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HomeMy WebLinkAboutCOM 0667.021 1998-2000• Stephen K. Yamashiro Mn yor •I • 085za.,aaf 7%1 V -v Collutp of 'awaii DEPARTMENT OF FINANCE 25 Aupum Street, Room 118 • HA., Hawmi 96720-4252 (308)961-8234 • Pax(808)961-8248 HAWAII COUNTY NONPROFIT GRANTS (FY 2000-01) HUMAN SERVICES NONPROFIT GRANTS REVIEW COMMITTEE (HSNPGRC) Harry A Takahashi Dvt[fnr S. K. Schulte Dryufy FISCAL YEAR ENDING:June 30, 2001 DATE OF APPLICATION: January 31, 2000 GRANT APPLICATION FOR: Adult Day Health (Program Title) Legal Name of Organization: Goodwill Industries of Honolulu, Inc. DBA Goodwill Industries Hawaii Mailing Address: 2610 Kilihau Street, Honolulu, HI 96819-2020 Facility/Site Address: Director/Site Manager: • Organization President: Contact Person (Grant Writer) 500 Kalanianaole Avenue, Hilo, HI 96720 Petra Wiesenbauer phone: (808) 961-0307 Laura Robertson Petra Wiesenbauer Amount of request for County funds: Total annual budget of organization: S 21,285 S 8 million Phone: (808) 836-0313 Phone: (808) 961-0307 Has the applicant applied for any other funds from the County of Hawaii this fiscal year? 0 Yes Source/Department: Agency/Program(s):t Social Services 0 Youth Programs t Elderly Programs Check Category (ies) V Culture and Arts Education V Other Brien , define the program for which funding is being requested: Provide a daily Adult Day Health program for 6 individuals with developmental 0 No . disabilities. Comm. No, b 67 . 02. File No. ADM Ref. To:. i S�-GG 1 Ref. DateFEB 2 3 2000 �m.. /M 667.0a/ -&/OA-2 L QUALIFYING STANDARDS FOR APPLICANTS • An applicant must meet all of the following standards: Be chartered or otherwise authorized to do business in the State for charitable purposes and exempted from the Federal income lax by the Internal revenue Service. Have a governing board whose members serve without compensation and have no conflict of interest between their regular occupations and the services provided. Have bylaws or policies which describe the manner in which business is conducted, including management, audit, fiscal policies and procedures, policies on nepotism, and policies on management of potential conflict of interest. Have at least one year's experience with the service or activity for which the appropriation is sought or can otherwise demonstrate to the satisfaction of the County sufficient expertise to successfully carry out the service or activity. Be licensed and accredited in accordance with applicable requirements of Federal, State and County laws. II. GRANT CONDITIONS The applicant agrees to comply with the following terms & conditions prior to receiving a grant award. • A. Comply with applicable Federal and State laws prohibiting discrimination against any person on the basis of race, color, national origin, religion, creed, sex, age, or handicap. B. Agree not to use any public funds for purposes of entertainment or perquisites. C. Comply with such other requirements as the Director of Finance may prescribe to ensure adherence by the nonprofit organization with Federal, State, and County laws, and established standards for fiscal and program management. D. Allow the Director of Finance, the committees of the council and their staffs, and the Legislative Auditor access to records, reports, files, and other related documents in order that the program, management, and fiscal practices of the nonprofit organization may be monitored and evaluated to assure the proper and effective expenditure of public funds. III. RECORDS AND REPORTS A. The applicant shall follow generally accepted accounting procedures and practices and shall maintain books, records, documents, and other evidence, which sufficiently and properly account for the expenditure of County funds. The books, records and documents shall be subject at all reasonable times to inspection, reviews, or audits by the County expending agency, the Director of Finance, and the Legislative Auditor, or by their representatives. B. The County expending agency, Director of Finance, or County Council may request periodic written reports on the use of County funds. • C. The nonprofit organization shall submit a final written report to the Legislative Auditor within sixty (60) days after June 30 of the fiscal year. The report shall include an explanation of the public benefits derived from the awarding of the grant and a listing of other funding sources and amounts obtained during the award period. 2 • IV. QUARTERLY ALLOCATION Under no circumstances shall grant funds be disbursed in a lump sum payment Grant funds will be disbursed to Grantees only through a quarterly allocation process. The disbursement of grant funds can be formulated on an equal quarterly apportionment basis. V. GRIEVANCE PROCEDURE The applicant will adopt and maintain a grievance procedure to assure proper accounting for any concerns and complaints about its programs or services that may arise from its members, employees, clients or from other members of the public. VI. DISCLOSURE OF INFORMATION All information, data, or any other material provided to the County by virtue of this application shall be subject to the Uniform Information Practices Act (UIPA), ch. 92F, Hawaii Revised Statutes. All such material is deemed government record and shall be open to the public and may be provided to other public and/or private funding sources. VII. CONTINUED ELIGIBILITY Any applicant or recipient who withholds or omits any material facts or deliberately misrepresents such facts to the County of Hawaii shall: 1) Immediately be disqualified from consideration for Nonprofit Grant funding; OR 2) be in violation of the terms of the Grant Agreement of County funds in which case a grant agreement can be terminated by the County and the recipient or provider may be liable to reimburse all or a portion of any funds received therein. VIII. ACKNOWLEDGMENT Goodwill Industries of Honolulu, Inc. DBA Goodwill Industries of (Legal Name of Organization) hereby agrees to administer the Adult Day Health (Program Title) in accordance with the regulations, policies and procedures prescribed by the Hawaii County Finance Department. Distribution of grant funds is limited to grantees, which are in compliance with County regulations, policies and procedures. The County reserves the right to withhold grant distributions at any time the grantee is not in compliance. It is the policy of the County of Hawaii and for those who do business with the County to provide equal employment opportunities to all persons regardless of race, physical disabilities, color, religion, sex, age, or national origin as mandated by the Federal Civil Rights Acts, as amended, and any other federal or state laws relating to equal employment opportunities. IX. AMENDMENTS TO THE APPLICATION/EVALUATION The applicant assures that it will submit to the HSNPGRC for prior review and approval, a written request and justification for any changes, additions, or deletions to any portion(s) of the grant application or a duly executed Grant Agreement of County Funds. The applicant will cooperate and assist in any effort undertaken by the HSNPGRC to evaluate, inspect or otherwise monitor the effectiveness, feasibility, and/or cost efficiency of any and all practices, policies and procedures or activities pursuant to this application or • any grant designation or allocation received as a result of this application. CII E 0 r� U X. AUTHORITY AND CAPACITY OF APPLICANT • The applicant certifies that it has the authority and capacity to develop and submit this application, and to fully administer the program(s) pursuant to this application. UNSIGNED PROPOSALS WILL NOT BE ACCEPTED! Signature of President/Chairperson Date I/a 7/oo Signature of Executive Director/Manager Date G] GOODWILL INDUSTRIES OF HAWAII OHAWAII COUNTY HUMAN SERVICE NONPROFIT GRANT APPLICATION FY 2000-2001 PROGRAM/SERVICE DESCRIPTION A. Overview • 1. Describe the program for which funding is being requested Funding is requested for a fee-for-service program for 6 adult clients with developmental disabilities for a 3 -hour program service per day. The program format will follow guidelines and requirements of the Home & Community Based Services outlined under the Medicaid Waiver Program. This program will provide services to families and clients that are not eligible for services or are not receiving services through the State at this point. Goodwill's Adult Day Health services will offer an additional choice and resource to the East Hawaii disability community. 2. What unique or significant service will be provided? The Adult Day Health Program will provide training and activities that will allow individuals to attain and maintain skills in the areas of making choices, self care, mobility, communication, interpersonal relationships, social competency, home & money management, and pre -vocational readiness. Each participant's program goals and objectives will be developed in an Individual Planning (IP) meeting together with the individual's circle of friends, Goodwill program staff and the DOII case manager. The result will be part of the consumer's Essential Lifestyle Plan. The program provides community access and integration and it works together with many other community partners and facilities. 3. What specific outcomes are to be achieved? By participating in the Adult Day Health Program, individuals will work on their individual goals and objectives set during their IP meeting. Progress will be documented during each training sessions in the client file. The overall outcome to be achieved for the participant is an increase in independence, community inclusion and self-determination. 4. How will the proposed program empower participants/clients to become self-sufficient and facilitate positive social change? Goodwill's services will enable persons with developmental disabilities to improve their daily independent living skills, which prepares them to live in a more independent setting, to use community resources, and to develop and interact with a network of family, friends, community partners and employers. B. Problem/Need: 1. What is the probleln/need the proposed program is designed to meet? Besides other programs Goodwill Industries focuses services on adults with developmental disabilities and provides services to 57 clients on Oahu and 32 persons in Hilo in the existing Adult Day Health program. These existing programs are only accessible to individuals, whose service funding has been authorized by the State Department of Human Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 1 of 9 Services/Department of Health. Goodwill's proposed services will offer an opportunity to Opeople, who are not eligible for State funding or who are not receiving services currently. 2. Who is the target population and what are the specific needs? Adults with developmental disabilities from East Hawaii, whose specific needs are a home and community based program leading to a higher level of self-sufficiency and independence in their life styles. 3. What is the geographical area(s) to be served, and hours of operation? The geographic area served by the program will be East Hawaii (Puna, South Hilo, Hilo, North Hilo). Goodwill Industries will provide the services in its new facility in Hilo at 500 Kalanianaole Avenue (former Big Island Candy building) for 3 hours per day (9:00 am to 12:00 p.m.) Monday through Friday (except Holidays — see Attachment A). C. Collabm•ation/Coordination: 1. What specific measures will be taken to collaborate/coordinate with other community resources to achieve maximum program efficiency and cost effectiveness? Goodwill Industries is an integral part of Hawaii's resources for persons with developmental disabilities, and the agency works in close collaboration with a number of public and private human service organizations. This includes the State Developmental Disabilities Division of the Department of Health, State Planning Council on Developmental Disabilities, Disability and Communication Access Board (DCAB), Hawaii County Mayor's Committee on People With Disabilities, Hilo Medical Center, The ARC of Hilo, Brantley Center, Family and Adult O Services, Special Olympics, Affordable Catering, Hawaii Island Food Bank, HCEOC, Department of Mass Transit and other community organizations. Goodwill Industries is/will be a direct service provider and will not subcontract with other agencies to provide Adult Day Health services, however, services such as the catering of lunches and transportation for participants from and to the home of the participants are provided by other contractors. 2. How will these measures reduce or eliminate any existing duplication of services to your designate target group? Staff will work collaboratively with DOH -DDD case managers in and the other public and private agencies mentioned above prior to and during program participation to ensure the individual goals and objectives are met and services are not duplicated. D. Goals and Obiectives: 1. What are the major goals/benchmarks of (lie proposed program? To provide 1500 service days for 3 hours per day (6 clients on 250 days per year) of Adult Day Health services to persons with developmental disabilities meeting the assessment criteria of the Medicaid Waiver program. Goodwill's goal is it to improve the quality of life for program participants, this includes their right to live, work and play in the least restrictive, individually appropriate environment in the community of their choice. 2. What specific objectives/action steps are planned for each goal? When a participant selects Goodwill as the provider of choice, an interdisciplinary team comes together for the IP meeting, which includes the participants, his/her circle of family/friends, DOH -DDD case manager, agency staff and other concerned parties. Needs O and interests are assessed to develop individual goals and objectives for the program participants. During daily program hours participants receive training based on their Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 2 of 9 0 • objectives. Objectives are broken down into individual steps and progress is documented in Odata sheets, case notes, and quarterly reports and monitored by DHS/DOH on an annual basis. Upon achievement of goals and objectives a new IP meeting will be held, to determine new training areas for the participant. 3. What is tite timeline (start and end dates) for each action step? The assessment of needs, interests and skills is carried out immediately after a person enters the Adult Day Health program Within 5 days of program start the IP meeting will be held and the training on goals and objectives has to be started within 10 working days. Should a participant not be able to achieve a particular objective or goals within 12 months the goal will be reviewed and adjusted to better match the abilities of the participants. At least on an annual level IP meetings are held to review goals and progress overall. Goodwill's Adult Health program provides services on-going 4. What significant client -centered outcome(s) will the program achieve? Include in your answer how many participants/clients will a) Attain at least one personal program outcome; or From past experience in the Goodwill Adult Day Health program 90% of all program participants achieve one of their goals including all objectives over the course of one year. This percentage is to be expected the same for the fee-for-service participants. Goals that are achieved during the program hours pertain to independent living skills such as to prepare simple meals, learn about food groups and nutrition, sort and wash laundry, personal hygiene such as washing hands, brushing teeth, taking a shower, etc. Goals like tying shoe laces, arts and crafts, sports activities and exercises contribute to an Oimprovement in participants' fine and gross motor skills. Other goals can be in die educational arca such as writing your name, recognition of simple words and learning to recognize and handle money like the following example of an individual goal and its objective shows it: Coal: Using the Dollar Plus Strategy the consumer will select the closest dollar amount to cover purchases up to twenty dollars by 3/2000 Objectives: 1. The consumer will identify a one -dollar bill when prompted. 2. The consumer will identify a five -dollar bill when prompted. 3. The consumer will identify a ten -dollar bill when prompted. 4. The consumer will select the closest dollar amount to cover the purchase for an item costing between one cent and $5.00. 5. The consumer will select the closest dollar amount to cover the purchase for an item costing between $5.01 and $10.00. 6. The consumer will select the closest dollar amount to cover the purchase for an item costing between $10.01 and $15.00. 7. The consumer will select the closest dollar amount to cover the purchase for an item costing between $15.01 and $20.00. 8. The consumer will select the closest dollar amount to cover purchases up to $20.00. b) Show measurable progress towards your program goals. O Goodwill's Adult Day I-Icalth program is client centered and is set up to improve the quality of life for each person to achieve self-determination and a high level of self - Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 3 of 9 sufficiency. Each participant has 3 — 5 individual goals with various objectives, which are O broken down into small achievable learning steps The outcomes vary, depending on the individual's abilities and pace. 3 of Goodwill's clients live in their own apartments. 12 participants are involved in work projects, where they are paid based on their productivity level measured during time studies every 6 months. E. Service Delivery: 1. What methodology will be used in the proposed program's delivery of service(s)? Program services are based in the Goodwill facility in Hilo. Clients arrive at 7.30an1 on the bus or via private transportation. Daily activities are structured by a daily/weekly schedule, that includes time for training on individual goals, classes on various topics such as math, safety, food prep, personal hygiene or social circle, recreational activities such as field trips, arts & crafts or gardening and work activities such as janitorial services or newspaper sorting. Training is conducted on a one-on-one basis or in group settings. Experience, professional staff supervises, teaches and assists participants in their activities. The ratio of staff to clients is maintained at 1:4, which provides for very individualized and client centered services. Clients leave Goodwill between 1:30pm and 2:00pn1. After the participants left the program staff reviews client behavior, progress and outcomes. Plans for adjustments, schedule and responsibilities for the nest day are discussed and documentation in client files carried out. Several times a year staff receives necessary training in areas such as MANDT, Dealing with difficult clients, Essential Life Style Planning, Client Centered Services, etc. OF. Evaluation: 1. What process will be used to evaluate the program and service(s)? Client progress is assessed through the measurement tools approved by the Developmental Disabilities Division. Quality control follows the guidelines of Continuous Quality Improvement a monitoring tool applied annually by DHS, H&CBS monitoring personnel. The program has been and will be monitored by the Department of Human Services for service quality, safety aspects and client involvement. Goodwill Industries is accredited by the CARF: The Rehabilitation Accreditation Commission. This is an international organization responsible for assuring that Community Rehabilitation Programs meet standards set for a variety of programs that serve people with disabilities. The latest accreditation is valid until 2001. The most recent accreditation was received by Goodwill with high commendations. 2. How will this process measure the outcomes specified in Item D, (1 — 4)? Besides the tools of annual IP meetings, development of individual goals and objectives, training and progress documentation in client files and regular review of outcomes in quarterly reports or CQI Goodwill Industries has an internal outcome measurement process in place. This process collects feedback and satisfaction levels via written surveys frmu*participants, parents/caregivers/guardians, employers and funders. The information is compiled on an annual level and steps for improvement are developed and implemented based on the outcome measurement results. This also includes an accessibility study for each program, Owhich helps to recognize and/or remove possible barriers to accessing service. Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 4 of 9 • • G. program Fees • 1. Does your organization charge a membership fee for service participants? ]If yes]: Describe or attach fee for service information] No 2. Does the proposed program charge participants a fee for service(s) provided by your organization? ]If yes]: a) Describe or attach fee for service information; and The fee for the Adult Day Health (ADH) services follow the fee schedule of the Medicaid Waiver program of $28.38 for half-day services (3 hours per day) for generic ADH services on 250 days per year. These fees include transportation, a lunch meal and expenses for special events such as bowling, going to the movies or taking a trip to get shaved ice. For Goodwill Industries this daily rate covers personnel and operating cost. b) Describe how you will ensure that all interested participants will be included despite an inability to pay the entire fee. Hawaii County funding will allow Goodwill Industries to provide services to interested participants at half the rate of the Medicaid Waiver rates. If Hawaii County funding covers $14.19 (50%) of the daily fee families and participants would be able to receive services at a cost of $14.19 per day or $283.80 per month (20 3 -hour service days per month). Should a family decide to go with 6 hours of services per day, the cost for the • family would be $28.38 per day or 567.60 per month. This would provide an affordable solution to the families and the community. H. Viability 1. What is your justification or rationale for the expenditure of public funds for the proposed program? The amount of public funds expended to help offset the cost/fee for the Adult Day Health program is justified, because the money invested in a program that attends to the needs of the participants is recovered in many ways. It will help to serve more individuals with developmental disabilities in the Hawaii community and will allow them to become more independent in their lives, which will improve the quality of life for these persons and but also support the situation of their families. 2. What are your financial and programmatic plans to sustain the proposed program beyond the upcoming fiscal year? Goodwill, has a clear history of service to the community during our 40 year history. We have been in business un East Hawaii since 1997, and recently moved into our permanent location, a 12,000 square foot building, formerly known as the old Big Island Candies Factory. This building houses a retail store, a processing and donations center, classrooms for adult day health activities, fob placement classrooms, a completely furnished computer training classroom with state of the art new equipment It is important to note that the renovation of the facility was funded entirely by Goodwill Industries in the amount of • $175,000. We believe this is a demonstration of our commitment to provide a quality service for East Hawaii residents. Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 5 of 9 • • With the opening of our retail store, in October 1999, Goodwill's objectives are to utilize the . revenues produced by this venture to provide funding to our training programs to and keep them financially viable. It is a model that has served Goodwill throughout the country with over 182 Goodwill locations in the United States. 1 Budget (see Supporting Documents — d. Financial Questionnaire and Budeet Tables): 1. Complete the attached Budget tables; and 2. Provide appropriate attachments, as indicated. • ORGANIZATION/AGENCY INFORMATION A. Board of Directors: 1. Has the organization's Board of Directors received formal training within the past two (2) fiscal years? 1I1 yes: Attach certification/verification of board training. Yes, certification of board training is attached (See Attachment B). 2. What are the primary roles and responsibilities of your organization's Executive Director? As mandated by the Bylaws of Goodwill Industries, the President/CEO is the executive agent of the Board of Directors. This position has active direction and management of the business and other affairs of the corporation and performs such duties as directed by the Board of Directors. The position is responsible of the Board of Directors and reports to them at regular intervals and at their request. In addition, Goodwill Industries has a Director, East Hawaii Branch Operations. This position acts as a member of the Goodwill Senior Managennent team, and is directly responsible for planning, directing and coordinating activities of the East Hawaii branch to ensure that goals and objectives of the branch are accomplished within the prescribed time frames and funding parameters. Complete job descriptions for both positions may be found in the attachments. (See Supporting Documents — 3. Staff Information). 3. What are the Primary roles and responsibilities of your organization's Board of Directors? (Clarify role of executive officers vs. general membership). The governing body of Goodwill Industries is its Board of Directions which consists of not less than fifteen or more than fitly members. Presently there are 33 members. Board members served for a term of three years, and represent the broad community. The Board of Directors has exclusive responsibility for the governance of the corporation including full power to establish polices governing the corporation, made decisions, control and direct the business and affairs of the corporation, and to hire the corporation's President/CEO. The fill] board of Directors meets every other month. There is established an executive committee of which includes the Chairman, the I" Vice Chairperson, the 2"`i Vice Chairperson, the Secretary and Treasurer, and five members at large. The executive committee meets in the every other month in the off -months of the full board meeting, allowing the organization to conduct business in a regularly scheduled manner. Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 6 of 9 0 • B. Past Performance • 1. I -low effective has your organization/agency been in achieving program goals in the past two (2) fiscal years? Include the following information: a) Quantitative data on numbers served; and Fiscal Year Program Clients served in Honolulu Clients served in Hilo 1998 Adult Day Program 53 32 1999 Adult Day Progranl/Adult Day Health Program 58 32 2000 (projected) Adult Day Health Program 65 38 2000 (projected) Personal Assistance Services 3 8 b) Qualitative data showing number and % of participants achieving measurable outcomes. In Attachment C Goodwill's outcome measurement information is compiled for the Hilo programs since the beginning of 1998, when Goodwill Industries first came to Hilo. The information includes feedback from participants, funders and other community resources and uses the measures of effectiveness, efficiency and satisfaction. • C. Financial • 1. have your organization's current program operations remained the same as last year? What major program or financial changes will be incurring next year? Goodwill Industries had a major expansion in 1999 by relocating it's East Hawaii Branch intc an expanded facility at the former Big Island Candy location. This was accomplished entirely through agency finding through sales in our retail stores, and our community contracts divisions. The organizational budget is approximately 8 0 million dollars. The additional expansion allowed Goodwill Industries to start 4 brand new programs in East Hawaii, and include two additional programs scheduled to begin in February 2000. These include: • Personal Assistance Services • Specialized Job Placement Services for individuals with disabilities • Retail and Donated Goods Operations • Census 2000 (Job Placement program for TANF population with the local US Census Bureau) The two additional programs that will begin in February include: • Computer Training for economically disadvantaged individuals • Vocational Skills Training The East Hawaii branch presently operates on a budget of approximately $561,000. We do not anticipate any additional major program or financial changes in 2000. Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 7 of 9 0 • 2. What is the status of all of your organization's major contracts or agreements for the • coming year (employment agreements, office leases, primary grant revenue/supplier, etc.)? All program operations are in place, and stable for the next several years. The organization has just begun a five-year lease with a five year option on its building. Some of our programs are funded through purchase of service contracts with the State, or through other private finding. All state funding has been awarded through the present biennium period to end June 30, 2001. One programs, the Adult Day Program (ADP) which was transitioned into funding through the Partnership -In -Community -Living Program. This was standard for all ADP programs throughout the state. Goodwill Industries does not operate with employment agreements for staff, however, as is evident in the personnel section, many staff have been with the organization for a long period of time, and no staffing changes are foreseeable for the near firture. 3. Flow does the proposed program fit into your organization's long range financial plan? Goodwill's mission and strategic plan focuses on services for people with disabilities and other barriers to employment. It is our goal to assist people in their effort to enhance their skills and abilities and improve or overcome their barriers. The organization maintains excellent fiscal stability, having in place appropriate operating reserves and proper cash management policies. In addition, the organization has recently met a challenge grant for the Weinberg Foundation to establish a 2 million dollar find for the operations of its programs on O'ahu. A similar request for East Hawaii will be presented to the Weinberg Foundation in 2000. • D. Monitorine • 1. During the past two (2) fiscal years, what financial and/or administrative monitoring has your organization received from any and all funding sources? Goodwill Industries prides itself on providing quality services. We participate in an independent, national accreditation to assure that our programs meet national standards. In addition, we are monitored fiscally and programmatically annually on each of over 12 state contracts we hold. We have attached monitoring reports that are relevant to the program we are requesting funding for. A sampling of fiscal and program monitoring during the past two years includes: Audit Tv to Contact Name colnually Phone Annual Financial Audl by a CPA Catha Combs Wnkofl8c Combs, 528-7322 Partner lac. National CARF Accreditation Director of O eralions CARP 1-800444-8991 Adult Day Health Tony Wunsch Df 17S Home and 586-5593 Program Monitor Community Based Services Specialized Job Placement Services Guy Tagonioni DIIS. Division of 692-7729 Supported Employment Contracts Specialist Vocalional Deal Services Rehabilitation The Job Skills Program Ricky Osltiro DLiR Office of 586-8675 Pm�rantS>ecialist Community Services Adult Day Programs Sally Luke DOIC 453-6416 Contract Specialist Developmental Disabilities Division Partners in Community Living Program Sally Luke DOI I 453-6416 Contract Specialist Developmental Disabilities Division Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 8 of 9 • E. Alcohol, Tobacco and Drug -Free Workplace Policies and Information • 1] I. How does your organization address alcohol, tobacco, and other drug prevention information dissemination as part of your workplace and/or program environment? Goodwill Industries is committed to maintaining a drug-free workplace and a smoke -fee work environment and has policies in place to address these issues as noted in the Employee Handbook and the overall Policies and Procedures Books available to supervisors and all staff in all Goodwill facilities. These policies are also discussed during the orientation session of all new -hires. Goodwill Industries of Hawaii Hawaii County Human Services Nonprofit Grant Application January, 31, 2000 Page 9 of 9 • 0 • Attachments To Program/Service Description A Holiday Schedule B Verification of Board Training C Outcome Measurement Information (Past Performance) • • • • Attachments To Program/Service Description A Holiday Schedule • • • New Years Day Martin Luther King's Day President's Day Oe Kuhio Day Memorial Day King Kamehameha Day Independence Day Labor Day Discovery's Day Veterans Day Thanksgiving Day C lstmas Day • Goodwill Industries of Hawaii Human Resources Department Holiday Schedule -2000 F R Friday, December 31 -New Years holiday will be observed on Friday, December 31, 1999 for all Work Sites except Stores (Stores will close on Saturday, January 1, 2000 to observe the Holiday) Monday, January 17 (All Work Sites will be closed except Stores & OHM Contracts) Monday, February 21 (All Work Sites will be closed except Stores & OHM Contracts) Monday, March 27 -In observance of Prince Kuhio Day, March 26 (All Work Sites will be closed except Stores & Federal Contracts) Monday, May 29 (All Work Sites will be closed except Stores) Monday, June 12 (All Work Sites will be closed except Stores & Federal Contracts) Tuesday, July 4 (All Work Sites will be closed except Stores) Monday, September 4 (All Work Sites will be closed except Stores) Monday, October 9 (Federal Contract Sites Only excluding OHM Contracts) Observed on Friday, November 10 (All Work Sites except Stores) Thursday, November 23 (All Work Sites will be closed) Monday, December 25 (All Work Sites will be closed) • • • Attachments To Program/Service Description B Verification of Board Training 11 0 0 Verification of Board Training Goodwill I N D U S T R I E S This is to certify that the Board of Directors of Goodwill H A W A I I Industries of Honolulu, Inc. participates in Board Training on an annual basis. Our last Board Training session was held at our Strategic Planning meeting held on September 23, 1999. Date: 1- 3 I- ZOW August Yee, Chairman of the Board 0 2610 Kilihau Street 40lu, 111 96819-2020 Business: (808) 836-0313 Facsimile: (808) 833-4943 www.higoodwill.org 0 0 • Attachments To Program/Service Description C Outcome Measurement Information (Past Performance) • 0 0 0 1 i GOODWILL INDUSTRIES OF HAWAII • PARENT/GUARDIAN SATISFACTION SURVEY Review Period: July 1, 1998 to June 30, 1999 REGARDING TRAINING RECEIVED Strongly Agree Somervhal Strongly Agree Disagree I was involved in the IP meeting. 2 5 2. Staff responds to illy questions 2 5 and concerns ill a timely manner. 3. Feedback I received from the consumer 2 3 2 is favorable. 4. 1 am informed regularly about the 2 2 3 participants progress. 5. Overall satisfaction. 5 2 PARENT/GIJARDIAN SATISFACTION SUMMARY A total of 2G surveys were mailed. 7 here returned indicating a response rale of 2790 Overall, 7194, of the smvcys indicated • satisfaction and 29'% indicated dissatisfaction widi the services that their consumers received. Based on a preponderance of responses, survey results indicate the particular strengths of this program as: 1. Parent/Grardian involvement with IP mecliogs. 2. Staff responds to questions and conccrns in a linrely nuuuter. 3. Feedback from consumer is favorable. 4. Overall satisfaction is favorable from surveys Ilial have leen returned. Based on a preponderance of responses, survey results indicate the particular areas for improvements of this program are below; I. Program will be moving to a nem location which will elevate problems that pace developed because of a second floor location. 2. An accessible vehicle mill be acquired within the year. which 11,111 assist in (eller coumruuily access. 3. Meller lilies of communication are developing through continued activities involving staff, parents and consumers. Annual IP nreclings have also contributed to cspandurg oplwrtunities for lx iter communication. Some positive comments noted in the surveys arc; 1. Problems with clients arc resolved before the social lvorker's input. - I lappier clients. 2. Participant is able to sec and be taken to places which norrually I wouldn't be able to do. 3. The introduction to computer communication. • • . 0. GOODWILL INDUSTMICS OF IliMAll • CONSUIVI ?R SATISFACTION SIIRVEN Review period: Jule 1, 1998 to June 30, 1999 REGARDING'ru TRAINING RECEIVED STRONGLY AGREE SOMEWHAT AGREE 1. Involved in ny IP. 12 7 2 2. Trated oilll respect and dignil)'. 16 i 3. Rules, responsibililles and my rights M W were c\plaiued and reviewed regularly. 4. Instructor is considerate of my needs 14 7 and has laught no many- skills. 5. Meet regularly to review ny Progress in 12 9 reaching Illy goals. G. Overall Salisftctiol. 21 CONSUMER SATISFACTION SUMMARY STRONGLY DISAGREE •A lolal of 26 surveys were nailed 21 sun'c1s were rclunsd. indicating a respoose rite of Itl'%,. Overall. 100 %, of the surveys indicated salisfaclion the ADNK, lig@C0S Progruws in Ifilo. Based oil a preponderance of responses in the "Strongly Agree— and "Agree' categories. survey results indicate the strengths of this program as. 1. Consumer i nolvemeut in the IP process & meclings. 2 Consumcis arc Irealed kith dignity and respect. 3. Rules. responsibilities and rights arc explained and reviewed oil a rcgufnr basis. 4. luslniclors arc considerate of needs gild Icalch ncuw skills. 5. Reguter mcebngs are held to review progress in teaching goals and objecotes. 6 liased oil the snncy's that %%ere retui ned. overall salislacdon Ni its It Ml" Strongh Agree Based on a prclxwderance of respou.scs, sunny results mdicale the particular areas for inpylwvcnlcnls of Ihis program are belot: I Make IP meeting accessible for bolh parcel and consumer. (Accessible %chicle %uts not m adabte to liansporl consmocr Ila [lie after 10 meeting ) CN1 %%as 1101 m atlablc during hours of accessible Iransporlaion for consenter. 2 Enstne that each consumer has it good understanding of rules. ncsponsibililies and rights through extensive explantion on it regular basis. Some of the positive conunenls noted un Iluc sort cis are: L Making new Fiends/gelling to do the some goals al home and :it Goodwill Deep up the good %tort, - and I'tl do the same of my part as client for Goododl 2. 1Voutd not cvcr choose to go ill) y%I here else 'file people are veu.v nice and Ihcp provide oPlorlLoilies for etc to slop and sec cononunity and collural achN i ics 03. Learning to read and write. • • 1J GOODWILL INDUSTRIES OF HAWAII CAREGIVER SATISFACTION SURVEY Review Period: July 1, 1998 to June 30, 1999 REGARDING TRAINING RECEIVED Strongly Agree Agree I was involved in the IP meeting. 2 2. Staffresponds to my questions 1 2 and concerns in a timely manner. 3. Feedback I received from the consumer 3 is favorable. Somewhat 4. 1 am informed regularly about the 1 1 1 participants progress. 5. Overall satisfaction. 3 CAREGIMt SATISFACTION SUMMARY Strongly Disagree A total of 13 surveys were mailed 3 were returned indicating a response rale of 23%. Overall, 100 % of the surveys indicated satisfaction and 0 % indicated dissatisfaction with the services that their consumers received [lased on a preponderance of responses, survey results indicate the particular strengths of this program as. 1. Caregiver involvement with IP meetings. 2. Staff responds to questions and concerns. 3. Feedback from consumer is favorable. + Overall satisfaction is favorable from all surveys that have been returned. Based on a preponderance of responses, survey results indicate the particular areas for improvements of this program are below; I. Further attempts will be made to include caregivers in the IP process 2. Better communication regarding consumer progress through quarterly reports or more oflen as needed on a case by case basis. Some positive comments noted in the surveys are; Consumer learns a lot - everything is good. GOODWILL INDUSTRIES 01; I1/jAp ERRING AGENT SATIFAChIO (VEY Review Period: July 1, 1998 to June 30, 1999 •REGARDING TRAINING RELIEVED YES NO SOMEWHAT I. Meeting contractual goals. 22 2. Was program appropriate to consumer 22 served. 3. Was provider easily accessible to you, 22 with regard to timely and appropriate conference meetings, reporting consumer progress and evaluation. d. Was the provider timely in reporting 22 incidents, where consumer health and safety were concerned? 5. I las the feedback you received from this 22 consumer been favorable? 6. Did the provider adhere to liniely reporting 22 of consumer activities, as required on a periodic basis? 7. Are you satisfied with (he qualify of service 21 and your relalionship with the provider? REVERING AGENT SA'T'ISFACTION SUMMARY A total of 26 surveys i%erc mailed. 22 were returned indicating a response rate of 85%. Overall, 95% of the surveys indicated satisfaction. 5'%o indicated dissatisfaction with (lie services that Ihcir consumers received. Based oil a preponderance of responses, survey results indicate (lie particular strengths of this program as: 1. 100%, satisfaction in question areas 1 through 6. Based oil the preponderance of responses, survey results indica(e the particular areas for improvements of this program are below; The arca for improvement has leen discussed and was resolved prior to (he surveys being dislnbuled. I Question I17 indicated one exception to the 100 % satisfaction - Case manager indica(ed accessible vehicle was not available for whcelcl air consumer. Solution to this problem had leen resolved earlier in (lie )'ear by hiring an accessible vehicle and driver 2 "s per month to provide coni nunify access, both for extended excursions and shorl trips to local activity centers. 2. Case Manager sent back one survey filled out by signing "unknmvn" Sorue positive comments noted in the surveys are, I. Consumer has a smile ever), lime I see her. - good ivorkl Consumer likes going to program, likes the staff �, Consumer always has nice things to say aboln program when asked. OUTCOME MEASUREMENT REP AL, • II&CBS WAIVER ADII PROGR ADULT DAY PROGRAM HILO Judy I, 1998 - June 30, 1999 • A. INTRODUCTION The I1&CBS Waiver ADH and Adult Day Program provide center and community based services for persons with developmental disabilities. The objective is to provide training for persons based on their individual goals. Goals are developed by the consumer and a circle of friends, who together create opportunities for developing new and positive experiences based on consumer choice. The Hilo ADI I and ADP program has had an exceptional year of new experiences. We have become an intricate part of many community organizations. Volunteer programs have been created with the Food Bank, Humane Society and The Life Care Center. An Adopt A Park program has also been developed with the local Parks and Recreation Department. Consumers have established lasting relationships within the community through these activities. In July 12 consumers transferred into the H&CBS ADH program, the ADP program continued with 4 consumers. B. INTERPRETATION OF DATA Measures of Effectiveness A total of 32 consumers have been served within the ADP & ADH programs. 12 consumers were • converted into the ADI -I program throughout the year The variation of time for the conversion to the ADH waiver program was based on funds being made available by the State. The ADP program will convert to a purchase of service situation for the up coming year, which will enable the consumers to interact with the ADH program. This will benefit both consumers and staff through expanded experience and knowledge on all parts. We are willing and able to afford more individuals the opportunity to become involved in both our programs when funding becomes available. 2. Measures of Efficiency Based on quarterly and annual reports consumers have succeeded in accomplishing some of the established objectives and goals. The timeline for accomplishing set goals vary with each consumer. Through the quarterly report process efficiency in training and techniques are evaluated and revised as needed, Annual IP meetings have been conducted throughout the months of March, April, May and June at which time progress is reviewed and goals are continued or new goals are set based on consumer choice. Measures of Satisfaction Surveys were developed and sent to each consumer, case managers with the Department of l-lealth, caregivers of the consumer, along with the parents and/or guardians of each consumer. • "The consumer response rate was 81%, overall satisfaction with the program was 100°/x. Referring agent (case manager) response was 85% with 95° o overall satisfaction with the program service and components. Caregiver response was 23% with an overall satisfaction rating of 100%. Parent and guardian response was 27% with an overall satisfaction rating of 71 %. C. CONSUMER CIACTERISTICS • The following consumer characteristics are base on Goodwill Industries of Hawaii's Outcome • Measurement Client Descriptors. 31 consumer fall under the descriptors of mental retardation, 1 Cerebral Palsy, 22 having multiple disabilities. 18 males, 14 females who are all single and range in age from 24 to 72. The ethnicity is indicative of the conununity in which we live. We have 2 consumers who live in their own apartment, 14 that live with family members, I who lives in a care facility and 15 that live with care providers. Family members support 4 consumers while the remaining 28 receive support from social security. Transportation is provided by public bus for 1, flandivan for 22 and 9 receive transportation by other means. 17 consumers have less than a Ifigh School education, 1 High School or GED and the remaining 14 received a Special Education Certificate. 9 consumers are literate. I consumer has received prior mental health services through a hospital setting, I is currently receiving mental health services, while the remaining 30 have not received any mental health services. 10 consumers have no previous work history, the 22 remaining have previous rehab or sheltered work experience. I consumer has no previous rehab, 29 were previously served in a rehab setting, 2 are unknown. D. ACCESSIBILCCY SURVEY Goodwill Industries of Hawaii's Accessibility Plan identifies 4 areas of the program which possesses potential barriers and possible solutions to rectify the situation. 1. Attitudinal - Public awareness and education will be provided through a variety of training's and presentations. • 2. Communication - TTY will be available in new location. Staff will be trained in basic signing Alternate modes of communication will be available, video, pictures, etc. 3. Transportation - Scheduling program to accommodate transportation providers. Training for independence. 4. Architectural - Moving to a new ground floor location, easily accessible, emergency evacuation of building easy, fast and safe. Two separate classrooms for consumers Workshop area for expanded training and classes. E. POST SERVICE FOLLOW-UP Goodwill's police is to survey 10% of the consumers exiting the programs in order to access the benefits of services. Of the 10% of people who exited the program the following questions were asked; Are you satisfied with the service you received from Goodwill? 2. What did you like best about the program or service you have received? Respondents were very satisfied with the service and benefits they derived from the program. Some of the positive comments made in regard to the program and service were; • 1. Caring and committed staff. 2. Would like to return to the program. E F. RECOMENDATIONS n LJ Goodwill industries of Hawaii - Gast Hawaii Branch strives to provide quality services at every level. Our programs are relatively new to the Big Island of Hawaii, nevertheless our commitment to excellence has become well known within the community. Goodwill Industries will continue to bring quality programs and services to the Big Island through a highly trained, caring and committed staff. Our focus for the upcoming year will be to provide further community education and advocacy. New community based services will provide expanded community involvement and interactions, along with providing a wide variety of opportunities to individuals who would otherwise have no interactions outside the immediate family or caregivers. Individual classrooms will enhance the training and education programs for the participants. Community involvement through new volunteer programs and opportunities, along with daily interactions will continue to building lasting relationships for the participants and the people of the Big Island. Submitted by: Lisa Onorato • Program Coordinator IMCBS Waiver Program 0 0 • OUTCOME MEAS URENIENT REPORT' t ADULT DAY PROGRAM[ — KILO FEBRUARY - JUNE 1998 INTRODUCTION/SUNIMARY This year has been one of transition for the ADP program. Within a brief period we converted 25 out of 33 original consumers from ADP into waiver by devising a plan to convert clients as expeditiously as possible. This was made possible by the ADP and waiver staff working jointly to reach the ultimate goat of converting the largest amount of individuals to the waiver program with the least amount of stress and the highest level of efficiency as possible This was accomplished by the staffrising to the occasion and creating an atmosphere of compatibility and cooperation between the two programs which afforded them the opportunity to convert to the waiver program without seeing an increase in any problematic behavior. INTERPRETATION OF DATA A. Measures of Effectiveness We served 33 clients this vear in ADP which fell within our contractual goal. The length of time these individuals were served throughout the year varies from case to case. This • variation in times is due to the conversion of 25 individuals into the H&CBS waiver program. Due to the tact that the persons slot transferred with them to waiver we are not sure if additional consumers will be transferred during the rest of the year due to funding limitations. We can maximize our referrals and to quickly reach our maximum amount Of consumers if funding is available. B. Measure of Efficiency It is difficult to determine the average length for completion of program for our consumers in ADP. The completion of this program has various individuals as well as, programmatic factors that determine how long a consumer stays in the program. We have not placed any consumers into our supported employment aspect of ADP. C. Measures of Satisfaction Surveys in this area were sent out and information was compiled by the EE&T Director. The Hilo goal in this area of satisfaction is 80% in all areas. Even though the program has been existence a short time we envision that our goals will be met and exceeded perhaps by year end. CONSUMER CHARACTERISTICS • Goodwill's ADP program is as diverse in nature as the clients we serve. We serve a multitude of people with diverse backgrounds and abilities At the current time all 33 of • • our consumers fall under the descriptor of mental retardation. The differentiation here is the severity of the digability. All of our ADP consumers are single within the age range of 21-70 years and the gender division currently is 16 mates and 14 females. The ethnic ratio is indicative of the community in which we live. We have 2 consumers that are head of household, 16 live with family members and 14 are in care homes with one living in a medical facility. We have about 4 consumers who are driven in private vehicles while the remainder use HCEOC bus service. The Department of Health refers our consumers. 22 of our consumers receive Social Security, 5 receive funds from family members, 4 are on public assistance, one has no income and one we are not sure of the income source. Concerning education 19 have less than high school, 9 have high school or a GED, and 5 have Special Education Certificates. 21 consumers have no mental health history, 9 have had prior service or hospitalization and 3 are currently receiving mental health services. There are I I consumers who have previous rehabilitation or sheltered work and 20 with no work history. Even though the descriptors of our consumers are diverse in nature, programming is individualized for each consumer on a daily basis. POST SERVICE FOLLOW UP Goodwill's policy is to survey 10% of the consumers exiting the ADP Program illorder to access the benefits of services. Of the 3 people who exited the program follow-up calls were made. • Questions 1. To what extent are you satisfied with the services your received from Goodwill? 2. What did you like best about the program or services your received? 3. Were the staff and supervisors accessible to you? All respondents replied that they felt they derived benefits from Goodwill's Program. Positive Impact Mentioned 1. To what extent do you feel you met your goals? 2. 1 made good friends in ADP" Changes Suggested 1. Add cooking class 2. Add arts and crafts 0 n U 0 n LJ RECOMMENDATIONS AND PLANS FOR IMPROVEMENT Hilo is striving for meet all goals by the end of the year. Hilo has adequately provided for the needs of the consumers. We are looking to make necessary changes to meet all expected goals and these changes will be consumer driven. Respectfully submitted, Carol Smith 0 0 r ,_ Flow Chart By -Laws & Policies On Nepotism And Conflict Of Interest ®AVMRV- READY INDEX' INDEXING SYSTEM . • Goodwill Industries of Hawaii Organization Chart Chairperson of the Board August Yee President l CEOI Admnlstralive Assistant Laura Robertson �l Paula Josue 0 FinancelMlS Public Relations 8 Human Resources Recall Sales 8 Operations Employment, Carol Taira Marketing Ruby Menon Roy Hung Education 8 Training His Bran Laura Ka Rand Y Maureen Bales Petro Wiesenbau Finance Development HR Assistant [NISH;Contracts Donations Retail 8 Processing Occupational Training 8 Job Placement Ertployment Medical Transmption Retail Sales Department Associate Clyde Higa Sk1115 T21mng Habilitation 80evelopnpnt Works $ermces Management Operations Inforrretion Clerical Assstant Supported System Ys Federal Building Schofield RetaA Stores Plant Retail Sates HBCBS Engrvices t Custodial Recycling Operations Skills Waiver Services Census 2000 Receptionist / Fl. ShatterSpecialized C y Job Donations Custodial Contracts Custodial Skills PICL Placement Operator Beretama Store Transportation Services HBCBS Waiver Ft Shatter Sears Service Automated Working Hands Job Skills Co.ssary Center Office Skills Hav2ti Program Specali Kailua Store Telemarketing Place SBMces GSA Ad.n OHM Remediation Food! Service Adult Day Sheltered (2 Contracts) DonationsProgram Skills Program Partners In KalmuW Store Processing Community Lrvmq Hickam Admin Hotel Services Facility Housekeeping Slops Colripuler Pead Store Contracts Training Pearl Harbor Custodial Waiakamlo Occupational Stare As -Is -Store Skills Training ftoodwill Industries of Hav*ii Hilo Branch January 24, 2000 President/CEO Hilo Branch Director Employment, Education R Retail Operations Training Programs HBCBS Waiver Retail Sales Specialized Job lament Services Operations Partners In Commpunt Living Census 2000 Computer Training Occupational Skills Training 0 • 0 0 • GOODWILL INDUSTRIES OF nAWAII 2000 Directory of Officers, Executive Committee Members & Board of Directors Goodwill Goodwill Industries of Hawaii 2610 Kilihau Street, Honolulu, Hawaii 96819-2020 Telephone: (808) 836-0313 Fax: (808) 833-4943 TTY: (808) 526-3913 www.higoodwill.org (Revised 1/13/00 Ikr) .• • • BOARD OFFICERS CHAIRMAN OF THE BOARD August A. Yee (2001) 419-A Atkinson Drive, #1607 Honolulu, HI 96814 Phone: 373-1222 (H) Fax: 946-7202 SECOND VICE CHAIR Michael B. Cutler (2001) President/CEO Cutler & Associates 45-955 Kamehameha Highway, Suite 303 Kaneohe, HI 96744 Phone: 235-4460 Fax: 247-0002 <Assistant: Jean Oshiro> email: cutler@lava.net TREASURER Gary Williams (2001) Senior Vice President Corporation Services Department First Hawaiian Bank Post Office Box 1959 Honolulu, HI 96805 Phone: 844-3610 Fax: 844-3609 <Assistant: Duana Amay> email: garywool@gte.net ( ) = term ending date • FIRST VICE CHAIR Jay Conley (2001) Director of Marketing Hawaii Center for Business Health 1301 Punchbowl Street Honolulu, HI 96813 Phone: 537-7447 Fax: 537-7847 <Assistant: Jeannie Nakagawa> email: jconley@queens.org SECRETARY Douglas Smith (2001) Attorney at Law Damon, Key, Leong, 1001 Bishop Street 1600 Pauahi Tower Honolulu. HI 96813 Kupchak, Hastert Phone: 531-8031 Fax: 533-2242 <Assistant: Jessie> email: dcs@hawaiilawyer.com PRESIDENT/CEO Laura D. Robertson President/CEO Goodwill Industries of Hawaii 2610 Kilihau Street Honolulu, HI 96819-2020 Phone: 836-0313 Fax: 833-4943 <Assistant: Paula Josue> e-mail: laurar@aloha.net paulajbmw@juno.com Page 1 of 6 • EXECUTIVE COMMITTEE (Also includes Board Officers) Jan Berman (2000) Perry Confalone (2002) President Attorney at Law Retail Merchants of Hawaii Torkildson Katz Fonseca Jaffe Moore & Hetherington 1240 Ala Moana Boulevard, Suite 215 700 Bishop Street, Amfac Bldg, 15'h Floor Honolulu, HI 96814 Honolulu, HI 96813 Phone: 592-4200 Phone: 523-6000 Fax: 592-4202 Fax: 523-6001 <Assistant: Dean Kawamura> <Secretary: Coral> email: jan@retailhawaii.org email: pwc@torkildson.com Howard Hanada (2002) George Sumner, III (2000) Partner Assistant Vice President, Investment Svcs Grant Thornton Pacific Century Trust 1132 Bishop Street, Suite 1000 130 Merchant Street, 10'h Floor Honolulu, HI 96813 Honolulu, HI 96813 Phone: 536-0066 Phone: 538-4542, 388-5411 (pager) Fax: 523-8590 Fax: 538-4364 <Secretary: Sue> email: gwsgws@pixi.com email: hhanada@gt.com Page 2 of 6 0 • BOARD OF DIRECTORS Darlene Blakeney (2000) Vice President & Manager Hawaii Commercial Banking Center Bank of Hawaii Post Office Box 2900 Honolulu, HI 96846-6000 Phone: 537-8088 Fax: 537-8943 <Assistant: Lyn Maldonado> email: dblakeney@boh.com Jim Fleming (2001) Principal Broker Retail Strategies 1210 Auahi Street, Suite 212 Honolulu, HI 96814 Phone: 597-8161, x12 Fax: 597-8168 email: fleming@lava.net Rowena Fong (2001) Associate Professor University of Hawaii, School of Social Work 2500 Campus Road, Hawaii Hall 231 Honolulu, HI 96822 Phone: 956-6135 Fax: 956-5964 <Assistant: Hisae Tachi> email: rowena@hawaii.edu Admiral Ronald Hays (Ret.) USN (2000) 869 Kamoi Place Honolulu, HI 96825 Phone: 739-7770 Fax: 739-7770 0 Julie Duldulao (2001) Child Support Enforcement Specialist Dept of the Attorney General 94-940 Kuhaulua Street Waipahu, HI 96797 Phone: 692-7147 Fax: 692-7134 email: cseaadm@pixi.com Eddie Flores, Jr. (2001) President Sun Pacific Realty 1650 Liliha Street, Suite 201 Honolulu, HI 96817-3169 Phone: 521-3044 Fax: 545-2239 <Assistant: Lisa Torres> Beverly Garcia (2002) Senior Vice President/Controller Castle & Cooke Hawaii 100 Kahelu Avenue, 2nd Floor Mililani, HI 96789 Phone: 548-3717 Fax: 548-6670 <Assistant: Doreen Kelii> email: beverly.garcia@castle-cooke.com Bob Horwath (2001) Head of Technology Kamehameha Schools 120 Ke Ala Nohana Road, #20-B Honolulu, HI 96817 Phone: 842-3022 Fax: 842-8441 0 Page 3 of 6 • .Gloria Huber (2000) 46-291 Auna Street Kaneohe, HI 96744 Phone: 235-1437 Quentin K. Kawananakoa (2002) 971 Mokulua Drive Kailua, HI 96734 Phone: 263-0531 Fax: 263-0531 John MacDonald (2001) District Service Manager Sears Service Center 45-231 Koa Kahiko Street Kaneohe, HI 96744 Phone: 837-5802 Fax: 837-5888 <Assistant: Keene Tanaka> email: somerled98@aol.com Tom Mendes (2001) Facility Operations Manager w Hawaiian Electric Industries Post Office Box 2750 Honolulu, HI 96840-0001 Phone: 543-7378 Fax: 543-7347 <Assistant: Joycelynn Chun> email: tmendes@hei.com Suanne Morikuni (2002) Executive Director of Finance St. Francis Healthcare System of Hawaii Post Office Box 29700 Honolulu, HI 96820-2100 Phone: 566-4724 Fax: 566-4786 <Assistant: Sharon Sato> email: suannem@sfhs-hi.org Marty Jaskot (2002) 2202 Aha Niu Place Honolulu, HI 96821 Phone: 734-4956 Roy E. King (2001) 619 Onaha Street Honolulu, HI 96816 Phone: 737-1991 Rene Mansho (2001) Honolulu City Council Member Honolulu Hale 530 South King Street Honolulu, HI 96813 Phone: 523-4935 Fax: 547-7822 <Assistant: Sherry> email: mansho@gold.chem.hawaii.edu Derek Mizuno (2002) Manager KPMG Peat Marwick 1001 Bishop Street 2100 Pauahi Tower Honolulu, HI 96813 Phone: 541-9403 Fax: 541-9321 Jody Schucart (2000) President/CEO The Pocketbook Man 2243 Ala Moana Center Honolulu, HI 96814 Phone: 949-3535 Fax: 946-4429 <Assistant: Totsie Shon> Page 4 of 6 •Barbara Silvey (2002) Director Piano Lady 425 Ena Road, Suite C-6 Honolulu, HI 96815 Phone: 949-7674 Fax: 949-7674 CJ n LJ Jerry Tokars (2002) President Armstrong Building Maintenance 650 Iwilei Road Honolulu, HI 96817 Phone: 526-0133 Fax: 526-1077 James Wayman (2001) Senior Vice President Bank Properties Division First Hawaiian Bank Post Office Box 3200 Honolulu, HI 96847 Phone: 525-8985 Fax: 525-6177 <Assistant: Fe Reed> email: hiway@lavanet.com E Jack Takeda (2000) President/CEO ITO-EN (USA), Inc. 125 Puuhale Road Honolulu, HI 96819 Phone: 847-4477 Fax: 841-4384 <Secretary: June> Mary Pat Waterhouse (2001) Deputy Comptroller Department of Accounting & General Svcs State of Hawaii Post Office Box 119 Honolulu, HI 96810-0119 Phone: 586-0401 Fax: 586-0775 <Assistant: Colleen Yoshino> Page 5 of 6 P n U GOODWILL ADMINISTRATIVE STAFF Laura D. Robertson - President/CEO email: laurar@aloha.net E Carol Taira - Director of Finance & Management Information Services email: ctaira@aloha.net Laura Kay Rand - Director of Public Relations & Development email: Lkmeir@aloha.net Roy Hung - Director of Retail Sales & Operations email: royhung@juno.com Petra Wiesenbauer - Director of East Hawaii Branch Operations email: gwhilo@aloha.net Maureen Bates - Director of Employment, Education & Training maureenbates@juno.com .Ruby Menon -Director of Human Resources email: higood@pixi.com Paula Josue - Administrative Assistant email: paulajbmw@juno.com 0 Page 6 of 6 E • 0 0 Goodwill Industries of Hawaii 2000 Board Meeting Schedule Full Board (8:00 a.m. - 9:00 a.m., rotating locations) February 3, 2000 April 6, 2000 June 1, 2000 August 3, 2000 October 5, 2000 *December 14, 2000 Finance Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) February 17, 2000 April 20, 2000 June 15, 2000 August 17, 2000 October 19, 2000 Operations Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) February 7, 2000 April 24, 2000 July 31, 2000 October 30, 2000 Membership Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) January 12, 2000 March 8, 2000 April 12, 2000 Strategic Planning Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) To be determined Executive/Finance Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) January 20, 20000 March 16, 2000 May 18, 2000 July 20, 2000 September 21, 2000 November 16, 2000 Community Relations/Fundraising (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) March 22, 2000 June 28, 2000 September 27, 2000 December 13, 2000 Programs & Services Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) February 24, 2000 May 25, 2000 August 31, 2000 November 30, 2000 Human Resource Committee (12:00 p.m. - 1:00 p.m., Goodwill Conference Room) To be determined These dates are TENTATIVE. A confirmation memo will be faxed to you 2 weeks before the actual meeting and Paula will call to confirm your attendance 2 days before the meeting. *December Full Board Meeting scheduled on second Thursday to allow time to complete 2001 budget. • COUNTY OF HAWAII HUMAN SERVICES NONPROFIT GRANTS (FY 2000-01) Staff Information Sheet Name Degree & Field of StudProgram Staff of Grant Other Staff Full Time Part Time Position Title Petra Wiesenbauer MBA EX X Branch Director Lisa Onorato BA X X Program Coordinator James Murer BA X I X Trainer/Instructor Denise Cowdrey HS, experience X X Program Assistant/Aide Heidi Eilers BA X X X Trainer/Instructor/Job Placement Specialist Taj Gunter HS, course work, experience X X Program Assistant/Aide Robert Gomes HS, experience X X Program Assistant/Aide Kris Kuamo'o HS, experience X I X Program Assistant/Aide— Assistant/Aide- StaceyParks Stacey HS, experience X X Program Assistant/Aide Katina Bradley HS, experience X X X Program Assistant/Aide/Personal Assistance Worker Victoria Mendiola HS, experience X X Personal Assistance Worker Donna Mae Brandt HS, experience X X Job Placement Specialist Robyn Riedel HS X X I Retail Store Manager Veronica Relies HS X X Lead Sales Clerk Warren Walker HS I I X X Sales Clerk &' Maintenance Mitchell Odo HS X X Truck Driver & Production Worker i Job Title: Location: Reports To: ELSA Status: Prepared By: Prepared Date: Approved By: Approved Date: Goodwill Industries of Hawaii Job Description Branch Manager Hilo President/CEO Exempt Laura Robertson September 1, 1998 Laura Robertson September 1, 1998 SUMMARY As a member of the Goodwill senior management team, plans, directs, and coordinates activities of designated branch to ensure that goals and objectives of branch are accomplished within prescribed time frame and funding parameters by performing the following duties personally or through subordinate supervisors. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Reviews branch goals, objectives, and plans to determine time frame, funding limitations, procedures for accomplishing project, staffing requirements, and allotment of available resources to various phases of project. 10 Plans and oversees the branch's retail sales and donations marketing programs to achieve satisfactory profit/loss ratio and share of market performance in relation to pre-set standards and to general and specific trends within the industry and the economy. • Develops and executes retail sales operations and marketing programs to meet both short and long range goals to ensure the profit growth and expansion of branch products and/or services. Analyzes branch budgets to identify areas in which reductions can be made and makes allocations in operating budget. Analyzes and controls expenditures of branch to conform to budgetary requirements. Directs and coordinates promotion of products and services to develop new markets, increase share of market, and obtain competitive position in industry. Reviews and analyzes operational records and reports of store personnel to project sales and to determine store profitability. Confers with administrative personnel and reviews activity and operating reports to determine changes in programs or operations required. Directs preparation of directives to branch personnel outlining policy, program or operations changes to be implemented. Page 1 . Directs compliance of retail personnel and established company policies, procedures and standards such as safekeeping of company funds and property, personnel and grievance practices, and adherence to policies governing acceptance and processing of customer credit card charges. Responsible for the recruitment, hiring, supervision, training, evaluation and development of branch personnel. Develops and implements operating methods and procedures designed to eliminate operational problems and improve product quality and customer service. Conducts public awareness activities such as public speaking engagements and branch tours; conducts fundraising activities as approved. Prepares status reports for management, contracts, and others. Confers with project personnel to provide technical advice and to resolve problems. Coordinates contract activities with stipulations of government, regulatory or other agencies. Analyzes programs and services to improve quality of services. Confers with customers and representatives of associated industries to evaluate and promote improved and expanded services in area. Reviews production costs and product quality, and modifies production and inventory control programs to maintain and enhance profitable operation of the branch. Directs preparation of financial records in accordance with Goodwill policies, reviews profit and loss statements. SUPERVISORY RESPONSIBILITIES Manages subordinate supervisors who supervise employees. Is responsible for the overall direction, coordination, and evaluation of these units. May directly supervise non -supervisory employees. Carries out supervisory responsibilities in accordance with the organization's policies and applicable laws. Responsibilities include interviewing, hiring, and training employees; planning, assigning, and directing work; appraising performance; rewarding and disciplining employees; addressing complaints and resolving problems. QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. EDUCATION and/or EXPERIENCE Bachelor's degree (B. A.) in business related field from four-year college or university and three years related experience and/or training; or equivalent combination of education and experience. LANGUAGE SHILLS Ability to read, analyze, and interpret common scientific and technical journals, financial reports, Page 2 • 0 • and legal documents. Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community. Ability to write speeches and articles for publication that conform to prescribed style and format. Ability to effectively present information to top management, public groups, and/or boards of directors. MATHEMATICAL SHILLS Ability to work with mathematical concepts such as probability and statistical inference. Ability to apply concepts such as fractions, percentages, ratios, and proportions to practical situations. REASONING ABILITY Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists. Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form. CERTIFICATES, LICENSES, REGISTRATIONS Current drivers license required. PHYSICAL DEMANDS The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is regularly required to stand; walk; sit; use hands to finger, handle, or feel; reach with hands and arms; and talk or hear. The employee is occasionally required to climb or balance; stoop, kneel, crouch, or crawl. The employee must occasionally lift and/or move from 25-35 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, depth perception, and ability v to adjust focus. i WORK ENVIRONMENT The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. Page 3 • Goodwill Industries of Hawaii Job Description Job Title: Program Coordinator/Instructor Department: Employment, Education & Training Program: H&CBS Waiver Reports To: Manager - Training and Habilitation Services FLSA Status: Nonexempt Prepared By: Human Resources Prepared Date: December 1999 Approved By: President/CEO Approved Date: December 1999 SUMMARY Supervises consumers and coordinates Goodwill's H&CBS Waiver Program by performing the following duties personally or through subordinate supervisors. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Conducts daily morning group sessions with assigned clients, including implementing IP goals/objectives. Monitors monthly expenditures for client services such as lunch, transportation, activities and —. supplies. Completes monthly attendance, transportation, and lunch documentation. 0 Oversees curriculum and excursion planning. Assists staff and participants with daily program matters. Writes IPs, P&As, quarterly, and annual reports for assigned ADH clients as well as HAB, PA, and HAB-SE clients. Assists with implementing and maintaining CQI and Risk Management policies per Waiver contract. Trains new staff relevant to paperwork and documentation (i.e. IPs, P&As, quarterly and annual reports). Formulates classroom training procedures, consumer programs, activities and schedules in a facility or community based setting. Selects appropriate instructional procedures or methods such as individual training, group instruction, self study, lectures, demonstrations, simulation and stimulation exercises, role playing, and computer based training. Page I Ll • • Organizes and develops training manuals, case files, testing and evaluation procedures, multimedia visual aids, and other educational materials. Maintains records and prepares statistical reports to evaluate performance of assistants/aides and monitor progress of consumers. Keeps informed on new developments, methods, and techniques in the training field. Ability to develop individual consumers program assessment via normed or acceptable assessment tool ( such as pyramid scales, Vineland, or other normed tool). Ability to cognitively and creatively develop and write a functional individual client plan which will include appropriate goals and objectives, writing of plans & approaches, writing of baseline data, writing of task analyses, methods & procedures, etc.. Ability to teach and train developmentally disabled population in a facility or community based setting. Assists individuals with personal care including toileting and may include clean up duties in case of an accident. Occasionally provides transportation to program participants. Conducts work in a safe and responsible manner, utilizing protective clothing and/or equipment when appropriate. Complies with all safety standards. Responsible for awareness of and adherence to all company and safety policies and procedures. SUPERVISORY RESPONSIBILITIES As a team leader, directly supervises consumers in the H&CBS Waiver Program and assists with the supervision of Instructors. QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. EDUCATION and/or EXPERIENCE Bachelors degree (B. A.) from four-year college or university and one to two years related experience and/or training; or equivalent combination of education and experience. LANGUAGE SHILLS Ability to read and interpret documents such as safety rules, operating and maintenance instructions, and procedure manuals. Ability to write routine reports and correspondence. Ability to speak effectively before groups of customers or employees of organization. MATHEMATICAL SHILLS Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, percentages, area, circumference, and volume. Ability to apply concepts of basic algebra and Page 2 0 geometry. REASONING ABILITY Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists. Ability to interpret a variety of instructions famished in written, oral, diagram, or schedule form. CERTIFICATES, LICENSES, REGISTRATIONS CPR/First Aid certification, T.B. Clearance, current driver's license, access to an insured vehicle, proof of auto insurance, clean traffic abstract, and Vision Certified or equivalent are required. Most be able to pass the Visions Part A test and pass a drug test. Must be able to pass/provide a criminal history inquiry that meets Goodwill's standards. PHYSICAL DEMANDS The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is regularly required to talk or hear. The employee frequently is required to stand, walk, and sit. The employee is occasionally required to reach with hands and arms and stoop, kneel, crouch, or crawl. The employee must frequently lift and/or move up to 50 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, depth perception, and ability to adjust focus. WORK ENVIRONMENT The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is frequently exposed to outside weather conditions. The noise level in the work environment is usually moderate. READ AND ACKNOWLEDGED Is Page 3 • 0 Job Title: Department: Program: Reports To: FLSA Status: Prepared By: Prepared Date: Approved By: Approved Date: 0 • Goodwill Industries of Hawaii Job Description Trainer/Instructor Employment, Education & Training H&CBS Waiver - Hilo H&CBS Waiver Program Manager Nonexempt Branch Director -Hilo February 1999 Laura D. Robertson February 1999 SUMMARY Plans, coordinates, and directs personnel training and staff development programs for Goodwill's H&CBS Waiver Program by performing the following duties personally or through subordinate supervisors. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Confers with managers and supervisors to determine training needs. Compiles data and analyzes past and current year training requirements to prepare budgets and justify funds requested. Formulates classroom training policies, consumer programs, activities and schedules in a facility or community based setting. , Selects appropriate instructional procedures or methods such as individual training, group instruction, self study, lectures, demonstrations, simulation and stimulation exercises, role playing, and computer based training. Organizes and develops training manuals, case files, testing and evaluation procedures, multimedia visual aids, and other educational materials. Maintains records and prepares statistical reports to evaluate performance of assistants/aides and monitor progress of consumers. Keeps informed on new developments, methods, and techniques in the training field. Develops and conducts individual consumers program assessment via normed or acceptable assessment tool ( such as pyramid scales, Vineland, or other nonmed tool). Develops and writes functional individual client plans which will include appropriate goals and objectives, writing of plans & approaches, writing of baseline data, writing of task analyses, methods & procedures, etc.. Page 1 0 • Teaches and trains developmentally disabled consumers in a facility or community based setting. • Ability to teach and train developmentally disabled population in a facility or community based setting. SUPERVISORY RESPONSIBILITIES As a team leader, directly supervises consumers in the H&CBS Waiver Program. QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. EDUCATION and/or EXPERIENCE Bachelor's degree (B. A.) from four-year college or university; and one to two years related experience and/or training; or equivalent combination of education and experience. LANGUAGE SKILLS Ability to read and interpret documents such as safety rules, operating and maintenance instructions, and procedure manuals. Ability to write routine reports and correspondence. Ability to speak effectively before groups of customers or employees of organization. MATHEMATICAL SKILLS Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, percentages, area, circumference, and volume. Ability to apply concepts of basic algebra and - • geometry. REASONING ABILITY Ability to solve practical problems and deal with a variety of concrete variables in situations where only limited standardization exists. Ability to interpret a variety of instructions furnished in written, oral, diagram, or schedule form. CERTIFICATES, LICENSES, REGISTRATIONS CAR/First Aid, T.B. Clearance, valid driver's license, and Vision Certified or equivalent are required. Must be able to pass/provide a criminal history inquiry that meets Goodwill's standards. PHYSICAL DEMANDS The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perforin the essential functions. While performing the duties of this job, the employee is regularly required to talk or hear. The employee frequently is required to stand, walk, and sit. The employee is occasionally required to reach with hands and arms and stoop, kneel, crouch, or crawl. The employee must frequently lift and/or move up to 50 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, depth perception, and ability to adjust focus. WORK ENVIRONMENT The work environment characteristics described here are • representative of those an employee encounters while performing the essential functions of this Page 2 • • V job. Reasonable accommodations may be made to enable individuals with disabilities to perform • the essential functions. While performing the duties of this job, the employee is frequently exposed to outside weather conditions. The noise level in the work environment is usually moderate. READ AND ACKNOWLEDGED BY: Date: i Page 3 0 Job Title: Department: Program: Reports To: FLSA Status: Prepared By: Prepared Date: Approved By: Approved Date: Goodwill Industries of Hawaii Job Description Program Assistant/Aide (HAB or ADH) - Hilo Employment, Education & Training H&CBS Waiver Program Coordinator - Hilo Nonexempt Human Resources December 1999 President/CEO December 1999 SUMMARY Performs any combination of following instructional tasks in classroom or community based setting to assist teaching staff Goodwill's H&CBS Waiver Program by performing the following duties. ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned. Discusses assigned teaching area with classroom instructor to coordinate instructional efforts. Prepares lesson outline and plan in assigned area and submits outline to instructor for review. Plans, prepares, and develops various teaching aids such as bibliographies, charts, and graphs. Assists consumer, individually or in groups, with lesson assignments to present or reinforce learning concepts. Assists individuals with personal care including toileting and may include clean up duties in case of an accident. Confers with parents/guardian and support team on progress of consumer. Occasionally provides transportation to program participants. Conducts work in a safe and responsible manner, utilizing protective clothing and/or equipment when appropriate. Complies with all safety standards. . Responsible for awareness of and adherence to all company and safety policies and procedures. SUPERVISORY RESPONSIBILITIES This job has no supervisory responsibilities. QUALIFICATIONS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable Page I 0 0 individuals with disabilities to perform the essential functions. EDUCATION and/or EXPERIENCE High school diploma or general education degree (GED); or six months to one year related experience and/or training; or equivalent combination of education and experience. College related courses desired. LANGUAGE SHILLS Ability to read and interpret documents such as safety rules, operating and maintenance instructions, and procedure manuals. Ability to write routine reports and correspondence. Ability to speak effectively before groups of customers or employees of organization. MATHEMATICAL SHILLS Ability to add, subtract, multiply, and divide in all units of measure, using whole numbers, common fractions, and decimals. Ability to compute rate, ratio, and percent and to draw and interpret bar graphs. REASONING ABILITY Ability to apply common sense understanding to carry out instructions furnished in written, oral, or diagram form. Ability to deal with problems involving several concrete variables in standardized situations. CERTIFICATES, LICENSES, REGISTRATIONS CPR/First Aid certification, T.B. Clearance, current driver's license, access to an insured vehicle, proof of auto insurance, clean traffic abstract, and Vision Certified or equivalent are required. Must be able to pass the Visions Part A test and pass a drug test. Must be able to pass/provide a criminal history inquiry that meets Goodwill's standards. PHYSICAL DEMANDS The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is regularly required to talk or hear. The employee frequently is required to stand, walk, and sit. The employee is occasionally required to reach with hands and arms and stoop, kneel, crouch, or crawl. The employee must frequently lift and/or move up to 50 pounds. Specific vision abilities required by this job include close vision, distance vision, color vision, peripheral vision, depth perception, and ability to adjust focus. WORK ENVIRONMENT The work environment characteristics described here are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions. While performing the duties of this job, the employee is frequently exposed to outside weather conditions. The noise level in the work environment is usually moderate. • READ AND ACKNOWLEDGED BY: Page 2 0 0 r0 Page 3 0 Ll El • Lisa;Onorato • • PO &x 1421 Keoclu, Hawaii 96749 EMP.OYMENT HISTORY: Gooc!will Industries of Hawaii -2610 Kilihou St. Honolulu, Hi. 96819 - 808-836-0313 Position: Program Coordinator HdCBS Waiver Program 08/98 to Present Job bunctfon: Provide program management and supervision for HdC85 Medicade Waiver and Adult Day program, which provides center and community based services for adults with developmental disabilities. QMRP 5upervise and evaluate staff Maintain Budget and monthly billing Ensure contract and implementation through Quality Control and Rusk Management protocol Develope new programs will contract expansion Community Education and Awareness Helping Hands Hawaii - 680 Iwilei Rd., Ste 430 Honolulu, Hi 96817 Position: Crisis Counselor 07/99 to present Job I'unetfon! Outreach counselor for crisis intervention with children and adults suicide and assult prevention/assessments Phone counselor for crisis intervention with children and adults. Liaison for professionals/paraprofessionals with assessment and counseling interventions for children and adults in crisis. Kohl ,�chola - 91-2301 Fort Weaver Rd. Ewa Beach, Hawaii. 96706 800-999-9869 Positl�n: Crisis Counselor 07/98 to 07/99 Job function: Outreach counselor for crisis intervention with children and adults suicide and ossult prevention/assessments Phone counselor for crisis intervention with children and adults. Liaison for professionals/poraprofessionals with assessment and counseling interventions for children and adults in crisis. Goodall Industries of Hawall-2610 Kilihou St. Honolulu, Hi. 96819 - 808-836-0313 Positll'n: Instructor II/Special Education Teacher 01/98 to 08/98 Jobnetlon: Provide Adult Day Program activities and curriculum for persons with development*[ disabilities: Supervise a staff of 5 instructors Staff evaluation b reviews Create and implement curriculum according to IPP Write and implement Plans and Approaches according to IPP Monthly schedule planning Assessments DOH Quarterly /Annual Reports Knowledgeable in both H6C95 and ADP contract requirements Lisa Onorato • • PO I'ox 1421 Keacu, Hawall 96749 0 Special Olymplcs Hawaii - PO Box 3295 Honolulu, Hi. 96801 808-531-1888 Pesltlon: Area Director 01/97 - 09/98 Job °unction: Implement Special Olympic Sports program in the East Hawaii area. Provide training for coaches, volunteers, committee chairpersons. Recruit and maintain Area Management Team Recruit and maintain volunteer staff. Evaluate program and management team. Maintain accurate records. Ensure Special Olympics General Rules and Sports Rules are follow( -d. Criminal history background checks. Maintain ail reports and accreditation. Fundraising. Gront writing. Public relations / Public awareness. Manage all competitions Paha: High 6 Inter School 15-3038 Puna Rd. Pahoo, Hi. 96778 808-965-2150 positiIon: Intensive Basic Skills Instructor 10/95 - 12/97 Job Function: Instruct students grade 10- 12 in following subject matter: Government - Civil Rights, Math, English, Social Studies, Life Skills Create and implement curriculum. Administer tests. Conduct workshops. Pohoa Students ranked #1 out of all Big Island Schools for percentage passing the HSTEC test Posl0m: Substitute Teacher 09/94 12/97 Job F1,unction: Follow and implement regular teacher's lesson plans Instruct students / grade K - 12 Specialize in Special Education Classes. Keone�oko Elementary 15-890 Kahakai Blvd. Pohoo, Hi. 96778 974-4082 Posltum: Special Education Summer School Teacher - 96 6 97 Session Job Flunctlon: Create and implement curriculum according to IEPs grade 3-6 Maintain safe environment Classroom/Behavior Management Supervise teaching personnel / Educational assistants, Classroom Assistants Work with agencies providing services to students. Collaborate with service providers/ Keeping students needs and interest in place. 0 r� Lisa Onorato • • PO I'bx 1421 Keac'u, Hawaii 96749 How di Economic Opportunity Council - 34 Rainbow Drive, Hilo. 96720 961-2681 Position: Community Facllltator/Drop Out Prevention Program - 12/94 - 1C/95 Job kunctlon: Work with your of risk Counseling - Group / Individual Counseling - Family Case Management Maintain records/reports. Big Island Substance Council 1420 Kilauea Ave. Hilo. 96720 935-4927 Posit on: Counselor Adolescent Unit 10/90 04/91 Job Function: Develop Juvenile Drug and Alcohol In/Out Patient Program Assessments / case management Counseling - Group - Individual Public Relations - Education/Awareness Maintain all reports/records Lincoln Shelter and Services - P0. Box 426 Lincoln City, Oregon. PositfIrn: Post Crisis Advocate Women/Children's Shelter 02/86 02-8E Job I unction: Maintain safe house for women/children Counseling - Group/Individual Support Group Facilitator - Incest Survivors Domestic Violence Support Group Parenting Classes Anger Management Support Group Assist women with various Stott and Federal Agencies Maintain 24 hour crisis line. Crisis intervention. Iss"hah Police / Fire Department 130 E. Sunset Way, Issaquah, WA, 98027 PositiI n: Comnwnications Officer / Cortections Officer Job F notion: Dispatch emergency personnel to calls for assistance Maintain Officer/Public safety Maintain all Department records / reports: Court Docket / Issaquah District Court Uniform Crime Report / FBI State Jail Commission Report / Washington State Jail Commission Annual Budget / Police Department Maintain Correctional facility / Inmate population Assist general public Background checks LIsa.Onaroto • PO eox 1421 Keaalu, Howall 96749 i EDUUTION / TRAINING Bachzlors Degree - Psychology Suiciye Prevention Firearms Training Crisi:, Intervention/Crisis Management Dispatch Training NCIUWACIC Angel, Management Training Rape Victim Advocate Drug.`Alcohol Training Certikied Substitute Teacher MandIt- certified Visioi s - certified Hospic Training i Columbia State University Issaquah Police Department Issaquah Police Department Washington Criminal Justice Department Washington Criminal Justice Department Washington State Patrol Men's Resource Center Portland, Oregon Criminal Justice Department - Oregon Criminal Justice Department - Oregon State of Hawaii Department of Education State of Hawaii - Department of Human Services State of HOWQIi - Department of Human °Rrivees North Lincoln Community Hospital APPOINTMENTS / SPECIAL INTERESTS State' of Hawaii Developmental Disabilities Committee Maym�s Committee on Persons with Disabilities -_� MoyoiILs Committee - Education and Public Awareness Deportment of Education - School Advisory Council Pahoa! High and Intermediate School PTSA Amer'eon Red Cross 0 Committee member Vice Choir Sub -Committee member Vice Chair Vice President Volunteer a Petra Wiesenbauer 13-3315 Makamae Street Pahoa Hawaii 96778 ph.: (808)-965-9090 tuckers@aloha.net Summary Human Resources and Management Professional with MBA and over 7 years of experience in corporate and non-profit business environment. Summary of Skills Supervisory Experience * Project Management * Marketing and Outreach * Market Research Planning and Budgeting * General Operations Management * Recruiting * Retention * Personnel staffing ' Professional Communications * Motivation * Team Building * Career Counseling Human Resource Development' Computer Skills Work Experience Goodwill Industries of Hawaii, Inc. JuN97 - present East Hawaii Branch Director Dec/98 - present • Directs and manages the East Hawaii Branch operation, including expense, revenue and budget responsibility • Develops and implements a public relations and marketing concept * Represents the organization in the Hilo community • Develops and implements a donation solicitation and processing operation * Establishes successful relationships with retail, social services and business partners • Develops and implements a successful concept for the new retail store leading to an average of $15,000 revenue per month ' Recruits, hires and develops staff * Directly supervises the management staff Program Manager of Employment Works Jun/97 - Dec/97 • Started and successfully managed a Welfare -to -Work program for 600 clients and a budget of $ 500,000 * Supervised a staff of 7 (Job Developer, 4 Job Placement Specialists, Job Readiness Trainer, Secretary) ' Set up office and general operations procedures • Chaired the Goodwill Business Advisory Committee for 5 Employment, Education and Training programs • Conducted Orientation sessions for new clients and developed program for clients to improve job readiness skills • Worked together with clients, employers, funders and the general public ' Conducted outreach and job development activities ' Achieved a placement rate of over 60% of all clients * Completed CARF survey and implemented CARF standards in the daily operations of the First -To -Work program E 0 • -2- • Adecco, Honolulu Mar/97 - May/97 Executive Secretary Temporary assignments in Honolulu at Bank of America and Dean Witter Reynolds Inc. Managed office for Branch Manager of Dean Witter Reynolds Completed marketing project for Bank of America as a preparation for the take over by American Savings Bank Landesgirokasse Stuttgart Dec/91 - Dec/96 (Regional Bank in Germany's south: 5000 employees, 240 branches) Senior Personnel Consultant Oct/95 - Dec/96 • Recruited and hired new employees of all levels • Conducted presentations, organized events such as open house days, exchange programs with universities and promotional activities such as job fairs and discussion rounds • Controlled personnel costs and budget • Consulted with department heads to achieve downsizing in a very pro -worker labor climate • Implemented company policies to comply with federal and state labor laws • Counseled executives in difficult team and management situations • Created and directed a personnel development tool to identify high potential employees and guided and monitored their career progress • Recruited, oriented and mentored all volunteers or intems for the bank (200 per year) Specialist for Fundamental Personnel Issues Jan/93 - Sept/95 • Created personnel and general marketing strategies and activities to approach different target groups of the labor market • Organized a personnel survey of 5000 employees to evaluate company management in morale and leadership, carried out a comprehensive feedback with management on an individual basis and developed teambuilding exercises to correct identified problems • Analyzed and revised job descriptions, compensation schemes and job evaluation methods • Initiated and implemented quality improvement standards through quality circles • Managed on-going total quality improvement of the personnel department Assistant to the Director of Personnel Dec/91 - Dec/92 • Developed and delivered communication -concepts and materials for company -wide projects (articles, brochures, questionnaires, letters and memos) • Prepared decision papers for the Board of Directors on various topics • Wrote speeches, presentations and reports for directors and senior executives Institut fuer angewandte Buerokommunikation Apr/94 - Nov/96 and Fuehrungstechnik (Institute for Office Communication and Management Techniques) Trainer and Coach (free lance) • Developed concepts for team and management trainings • Directed training workshops for executives and their teams • Moderated disputes between management and employees • 3 • Education MBA, University of Mannheim, Germany May/91 (including Major in Human Resources Management, Organizational Management) Other Skills and Interests ' Computer skills: Word processing (Word Perfect, AmiPro, Microsoft Word), Spread Sheet (Excel, Lotus 1-2-3), Data Base System (Access, Open Access), Graphic Programs (Freelance, Powerpoint), Windows 95/97 and all earlier Windows versions • Language: Fluent English and German • Memberships: Society of Human Resources Management Women in Business Committee References upon Request 1-* 0 I Stephen K. Yamashiro • pinyur COuirtp of'awaii DEPARTMENT OF FINANCE 25 Aup rm Street, R, o 118 • Wo, Hawau 96720-4252 (8081961-8234 • Fax (808)961-8248 HAWAII COUNTY NONPROFIT GRANTS (FY 2000-01) FINANCIAL QUESTIONNAIRE Harry A Takahashi Dumto, Please include as an attachment an explanation for all "NO" answers to questions N I thru I 1 below: S. K. Schutte Dryuly Yes No 0 0 I. Has the agency operated continuously for the past three (3) years? 0 0 2. Has the agency operated with a positive cash flow for the past (3) years? 0 0 3. Does your Board of Directors approve a detailed cash flow budget before the beginning of • each fiscal year? 4. Do your Board meeting minutes show that quarterly financial statements are approved? 0 5. Is your equity balance at least 20% of your Total Liability balance? (25 0 6. Is your Total Current Asset balance larger than your Total Current Liability balance? 0 0 7. Are bank reconciliations and accounting performed by someone other than the check signatory? (25 (S 8. Are you fully insured for the agency's vehicle(s) and building(s)? 0 0 9. Is your Workers' Compensation at least 2% of payroll? 0 10. Are you current (not delinquent) on all payroll and payroll tax payments? (XS It. Is the agency free of any pending litigation, liens or judgments? (� 12. Within the past 12 months, has the agency applied for vendor or bank credit and was denied credit? If yes, please explain. As the grant applicant, 1 certify that the agency has satisfactorily responded to each of the above questions and explained as •needed. 1 hereby certify that this information is true and correct to the best of my knowledge. Agency: Goodwill Industries of Honolulu, Inc. Phone: (808) 836-0313 Prepared by: Carol Taira, Director of Finance QOJAJ 1/25/2000 Print Namerrille Signature ,y/�1Q Dale Certified by: Laura Robertson �u,a) a7fMC9Y— 1/25/2000 Print Name of Executive Director Signature Dale y -AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU, INC. PROJECT NAME: ADULT DAY HEALTH BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES Pt75iTIf3hJ TITLE '- °.. PRECE[OtAtG FISCAL YEAR F(SCAL YEiR ?QOt) f?i Item 14. Empiayee.; .; i ':: (t-a5t N2tfteEirSt ': Stant$ and Total Agency Budget Sai2ry : i FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Grant Request only.::; Pr ` cted Ez entiiturea 1. Title: Branch Director P "::il' F/T F!T Name Petra Wiesenbauer 43,417 44,720 3,354 Title: Program Coordinator ° P''r'r FIT F!T Name Lisa Onorato $ '.: 28,272 29,120 3,786 1,285 Title' Trainer/Instructor P', `. FR FIT Name J Murer 22,214 22,880 11,440 10,000 Title: Program Assistant/Aide P':�' .' F!T FIT Name D Cowdrey $ 21,002 21,632 10,816 10,000 Title: Other Hawaii County;=''"' FR F/T Name Personnel $: 179,699 231,016 Title: Honolulu County (Oahu) P-':';, F/T FIT Name Personnel 3,867,493 4,029,407 Title: P '' Name. .TOTAL: POSITION Ct3UNT:'; : , " P' : II 4 3 4,162,097 4,378,775 29,396 21,285 Instructions: 1. All administrative and Direct Program Salaries must be included (Please exclude non -program positions) 2. a) P=indicate if whether employee is -- F/T=Full Time Employed (30-40 hours per week) PIT=Part-Time Employed(20 or less hours per week) b) Salaries 0 0 AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU, INC. PROJECT NAME: ADULT DAY HEALTH TABLE 2 EMPLOYEE BENEFITS/PAYROLL TAXES DESCRIPTION PRECEDING FISCALYEAkR> ... FISCAL YEAR 2000-01 Item # ' _: � : � . Employee Benefits! _;� �. ��:�; � Payroll,Taxes Total Agency Budget FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Grant Request Only Projected Expenditures 2. EMPLOYEE BENEFITS (TOTAL) 291,032 : : - . .:: 0 313,190 0 0 Health Insurance 265,077 306,278 - : ' 0 Dental Insurance 1,403: '- 912 < :. .- 0 : € ` Other Benefits (Retirement) 24,552 6,000 0 3. PAYROLL TAXES (TOTAL)" 471,252- :',-;_ 0 564,718 F,- 3,136 0 FICA T65% 312,486 334,882 2,249 SUI (Unemployment Ins) 1.65% 63,580 -° . '..'.� -: ' : 77,387 485 <� Workers' Compensation 100% 90,490 141,132 294 TDI (Disability) 0.37% 4,696 11,317 108 TOTAL {io be reflected in Table 4y ... 762,284 0 877,908 1 3,136 0 • = MUST itemize as attachment(s). Applicable only to the "Grant Request Only Expenditures" column. • r A AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU INC. PROJECT NAME: ADULT DAY HEALTH TABLE 3 DETAILS OF OTHER CURRENT EXPENSES DESCRIPTION PRECEDING FISCAL YEAR FISCAL YEAR 2000-01 Item # Expenses Total Agency Budget FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Grant Request Only Projected Expenditures 1. PROFESSIONAL FEES (TOTAL) 58,632 €..:'' 0 r ::: : 88,925 .`:'.:',:`.,:: 0 :;,:, 0 Legal 28,059: 10,000 Accounting/Bookeeping Audit Fees 18,0007777 19,000 " Administrative Fees 12,573 12,368 Other - 47,557 2. SUPPLIES (TOTAL) 197,850 0 230,748 [:: .::- `: 0 t 0 Office 73,331 :° :. 66,800 Program 6,345 7,560 Consumable 118,174 156,388 3. TELEPHONE '..: 49,757 ': [. <.. _. 49,802.:'; 4. POSTAGE &FREIGHT 19,166 "_:": ' . 17,040 5. OCCUPANCY (TOTAL) 1,577,242 : 0 1,494,027 :;.' :'`: `. 0 ::''' :". 0 Rent 1,400,917 1,319,815 Utilities 106,024 122,680 Janitorial 49,161 40,432 Repairs and Maintenance 21,140 "' <:: 11,100 4 6. EQUIPMENT (TOTAL) "':. " 170,187 ' .`'` 0 69,197 ': :::..' :'.: 0 0 " Purchase 87,480 3,600 " Rental 36,638 32,237 .. .:. " Repairs and Maintenance 46,069 '. 33,360 = MUST itemize as attachment(s). Applicable only to the "Grant Request Only Expenditures" column. 0 0 0 AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU, INC. PROJECT NAME: ADULT DAY HEALTH TABLE 3 (Continued) DETAILS UH U I HER GUKFLEN T EXPENSES (UPEKA I ING GUS 15) DESCRIPTION PRECEDING FISCAL YEAR FISCAL YEAR 2000-01 Item # Expenses Total Agency Budget FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Grant Request Only Projected Expenditures 7. INSURANCE (TOTAL) 67,414 0 75,510 ::' 0 0 General Liability (incl Property) 38,552. 41,386 Fire Auto 26,042 = 30,924: NDOA (Board Insurance) 2,820 3,200:: 8. 1PRINTING 82,901 96,340 .. 9. PUBLICATIONS & SUBSCRIPTIONS 1,000 1,200 F 10. TRAVEL(TOTAL) 22,504 -- 0 :. 31,400 .. :' 0 0 Air Fare 19,504 " .. 27,900 Per Diem 3,000 3,500 Auto Rental _. .: .. _...._ : .- ..'-.......:: 11. AUTO MILEAGE REIMBURSEMENT 25,319 23,600 12. AUTO GASOLINE PURCHASES 24,872 26,340 MEMBERSHIP DUES' :': 75,301 : - `. sl;.:.."' 79,705 STAFF TRAINING 11,768 30,320 15. CONTRACT SERVICE 157,934 `.' s'. 147,288 16. SPECIFIC ASSISTANCE TO CLIENTS 298,341 351,477z i 10,038 17, TAXES/LICENSES 219,500 214,618 18. BANK CHARGES/FEES 21,564 19, COST OF GOODS -RETAIL 103,573 :' : 53,880 .. .. _ ....._ :. _.; 20. DEPRECIATION 133,073 '' 148,920 .. .:.: 21. OTHER 1 12,213 12,040 T6}TAL(tv.be stfee€ezi.izxTai€e5)'',"; 3,330,111 0 3,262,237 10,038 0 4. MUST itemize as attachment(s). Applicable only to the "Grant Request Only Expenditures" column. • • 0 AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU, INC. PROJECT NAME: ADULT DAY HEALTH TABLE 4 Personnel Requirements: Salary ($) and Number of Positions (P) Posiitons .::.. PRECEDING FISCAL YEAR . :: :::.:: . . :::'.::::.: FISCAL YEAR 209041:.::: Total Agency Budget FY 99-00 Total Program Budget FY 99-00 Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Gad Reguest:Only '. (Table 1) TOTAL POSITION COUNT (P) 4,924,381 0 5,256,683 4 3 able 1) TOTAL SALARIES 4,162,097 4,378,775 29,396 21,285 le 2) EMPLOYEE BENEFITS/PAYROLL TAXES 762,284 877,908 3,136 21,285 TOTA£.PERS WELrCOST5" 4,924,381 5,256,683 32,532 21,285 .:.'TOTAf: NUMBER OF POSITIQN$: = - 4 3 TABLE 5 SUMMARY OF EXPENSES Total Budget Summary of Personnel Services and Other Current Expenses 0 0 0 PRECEDING FISCAL YEAR FISCAL YEAR 200"t-,.; ... 600 tYt r. Total ota/Agency Budget FY 99-00 Total Program Budget FY 99-00 Tota/Agency Budget FY 2000-01 Total Program Budget FY 2000-01 GC3tlt:RegttCSt.OYtfy ble 4) TOTAL PERSONNEL SERVICES 4,924,381 0 5,256,683 32,532 21,285 le 3) TOTAL OF OTHER CURRENT EXPENSES 3,330,111 3,262,237 10,038 - TQTAL€4UIZGET `_ .:. - 8,254,492 8,518,920 42,570 21,285 0 0 0 v • AGENCY/ORGANIZATION: GOODWILL INDUSTRIES OF HONOLULU, INC. TABLE 6 Summary of Income PROJECT NAME: ADULT DAY HEALTH :Revenue Sources ' PRECEDING FISCAL YEAR 1995-00 FISCAL YEAR 1 Total Agency Amount Total Program Amount Amount Requested Amount Projected County of Hawaii 21,285 State of Hawaii (including County of Hono) 2,106,331 ederal Funds 2,671,486 ate Foundations 65,783 United Way Funds 102,492 Admissions Donations 58,114 Fundraising 61,036 Pay Phone Vending Machines Service/Program Fees 120,000 21,285 Third -Party Reimbursement(s) Tuition ers ( Retail Sales) 2,937,986 ers (Investment Income) 140,056 TQTALREVEiiIlG.=;:,'''._':::. 8,263,284 0 21,285 21,285 0 0 0 r cr�SIA �. m ND. &67011 • Current Audit Documentation Requirement GOOdWIII Goodwill Industries of Honolulu, Inc. Is financial INDUSTRIES statements submitted for fiscal year 1998 and 1997 are H A W A I I audited by an independent Certified Public Accountant. 2610 Kilihau Street pus"Zulu, HI 96819-2020 usmess: (808) 836-0313 Facsimile: (808) 833-4943 www.higoodwill.org • • 5. GOODWILL INDUSTRIES OF HONOLULU, INC. Financial Statements December 31, 1998 and 1997' 6 0 Independent Auditors' Report Board of Directors Goodwill Industries of Honolulu, Inc. • Wlkoff, Combs & Co. , I ,. We have audited the accompanying statements of financial position of Goodwill Industries of Honolulu, Inc. (a nonprofit organization) as of December 31, 1998 and 1997, and the related statements of activities and changes in net assets, functional expenses and cash flows for the years then ended. These financial statements are the responsibility of the Organization's management. Our responsibility is to express an opinion on these financial statements based on our audits. / We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. 0 In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Goodwill Industries of Honolulu, Inc. as of December 31, 1998 and 1997, and the results of its operations and cash flows for the years then ended in conformity with generally accepted accounting principles. Honolulu, Hawaii March 16, 1999 900 Fort Street Mall, Suite 1040, Honolulu, HI 96813-3711, Tel (808) 528-7322, Fax (808) 536-0,64 94-249 Leonw St., Waipahu, HI 96797-2301, Tel (898) 671 -2608 GOODWILL INDUSTRIES OF HONOLULU, INC. Statements of Financial Position December 31, 1998 and 1997 ASSETS Current assets: Cash and cash equivalents (Notes 2 and 13) Accounts receivable Bequests receivable (Note 16) Unconditional promises to give (Note 3) Purchased inventory Prepaid expenses and other assets Total current assets Property and equipment: Land Building Leasehold improvements Furniture and equipment Less accumulated depreciation and amortization Net property and equipment Other assets: Certificates of deposit (Note 5) Cash restricted for permanent endowment (Note 5) Deposits Total assets 0 1998 $ 1,533,324 744,391 1,200,000 10,000 43,093 26,913 3,557,721 31,400 54,600 436,959 853,339 1,376,298 710,749 665,549 800,000 60,000 47,197 $ 5,130,467 See accompanying notes to the financial statements. 2 I- 1997 $ 1,350,828 550,416 925,000 20,500 12,257 7,608 2,866,609 409,015 683,950 1,092,965 618.665 474,300 950,000 50,000 35,029 $ 4,375,938 U 0 1 GOODWILL INDUSTRIES OF HONOLULU, INC. Statements of Financial Position December 31, 1998 and 1997 LIABILITIES Commitments (Note 7) NET ASSETS Unrestricted Undesignated 1998 1997 Current liabilities: 1,300,000 1,235,461 Accounts payable $ 75,827 $ 54,156 Accrued expenses 421,034 371,144 Deferred revenue 70.549 114,386 Total current liabilities 567,410 539,686 Deferred rent 167,472 183,402 Deferred endowment revenue (Note 5) 700,000 700,000 Total long-term liabilities 867,472 883,402 Total liabilities 1,434,882 1,423,088 Commitments (Note 7) NET ASSETS Unrestricted Undesignated 1,443,977 867,127 Board designated reserve for endowment (Notes 5 and 16) 1,300,000 1,235,461 Invested in property and equipment 665,549 474,300 Total unrestricted net assets 3,409,526 2,576,888 Temporarily restricted (Note 10) 226,059 325,962 Permanently restricted (Note 5) 60,000 50,000 Total net assets 3,695,585 2,952,850 Total liabilities and net assets $ 5,130,467 $ 4,375,938 See accompanying notes to the financial statements. 3 i-- evenue and support: Merchandise sales Custodial and other service contracts Rehabilitation service fees Contributions Bequests (Note 16) Contributed facility (Note 9) Interest (Note 5) Fundraising, net of direct costs of $6,852 in 1998 and $8,056 in 1997 Other revenue Net assets released from restrictions: Satisfaction of payment restrictions (Note 10) Total revenue and support .xpenses. Program services: Donated goods Contract and custom Rehabilitation services Total program services Support services - management and general Total expenses Changes in net assets Jet assets at beginning of year 4et assets at end of year GOODWILa ,tc:ra'WONOLULU, INC. Statements of Activities and Changes in Net Assets For the Years Ended December 31, 1998 and 1997 i Unrestricted Temporarily Restricted Permanently Restricted Total 1998 1997 1998 1997 1998 1997 1998 1997 $ 2,749,805 S 2,872,407 $ S - S - $ S 2,749,805 S 2,872,407 2,284,734 2,347,340 - - - 2,284,734 7,347,340 1,898,394 1,363,660 - - - 1,898,394 1,363,660 342,192 195,822 8,500 33,500 10,000 - 360,692 229,322 275,000 925,000 - - - 275,000 925,000 • 366,900 500,000 - - - 366,900 500,000 96,350 52,688 7,737 48,139 - 104,087 100,827 93,260 49,773 - - 93,260 49,773 17,435 7,062 - - - - 17,435 7,062 116,140 40,033 (116,140) (40,033) - - - 8,240,210 8,353,785 (99,903) 41,606 10,000 - 8,150,307 8,395,391 2,920,505 3,243,592 - - - 2,920,505 3,243,592 1,751,539 1,882,933 - 1,751,539 1,882,933 2,014,531 1,391,770 - - - - 2,014,531 1,391,770 6,686,575 6,518,295 - - 6,686,575 6,518,295 720,997 515,392 720,997 515,392 • - 7,407,572 7,033,687 - 7,407,572 7,033,587 832,638 1,320,098 (99,903) 41,606 10,000 742,735 1,361,704 2,576,888 1,256,790 325,962 284,356 50,000 50,000 2,952,850 1,591,146 S 3,409,526 S 2,576,888 $ 226,059 S 325,962 $ 60,000 S 50,000 $ 3,695,585 S 2,952,850 See accompanying notes to the financial statements 4 . GOODWILL INDUSTRIE*ONOLULII, INC. . Sutc rents of Functional Expenses Salaries and wages Payroll taxes and employee benefits Total payroll costs Occupancy (Note 7) Contributed facility (Nate 9) Supplies Professional fees and contract semces Specific assistance to clients General excise taxes Travel and velucle Equipment rental and maintenance Other Dues (Note 12) Advertising Telephone Prinung and publications Postage Tout expenses before depreciation Depreciation Total expenses For the Yeas Ended December 31, 1998 and 1997 Program Semces Donated Goods Contract and Custom Rehabilitation Semces Total 45,600 1998 1997 1998 1997 1998 1997 1998 1997 5 1,113,062 S 1,060,530 5 1,087,911 $ 1,151,069 S 1,068,571 S 807,065 $ 3,269,544 $ 3,018,664 234,937 251,998 300,461 344,479 151,365 113382 686.763 709859 1,347,999 11312,52b 1,388.3-2 1,495,548 1,219,936 920,447 3,956,307 3,728,523 877,206 188,700 143,288 21,570 109,254 50,659 43,735 18,055 1,778 45,847 13,462 6,929 2,785 2,871,267 991,993 475,000 123,916 16,841 109,796 60,155 33,615 14,232 1,692 20,230 12,017 9,139 4.197 3,185,351 92,438 140,164 90,284 17,891 2,685 98 35 3,664 394 4,361 1,740,386 104,163 170,761 84,226 11,759 2,695 277 83 274 2,518 4,003 1,876,307 208,450 109.567 1085,656 133,630 - 322,350 70,266 45,600 305,992 31,600 16,556 193,334 225,578 212,799 225,578 913 1,046 200,451 37,687 18,753 106,237 13,829 9,860 60,249 2,895 597 21,048 418 105 2,231 6,842 107,647 52,689 18,612 21,445 35,738 16,401 12,621 23,724 - 5.929 4,596 13,075 1,997 006 1,373,992 6,604,659 1,101,560 475,000 273,679 204,158 212,799 195,068 90,667 46,170 15,106 1,880 20,504 35,980 21,760 12 796 6,435,650 Support Services Management and General 1998 1997 350,173 S 267,219 S 51,680 39020 40L853 306239 2,876 3,076 44,550 25,000 22,972 16,892 55,497 18,778 1,426 3,535 23,809 16,980 14,961 12,206 49,900 20,812 64,407 53.659 9,992 6,013 5,462 12,132 17,062 435 1 t63 710,823 500,864 Taut Eawnscs 1998 1997 3.019 717 $ 3.235,883 738 443 748 879 4,358 160 4134 762 1,098,532 S 2,920,505 I 1 104 636 • 366,900 1,882,933 S 500,000 328,964 6686575 S 290,571 248 831 222,936 225,578 212,799 201,877 198,663 130,046 107,647 75,210 58 376 70,948 35,918 66,638 35,339 62,681 20,504 41.751 41,442 33,856 3882'- 13 510 13 959 7,315,482 6,936,514 49,238 58,241 11,153 6,626 21,525 17,778 81,916 82,645 10,174 14,528 92090 97173 S 2,920,505 I 3143,592 $ 1,751,539 S 1,882,933 S 2.014.531 S 1.391,770 $ 6686575 S 6,518,295 $ 720997 S 515,392 5 7407572 S 7033687 • See accompanying nates to the financial statements, 3 GOODWILL INDUSTRIES OF HONOLULU, INC. Statements of Cash Flows For the Year Ended December 31, 1998 and 1997 See accompanying notes to the financial statements. 6 1998 1997 Cash flows from operating activities: Changes in net assets $ 742,735 $ 1,361,704 Adjustments to reconcile changes in net assets to net cash provided by operating activities: Depreciation and amortization 92,090 97,173 Loss on disposition of property and equipment - 2,286 Endowment fund contribution (10,000) - Donation of land and building (86,000) (Increase) decrease in assets: Receivables (193,975) (93,961) Inventory (30,836) (2,172) Prepaid expenses and other assets (19,305) 35,423 Bequests receivable (275,000) (925,000) Unconditional promises to give 10,500 19,500 Deposits (12,168) Increase (decrease) in liabilities: Accounts payable 21,665 (5,167) �— Accrued expenses 49,890 64,676 Deferred revenue (43,837) (160,112) Deferred rent (15,930) 1,473 Total adjustments (512,906) (965,881) Net cash provided by operating activities 229,829 395,823 Cash flows from investing activities: Purchases of property and equipment (197,333) (53,375) Purchase of investments - (250,000) Proceeds from redemption of investments 150,000 95,000 Total cash used in investing activities (47,333) (208,375) Net increase in cash 182,496 187,448 Cash and cash equivalents at beginning of year 1,350,828 1,163.380 . Cash and cash equivalents at end of year $ 1,533,324 $ 1,350,828 See accompanying notes to the financial statements. 6 • • y GOODWILL INDUSTRIES OF HONOLULU, INC. • Notes to Financial Statements December 31, 1998 and 1997 Organization and Operations Goodwill Industries of Honolulu, Inc. (Organization) is a nonprofit, tax-exempt organization that was incorporated in Honolulu, Hawaii in 1959, and is a member of Goodwill Industries International, Inc. Its purpose is to assist persons with disabilities and other special needs to achieve their vocational potential and to maximize their ability to become self-reliant members of the community. The Organization is accredited by the Commission on Accreditation of Rehabilitation Facilities, which sets national standards for quality service to persons with disabilities. The Organization receives the majority of its revenue from the sale of merchandise donated by the public, and contracts for custodial, rehabilitation, and other services. Certain goods are also manufactured and sold pursuant to the terms of volume contracts. Support is from private agency, foundation and individual contributions. 1. Summary of Significant Accounting Policies Basis of Presentation The Organization reports information regarding its financial position and activities according to the following classes of net assets: Unrestricted net assets represent resources over which the Board of Directors has discretionary control. Temporarily restricted net assets result from contributions whose use is limited by donor stipulations that either expire w,th passage of time or can be fulfilled and removed by actions of the Organization pursuant to those stipulations. Permanently restricted net assets are from contributions whose use is limited by donor stipulations that do not expire. Cash and Cash Equivalents For purposes of the statement of cash flows, the Organization considers all unrestricted highly liquid investments with a maturity of three months or less to be cash equivalents. 7 0 GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1998 and 1997 1. Summary of Significant Accounting Policies, continued Purchased Inventory Purchased inventory is stated at the lower of cost or market, with cost determined on a first -in, first -out (FIFO) basis. Investments Investments are stated at market value. Gains and losses arising from the sale or other disposition of investments, unrealized gains and losses resulting from changes in market value between years for unsold investments, and all related income are reported in the statement of activities. Property and Equipment Property and equipment are recorded at cost or estimated fair market value at the date of donation. Leasehold improvements are amortized utilizing the straight-line method over the lesser of the lease term or the estimated useful lives of the assets ranging from five to twenty five years. Depreciation is calculated using the straight-line method based on the respective estimated useful lives ranging from three to ten years for furniture, equipment and vehicles. Expenditures for maintenance, repairs and renewals of minor items are charged to expenses as incurred. Major renewals and improvements are capitalized. Promises to Give Support that is restricted by the donor is reported as an increase in unrestricted net assets if the restriction expires in the reporting period in which the support is recognized. All other donor -restricted support is reported as an increase in temporarily or, permanently restricted net assets, depending on the nature of the restriction. When the restrictive purpose is accomplished, temporarily restricted net assets are reclassifed to unrestricted net assets and reported in the statement of activities as net assets released from restrictions. 9 GOODWILL INDUSTRIES OF HONOLULU, INC. Is Notes to Financial Statements December 31, 1998 and 1997 1. Summary of Significant Accounting Policies, continued Donated Property and Equipment Donations of property and equipment are recorded as support at their estimated fair value at the date of donation. Such donations are reported as unrestricted support unless the donor has restricted the donated asset for a specific purpose. Assets donated with explicit restrictions regarding their use and cash contributions that must be used to acquire property and equipment are reported as temporarily restricted support. The Organization reports expirations of donor restrictions when the donated or acquired assets are placed in service unless donors stipulate how long the donated assets must be maintained. The Organization reclassifies temporarily restricted net assets to unrestricted net assets to recognize the release of restrictions on these assets. Rehabilitation Activity The cost of processing donated merchandise, including wages paid to persons with disabilities, is considered a major portion of the Organization's rehabilitation effort and, accordingly, is treated as a current expense rather than an inventoriable asset. Rent Expense Rent expense is recognized on a straight-line basis over the term of the respective lease agreements. Functional Classification of Expenses In accordance with generally accepted accounting principles, expenses are categorized principally in terms of the Organization's individual program activities or functions. Use of Estimates Preparing financial statements according to generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts of assets and liabilities reported, the disclosure of contingent assets and liabilities, and the revenue and expenses reported during the stated period. Actual results could . differ from management's estimates. 9 • GOODWILL INDUSTRIES OF HONOLULU, INC. • Notes to Financial Statements December 31, 1998 and 1997 1. Summary of Significant Accounting Policies, continued Change in Presentation Certain amounts in the prior year's financial statements have been reclassified for comparative purposes to conform with the current year financial statements. 2. Restricted Cash Cash and cash equivalents are held in various bank accounts and mutual funds. As of December 31, 1998, the following amounts were restricted: Capital improvement project (Note 8) $217,559 Production equipment 8,500 Total restricted cash $226,059 3. Unconditional Promises to Give v Unconditional promises to give of $10,000 as of December 31, 1998, are due within one year. 4. Donated Merchandise Revenue on the sale of donated merchandise, consisting primarily of clothing and furniture, is recorded as sales in the period sold. Prior to sale, the donated goods do not possess an attribute that is measurable with sufficient reliability; nor, prior to sale, would any valuation placed on donated goods be verifiable. Before merchandise can reach a store, the merchandise must be collected, graded and sorted. A significant portion of donated merchandise received is unsalable and is ultimately discarded. The cost and effort of installing and maintaining an inventory system that could effectively and consistently track donations from collection to sale or disposal, would be cost prohibitive and cannot be justified by the utility of the resulting information. Statement of Financial Accounting Standards No. 116, Accounting jor Contributions Made and Contributions Received, requires that contributions be reported in the period received, and be measured at their fair value, except when there is uncertainty • as to its fair value. Since the donations cannot be readily valued or valued with sufficient reliability, merchandise is not ascribed a value when the donation is received. 10 0 GOODWILL INDUSTRIES OF HONOLULU, INC. . Notes to Financial Statements December 31, 1998 and 1997 5. Endowment Fund A $700,000 endowment was received in 1994, for the future maintenance and upkeep of the Organization's sheltered workshop and retail stores, and for major equipment purchases. The contribution is invested in a certificate of deposit as prescribed by the donor and may not be withdrawn without approval. The donor must also approve use of the income from the certificate of deposit. $48,139 of the endowment earnings for each of the years in 1998 and 1997, were approved for use. The $700,000 contribution is contingent upon the Organization raising an additional $1,300,000 in matching funds by December 31, 1999, for the endowment fund. As of December 31, 1998, the Board of Directors designated $1,200,000 of the three unrestricted bequests discussed in Note 16 and $100,000 from unrestricted contributions towards the endowment fund matching requirements. The Organization anticipates the release of the $700,000 contribution once the donor reviews and accepts the $1,300,000 as meeting the matching requirement. Until the funds are released to the Organization, the contribution is reflected in the accompanying 01 statements of financial position as deferred revenue. The Organization has also been designated as the income beneficiary of deferred endowment gifts received by the Hawaii Community Foundation (HCF), a publicly supported foundation. The value of the future income expected from the gifts held by the HCF is not included in the accompanying financial statements as the HCF may redirect the income distributions if it is not possible to use the income for the donor's designated purpose. As of December 31, 1998, the Organization received $60,000 from various contributors for an endowment fund. 6. Line -of -Credit The Organization has a $100,000 bank line -of -credit available until August 1, 1999. Interest on the line is at 1.75% over the bank's base rate. The entire line -of -credit was available at December 31, 1998. 7. Commitments The Organization leases six retail stores, and a rehabilitation facility under operating • leases expiring at various dates through the year 2003. Rent expense was $931,515 and $889,482 for 1998 and 1997, respectively. At December 31, 1998, future minimum lease payments are: 11 0 GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1998 and 1997 7. Commitments, continued Year ending December 31 1999 $ 750,893 2000 637,825 2001 493,261 2002 315,132 2003 61,901 Total minimum lease payments $2,259,012 8. Capital Improvement Project In 1990, the Organization began a capital improvement project campaign to raise funds for the acquisition of capital assets and to make major repairs and improvements to the existing rehabilitation facility and stores. The campaign's goal of raising $I.1 million was attained in 1995, and $217,559 remained to be expended as of December 31, 1998, ($207,559 in cash equivalents and $10,000 of promises to give). 9. Contributed Facility The Organization leases its administrative offices and rehabilitation facility from the State of Hawaii for a $1 per year until the year 2031. The property must be used for programs required by the lease. Since the Organization can choose to terminate the lease at any time, the lease has been determined to be an operating lease. Based on a 1998 study, management's estimated $366,900 annual fair value for the use of the property is reflected in the accompanying statements of activities as contributed facilities support and expense. 10. Restrictions on Net Assets Temporarily r--stricted net assets are released from donor restrictions primarily by incurring expenses that satisfy the restricted purposes. Net assets released from restriction were for: 12 GOODWILL INDUSTRIES OF HONOLULU, INC. 9 Notes to Financial Statements December 31, 1998 and 1997 10. Restrictions on Net Assets, continued 1998 1997 Capital improvements $ 91,540 $22,179 Equipment and software purchase 24.600 17,854 $116,140 $40.033 Temporarily restricted net assets of $226,059 at December 31, 1998, are for capital improvements and production equipment acquisition. 11. Simplified Employee Plan (SEP) The Organization offers a SEP program to all employees over the age of 21 with at least one year of service. Participating employees may contribute up to 15% of their compensation through payroll deductions. The Organization's contribution is f determined annually by its Board of Directors. No contributions were made by the Organization for the 1998 or 1997 plan years. 12. Transactions with Affiliate As a member of Goodwill Industries International, Inc., the Organization paid the national organization $52,605 and $53,001 in membership dues for 1998 and 1997, respectively. 13. Concentration of Credit Risk The Organization places its cash and cash equivalents with financial institutions located in Honolulu, Hawaii and various national brokerage firms. Cash balances at each institution are insured by the Federal Deposit Insurance Corporation (up to $100,000 per account) or the Securities Investors Protection Corporation (up to $500,000 per account, including up to $100,000 on accounts for cash). At December 31, 1998 and 1997, $1,579,920 and $1,531,918, respectively, was not insured by the FDIC and $196,857 and $155,984, respectively was not insured by the SIPC. $700,000 of the funds held in a certificate of deposit is also required to be deposited by the donor with a selected financial institution. The Organization has not experienced any losses in such accounts and believes it is not exposed to any significant credit risks on cash and cash equivalents. 13 Fj GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1998 and 1997 14. Income Taxes As a nonprofit organization qualifying under Intemal Revenue Code Section 501(c)(3), the Organization is exempt from Federal and State income taxes and has been determined not to be a private foundation within the meaning of Intemal Revenue Code Section 509(a). 15. Economic DependencyMnancial Support Approximately 50% and 46% of the Organization's support for 1998 and 1997, respectively, was earned from contracts with governmental agencies. A significant reduction in the level of this support, if this were to occur, would have an adverse effect on the Organization's programs. The contracts for rehabilitation services require the fulfillment of certain conditions as set forth in the contract. Failure to fulfill the conditions could result in the return of funds to the governmental agencies. 16. Bequests As of December 31, 1998, the Organization received approximately $26,000 as the initial receipt of two bequests. During 1998, the Organization was notified that they were to receive a gift from a third bequest. The total amount of the bequests is not known as of the date of this report. However, at a minimum, the Organization expects to receive approximately $1,200,000 from the three bequests within a year, which is included in the accompanying statement of activities as unrestricted support. The estimated value of the bequests as of December 31, 1998, is based on the estimated market value of real property, equity securities, mutual funds, and cash accounts. The Board of Directors has designated the bequests for the endowment fund matching requirements as discussed in Note 5. 14 , • GOODWILL INDUSTRIES OF HONOLULU, INC. Financial Statements December 31, 1997 and 1996 • Wikoff, Combs & Co. . CERTIFIED PUBLIC ACCOUNTANTS t-• • • , Y r Wikoff, Combs & Co. CE RI If It P l 9 t IC ACCOC N AN TS Independent Auditors' Report Board of Directors Goodwill Industries of Honolulu, Inc. We have audited the accompanying statements of financial position of Goodwill Industries of Honolulu, Inc. (a nonprofit organization) as of December 31, 1997 and 1996, and the related statements of activities and changes in net assets, functional expenses and cash flows for the years then ended. These financial statements are the responsibility of the Organization's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of Goodwill Industries of Honolulu, Inc. as of December 31, 1997 and 1996, and the results of its operations and cash flows for the years then ended in conformity with generally accepted accounting principles. Honolulu, Hawaii February 17, 1998 900 1 (41 Strecl M.EII, Suite 1040, Honolulu, HI 96813-3771, Tel (808) 528-7322. Far 18081 536-0364 94-249 Leonu( Sr., Waipahu, HI 96,797-2301, Tel (808) 671-2608 i ,A* i • • GOODWILL INDUSTRIES OF HONOLULU, INC. Statements of Financial Position December 31, 1997 and 1996 ASSETS Current assets: Cash and cash equivalents (Note 2) Accounts receivable Unconditional promises to give (Notes 3 and 12) Purchased inventory Prepaid expenses and other assets Total current assets Property and equipment: Leasehold improvements Furniture and equipment Less accumulated depreciation and amortization Net property and equipment Other assets: Certificates of deposit (Notes 5 and 14) Cash restricted for permanent endowment (Note 5) Long-term unconditional promises to give (Note 3) Total assets 1997 1996 $ 1350,828 $ 1,163,380 550,416 456,455 945,500 20.000 12,257 10.085 42.637 78,060 2,901,638 1,727,980 409,015 436,606 683,950 721.036 1,092,965 1,157,642 618.665 637.258 4741300 520,384 950,000 795,000 50,000 50,000 - 20.000 $ 4375.938 $ 3.113.364 See accompanying notes to the financial statements. 2 1 CJ ..0 0 • • GOODWILL INDUSTRIES OF HONOLULU, INC. Statements of Financial Position December 31, 1997 and 1996 LIABILITIES Current liabilities: Accounts payable Accrued expenses Deferred revenue Total current liabilities Deferred rent Deferred endowment revenue (Note 5) Total long-term liabilities Total liabilities Commitments (Note 8) NET ASSETS Unrestricted: Undesignated Board designated reserves (Notes 5 and 9) Invested in propem, and equipment Total unrestricted net assets Temporarih- restricted (Note 10) Permanently restricted (Note 5) Total net assets Total liabilities and net assets 1997 1996 $ 54,156 371,144 114.386 $ 59,323 306,468 274.498 539,686 640,289 183,402 181,929 700,000 700,000 883.402 881.929 1.423.088 1.522.218 867,127 500,855 1,235,461 235.551 474.300 520.384 2,576.888 1,256,790 325,962 284,356 50.000 50.000 2.952.850 1.591.146 S 4.375.938 5 3.113.364 See accompanying notes to the financial statements. 3 • • Ret entre and ..ippon: h terchandke sates Custodial and other senice contracts Rehahit itAIion cnice fees Contribot o,, Bequests (Note 17) Contributed facility (Note 6) Interest (Nnle 5) Fundraising. net of direct costa of 58,056 in 1997 and 56,318 in 1996 Othetrecenue Net asset, released from restrictions' Satisfaction of payment restrictions (Note 10) 7 mat re, corn, and support Expenses: Program +cnice,- Donated good+ Contract and custom Rehabilitation services Total program smices Support service, - management and general Total expense+ Increase (decrease)in net asset, Net assets At beginning of year Net asset, At end of year GOODWILL INDUSTRIES OF IIONOLULU, INC. Statement, of Aclivilin and Changes in Net Assets For the Year, Fnded December 31, 1997 and 1996 Unreslticled 1991 1996 S 2.872.4117 2?47,340 1 363.660 195.822 925,000 5011,0011 52,688 49,773 7,062 40,033 8,353,795 3.243,592 1.882,933 1,391,770 6,518,295 515,392 7,073,687 1,320,098 1,256,790 S 2,576,889 S 2,909,5611 S 2,105,890 1,001,654 172,575 51111,0110 74,372 35,037 9,792 269,949 7,079,829 Temporarily Restricted 1997 1996 • S - 33,500 30,000 48,139 (411,033) (269,949) 41,606 (239,949) Permanently Restricted 1997 1996 S S Total 1997 1996 S 2,872,407 2,347,340 1,363,660 229,322 925,000 500,01)0 100,827 49,773 7,062 S 2,9119,560 2,105,8911 1,001,654 202,575 5111/,000 74,372 35,037 9,792 8,395,391 6,838,880 3,302,109 - 3,243,592 3,302,109 1,625,299 - 1,882,933 1,625,299 965,141 - 1,391,770 965,141 5,892,549 - - 6,518,295 5,892,549 454,870 515,392 454,870 6,347,419 - - 7,033,687 6,347,419 731,410 41,606 (239,949) - 1,361,704 491,461 525,380 284,356 524,305 50,000 50,000 1,591,146 1,099,695 S 1,256,7911 S 325,962 S 284,356 S 50,000 S 50,000 S 2,952,850 S 1,591,146 See accompanying notes to the financial statements. 4 GOODWILL INDUSTRIES OF HONOLULU, INC. • See accompanying nates to the financiaf statements 5 Satemenls of F,soetmnl Expenses f� for the Yew Ended December 31, 1997 and 1996 Program Services Support Services Dunmed Clouds Contract end Custom Rehsbthtati0n Sesvtees Total Management and General E,pensea 1997 1996 1997 1996 1997 1996 1997 1996 1997 1996 1991 1996 Salnnes and a ages E I,W.. S/n E I.m 1, 160 E 1, 15I.n69 5 979,152 E 807,065 E 556,0.55 S 3,018,664 E 2,586,367 S 267,219 S 230,969 S 3,285,883 E 2.817,336 Palroll taxes and employ e, benefits 251,998 263,229 344,479 313,761 113,382 95,444 709,859 672.434 39,020 37,213 748,879 709,647 Total Palroll costs 1,312,528 1,314,389 1,495,548 1292,913 920,447 651,499 3,728,523 3,258,801 306,239 268,182 4,034 762 3,526,983 8) 991,993 1072,423 - 109.567 61.469 1.101,560 1.133.892 3.076 2.876 1.104.636 1.136.768 �ccupnncr'(Note :nhuted lax Lry(Note 6) 475.(100 475," 475,000 475,000 25,000 25,000 500,000 500,n00 SupPhes 123,916 96,n63 104,163 76,940 45,600 28,311 273,679 201,314 16,892 17,816 290,571 219,130 Pmfesewnal fees and mnvsct sen rocs 16.841 12,240 170,761 153,635 16,556 11,404 204,158 177,279 18,778 14,243 222,936 191,522 Uenerel erase tx<es 110,794 113,290 84,226 80,431 1.046 804 196,066 194,525 3,610 16 199,676 194.541 Traeel and v,hicle(Not, e) 60,155 61,877 11,759 7,840 18,753 15,399 90,667 85,116 16,980 19,032 107,647 104.148 Cues(Note 13) 439 84 83 55 105 R5 627 224 53.584 47,628 54.211 47,852 Egmpment rental and rnwtennnce (Note R) 33,870 42,203 2,695 2,975 9,860 5,224 46,425 50,402 12,206 6,215 58,631 56,617 Spedfic assistance to cbcnts - - - - 212,799 159,999 212,799 159,999 - - 212,799 159,099 Pnslege 4,197 .1,694 4.003 2,011 4,596 2,657 12,796 8,362 1,163 3,460 13.959 11,822 Telephone 12,017 13,460 2,519 2,485 21,445 6,568 35,980 22,513 5,462 7,279 41,442 29,792 Ad,edivnq 2n 230 23,505 274 124 - - 20,504 23,629 - - 20.504 23,629 Bank chug, and other 14,232 13,624 277 2 597 (3) 15,106 13,623 20,912 10,775 35,918 24,398 Pnntmg wed puHmsnom 9,139 5,496 - - 12,621 3,768 21,760 9,264 17,062 15,778 38,822 25,042 Interest 678 678 678 Tolal erpenms before deprenatwn 3,185,351 3,248,026 1,876,307 1,619,411 1,373,992 947,184 6,435,650 5,814,621 500,864 438,300 6,936,514 6,252,921 Depreaatmn 58,241 54,083 6,626 5,888 17,778 17,957 82,645 77,928 14,528 16,570 97,173 94,498 $ 3,247,592 S 3,302,109 S I,ft82,9J3 S 1,625,299 S 1,391,770 S 965,141 S 6,518,295 S 5,892,549 $ 515,392 $ 454,870 S 7,033,687 S 6,347,419 • See accompanying nates to the financiaf statements 5 GOODWILL INDUSTRIES OF HONOLULU, INC. • Statements of Cash Flows For the Year Ended December 31, 1997 and 1996 Cash flow from financing activities Payments on notes payable (1,0,310) Payments on capital lease obligations - (2.759) Total cash (used in) provided be financing activities (13.069) Net increase in cash 187.448 525,787 Cash and cash equivalents at beginning of year 1.163.380 637,593 Cash and cash equivalents at end of year $ 1.350.828 $ 1.163.380 Supplemental cashJlox information: Interest paid $ $ 678 See accompanying notes to the financial statements. 6 1997 1996 Cash flow from operating activities: Changes in net assets $ 1,361.704 $ 491,461 Adjustments to reconcile changes in net assets to net cash provided by operating activities: Depreciation and amortization 97,173 94,498 Loss on disposition property and equipment 2,286 3,146 Collection of unconditional promises to give 20,000 - (Increase) decrease in assets: Receivables (93.961) 59,371 Inventory (2,172) 10,011 Prepaid expenses and other assets 35;423 29,460 Unconditional promises to give (925,500) 185,000 Grant receivable 188,000 Increase (decrease) in liabilities: Accounts payable (5,167) (95,529) Accrued expenses 64.676 59,131 Deferred revenue (160,112) (66,567) Deferred rent 1.473 59.229 Total adjustments (965.881) 525,750 Net cash provided by operating activities 395,823 1,017,211 Cash flow used in investing activities: Purchases of property and equipment (53,375) (383,355) Purchase of investments (250.000) (95,000) Proceeds from redemption of investments 95.000 Total cash used in investing activities (208.375) (478,355) Cash flow from financing activities Payments on notes payable (1,0,310) Payments on capital lease obligations - (2.759) Total cash (used in) provided be financing activities (13.069) Net increase in cash 187.448 525,787 Cash and cash equivalents at beginning of year 1.163.380 637,593 Cash and cash equivalents at end of year $ 1.350.828 $ 1.163.380 Supplemental cashJlox information: Interest paid $ $ 678 See accompanying notes to the financial statements. 6 GOODW# INDUSTRIES OF HONOLULP INC. Notes to Financial Statements • December 31, 1997 and 1996 Organization and Operations Goodwill Industries of Honolulu, Inc. (Organization) is a nonprofit, tax-exempt organization that was incorporated in Honolulu, Hawaii in 1959, and is a member of Goodwill Industries International, Inc. Its purpose is to assist persons with disabilities and other special needs to achieve their vocational potential and to maximize their ability to become self-reliant members of the community. The Organization is accredited by the Commission on Accreditation of Rehabilitation Facilities, which sets national standards for quality service to persons with disabilities. All operations are conducted on the island of Oahu, Hawaii. The Organization receives the majority of its revenue from the sale of merchandise donated by the public, and contracts for custodial, rehabilitation, and other services. Certain goods are also manufactured and sold pursuant to the terms of volume contracts. Support is from private agency, foundation and individual contributions. i. Summary of Significant Accounting Policies Basis of Presentation The Organization maintains and classifies its accounts in accordance with the Statement of Financial Accounting Standards No. 117, Financial Statements of Not -for -Profit Organizations, whereby the net assets and revenue, gains, other support and expenses are based on the existence or absence of donor -imposed restrictions. Unrestricted net assets represent resources over which the board of directors has discretionary control. Temporarilv restricted net assets result from contributions whose use is limited by donor stipulations that either expire with the passage of time or can be fulfilled and removed by actions of the Organization pursuant to those stipulations. Permanently restricted net assets result from contributions whose use is limited by donor stipulations that do not expire. Cash and Cash Equivalents For purposes of the statement of cash flows. the Organization considers all unrestricted highly liquid investments with a maturity of three months or less to be cash equivalents. 7 GOODWILL INDUSTRIES OF HONOLULU, INC. • Notes to Financial Statements December 31, 1997 and 1996 1. Summary of Significant Accounting Policies, continued Purchased Inventory Purchased inventory is stated at the lower of cost or market, with cost determined on a first -in, first -out (FIFO) basis. Promises to Give Contributions are recognized when the donor makes a promise to give the Organization that is, in substance, unconditional. Contributions that are restricted by the donor are reported as increases in unrestricted net assets if the restrictions expire in the year in which the contributions are recognized. All other donor -restricted contributions are reported as increase in temporarily or permanently restricted net assets depending on the nature of the restrictions. When a restriction expires, temporarily restricted net assets are reclassified to unrestricted net assets. ­0 Investments 0 Investments are stated at market value. Gains and losses arising from the sale or other disposition of investments, unrealized gains and losses resulting from changes in market value between years for unsold investments, and all related income are reported in the statement of activities. Pronerty and Equipment Property and equipment are recorded at cost or estimated fair market value at the date of donation. Leasehold improvements are amortized utilizing the straight-line method over the lesser of the lease term or the estimated useful lives of the assets ranging from five to twenty five years. Depreciation is calculated using the straight-line method based on the respective estimated useful lives ranging from three to ten years for furniture, equipment and vehicles. Expenditures for maintenance, repairs and renewals of minor items are charged to expenses as incurred. Major renewals and improvements are capitalized. d GOODW* INDUSTRIES OF HONOLULMNC. • Notes to Financial Statements December 31, 1997 and 1996 1. Summary of Significant Accounting Policies, continued Donated Proverty and Equipment Donations of property and equipment are recorded as support at their estimated fair value at the date of donation. Such donations are reported as unrestricted support unless the donor has restricted the donated asset for a specific purpose. Assets donated with explicit restrictions regarding their use and cash contributions that must be used to acquire property and equipment are reported as temporarily restricted support. The Organization reports expirations of donor restrictions when the donated or acquired assets are placed in service unless donors stipulate how long the donated assets must be maintained. The Organization reclassifies temporarily restricted net assets to unrestricted net assets to recognize the release of restrictions on these assets. Restricted and Unrestricted Support Support that is restricted by the donor is reported as an increase in unrestricted net assets if the restriction expires in the reporting period in which the support is recognized. All other donor -restricted support is reported as an increase in temporarily or permanently restricted net assets, depending on the nature of the restriction. When the restrictive \ purpose is accomplished, temporarily restricted net assets are reclassified to unrestricted net assets and reported in the statement of activities as net assets released from restrictions. Rehabilitation Activity The cost of processing donated merchandise, including wages paid to persons with disabilities, is considered a major portion of the Organization's rehabilitation effort and, accordingly, is treated as a current expense rather than an inventoriable asset. Rent Expense Rent expense is recognized on a straight-line basis over the term of the respective lease agreements. Functional Classification of Expenses . Expenses are categorized principally in terms of the Organization's individual program activities or functions. 0 • 1 2. 3. 1] • • GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1997 and 1996 Summary of Significant Accounting Policies, continued Use of Estimates Preparing financial statements according to generally accepted accounting principles requires management to make estimates and assumptions that affect the amounts of assets and liabilities reported, the disclosure of contingent assets and liabilities, and the revenue and expenses reported during the stated period. Actual results could differ from management's' estimates. Restricted Cash The cash and cash equivalents are held in various bank accounts and mutual funds. As of December 31, 1997, the following amounts were restricted: Capital improvement project (Note 12) Board designated funds (Note 9) Software acquisition and video production Total restricted cash Unconditional Promises to Give Unconditional promises to give as of December 31, are as follows: 1997 $301,361 310,461 24.600 $636.422 1996 Due within one year $945,500 $20,000 Due within one to five years - 20,000 Total unconditional promises to give $945.500 $40.000 10 GOOD INDUSTRIES OF HONOLULINC. y Notes to Financial Statements • December 31, 1997 and 1996 4. Donated Merchandise Revenue on the sale of donated merchandise, consisting primarily of clothing and furniture, is recorded as sales in the period sold. Prior to sale, the donated goods do not possess an attribute that is measurable with sufficient reliability; nor, prior to sale, would any valuation placed on donated goods be verifiable. Before merchandise can reach a store, the merchandise must be collected, graded and sorted. A significant portion of donated merchandise received is unsalable and is ultimately discarded. The cost and effort of installing and maintaining an inventory system that could effectively and consistently track donations from collection to sale or disposal, would be cost prohibitive and cannot be justified by the utility of the resulting information. Statement of Financial Accounting Standards No. 116, Accounting for Contributions Made and Contributions Received; requires that contributions be reported in the period received, and be measured at their fair value, except when there is uncertainty as to its fair value. Since the donations cannot be readily valued or valued with sufficient reliability, merchandise is not ascribed a value when the donation is received. S. Endowment Fund The Hawaii Community Foundation (HCF), a publicly supported foundation, has received deferred, endowment gifts that designate the Organization as the income beneficiary. The value of the future income expected from the gifts held by the HCF is not included in the accompanying financial statements as the HCF may redirect the income distributions if it is not possible to use the income for the donor's designated purpose. A $700,000 endowment received in 1994, is for the future maintenance and upkeep of the Organization's sheltered workshop and retail stores, and for major equipment purchases. The contribution is invested in a certificate of deposit prescribed by the donor and may not be withdrawn without approval. The donation is contingent upon the Organization raising an additional $1,300,000 by December 31, 1999, for the endowment fund. Fund-raising efforts have resulted in $50,000 of cash contributions. As of December 31, 1997, the Board of Directors also designated $1,235,461 of unrestricted funds for the endowment fund. Use of the income must also be approved by the donor. $48,139 and $48.499 of the endowment earnings in 1997 and 1996, respectively, were approved for use. 0 GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1997 and 1996 6. Contributed Facility The Organization leases its administrative offices and rehabilitation facility from the State of Hawaii for a $1 per year until the year 2031. The property must be used for programs required by the lease. Since the Organization can choose to terminate the lease at any time, the lease has been determined to be an operating lease. Based on a 1992 study, management's estimated $500,000 annual fair value for the use of the property is reflected in the accompanying statements of activities as contributed facilities support and expense. 7. Line -of -Credit The Organization has a $100,000 bank line -of -credit available until August 1, 1998: Interest on the line is at 1.75% over the bank's base rate. The entire line -of -credit was available at December 31, 1997. 8. Commitments The Organization leases vehicles, six retail stores, and a rehabilitation facility under operating leases expiring at various dates through the year 2002. At December 31, 1997, future minimum lease payments are: Year ending December 31 1998 1999 2000 2001 Thereafter Total minimum lease payments Land and Equipment Buildine and Vehicles $ 675,052 577,326 503,700 348,000 183.700 $ 1,500 $2.287.778 $ 1.500 The Kamehameha retail store was closed in 1997. The Dillineham store was closed in February, 1998. Rent expense was $889,482 and $927,231 for 1997 and 1996, respectively. 12 GOOILL INDUSTRIES OF HONOWU, INC. ' Notes to Financial Statements December 31, 1997 and 1996 9. Board Designated Funds As of December 31, 1997, the Board of Directors designated $1,235,461 of unrestricted funds towards the endowment fund matching requirements as discussed in Note 5. The directors will determine whether these designated unrestricted funds will be permanently earmarked for endowment purposes when the matching requirements are due in 1999. This will allow the Organization the flexibility and freedom to leave funds available for purposes other than the endowment fund if necessary. 10. Restrictions on Net Assets Temporarily restricted net assets are released from donor restrictions primarily by incurring expenses which satisfy the restricted purposes. Net assets released from restriction were for: 1997 1996 Capital improvements $22,179 $267,908 Equipment and software purchase 17.854 2.041 $40.033 $269.949 Temporarily restricted net assets of $325,962 at December 31, 1997, is for capital improvements and software acquisition costs. 11. Simplified Employee Plan (SEP) The Organization offers a SEP program to all employees over the age of 21 with at least one year of service. Participating employees may contribute up to 15% of their compensation through payroll deductions. The Organization's contribution is determined annually by its Board of Directors. No contributions were made by the Organization for the 1997 or 1996 plan years. 12. Capital Improvement Project In 1990, the Organization began a capital improvement project campaign to raise funds for the acquisition of capital assets and to make major repairs and improvements to the existing rehabilitation facility and stores. The campaign's goal of raising $1.1 million was attained in 1995. and $262.176 remained to be expended as of December 31, 1997 ($241.676 in cash equivalents and $20.500, of promises to give). li GOODOLL INDUSTRIES OF HONOLP INC. Notes to Financial Statements • December 31, 1997 and 1996 13. Transactions with Affiliate As a member of Goodwill Industries International, Inc., the Organization paid the national organization $53,001 and $47,130 in membership dues for 1997 and 1996, respectively. 14. Concentration of Credit Risk The Organization places its cash and cash equivalents with financial institutions located in Honolulu, Hawaii and various national brokerage firms. Cash balances at each institution are insured by the Federal Deposit Insurance Corporation (up to $100,000 per account) or the Securities Investors Protection Corporation (up to $500,000 per account, including up to $100,000 on accounts for cash). At December 31, 1997 and 1996, the Organization's bank statement and mutual fund statement balances totaled $2,387,110 and $2,046,086, respectively. $700,000 of the funds held in a certificate of deposit are required to be deposited by the donor with a selected financial institution. The Organization has not experienced any losses in such accounts and believes it is not e0 exposed to any significant credit risks on cash and cash equivalents Ej 15. Income Taxes As a nonprofit organization qualifying under Internal Revenue Code Section 501(c)(3), the Organization is exempt from Federal and State income taxes and has been determined not to be a private foundation within the meaning of Internal Revenue Code Section 509(a). 16. Economic Dependency/Financial Support Approximately 46% and 45% of the Organization's support for 1997 and 1996, respectively, was earned from contracts with governmental agencies. A significant reduction in the level of this support, if this were to occur, would have an adverse effect on the Organization's programs. The contracts for rehabilitation services require the fulfillment of certain conditions as set forth in the contract. Failure to fulfill the conditions could result in the return of funds to the governmental agencies. 14 • 0 0 GOODWILL INDUSTRIES OF HONOLULU, INC. Notes to Financial Statements December 31, 1997 and 1996 17. Bequests During 1997, the Organization received approximately $15,000 as the initial receipt of two bequests. The total amount of the gift is not known as of the date of this report. However, at a minimum, the Organization expects to receive approximately $925,000, which is included in the accompanying statement of activities as unrestricted support. The Board of Directors has also designated this gift for the endowment fund matching requirements as discussed in Note 9. 15 I 1� U. S. 'i ZL!ASUftY DEPARTMENT INTERNAL REVENUE SERVICE .r' DISTRICT DIRECTOR 1Nt 25, 1962 Queogill Irz-aatr4aa 02 �oswlulu. lac, I1%Q V.-urnu Avgraua i".-= lulu 17. Nova" G,M= l O:'+<iO: L0 1 -MO -62.6 IN ,Mev RC1`1[1 TO 6c 13 Cola 414.2.069 ruerolix Cliaritzb1D FOAM 19eA RCDUIR[D 9'i 9J TCI 0 No 'No J,LpQ 30Lh CND.. Based upon the evidence submitted, It Is held that you are exempt from Federal income lax as an organization described In section 501(c)(3) of the Internal Revenue Code, as 1' is shown that you are orgomzed and operated exclusively for the purpose shown above. Any qur neons concerning taxes levied under other subtitles of the Code should be submitted to us. You are not required to file Federal inrome tax returns so long as you retain on exempt status, un- less you are subie.:i to the tax on unrelated business Incorrct Imposed by ^ection 511 of the Code and are required to file Form 990-T for the purpose of reporting unrelun•d business taxable Incoirs., Any changes to wmi rhoracler, purposes or method of operation should be reported immediately to this office far nnaiderntion of their r•lfect upon your exempt status. You should also report any. change in your nrcrw• or oddness. Your liability for tiling tha annual Information return, Form 990A, Is set forth above. That return, If rectulred, must be filed after the close of your annual accounting "ad lndlcated above, ContifbutIon6 made to you are deductlhie by donors as provided In section 170 oft the Code. Be - guests, logacles, devises, Iransfers or ,des to or for your ine are deductible for Federal estate and giff lax put poses unlet the pcovil,ons of section 2(155, 2101) and 2522 of Ile 'Code. You are not liable for the taxes imuoted under the Federal lnswunre Contributions Art (social security taxen) iu,ipss you'lile a waiver of exemption certifirato ns provided in such Act. You are not liable for the Inx tmpo,ed antler, the Federai Unemployment Tax Art. Inquiries about the waiver of exemption certificate Inc ilvcial security taxes siewld be addressed to thin office. This is a determination letter. Vary I,ruly yours, V. d. L•vuns District Dlrocc,,r EMPLOYER IOENTIFICATION NO. 99=6001264 • .ueN 2954 ("It, .Al., 7:73 8 Crack R: ❑ Charge of address Form Form 990 Goodwill Industries of Honolulu, Inc. ❑ Final return .-' Oepadnenu of the Traasu - Ret0of Organizatioh- txempt Frcome Tax Under section 501(c) of the Internal Revenue Code (ex tut' lack lung benefit trust or private foundation) or section 4947(a)(1) nonexempt charitable trust - Internet Re senna - I Note: The organization may have to use a A For the 1998 calendar Year, OR tax veer period b"inninq of this return to satisf tqm- ..If it Mi. B No. 150.5-0047. 11998 _. This Form is Ipen to Pubfic Inspection IQ Plasm 8 Crack R: ❑ Charge of address - ❑ Initial return'� Goodwill Industries of Honolulu, Inc. ❑ Final return pdrd or ❑ Amended return Room/suite (required also for S" state reporting) of this return to satisf tqm- ..If it Mi. B No. 150.5-0047. 11998 _. This Form is Ipen to Pubfic Inspection IQ Plasm C Name of organization 0 Employer idend9eation number ioiw n 4be1 or Goodwill Industries of Honolulu, Inc. 99 :6001264 pdrd or Number and street for P.O, box if mail is not delivered to street address) Room/suite E Telephone member S" 2610 Kilihau Street 808) 836-0313 I City or town, state or country, and ZIP.4 F Check ► ❑ if exemption appllcatron epna H 1 H a' ' 1 is pending -, G Type of organization— ►� Exempt under section 501(c)( 3 Note: Section SOf(c)f3) exempt organ¢ationa and 4947(a)(1) not -- I His) Is this a group return filed for affiliates? . . . . . . . . ) 4 (insert number) OR ► ❑ section 4947(a)(1) nonexempt chantable trust ampt charyyt tamable trusts MUST attach a completed Schedule A (Foran 990). . [:1Yes]'M No 1 If either box m H is checked "Yes; enter four -digit group exemption number (GEN) ►......................... .. (le) If "Yes.- enter the number of affiliates for which this return Is filed;, ► J Accounting method: ❑ Cash Accrual (c) Is this a separate return filed by an organization covered by a group ruling? ❑ Yes ® No ❑ Other (specify) ► :i 8 I �I n! K Check here ► ❑ it the organ¢ation's gross receipts are normally not more than $25,000. The organization need not file a return with the IRS: but If it received a Forth 990 Package In the mail, it should file a return without financial data. Some states require a complete rewm. Note: Fomr 990-¢ may be used by organizations with gloss receipts less than $100,000 and total assets less than $250.000 at end of veer. For Paperwork Reduction Act Notice, we page 1 of the separate instructions. Cat No. 11282Y Form 990 (1998) Revenue, Fix enses, and Changes in Net Assets or Fund Balances See S ecific Instructions on page 13. 1 Contributions, gifts, grants, and similar amounts received: a Direct public support . , . . . . . . . . . . 1a 613652 b Indirect public support . . . . . . . . . . . . 1b 115300 c Government contributions (grants) , . . . . . . . 1c d Total (add lines 1 a through 1 c) (attach schedule of contributors) (cash $ 367952 noncash $ 361000 t , , , , , , , , , _ 1d 728952 2 6932933 2 Program service revenue including government fees and contracts (from Part VII, line 93) 3 3 Membership dues and assessments . . . . . . . . . . . . . . . . . 4 104087 4 Interest on savings and temporary cash investments . . . . . . . . . . 5 5 Dividends and interest from securities . . . . . . . . . . . 6a Gross rents . . . . . . . . . . . . . . . . 6a b Less: rental expenses . . . . . . . . . . . . 6b IMMIX m s c Net rental income or poss) (subtract line 6b from line 6a) . . . . . 7 Other investment income (describe ► ) Be Gross amount from sale of assets other (M Securities (e) ones than inventory . . . . . . . 8a 6c 7 b less: cost or other basis and sales expenses. 8b c Gain or (loss) (attach schedule) , . . . 8c d Net gain or Boss) (combine line 8c, columns (A) and (B)) . . . . . . . . . . . 9 Special events and activities (attach schedule) a Gross revenue (not including $ of contributions reported on line 1a) 9a b Less: dtrsct expenses other than fundraising expenses 9b 90 c Net income or poss) from special events (subtract line gb from line 9a) . . . . . 10a Gross sales of inventory, less returns and allowances . , 110a b less: cost of goods sold . . . . . . . . . . . . 10b tog c Gross profit or poss) from sales of inventory (attach schedule) (subtract line 10b from line 10a) , 11 17439 11 Other revenue (from Part VII, line 103) . . . . . . . 12 7783407 12 Total revenue (add lines 1d, 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11) . e $ 13 Program servicas (from line 44, column (8)) . . . . . . . . . . . . . 14 Management and general (from line 44, column (C)) . . . . . . . . . . . . 15 Fundraising (from line 44, column (D)) . . . . . . . . . . . . 16 Payments to affiliates (attach schedule) . . . . . . . . . . . . . 13 6364225 14 623842 15 18 52605 17 Total expenses (add lines 16 and 44, column (A)) . . 17 7040672 ° m a = 18 Excess or (deficit) for the year (subtract line 17 from line 12) . 19 Net assets or fund balances at beginning of year (from line 73, column (A)) . 20 Other changes in net assets or fund balances (attach explanation) . . . . . . . 21 Net assets or fund balances at end of year combine lines 18, 19, and 2 181 742739 19 20 21 For Paperwork Reduction Act Notice, we page 1 of the separate instructions. Cat No. 11282Y Form 990 (1998) V Foran 990 (1998)�' Page 2 Statement of All organizations mast complete column (A). Columns � - (D) are required for section 501(c)(3) and (4) organa ations Functional Expenses and section 4947(x)(1) naaeatempl charitable busts but optional for others. (See Specific Instructions on page 17.) Do not include amounts reported on line 6b, 8b, 9b, 10b, or 16 of Part 1. Program Service Total (B) Program services (C) Management and general (bl Fu tlrais ng 22 Grants and allocations (attach schedule) . (4) orgs., and 4947(ag1) truss: mi for organizations and 947(x)(1) nonexempt charitable trusts must also enter the amount of grants and allocations to others.) uNem) a Vo.CatzsxnaZ..ever].udi3.4A--tX1ii37.4$-.-J.4h.$lacement• servines�- supported --employe t (cash $ noncash $ ) 22 nf._k,.37k.�arsans_..-_file-latSes-Rat-tigpant--group-represented- has--primary-disability of mental retardation (Grants and allocations $ 23 Specific assistance to individuals (attach schedule) 23 wLth..diaabiJ.ities.-------•---------------------------•-•--------------------------------------..._.....------- -------------------------------------------------------------------------------------------------------------------------- (Grants and allocations $ ) 24 25 26 Benefits paid to or for members (attach schedule). Compensation of officers, directors, etc. . . Other salaries and wages . . . . . . . 24 gp_pnrtunities._to_-1x0.sheltexasl-warktazs.-and-_420. persons.-referr-ed-from. the.. community Sentence Servicing Program: ------... 25 128,198 -0- 1 128,198 26 3,491,519 3 269 544 221,975 27 on.a__leased._basi.s..to_-aLlsxlrz_She_.nr$anl.zatiAn..Ca..ssF.v?-•the--FjO sheltered.----. workers_----------•------------ -----------------------------------------FMY.xant--$365,400------------. 27 28 29 Pension plan contributions . . . . . . Other employee benefits . . . . . . . Payroll taxes . . . . . . 28 396,719 365,126 31,593 29 341,724 321,637 20,087 30 30 31 32 33 34 35 36 37 38 39 40 Professional fundraising fees . Accounting fees . . . . . . . . . . Legalfees . . . . . . . . . . Supplies . . . . . . . . . . . . Telephone . . . . . . . . . . . .34 Postage and shipping . . . . . . . . Occupancy . . . . . . . . . , Equipment rental and maintenance . . . . Printing and publications . . . Travel . . . . . . . . . . . . . Conferences, conventions, and meetings . 31 20,167 20,167 -0- 32 22,109 -0- 22,109 33 554,542 531,570 22,972 41,751 35,738 6,013 35 13,510 13,075 435 36 1 088A32 1,085,656 37 75,210 6b,249 2,876 14,961 38 35,856 23,724 12,132 39 130,046 106,237 23,809 40 70,948 21 048 49,900 41 41 42 43 b cae_s..and.-Gatmuissions d Interest . . . . . . . Depreciation, depletion, etc. (attach schedule) Other expenses (ftemize): a Advertising Aaaaik-General- Excise- Taxes--•--- .................. Due -5 ............................................. 42 92,090 81,916 10,174 43a 62,681 52,689 9,992 43b 201,877 200,451 1,426 43c 206,555 173,167 33,388 43d 14,033 2,231 11,802 43e 44 Total functional expenses (add lines 22 through 43) organzations completing columns (6)-(06 carry time totals to (ares 13.15 44 6,988,067 6,364,225 623,842 Reporting of Joint Casts. -Did you report in column (B) (Program services) any joint costs from a combined educational campaign and fundraising solicitation? . . . . . . . . . . . . . . . . . . ll� ❑ Yes No If "Yes," enter 01 the aggregate amount of these joint costs $ ; (lQ the amount allocated to Program services $ , fill the amount allocated to Management and general $ ; and (rv) the amount allocated to Fundraising $ Statement of Program Service Accomplishments See Specific Instructions on page 20. What is the organization's primary exempt purpose? WDcatinaa1.-training._&_ job..placement---__- Program Service Expenses All organizations must describe their exempt purpose achievements in a clear and concise manner. State the number (Required for 501(c)(31 and of clients served, publications issued, etc. Discuss achievements that are not measurable. (Section 501(c)(3) and (4) (4) orgs., and 4947(ag1) truss: mi for organizations and 947(x)(1) nonexempt charitable trusts must also enter the amount of grants and allocations to others.) uNem) a Vo.CatzsxnaZ..ever].udi3.4A--tX1ii37.4$-.-J.4h.$lacement• servines�- supported --employe t gexaoasJ._sas�a7..sldjvst7oei?t__and.-Community •Outreech- Programs--served--a _total nf._k,.37k.�arsans_..-_file-latSes-Rat-tigpant--group-represented- has--primary-disability of mental retardation (Grants and allocations $ $1,880,881 b Community._ and. -£aC).7.ixy_-based..cvntxsat s.-p-LP9.TAm--gerved- 1.1-Andividug1S-------, wLth..diaabiJ.ities.-------•---------------------------•-•--------------------------------------..._.....------- -------------------------------------------------------------------------------------------------------------------------- (Grants and allocations $ ) $1,751,539 c Retai.L.atoxe..pgezatiAns-.gtogz3w.-p-rnvlded-ep(p-ioyment••training-and.............. gp_pnrtunities._to_-1x0.sheltexasl-warktazs.-and-_420. persons.-referr-ed-from. the.. community Sentence Servicing Program: ------... $2,73 1,805 (Grants and allocations $ ) d-------. on.a__leased._basi.s..to_-aLlsxlrz_She_.nr$anl.zatiAn..Ca..ssF.v?-•the--FjO sheltered.----. workers_----------•------------ -----------------------------------------FMY.xant--$365,400------------. (Grants and allocations $ 1 e Other program services (attach schedule) (Grants and allocations $ ) f Total of Program Service Expenses (should equal line 44 column (B) Program services) . . ► 6 364 225__ Form 990 (1999) Balance Instructions on page 20.) ' Paye 3 Note: Where required, attached schedules and amounts within the description column should be for end -of -year amounts only. (Al Beginning of year (a) End of year 45 Cash—non-interest-bearing 2,550 45 2,900 1,398,278 46 1,590,424 46 Savings and temporary cash investments . . . . . . . 47a Accounts receivable . . . . . . . . 47al 744,391 b Less: allowance for doubtful accounts . 47b 1 –0– 550,416 47c 744,391 48a Pledges receivable . . . . �a 1, 200 000 b Less: allowance for doubtful accounts . ` 925,000 48c 1,200,000 20,500 49 10,000 49 Grants receivable . . . . . . . . . . . . . . . . . . 50 Receivables from officers, directors, trustees, and key employees (attach schedule) . . . . . . . . . . . . . . . . . . so 51c m u a 51a Other notes and loans receivable (attach schedule). . 51a bless: allowance for tloubtfu! accounts . 51bj 52 Inventories for sale or use . ... . . . ... . . . . . . . 12,257 52 43,093 7,608 53 26,913 53 Prepaid expenses and deferred charges . . . . . . . . . . 54 54 Investments—securities (attach schedule) 55a Investments—land, buildings, and equipment: basis . . . . . . . . 55a b Less: accumulated depreciation (attach schedule). . . . . . . . . . . 55b 55c 950 000 56 800,000 56 Investments—other (attach schedule) . 57a Land, buildings, and equipment: basis . . 57a 1,376,298 b Less: accumulated depreciation (attach schedule). . . . . . 57b 710,749 474,300 57c 665,549 35,029 58 47,197 58 Other assets (describe ► Deposits ) 59 Total assets add lines 45 through 58 must equal line 74) . 4,375,938 59 5,130,467 60 Accounts payable and accrued expenses . . . . . . . . . . 539,686 6o 567.410 61 61 Grants payable . . . . . . . . . . . . . . . . . . 883,402 62 867,472 m r a j 62 Deferred revenue . . . . . . . . . . . . . . . . . . 63 Loans from officers, directors, trustees, and key employees (attach schedule) . . . . . . . . . . . . . . . . . . . 64a Tax-exempt bond liabilities (attach schedule) . . . . . . . b Mortgages and other notes payable (attach schedule) . . . . . R 63 64a 64b 65 65 Other liabilities (describe ► ) 66 Total liabilities add lines 60 through 6 1.423.088 66 1.434.882 Organizations that follow SFAS 117, check here ►)m and complete lines m M 67 through 69 and lines 73 and 74. 67 Unrestricted. . . . . . . . . . . . . . . . 68 Temporarily restricted . . . . . . . . . . . . . . . 69 Permanently restricted . . . . . . . . . . . . 2,576,88867 � 3.409.526 325,962 68 226,059 50,000 69 60.000 LL Organizations that do not follow SFAS 117, check here ► ❑ and complete lines 70 through 74. `o 70 Capithl stock, trust principal, or currant funds . . . . . . . . 70 71 S 0 71 Paid -in or capital surplus, or land, building, and equipment fund 72 Retained eamings, endowment, accumulated income, or other funds 73 Total net assets or fund balances (add lines 67 through 69 OR fines 72 INEMN Z 70 through 72; column (A) must equal line 19 and column (B) must equal line 21) 2 952, 850 73 3695,585 74 5,130,467 74 Total liabilities and net assets / fund balances add lines 66 and 73 Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization. How the public perceives an organization in such cases may be determined by the information presented on its return. Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's :, -. programs and accomplishments. J-___i Form ego 119M RRUM �i .iyF;=rl Reconciliation MiMenue per Audited Financial Statements with Revenue per a Total revenue, gains, and other support per audited financial statements. . ► b Amounts included on line a but not on line 12, Form 990: (1) Net unrealized gains on investments . . $ (2) Donated services and use of facilities $366,900 (3) Recoveries of prior year grants $ (4) Other (specify): Add amounts on lines (1) through (4) ► c Line a minus line b. . . . ... ► d Amounts included on line 12. Form 990 but not on line a: (1) Investment expenses not included on line 6b, Form 990 . . . $ (2) Other (specify): ...................... $ Add amounts on lines (1) and (2) ► e Total revenue per line 12, Form 990 Dine c olus line dl . . ► List of Officers, Directors, Instructions on nage 22_) Page 4 VNEMMiliation of Expenses per Audited Financial Statements with Expenses per Return \\\\\\\\\\\\\\\\\ a Total expenses and losses per 8,150,307 audited financial statements . . ► (E) Expense account and other b Amounts included on line a but not posrson on line 17, Form 990: Mend conVWsBot (1) Donated services 366,900 $ and use of facilities 75,300 (2) Prior year adjustments 1,655 reported on line 20, 40+ per week Form 990 . . . . $ (3) Losses reported on coxatta_StasLeaA______________________________________Director line 20, Form 990. $ 42,286 (4) Other (specify): 1,87 9610 Kilibaut St—Hon—HI 96819 366>900 - $ Add amounts on lines (1) through (4)10, 7,783,407 c Une a minus line b . . . . . ► Director of Finan(e d Amounts included on line 17, 358 Form 990 but not on line a: 9610 Kilihat, 96819 (1) Investment expenses not included on line 6b, Form 990 $ \ (2) Other (specify): : Add amounts 7on lines (1) and (2) ► d e Total expenses per line 17, Form 990 7 , 040 , 672 407 Dine c plus line d) . 11-e J Key Employees (List each one even if not compensated; see Specific (ly Name and address (0) Mile and average haps per week devoted to (c) Compensation (K not paid enterw0oMbvwMp1am& lel coatitub n to (E) Expense account and other posrson -0-3 Mend conVWsBot allowances President/CEO 75,300 2,148 1,655 ?610 Kilihau St.Hon..Hl 96819 40+ per week coxatta_StasLeaA______________________________________Director of Finan(e 42,286 1,074 1,87 9610 Kilibaut St—Hon—HI 96819 40+ per week GarnJ._Taixa_____________________________________________ Director of Finan(e 10,612 358 -0- 9610 Kilihat, 96819 40+ Der week August_Xee________________ Chairman,Board -0- -0- 0- 9610 Kilihaii I 968192+ hrs Der week Michael-_C.utlex---------------------------------------- 11 t Vice Chair Z hrs -0- -0- -0- 9610 Kilihau St—Hon—HI 81 per week Jay._Conlay----------------------------------------------- 2nd Vice Chair -0- -0- -0- 1 2+ hrs per week Bev.erly..Garcia.....................................•• Treasurer -0- -0- -0- 1 2+ hrs per week Dauglas-Smi-th ----------------------------------------- Secretary -0- -0- -0- 1 2+ hrs per week r3earge_Santos=,._I7Z................................. Executive,Directc• 7 -0- -0- -0- 2+ hrs per week Melvin.Mnrikami...................................... Director -0- -0- -0- 761(1 Kilihau St__ 2+ hrs per week 75 Did any officer, director, trustee, or key employee receive aggregate compensation of more than $100,000 from your organization and all related organizations, of which more than $10,000 was provided by the related organizations? ► ❑ Yes 0 No If "Yes," attach schedule —see Specific Instructions on page 22. , +'. F«m 990 (1998)- Peye.S. Other Information' Specific Instructions on page 23. Yes No 76 Did the organization engage in any activity not previously reported to the IRS? If "Yes,' attach a detailed description of each acti Aty 76 77 77 Were any changes made in the organizing or governing documents but not reported to the IRS? If "Yes," attach a conformed copy of the changes. 78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return?. 78a 78b AI ij b If "Yes," has it filed a tax return on Form 990-T for this year? . . . . . . . . . 79 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If "Yes," attach a statement 80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc., to any other exempt or nonexempt organization? . . . 80a ' b If "Yes." enter the name of the organization ►.................................................. .............. .................................................... and check whether it is El exempt OR CJ nonexempt. 81a Ester the amount of political expenditures, direct or indirect, as described in the = instructions for line 81 . . . . . . . . . . . . . . Sia N 81b . b Did the organization file Form 1120-POL for this year? . . . . . . . . . . . . . . . 82a Did the organization receive donated services or the use of materials, equipment, or facilities at no charge . ' or at substantially less than fair rental value? . . . . . . . . . . . . . . . . . . . . . 82a b If "Yes," you may indicate the value of these items here. Do not include this amount as revenue in Part I or as an expense in Part ll. (See instructions for reporting in 366,900 - Part III.).. - . 82b 83a - 83a Did the organization comply with the public inspection requirements for returns and exemption applications? 83b b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? .r?7 84a Did the organization solicit any contributions or gifts that were not tax deductible? . . . . . . . . 84a '= b If "Yes," did the organization include with every solicitation an express statement that such contributions RMW �._, .. j or gifts were not tax deductible? . . . . . . . . . . . . . . . . . . . . . . . . . 84b 85a 1,�`I 85 501(c)(4), (5), or (6) organizations.—a Were substantially all dues nondeductible by members? . . . . . . . 85b N b Did the organization make only in-house lobbying expenditures of $2,000 or less? . . . . . . . . If "Yes" was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed for the prior year. c Dues, assessments, and similar amounts from members . . . . . . 85 N/A d Section 162(e) lobbying and political expenditures . . . . . . . . . . 85d N/A .., e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices 85e N/A f Taxable amount of lobbying and political expenditures pine 85d less 85e) 85f N/A _ g Does the organization elect to pay the section 6033(e) tax on the amount in 85f?. . . . . . . . . a` A In If section 6033(eXl)(A) dues notices were sent, does the organization agree to add the amount in 85f to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year?. . . �h A _ 86 501(c)(7) organizations.—Enter. a Initiation fees and capital contributions included on line 12 . . . . . . . . . . . . . . . . . . . . . . . . . 86a N/A b Gross receipts, included on line 12, for public use of club facilities. . . . , 86b N/A N/A 87 501(c)(12)organzations. --Enter. 87a - a Gross income from members or shareholders . . . . . . . . . . . =• b Gross income from other sources. Po not net amounts due or paid to other _' sources against amounts due or received from them.) . . . . . 87b N A = 88 At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or ri partnership? If "Yes," complete Part IX . 88 :.�.�. 89a 501(c)(3) organizations.—Enter. Amount of tax imposed on the organization during the year under. section 4911 ► N/A ; section 4912 ► N/A ; section 4955 ► N A b 501(c)(3) and 501(c)(4) organizations.—Did the organization engage in any section 4958 excess benefit transaction during the year? If "Yes," attach a statement explaining each transaction . . . . . . . 89b c Ester. Amount of tax imposed on the organization managers or disqualified persons during the year under sections 4912, 4955, and 4958. . . . . . . . .. ► N/A d Ester. Amount of tax on line 89c, above, reimbursed by the organization. . . . . . . . . ► N/A :: '�.•�.t 90a List the states with which a copy of this return is filed ► ....... F??waii---• •-• _ _ _ __ ___ _____ _• b Number of employees employed in the pay period that includes March 12, 1998 (See instructions.) ., I 90b 1 263 91 The books are in care of ►Carol Tairar_-Director• of__Finance__.. Telephone no. ►( SQ8-_i836nQ313,..__,__ Located at ► ?610 _Kilihau--St ,H.onolulu=HI......................... ZJP + 4 No 46819-2Q20 .------ ❑ 92 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 in lieu of Form 1041—Check here . . . . ► and enter the amount of tax-exempt interest received or accrued during the tax year ► 1 92 1 Form 990 (1998) on e .,$ Pages Enter gross amounts unless otherwise Unrelated business income Exduded by section 512, 513, or 514 Related or indicated. (A) (B) (C) (D) exempt function 93 Program service revenue: Business code Amount Exclusion code Amount income a Skills Training& Placement 1,898,394 b Conracts Program 2,284,734 C Retail Operations Program 2,749,805 d e f Medicare/Medicaid payments . . . . . . g Fees and contracts from government agencies 94 Membership dues and assessments 95 Interest on savings and temporary cash investments 14 104,087 96 Dividends and interest from securities . . . 97 Net rental income or (loss) from real estate: a debt-financed property . b not debt-financed property . . . . . 98 Net rental income or (loss) from personal property 99 Other investment income . . . . . . . 100 Gain or (loss) from sales of assets other than inventory 101 Net income or (loss) from special events , . 102 Gross profit or (loss) from sales of inventory . 103 Other revenue: a Miscellaneous 17,435 d e 104 Subtotal (add columns (B), (D), and (E)) . . . 104,087 6,950,368 105 Total (add line 104, columns (B), (D), and (E)) . . .0.7,054,455 Note: (Line 105 plus line 1d, Part 1, should equal the amount on line 12, Part I.) LiCIM Relationship of Activities to the Accomplishment of Exempt Purposes (See Specific Instructions on page 28.', line No. Explain how each activity for which income is reported in column (E) of Part VII contnbuted importantly to the accomplishment of the organization's exempt purposes (other than by providing funds for such purposes). 93a These funds are received from a variety of vocational training programs for persons with disabilities and other disadvantaging conditions 9:3b ) These fus are received from community and facility contracts utilizing a workfornd ce comprising of persons with disabilities 9.icI These tunds are received from the sale of donated merchandise that has been collected, processed and routed to stores utilizing persons with disabilities and other barriers to employment as part of their vocational training. ruwnnauvn neyaraing IAxaDie Auumumnes tGompleie U115 rart n me "res" Dox on line M 15 CheCKeC Name, address, and employer identification Percentage of Nature of Total End -of -year number of corporation or partnership ownership interest business activities income assets N/A % o� Under penalhav of perjury, I declare that 1 have examined this return, including accompanying schedules and statements, and to the best of my knowrec Please and belief, it is true. correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowled (See General Instruction U, on page 12.) Sign ' re �;,,,, IPpril 19, 199 Laura Robertson, President /CEO HeSignarure of officer Dais IF Type or print name and title. Preparer's Date Check if Prepai SSN Paid signature self. employed ► [] Preparer's Finn's narre (or ' Use Only yours if self-emptoyed) EIN ► and address ZIP + 4 ► SCHEDULE I Orion. Exempt Under_SectiqWO1(c)(3) (Form 990)- eept Private Foundation) and Section 501(e), 501(k), 501(n), or Section 4047(a)(1) Nonexempt Cherita a Trust Supplementary Information oM9iao. 15x5-0047 imarramem d ms Trwury coo se race mauu,.-uuna. Imemet Re�anw 5erv¢s Do must b0 completed by the above organlzatiotu and attached to their Form 990 or 950 -EZ. Name of the organuatwn Employer identlflcation number Goodwill Industries of Honolulu, Inc. 99 :6001264 LM Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees nese ;+, ;....� nn mora 1 1 ist oath one. If there are none. enter "None.") lel Name and address of each employee paid more (b) Title and average hours (c) Compenwoon Id) Contributions to mployee benefit plans & (a) Expense account and other than $.50,000 per week devoted to position deianed Com enation allowances irector of Roy Hung------------------ -----------------••- Operations $52,430 -0- -0- 2610 Kilihau Street 40+ hrs per week Honolulu, Hawaii 96819 ............................. --------------------------- ------------------------------------ ------ I -------` ......................................................... --------------------------------------------------------- Total number of other employees paid over $50.000 . . . . . . III. Compensation of the Five Highest Paid Independent Contractors for Professional services rc..,.:....+.....w...... „ n 1 I ic+..,h nno (whathor indivirbinis or firms). If there are none. enter "None. (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) compensation None---------------------------------------- ---------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------- Total number of others receiving over $50,000 for professional services . . ► For Paperwork Reduction Act Notice, see page i of the Instructions for Form 990 and Form 990 -EZ. Cat. No. 11285E schedule A (Foran 990) 19" - Page -2 Schedule A (Porto 990) � 1998 r MW Statements Abou ctivities Yes No - 1 During the year, has the organization attempted to influence national, state, or local legislation, including any X attempt to influence public opinion on a legislative matter or referendum? . . . . . . . . . . . . 1 0, if 'Yes; enter the total expenses paid or incurred in connection with the lobbying activities 0-$ Organizations that made an election under section 501(h) by filing Form 5768 must complete Part VI -A. Other organizations checking "Yes," must complete Part VI -B AND attach a statement giving a detailed description of " the lobbying activities. _ 2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any --_ _ of its trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal - beneficiary: a Sale, exchange, or leasing of property? . . . . . . . . . . . . . . . . . . . 2a b Lending of money or other extension of credit? . . . . . . . . . . . . . . . 2b c Furnishing of goods, services, or facilities? . . . . . . . . . . . . . . . . 2e seeForm 440 d Payment of compensation (or payment or reimbursement of expenses if more than $1,000)? dart .V . , . 2d X e Transfer of any part of its income or assets? . . . . . . . . . . . . . . . . . . . . . . If the answer to any question is "Yes," attach a detailed statement explaining the transactions. 3 Does the organization make grams for scholarships, fellowships, student loans, etc.? . . . . . . s a 4a Do you have a section 403(b) annuity plan for your employees? . . . . . . . . . . . 4a X b Attach a statement to explain how the organization determines that individuals or organizations receiving grants or loans from it in furtherance of its charitable programs qualify to receive payments. (See instructions on page 2.) Reason for Non -Private Foundation Status (See instructions on pages 2 through 4.) The organization is not a private foundation because it is: (Please check only ONE applicable box.) 5 ❑ A church, convention of churches, or association of churches. Section 170(b)(1)(A)(i). 6 ❑ A school. Section 170(b)(1)(A)CH). (Also complete Part V, page 4.) 7 ❑ A hospital or a cooperative hospital service organization. Section 170(b)(1)(A)(ii). 6 ❑ A Federal, state, or local government or governmental unit. Section 170(b)(1)(A)(v). 9 ❑ A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(A)(41). Enter the hospital's name, city, andstate ► -------------------------------------------------------------------__----_------------------.......................------- 10 ❑ An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(b)(1)(A)(iv). (Also complete the Support Schedule in Part IV -A.) 11a Q An organization that normally receives a substantial part of its support from a governmental unit or from the general public. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 11b ❑ A community trust. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 12 ❑ An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc., functions—subject to certain exceptions, and (2) no more than 331/3% of its support tom gross investment income and unrelated business taxable income (less section 511 tax) from b•isinesses acquired by the organization after June 30, 1975. See section 509(ax2). (Also complete the Support Schedule in Part IV -A.) 13 ❑ An organization that is not controlled by any disqualified persons (other than foundation managers) and supports organizations described in: (1) lines 5 through 12 above; or (2) section 501(c)(4), (5), or (6), if they meet the test of section 509(x)(2). (See Provide the following information about the supported organizations. (See instructions on page 4.) (a) Name(s) of supported organization(b) Line numbers) from above 14 ❑ An organization organized and operated to test for public safety. Section 509(a)(4). (See instructions on page 4.) " Support Schedul plate only if you Necked a box on line 10, 11.) Use cash method of accounting. Note: You male use the -Worksheet in the instructions for convertin from accrual to the rash mathM of arrruntfnn Calendar year (or fiscal year beginning ln) . ► (a) 1997 (b) 1996 (c) 1995 (d) 1994 (e) Total 13 Glfts, grants, and contributions received. (Do not include unusual grants. See line 28.). 279,095 237,612 698,566 418 141 1,633-414 16 Membership fees received , . . 17 Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities in any activity that is not a business unrelated to the organization's charitable, etc., purpose. 6,026,896 6,017,104 5 703 041 5.438.137 23,185,178 18 Gross income from interest, dividends, amounts received from payments on securities loans (section 512(a)(5)), rents, royalties, and unrelated business taxable income (less section 511 taxes) from businesses acquired by the organization after June 30, 1975 100,827 74,372 55,120 2 2 19 Net income from unrelated business activities not included in line 18 20 Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf. . . . . . . . . . 21 The value of services or facilities furnished to the organization by a governmental unit without charge. Do not include the value of services or facilities generally furnished to the public without charge. . . . . 500,000 500 000 500.000 22 Other income. Attach a schedule. Do not include gain or Qoss) from sale of capital assets 1 7 062 9 792 1,441 23 Total of lines 15 through 22. 6 913 880 6 838 880 16a- 27,066,942 24 line 23 minus line 17, 886,9841 16,958, 821 76 11.255.127 -6�33-L9L4 25 Enter s%of line 23 69,139 68,389 1 69,582 63,559 26 Organizations described on lines 10 or 11: a Enter 2% of amount in column (e), line 24. . . . ► 26a 77,633 b Attach a list (which is not open to public inspection) showing the name of and amount contributed by each person (other than a governmental unit or publicly supported organization) whose total gifts for 1994 through 1997 exceeded the amount shown in line 26a. Enter the sum of all these excess amounts. . . . . ► 28b 222 367 ' c Total support for section 509(a)(1) test: Enter line 24, column (e) . . . . . . . . . . ► d Add: Amounts from column (e) for lines: 18 232,955 iy -0- 2(k: 3, 881, 664 22 18,295 26b222,367 b. Zed 473,617 26e 3, 408, 047 e Public support (line 26c minus line 26d total) ► f Public support percentage pine 26e (numerator) divided by Ilne Z6c (denominator)) . ► 1 28f 88 % 27 Organizations described on line 12: a For amounts included in lines 15, 16, and 17 that were received from a "disqualified person," attach a list to show the name of, and total amounts received in each year from, each "disqualified person." Enter the sum of such amounts for each year. (1997) (1996) --- ----------------- (1995) (1994) b For any amount included in line 17 that was -eceived from a nondisqualified person, attach a list to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000. (Include in the list organizations described in lines 5 through 11, as well as individuals.) After computing the difference between the amount received and the larger amount described in (1) or (2), enter the sum of these differences (the excess amounts) for each year. (1997) (I 996) "..... (1995) --------------------------- (1994) ........................... c Add: Amounts from column (e) for lines: 15 16 17 20 21 . . , . . . ► 270 d Add: line 27a total and line 27b total . . . . . . . ► 27d e Public support pine 27c total minus line 27d totap. . . . . . . ► 27e Ill Total support for section 509(a)(2) test: Enter amount on line 23, column (e) ► 1 27f g Public support percentage pine 27e (numerator) divided by line 271 (denominator)). . . . . . ► 27 % h Investment Income percentage pine 18, column (e) (numerator) divided by line 27f (denominator) ► 27h % 28 Unusual Grants: For an organization described in line 10, 11, or 12 that received any unusual grants during 1994 through 1997, attach a list (which is not open to public inspection) for each year showing the name of the contributor, the date and amount of the grant, and a brief description of the nature of the grant. Do not include these grants in line 15. (See instructions on page 4P /A SehsdL" A (Farm 990) 1998 be istructions.on page that checked the box ri tne'6 in Part IV 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other wntten communications with the public dealing with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves?. . . . . . . . . . . . If "Yes," please describe; if "No," please explain. (If you need more space, attach a separate statement.) ...................................................... ............................................. ----------' 32 Does the organization maintain the following: - - a Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? . . . . . . . . . . . . . . . . . . . . . . . . . . c Copies of ail catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships?. . . . . . . . . . . . . . . . . d Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . If you answered "No" to any of the above, please explain. (If you need more space, attach a separate statement.) 33 Does the organization discriminate by race in any way with respect to: a Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . b Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . of Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . e Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . f Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . h Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . If you answered "Yes" to any of the above, please explain. (If you need more space, attach a separate statement.) ._....-•-'....................'---------------.....-----------------------......-'--------'- 34a Does the organization receive any financial aid or assistance from a governmental agency? . . . . b Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . If you answe7ed "Yes" to either 34a or b, ple3se explain using an attached statement. 35 Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05 of Rev. Proc. 75-50. 1975-2 C.B. 587. covering racial nondiscrimination? If "No," attach an explanation . . . 32a vege 4 Yes I No i schedule A (Form 9" 1898 Am A11111111k Lobbying Ex res by Electing Public Charities (S i (To be completed -ONLY by an eligible organization thntfilea7orm Check here ► a ❑ if the organization belongs to an affiliated group. Check here ► b ❑ if you checked "a" above and "limited control" provisions apply. Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.) 36 Total lobbying expenditures to influence public opinion (grassroots lobbying) . . . . 37 Total lobbying expenditures to influence a legislative body (direct lobbying) . . . . . 38 Total lobbying expenditures (add lines 36 and 37) . . . . . . . . . . . . . 39 Other exempt purpose expenditures . . . . . . . . . . . . . . . . . 40 Total.exempt purpose expenditures (add lines 38 and 39). . . . . . . . . . . 41 Lobbying nontaxable amount. Enter the amount from the following table— If the amount on line 40 is— The lobbying nontaxable amount is— Not over $500,000 . . . . . . . 20% of the amount on line 40. . . . . . Over $500,000 but not over $1,000,000 . .$100,000 plus 15% of the excess over $500,000 Over $1,000,000 but not over $1,500,000 .$175,000 plus 10% of the excess over $1,000,000 Over $1,500,000 but not over $17,000,000 .$225,000 plus 5% of the excess over $1,500,000 Over $17,000,000 , . . , . , . . $1,000,000 . • . . . . . . . . . . . 42 Grassroots nontaxable amount (enter 25% of line 41) . . . . . . . . . . . . 43 Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36 . . . . . . . 44 Subtract line 41 from line 38. Enter -0- if line 41 is more than line 38 . . . , , , Caution: If there is an amount on either line 43 or line 44, you must file Form 4720. on page N/A (a) Ibl Affiliated group To be complete,] totals for ALL ele bng orgwaaaons 4 -Year Averaging Period Under Section 501 (h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the insmirtionn fnr lines dE thrn.,nh tin nn mne 7) I Calendar year (or fiscal year beginning In) 1� 46 Lobbying ceiling amount (1 47 Total lobbying 48 Grassroots nontaxable amount 49 Grassroots ceil• 1 of ■ilQLKAWj Ljuoymg ncuinvy by monelectmg vuonc cnarmes (For reporting only by organizations that did not complete Part VI -A) (See instructions on paqe 8.) During the year, did the organization attempt to influence national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of: a Volunteers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Paid staff or management (Include compensation in expenses reported on lines c through h.) . . c Media advertisements . . . . . . . . . . . . . . . . . . . . . . . . . d Mailings to members, legislators, or the public . . . . . . . . . . . . . . . . . e Publications, or published or broadcast statements . . . . . . . . . . . . . . . f Grants to other organizations for lobbying purposes . . . . . . . . . . . . . . . g Direct contact with legislators, their staffs, government officials, or a legislative body . . . . . h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means . . . . I Total lobbying expenditures (add lines c through h) . . . . . . . . . . . . . . . . If "Yes" to any of the above, also attach a statement giving a detailed description of the lobbying activities, Amount 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting organization to a noncharitable exempt organization of: MCash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (IQ Other assets . . . . . . . . . . . . . . . . . . . . . . . . . b Other transactions: ( SSales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . (IQ Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . (III Rental of facilities or equipment . . . . . . . . . . . . . . . . . . . . . . . . (Iv) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . (v) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . (vi) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . c Sharing of facilities, equipment mailing lists, other assets, or paid employees . . . . . . . . . . . d It the answer to any of the above is "Yes,- complete the totlowing schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting organization. If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received: 52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations L7 described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? . . . . . . 10 C3 Yes j4 No Goodwill Industries of Rolulu, Inc. Fed I.D. No.: 99-6001264, State I.D. No.: 10001864 . Attachment to Form 990, Calendar Year 1998 Form 990 - Part 1 - Revenues, Expenses and Changes to Net Assets Line 1d - Contributions greater than $5,000 Name and address of contributor of Contribution Amount Donald Salter Trust Non cash - Pledge $100,000 c/o Pacific Century Trust, P. O. Box 3170, Hon., HI 96802 $5,000 Constance Neusbaum Trust Non cash - Pledge $150,000 c/o First Hawaiian Bank, Trust, P.O. Box 3708, Hon.,Hl 96811 Cash Grace Lebrecht Trust Non cash - Pledge $25,000 c/o Frank Melleno, Trustee, 411 Hobron Lane, Hon., HI 96815 Cash Theo Davies & Co., Ltd. Land & building-FMV $86,000 810 Kapiolani Blvd., Hon., HI 96813 Date transferred 11/5/98 Cash $5,000 Total Non cash $361,000 Aloha United Way Cash- Indirect Support $115,300 200 North Vineyard Blvd., Suite 700, Honolulu, HI 96817 Mclnerny Foundation Cash $30,000 c/o Pacific Century Trust, P. O. Box 3170, Hon., HI 96802 Sophie Russell Trust Cash $10,000 c/o Pacific Century Trust, P. O. Box 3170, Hon., HI 96802 George N. Wilcox General Trust Cash $7,500 c/o Pacific Century Trust, P. O. Box 3170, Hon., HI 96802 GTE Foundation Cash $5,000 One Stamford Forum, Stamford, CT 06904 C. Brewer and Company, Ltd. Cash $5,000 P. O. Box 1826, Honolulu, HI 96805 Gannett Foundation, Inc. Cash $5,000 1100 Wilson Blvd., Arlington, VA 22234 Frear Eleemosynary Trust Cash $5,000 c/o Pacific Century Trust, P. 0. Box 3170, Hon., HI 96802 Constance Neusbaum Trust Cash $11,403 c/o First Hawaiian Bank, Trust, P.O. Box 3708, Hon.,Hl 96811 Castle & Cooke Institute Cash $5,000 P. O. Box 5132, Westlake Village, CA 91359-5132 Tesoro Hawaii Cash $5,000 P. O. Box 3379, Honolulu, HI 96842-0001 Contributions < $5,000 $163,749 Total Cash $367,952 Line id Grand Total $728,952 Line 16 - Payments to Affiliates Goodwill Industries International, Inc. 1998 Dues $52,605 . 9200 Wisconsin Avenue Bethesda, Maryland 20814-3896 0 ,4 Goodwill Industries of *olulu, Inc. Fed I.D. No.: 99-6001264, State I.D. No.: 10001864 Attachment to Form 990, Calendar Year 1998 Part Il - Statement of Functional Expenses Line 42 - Depreciation Depreciation Method/ Type of Fixed Asset Depreciation Useful Life Custodial Equipment 7,460 SU 3 to 5 years Administrative Equipment 28,625 SU 3 to 5 years Store Fixtures 2,094 SU 3 to 5 years Plant Equipment 7,884 SU 3 to 5 years Transportation Equipment 26,422 SU 3 to 5 years Cafeteria Equipment 899 SU 3 to 5 years Leasehold Improvements 18,706 SU Lease term Line 42 (A) - Depreciation $92,090 128,769 Part IV - Balance Sheets Line 56 - Investments Time Certificates of Deposit $800,000 Line 57a and 57b - Land, buildings and equipment Line 57a - Total Line 57b - Accumulated depreciation 1,376,298 $710,749 Accumulated Type of Fixed Asset Cost or Basis Depreciation Custodial Equipment 48,254 30,777 Administrative Equipment 220,804 92,769 Store Fixtures 33,049 23,374 Plant Equipment 134,464 92,468 Transportation Equipment 304,318 197,940 Cafeteria Equipment 145,499 144,652 Leasehold Improvements 403,910 128,769 Building 54,600 0 Land 31,400 0 Line 57a - Total Line 57b - Accumulated depreciation 1,376,298 $710,749 0 Goodwill Industriesoonolulu, Inc. ' n Fed I.D. No.: 99-6001264, State I.D. No.: 10001864 Attachment to Form 990, Calendar Year 1998 Part V - List of Officers, Directors, Trustees and Key Employees(continuation) [Al Nnma and address (B)Title and Hours (C)Comoensation (D) Contrib (E) Exp Acct Howard Hanada Director,Executive Comm -0 - -0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week Martin Jaskot Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Barbara CipowskiSilvey Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Perry Confalone Director,Executive Comm -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Eddie Flores, Jr. Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Admiral Ronald Hays Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Dr. Tyrie Jenkins Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Quentin Kawananakoa Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week Roy King, Jr. Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours perweek Rene Mansho Director -0 - -0 - -0 - 2610 Kilihau St,Honoluiu,Hl 96819 2+ hours per week Suanne Morikuni Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours perweek Jack Takeda Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week Jerry Tokars Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Lili Hallett Director -0 - -0 - 1 -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Gloria Huber Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week Jan Berman Director,Executive Comm -0 - -0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Robert Horwath Director -0 - -0 - -0 - 2610 Kilihau St Honolulu,Hl 96819 2+ hours per week John MacDonald Director -0 - .0 - 1 -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Thomas Mendes Director -0 - - 0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Mary Pat Waterhouse Director -0 - - 0 - -0 - 2610 Kilihau St,Honolulu,Hl 96819 2+ hours per week Gary Williams Director -0 - - 0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week James Wayman Director -0 - -0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week Jody Schucart Director -0 - - 0 - -0 - 2610 Kilihau St,Honolulu,H1 96819 2+ hours per week 0 0 •Goodwill Industries of Honolulu, Inc. Fed I.D. No.: 99-6001264, State I.D. No.: 10001864 Attachment to Form 990, Calendar Year 1998 Schedule A, Part IV -A Line 266 - Name of contributor 0 Amount Harry and Jeanette Weinberg Foundation, Inc. 1994 150,000 Harry and Jeanette Weinberg Foundation, Inc. 1996 150,000 Total 300,000 Less: Line 26a (77,633) Line 26b Net $222,367 0 Tom: Darla Daddysman At. Heffernan Petersen To Carol J Fax# (925) 934 8278 Date 01/25/2000, 0423 PM Pe, 0 ACORDTE CERTIFICATE OF LIABILITY INSURANCE GSR JH °A POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. GWHON-1 01/25/ 01/25/00 PRoouDER THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION POLICY EXPIRATION DATE THAtuorYn ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE fernan Petersen Ins Brokers HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR 1 North Broadway, Suite 215 ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. INSURERS AFFORDING COVERAGE alnut Creek CA 94596 Phone: 925-934-8500 Fax:925-934-8278 RvsGaED PIS.,ENA Firesnan's Fund wsvPER5 American Int'1 Underwriters A mS.PEFIC St. Paul Fire and Marine Goodwill Ind. of Honolulu wsuFERD 2610 R:ilihau Street Honolulu HI 96819 PrGUREF E CWMS WDE FXIocaR COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED NOTWITHSTANDING ANY REOUIREMENT. TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN. THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. WSR LTR TYPEOF.SURPNCE POLICY NUMBER POIKY EFFECTIVE DATEPAPIRDINY11 POLICY EXPIRATION DATE THAtuorYn LMITS GENERu LIABILITY EACH OCCURRENCE s 1000000 FTIEDANAGEj"ore fire) s 1000000 A % CO.IASRCw. cENEPALUAEUTY MZG80751155 01/01/00 01/01/01 CWMS WDE FXIocaR MEOeT1AMpnepemn) $10000 PEPSCNALAADVVURr S1000000 % Employee Benefit C{I.EN4 ACGREGAiE s2000000 GENLAGGPEGATELHRAPPJESPEP PPWUCTS-COAP/OPAGG $ 2000000 vo r El ka wC AUTonwDRE LIABILITY COLIBWD CLE LMB s ,Ea acoaw) Arrr uno BOpLY Y1M'EY AllC DA1TOG (Per persm) S SCHCOIRED NITOS BOII HARED AUTOS `,OHS`,OHOMiE04JT05 (Perr d"[[.H.NeN) PPOPERTYDM GE S Ilk Per eabeN) GARAGEISUNUTY s EAACC OMER S AN A&DO f AUTO ONLY,ILV. AGG EXCESS LIABILITY EACHOCCURRENCE S5,000,000 B $ OCCUP 1-1 CLANS MADE BE7017543 01/01/00 01/01/01 AGCPEGAM x75,000,000 s S OLOVCTEyt S $ PETENTON s nil WC SIATU TH $ iONYL0.1N5 OER WOMERS CpMPEN$Ai10NNiO EL EACH ACODLIrr S 1000000 C EMPLOYERS'LWBLLITY WVA9401021 06/01/99 06/01/00 ELUSEASE�EAEMPLOYEE 41000000 EL DSEASE-F..' . 5 1000000 OTHER DESCRIPTION OF WERATIONSROCATIONSIVEHICLES EXCLUSIONS ADDED BY ENDOPSEMENTRPECIAL PROV'SIoNS Re: Hawaii County Human Service Non-profit Grant. The Certificate Holder is included as additional insured. CERTIFICATE HOLDER Y I ADDITIONAL INSURED. INSURER LETTER. A CANCELLATION COUNT -6 SHOULDANYOFTHEABOVEDESCMBEDPOLMIESSECANCELLODEFORETHEEXPRNT1oN DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MALL 30 DAYBWRITTEN County Of Hawaii NOTICE TO THE CERTIFICATE HOLDER NAMEG TO THE LEFT, BUT FAILURE TO DO SO SHALL Department of Finance WPOSE NO OBLIGATION OR LIABILITY OF ANY HUN UPON THE INSURER. ITS AGENTS OR 25 Aupuni Street, Rm. 118 Hilo HI 96720-4252 aevasscNuuvss 25S (7/97) i 4 Gi r rrtioxy of Hawaii 01rettsury lirparfmruf �isnnlnla Jf is 4rrrhU tertifirb Mat de attaaied id a true and exact col&y o/ APPLICATION FOR CHARTER OF INCORPORATION filed in this office on May 29, 1959 and CWTER OF INCORPORATION Of GOODWILL INDUSTRIES OF HONOLULU, INC. d on June 4, 1959. In m2ness mherenf. 'dawe d unlo deepee-- M7 land and alAed de deal d�ol de JxeaMa�ur� :lJe/iairt»zenx� �exxitax� a�.9lcuaaii, t/ua 29th day c/ June >9 59. ,�.,�p Acting JxeaSuxex ✓exxi&7 vl- awaii • �V 6TATIT OF i:W-tAII � , 7aNTi;FNT OF TW*ASLRY AhD hLuUL-)TION In the t+atter of the Application ) or ) GI)W41LI, INIM3TRIF's OF 1EMO 01, INC. ) For a Charter of Incorporation j MAY 41962 DEPARTMENT Of TREASURY AND REGULATION CFRT171ICATh OF All CDYI-NT STATE OF F1I'`w`1'lt To T U TREAS^HEIR OF T11P STATP OF HAWAII2 We, the President and Secretary, respectively, of r.70i:WI Id. INDIISTRIC.I of N'JIIOLULU, 111C., an eleemosynary corpor- ation duly organized and existing under and by virtue of the laws of the ;hate of Hawaii, beini5 first duly sworn, on oath deposed and say, and do further certify, that the amendments hereinafter set forth were adopted by the affirmative vote of all members present and entitled to vote at the meetln;; of the nembership of said corporation hold on Thursday, April 5, A. D. 1)62 at the principal office of said corporatlon at 112+3 Nuuanu Avenue, in Honolulu, City and County of Honolulu, state of L awaii; That said meeting, was duly called and held for the purpose, among other purposes, of considering the said amend- ments; That they respectively presided at, and recorded the minutes of said meeting; That the amendments adopted were; 1) Deleting the period at the and of ParaGraph X on Pa,•e 6 and adding the words"as long as the activities carry out the objects and purposes as stated in Article III"; -1- • 2) Inserting, between the third and fourth words in the fifth line of Paragraph XI the word "rellgious"; j) Deleon;:, the first three words in the sixth line of Paragraph XI; It) Deleting the last two words of Line 11 of ?are - graph XI •+nd substituting therefore the word "purposes"; 5) Deleting the twelfth line in Its entirety; That Paragraphs X and XI of the Charter of Incorpora- tion of GOODWILL INDUSTRI)z OF HONOLULU, INC., as so amended, roads X. The corporation shall have power, in and by said corporate name, to sue and be sued; to make and use a corpor- ate seal and to alter the same at its pleasure; to make and adopt and from time to time amend or repeal by -lava not incon- sistent with law or with the charter, governing the qualifi- cation, admission, suspension and expulsion of Its members, r' and governing the procedure, election and removal of the Board of Directors and officers, and the management of its property and affairs; to acquire by purchase or otherwise, and hold, any personal property and such real property as may be necessary or convenient to carry on the work of this corporation, and to do all thinea on any property acquired which may be deemed necessary or advisable for the proper conduct of the affairs of the corporation; also to menage, improve, sell, lease, mortgage, encumber and convey any real and personal property held by It; to solicit, collect, receive and hold donations of money and other property, end to take, receive and hold by gift, devise or bequest, in fee or in trust, real and personal property of any kind or nature whatsoever; to borrow money, Incur Indebt- edness, and to secure the same by mortgage, pledge or deed of • -2 0 • trust of property, real or personal; and in general, to (le all ante and things necessary, expedient, and convenient to be done to carry out the purposes for which the corporation is formed, or wineh may be deemed by its Board of Directors, necessary, expedient, convenient, incidental to, or proper in the carry- . ing.on of the work of the corporation, its being expressly provided, however, that the enumeration herein of specific purposes, objects and powers, shall not be held to limit or restrict in any manner the powers of this corporation as long as the activities carry out the objects and purposes as stated in Article I11. XI. The property of the corporation alone shall be liable for the payment of its debts and liabilities. The corporation is not organized for profit and no part of its assets, income or earnings shall be used for dividends. The corporation is organized exclusively for religious, charitable, scientific and educational purposes, and upon corporate dissolution, or upon any merver or consolidation, all of its assets and property re- maining after providing for the claims of its creditors, shall be distributed only to one or more corporations, trusts, chests, funds or foundations organized and operated exclusively for charitable, scientific or educational purposes, at the sole ' discretion of its Board of Diroctors as Trustees for the mem- bers. ' IN 4ITHE53 WHEREOF the aforesaid officers have here- unto net their hands this �L—day of April, A. D. 1962. • I//ts President e sacra cry . -3- • 10 nubscrlbed and sworn to before :ne this Zl'/Uay of April, A. D. lj� notary Public, First Judicial Circuit, :tate of }lawaiif /1 by Conmission Expires -c-c r 3OJ^ I hereby consent to the foregoing amendments this day of April, A. D. 167.-- reasurer, ase of Ijawall .0 0 -4- I E BY-LAWS OF • GOODWILL INDUSTRIES OF HAWAII "• (Revised December 9, 1999) E Contents Page ARTICLE I - NAME, PURPOSE, AFFILIATION, FISCAL YEAR................................................1 SECTION 1. Name and Affiliation............................................................................................1 SECTION 2. Principal Office....................................................................................................1 SECTION3. Purpose................................................................................................................1 SECTION4. Place of Meeting..................................................................................................2 SECTION5. Seal........................................................................................................................2 SECTION 6. Fiscal Year...........................................................................................................2 SECTION7. No Members..........................................................................................................2 ARTICLE II - BOARD OF DIRECTORS.....................................................................................2 SECTION1. Composition........................................................................................................2 SECTION 2. SECTION2. Powers.................................................................................................................2 SECTION3. SECTION 3. Annual Meetings..................................................................................................3 Chairman of the Board........................................................................................8 SECTION 4. Regular Meeting...................................................................................................3 SECTION 6. SECTION 5. Special Meetings.................................................................................................4 SECTION7. SECTION 6. Notice of Meetings...............................................................................................4 SECTION8. SECTION7. Quorum................................................................................................................4 President............................................................................................................10 SECTION8. Adjournment........................................................................................................5 SECTION 11. SECTION 9. Notice Unnecessary ............................................................................................5 SECTION 12. SECTION 10. SECTION 11. Actions Authorized without Meeting.................................................................5 Regular Participation.........................................................................................5 SECTION 12. Removal of Directors.........................................................................................6 SECTION 13. Director Vacancies.............................................................................................6 ARTICLE III - NOMINATIONS AND ELECTIONS OF DIRECTORS AND OFFICERS...............6 SECTION 1. Election of Directors by Outgoing Board of Directors.......................................6 ACRTICLE IV - OFFICERS........................................................................................................7 SECTION 1. Appointment and Terms.....................................................................................7 SECTION 2. Subordinate and Agents and Employees ..........................................................8 SECTION3. Bonds...................................................................................................................8 SECTION 4. Chairman of the Board........................................................................................8 SECTION 5. First Vice Chairman.............................................................................................9 SECTION 6. Second Vice Chairman........................................................................................9 SECTION7. Treasurer..............................................................................................................9 SECTION8. Secretary ............................................................................................................10 SECTION9. President............................................................................................................10 SECTION 10. Removals..........................................................................................................11 SECTION 11. Officer Vacancies.............................................................................................12 SECTION 12. Absence of Treasure or Secretary ...................................................................12 . ARTICLE V - EXECUTIVE COMMITTEE.................................................................................12 SECTION1. Term and Members............................................................................................12 • • SECTION 2. Powers of the Executive Committee................................................................12 SECTION3. Quorum..............................................................................................................13 SECTION 4. Responsibilities of Members............................................................................13 SECTION 5. Removal of Members of the Executive Committee.........................................14 ARTICLEVI — COMMITTEES...................................................................................................14 SECTION 1. Appointment......................................................................................................14 SECTION 2. Powers, Duties, Limitations..............................................................................14 SECTION3. Organization......................................................................................................14 SECTION 4. Finance Committee...........................................................................................14 SECTION 5. Operations Committee......................................................................................15 SECTION 6. Programs & Services Committee.....................................................................15 SECTION 7. Community Relations & Fundraising Committee............................................15 SECTION 8. Human Relations Committee............................................................................16 SECTION 9. Membership Committee....................................................................................16 SECTION 10. Special Committees.........................................................................................16 ARTICLE VII — RELATION WITH GOODWILL INDUSTRIES INTERNATIONAL, INC.............17 SECTION1. Fee......................................................................................................................17 SECTION 2. Dissolution of Goodwill Industries of Hawaii..................................................17 SECTION3. Withdrawal.........................................................................................................17 ARTICLE VIII — LIABLITY OF OFFICERS AND DIRECTORS.................................................17 1. • SECTION 1. Exculpation........................................................................................................17 SECTION 2. Indemnification..................................................................................................17 SECTION3. Other Rights.......................................................................................................19 ARTICLE IX — BOOKS AND RECORDS..................................................................................19 ARTICLE X — AMENDMENTS TO BY-LAWS..........................................................................19 SECTION1. Procedure..........................................................................................................19 SECTION 2. Review of By-Laws............................................................................................19 ARTICLE XI — PARLIAMENTARY AUTHORITY......................................................................20 ARTICLEXII — RECORDING...................................................................................................20 ARTICLE XIII — CONFLICT OF INTEREST..............................................................................20 0 BY-LAWS OF GOODWILL INDUSTRIES OF HONOLULU, INC. ARTICLE I NAME, PURPOSE, AFFILIATION, FISCAL YEAR SECTION 1. Name and Affiliation. This corporation shall be known as GOODWILL INDUSTRIES OF HONOLULU, INC., operating as Goodwill Industries of Hawaii (GIH). It is affiliated with Goodwill Industries International Inc., and by virtue of this affiliation, is entitled to use the term "Goodwill Industries." If for any reason the affiliation should be interrupted or severed, the corporation shall cease and desist from using the term or name "Goodwill Industries." Hereafter the corporation will be referred to throughout these By -Laws as GIH. SECTION 2. Principal Office. The principal office of the corporation shall be maintained at such place in the State of Hawaii, as the Board of Directors shall determine. SECTION 3. Purpose. This corporation is organized and to be operated exclusively for charitable and educational purposes. It is not organized for profit, nor shall any of its net income inure in whole or part to the benefit of private stockholders, members or individuals. No substantial part of the activities of this corporation shall include the attempt to influence legislation by propaganda or otherwise, nor to participate in any political campaign on behalf of any candidate for public office. The corporation shall provide rehabilitation services, training, employment and opportunities for personal growth as an interim step in the rehabilitation process for persons with disabilities and other barriers to employment who cannot be readily absorbed in the competitive labor market or during such time as employment opportunities for them in the competitive labor market does not exist. Through the skillful use of recognized techniques of rehabilitation, social work life guidance, evaluation, training, and useful employment, this corporation shall seek to assist persons with disabilities and other barriers to employment to attain the fullest development of which they are capable. The sale of articles that have been reconditioned, assembled or made by such persons as a part of the vocational training shall be a necessary part of the social and educational services of this corporation. SECTION 4. Place of Meeting. All meetings of the Board of Directors shall be held at the principal office of the corporation or at such other place as is designated by the Chairman of the Board or stated in the call for the meeting. SECTION 5. Seal. The corporation shall have a common circular Seal. SECTION 6. Fiscal Year. The fiscal year of the corporation is January 1 through December 31, or as otherwise established by the Board of Directors. SECTION 7. No Members. The corporation shall be organized without members. 00 ARTICLE II BOARD OF DIRECTORS SECTION 1. Composition. The governing body of GIH shall be the Board of Directors and will consist of not less than fifteen (15) or more than fifty (50) persons, including the president. The members of said Board, except the President, shall be elected by the outgoing Board of Directors in accordance with the provisions of these By -Laws for a term of three (3) years and shall be representative of the broad community, as well as supportive of the purpose and goals of GIH. SECTION 2. Powers. Subject to any limitations that may be set forth by law, in the Charter of Incorporation or in these By -Laws, the Board of Directors shall have exclusive responsibility for the governance of the corporation, including full power to establish policies governing the corporation, make decisions, to control and direct the business and affairs of the corporation and to U] t • do and provide for any and every lawful act, whether in the ordinary course of the business of the corporation or otherwise, including, without limiting the generality of the foregoing, the power: a) to adopt rules and regulations for the conduct of the meetings of the Board of Directors; b) to establish such committees as the Board may determine are necessary or appropriate to assist the Board in carrying out its responsibility to govern the corporation; to appoint or approve the appointment of members of such committees, to define the duties of such committees, and to discontinue the same; c) to approve the budgets and policies for the corporation; d) to elect a successor to hold office for the unexpired portion of the term of any officer of the Board of Directors whose place is vacant at any time; e) to purchase, lease, mortgage, encumber, sell or otherwise dispose of all such personal and real property, and to make all contracts and agreements on behalf of said GIH, as it may deem needful or convenient for the successful pursuit of GIH's mission; f) to manage and control the assets of the corporation; and g) to appoint one or more investment managers or firms, and, subject to any limitations imposed by law or set forth in these By -Laws, to delegate to such investment managers or firms the authority to invest, manage, acquire, dispose, and reinvest part or all of the assets of the corporation as the Board of Directors shall from time to time determine, PROVIDED, HOWEVER, that the Board of Directors must specifically authorize the sale, lease, exchange or mortgage of all or substantially all of the property and assets of the corporation. SECTION 3. Annual Meeting. The Annual Meeting shall be held in the second week of May or as the Board of Directors shall designate, but no later than May 31. SECTION 4. Regular Meeting, The Board of Directors may establish regular meetings to be held at such places and at such times as are determined . by the Chairman of the Board, but no less than quarterly. When any such regular 3 meeting or meetings shall be so determined, no further notice thereof shall be required, PROVIDED, HOWEVER, that at least five (5) days written notice shall be given for any meeting, regular or special, where consideration of amendment to the Charter of Incorporation or these By-Laws is anticipated. SECTION 5. Special Meetings. Special meetings of the Board of Directors may be called at any time by the Chairman of the Board of Directors or by written request of 20 percent of the directors but in no event fewer than six (6) directors. SECTION 6. Notice of Meeting. Except as otherwise provided by law, or in these By-Laws, notice of each meeting of the directors of the corporation, stating the authority for the call of the meeting and the place, day and hour thereof, shall be given to each director by the Secretary or by the person or persons calling the meeting: (a) by leaving the notice with the director personally or by leaving the notice at the director's residence or usual place of business at least 24 hours before the time of the meeting; (b) by telephone call, electronic mail or facsimile to the director at least 24 hours before the time of the meeting or (c) by mailing the notice, postage prepaid, addressed to the director at the director's address as it is shown on the records of the corporation, at least five (5) days prior to the time of the meeting. The failure of any director to receive actual notice of the meeting shall in no way invalidate the meeting or any proceedings thereat, if notice shall have been given as required by this. SECTION 6. The presence of any director at any meeting shall be the equivalent of a waiver of the requirement of giving notice of the meeting to such director. SECTION 7. Quorum. At any meeting of the Board of Directors of which proper notice has been given, the presence in person of 40% percent of the directors shall constitute a quorum. To be valid, any action requiring board approval must receive the approval of a majority of such quorum. Vacancies in the membership of the Board shall not affect the validity of any action of the Board, provided that a quorum is present at the commencement of the meeting, PROVIDED, HOWEVER, that at a duly organized meeting, the directors present 4 I can continue to do business until adjournment, notwithstanding the departure of one or more directors that results in less than a quorum. SECTION 8. Adjournment. At any meeting duly convened and held, whether a quorum is present or not, the presiding officer or a majority of the directors present may adjourn the meeting without further notice to a time and place as shall be determined by the presiding officer or the majority of those present. Such adjournment may be to such time and to such place as shall be determined by a majority vote of the directors present. At any such adjourned meeting at which a quorum shall be present, any business may be transacted which might have been transacted by a quorum at the original meeting as originally called. SECTION 9. Notice Unnecessary. If at any meeting of the Board of Directors, however called and wherever held, all of the directors shall be present or shall waive notice of such meeting by a writing filed with the records of the Board of Directors, or after any such meeting shall express consent to the holding of the meeting and all actions taken thereat by a writing filed with the records of the Board of Directors, then all actions taken at such meeting shall be legal and validly taken. SECTION 10. Actions Authorized Without Meeting. Any action that the Board of Directors may lawfully take at any meeting properly called and held may also be taken by action of a majority of the individual directors by their written assent thereto. Any action so taken shall be valid and effective from and after the filing with the Secretary of a written minute or other instrument, signed by a majority of the directors, evidencing the action. SECTION 11. Regular Participation. Regular participation in the activities of the Board of Directors shall be expected of all directors, including, without limiting the generality of the foregoing, regular attendance at meetings of the Board of Directors. Any director failing to attend at least three (3) meetings of the Board of Directors in any calendar year (unless excused by the Chairman of the Board for health or other substantial temporary hardship) may be removed from . office in accordance with SECTION 12 hereof. 5 SECTION 12. Removal of Directors. The Board of Directors may remove from office any director or directors by vote of a majority of the directors present at any annual, regular or special meeting duly called and held for such purpose. SECTION 13. Director Vacancies. Any vacancies, including temporary vacancies, which may exist in the Board of Directors, whether caused by resignations, removals or otherwise, and any directorship to be filled by reason of an increase in the number of directors, may be filled by the affirmative vote of a majority of the remaining directors in attendance at a regular or special meeting of the Board of Directors, even if the majority is less than a quorum. Such directors shall serve for the remainder of the term of the vacant directorship filled by such director. In order to maintain balanced overlapping terms of office among the directors, new directors elected to fill newly created directorships on the Board shall serve for such term as is determined by majority vote of the Board of Directors at the time of election of such new directors. There shall be a temporary vacancy only when a director is ill or away from the State of Hawaii. ,00 Any temporary vacancy shall be filled only for the period ending upon termination of the director's illness or the return of the director to the State of Hawaii. ARTICLE III NOMINATIONS AND ELECTIONS OF DIRECTORS AND OFFICERS SECTION 1. Election of Directors by Outgoinq Board of Directors. (a) The outgoing Board of Directors shall elect Directors at Large to the Board of Directors at the Annual Meeting of the Board of Directors. Directors so elected shall hold office for a term of three (3) years, or until their successors are elected and qualified. (b) At least fifteen (15) days before the election, the Membership Committee shall mail to each member of the Board of Directors a list of the names of the persons they nominate. Five (5) or more of the directors may . propose the name of other persons by mail, electronic mail or facsimile of their 0 e `+ list to each member of the Board not later than ten (10) days before the annual election. (c) The Membership Committee shall inform each nominee, previous to acceptance, of the duties pertaining to the office and shall obtain the nominee's consent to serve. (d) Directors who serve on the Membership Committee shall also prepare the slate of officers and directors who will comprise the Executive Committee to be submitted to the Board of Directors for election at the annual meeting of the Board of Directors. Additional nominations for candidates may be made from the floor at the annual meeting. (e) The Membership Committee shall publish its slate of elective directors and officers in "The Call" to the Annual Meeting and publish the qualifications of each nominee, and shall report to the Executive Committee prior to the Annual Meeting. (f) The Board of Directors shall at the annual meeting of the Board of Directors elect the number of directors and officers, as determined by these By - Laws. Directors may vote in person or by proxy ballot due prior to commencement of the meeting. Any director substituting a proxy vote may rescind their vote by attending the meeting. The Chairman may designate any person(s) to have charge of the election, count the ballots and certify the return to the Board of Directors. ARTICLE IV OFFICERS SECTION 1. Appointment and Term. The officers of GIH shall be the Chairman of the Board, First Vice Chairman, Second Vice Chairman, Treasurer, Secretary and President. All officers, except the President, shall be elected by the Board of Directors, and from its membership in accordance with ARTICLE III hereof, at the annual meeting of the Board of Directors and shall hold office for a 7 • term of one (1) year until the next annual meeting or until a successor shall be duly elected and qualified. SECTION 2. Subordinate and Agents and Employees. The President may appoint or employ such subordinate agents and employees as may be necessary and proper for the successful pursuit of the corporation's purpose and operation, who shall hold their position at the pleasure of the President and who shall have such powers and duties as may be assigned to them by the President. SECTION 3. Bonds. Any officer may be required by the Board of Directors to give a surety company bond, at the corporation's cost and expense, for the faithful discharge of the officer's duties in such sum as the Board of Directors may require and such bond shall be deposited as the board may direct. SECTION 4. Chairman of the Board. The Chairman of the Board shall: (a) preside at all meetings of the Board of Directors and Executive Committee, and shall have other powers and perform other duties as assigned to the Chairman by the Board of Directors; __• (b) represent GIH at appropriate meetings of other organizations; (c) be subject to the limitations imposed by law, the Charter of Incorporation and these By -Laws, appoint chairman and members of all standing committees and special committees not otherwise provided for, and may appoint a corresponding secretary and parliamentarian. All appointments shall be approved by the Executive Committee and may be approved by mail, electronic mail or facsimile; PROVIDED, HOWEVER, that any committee appointed to have the authority of the Board of Directors may only be designated and appointed by resolution adopted by a majority of the directors in office, and PROVIDED, FURTHER, that no committee shall have the authority of the Board of Directors in reference to: (i) amend, alter or repeal the By -Laws; (ii) elect, appoint or remove any member of any such committee or any member of any director or officer of the corporation; 1] 91 ' f ► • (iii) amend the Charter of Incorporation; restate the Charter of Incorporation, adopt a plan of merger, or adopt a plan of consolidation with another corporation; (iv) authorize the sale, lease, exchange, or mortgage of all or substantially all of the property and assets of the corporation; PROVIDED, HOWEVER, that any committee, if properly authorized by the Board of Directors, may engage in any sale, lease, exchange, mortgage, pledge or distribution of assets in the normal course of the corporation's business; (v) authorize the voluntary dissolution of the corporation or revoke proceed therefor; (vi) adopt a plan for the distribution of the assets of the corporation; or (vii)amend, alter, or repeal any resolution of the Board of Directors that by its terms provides it shall not be amended, altered or repealed by the committee. (d) perform such other duties as may be assigned by resolution adopted by a majority of the directors at a duly noticed and organized meeting of the Board of Directors. (e) the designation and appointment of any such committee and the delegation thereto of authority shall not operate to relieve the Board of Directors or any individual director of any responsibility imposed upon it or him by law, by the Charter of Incorporation, or by these By -Laws. SECTION 5. First Vice Chairman. The First Vice Chairman shall assume and perform the duties of the Chairman in the absence or disability of the Chairman or whenever the office of Chairman is vacant, and shall have such other powers and duties as may be given to the First Vice Chairman by law or by these By -Laws and as may be assigned from time to time by the Chairman or the Board of Directors. SECTION 6. Second Vice Chairman. The Second Vice Chairman shall, in the absence of the Chairman and First Vice Chairman, perform the duties of the M a . office of Chairman. The Second Vice Chairman shall also perform such other duties as assigned by the Chairman or the Board of Directors. SECTION 7. Treasurer. The Treasurer or his authorized deputy shall in general have such powers and perform such duties as are customary to the office of Treasurer in a non-profit corporation. The Treasurer shall oversee all such duties as assigned by the Chairman of the Board or the Board of Directors. The Treasurer shall be the chairperson of the Finance Committee and shall present a written report at meetings of the Executive Committee and the Board of Directors and shall submit the records and accounts for an annual audit to a firm of independent certified public accountants elected at the Annual Meeting of the Board of Directors, or at such other time as the Board of Directors may determine. SECTION 8. Secretary. The Secretary shall have custody and care of the corporate seal and minutes of the corporation. The Secretary shall attend and keep the minutes of all meetings of the Board of Directors and, when requested, of any committee, in books provided for that purpose. The Secretary shall give all notices provided by these By -Laws and shall have such other powers and duties as may be incidental to the office of Secretary or may be elsewhere given by law or in these By -Laws and as may be assigned from time to time by the Board of Directors. If the Secretary shall not be present at any meeting, the presiding officer shall appoint a Secretary pro tempore who shall keep the minutes of such meeting and record them in the books provided for that purpose. SECTION 9. President. The President shall be nominated and elected by the Board of Directors of GIH. He/she shall be the Chief Executive Officer and a member of the Board of Directors of GIH and be an ex -officio member of all committees. He/she shall have active direction and management of the business and affairs of the corporation and shall perform such duties as may be adopted by resolution of the Board of Directors. He/she shall countersign all drafts and checks in excess of amounts established by the Board. He/she shall be responsible to the Board of Directors and shall report to them at regular intervals upon their request. 10 • (a) He/she shall establish and maintain effective liaison with the Board of Directors. (b) He/she shall be present at all meetings of the Board of Directors and standing committees, except when his/her personal status is under consideration. (c) The President shall orient new members of the Board of Directors to the operations of the facility. (d) He/she shall assist the Board of Directors in the formulation of policy by presenting and interpreting operating reports, including reports reflecting the efficiency and effectiveness of the facility and by presenting and interpreting financial statements, short-term and long-term plans, changing concepts, needs and related information. (e) He/she shall assist the Board of Directors as required in such functions as fund raising, community relations and related duties. (f) He/she shall coordinate and direct activities of the facility in accordance with the policies of the Board of Directors. (g) He/she shall maintain personnel policies. (h) He/she shall control the operation of the facility through day-to-day decisions and authorization of expenditures as established by the Board of Directors from time to time without the prior approval of the Executive Committee or the Board of Directors, and other procedures in accordance with the policies established by the Board of Directors; PROVIDED, HOWEVER, that he/she may be empowered by the Executive Committee or the Board of Directors to make specific expenditures in excess of the limit established by the Board of Directors. (i) He/she shall upgrade the operation of the facility by analyzing reports of various services, comparing the performances against budgetary, administrative and professional standards and to the extent to which facility goals and objectives are being attained, by taking appropriate corrective measures. (j) He/she shall keep abreast of any developments, locally and nationally, as may affect the corporation's operations. 11 (k) He/she shall be currently informed on applicable safety laws and regulations affecting the work environment. SECTION 10. Removals. The Board of Directors may, by majority vote at any meeting duly called and held for such purpose, whenever in their judgment the best interest of the corporation will thereby be served, remove from office or discharge from employment, any officer, except so far as such removal would be contrary to law. Such removal shall be without prejudice to the contract rights, if any, of the officer so removed. Election or appointment of an officer shall not of itself create contract rights. SECTION 11. Officer Vacancies. If the office of any officer shall become vacant by reason of death, resignation, removal, disqualification or otherwise, the Board of Directors may appoint a successor who shall hold office for the unexpired term. SECTION 12. Absence of Treasurer or Secretary. In the absence or inability to act of the Treasurer, or if that office is vacant, the duties thereof shall be performed by such Assistant Treasurer as may have been designated by the Board of Directors, otherwise by the Secretary. In the absence or inability to act of the Secretary, or if that office is vacant, the duties thereof shall be performed by such Assistant Secretary as may have been designated by the Board of Directors, otherwise by the Treasurer. ARTICLE V EXECUTIVE COMMITTEE SECTION 1. Term and Members. The Executive Committee shall consist of the Chairman of the Board, First Vice Chairman, Second Vice Chairman, Secretary, Treasurer, President, and five (5) other directors to be elected to membership on this committee for a term of one (1) year by the Board of Directors following its election at the annual meeting of the Board of Directors. • The Executive Committee shall meet bi-monthly between Board meetings and 12 0 • shall carry out the decisions of the Board of Directors and perform the work authorized by the Board of Directors. SECTION 2. Powers of the Executive Committee. Except as limited by: (a) State law limiting the power of committees to exercise the authority of the Board of Directors; (b) the resolution creating it; or (c) by other resolutions of the Board of Directors; or (d) by these By -Laws, the Executive Committee shall have, and may exercise all of the power of the Board of Directors in the management of the business and affairs of the corporation in the intervals between meetings of the Board of Directors; PROVIDED, HOWEVER, any actions concerning the employment or termination of the President and the purchase, sale or lease of real estate, must be ratified by the Board before they become effective; and PROVIDED, FURTHER, that the Executive Committee may act in the areas listed in (1) through (vii) of ARTICLE IV, Section 4(c), "Chairman of the Board" but such actions must be ratified by the Board of Directors before they become effective. The Executive Committee may also from time to time formulate and . recommend to the Board of Directors for approval, general polices regarding the management and affairs of the corporation. Subject to the limitations imposed by law and set forth in these By -Laws, specific responsibilities of the Executive Committee shall include, but shall not necessarily be limited to: • Long -Range Planning • Organizational Design • Compensation of the Paid Officers • United Way Relationship • By -Law Recommendations • Corporate Financing and Capital Appropriation • Gil Relationship • Monitoring government affairs on the federal, state and county levels in areas of direct impact to GIH SECTION 3. Quorum. Six (6) members of the Executive Committee shall be necessary to constitute a quorum for the transaction of business. 13 0 • • SECTION 4. Responsibilities of Members. Regular participation in the activities of the Executive Committee shall be expected of all members, including, without limiting the generality of the foregoing, regular attendance at meetings of the committee. Any member failing to attend a least three (3) meetings of the Executive Committee in any calendar year (unless excused by the Chairman of the Board for health or other substantial temporary hardship) may be removed from office in accordance with SECTION 5 of this ARTICLE V. SECTION 5. Removal of Members of the Executive Committee. The Board of Directors may remove from office any member or members of the Executive Committee by vote of a majority of the Directors present at an annual, regular or special meeting duly called and held for such purpose. ARTICLE VI COMMITTEES f• SECTION 1. Appointment. The Board of Directors shall be constituted into such committees as shall be necessary to carry out the duties and responsibilities under the Charter of Incorporation and these By -Laws. As soon as possible after the annual meeting, the Chairman of the Board shall make appointments to each of the standing committees established by the Board of Directors. SECTION 2. Powers, Duties, Limitations. Each of these committees shall keep minutes of its meetings and shall file the same in the office of the corporation. It shall submit to the Board of Directors a quarterly report of its work. Minutes of meetings may serve as a quarterly report. No committee, except the Executive Committee, as specifically provided otherwise herein, shall enter into any contract or incur indebtedness or financial obligations. Each committee shall have the power to appoint subcommittees for carrying on its work, as it deems necessary. SECTION 3. Organization. Each committee shall have the power to adopt • rules as necessary for the conduct of the work entrusted to it, provided always that these rules shall be approved by the Board of Directors. 14 0 • The Committees shall include, but not be limited to: SECTION 4. Finance Committee. The Finance Committee shall: (a) consist of the Treasurer as chairman and up to five (5) other members appointed by the Chairman of the Board; (b) oversee the finance and accounting functions of the corporation; (c) review and approve the corporation's annual budget and present it to the Executive Committee and Board of Directors for approval; and (d) function as the corporation's audit committee, and shall, among other duties, recommend a firm of independent certified public accountants to be elected annually by the Board of Directors. SECTION 5. Operations Committee. The Operations Committee shall: (a) consist of a chairman and up to five (5) other members appointed by the Chairman of the Board; and (b) make policy recommendations to the Board and counsel with staff regarding all property owned or leased by GIH, its retail operations, contract activities and such other activities assigned by the Board of Directors. SECTION 6. Programs and Services Committee. The Programs and Services Committee shall: (a) consist of a chairman and up to five (5) other members appointed by the Chairman of the Board; (b) give special attention to the effectiveness of the corporation's employment and training programs; (c) make policy recommendations to the Board, counsel with staff regarding staffing and utilization of existing professional rehabilitation programs, development of new services and funding for same in cooperation with funding sources and other community planning efforts; and (d) receive an annual Program and Services review and report the findings to the Board of Directors. SECTION 7. Community Relations and Fundraising Committee. The Community Relations and Fundraising Committee shall: 15 (a) consist of a chairman and up to five (5) members appointed by the Chairman of the Board; (b) make policy recommendations to the board, counsel with staff regarding promotional activities designed to improve GIH's public image as a professional organization servicing the disabled; (c) develop and implement plans for annual fundraising events; and (d) make recommendations to the board regarding long range plans for future fundraising efforts. SECTION 8. Human Resources Committee. The Human Resources Committee shall: (a) consist of a chairman and five (5) other members appointed by the Chairman of the Board; and (b) be responsible for the oversight of Human Resources policies, procedures and practices, including assuring compliance with applicable labor laws. SECTION 10. Membership Committee. The Membership Committee shall: (a) consist of a chairman and up to five (5) members appointed by the Chairman of the Board; (b) be responsible for recruitment of candidates for positions on the Board of Directors; (c) contact and interview candidates for membership on the Board of Directors and make recommendations to the Board of Directors regarding such candidates; (d) arrange for potential directors to visit the GIH main office and be instructed in the purpose of GIH and the responsibilities of directors; (e) maintain and update a Board of Director Manual for use by the directors; (f) maintain records of directors' terms, attendance and participation in GIH activities; and (g) no member of the Membership Committee shall serve for more than two (2) consecutive years without an interim term intervening. 16 0 • • SECTION 14. Special Committee. There will be such special committees as the needs of the organization require and at the direction of the Chairman of the Board. ARTICLE VII RELATIONS TO GOODWILL INDUSTRIES INTERNATIONAL, INC. SECTION 1. Fee. In return for the benefit of membership afforded by Goodwill Industries International, Inc., GIH shall pay Goodwill Industries International, Inc. a fee mutually agreed to. SECTION 2. Dissolution of Goodwill Industries of Hawaii. In the event this corporation shall be involuntarily dissolved, all title to real and personal property of this corporation remaining after debts of this corporation have been paid, except those assets held on condition _• requiring return, specific transfer or conveyance upon dissolution (which shall be returned, transferred or conveyed in accordance with such condition), shall for good cause shown be vested in Goodwill Industries International, Inc. for the purpose of reestablishing GIH or similar work in the State of Hawaii. SECTION 3. Withdrawal. In the event this corporation shall vote to withdraw from Goodwill Industries International, Inc., all loans made to this corporation by said Goodwill Industries International Inc., shall immediately be returnable in full. ARTICLE VIII LIABILITY OF OFFICERS AND DIRECTORS SECTION 1. Exculpation. Each director or officer shall be free from all personal liability for any acts done on behalf of the corporation or for 17 • • any losses incurred or sustained by the corporation unless the same have • occurred through the gross negligence or willful misconduct of such director or officer. SECTION 2. Indemnification. The corporation shall defend, indemnify and hold harmless its past and present officers and directors from any damages, losses or claims in connection with work or service performed or provided by them in the course and scope of their duties unless and until such time as they are adjudged to have acted in willful disregard to the best interests of the corporation and all appeals are exhausted. These protections and rights are intended to be construed broadly and to provide protection to the fullest extent permitted by law; a) provided that this provision, SECTION 2, shall not apply with respect to any claims by the corporation against the officer or director, and b) provided further that in the event the corporation prosecutes claims against the officer or director and the officer or director prevails against such claims to corporation shall indemnify the officer or director for all cost and attorney fees reasonably incurred in an amount not to exceed $25,000. SECTION 3. Other Rights. The right of indemnification shall be in addition to any other right or remedy to which such person may have. Nothing herein shall be deemed to limit or restrict any right of indemnification that such person may be entitled to assert under the provisions of any applicable law of the State of Hawaii now or hereafter in force. ARTICLE IX BOOKS AND RECORDS SECTION 1. Books and Records. The corporation shall keep correct • and complete books and records of account and shall also keep minutes of 18 E • the proceedings and shall keep at its registered or principal office a record giving the names and addresses of its Board of Directors. ARTICLE X AMENDMENT TO BY-LAWS SECTION 1. Procedure. These By -Laws may be altered, amended, added to or repealed by an affirmative vote of not less than a two-thirds (213) majority of the directors present at any meeting of the Board of Directors duly called and held, if notice of the proposed amendments shall have been given in the call for such meeting. SECTION 2. Review of By -Laws. A review of these By -Laws shall be conducted periodically by the Executive Committee, but in no event less than once every five (5) years. ARTICLE XI PARLIAMENTARY AUTHORITY Robert's Rules of Order, as periodically revised, shall govern the proceedings of GIH in all cases not provided for in these By -Laws. ARTICLE XII RECORDING A copy of these By -Laws, and any subsequent revision of them, shall be filed with Goodwill Industries International, Inc. and otherwise as required by law, by the Secretary of the corporation. is 19 0 • ARTICLE XIII CONFLICT OF INTEREST The Board of Directors shall adopt and maintain a conflict of interest policy that officers and directors shall be required to annually review, agree to and sign. Individuals, excluding officers of the corporation, who receive compensation for services rendered or commissions of any kind from GIH shall be ineligible to serve on GIH's Board of Directors unless a majority of the Executive Committee, excluding any parties receiving such compensation, approves the proposed contract. Approved by-� — Date: 1 i� August Yee, Chairman of the Board 20 0 0 • GOODWILL INDUSTRIES OF HAWAII ADMINISTRATIVE POLICIES AND PROCEDURES MANUAL SUBJECT: Policy Prohibiting a Conflict of Interest and Nepotism MANDATED BY: POLICY NO: PAGE NO: BOD, CARF 109 1 of 3 AUTHORIZED BY: DATE ISSUED: DATE REVISED: BOD, CEO 1993 January 1998 Policy: In order to avoid any type of conflict of interest, any person who receives compensation for services or commissions from Goodwill Industries of Hawaii is ineligible for membership on the Board of Directors unless the proposed contract for the production of goods or performance of services is approved by an affirmative vote of two-thirds of the directors. In addition, Goodwill Industries of Hawaii prohibits conflict of interest and nepotism by its ` employees. A conflict of interest is generally defined as a business activity or relationship with another Company or individual that, in Goodwill's judgement, may result in questionable business ethics or a compromise in the employee's loyalty to Goodwill. Generally, no employee may directly or indirectly maintain outside business and/or financial interest in any other outside business or financial activity that conflicts with the interest of Goodwill Industries of Hawaii. Nepotism is defined as two or more employees from the same family who are employed by Goodwill Industries of Hawaii. Responsibility: The Board of Directors and the President/CEO are empowered with all authority reasonable necessary to maintain this policy. Monitoring and Review: A review of this policy will be conducted at least once every 3 years as part of the administrative policies and procedures review. The policy review will . be conducted by: P&P #109 Page 1 of 3 1. Board of Directors 2. President/CEO Reporting: The President/CEO or his/her designate will report to the Board of Directors at least once every 3 years the results of an assessment of this policy. Any changes to this policy will be communicated in writing to the full board of directors 30 days prior to action. Implementation: Conflict of Interest - Board Members 1. All board members shall disclose, upon becoming a board member, and thereafter as needed, any potential conflict of interest that may exist between themselves, their employers, or the business that is done with Goodwill Industries. 2. A conflict of interest is defined as any person who receives compensation for services or commission from Goodwill Industries for the production of goods or services. 3. If a potential conflict of interest appears to exist, the board member in question shall - make a full disclosure to the executive committee of the types of commissions, compensation, goods or services received or provided. 4. The executive committee shall consider the matter at hand, and will recommend to the full board either the approval or disapproval of the goods, services being received or provided. 5. In the case that the board member's conflict is disapproved, the conflict of interest shall immediately cease, or the board member shall resign from Goodwill's board of directors. Conflict of Interest - Employees 1. Employees and members of their immediate families may not serve as directors or officers or have a substantial investment in a business or personal relationship with a competitor, customer, supplier, or employee of any company that would create a divided loyalty. 2. Employees who have access to confidential information of another corporation may not buy or sell stock in that corporation. 3. Employees and members of their immediate family may not solicit or accept from an . outside concern which does business with, seeks to do business with, or competes with P&P #109 Page 2 of 3 • • A r • • Goodwill, any compensation, gift or discount of more than nominal value. 4. Employees may not be employed by, or perform services for, any competitor or supplier of Goodwill Industries of Hawaii. 5. Employees may not perform services that may cause embarrassment to or jeopardize the interest of Goodwill, interfere with its work schedules', or adversely affect its productivity or that of its employees. 6. Employees may not live with or have a close personal relationship with any individual employed by any person or entity which competes in whole or part with Goodwill Industries of Hawaii. A "close personal relationship" includes marriage, cohabitation, engagement, family relationship or any other personal relationship of similar importance. 7. These rules are not exhaustive. Check with your supervisor for clarification or approval before you become involved in a situation that you feel may be a conflict of interest. Each calendar year, you must disclose in writing any potential conflicts of interest. Nepotism -Employees 1. Goodwill Industries of Hawaii may refuse to hire relatives or live-in companions of current employees where in the company's reasonable judgement such hiring may It* create an actual or potential conflict of interest or other business problems. 2. Relations include spouses, parents, in-laws, aunts, uncle, cousins, brothers and sisters, and their spouses or children. • P&P #109 Page 3 of 3