible for Federal estate and gift tax purposes if they meet the applicable provisions of sections 2055, 2106, and 252? of the Code_ You are required to file Form 990, Return of Organization Exempt from Income Tax, only if your gross receipts each year are normally more than 425,000. If a return is required, it must be filed by the 15th day of the fifth month after the end of your annual accounting period. The law imposes a penalty of $10 a day, up to a maximum of $5,000, when a return is filed late, unless there is reasonable cause for the delay. You are not required to file Federal income tax returns unless you are subject to the tax on unrelated business income under section 511 of the Code. If you are subject to this tax, you must fi an income tax return on Form S90 - T, Exempt Organization Business Income Tax Return. In this letter, we are not determining whether any of your present or proposed activities are unrelated trade or business as defined in section 513 of the Code. You need an employer identification number even if you have no employees. If an employer identification number was not entered on your application, a number will be assigned to you and you will be advised of it. Please use that number on all returns you file and in all correspondence with the Internal Revenue Service. Letter 1045(CG) a EAST HAWAII COALITION FOR THE Because this fetter could help resolve any questions about your exonpt status and foundation status, you should keep it in your pornenont records_ If the heading of this letter indicates that a caveat applies, the caveat beloH or on the enclosure is an integral part of this letter. If you have any questions, please contact the person Nhose name and telephone number are shown in the heading of this letter, F^.ST HAWAII COALITION FOR THE FOUNDATION STATUS: 170(b) (1) (A) (vi) and 509(a) (1) - 3 - 7 Sincerely. yours Frederick C. Nielsen District Director