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HomeMy WebLinkAboutCOM 0667.023 1998-2000Stephen K lama:"hiro 1: nor County of ji a.uaii 4118 5c4MACld VVntci sa DEPARTMENT OF FINANCE 25 Aup um Street Room 113 • Hilo. Hawau 982'20 -4 0081 561-8234 • Fax 13031901.8243 HAWAII COUNTY NONPROFIT GRANTS (FY 2000 -01) HUMAN SERVICES NONPROFIT GRANTS REVIEW COMMITTEE (HSNPGRC) FISCAL YEAR ENDING:June 30, 2001 DATE OF APPLICATION: January 2 7 , 2000 GRANT APPLICATION FOR: TRANSPORTATION (Program Tale) Legal Name ofOrg2mLatton: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Mailing Address: 47 RAINBOW DRIVE, HILO, HAWAII 96720 Facility /Site Address: 47 RAINBOW DRIVE, HILO, HAWAII 967201 Director /Site Manager: GEORGE YOKOYAMA Phone: 961 - 2681 Organization President: SANDRA SCHUTTE Phone: 961 -2681 Contact Person (Grant Writer) GEORGE YOKOYAMA P 961 -2681 Amount of request for County funds: $ 170, 703.00 Total annual budget of organization: $ 5,964,864.00 I -las the applicant applied for any other funds from the County of Hawaii this fiscal year? 0 Yes Source /Department: - - - - Flarry :\ fal.aha >hi 5 K Schutte arty IXNo Agency/Program(s). X15 Social Services ' 0 Youth Programs t� Elderly Programs Check Category (1es) 0 Culture and Arts (5 Education C.t Other EMPLOYMENT & training HOUSING Comm. No. a File No. A D ►✓I Briefly define the program for which funding is being requested: Ref. To: _ ES DG ..... FEB 23 2009 The program will provide transportation services for t ezt a low incomc..� elderly, disabled and pre - school children. Range of services include the identification of people with special needs and implementation of specialize( transportation from home to resource centers where passenger needs can be addressed. • QUALIFYING STANDARDS FOR APPLICANTS An applicant must meet all of the following standards: ] Be chartered or otherwise authorized to do business in the State for charitable purposes and exempted from the Federal income tax by the Internal revenue Service AX Have a governing board whose members serve without compensation and have no conflict of interest between their regular occupations and the services provided. Have bylaws or policies which describe the manner in which business is conducted, including management, audit, fiscal policies and procedures, policies on nepotism, and policies on management of potential conflict of interest. Have at least one year's experience with the service or activity for which the appropriation is sought or can otherwise demonstrate to the satisfaction of the County sufficient expertise to successfully carry out the service or activity. Be licensed and accredited in accordance with applicable requirements of Federal, State and County laws. II. GRANT CONDITIONS The applicant agrees to comply with the following terms & conditions prior to receiving a grant award. A. Comply with applicable Federal and State laws prohibiting discrimination against any person on the basis of race, color, national origin, religion, creed, sex, age, or handicap. B. Agree not to use any public funds for purposes of entertainment or perquisites. C. Comply with such other requirements as the Director of Finance may prescribe to ensure adherence by the nonprofit organization with Federal, State, and County laws, and established standards for fiscal and program management. D. Allow the Director of Finance, the committees of the council and their staffs, and the Legislative Auditor access to records, reports, files, and other related documents in order that the program, management, and fiscal practices of the nonprofit organization may be monitored and evaluated to assure the proper and effective expenditure of public funds. III. RECORDS AND REPORTS A. The applicant shall follow generally accepted accounting procedures and practices and shall maintain books, records, documents, and other evidence, which sufficiently and properly account for the expenditure of County funds. The books, records and documents shall be subject at all reasonable times to inspection, reviews, or audits by the County expending agency, the Director of Finance, and the Legislative Auditor, or by their representatives. B. The County expending agency, Director of Finance, or County Council may request periodic written reports on the use of County funds. C. The nonprofit organization shall submit a final written report to the Legislative Auditor within sixty (60) days after June 30 of the fiscal year. The report shall include an explanation of the public benefits derived from the awarding of the grant and a listing of other funding sources and amounts obtained during the award period. 2 IV. QUARTERLY ALLOCATION V. GRIEVANCE PROCEDURE • • Under no circumstances shall grant funds be disbursed in a lump sum payment. Grant funds will be disbursed to Grantees only through a quarterly allocation process. The disbursement of grant funds can be formulated on an equal quarterly apportionment basis. The applicant will adopt and maintain a grievance procedure to assure proper accounting for any concerns and complaints about its programs or services that may arise from its members, employees, clients or from other members of the public. VI. DISCLOSURE OF INFORMATION All information, data, or any other material provided to the County by virtue of this application shall be subject to the Uniform Information Practices Act (UIPA), ch. 92F, Hawaii Revised Statutes. All such material is deemed government record and shall be open to the public and may be provided to other public and/or private funding sources. VII. CONTINUED ELIGIBILITY Any applicant or recipient who withholds or omits any material facts or deliberately misrepresents such facts to the County of Hawaii shall: I) Immediately be disqualified from consideration for Nonprofit Grant funding; OR 2) be in violation of the terms of the Grant Agreement of County funds in which case a grant agreement can be terminated by the County and the recipient or provider may be liable to reimburse all or a portion of any funds received therein. VIR. ACKNOWLEDGMENT HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL (Legal Name of Organization) hereby agrees to administer the TRANSPORTATION PROGRAM (Program Title) in accordance with the regulations, policies and procedures prescribed by the Hawaii County Finance Department. Distribution of grant funds is limited to grantees, which are in compliance with County regulations, policies and procedures. The County reserves the right to withhold grant distributions at any time the grantee is not in compliance. It is the policy of the County of Hawaii and for those who do business with the County to provide equal employment opportunities to all persons regardless of race, physical disabilities, color, religion, sex, age, or national origin as mandated by the Federal Civil Rights Acts, as amended, and any other federal or state laws relating to equal employment opportunities. IX. AMENDMENTS TO THE APPLICATION/EVALUATION The applicant assures that it will submit to the HSNPGRC for prior review and approval, a written request and justification for any changes, additions, or deletions to any portion(s) of the grant application or a duly executed Grant Agreement of County Funds. The applicant will cooperate and assist in any effort undertaken by the HSNPGRC to evaluate, inspect or otherwise monitor the effectiveness, feasibility, and/or cost efficiency of any and all practices, policies and procedures or activities pursuant to this application or any grant designation or allocation received as a result of this application. 3 • • X. AUTHORITY AND CAPACITY OF APPLICANT The applicant certifies that it has the authority and capacity to develop and submit this application, and to fully administer the program(s) pursuant to this application. UNSIGNED PROPOSALS WILL NOT BE ACCEPTED! /yt c C'lkc./ LLc.,. U t. Sign ttre of President/Chairperson Signature; f Exe utive Ib irector /&tanager Date 4 / - 3i -Oct Date 1/31/ • • NARRATIVE PROGRAM/SERVICE DESCRIPTION A. OVERVIEW: 1) Describe the program for which funding is being requested. The funding request is to continue to provide transportation for targeted groups of low - income elderly, disabled and pre - school children. The range of services include the identification of people with special needs and the implementation of point -to -point specialized transportation services, which run routes off the main highway into rural area communities, low- income housing and pocket communities. Services are to and from the client's home. Drop -off points are specific service agencies and resource centers which can address immediate needs of the passengers. 2) What unique or significant service will be provided? HCEOC is the only Community Action Program in Hawaii County and is a multi - service agency whose sole purpose is to serve the low- income population. HCEOC is the only agency in the County who provides transportation services specifically targeting low - income persons. 3) What specific outcomes are to be achieved? Seven - hundred low - income elderly, two- hundred -fifty mentally and physically disabled persons and two - hundred pre- school children of low- income families will receive transportation services to resource centers, public and private facilities to address their daily and long term needs, which will allow them to maintain their independence and lead healthier more fruitful lives. 4) How will the proposed program empower participants /clients to become self - sufficient and facilitate positive social change? The program promotes an independent, healthy, enriched lifestyle for the low - income elderly, disabled and pre - school children. Transportation provided will link them with vital services necessary for meeting their daily and/or emergency needs so they can maintain their independence. Without transportation, the participants will become isolated and disassociated from society. B. Problem /need: 1) What is the problem /need the proposed program is designed to meet? Hawaii County is isolated and the largest of the four Counties of the State, with an area of 4,038 square miles. There are many small, off-highway communities widely dispersed within the island's 260 mile perimeter, which restricts mobility of the target population. • • The demand for transportation is ever - increasing and Hawaii's public transportation system is inadequate in meeting the transportation needs of island residents. It is difficult for the poor to own, operate and maintain automobiles due to the high cost of auto insurance, fuel and maintenance. These facts limit the ability of many low- income residents to access health and human services, other needed resources or to find and keep employment. HCEOC wants to continue provision of transportation services and look for ways to expand services to ensure that low- income elderly, disabled and pre - school children will not be denied participation at service centers because of their inability to drive and find adequate transportation. 2) Who is the target population and what are the specific needs? The target groups to be served will be low - income elderly, disabled and pre - school children of low- income residents: The frail elderly are often times disabled and lack transportation which in turn results in limited social contact, nutritious meals and access to specific service agencies and resource centers; The disabled are an isolated group, physically and socially with little or no appropriate transportation available Their disability sometimes places an additional financial burden on their limited purchasing power. The pre - school children lack transportation because of their parent's limited. Many of these children come from single and/or large households where physical and psychological abuse rate is high. 3) What is the geographical area(s) to be served and hours of operation? The geographic service area is the County of Hawaii. Due to the island's great geographic area, HCEOC has divided the island into East and West Districts, with a District Supervisor coordinating the scheduling of transportation activities in their district. HCEOC has twenty-three (23) bus routes that operate daily Monday to Friday from 6:30 A.M. to 4:30 P.M. C. Collaboration /Coordination: 1) What specific measures will be taken to collaborate /coordinate with other community resources to achieve maximum program efficiency and cost effectiveness? In terms of coordination to develop a more efficient service delivery program which would address the needs of a maximum number of people and to avoid duplication of services, HCEOC has worked closely with public agencies(Office of Aging, County Elderly Activities and Nutrition Program, Hale 'Oluea) and private agencies (Brantley Center, Hilo Adult Day Care,Vocational Rehab, Dialysis Center) to coordinate and plan schedules, services and referrals. 2 • • 2) How will these measures reduce or eliminate any existing duplication of services to your designate target group? HCEOC is the only agency in Hawaii County providing transportation for low - income persons, but HCEOC's collaboration, cooperation, understanding and referrals of clients assure that we do not duplicate services and strengths of each agency are utilized. D. Goals and Obiectives: 1) What are the major goals/benchmarks of the proposed program? The overall goal is to link low- income elderly, mentally and physically disabled persons and pre- school children with public and private resources to improve their economic and social independence. Provide 700 elderly with specialized transportation from home to resource facilities to give them access to nutritional meals, medical treatment, shopping, government services, sociallrecreational activities and other services to sustain them in independent living. Provide 250 disabled persons with specialized transportation from home to resource facilities, to give them access to rehab services, employment and training opportunities, medical treatment and shopping to sustain them in independent living. Provide 200 disadvantaged pre - school children with transportation from home to Head Start Centers, to give them access to education activities. Maintain fleet of clean operable vehicles to ensure regular, dependable transportation for the targeted clients. 2) What specific objectives /action steps are planned for each goal? The specific action steps are as follows: Field staff will conduct outreach to inform families of available services and provide intake on potential participants (coordinate with other service agencies for referral and leads to locate underserved low- income, coordinate with district boards for referrals and inform community of available services). Supervisors to review intake form to determine eligibility and transportation needs. Supervisors to coordinate with staff the scheduling of routes to service agencies, which can address the immediate needs of clients. Staff to transport 700 low- income elderly and access them to social services, rehab centers and adult day care centers and feeding programs, as well as shopping, medical, recreational and other resources. 3 Staff to transport 250 disabled persons and access them to rehab centers, shopping, medical, recreational and other resources. Staff to transport 200 low- income pre - school children from home to Head Start Centers. Staff to assist passengers on and off vehicles and carry packages for elderly and disabled. Staff to assist in linking clients with servicing agencies, medical providers, educational employment services, government services and auxiliary services such as banking and shopping. Mechanic to schedule maintenance and service checks on vehicles to insure that each are in safe condition. Supervisors to ensure that qualified substitute drivers are available to replace regular drivers who are on leave. Deputy Director of Community Services will arrange driver training. Deputy Director of Community Services will ensure that HCEOC comply with all Federal, State and County rules and regulations regarding licensing and equipment. 3) What is the timeline (start and end dates) for each action step? HCEOC District Supervisor will coordinate the scheduling of transportation activities to accomplish the goals and objectives of transporting 700 elderly, 250 disabled and 200 pre- school children from home to resource centers, Monday to Friday, from 6:30 a.m. to 4:40p.m.. Services will be provided beginning July 1 and end June 30. Timeline of Action Steps: Conduct outreach and intake activities Review intake form to determine need Coordinate scheduling of routes Transport low- income elderly Transport pre - school Transport disabled Provide specialized transportation Assist linking clients to resources Scheduling vehicle maintenance Have substitute drivers available Conduct Driver Improvement Training Comply with government regulations • • 4 Start Date End Date July 1, 2000 July 1, 2000 July i, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 July 1, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 June 30, 2000 4) What significant client- centered outcome(s) will the program achieve? Seven - hundred elderly, 250 disabled and 200 pre- school participants will be provided transportation to link them with vital services necessary for meeting their daily and/or emergency needs, so they can maintain their independence and lead healthier more fruitful lives. E. Service Delivery: 1) What methodology will be used in the proposed program's delivery of service? The HCEOC transportation program provides the only transportation for targeted groups of low- income elderly, disabled and pre - school children to provide an independent, healthy, enriched lifestyle for each client. The range of services include the identification of people with special needs and implementation of point -to -point specialized transportation services, which run routes from off highway communities to shopping areas, bank, post office, medical facilities, nutrition sites, Head Start and rehab facilities. Immediate needs of the clients are addressed. Transportation services may be provided for special events and excursions during off - schedule hours. Elderly Transportation: 700 elderly persons will take 100,000 passenger trips. Disabled Transportation: 250 disabled persons will take 30,000 passenger trips. Pre - school Transportation: 200 pre - schoolers will take 20,000 passenger trips. HCEOC transportation has been in operation for twenty-six years and is well known and visible to the public. F. Evaluation: 1) What process will be used to evaluate the program and service(s)? Actual accomplishments of the program are reviewed and compared to the stated goals, objectives and outcomes on a monthly basis by staff, supervisor and deputy director. Quarterly Reports are compiled and submitted to the funding sources. Funding sources monitor as scheduled. In addition to these procedures, the Board of Directors Evaluation Committee evaluates the effectiveness of programs The Executive Committee also reviews all programs monthly and makes recommendations to the Board of Directors. 2) How will the process measure the outcomes specified in item D,(1 - 4)? HCEOC'S Deputy Director for Community Services in coordination with District Supervisors will conduct monthly evaluation of the program to ensure efficient program services. HCEOC will make every effort to accomplish project goals, objectives and outcomes. Passenger quotas and scheduled runs are established for all drivers. Drivers are required to log miles traveled number of passengers carved, number of passenger trips and destination of each trip. Daily passenger service reports are compiled monthly to ascertain whether objectives are being attained. Scheduled maintenance and service for vehicles are established by the mechanic to insure vehicles are in safe, operable condition. 5 Evaluation Steps: Daily monitoring by District Supervisor of number of clients served and passenger trips made and submission of monthly report to the Deputy Director. Maintenance check of vehicles to insure vehicles are maintained in operable condition by drivers. Deputy Director evaluates progress of program to insure 150,000 passenger trips are achieved for 1,150 clients within the 12 -month period. G. Program Fees: 1) Does your organization charge a membership fee for service participants? Membership fees are not charged. 2) Does the proposed program charge participants a fee for service(s) provided by your organization? Program fees are not charged H. Viability: 1) What is your justification or rationale for the expenditure of public funds for the proposed program? HCEOC provides the only transportation for targeted groups of low- income elderly, disabled and pre- school residents who are widely dispersed and have little or no means of transportation. The goals is to continue providing services to ensure these participants will not be denied participation at service centers because of their inability to drive or find adequate transportation. 2) What are your financial and programmatic plans to sustain the proposed program beyond the upcoming fiscal year? HCEOC presently receives funding from both the State and County for transportation program operations. There are no other alternative sources of funding. L Budget: 1) Complete attached Budget Tables: Budget Tables follow Narrative Section. 2) Provide appropriate attachments: Supporting Documents follow Budget Section. 6 ORGANIZATION /AGENCY INFORMATION A. Board of Directors: • • 1) Has the organization's Board of Directors received formal training within the past two (2) fiscal years? No. HCEOC's Board of Directors last received formal training on - "Roles and Responsibilities of Boards and Board members" in December 1997. a) What plans do you have to provide formal training to your current Board of Directors? Formal training for board members is planned for July 2000. b) When will the next board training be completed? July 2000. However, at each board meeting, designated staff makes presentations on specific programs to inform members about programs. c) How will you provide formal training to newly arriving board members or board members who miss a scheduled training? New board members receive orientation on HCEOC and programs from Executive Director and Board Chair. 2) What are the primary roles and responsibilities of your organization's Executive Director? The Executive Director operates under the general direction of the Board of Directors and is primarily responsible to act as chief administrator responsible for carrying on work of HCEOC, according to the policies established by the Board. Is responsible for drafting programs as directed by the Board and shall make recommendations to the Board concerning these programs Makes recommendations to the Board regarding fiscal policy for more effective use of funds. Attends all meetings of the Board and may attend Committee meetings. Reports official activities to the Board regularly and promptly, and shall keep the Board informed as to whether its instructions and policies have been executed. Informs the Board promptly of established funding policies and directives so that local policy can be maintained in conformity with all rules, regulations and policies. Maintain a complete library of pertinent current rules and regulations and policies. Informs the Board of all Federal, State and local laws and regulations to enable the administration of programs to be in compliance with them. 7 • • Responsible for the proper completion and prompt return of all official requests for information, reports and forms from funding sources. Responsible for maintaining liaison between the Board and other agencies and shall keep communications continuous with all community agencies relevant to the work of HCEOC. Shall hire, supervise and terminate employees and shall be responsible for compliance with Federal, State, County and HCEOC Policies on Equal Employment Opportunity, Affirmative Action and hiring and termination of staff members. Shall direct and supervise all HCEOC Employees and make recommendations to the Board on matters of Personnel Policy. 3) What are the primary roles and responsibilities of your organization's Board of Directors? (Clarify role of executive officers vs. general membership). HCEOC Board of Director members are legally and ethically responsible for all activities of the agency, and are responsible for determining agency policy in human resources, planning, finance, community relations and organizational operations. The Chairperson provides leadership in determining that the board meets all ethical and legal responsibilities, acts as spokesperson, promotes activities aimed at achieving goals, presides at all meetings of the Board and Executive Committee and appoints members of all committees with the exception of the Executive Conunittee. The Vice - chairperson shall have all the powers and shall perform all duties of Chairperson in that person's absence. The Secretary maintains a complete file of the minutes of all meetings of the Board and signs required correspondence and documents. The Treasurer has charge of the funds of the Board and arranges for the deposit of funds in the name of the board, presents a Financial Report to the Board at each regular meeting and explains the report at the request of the Chair. B. Past Performance: 1) How effective has your organization /agency been in achieving program goals in the past two (2) fiscal years? Include the following information: a) Quantitative data on numbers served; and b) Qualitative data showing number and % of participants achieving measurable outcomes. HCEOC accomplished Transportation goals of providing services for low- income elderly, disabled and pre - school children. Participants who had no means of transportation other than HCEOC vehicles were linked with private and public service providers. 8 1 C. Financial: In FY 1997 -98 passenger trips totaled 159,440. This was 106% of the projected 150,000, or 9,440 more passenger trips. A total of 1238 persons were provided services for the year, or 88 more persons served than the yearly goal of 1,150 passengers. In FY 1998 -99 passenger trips totaled 166,084. This was 110% of the projected 150,000, or 16,084 more passenger trips. A total of 1176 persons were provided services for the - year, or 26 more persons served than the yearly goal. The 1,238 and 11761ow- income elderly, disabled and pre- school persons who received transportation in FY 1997 -98 and 1998 -99 respectively, allowed them to access nutrition centers, dialysis facilities, medical services, government services, social/recreational activities, shopping, education activities, employment and training and rehab services, which helped them maintain independence. 1) Have your organization's current program operations remained the same as last year? What major program or financial changes will be incurred neat year? We did not have any major changes in program operations last fiscal year, but we do anticipate cuts in State funding for all state funded programs for the next year. 2) What is the status of all your organization's major contracts or agreements for the coming year (employment agreements, office leases, primary grant revenue/supplier, etc.)? HCEOC has long term lease agreements (10+ years) with the State for use of office facilities and no changes are anticipated on those leases: Central Office -HCEOC has ten year lease on facilities at 47 Rainbow Drive; District offices -HCEOC has long term lease with State on office facilities in Honokaa (Hamakua), Keauhou (Kona), and Pahala (Kau). These facilities have been leased from the State for more than twenty-five years. Federal Community Services Block Grant (CSBG) funding, which is the primary funding for Community Action Agencies such as HCEOC, received funding increases in FY 1998- 99 (October- September) and this source of funding is expected to be maintained. 3) How does the proposed program fit into your organization's long range financial plan? HCEOC is a multi - service agency whose sole purpose is to serve the low- income population. This agency is committed to the operation of the transportation program, which increases the self - sufficiency capabilities and opportunities for low- income elderly, disabled and pre - school children. Should there be drastic cuts in funding, the agency will re- assess program priorities and continue activities that are critical to accomplishing HCEOC's mission, which is the alleviation, elimination and prevention of poverty in the County of Hawaii. 9 D. Monitoring: • • 1) During the past two (2) fiscal years, what financial and /or administrative monitoring has your organization received from any and all funding sources? Please list all monitoring sources, contact names and phone numbers. Monitoring Source Contact Name Telephone State Office of Community Services Robert Hoffman 586 -8675 State Office of Community Services Ricky Oshiro 586 -8675 State Office of Community Services Dennis Doi 586 -8675 State Office of Community Services Paul Pladera 586 -8675 Department of Education Ron Yonamine 586 -3355 Department of Education Miriam Agcaoili 933 -0933 Department of Human Services Patricia Williams 586 -5734 Jennifer Gossert, CPA Jennifer Gossert 969 -3115 E. Alcohol, Tobacco and Drug -Free Workplace Policies and information: 1) How does your organization address alcohol, tobacco and other drug prevention information dissemination as part of your workplace and/or program environment? HCEOC has as part of its Personnel Policies a section on "Agency Policy On Substance Abuse" A copy of the Personnel Policies are given to each new employee as part of orientation, as well as reviewed at staff workshops. Substance Abuse are also made part of various workshops/training. 1 0 • Stephen K Yamashtro .Iayor Yes No 0 0 0 0 0 0 0 C5 ()L 0 0 0 QS 0 0 0 0 0 0 0 0 0 0 Prepared by: Certified by: • George Yokoyama Print Name of Executive Director Count!) of 3athaii DEPARTMENT OF FINANCE 25 Aupuni Street. Room 119 • Hilo, Hawaii 96720 -4252 (808)961.8234 • Fax (8081 961-8248 HAWAII COUNTY NONPROFIT GRANTS (FY 2000 -01) FINANCIAL OUESTIONNAIRE Please include as an attachment an explanation for all "NO" answers to questions #1 thru I I below: I. Has the agency operated continuously for the past three (3) years? 2. Has the agency operated with a positive cash flow for the past (3) years? 3. Does your Board of Directors approve a detailed cash flow budget before the beginning of each fiscal year? 4. Do your Board meeting minutes show that quarterly financial statements are approved? 5. Is your equity balance at least 20% of your Total Liability balance? 6. Is your Total Current Asset balance larger than your Total Current Liability balance? 7. Are bank reconciliations and accounting performed by someone other than the check signatory? 8. Are you fully insured for the agency's vehicle(s) and building(s)? 9. Is your Workers' Compensation at least 2% of payroll? 10. Are you current (not delinquent) on all payroll and payroll tax payments? 11. Is the agency free of any pending litigation, liens or judgments? 12. Within the past 12 months, has the agency applied for vendor or bank credit and was denied credit? If yes, please explain. As she grant applicant, I certify that the agency has satisfactorily responded to each of the above questions and explained as needed. I hereby certify that this information is true and correct to the best of my knowledge. Agency: Hawaii County Economic Opportunity - Phone: Council Tnchie Miyacaki Fi goal 0f <trz/'txz ol1 L 01/31/00 Print Name/Title Si Signatu 961 -2681 Harry A Takahabhi Director S. K. Schutte Deputy Date 01/31/00 Date 1, r ' is "': Hem # ! ' il' � ; • • t' • p,:T4T; E': I i� i il "i : ��� I` ' IS[) �. ,,!.,1,' ' ! )ti i+' h Li C . . c . o .: P�1 T ' 1, h ' i ';;i ,' ,' it:, : 2 „ il!1 i iliiri a 9 i Ili li : Cp'rt jj Il ! ( ; i f ii!', 'i 1!I;li jrl:0 ''�� 11 ; •,l „ �' a';I!J . ., ;,; i . 1 i , " s !t anJ' i � kai ISalary' U:: ,, +�' Total Agency Budget 9 FY 9300 Total Program Budget 9 FY 99-00 Total Agency Budget 9 FY 2000.01 Total Program Budget 9 FY 2000-01 Grant Request Only Projected I Expenditures Title: Deputy Director /Community Svcs Name: Manliguis, Larry � = FT 52,800 PT 5,280 FT 55,440 PT 5,544 Title: Assistant to Deputy Director Name: Yee, Burna 1,41 FT 29,760 PT 13,392 FT 31,248 PT 14,082 Title: District Supervisor p Name: Evangelista, Mary j;;,,ji' it tiil3'i,i FT 29,650 PT 3,856 Title: District Supervisor-Kona-Hamakua Name: Mahi, Lydia !i'; :, i,$' "; i ::): FT 21,888 PT 5,471 FT 22,980 PT 5,745 PT 1,149 Title: District Supervisor - Hilo -K la Name: Kawaihae, Florence « FT 28,988 PT 6,746 FT 28,332 PT 7,084 PT 1,417 Title: Office Clerk Name: Ebanez, Judy I =it)! _ w FT 12,480 FT 12,480 Title: Record Maint. & Report Clerk Name: Aguiar, Diana FT 15,780 PT 9,468 FT 16,572 PT 9,943 PT 1,657 Title: Driver - Hamakua Name: Feliciano, Ben §& FT 13,860 FT 13,860 FT 13,860 FT 13,860 PT 8,318 Title: Driver, Papaaloa Name: Bugado, Barbara FT 16,548 FT 16,548 FT 17,376 FT 17,376 PT 5,213 1i;1i'11ill' ij,l 'I!!•TOTAL' 0O61 +16N''[COIJNTIi1I »ill i 11111014; I ''I ':I :' Igi,TTAI: LARIES it,:i ;i o SA �'r.' , �� i.,, (td be r6flbctdd'IH!thbl6' jili Illli' i;lI 1;11 l '' "E p,;' 1. AGENCY /ORGANIZATION: HAWAII COUNTY ECONOMIC OPPORTUNITI INSTRUCTIONS i t 1 . 2 . All administrative and Direct Program Salaries must be included. (Please exclude non - program positions a) P= Indicate if whether employee Is -- F/T =Full Time Employed (3540 hours per week) P/T= Part -TIme Employed (20 or less hours per week b) Salaries BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES PROJECT NAME: TRANSPORTATION ,' INIY ,POSITION,7iTL'Ei 11 il-g ii ( II = l t1 1 + ' ZEMBIE jl_ .ail l�dnvnf �, �,�'. ++Saletyi IG�t�B31 Totaf Agency Budget FY 99-00 i :y� L Total Program Budget FY 99-00 MEIRI Total Agency Budget FY 2003-01 _l 7 _' +17 b Total Program Budget FY 2030-01 Grant Request Only Projected Expenditures Item # sI IS ' I S I I;� l, t{ lilt ;' � ,j I I {i ) II + i p � I'� .� � ''1 m l l r � + �:`+ 0- Ill I ,'; . 1441. t i ,61111 T1,IfS[J; 4 114 i1,+ 4'14'1 ,1 } p Ith:lut j t lj l t , t I i i' Title: Driver - Paauilo Name: Duldulao, Debbie 7=-- FT 20,076 FT 20,076 FT 20,316 FT 20,316 Title: Driver-Waimea Name: Perez, Annette „ 1, ll.i: t 1 tii$! l FT 17,928 FT 17,928 FT 18,276 FT 18,276 Title: Driver - Kohala Name: Torres, Angelino FT 13,860 FT 13,860 FT 14556 FT 14556 Title: Driver -Nandi -lift Name: Cacabelos, Albert FT 17,232 FT 17,232 FT 18,096 FT 18,096 Title: Driver -Nandi -lift Name: Wilbur, Anna !I FT 16,476 FT 16,476 FT 17,304 FT 17,304 Title: Driver -Kona Name: Gaspar Joanna i i �i ail Ill I FT 21780 FT 21780 FT 22,872 FT 22,872 PT 8,005 Title: Driver - Kona -Head Start Name: Chang, Verna FT 13,860 FT 13,860 Title: Driver - Kona -Head Start Name: Kinsey, Charles FT 13,660 FT 13,860 FT 14,559 FT 14,557 PT 5,095 Title: Driver- Holualoa Name: Keohuloa, Arlene I ' si •I• : 'p ?';,i $ 14 FT 20,832 FT 20,832 FT 21,876 FT 21,876 :: +ralb 1 lit=biOTAL;ROSITIOtsiltaUt:i'ti 1 I ' � h1 I' "ii ; h li P: ii ,i,T TA f j 1 ilir I'i11,: ,'i;, l N i.�. +.11q n I + ;� Illl L il,. 1 ' II. , •( b rifled_ .1 . 'I .: 1 � �. � II'i' ; 1 I. III 1 11 ,•'9,+ + i. I I l ' , AGENCY/ORGANIZATION: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL PROJECT NAME: TRANSPORTATION INSTRUCTIONS: 2 . b) Salaries BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES All administrative and Direct Program Salaries must be Included. (Please exclude non - program positions. a) P= Indlcate if whether employee is - F/T =Full Time Employed (3-40 hours per week) P/T =Part -Time Employed (20 or less hours per week j_i'i_ Item # risaiiiia ii ; !I.� _ p ;� .tE fi' i + , !•; 1 !!Y! Q1211111 j� ( „,, + R j � ; { (S v . f ' F � ' I ? + t l - ' iI,i' E:. }� t , Fljr i r, .:* 1 I ' rt -: di. :1.L Total Agency Budget FY 00 -S". �..P.k 1 Total Program Budget FY g900 1 k X16 le' wJ wii`'.i Total Agency Budget FY 200001 .1:.aJb.1.-�.'/r:.i'.a.:t. Total Program Budget FY 2000-01 4 lkil �Ir ft. 1, .ly Grant Request Only Projected Expenditures 1. Title: Driver -Nandi lift Name: Kaiawe, Eleanor til' F i � f FT 18,036 FT 18,036 FT 18,938 FT 18,936 Title: Driver -Ka'u -Puna Name: Duguran, Donna r " i f FT 15,984 FT 15,984 FT 18,788 FT 16,788 PT 10073 Title: Driver -Head Start Name: Castro, Romeo �� s! FT 9,098 FT 9,096 FT 12911 FT 9552 Title: Driver -HS -Pahoa Name: Caban, Gerico � 1 r FT I 'rl 16,429 FT 16,429 FT 17,245 FT 17,245 PT 2,156 Title: Driver -HS Name: Dye, James a^I " FT I ill j1 16,548 FT 16,548 FT 13,860 FT 13,860 Title: Driver -Pahoa Nutrition Name: Barrios, Leofredo . $ Vi r FT : 13860 FT 13860 FT 14,556 FT 14,558 Title: Driver -Keaau Nutrition Name: Sugunuma, Richard ; if t,i jilt FT 16,548 FT 16,548 FT 17,376 FT 17,376 Title: Driver -Handi -Lift Name: Kualii, Leonell' 1u.'i'�I 'Inl, FT 19,044 FT 19,044 FT 19,992 FT 19,992 Title: Driver Name: Baptiste, -Hilo Franklin E ��1! aa, t FT 16,548 FT 16,548 FT 17,376 FT 17,378 PT 9,557 '( � 1 / p� a i. N:#k / l r �5r. U +� 4w lS'1'�P+r.rf S. "ss sti�1 ' oU Xj 14{1 ti •. :1 �( [�. jj�� Y LLr �� D f „ � p P{�� -T ^� I I , a �(( � 1 1 Y f� !- l f il f 1l A� Y. 1, AGENCY /ORGANIZATIC HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL PROJECT NAME: TRANSPORTATION INSTRUCTIONS 2. b) Salaries BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES All administrative and Direct Program Salaries must be Included. (Please exclude non - program positions. a) P= Indicate If whether employee Is - F/r=FUII T me Employed (30.43 hours per week) Prr= Part-Time Employed (20 or Mss hours per week Pjl Item #, ILT { ( I' I ql i , '! l' i ,1. ?i .. , L f { i ` g i r � l 4 Ell ' l : j ° it ': i - 7:4-2AL ': j ' : ;fir _ 1 h k f' E l - Prir vs, • 1�1t I Total Agency Budget FY BB-OD i�t" 19111��ti�eg Total Program Budget FY 9100 f Total Agency Budget FY 2 O1 iapll Total Program Budget FY 200 -01 l F?if ?!i �l�! §i#..;r! Grant Request Projected Expenditures Only 1. Title: Driver -Hilo Name: Lincoln, Francis ,l iii ;!;¢ I�'I IP!{ # FT 16,548 FT 16,548 FT 17,378 FT 17,378 PT 9,557 Title: Driver - Hilo -HS Name: Afuola, JoAnna 't, 311 FT 13,880 FT 12,474 FT 13,200 FT 11,880 PT 2640 Title: Driver -Hilo Name: Cordero, Alfonso I FT 13,860 FT 13,880 FT 14850 FT 18500 PT 10,725 Title: Driver -Nandi -Lift Name: Sextimo, Beatrice t f t, I f I}ji ` -II FT 16,478 FT 18,476 FT 18,500 FT 16,500 Title: Mechanic Name: Freitas, Mike 'tit tll ti FT 22,608 FT 22,608 FT 23,738 FT 23,736 PT 5,934 Title: Fiscal Officer Name: Miyasaki, Toshie " 1 , 1 it :It -2::::444 FT 48000 PT 2400 FT 50,400 FT 2,520 Title: Pre -Audit Clerk Name: Abe, Donald j a1i?IS' =II FT 31,200 Pr 10,920 FT 32,760 Fr 11,466 PT 1,638 Title: Accountant 1 hi Name: Kusano, Renee i iii FT 25,200 P1 7,580 FT 28,480 PT 7,938 PT 1,323 Title: Office Clerk Name: Tag ao l l' i !; ls`I ! €' :?:t FT 15,380 PT 6,144 FT 18,128 FT 8,449 PT 805 j ii ii l!�I i n • • � � dr�lt:'i .'A i , yit:�t� ith . •is 'ii 1:iO �i t' I4:;;i! , dHiµ �t } !�' `1t 5 t7P' � Iriji; ..'f l I 1 ' tt,4•.�. •fi @`�H[i. +l: =.,l,: 't i 1l 1 -: - �a4 i � F AGENCY/ORGANIZATION: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL PROJECT NAME: TRANSPORTATION INSTRUCTIONS 1 2. b) Salaries BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES All administrative and Direct Program Salaries must be Included (Please exclude non - program positions a) P= Indicate 11 whether employee Is - F/T =Full Time Employed (33-40 hours per week) P/T =Part -Time Employed (20 or less hours per week. ill it Item # :i' !Pill,i i I $dl° I 1 ` tlfiliit t � I I � i' n' . „i 9 t� r u �I I x,1 . IL;E t I 'i 4 11`�llllllull{lll`t�lll�lil 41 .. a ItF'' t, 1; ; ' ! °I !, rIEIlai9111 ��:� Riiiii ' fir 9i i1L 1 IRI _trip "t 1 'l'Ti.b 1I Ia'i ENIZ Grant Expenditures ll Request Only Projected Total Agency Budget FY 2000-01 Total Program Budget FY 2000-01 Total Agency Budget FY 99300 Total Program Budget FY 9900 Title: Substitute Driver Name: Various 1 1 4� dli ! PT 3 PT 3,008 PT 3,008 PT 3,008 PT 743 Title: Name: E 41 Title: Name: Title: Name: It ill 1 ; i ', Title: Name: It f 7 ,, 41,1', w : i!!I6 0, Title: Name: -EL=v)i Title: Name: 111 I , al:S t: I Title: Name: '1! p; ii t IIilI l Title: Name: • }I A ' i i I i !1 j illiiilffit# ;IPC SItib�li ";OU l ! e1 1 k' 1 ail ,.'1 2 34 35 17 ; ir ,; ; „� { a II s9`; r t� ? „ t��,; ff ,I 'i �r;rl! I iht& 'l 1 ; } T ,' ,llll ! ; I1 ''f' See attached 470,756 See Sheet attached 510,861 86,005 BUDGET TABLE 1 DETAILS OF PERSONNEL SERVICES AGENCY/ORGANIZATION: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL PROJECT NAME: TRANSPORTATION INSTRUCTIONS: 1 2 All administrative and Direct Program Salaries must be Included (Please exclude non - program positions. a) P= Indicate If whether employee Is — F/T =Full Time Employed (30-40 hours per week) P/T= Part-Time Employed (20 or Tess hours per week. b) Salaries DESCRIPTION PRECEDING FISCAL YEAR FISCAL YEAR 2000 -01 hem li Employee Benefits /Payroll Taxes Total Agency Budget FY 99 -00 Total Program Budget FY 99 -00 Total Agency Budget FY 2000 -01 Total Program Budget FY 2000 -01 Grant Request Only Projected Expenditures 2. EMPLOYEE BENEFITS (TOTAL) 65,907 71,521 10,322 Health Insurance 28,246 ' 30,652 4,301 Dental Insurance * Other Benefits (Specify) 37,661 40,869 6,021 3. PAYROLL TAXES (TOTAL) 96,756 96,296 13,759 FICA % 36,013 39,081 6,580 SUI (Unemployment lns.) % 16,948 18,391 3,097 Workers' Compensation % 40,264 34,992 3,437 TDI (Disability) % 3,531 3,832 645 1-- TOTt;.._ %',' , " (to be reflected in Table 4) See attached sheet 162,663 See attached sheet 167,817 24,081 AGENCY /ORGANIZATION: HCEOC TABLE 2 EMPLOYEE BENEFITS /PAYROLL TAXES PROJECT NAME: TRANSPORTATION = MUST itemize as attachment(s). Applicable only to the ` Grant Request Only Projected Expenditures" column. DESCRIPTION PRECEDING FISCAL YEAR FISCAL YEAR 2000 -01 Item # 1 Expenses Total Agency Budget FY 99 -00 Total Program Budget FY 99 -00 Total Agency Budget FY 2000 -01 Total Program Budget FY 2000 -01 Grant Request Only projected Expenditures 1. PROFESSIONAL FEES (TOTAL) Legal Accounting/Bookkeeping 36,149 6,025 6,298 1,275 Audit Fees 27,500 5,155 4,814 1, 000 * ! Administrative Fees % * Other 2. SUPPLIES(TOTAL) 825,315 4,992 8,214 1,986 Office Program Consumable 3. TELEPHONE 51,124 6,645 7,910 1,440 4. POSTAGE & FREIGHT 7,566 385 360 50 5. OCCUPANCY (TOTAL) Rent 69,365 2,015 2,130 500 Utilities 76,707 4,555 4,310 1,050 Janitorial * Repairs and Maintenance 44,587 855 1,065 200 6. EQUIPMENT (TOTAL) * Purchase * Rental * Repairs and Maintenance 24,512 1,000 1,000 250 . AGENCY /ORGANIZATION: HCEOC TABLE 3 DETAILS OF OTHER CURRENT EXPENSES PROJECT NAME: TRANSPORTATION * = MUST itemize as attachment(s). Applicable only to the "Grant Request Only Projected Expenditure" column. ... P spRTIRN' .i ::o- :.:.:;' < ., .; ?1WCFPMG FHSP6L Y3AR " FISCAL YEAR 2000 -01 1t� j ?. 7 y , rZ< qi=i F ' • � i'' ' E ' • I. ! i fYY/ kY i l t�yi4r ,.w- F.F. : f Total Agency Budget et Total Program Budgdgri ; { = k FY 99.00 FY 99 -00 }:ylrXi Total Agency Budget FY 2000 -01 Total Pm rog n Budget FY 2000 -01 Grant Request Only Projected Expenditures INSURANCE (TOTAL) t , IA; `>t;. 61,302 • •, ! , S 34,355 ... 30,015 6,675 General Liability . Fire F1 L: }7' t it Auto fi, f; y. NDOA (Board Insurance) y �y�5 H ;a ?6"x`c�•,�'.4, ?p PRINTING `t! - 33,462 !73c; ''tar' * `, * 2,335' + ' ' - 2,535 455 9. PUBLICATION & SUBSCRIPTIONS +q '. ", re, T.�tt+`yp }' Y•�4' 10 TRAVEL(TOTAL) �•ltr r,C n :i " kiiu";e: I -b.p Air Fare�`,i. "dl Per Diem it '..p ,7d� &tyy4y,. Auto Rental `1tstR'Ri 7<;�r * 11. AUTO MILEAGE REIMBURSEMENT r`t ` ` t xi w•,:� -ar 5 >' AUTO GASOLINE PURCHASES trx. ,� a, ., , a �'✓+g9„¢k,fy, ,: �. ;�', �:e�" a, gI }, =�?; .!Y MEMBERSHIP DUES A , a .i 1. •? i f { + " L �+t'« ) { 1 ' ;� -'. f:: e 1,680 __- 1,690 ■ 395 350 STAFF TRAINING j. ( y j 4$' � � `s 29,512 I t f 1,150 , c?? •15 OTI v' n T, t �. , . .' 411 ...T Vic: .r.'. • ; �.� Emp Phy & Test , , 4. 4,324 I .f 1,650 4114 ' Vehicle Gas & Gil. 120,436 g sr'n 86,655.} 98,300 20,766 tT• Al Vehicle Maint & License `� � 111,448 79,581 - I . s .': 92,092 24,225 .. , (1,4_ I �5_'�.' [{�' •c 3 Lr 1. '' " § ;• "' ' ' .,. Se e attached TO jfi.*p {)e?•, ;'`,q � sheet 237,353 See attached sheet 262,413 60,617 AGENCY /ORGANIZATION: HCEOC PROJECT NAME: TABLE 3 (Continued) DETAILS OF OTHER CURRENT EXPENSES (OPERATING COSTS) TRANSPORTATION = MUST itemize as attachment(s). Applicable only to the "Grant Request Only Projected Expenditure" column. a • , - W h r t ) tr f ,4 w "' '`Y y . T ' 1 �' Mi. ' N $ I l ; N w fi ,�E i I q i �, „ ( y 41 (1F dtj ���'S, '� i g •.S pit t `"` ?y�');q $ ? "�. ,r,.. s tc {- Silks argaA Migg &H. in � 4 , y r . 4 " • f a x ! r l , d f �s.u- ,.i , , . . f'' 5 igig9A •t AR 2000 -01 Total Agency Budget FY 99 -00 Total Program Budget FY 99 -00 Total Agency Budget FY 2000.01 Total Program Budget FY 2000 -01 grant Request ()illy " , . ble 1) TOTAL POSITION COUNT (P) SEE ATTACHED 34 SEE ATTACHED 35 17 (Table 1) TOTAL SALARIES ($) SHEET 470,756 SHEET 510,861 86,005 (Table 2) EMPLOYEE BENEFITS/PAYROLL TAXES 162,663 167,817 24,081 3&g nt ' rr' "aWM r 633,419 678,678 110,086 t1li eargilha ';r t;i?; 34 35 17 AGENCY /ORGANIZATION: HCEOC PROJECT NAME: TRANSPORTATION TABLE4 SUMMARY OF PERSONNEL REQUIREMENTS Personnel Requirements: Salary ($) and Number of Positions (P) TABLE 5 SUMMARY OF EXPENSES Total Budget Summary pf Personnel Services and Other Current Expenses (Table 4) TOTAL PERSONNEL SERVICES Total Agency Budget Total Program Budget Total Agency Budget Total Program Budget Grant Request Only FY 99 -00 FY 99 -00 FY 2000 -01 FY 2000 -01 SEE ATTACHED 633,419 SEE ATTACHED SHEET (Table 3) TOTAL OF OTHER CURRENT EXPENSES 237 , 353 870,772 678,678 110,086 262,413 60,617 941,091 170,703 Revena��So c s i; ;;g`i``J t Pf ff`{ FISC,4J.S yEAlt 1999 -00 `+ f FISCA[, YEAR 2000 -01 Total Agency Amount Total Program Amount Amount Requested Amount Projected County of Hawaii 290,487 290,487 310,353 State of Hawaii 789,575 115,000 115,000 Federal Funds 4,839,553 233,867 252,572 Private Foundations* 10,000 United Way Funds Admissions ,.; i •` Donations r Fundraising r t;; . {; +, ` fii Pay Phone i� iK•;;fy ?,:'r ,. iu 1 . .°lkj�R:ty<Lt= � - � l ;:M „�R, r” � ^'.• � , � '. Vending Machines • ${ x; Y ll' a t:t,t{ 1 Service /Program Fees . �i': Third -party reimbursement(s)a�`. f � ` Tuition f: Others (Please list) Medicaid 206,918 206,918 237,820 Goodwill 24,500 24,500 25,346 Prog. Income 600,000 TOTAI- REANIO "e; ": 6,761,033 870,772 941,091 AGENCY /ORGANIZATION: HCEOC TABLE 6 Summary of Income PROJECT NAME: Transportation * - Please list funding source on a s parate sheet and indicate the amount requested. Agency /Organization: HCEOC Project Name: Transportation • • 10/1/98 to 9/30/99 Actual Bgt 1st Qtr, of 10/1/99 to 12/31/99 10/12000- 9/302001 Est. Budget Based on Previous Bgt + Projections SALARIES & WAGES 2,807,269.94 844,992.96 3,379,97124 Salaries & Wages 2,809,000.24 844,992.96 3379971.84 Personnel 124.20 Salary Reimbursement - 1,854.50 FRINGE BENEFITS 872,216.97 23583436 23583436 Health & Dental Ins. 168,436.20 37,966.71 151866 8528 Other- Pension 7 %, life 1% 224,581.60 67,599.44 270397.7472 FICA 214,756.15 64,641.96 2585678458 SUI 101,061.72 30,419.75 121678.9862 Workers Comp 142,326.79 28,869.05 115476.2 TOI 21,054.52 6,337.45 25349.7888 1.PROFESSIONAL FEES (TOTAL) 64,252.68 16,160.66 64,642.64 Data Processing 36,148.70 9,285.66 37142.64 Audit Fees 27,44998 6,875.00 27500 Inspection Fees 654.00 2. SUPPLIES (TOTAL) 877,461.03 218,888.44 875,553.76 Office 80,000.53 7,445.83 29783.32 Program 201,338.95 58,956.39 235825.56 Consumable 23,859.81 14,186.37 56745.48 Medical 4,189.03 100.22 400.88 Food 441,237.41 123,367.52 493470 08 Janitorial 3,014.90 526.27 2105.08 Furniture & Fixtures 52,146.19 Const. Material & Supp. 71,674.21 14,305.84 57223.36 3. TELEPHONE 51,124.24 12,944.64 51,778.56 4. POSTAGE & FREIGHT 7,566.32 1,136.33 4,545.32 5. OCCUPANCY (TOTAL) 190,660.00 35,972.59 143,890 36 Rent 69,365.44 9,450.67 37802 68 Utilities 76,707.38 17,724.11 70896.44 Janitorial Repairs and Maintenance 44,587.18 8,797.81 35191 24 6. EQUIPMENT (TOTAL) 327,888.12 23,201.33 92,805.32 Purchase 189,579.07 3,398.90 13595.6 Repair & Maint 24,511.86 2,258.23 9032.92 Rental & Lease 2,348.93 695.84 2783.36 Vehicle Maint. & License 111,448.26 16,848 36 67393.44 7. INSURANCE (TOTAL) 61,302.20 3,496.00 13984 General Liability Fire Auto NDOA (Broad Insurance) 8. PRINTING 33,462.37 6,017.96 24,071.84 9 SUBSCRIPTIONS & DUES 5,746.00 759.00 3,036.00 10. TRAVEL (TOTAL) 393,313.34 8,056.31 32,225.24 Air Fare Per Diem Auto Rental 11. AUTO MILEAGE REIMBURSEMENT 27,811.15 9,954.28 39,817.12 Staff 26,260.06 9,643.33 38573.32 Board 185.70 Policy Council 1,365.39 310.95 1243.8 12. AUTO GASOLINE PURCHASES 120,436.14 32,323.48 129,293.92 13. MEMBERSHIP DUES 14. STAFF TRAINING 15.OTHER 1,253,350.14 221,84954 887,398.16 Emp. Physical, Lie. & Testing 4,324.35 1,314.37 5257.48 Rehabilitation Loan 124,941.42 19,601.00 78404 Consultants and Contract 99,201.58 3,911.22 15644.88 Services for Clients 51,635.22 13,854.75 55419 Babysitbng 445.50 232 50 930 Excursion 794.82 148.00 592 Material Transportation 1,896.15 7584.6 Interest Expense 924.21 7.12 28.48 Board Activities 1,464.55 1,446.03 5784.12 Policy Council Activities 1,587.93 286 94 1147.76 Workshop &Training 29,511.79 6,290.11 2516044 Other Costs 16,200.17 201.31 805.24 Advertising 4,085.92 1,452.74 5810.96 In kind Volunteers 193,243.05 34,272.81 137091.24 In kind Bus Service 163,510.80 0 In Idnd Space Cost 561,478.83 136,934.49 547737.96 Construction Recordation Fee Inrhated Projects TOTAL EXPENSES 7,093,860.64 1,668,091.88 5,964,864.44 NAME Degree & Field of Study Admin. Staff Staff of Grant Program Other Staff Full Time Part Time Position Title Lydia Mahi HS - ECE X X Dist.Sup -Kona Florence Kawaihae HS X X Dist.Sup -Hilo Diana Aguiar HS X X Rec'd Maint. & Rpt Clk Debra Taggaoa HS X X Office Clerk Ben Feliciano HS - CDL X X Driver - Hamakua Barbara Bugado HS - CDL X X Driver - Hamakua Joanna Gaspar HS - CDL X X Driver -Kona Charles Kinsey HS - CDL X X Driver -Kona Donna Dugaran HS - CDL X X Driver -Ka'u /Puna Gerico Caban HS - CDL X X Driver Puna Franklin Baptiste HS - CDL X X Driver -Hilo Francis Lincoln HS - CDL X X Driver -Hilo Joanna Afuola HS - CDL X X Driver -Hilo Alfonso Cordero HS - CDL X X Driver -Hilo Mike Freitas HS- Mechanic License X X Mechanic Donald Abe Business College X X X Pre -Audit Clerk Renee Kusano Notary Public X X X Accountant • • COUNTY OF HAWAII HUMAN SERVICES NON - PROFIT GRANTS (FY 2000 -2001) Staff Information Sheet - . JENNIFER L. GOSSERT CERTIFIED PUBLIC ACCOUNTANT • An Accounting Corporation . • • • • • • • • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL HILO, HAWAII Financial Statements and Supplementary Data And Comments on Internal Control and Compliance Year ended September 30, 1998 (With Independent Auditor's Reports) • Financial Statements: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Year ended September 30, 1998 Supplementary Data: Schedule of Expenditures of Federal Awards Schedule of Findings and Questioned Costs Table of Contents 0 • Pages Independent Auditor's Report — Unqualified Opinion on Financial Statements and Supplementary Schedule of Expenditures of Federal Awards 1 Statements of Financial Position 2 Statements of Activities 3 Statements of Functional Expenses 4 Statement of Cash Flows 5 Notes to Financial Statements 6 Report on Compliance and on Internal Control over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Report on Compliance with Requirements Applicable to Each Major Program and on Internal Control over Compliance in Accordance with OMB Circular A -133 9 10 11 12 • •JENNIFER L. GOSS. CERTIFIED PUBLIC ACCOUNTANT An Accounting Corporation • • 688 Kinoole Street, Suite 201 • Hilo, Hawaii 96720 • Phone (808) 969.3115 Fax (808) 969-7463 UNQUALIFIED OPINION ON FINANCIAL STATEMENTS AND SUPPLEMENTARY SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS — NOT - FOR - PROFIT ORGANIZATION To the Board of Directors Hawaii County Economic Opportunity Council: Independent Auditor's Report I have audited the accompanying statement of financial position of Hawaii County Economic Opportunity Council as of September 30, 1998, and the related statements of activities, functional expenses, and cash flows for the year then ended. These financial statements are the responsibility of Hawaii County Economic Opportunity Council's management. My responsibility is to express an opinion on these financial statements based on my audit. Information for the year ended September 30, 1997, is presented for comparative purposes only and was extracted from the financial statements for that year, on which I expressed an unqualified opinion in my report dated August 15, 1998. I conducted my audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that I plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and the significant estimates made by management, as well as evaluating the overall financial statement presentation. I believe that my audit provides a reasonable basis for my opinion. In my opinion, the financial statements referred to above present fairly, in all material respects, the • financial position of Hawaii County Economic Opportunity Council as of September 30, 1998, and the changes in its net assets and its cash flows for the year then ended in conformity with generally accepted accounting principles. In accordance with Government Auditing Standards, I have also issued my report dated August 13, 1999 on my consideration of Hawaii County Economic Opportunity Council's internal control over financial reporting and on my tests of its compliance with certain provisions of laws, regulations, contracts, and grants. My audit was performed for the purpose of forming an opinion on the basic financial statements of Hawaii County Economic Opportunity Council taken as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by the U.S. Office of Management and Budget Circular A -133, Audits of States, Local Governments, and Non - Profit Organizations, and is not a required part of the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in my opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. August 13, 1999 • Assets HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Statements of Financial Position September 30, 1998 and 1997 1998 1997 Current assets: Cash $ 101,413 $ 172,173 Grant receivables from governmental agencies 256,256 240,299 Other receivables 56,150 60,361 Prepaid expenses 54,445 112,722 Total current assets Current liabilities: Accounts payable Accrued liabilities Due to grantors Notes payable to banks Deferred revenue Total current liabilities • Net assets Unrestricted Total Liabilities and Net Assets See accompanying notes to financial statements. 2 468,264 585,555 Property and Equipment: Vehicles 899,637 370,345 Furniture and Equipment 452,138 944,765 • Building 77,800 77,800 Leasehold improvements 2,532,836 2,532,836 Land 35,000 35,000 3,997,411 3,960,746 Accumulated depreciation (938,259) (1,396,999) Total property and equipment 3,059,152 2,563,747 Security deposits 17,796 17,696 Total Assets 3,545,212 3,166,998 • Liabilities and Net Assets 183,373 205,082 27,630 15,543 61,517 493,145 130,869 240,351 27,630 27,523 214,948 641,321 3,052,067 3,025,677 $ 3,545,212 $ 3,666,998 • • • • Public Support and Revenues: Revenues: Program income Medicaid/ Medicare Interest income Other income Gain on sale of assets Total revenues Total public support and revenue See accompanying notes to financial statements. • • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Statements of Activities Year ended September 30, 1998 with comparative totals for the year ended September 30, 1997 1998 1997 Public support: Federal grants $ 3,112,207 $ 2,536,716 State grants 954,324 1,132,088 County grants 306,479 330,730 Foundation 12,340 23,248 In -kind contributions 553,607 357,994 Total public support 4,938,957 4,380,776 539,226 250,152 3,853 45,250 4,926 843,407 614,467 137,540 3,622 43,063 10,900 809,592 5,782,364 5,190,368 Expenses: Program services 4,995,612 4,637,382 Supporting services 760,362 699,921 Total Expenses 5,755,974 5,337,303 Change in net assets 26,390 (146,935) Net assets, beginning of year 3,025,677 3,172,612 • Net assets, end of year $ 3,052,067 $ 3,025,677 3 Salaries and wages Fringe benefits Payroll taxes Materials and supplies Contractual services In -kind expenses Vehicle expenses Travel Conference and meetings Telephone Equipment rental and maintenance Insurance Occupancy Printing and publications Postage Other Interest expense Rehabiliation loans Total expenses before depreciation 4,783,263 760,362 Depreciation expense HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Statements of Functional Expenses Year ended September 30, 1998 with comparative totals for the year ended September 30, 1997 Program Services $ 1,968,876 355,842 329,932 620,936 97,731 553,607 249,714 35,253 29,420 32,853 15,471 56,835 204,816 31,897 5,644 72,533 2,582 119,321 212,349 Total expenses $ 4,995,612 $ 760,362 $ See accompanying notes to financial statements. • • $ 513,872 $ 94,591 87,704 12,739 4 Supporting Services 3,918 8,734 6,315 25,017 3,545 1,412 2,515 1998 2,482,748 450,433 417,636 633,675 97,731 553,607 249,714 39,171 29,420 41,587 15,471 63,150 229,833 35,442 7,056 75,048 2,582 119,321 Total 1997 $ 2,314,591 419,746 456,476 648,421 82,208 357,994 254,954 31,658 16,836 38,057 9,449 85,699 156,375 27,049 6,633 108,791 2,833 84,056 5,543,625 5,101,826 212,349 235,477 5,755,974 $ 5,337,303 • • • • • HAWAII ECONOMIC OPPORTUNITY COUNCIL Statement of Cash Flows Year ended September 30, 1998 Cash flows from operating activities: Increase in net assets $ 26,390 Adjustments to reconcile change in net assets to net cash provided by operating activities: Depreciation 212,349 Recognized gain (4,926) Increase in receivables (11,746) Decrease in prepaids and deposits 58,277 Increase in accounts payable and accrued liabilities 17,238 Increase in deferred revenue (153,431) Net cash provided by operating activities 144,151 • Cash flows from financing activities: Bank loan proceeds 15,005 Loan repayments (27,071) Net cash used by financing activities: (12,066) Cash flows from investing activities: Purchases of property and equipment (209,595) Cash proceeds on sale of assets 6,750 • Net cash used by investing activities (202,845) Net decrease in cash (70,760) Cash at beginning of year 172,173 Cash at end of year $ 101,413 Supplemental Disclosure of Cash Flow Information There were no noncash financing or investing activities for the year ended September 30, 1998. See accompanying notes to financial statements. 5 (1) Organization and Summary of Significant Accounting Policies Organization The Hawaii County Economic Opportunity Council (HCEOC) was incorporated in the State of Hawaii on May 27, 1965. HCEOC is a Community Action Agency that provides services for low - income, elderly and handicapped individuals in Hawaii County. The operations of HCEOC are funded primarily through grants and contracts from federal, state and county governmental agencies. These grants and contracts comprise approximately 80 percent of HCEOC's total support and revenue. Financial Statement Presentation The accompanying financial statements of HCEOC are presented in accordance with the standards of accounting and financial reporting prescribed for not - for - profit organizations. In accordance with these standards, the accounting policies applicable to not- for - profit organizations are used by HCEOC. HCEOC reports its financial position and activities according to three classes of net assets: unrestricted, temporarily restricted, and permanently restricted net assets. All grants, and other support received during the year with performance restrictions imposed by the donors are recognized as revenue in the period received when performance requirements are satisfied. As of September 30, 1998, none of the net assets of HCEOC are subject to donors imposed passage of time restrictions and are therefore classified as unrestricted net assets. Property and Equipment Land and building consists of property contributed to HCEOC. The property has been recorded at fair value based on the assessed value for real property tax purpose. Subsequent improvements to the building that prolong its useful life have been added to the basis at cost. Leasehold improvements include the cost of the human service complex that serves as the HCEOC main facility. (see note 4). Vehicles and equipment are stated at cost at the date of acquisition or at fair market value at the time of donation. Major renewals and betterments are included in the equipment fund while repairs and maintenance which do not improve or extend the lives of assets are charged to expense. Depreciation on all property and equipment is calculated by on the straight -line basis over the estimated useful lives of the respective assets. Deferred Grant Revenue The HCEOC received cash payments in advance of incurred' expenses for certain programs funded by governmental sources. These advance payments are reflected as deferred revenue in the accompanying financial statements Contributions • • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Notes to Financial Statements September 30, 1998 In accordance with SFAS No. 116, contributions received are recorded as unrestricted, temporarily restricted, or permanently restricted support, depending on the existence and/ or 6 • HAP COUNTY ECONOMIC OPPORTUNITIPUNCIL Notes to Financial Statements, Continued nature of any donor restrictions. As of September 30, 1998, HCEOC had no donor imposed restricted or temporarily restricted contributions. Income Taxes HCEOC is classified as a tax - exempt organization under Section 501 (c)(3) of the Internal Revenue Code and is exempt from Federal and State income taxes. Contributed Services Contributed services do not meet the criteria set forth in SFAS No. 116 for recognition in the financial statements and, therefore have not been recorded. However, a number of volunteers have donated their time to the Head Start program and an estimate of the value of these donated hours are reported to the Department of Human Services and are included in HCEOC's 20% matching fund requirement for federal Head Start funds. Comparative Financial Information The information shown for 1997 in the accompanying financial statements is included to provide a basis for comparison with 1998 and represents summarized totals only. Several line items for 1997 reflect reclassification for consistency in presentation. Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual results could differ from those estimates. (2) Notes Payable to Banks HCEOC has an unsecured promissory note with the Bank of Hawaii for working capital purposes. Interest is computed at 1.5 percent over the bank's base rate. At September 30, 1998, HCEOC had an outstanding balance of $11,353 under this note, a variable interest rate of 9.75 %, with minimum monthly payments in the amount of $860 per month. The entire loan balance is classified as current. HCEOC has an outstanding note payable to Central Pacific Bank. This note has a principal balance of $4,190 at September 30, 1998 and is secured by a 1994 Ford Aerostar Van. The note bears an annual interest rate of 12,5% and requires minimum payments of $374 per month. The maturity date for this note is October 1, 1999. The balance of these two loans are classified as current. (3) Pension Plan HCEOC has a non - contributory defined contribution pension plan covering most of the full time personnel. Employee eligibility to participate is based on age and length of service requirements. The annual contribution to the plan is based on 7 percent of employee compensation. Pension expense was $146,695 for the year ended September 30, 1998. 7 r • (4) Lease Obligations HCEOC entered into a 55 year lease commitment with the Department of Land and Natural Resources beginning June 24, 1994 for a portion of a parcel of land situated at Piihonua, South Hilo, Hawaii, designated by Tax Map Key No. 2 -3 -32:1. The human services complex, was constructed on this parcel in fiscal years 1995 and 1996 using State of Hawaii, Capital Improvement Project funding passed through to HCEOC. The lease calls for an annual rental fee of $8,348 through June 23, 2014 at which time the fee will be renegotiated. HCEOC records the leasehold facility on its books and depreciates the facility over the useful life of the building. HCEOC has two agricultural lease commitments with the Department of Land and Natural Resources. A direct lease of unencumbered State land, identified as TMK 2 -5 -06:1 is comprised of approximately 59.143 acres. The lease expires in 2001 with a token lease payment of $1 over the life of the lease. The second direct lease is comprised of approximately 400 acres, identified as TMK (3) 2- 4 -8 -22. The lease term is for fifty -five years and expires in 2039. The fair market value of these leases are not readily determinable. HCEOC also rents space on a month to month basis at various sites county wide for use as offices and program work centers. The monthly minimum lease obligations for these facilities is $ 1,787, (5) Donated Facilities HA91 COUNTY ECONOMIC OPPORTUNITIPUNCIL Notes to Financial Statements, Continued HCEOC used administrative offices and classroom facilities free of charge at several locations. The use of such facilities is recorded on the financial statements based on the estimated annual rental value of such facilities. The annual rent value for the twelve months ended September 30, 1998 is $553,607. 8 i • ' Department of Health and Human Services Direct Programs: Head Start 93.600 09CH7023 $ 1,944,138 Urban & Rural Economic Development 93.570 90EE0246/01 92,429 Urban & Rural Economic Development 93.570 90EE0279/01 234,291 Passed through State of Hawaii: Office of Community Services: Community Services Block Grant 93.569 OCS -POS- 98 -53 510,137 Department of Human Services: Low Income Home Energy • Assistance Program N/A HS- 98- LIHEAP -6435 14,251 • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Schedule of Expenditure of Federal Awards For the Year Ended September 30, 1998 Federal Federal Grantor / Pass - through Grantor / Program Title CFDA Grantors Number Number Department of Agriculture Passed through State of Hawaii: Department of Education: National School Lunch Program Department of Energy Passed through State of Hawaii: Office of Community Services: Weatherization Assistance Program For Low Income Homeowners Passed through County of Hawaii Office of Housing & Community Development: Housing Preservation Grant for Low Income Persons 81.042 98024 128,984 HOME Rehabilitation Loan Program 81.042 99024 117 Passed through State of Hawaii Department of Transportation: Federal Transportation Admin. Grant • • Total expenditures of federal funds $ 3,112,207 9 10.555 Expenditures 2101 -6 136,696 81.042 OCS -POS -97-49 5,910 81.042 OCS- POS -98 -59 3,499 HI -16 -0022 41,755 1 A. Summary of Audit Results • • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL Schedule of Finding and Questioned Costs For the Year Ended September 30, 1998 1. The auditor's report, issued August 13, 1999, expresses an unqualified opinion on the financial statement of Hawaii County Economic Opportunity Council for the year ended September 30, 1998. 2. No material weaknesses were identified during the audit of the financial statements. 3. No instances of noncompliance material to the financial statements of Hawaii County Economic Opportunity Council were disclosed during the audit. 4. No material weaknesses were identified during the audit of the major financial award programs. 5. The auditor's report on compliance for the major federal award programs for Hawaii County Economic Opportunity Council expresses an unqualified opinion. 6. There were no audit findings relative to the major federal award programs for Hawaii County Economic Opportunity Council. 7. The two programs tested as major programs are as follows: (1) the Head Start Program, CFDA No. 93.600, a direct contract with the U.S. Department of Health and Human Services; and (2) the Urban and Rural Economic Development Department of Health and Human Services Grants, CFDA No. 93.570. 8. The threshold for distinguishing Type A and B programs was $300,000. HCEOC has three type A programs. Under the risk based approach two programs were selected as high risk. There were no type B programs identified as high risk for inclusion as a major program. 9. Hawaii County Economic Opportunity Council was determined to be a low -risk auditee. B. Findings — Financial Statements Audit NONE C. Findings and Questioned Costs — Major Federal Award Programs Audit NONE 1 0 •ENNIFER L. Gosst CERTIFIED PUBLIC ACCOUNTANT 688 Kinoole Street, Suite 201 • Hilo, Hawaii 96720 • Phone (808) 969-3115 Fax (808) 969-7463 REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Board of Directors Hawaii County Economic Opportunity Council: I have audited the financial statements of Hawaii County Economic Opportunity Council as of and for the year ended September 30, 1998, and have issued my report thereon dated August 13, 1999. I conducted my audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Compliance An Accounting Corporation As part of obtaining reasonable assurance about whether Hawaii County Economic Opportunity Council's financial statements are free of material misstatement, I performed tests of its compliance with certain provisions of laws, regulations, contracts, and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of my audit, and accordingly, I do not express such an opinion. The results of my tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Internal Control Over Financial Reporting In planning and performing my audit, I considered Hawaii County Economic Opportunity Council's internal control over financial reporting in order to determine my auditing procedures for the purpose of expressing my opinion on the financial statements and not to provide assurance on the internal control over financial reporting. My consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. I noted no matters involving the internal control over financial reporting and its operation that I consider to be material weaknesses. This report is intended for the information of the audit committee, management, and federal awarding agencies and pass- through entities. However, this report is a matter of public record and its distribution is not limited. August 13, 1999 11 • "'JENNIFER L. Gossripc CERTIFIED PUBLIC ACCOUNTANT An Accounting Corporation To the Board of Directors • Hawaii County Economic Opportunity Council: I have audited the compliance of Hawaii County Economic Opportunity Council with the types of compliance requirements described in the U.S. Office of Management and Budget (OMB) Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended September 30, 1998. Hawaii County Economic Opportunity Council's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts, and grants applicable to each of its major federal programs is the responsibility of Hawaii County Economic Opportunity Council's management. My responsibility is to express an opinion on Hawaii County • Economic Opportunity Council's compliance based on my audit. I conducted my audit of compliance in accordance with general accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A -133, Audits of States, Local Governments, and Non - Profit Organizations. Those standards and OMB Circular A -133 require that I plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Hawaii County Economic Opportunity Council's compliance with those requirements and performing such other procedures, as I considered necessary in the circumstances. I believe that my audit provides a reasonable basis for my opinion. My audit does not provide a legal determination of Hawaii County Economic Opportunity • Council's compliance with those requirements. 688 Kinoole Street, Suite 201 • Hilo, Hawaii 96720 • Phone (808) 969-3115 Fax (808) 969 -7463 REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM ANDON INTERNAL CONTROL OVER COMPLIANCE IN ACCORANCE WITH OMB CIRCULAR A -133 Compliance In my opinion, Hawaii County Economic Opportunity Council complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended September 30, 1998 Internal Control Over Compliance The management of Hawaii County Economic Opportunity Council is responsible for establishing and maintaining effective internal control over compliance with the requirements of laws, regulations, contracts, and grants applicable to federal programs In planning and performing my audit, I considered Hawaii County Economic Opportunity Council's internal control over compliance with requirements that ✓ could have a direct and material effect on a major federal program in order to determine my auditing procedures for the purpose of expressing our opinion on compliance and to test and report on the internal control over compliance in accordance with OMB Circular A -133. My consideration of the internal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations, contracts, and grants that would be material in relation to a major federal program being audited may occur and not be detected 12 • • REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A -133 (Continued) within a timely period by employees in the normal course of performing their assigned functions. I noted no matters involving the internal control over compliance and its operation I consider to be material weaknesses. This report is intended for the information of the audit committee, management, and federal awarding agencies and pass- through entities. However, this report is a matter of public record and its distribution is not limited. �� �----° August 13, 1999 13 August 16, 1999 Hawaii County Economic Opportunity Council 47 Rainbow Drive Hilo, HI 96720 Dear Sir: Enclosed is the organization's 1997 Exempt Organization return. The return should be signed, dated, and mailed. Specific filing instructions are as follows. FORM 990 RETURN: Please sign and mail as soon as possible. Mail to - Internal Revenue Service Center Ogden, UT 84201 -0027 A copy of the return is enclosed for your files. I suggest that you retain this copy indefinitely. Very truly yours, Jennifer L. Gossert, CPA, Aac O August 16, 1999 Hawaii County Economic Opportunity Council 47 Rainbow Drive Hilo, HI 96720 Dear Sir: , r Enclosed are the original and one copy of the 1997 Exempt Organization return, as follows... 1997 FORM 990 Each original should be dated, signed and filed in accordance with the filing instructions. The copy should be retained for your files. very truly yours, Jennifer L. Gossert, CPA, Aac • 700061 10 -01 -97 Filing Instructions • • Prepared for: HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL 47 RAINBOW DRIVE HILO, HI 96720 • Prepared by: JENNIFER L. GOSSERT, CPA, AAC 688 KINOOLE ST., STE. 201 HILO, HI 96720 1997 FORM 990 Please sign and mail as soon as possible. Mail to - Internal Revenue Service Center Ogden, UT 84201 -0027 Form 2758 (Rev. June 1998) Department of the Treasury Internal Revenue Service Please Type or Print Name I pplication for Extension of Time'To File Certain Excise, Income, Information, and Other Returns ► File a separate application for each return. Please type or print. File the HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL original and one Number, street, and room or suite no. (or P.O. box ho. if mad is not delivered to street address) copy by the due dategps filing your um. See 47 RAINBOW DRIVE instaktions. City, town or post office, state, and ZIP code For a foreign address, see instructions. HILO, HI 96720 Number, street, and room or suite no. (or P.O. box no if mail is not delivered to street address) 688 Kinoole St., Ste. 201 City, town, or post office, state, and ZIP code. For a foreign address, see instructions. Hilo, HI 96720 11 _ OMB No. 1545-0148 By Director Date Employer Identification number 99- 0113845 Note_ Corporate income tax retum filers must use Form 7004 to request an extension of time to file. Partnerships, REMICs, and trusts must use Form 8736 to request an extension of time to file Form 1065, 1066, or 1041. 1 I request an extension of time until AUGUST 15 , 1999 to fife (check only one): l i Form 706 -GS(D) ❑ Form 990 -T (sec. 401(a) or 408(a) trust) ❑ Form 1120 -ND (sec. 4951 taxes) ❑ Form 8612 Form 706 -GS(T) ❑ Form 990 -T (trust other than above) ❑ Form 3520 -A ❑ Form 8613 Form 990 or 990 -EZ ❑ Form 1041 (estate) (see instructions) ❑ Form 4720 ❑ Forrn 8725 Form 990 -BL ❑ Form 1041 -A ❑ Form 5227 ❑ Form 8804 0 i❑ Form 990-PF ❑ Form 1042 ❑ Form 6069 ❑ Forrn 8831 I-If the organization does not have an office or place of business in the United States, check this box ■ ❑ It 7113; For calendar year or other tax year beginning 0 `C o(xsr l , q1 and ending 5 WAN.. . u0 AN.. ' 6 If this tax year is for less than 12 months, check reason: ❑ Initial return ❑ Final return ❑ Change in accounting period 3 Has an extension of time to file been previously granted for this tax year? ® Yes ❑ No 4 State in detail why you need the extension THE NECESSARY INFORMATION NEEDED TO COMPLETE A RATE RETURN IS STILL UNAVAILABLE. WE ARE AWAITING glPIcE r•" OFiTHE ANNUAL AUDIT. .Sa If this form is for Form 799r�'1(D), 706- GS(T), 990 -BL, 990 -PF, 990 -T, 1041 (estate), 1042, 1120 -ND, 4720, 6069, 8612, W. � , 875L88F�183 s.. ter the tentative tax, less any nonrefundable credits. See instructions. $ 0 AMA f i or 9 0 - PF, 990 - 1041 (estate), 1042, or 8804, enter any refundable credits and te�frade. Include any prior year overpayment allowed as a credit $ - di f e.d�. SL line 5b from line 5a. Include your payment with this form, or deposit with FTD COUP • •.- : nstruotions $ 0 Signature and Verification Under penalties of penury, I declare that I have examined this form. including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete; and that I am authonzed to prepare this form Signature ' \y ?- Title ► Jennifer L. Gossert, CPA Date► - 5/12/99 FILE ORIGINAL AND ONE COPY. The IRS will show below whether or not your application is approved and will return the copy. N to Applicant — To Be Completed by the IRS We HAVE approved your application. Please attach this form to your return. ❑ We HAVE NOT approved your application. However, we have granted a 10 -day grade period from the later of the date shown below or the due date of your return (including any prior extensions). This grade period is considered to be a valid extension of time for elections otherwise required to be made on a timely return. Please attach this form to your return. ❑ We HAVE NOT approved your application. After considering the reasons stated in item 4, we cannot grant your request for an extension of time to file. We are not granting the 10 -day grace period. ❑ We cannot consider your application because it was filed after the due date of the return for which an extension was requested. ❑ Other: If you want a copy of this form to be returned to an address other than that shown above, please enter the address to which the copy should be sent. Name Jennifer L. Gossert, CPA For Paperwork Reduction Act Notice, see back of form. Form 2758 (Rev. 6.98) ISA STF FED4663F k R 't 01.-0, c':' Forft; (Rev. May 1995) Department of the Treasury internal Revenue Service \ Name Please type or print. File the onginal and one copy by the due date for filing your return. See instructions on back. 11 you wan Please Type or Print Alkation for Extension of Tim. File Certain Excise, Income, Information, and Other Returns ► File a separate application for each return. Hawaii County Economic Opportunity Council Number, street, and room or suite no. for P.O. box no. if mail is not delivered to street address) 47 Rainbow Drive City, town or post office, state. and ZIP code. For a foreign address, see instructions. Hilo, HI 96720 Note: Corporate income tax return filers must use Form 7004 to request an extension of time to file. Partnerships, REMICs, and trusts must use Form 8736 to request an extension of time to file Form 1065, 1066, or 1041. 1 I request an extension of time until 1Y 15, 19 99 to file (check only one): Q Form 706 -GS(D) ❑ Forrn - 1(a) or 4 08(a) trust) ❑ Form 1120 -ND (4951 taxes) ❑ Forrn 8612 ❑ Form 706 -GS(f) ❑ Form 990 -T (trust other than above) ❑ Form 3520 -A ❑ Form 8613 DI Form 990 or 990 -EZ ❑ Form 1041 (estate) (see Instructions) ❑ Form 4720 ❑ Forrn 8725 ❑ Form 990 -BL ❑ Form 1041 -A ❑ Form 5227 ❑ Form 8804 ❑ Form. 990 -PE ❑ Form 1042 ❑ Form 6069 ❑ Forrn 8831 If the organization does not have an office or place of business in the Untied States, check this box ►- ❑ 2a For calendar year 19 , or other tax year beginning October 1, 1997 and ending September 30, 1998 b If this tax year is for less than 12 months, check reason: ❑ Initial return ❑ Final return ❑ Change in accounting period 3 Has an extension of time to file been previously granted for this tax year? ❑ Yes No 4 State in detail why you need the extension Pending cott>plet of the annual audit 5a If this form is for Form 706- GS(D), 706- GSM, 990 -BL, 990 -PF, 990 -T, 1041 (estate), 1042, 1120 -ND, 4720, 6069, 8612, 8613, 8725, 8804, or 8831, enter the tentative tax, less any nonrefundable credits. See instructions fil� b If this form is for Form 990 -PF, 990 -T, 1041 (estate), 1042, or 8804, enter any refundable creditsrancl estimated tax payments made. Include any prior year overpayment allowed as a credit . . . I/7 $ c Balance due. Subtract line 5b from line 5a. Include your payment with this form, or d : -- jI h couoon if required. See instructions . $ Signature and Verification Under penalties of penury, I declare that I have examined this form, Including accompanying schedules and statements, and to the best of my knowledge and belief, It is true, correct, and complete: and that I am authonied to prepare this form. Signature �— Titte ► Date • tZ t(k FILE 0RI AL AND ONE COPY. The IRS will show below whether or not your application is approved and will return the copy. Noti to Applicant —To Be Completed by the IRS We HAVE approved your application. Please attach this form to your return. ❑ We HAVE NOT approved your application. However, we have granted a 10 -day grace period from the later of the date shown below or the due date of your return (including any prior extensions). This grace period is considered to be a valid extension of time for elections otherwise required to be made on a timely return. Please attach this form to your return. ❑ We HAVE NOT approved your application. After considering the reasons stated in item 4, we cannot grant your request for an extension of time to file. We are not granting the 10 -day grace period. ❑ We cannot consider your application because it was filed after the due date of the return for which an extension was requested. ❑ Other:..._........_._._.._. Director By Number, street. and room or suite no. (or P O. box no. if marl Is not delivered to street address) 688 Kinoole St., Ste. 201 City. town or post office, state. and ZIP code For a foreign address, see instructions. Hilo, HI 96720 For Paperwork Reduction Act Notice, see back of form. 289 Ca: No. 119768 OMB No. 1545 -0148 1 Employer Identification number 99 ;0113845 Date a copy al this form to be returned to an address other than that shown above. please enter the address to which the copy should be sent. Name Jennifer L. Gossert, CPA, An Accounting Corporation Form 2758 (Rev. 5 -95) ' Please use IRS label or pnnt or type. Specific Instruc- tions C Name of organization HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL D Employer identification number 99- 0113845 Number and street (or P.O. box if mail is not delivered to street address) 47 RAINBOW DRIVE Room /suite E State registration number City, town, or post office, state, and ZIP +4 HILO, HI 96720 F Check ►- if exemption application is pending Form 990 private foundation) or section 4947(a)(1) nonexempt charitable trust Department of the Treasury Internal Revenue Service Note: The organization may have to use a copy of this return to satisfy state reporting requirements. A For the 1997 calendar ear, OR tax year penod beginning 10 / 1 , 1997, and ending 8 Check it Change of address f I Imtiel return I Flnar return Amended return I I 1 Retiu'f Organization Exempt Fr v Income Tax Under section 501(c) of the Internal Revenue Code (except black lung benefit trust or orS t apuired also o rope G Type of of organization --► I X 'Exempt under 501(c) ( )41 (insert number) OR • n section 4947(a)(1) nonexempt chartitable trust Note: Section 501(c)(3) exempt organizations and 4947(a)(1) nonexempt charitable trusts MUST attach a completed Schedule A (Form 990). H(a) Is this a group return filed for affiliates? . ....... ... ........... . 0 Yes I X I No I If either box in H is checked "Yes,' enter four -digit group (b) If "Yes; enter the number of affiliates for which this exemption number (GEN) •' return is filed: • J Accounting method' 1 1 Cash (C) Is this a separate return filed by an organization covered by a group ruling? 1 1 Yes 1 X 1 No 1 1 Other (specify) • I( Check here • I I if the organization's gross receipts are normally not more than $25,000. The organization need not file a return with the IRS; but if it received a Forrri 990 Package in the mail, it should file a return without financial data. Some states require a complete return. Note: Form 990 -EZ may be used by organizations with gross receipts less than $100,000 and total assets less than $250,000 at end of year. Part 1 Revenue, Expenses, and Changes in Net Assets or Fund Balances IXI OMB No 1545 -0047 1997 This Form Is Open to Public Inspection 9/30 ,1898 Accrual LHA For Paperwork Reduction Act Notice, see page 1 of the separate Instructions. Form 990 (1997) 723001 1 03 -12 -9a 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 1 a Contributions, gifts, grants, and similar amounts received: Direct public support ... .. ...... .. ... .. ... ... ... ...... .. .. .. .. .. .. la 15,462. b Indirect public support . ............ .. .. ............................... 16 c Government contributions (grants) 1c' d Total (add lines la through lc) (attach schedule of contributors) , (cash$ 15,462. noncash$ ) 1d 15,462. 2 Program service revenue including government fees and contracts (from Part VII, line 93) .. .. .. ... ................ 2 5,131,266. 3 Membership dues and assessments ........... .... ........................ .... 3 4 ............ Interest on savings and temporary cash investments ...... _... 4 3,853. 5 Dividends and interest from securities ................ 5 6 a Gross rents 6a b Less: rental expenses 61i c ... ......................... Net rental income or (loss) (subtract line 6b from line 6a) .......... ...... ......... 6c 7 Other investment income (describe • ) 7 Revel 8 a b c Gross amount from sale of assets other than inventory ............................ Less: cost or other basis and sales expenses . ..... Gain or (loss) (attach schedule) .. (A) Securities (8) Other 8a 8b 8c d .... ... Net gain or (loss) (combine line 8c, columns (A) and (8)) ........... ..... ... 8d 9 Special events and activities (attach schedule): a Gross revenue (not including $ of contributions h reported on line la) ................... .............. ....................... Less: direct expenses other than fundraising expenses . ... 9a - 9h c Net income or (loss) from special events (subtract line 9b from line 9a) ... ..... IIII ... 9c 10 a Gross sales of inventory, less retums and allowances .......... ... .... ..... 110a 1 b Less: cost of goods sold ....... ........... 1 Ob c . Gross profit or (loss) from sales of inventory (attach schedule) (subtract line 10b from line Oa) ........ ... .......... 10c 11 Other revenue (from Part VII, line 103) .......... 11 34,191. 12 .... ............................... Total revenue (add lines ld,2,3,4, 5, 6c, 7, 8d, 9c, 10c, and 11) .... .. ............. ... .... ... .... 12 5,184,772. 13 Program services (from line 44, column (8)) 13 4,381,810. 14 Management and general (from line 44, column (C)) ........... 14 774,746 . en; 15 ................... Fundraising (from line 44, column (D)) ........... 15 16 Payments to affiliates (attach schedule) .. 16 17 ...................... Total expenses (add lines 16 and 44, column (A)) . - .... ...... .. .. .. ........ ma, 5,156,556. Net Assets 18 Excess or (deficit) for the year (subtract line 17 from line 12) ... .. .. .... . . .... ................. ...... ... 18 28,216. 19 Net assets or fund balances at beginning of year (from line 73, column (A)) ..,,., _... 19 3,025,675. 20 Other changes in net assets or fund balances (attach explanation) ,._ 20 0 21 ......... ..,,.... Net assets or fund balances at end of year (combine lines 18, 19, and 20) . . . .......... . ,,. .. .. ..._ 21 3,053,891 . Form 990 private foundation) or section 4947(a)(1) nonexempt charitable trust Department of the Treasury Internal Revenue Service Note: The organization may have to use a copy of this return to satisfy state reporting requirements. A For the 1997 calendar ear, OR tax year penod beginning 10 / 1 , 1997, and ending 8 Check it Change of address f I Imtiel return I Flnar return Amended return I I 1 Retiu'f Organization Exempt Fr v Income Tax Under section 501(c) of the Internal Revenue Code (except black lung benefit trust or orS t apuired also o rope G Type of of organization --► I X 'Exempt under 501(c) ( )41 (insert number) OR • n section 4947(a)(1) nonexempt chartitable trust Note: Section 501(c)(3) exempt organizations and 4947(a)(1) nonexempt charitable trusts MUST attach a completed Schedule A (Form 990). H(a) Is this a group return filed for affiliates? . ....... ... ........... . 0 Yes I X I No I If either box in H is checked "Yes,' enter four -digit group (b) If "Yes; enter the number of affiliates for which this exemption number (GEN) •' return is filed: • J Accounting method' 1 1 Cash (C) Is this a separate return filed by an organization covered by a group ruling? 1 1 Yes 1 X 1 No 1 1 Other (specify) • I( Check here • I I if the organization's gross receipts are normally not more than $25,000. The organization need not file a return with the IRS; but if it received a Forrri 990 Package in the mail, it should file a return without financial data. Some states require a complete return. Note: Form 990 -EZ may be used by organizations with gross receipts less than $100,000 and total assets less than $250,000 at end of year. Part 1 Revenue, Expenses, and Changes in Net Assets or Fund Balances IXI OMB No 1545 -0047 1997 This Form Is Open to Public Inspection 9/30 ,1898 Accrual LHA For Paperwork Reduction Act Notice, see page 1 of the separate Instructions. Form 990 (1997) 723001 1 03 -12 -9a 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Do not include amounts reported on line 6b, 8b , 9b 10b or 16 of Part I. ProgE e Service Se x p 5 (Beg 49 4and and d 1( (4) bugs , a al for r 7( [mats; but optional others I (A) Total (B) Program services (C) Management and general D (0) Fundraising 22 Grants and allocations (attach schedule) cash $ noncash $ 22 DAY. (Grants and allocations $ 137,146 . ) .... 117,189 . 0 . 23 Specific assistance to individuals (attach schedule) 24 Benefits paid to or for members (attach schedule) 25 Compensation of officers, directors, etc. ... 26 Other salaries and wages 27 Pension plan contributions .. .. _........._.. 28 Other employee benefits ... ........ 29 Payroll taxes _. _.. __.. _. ... ... ........ 30 Professional fundraising fees ... ............ 31 Accounting fees 32 Legal fees _.. _.. _... 33 Supplies ... ... ... ... ...... ......... 34 Telephone _ ....... ._„ 35 Postage and shipping .. ... ... .. .............. 36 Occupancy ... ... ... ....... ... ..... 37 Equipment rental and maintenance _........... 38 Printing and publications ... .. ........... 39 Travel .. .......... ... .. ........ 40 Conferences, conventions, and meetings. 41 Interest 42 Depreciation, depletion, etc. (attach schedule) . 43 Other expenses (itemize): _ a 23 THE COUNTY OF HI. (Grants and allocations$ 2,038,592.) c TRANSPORTATION IN HI COUNTY FOR HS STUDENTS 24 & OVER 1,000 ELDERLY, DISABLED, & NUTRITIONALLY DISADVANTAGED INDIVIDUALS. 25 117,189 . 0 . 26 2,365,559. 1,968,876. 396,683. 27 146,695. 115,889. 30,806. 28 303,738. 239,953. 63,785. 29 417,636. 329,932. 87,704. 30 31 30,000. 20,227. 9,773. 32 33 636,933. 624,194. 12,739. 34 41,587. 32,853. 8,734. 35 7,056. 5,644. 1,412. 36 221,126. 196,109. 25,017. 37 15,471 . 15,471 . 38 39 66,316. 62,398. 3,918. 40 29,420 . 29,420 . 41 2,582. 2 , 5 82 . 42 212,349 . 212,349 . 43a h 436 c 43c d 43d e SEE STATEMENT 1 43e 542,899. 525,913. 16,986. 44 Total functional expenses (add lines 22 through 43) O total rga s niz to Im 13 -15 ns completing . columns (B) -(D), carry these .. .. .. .. .... .. 44 5,156,556. 6 I 5 5 6. I 4 I 3 81 810. 774,746. 0. What is the organization's primary exempt purpose? ► SEE STATEMENT 2 ProgE e Service Se x p 5 (Beg 49 4and and d 1( (4) bugs , a al for r 7( [mats; but optional others I theitableerofslu served, issued etc. Discuss All r mzahmnmust nbsuraexempt purpose achiev emannatur and manner.State publications and )(1) nonexempt charitable busts must also enter the amount of grants and achrevements that are not no[ measurable. (Section 50i(cx31 3) and •4) organizations and 4947(947 {a [r allocations ons to others ) a PREPARATION OF MEALS— PROVIDE FOOD THAT MEETS 549,859 . THE NUTRITIONAL NEEDS OF 1400 INDIVIDUALS PER DAY. (Grants and allocations $ 137,146 . ) b COORDINATE & OPERATE HEAD START PRE— SCHOOL 2,038,592. FACILITIES & HOME BASE SUPPORT SERVICES FOR DISADVANTAGED CHILDREN AGES 3 -5 YEARS OLD IN THE COUNTY OF HI. (Grants and allocations$ 2,038,592.) c TRANSPORTATION IN HI COUNTY FOR HS STUDENTS 662,058 . & OVER 1,000 ELDERLY, DISABLED, & NUTRITIONALLY DISADVANTAGED INDIVIDUALS. (Grants and allocations $ 662,058 .) d SEE STATEMENT 3 1,131,301. (Grants and allocations $ 1,571,616.) e Other program services (attach schedule) (Grants and allocations $ ) HAWA7. COUNTY ECONOMIC OPPORTUN Fom, 990(1997) COU Statement of 1 Part II unctional Expenses 99- 0113845 II organizations must complete column (A). Columns (B , , and (0) are required for section 501(c)(3) and 4) organizations and section 4947(a)(1) nonexempt charitable trusts but optional for others. Reporting of Joint Costs. - Did you report in column (8) (Program services) any joint costs from a combined educational campaign and fundraising solicitation? .... ....... .............. ........ ►` If 'Yes,' enter (I) the aggregate amount _of these joint costs $ , (ii) the amount allocated to Program services $ (Iii) the amount allocated to Management and general $ ; and (Iv) the amount allocated to Fundraising $ f Part 111 I Statement of Program Service Accomplishments I • Yes I X I No r Page 2 f Total of Program Service Expenses (should equal line 44, column (B), Program services) .. .. .. .. .. . .. ... .. ►. 4,381,810 . 723011 2 03 -27 -98 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Note: Where required, attached schedules and amounts within the description column should be for end -of -year amounts only. (A) Beginning of year (B) End of year Assets 45 Cash - non - interest- bearing 46 Savings and temporary cash investments 47 a Accounts receivable h Less: allowance for doubtful accounts 48 a Pledges receivable ........... ... ... ... b Less: allowance for doubtful accounts _ 49 Grants receivable .. 50 Receivables from officers, directors, trustees, and key schedule) ...... ................. ... ... 51 a Other notes and loans receivable .. .. b Less: allowance for doubtful accounts . ... ....... 52 Inventories for sale or use .. ... 53 Prepaid expenses and deferred charges ....... 54 Investments - securities (attach schedule) .. .. ...... 55 a Investments - land, buildings, and equipment: basis ... .......... ......... b Less: accumulated depreciation (attach schedule) . . ... ... ....... 56 Investments - other ................... ... SEE 57 a Land, buildings, and equipment: basis .. .. .. ... b Less: accumulated depreciation ... ............ 58 Other assets (describe • 47a 56,150. 156,010. 45 84,732. 16,162. 46 16,681. 60,362. 47c 56,150. 47h 48a 48c 486 employees 51a (attach 240,299. 49 256,256. 50 51c 51b .............. .. 55a ....... .... ... 52 112,722. 53 54,445. 54 55c 55b STATEMENT 57a 4 4,634,010. 17,696. 56 17,796. 3,063,745. 57c 3,060,977. 57b 1,573,033. ) 58 59 Total assets (add lines 45 through 58) (must equal line 74). . . . .. .... . . .. .. 3,666,996. 59 3,547,037. Liabilities 60 Accounts payable and accrued expenses ... ... .............. ..... ... ..... 61 Grants payable . 62 Deterred revenue 63 Loans from officers, directors, trustees, and key employees .................. 64 a Tax - exempt bond liabilities h Mortgages and other notes payable 65 Other liabilities (describe le. ACCRUED VACATION 2 2 7 , 8 9 9 • 60 216,997. 27,630• 61 27,630. 214,948. 52 61,517. 63 64a 2 7 , 5 2 4. 545 15,544. 143,320. 65 171,458. 66 Total liabilities (add lines 60 through 65) .. . . . . ..._ .. .. . 641,321 . 66 493,146. Net Assets or Fund Balances Organizations that follow SFAS 117, check here • 1 X I and complete ............... lines 67 through and complete lines ...... .. .. . . funds .................... OR lines 70 through 72; 21) .. 66 and 73) .... 3,025,675. 57 3,053,891. 69 and lines 73 and 74 67 Unrestricted . 68 Temporarily restncted . .. ... ..... 69 Permanently restricted .. ..............._..... ............................... Organizations that do not follow SFAS 117, check here ► 70 through 74 70 Capital stock, trust principal, or current funds 71 Paid -in or capital surplus, or land, building, and equipment 72 Retained earnings, endowment, accumulated income, 73 Total net assets or fund balances (add lines 67 through column (A) must equal line 19 and column (B) must equal 74 Total liabilities and net assets / fund balances (add 68 69 1 1 . 70 .._ fund or other 69 line lines 71 72 3,025,675. 73 3,053,891. 3,666,996. 74 3,547,037. Form 990 (1997) Part IV Balance Sheets Fo m 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization. How the public perce'ves an organization in such cases may be determined by the information presented on its return. Therefore, please make sure the return is complete and accurate and fully descnbes, in Part III, the organization's programs and accomplishments 723021 03-12-m 14400816 783626 HAW COUNTY ECONOMIC OPPORTU Y COU 1• 99- 0113845 Page3 3 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 I Part JV -A 1 Reconciliation of R!Genue per Audited Revenue per Part IV -B ReMciliation of Expenses per Audited Expenses per Financial Statements with Return Financial Statements With Return a Total revenue, gains, and other support per audited financial statements ..... ► h Amounts included on line a but not on line 12, Form 990 (1) Net unrealized gains on investments ...$ 0. 0. a Total expenses and losses per audited financial statements .. ............ ► b Amounts included on line a but not on line 17, Form 990: (1) Donated services and use of facilities ..$ 553,607. 101 AUPUNI ST. HILO, HI 96720 - I a 5,738,379. a 5,710,163. - . ' : - - -- . .. - (2) Prior year adjustments reported on line 20, Form990 $ (2) Donated services anduseoffacilities .$ 553,607. (3) Recoveries of prior year grants ...... $ (3) Losses reported on line 20, Form 990 $ (4) Other (specify): $ (4) Other (specify): $ Add amounts on lines (1) through (4) .._ • c Line a minus line b ... .............. .. ... • d Amounts included on line 12, Form 990 but not online a (1) Investment expenses not included on line 6b, Form 990 ,. $ h 553,607. Add amounts on lines (1) through (4) .. ► c Linea minus line b - - - - - - - - - - - - - - - - - ■ d Amounts included on line 17, Form 990 but not on line a: (1) Investment expenses not included on line 6b, Form 990 . $ h 553,607. c 5,184,772 . -5 , 1 5 6 , 5 5 6 . - - - - - - - (2) Other (specify): $ (2) Other (specify): $ Add amounts on lines (1) and (2) . • e Total revenue per line 12, Form 990 (line c plus line d) ► d 0. Add amounts on lines (1) and (2) .... ... . • e Total expenses per line 17, Form 990 (line c plus line d) ► d e 5,184,772. e 5,156,556. (A) Name and address (B) Title and average hours per week devoted to position (C) Compensation (if not p enter (D)con ons n rretl t m p 6 tl nbuh comnenaaeon (E) Expense account and otherallowances SANDRA SCHUTTE CHAIR 2 0. 0. 0. 101 AUPUNI ST. HILO, HI 96720 SANDRA SAKAGUCHI VICE —CHAIR 1 0. 0. 0. 200 W. KAWILI ST. HILO, HI 96720 JOHN MORAN SECRETARY 1 0. 0. 0. 101 AUPUNI ST., HILO, HI 96720 MICHAEL OKUMOTO TREASURER 1 0. 0. 0. 117 KEAWE ST. HILO, HI 96720 GEORGE YOKOYAMA EXEC. DIRECTOR 40 67,932. 4,755. 0. P.O. BOX 45, HILO, HI 96720 LAWRENCE MANLINGUIS DEPUTY DIR. 40 49,257. 3,448. 0. 1915 PE'PEPE'E PL., HILO, HI 96720 Form 990 (1997 HAW COUNTY ECONOMIC OPPORTU COU rt V) List of Officers, Directors, rustees, and K l ey Empoyees (List each one even if not compensate • 99- 0113845 Page 4 75 Did any officer, director, trustee, or key employee receive aggregate compensation of more than $100,000 from your organization and all related organizations, of which more than $10,000 was provided by the related organizations? If 'Yes; attach schedule. ■ 1 1 Yes 1 X 1 No 15080816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAWA COUNTY ECONOMIC OPPORTUN Form 990 (1997) COUI lli I Part VI 1 Other Information 76 Did the organization engage in any activity not previously reported to the IRS? If "Yes; attach a detailed description of each activity . .. 77 Were any changes made in the organizing or governing documents but not reported to the IRS? If "Yes," attach a conformed copy of the changes. 78 a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return? ., b If 'Yes,' has it filed a tax return on Form 990 -T for this year? .. .... .. ... .. .... .. ........ . .... . . .. ... ... N/A 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If "Yes," attach a statement; 80 a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc., to any other exempt or nonexempt organization? b If 'Yes,' enter the name of the organization ►' I 81 I 0. r at substantially less than 9 gifts were not 85c 85d 85e 851 85a 86b 87a 87b exempt OR nonexempt. N/A N/A N/A N/A N/A N/A N/A N/A 76 79 80a 810 82a 83a 83b 77 78a 786 N/A ...... 85q easonable estimate of dues N/A 85h Yes X X 84a 84h 85a 88 89b and check whether it is 81 a Enter the amount of political expenditures, direct or indirect, as described in the instructions for line 81 . .. .... . ... .... ..... .. ..... .. ... .. .. ... .. ...... ........... . b Did the organization file Form 1120 -POL for this year? ... ...... ............................ ..... .. 82 a Did the organization receive donated services or the use of materials, equipment, or facilities at no charge o fair rental value? ... .. .. ... ... .. ...... ... .. ._. ... ._. ................ b If Yes; you may indicate the value of these items here. Do not include this amount as revenue in Part I or as an expense in Part II. (See instructions for reporting in Part III) 82b I N/A 83 a Did the organization comply with the public inspection requirements for returns and exemption applications b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? . .. 84 a Did the organization solicit any contributions or gifts that were not tax deductible? .. .. ...... ..... ..... . b If 'Yes, did the organization include with every solicitation an express statement that such contributions or tax deductible? ......... ... N/A 85 501(c)(4), (5), or (6) organizations. - a Were substantially all dues nondeductible by members? . . .. . N/A h Did the organization make only in-house lobbying expenditures of $2,000 or less? ........ .... ... ... N /A 85b If 'Yes" was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed for the prior year. c Dues, assessments, and similar amounts from members . .. ........ .. d Section 162(e) lobbying and political expenditures ... e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices .. ... .. .... .................. f Taxable amount of lobbying and political expenditures (line 85d less BSe) g Does the organization elect to pay the section 6033(e) tax on the amount in 85f . .. .. .......... . h If section 6033(e)(1)(A) dues notice were sent, does the organization agree to add the amount in 85f to its allocable to nondeductible lobbying and political expenditures for the following tax year? 86 501(c)(7) organizations. - Enter: a Initiation fees and capital contributions included on line 12 b Gross receipts, included on line 12, for public use of club facilities B7 501(c)(12) organizations. - Enter a Gross income from members or shareholders ... .. .... . b Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.) ........ .. .. ...... 88 At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership? If 'Yes,' complete Part IX .................... .. ..... .................. . 89 a 501(c)(3) organizations. - Enter: Amount of tax imposed during the year under: section 4911 ► 0 . ; section 4912 ► 0 • 'section 4955 ► 0 . h 501(c)(3) and 501(c)(4) organizations. - Did the organization engage in any section 4958 excess benefit transaction during the year? I1'Yes; attach a statement explaining each transaction .. ... . .......... . c Enter: Amount of tax imposed on the organization managers or disqualified persons during the year under sections 4912, 4955, and 4958 ................. ............................... 0 Enter: Amount of tax in 89c, above, reimbursed by the organization .. ... .. .................... . 90 a List the states with which a copy of this return is filed ► N/A ..... ... ........ . . . .... . . h Number of employees employed in the pay period that includes March 12, 1997 . .. ... .. .. .. .. . 91 The books are in care of ► HCEOC FISCAL OFFICE Located at ► 47 RAINBOW DR. r HILO 92 Section 4947(a)(1) nonexempt charitable trusts filing Form 990 in lieu of Form 1041.- Check here and enter the amount of tax- exempt interest received or accrued during the tax year _ _ , . 723041 0342 -98 14400816 783626 99- 0113845 a Telephone no.► 808- 961 -2681 ZIP +4 1 Page 5 No X X X X X X o 92 N/A X 0. 0. 90b 1 150 5 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Ss amounts unless otherwise U Unrelated business income _ E Excluded by section 512, 513, or5 ( (E) Business A) ( (8) = = 9 0 ID) R 462,552. LTTC 9 9,150. Medicare /Medicaid payments .. ,.. 2 250,152 . 4,409,412 . Line No. Explain how each activity for which income is reported in column (E) of Part VII contributed importantly to the accomplishment of the organization's • exempt purposes (other than by providing funds for such purposes). 93A PREPARE AND DISTRIBUTE NUTRITIONAL MEALS AND SNACKS FOR LOW INCOME — PRE—SCHOOL CHILDREN AND THE ELDERLY (INCLUDES THE COUNTY MEALS ON WHEELS PROGRAM & THE HEADSTART PROGRAMS. Part IX Information Regarding Taxable Subsidiaries (Complete this Part it the "Yes" box on 88 Is checked.) Name, address, and employer identification Percentage of Nature of business activities Total income End -of -year number of corporation or partnership ownership interest assets N/A % i ipi Under penalties of penury, I declare that I have examined t is return, including accompanying schedules and statements, and to the best of my knowledge and belief, it a true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Please Sign Here / Signature of officer Date ' Type or print name and title Preparers Date Check f Prepares SSN Paid signature / 08/16/99 employed '- - I 1 Preparers Firm'sname(oryours JENNIFER L. GOSSERT, CPA, AAC EIN ►- UseOnly Itself- employed) ,688 KINOOLE ST., STE. 201 and address HILO, HI ZIP +4 • 96720 HAW COUNTY ECONOMIC OPPORTU Y Form 990 (1997) COU [ Part 1 Enter gro indicated 93 Pro (a) (b) (c) (d) le) (f) (g) 94 Me 95 Int ca 96 Div 97 Ne (a) (b) 98 Ne 99 Ot 100 Ga ot 101 Ne 102 Gr 103 Ot a b d e 104 Su 105 TOTAL (add line 104, columns (B), (D), and (E)) ... ........ .. ......... ............................... ...... Note: (Line 105 plus line 1d, Part I, should equal the amount on line 12, Part I.) Part VI Il Relationship of Activities to the Accomplishment of Exempt Purposes 723161 03 -12 -98 14400816 783626 • 99- 0113845 Page6 ■ 5,169,310. 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAW COUNTY ECONOMIC OPPORTU Y Form 990 (1997) COU [ Part 1 Enter gro indicated 93 Pro (a) (b) (c) (d) le) (f) (g) 94 Me 95 Int ca 96 Div 97 Ne (a) (b) 98 Ne 99 Ot 100 Ga ot 101 Ne 102 Gr 103 Ot a b d e 104 Su 105 TOTAL (add line 104, columns (B), (D), and (E)) ... ........ .. ......... ............................... ...... Note: (Line 105 plus line 1d, Part I, should equal the amount on line 12, Part I.) Part VI Il Relationship of Activities to the Accomplishment of Exempt Purposes 723161 03 -12 -98 14400816 783626 • 99- 0113845 Page6 ■ 5,169,310. 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 (a) Name and address of each employee paid y p more than $50,000 (a) Name and address of each independent contractor paid more than $50,000 (b) Title and average hours per week devoted to position (c) Compensation (d) Contnblltienato Pan ae en t compensation (e) Expense account and other allowances NONE Total number of others receiving over $50 000 for professional services ... ... ........... ............ ► 0 - w Total number of other employees paid over$50,000 .. .......... ............... ...... ►. 0 (bee mstructlonsJ (List each one(wnetnerinaiviouais or Tlrms.) (IT mere are none, enter None. - )) (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) Compensation NONE Total number of others receiving over $50 000 for professional services ... ... ........... ............ ► 0 - w SCHEDULE A (Form 990) Department of the Treasury Internal Revenue Service •rganization Exempt Undee1(c)(3) (Except Private Foundation), and Section 501(e), 501(f), 501(k), 501(n) or Section 4947(a)(1) Nonexempt Charitable Trust Supplementary Information ►Must be completed by the above organizations and attached to their Form 990 for Form 990EZ). Name of the organization HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL ( Part ! ] Compensation of the Five Highest Paid Employees Other Than Off cers, Directors, and Trustees (See instructions.) (List each one. If there are none, enter 'None.") [ Part 11 I Compensation of the Five Highest Paid Independent Contractors for Professional Services LHA For Paperwork Reduction Act Notice, see page 1 of the Instructions to Form 990 (or Form 990 -EZ). 7 OMB No. 1545.0047 1997 Employer identification number 99 0113845 Schedule A (Form 990) 1997 723101 03 -12 -98 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAW COUNTY ECONOMIC OPPORTUN Schedule A (Form 990) 1997 COU 99- 0113845 Part IV The organization is not a private foundation because it is (please check only ONE applicable box): 5 1 1 A church, convention of churches, or association of churches. Section 170(b)(1)(A)(i). A school. Section 170(b)(1)(A)(ii). (Also complete Part V, page 4.) A hospital or a cooperative hospital service organization. Section 170(b)(1)(A)(iii). A Federal, state, or local government or governmental unit. Section 170(b)(1)(A)(v). A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state II' 10 1 1 An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(b)(1)(A)(iv). (Also complete the Support Schedule in Part IV -A.) 11 a An organization that normally receives a substantial part of its support from a governmental unit or from the general public. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 11b 1 1 A community trust. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 12 1 1 An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc., functions - subject to certain exceptions, and (2) no more than 33 1/3 % of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2) (Also complete the Support Schedule in Part IV -A.) 6 7 8 9 13 1 7231 03 -12 -98 14400816 783626 Reason for Non - Private Foundation Status (See instructions ) An organization that is not controlled by any disqualified persons (other than foundation managers) and supports organizations described in: (1) lines 5 through 12 above; or (2) section 501(c)(4), (5), or (6), if they meet the test of section 509(a)(2). (See section 509(a)(3).) Provide the following information about the supported organizations. (See instructions on page 4.) (a) Name(s) of supported organization(s) 14 1 1 An organization organized and operated to test for public safety. Section 509(a)(4). (See instructions on page 4.) Page 2 (b) Line number from above 8 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Yes No Part 111 1 Statement About Activities 1 During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence public opinion on a legislative matter or referendum? ..., ... ....... ...... ... ........... ... ..... ... .. ............ 1 X If 'Yes," enter the total expenses paid or incurred in connection with the lobbying activites. •— $ Organizations that made an election under section 501(h) by filing Form 5768 must complete Part VI -A. Other organizations checking 'Yes," must complete Part VI -9 AND attach a statement giving a detailed description of the lobbying activities. 2 During the year, has the oganization, either directly or indirectly, engaged in any of the following acts with any of its trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal beneficiary: a Sale, exchange, or leasing of property? ......... .... ......... ..... .. ........ ...... ... .. .. .. .... 2a ., X b Lending of money or other extension of credit? . ... ... .. .. ... .. ..... ........ .. ..... ..... ...... .. .. .... .... 2b X c Furnishing of goods, services, or facilities? .... ... ......... ...... ...... ..... .. .. .. .. ... ...... .. ..... 2c X d Payment of compensation (or payment or reimbursement of expenses if more than $1,000)? . ...... ... 211 X e Transfer of any part of its income or assets? .............. ...... 2e X If the answer to any question is 'Yes; attach a detailed statement explaining the transactions. 3 Does the organization make grants for scholarships, fellowships, student loans, etc .. .. .......... 3 X 4 Attach a statement explaining how the organization determines that individuals or organizations receiving grants or loans from it in furtherance of its charitable programs qualify to receive payments. (See instructions.) . ............ .. .. ........... ... ... .. . . . HAW COUNTY ECONOMIC OPPORTUN Schedule A (Form 990) 1997 COU 99- 0113845 Part IV The organization is not a private foundation because it is (please check only ONE applicable box): 5 1 1 A church, convention of churches, or association of churches. Section 170(b)(1)(A)(i). A school. Section 170(b)(1)(A)(ii). (Also complete Part V, page 4.) A hospital or a cooperative hospital service organization. Section 170(b)(1)(A)(iii). A Federal, state, or local government or governmental unit. Section 170(b)(1)(A)(v). A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state II' 10 1 1 An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(b)(1)(A)(iv). (Also complete the Support Schedule in Part IV -A.) 11 a An organization that normally receives a substantial part of its support from a governmental unit or from the general public. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 11b 1 1 A community trust. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 12 1 1 An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc., functions - subject to certain exceptions, and (2) no more than 33 1/3 % of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2) (Also complete the Support Schedule in Part IV -A.) 6 7 8 9 13 1 7231 03 -12 -98 14400816 783626 Reason for Non - Private Foundation Status (See instructions ) An organization that is not controlled by any disqualified persons (other than foundation managers) and supports organizations described in: (1) lines 5 through 12 above; or (2) section 501(c)(4), (5), or (6), if they meet the test of section 509(a)(2). (See section 509(a)(3).) Provide the following information about the supported organizations. (See instructions on page 4.) (a) Name(s) of supported organization(s) 14 1 1 An organization organized and operated to test for public safety. Section 509(a)(4). (See instructions on page 4.) Page 2 (b) Line number from above 8 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Calendar year (ar fiscal year beginning in) ... ... ... ... ... ► (a) 1996 (b) 1995 (c) 1994 (d) 1993 (e) Total 15 Gifts, grants, and contnbutons received. (Do not . IUCeunuaaalgrantssee 4,491,082. 5,024,621. 4,559,478. 6,382,100. 20,457,281. 16 Membership fees received ... _. 17 Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities in any activity that is not a business unrelated to the organization's chantable, etc., purpose 18 Gross income from interest, dividends, amounts received from payments on securities loans (sec- tion 512(a)(5)), rents, royalties, and unrelated business taxable income (less section 511 taxes) from businesses acquired by the organization after June 30, 1975 3,998. 1,142. 1,142. 6,282. 19 Net income from unrelated business activities not included in line 18 20 Tax revenues lev,ed for the orgamzafion's benefit and either paid to it or expended on its behalf .. .. ... ... .... 21 The value of services or facilities furnished to the organization by a governmental unit without charge. Do not include the value of services or facilities generally furnished to the public without charge .. . 22 Other income. Attach a schedule Do not include gain or (loss) from sale of capital 23 Total of lines 15 through 22 4,495,080. 5,025,763. 4,560,620. 6,382,100. 20,463,563. 24 Line 23 minus line 17 ... 4,495,080. 5,025,763. 4,560,620. 6,382,100. 20,463,563. 25 Enter 1% of line 23 .. ... ... 44,951. 50,258. 45,606• 63,821. • 26 b c d e f Organizations described in lines 10 Attach a list (which is not open to public governmental unit or publicly supported in line 26a Enter the sum of all these Total support for section 509(a)(1) test: Add: Amounts from column (e) for lines' Public support (line 26c minus line Public support percentage (line 26e or 11: a Enter 2% of amount in column (e), line 24 .. ................ .. .... .... ► inspection) showing the name of and amount contributed by each person (other than a organization) whose total gifts for 1993 through 1996 exceeded the amount shown excess amounts .. ... .. ... ............... ........... -. ..... ... ... ► Enter line 24, column (e) . . . .. .... ... ...... ... ► 18 6,282• 19 26a 409,271. 266 0 26c 20,463,563. 26d 6,282. 22 25b • 26d total) .. . .. .. ................. .. ......._........ ...... .. ■ ( numerator) divided by line 26c (denominator)) . . _ _ -- .__ ._ .. ■ 26e 20,457,281. 261 99.9693% HAW A7ii COUNTY ECONOMIC OPPORTU 723121 03 -12 -98 14400816 783626 16 Schedule A (Form 990) 1997 COU 99- 0113845 Page3 only Part 1V -A Note: Support You may i se the worksheet in the instructions t ons for converting from O the accrual to the cash method ethod of acco ntd of accounting. 27 Organizations described on line 12: a For amounts Included in lines 15, 16, and 17 that were received from a "disqualified person; attach a list to show the name of, and total amounts received in each year from each "disqualified person.' Enter the sum of such amounts for each year. N/A (1996) .. ......... (1995) ................ ...... (1994) .............. ...... (1993) ........ .. .............. b For any amount included in line 17 that was received from a nondisqualified person, attach a list to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000. (Include in the list organizations described in lines 5 through 11, as well as individuals ) After computing the difference between the amount received and the larger amount decribed in (1) or (2), enter the sum of these differences (the excess amounts) for each year: N/A (1996) ...... .. ... ..... ..... (1995) 15 (1994) (1993) c Add: Amounts from column (e) for lines: 17 20 21 ► 27c d Add: Line 27a total ...... and line 27b total _.. __. ► e Public support (line 27c, total minus line 27d total) ..... .. ...... ............... ............ .. ...... ► f Total support for section 509(a)(2) test: Enter amount on line 23, column (e) .... ► 271 I $ N/A g Public support percentage (line 27e (numerator) divided by line 27f, (denominator)) , ..... ..... ► h Investment income percentage (line 18 column (e) (numerator) divided by line 27f (denominator)) ....... ► 27d 27e 27q 27h N/ N/A N/A V N/A ^r N/A 28 Unusual Grants: For an organization descnbed in line 10, 11, or 12, that received any unusual grants during 1993 through 1996, attach a list (which is not open to public inspection) for each year showing the name of the contributor, the date and amount of the grant, and a brief description of the nature of the grant. Do not Include these grants in line 15. (See instructions.) NONE 9 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAWCOUNTY ECONOMIC OPPORTU illy Schedule A (Form 990) 1997 COU Part V 1 Private School Ques onnaire (To be completed ONLY by schools that checked the box on line 6 in Part IV) 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other goveming instrument, or in a resolution of its governing body? . .... ................. . 30 Does the organization include a statement of rts racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? .... ...... . 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media dunng the period of solicitation tor students, or dunng the registration period if It has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? . . If' Yes," please descnbe; ifNo; please explain. (If you need more space, attach a separate statement.) 32 Does the organization maintain the following: a Records indicating the racial composition of the student body, faculty, and administrative staff? .. ...... ..... b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis ?. ... .. .. ... .. c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? d Copies of all material used by the organization or on its behalf to solicit contnbutions2 ................ It you answered 'No" to any of the above, please explain. (If you need more space, attach a separate statement.) 33 Does the organization discriminate by race in any way with respect to: a Students' rights or privileges? ....... b Admissions policies? ... ... .................. . c Employment of faculty or administrative staff? _ ....,...... d Scholarships or other financial assistance? . e Educational policies? ...... ....... .. f Use of facilities? .. .. ._. _ g Athletic programs? ... ............ . h Other extracurricular activities? .. .. ... .. .. ... ......... .. .. ... ... ............... .... If you answered Yes' to any of the above, please explain. (If you need more space, attach a separate statement.) 34 a Does the organization receive any financial aid or assistance from a governmental agency? ................ ................. .. .. b Has the organization's right to such aid ever been revoked or suspended? ........ ... ..... .. ................. .. If you answered "Yes" to either 34a or b, please explain using an attached statement. 35 Does the organization certify that it has complied with the applicable requirements of sections 4 01 through 4.05 of Rev. Proc. 75 -50, 1975-2 C.B. 587, covering racial nondiscrimination? If 'No; attach an explanation _ .. ..,,..... _... .. 723131 03 -12 -98 14400816 783626 99- 0113845 Page4 N/A 29 30 31 32a 32b 32c 32d 33a 33b 33c 33d 33e 331 33g 33h 34a 34b 35 Yes No 10 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 Limits on Lobbying Expenditures ed) (The term "expenditures' means amounts paid or incurred) (a) 1997 lal Affiliated group totals To be completed for ALL p l e e electing organizations 9 36 Total lobbying expenditures to influence public opinion (grassroots lobbying) . _ _ ._. _. 37 Total lobbying expenditures to influence a legislative body (direct lobbying) 38 Total lobbying expenditures (add lines 36 and 37) ... ... ..... .............. ..... 39 Other exempt purpose expenditures ..., ....... 40 Total exempt purpose expenditures (add lines 38 and 39) ...... 41 Lobbying nontaxable amount. Enter the amount from the following table - If the amount on line 40 is - The lobbying nontaxable amount is - Not over $500,000__. ... 20% of the amount on line 40 Over $500,000 but not over 51, 000,000 _ 5 100,000 plus 15% of the excess over $500,000 ... ... Over 51,000,000 but not over 51,500000 5175,000 plus 10% of the excess over $1,000,000 .. . Over $1,500,000 but not over $17,000,000 5 225,000 plus 5% of the excess over 51, 500,000 .. .. Over $17,000 000 .... $1,000,000 ... .. .. ..... ... .. .. .. .. 42 Grassroots nontaxable amount (enter 25% of line 41) 43 Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36 44 Subtract line 41 from line 38. Enter -0- if line 41 is more than line 38 . .. ........ .. .. Caution: If there is an amount on either line 43 or line 44, you must file Form 4720. 36 N/A Lobbying nontaxable amount . ...... 37 38 0 ' 46 39 40 0 ' 41 Total lobbying expenditures . . ..... - 42 - 43 48 Grassroots nontaxable amount ............ . 44 0 . 49 Calendar year (or fiscal year beginning in) ► (a) 1997 (b) 1996 (c) 1995 (d) 1994 Of Total 45 Lobbying nontaxable amount . ...... 0 ' 46 Lobbying ceiling amount (150% of line 45(e)) .. ... 0 ' 47 Total lobbying expenditures . . ..... 0 ' 48 Grassroots nontaxable amount ............ . 0 . 49 Grassroots ceiling amount (150% of line 48(e)) .. .. .. 0 ' 50 Grassroots lobbying expenditures . ..... 0 ' HAW COUNTY ECONOMIC OPPORTU 401( Schedule A (Form 990) 1997 COU 1 Part VI -A Lobbying Expenditures by Electing Public Charities (To be completed ONLY by an eligible organization that filed Form 5768) Check here ■ a I 1 If the organization belongs to an affiliated group. Check here ► h 0 If you checked "a" above and "limited control' provisions apply. 723141 03 -12 -99 14400816 783626 4 -Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 45 through 50.) Lobbying Expenditures During 4 -Year Averaging Period Part Vt -B 1 Lobbying Activity by Nonelecting Public Charit'es (For reporting only by organizations that did not complete Part VI -A) During the year, did the organization attempt to influence national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of: a Volunteers . ........... .. ... ............... . . ......... h Paid staff or management (include compensation in expenses reported on lines c through h) .. c Media advertisements ., .. .._ ....................... . . d Mailings to members, legislators, or the public ... ...................... . ... .. ............... e Publications or published or broadcast statements,.. ... 1 Grants to other organizations for lobbying purposes . ........... . g Direct contact with legislators, their staffs, government officials, or a legislative body . ................... .. h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means ........ .. .... .. i Total lobbying expenditures (add lines c through h) ..... If 'Yes' to any of the above, also attach a statement giving a detailed description of the lobbying activities 99- 0113845 Page5 Yes No N/A Amount N/A N/A 11 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 0. HAW COUNTY ECONOMIC OPPORT e Schedule A (Form 990) 1997 COU1 99- 0113845 Pages Part VII 1 Information Regarding Transfers To and Transactions and Re ationships With Noncharitable Exempt Organizations 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting organization to a nonchantable exempt organization of: (I) Cash ... .. .... .. .. .. .. ... ... ..... .... .. ... ... (ii) Other assets ......... . b Other transactions: (I) Sales of assets to a noncharitable exempt organization ... ...... . (II) Purchases of assets from a noncharitable exempt organization ........... ... ... (III) Rental of facilities or equipment . ........................... (iv) Reimbursement arrangements .. .... ........... ... ... .. ........ ........ ... . (v) Loans or loan guarantees .................. ..................... ............................... (vi) Performance of services or membership or fundraising solicitations .............................. .. .. ............. c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ... ....... .. ... .. ... d If the answer to any of the above is 'Yes' complete the following schedule. Column (b) should always indicate the fair market value of the goods, other assets, or services given by the reporting organization. If the organization received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received. (a) Line no. 52 a Is the organization directly or indirectly affiliated iated with, or related to, one or more tax - exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? ........... .... .. ► El Yes p If Yes," complete the following schedule. 723151 03 -12 -98 14400816 783626 (a) Name of organization N/A (c) Description of relationship 51a(I) b(I) b(II) b(11I) b(Iv) b(v) b( vi) c Yes N/A N o X X (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements IXI No (b) Type of organization 12 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAWAII COUNTY ECONOMIIIIPPORTUNITY COUNC FORM 990 O OTHER EXPENSES STATEMENT 1 (A) (B) (C) (D) PROGRAM MANAGEMENT DESCRIPTION TOTAL SERVICES AND GENERAL FUNDRAISING INSURANCE 63,150. 56,835. 6,315. HOUSING REHABILITATION LOANS 119,321. 119,321. UNCOLLECTIBLE RECEIVABLE 3,000. 3,000. OTHER 67,128. 56,457. 10,671. CONTRACTUAL SERVICES 67,731. 67,731. TRANSPORTATION 222,569. 222,569. TOTAL TO FM 990, LN 43 542,899. 525,913. 16,986. FORM 990 STATEMENT OF ORGANIZATION'S PRIMARY EXEMPT PURPOSE STATEMENT 2 PART III EXPLANATION 99- 0113845 SERVICES TO ECONOMICALLY DISADVANTAGED FAMILIES & INDIVIDUALS IN HI COUNTY. 13 STATEMENT(S) 1, 2 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 HAWAII COUNTY ECONOM•PPORTUNITY COUNC FORM 990 DESCRIPTION OF PROGRAM SERVICE FOUR WORK TRAINING FOR LOW - INCOME & DISPLACED SUGER WORKERS; HOME IMPROVEMENT & REHABILITATION FOR FOR SUB - STANDARD DWELLINGS INVOLVING LOW INCOME OR DISADVANTAGED INDIVIDUALS; DOPP & LAMP SERVICES FOR DOE. TO FORM 990, PART III, LINE D FORM 990 DESCRIPTION SECURITY DEPOSITS O STATEMENT OF PROGRAM SERVICE ACCOMPLISHMENTS STATEMENT 3 GRANTS EXPENSES 1,571,616. 1,131,301. OTHER INVESTMENTS STATEMENT 4 VALUATION METHOD 99- 0113845 AMOUNT COST 17,796. TOTAL TO FORM 990, PART IV, LINE 56, COLUMN B 17,796. 14 STATEMENT(S) 3, 4 14400816 783626 082 HAWAII COUNTY ECONOMIC OPPORTU 03891278 - --1...r. . \--_-.7r. --.-., - -^ r �- 0. — Address any reply lo: P.O.•t.... -,.1. 1. \ ,...,4c;‘,.' • ` n. n.- f' �QMIt • . II�'.! ✓ i l�JV HAV :t.!: - Gentlemen: - 1J se 170(b)(1)(A)(vi) internat 'revenue Sc vice Lame For ears beginning prior to January 1 19 0 ile the annuarintErmation return Form 990. FEB 25 1971 •-•- (... .. )„653 <S 1- r Hawaii /� Tel. (213)688 4763 /1 Count? Eco comic Opportunity Qom i 46 Keawo Street Hilo, Aauaii 96720 Purpose: Charitable & Educational File Returns with Internal Revenue Service Center: Philadelphia, Pennsylvania Accounting Period Ending: February 28 Address Inquiries to District Director of Internal Revenue: Los Angeles Li:20:71 -226 Code 421:1402:A0B Based on information supplied, and assuming your operations will be as stated in your exemption application, we have determined that you are exempt from Federal income tax under section 501(c)(3) of the internal Revenue Code. Any change in your purposes, character, or method of operation must be reported to us so we may consider the effect of the change on your exempt status. You must also report any change in your name and address. We have further determined that you are not a private foundation within the meaning of section 509(a) of the Code because you are an organization described in ou are required to or eacn suesequont year, please rater to c e instructions accompanying the Form 990 -A for that particular year to determine 'Whether you are required to file. If filing is required, you mast file the For 990 -A by the 15th day of the fifth month after the end of your annual accounting period. . L -178 - (Rev. :..A.) 0 _ You are not required to file Federal income tax returns unless you are s\trject to the tax on unrelated business income under section 511 of the Code. If you are subject to this tax, you must file an income tax return on Form 990 -T. In this letter we are not determining whether any of your present or proposed activities is unrelated trade or busi- ness as defined in section 513 of the Code. You are not liable for Federal unemployment taxes. You are liable for social security taxes only if you have filed waiver of exemption certificates as provided in the Federal Insurance Contributions Act. Contributions made to you are deductible by donors as provided in section 17a of the Code. Bequests, legacies, devises, transfers or gifts to or for your use are deductible for Federal estate and gift tax purposes under the provisions of sections 2055, 2106 and 2522 of the Code. County Economcc Opportunity Council You need an employer identification number, even if you don't have any employees. This number is to be used on all your tax returns and in your correspondence with the Internal Revenue Service. If you do not have such a number, your District Director will take steps to see that one is issued at an early data. This is a determination letter. Very truly your:, District Director L -178 - (Rev. L.A.) Insured HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL 47 RAINBOW DR HILO HI 96720 Producer BISHOP INSURANCE AGENCY OF HAWAII INC P 0 BOX 3050 HONOLULU HI 96802 Companies Affording Coverages FIRST INSURANCE COMPANY COVERAOES This is to certify that the policies o Insurance listed below have been issued to the Insured named abov for the policy period indicated, notwlthstanding any requirement, term or condition of any contract or other document with respect to which t is certificate may be issued or may pertain, the Insurance afforded by the policies described herein is subject to all the terms, exclusions and conditions of such policies. Limits shown may have been reduced by paid claims. Type of Insurance Policy Number Policy Effective Date (MM /DD/YY) Policy Expiration Date (MMIDDNy) Limits General Liability Commercial General Liability General Aggregate S Products Comp/Op Agg S Personal & Adv Injury S Claims Made ❑ Occur Each Occurrence S — Owner's & Cont Prot Fire Damage (Any one fire) S Med Exp (Any one person) S Automobile — - — — — Liability Any Auto All owned Autos Scheduled Autos Hired Autos Non-owned Autos Garage Liability CBA 6359284 07/01/99 07/01/00 Combined Single Limit S Bodily Injury (Per person) S 500,000 Bodily Injury (Per accident) S 1,000,000 Property Damage S 250,000 Excess Liability R Umbrella Form I Other Than Umbrella Form Each Occurrence S Aggregate S Worker's Compensation And Employers' Liability 1 Statutory timits Each Accident S Disease - Policy Limit S Disease - Each Employee S Other Description of Operations /LocatlonsNehicles/Speelal Items ADDITIONAL INSURED: HAWAII COUNTY OFFICE OF AGING CANCELLATION SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING COMPANY WILL ENDEAVOR TO MAIL 30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED BELOW, BUT FAILURE TO MAIL SUCH NOTICE SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE COMPANY, ITS AGENTS OR REPRESENTATIVES. C6RTIFICATE HOLDER / 1 (- / /�J \� B 06/23/99 Authorized Representative issue Date HAWAII COUNTY OFFICE OF AGING 101 AUPUNI ST STE 342 HILO HI 96720 FIRST I/NCE C 2l. LTD. BOX C BOX 2856 856 • O Al • HONOLULU. HAWAII 9 5803 FGF 650 (07 -94) CERTIFICATE OF INSURANCE CBA 6359284 02 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. • • DEPARTMENT CF REGULATCRY ACCNCIES STATE 06 HAWAII In the Satter of the Petition For Charter or HAWAII COUNTY ECONOMIC OPPORTUNITY CCUNCIL i CHARTER CF INCORPORATION HAWAII COUNTY ECCNOMIC OPPORTUNITY COUNCIL YOSHITC TANAKA COUNTY ATTORNEY COUNTY OF HAWAII CCUNTY BUILDING, H1L0, HAWAII ATTORNEY • • Ata,aa.aaea al Carter NsAeht C,tisnow FILE IN DUPLICATE In its maw et No Ananenwaaa at ma Cheer 01 lncaewatien 01 Hawaii Count Economic Oaoorrunity Councl1 The uncersigneo duly authorize° officer of STATE Jr HA WAJJ County of Heweai . Laurence J. Capella, That the same ere true. Sulaamae and swam to Ware e1. tits 4,ta not I/CW . 19 STATE OF HnvvA11 DEPARTMENT OF REGULATORY AGENCIES Busmen Reaneanon Oivioon 1010 Riataas Aunt Mahn, Adtlnns: P.O. Boa 40. •1011011101. Ans. 16E10 J CERTIFICATE OF AMENDMENT � / :'*w. /IJ i Neaay P.,tIm 3r0 / Judaea Cram SUM el mason /41, 01111100•0•00 nano a/15/82 �} +. The Sarmaaaq aaa - aaaal t s MINN Ylaw.O Inn 1 61 day el I•. neat. Gave to, alnsmeteart FILING FEE 5500 I t t •10 tw e Officevelt Secretary • u • • Hewett County Economic Opportunity Coif%ct1 a Hawaii non profit . corporation, do heresy- certify that - at a zzieoot meeting of the mercer of said corporation duly coiled cad held at Hi lo Association to Helo Reteraea CJtlzens Hilo. Hewali , an the - 20th day of *twit 19 61, for the ouroose of cmenainq the Charter of Incorporation, it was voted by not less than two-thirds of the mentoera present at the meeting to arena the Charter of Incorporation of said corporation, as set forth in the esnibit attaches hereto ono redo a part of this Certificate. IN WITNESS WHEREOF, the undersigned have hereunto set their hands thiswZf ar o / liiice nee Chetrpees / �- Otricea�etat secretary and r nee ine Costorto beinq first duly rare on oath depose and say that they- are the Chal roerson one Secretary resoeetivefy, of Hewes i County Economic O000rrunity Council that as sucn officers they are duly authorized to sign the foregoes(' Certificate ai Amerlantett and that they have read the said Certificate aria attached Exhibit, know the contents thereof, ant ft OTt1ce rota: u ha { r det pn ✓ s t i fi r 4„ 19 w/7 trr Or a ay �v e- By AVA1 MK a em w G.ter.aarmrQ a -an, +� • • INSTRUCTIONS The amenornenr to the Charter of Incarceration oi a non- oroift earoorarton must De approved at is meeting auty coiled ana nerd for that purpose or the vote of not ten than two-mites of the members p: nest at the meeting, or Dy a larger proportion al members to may oe requited by the Charter of Incorporation. The exact name of the corporation as stated in the Charter of incorporation most be stole* in the Neoainq and body of the Certt( icate. The Certificate must be signets and verified by et least two officers anti filed with the- Business Registration Division oi the Deportment of Regulatory Agencies. together with the fifinq ter of 55.00. The amenemenr shall become effective upon the allowance by the Director of Regulatory Agencies. E)DiIBIT The Exhibit must snow that the Charter.of Incorporation nos been amenaed by 1. Stating the article or articles or percgroDn or Darograoets of the Charter of Inmeparanon as °menet°. or 2. Stating the Charter of Incorporation as amended in hill. CHARTER OF INCORFORAT1ON of- HAWAII COUNTY ECRnMIC OPPORTUNITY COUNCIL 1 It 1, To actively solicit the coordination and cooperation of all individuals. cgssietes and organisations, torn public and private, titntn the County of Hawaii, - mores assisting those individuals and grows ono are below average economic levels 'o errant an improved cacaatlit). of financial earnings and to assist the general )Waite of the County of Hawaii. 2. To enlist interest and financial su000rt from env and all sources to sngage in protects to commas poverty and to engage in sucn other activities as the are may dem necessary or eesiraoie to ettect a permanent improvement in the' capeeltles of individuals, groups, and communities. • • • DEPARTMENT OF REGULATLRY AG.:ICIES STATZ OF HAWAII In the Matter of the Petition For Charter of HAWAII CCUt :TY ECONOMIC OPPORTUNITY COUNCIL CHARTER Cr INCORPORATION of HAWAII COUNTY ECONOMIC OPPORTUNITY CCUNCIL Know ye, that wI. RALPH H. KIYOSAK1, ROBERT M. CTA, BGU NE BRADSHAW, BENEDICT LU1 KWAN, FUNICO IWAMA3. and TADAO OKIMOTO, all of whom are residents of the State of Hawaii, have made °coliea- tion to me. as Director of Reguiatory Agencies, to grant a Charter of Incorporation to them and their associates; NOV, THEREFORE, I, SIDNEY 1. HASHIMOTO, Director of the Department of Regulatory Agencies, State of I :abseil, in the iss of all power and authority anywise enabling me to act in this babaif, do hereoy constitute the above -naaaa persons anti their associates a body corporate, and confer upon them the following Charters CHARTER OF INCORPORATION of HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL 1. The name of the corporation shall be "HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL". 11. The location and initial principal office of the corporation shall be at County Building, County of Hawaii, Hilo, Hawaii; such principal office eel be • • ehanrad froc clime to time to such other location in the Sate of Hawaii as :ha eoara of 'Directors =hall designate. itt. The ooject: and purposes of the corporation shall Le: I. To actively solicit the coordination and cooperation of all individuals. agencies and organiza- tions, Poch public and private. within the County of Hawaii, towarcz assisting thosz individuals and groups who are below average ecanaoic levels to attain an ir..provea capability of financial earning. 2. To enlist interact and financial support from any ano all sources to engage in trojecta to combat Poverty. 3. To Make, enter into and perform contracts with any person, firm, association, corporation, privets, public or municipal or body politic. 4. To sponsor, contract for, or operate and conduct activities such as remeaial and non - curricular education, emeioyment, job training, counseling, health and vocational rehabilitation, housing ano home manage- ment, welfare, reeearcn, training, and aemonstration activities, and such other activities as may Le related to any of the objectives herein. 5. To acquire by pureness or atherwiss, hold, deal in and dispose of such p 1 property and, with the consent of not less than three - fourths of the members of the corporation, such reel property as may Le neceasar or convenient for the purnosos of the corporation. 6. To borrow coneys with the consent of not less than three- fourths of the members of the corporatio without limit as to amount, to meet the operating and of exoanses of the corporation and, from time to time, to 2. • • • draw, cake, acecpt. enuorse, execute and issue promissory notes, Jraits, 1 . i 11s of exchange, warrants, bonus, debentures and other ncgoctai,lc or non - negotiable instruments and evidences of indebteeneas for any of the aoove purpcsos. and to secure the pays.anc of any thereof and of the.intercct thereon by more:eage or piedg =, conveyance or assignment i;% trust of any of the grocerty of the corporation, and to sell or otherwise dispose of such bonds or other obligations of the corporation for its corporate purposaa. 1V. The corporation shall have all towers teasels of being d in corporations not organized for profit under the laws o '• the State of flail and shall be authorised. to engage in any activities, and do and perform any ects_ef any nature what hat shall be proper, neesasan or lent for the furtherance of the objects and pureeses set forth in Article ill hereof. V. The duration of the corporation shall Ls- perpetual V1. The corporation shall comoiete its organisation within thirty (37) days after issuance of the Charter of- Incorporation. V11. All of the powers and authority of the corpora- tion s'aall be vested in and may be exercised by the Doard of Directors except as limited by law. this Charter or the By -Laws. and, in furtherance end not in limitation of said I powers. the Board of Directors shall have power, acting always in accordance with the By -Lawsi tonics rules and regulations not inconsistent with the fiy •Laws: to create ouch coswn.ntees of the Deere of Directors or of 3. • • or !Draper to carry into effect tho the Cornorat,on and to ..*=sonata as memoers or such eoem,tt:t_ :ten parsons a: it =hail determine and to confer uton coon commrttec: =en powers and authority as may by resolution be sat forth for the carrying on or exercising cf the purposes and powers of the corporation; ana generally to do any and every lawful cot naeessar • Purposes and_ object: of the corporation. Said Boar* of 6ireetors shall consist of not lass than =i;; (5) portent who shall be qualified, nominated. alecteO and aoDointad as is provided for in the"Gy -laws. Until their :hail have been duly elected the initial directors of the corporation and their business and home addresses are as Follows: Pane Business Hose Address Address Ralph H. Kiyoseki Oast. of Education 81 Apoki St. 6$Q Waienuenus Ave. Hilo, Hawaii Hilo, Hawaii- Benedict Lui Kwen State. Employment Service 266 Waianuenue Ave. 225 Kapioleni St. Hilo, Hawaii Hilo, Hawaii Blaina Brecsi:aw Univ. of Hawaii Honaunau Extension Service Hawaii Kainaliu, Kona Rot.ert M. Gta Univ. of Hawaii 135 Alas St. Extension Service Hilo, Hawaii Federal Building Hilo, Hawaii Fumike Iii Dept. of Social Services 1238 Waienuenue Ave. 52 Puuoko St. Hilo, Hawaii Hilo, Hawaii Tadao Ckimoto County Auditor's Office County Building Hilo, Hawaii Omens. Hawaii V111. The officers ce the corporation =hall consist of such officers as shall he provided for in the By -Laws and their qualiFicationc, duties, powers, term of office end 4. • • manner of appointment shall be es provided for in the dy -taws. Any o may be created or abolished by the By -Laws. provided that there shall aiweys bo a president, 4 vice president, a secretary and a t may be 6 corporation, and the offices of secretary and treasurer may be held by the same p officers of the corporation and their business and home addreasea are es follows: O7fic -r President: Ralon h. Kiyocaiai Vice- Pres,dcne: Benedict Lui Kwan Secretary: Blaine Bradshaw T Robert M. Otis Business Address Oast. of Education SI Aoohi St. 480 Waianuenue Ave. Hilo, Hawaii Hilo, Hawaii State.Esasloyment Service 266 Waienuonue Ave. 22S Kaomoiani St. Hilo, Hawaii Hilo, Hawaii Univ. of Hawaii Extension Service Henaunau Kainaliu, Kens Hawaii Univ. cf Hawaii Extension Service 135 Aloe St. Federal building Hilo, nautili .Hilo, Hawaii LX Membars of the corporation shall be admitted, suspended, and expelled in such manner as shall from time to time be p ibed by the By -Laws. w. The initial By -Laud of the corporation shall be approved and adooted by the signers of the Petition for e Charter of Incorporation within thirty (30) days after the granting of such Charter. The By -Laws may be altered, amended or repealed thereafter by a majority of the member, present at any annual meeting or a special meeting duly coiled and sooeifically held for such purpose. S. Home Address . The The initial • 6. xl. The corporation is no.. organised for profit and will not issue coy stock. No,part of the corporation's assets, income or earnings shall be distributed to its members, directors or officers except for services actually rendered to the corporation. If the corporation shall caeca to exact or shall be dissolved voluntarily or involuntarily, all property end assets of the corpora- tion of every kind after the payment of its just debts shall be eittributed coleiy to one or more organizations exempt from United Staten income tax, either charitable, scientific, educational, or with purposes similar to those of the corporation. XII. The property of the corporation shall alone be liable at law for-payments of the debts and liabilities of the corporation. No director or officer of tha corporation or his heirs, executors, or administrators. shall be liable to the corporation For any loss or damage suffered by it on account of any action or omission by him as such director or officer, unitise etch director or officer shall, with respect to such action or omission, be end /or have bean guilty of misconduct or negligence in the performance of his duties as such director or officer. X111. This C::arter shall bp subject to amendment from time to time in accordance with law, and the corpora- tion shall be subject to all general laws now in force or hereafter cnectc■ with regard to corporations of this nature. • • IN WITNESS WHEREOF. I have Hereunto sac my hand end sensed the official :sal, of the Deoertmenc of Recuietory Acenctes of the Stets of Wauaii ;o be hereunto affi this aJ7l of /l' <.• 196S. DIRUC. 1t OF RCu6i.iCCa7 i , NCIOS STATE OF HAWAII 7 . • APPROVED BY: • • HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL BY - LAWS HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL BOARD OF DIRECTORS JUNE 22, 1998 • Section Section Section Section Section Section Section ARTICLE III. COMMITTEES • • Section Section Section Section Section Section Section Section TABLE OF CONTENTS PREAMBLE PURPOSE AND FUNCTIONS ARTICLE I. MEMBERSHIP Section 1. Size of the Board Section 2. - Board Composition Section 3. Selection Procedure for the Poor Sector Section 4. Selection Procedure for the Private Sector Section 5. Selection Procedure for the Public Sector Section 6. Appeals Procedure by Other Groups for Adequate Representation Section 7. Removal Section 8. Alternates Section _ 9. Vacancy Section 10. Limitation on Board Service Section 11. Conflict of Interest Section 12. Compensation ARTICLE II. OFFICERS OF THE BOARD 1. Description and Duties 2. Election of Officers 3. Term of Office 4. Recall and Vacancies 5. Dual Office Holding 6. Supervision by Board 7. Ratification of Acts by Board 1. Executive Committee 2. Program Development Committee 3. Membership Committee 4. Finance Committee 5. By -Laws Committee 6. Human Rights Committee 7. Personnel Committee 8. Evaluation Committee PAGE 1 2 3 3 3 4 4- 5 6 7 8 9 9 10 11 11 12 12 12 12 12 13 14 14 15 15 15 16 16 ARTICLE IV. ARTICLE V. ARTICLE VII. ARTICLE VIII. ARTICLE IX. ARTICLE X. Section 9. Legislative Committee Section 10. Ad Hoc Committee MEETINGS AND RULES Section Section Section Section Section Section Section ARTICLE VI. FISCAL PROCEDURES Section Section Section TABLE OF CONTENTS 1. Regular Meetings 2. Notice of Regular Meetings 3. Agenda of Regular Meetings 4. Minutes 5. Biennial Meeting 6. Special Meetings 7. General Rules For All Meetings 1. Fiscal Year 2. Required Signature 3. Legal Documents PUBLIC ACCESS TO AGENCY INFORMATION Section 1. Meetings Section 2. Books and Records AMENDMENTS TO THE BY -LAWS DISSOLUTION COMPLIANCE WITH BY -LAWS APPENDIX PAGE 16 16 17 17 17 17 18 18 18 DUTIES AND FUNCTIONS OF THE EXECUTIVE DIRECTOR Section 1. Conditions 20 Section 2. Responsibilities of the Executive Director 20 22 22 22 23 23 24 25 26 27 • • BY -LAWS HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL PREAMBLE The name of this private non - profit corporation shall be the HAWAII COUNTY ECONOMIC OPPORTUNITY COUNCIL. It shall act as the official Community Action Agency for the County of Hawaii, in conformity with the standards and regulations set forth by the Community Services Block Grant Act (CSBG) and established policies of State Govemment. 1 ARTICLE I. MEMBERSHIP SECTION 1 SIZE OF THE BOARD A. Board members selected by HCEOC shall consist of thirty -three (33) members. B. The power to change the size of the Board rests with the Board. C. A change in representation of one category of membership must be reflected in the proportion of members from the other categories. SECTION 2. BOARD COMPOSITION The total number of Board seats shall be divisible by three (3) and represents the following sectors of the community to effectively address poverty related issues. A. Representatives of the Public Sector Eleven (11) seats shall be allocated to Public Officials or their representatives. B. Representatives of the Poor Sector Eleven (I I) seats shall be allocated to representatives of the poor, although representatives of the poor need not themselves be poor. C. Representatives of the Private Sector Eleven (11) seats shall be allocated to private non - political organizations. SECTION 3. SELECTION PROCEDURE FOR THE POOR SECTOR A. The members of the District Council will elect by majority vote, in a secret ballot, representatives to the HCEOC Board of Directors. B. Election for alternates shall be conducted in the same manner and at the same meeting as HCEOC Board Representatives are elected. C. Apportioning of Districts. 3 B. The Board Chairperson, or a designated officer of HCEOC, shall solicit public elected officials by letter to serve on the Board. In the event that there are not enough elected Public Officials reasonably available and willing to serve on the Board, HCEOC shall select Public Officials to serve on the Board. C. Names of both elected and appointed public officials must be submitted to the Membership Committee. D. The Membership Committee shall review all Public Sector applications and recommend to the Board Public Officials and appointed Public Officials for final Selection by the Board. E. The Public Officials selected to sit on the Board may each appoint a permanent Representative to serve either full -time in his/her place or whenever he /she is unable to attend a meeting. F. Representatives of Public Officials have no alternates and restrictions which apply to alternates of the Private Sector and Poor Sector are not applicable. G. Representative of Public Officials shall be authorized to act for the Public Officials in matters before the Board, and not as individuals. H. The term of Public Officials or their Representative shall be conterminous with the term of the office of the Public Official. SECTION 6. APPEALS PROCEDURE BY OTHER GROUPS FOR ADEQUATE REPRESENTATION A. Any community organization shall be able to petition the Board and have a hearing for representation. B. Petitions shall be presented at least fifteen (15) days before the regular meeting of the Board at which time they will first be presented. C. Petitions shall be filed at Hawaii County Economic Opportunity Council, 47 Rainbow Drive, Hilo, Hawaii 96720 between the hours of 7:45 A. M. and 4:30 P. M. or by mail. 5 • B. Procedure for Removal 1. Private and Poor Sectors a. If a member is absent or not officially represented for two (2) consecutive Board Meetings and three (3) consecutive Committee Meetings, the member and the organization which he /she represents will be notified in writing (fifteen (15) days prior to the hearing) that the Board intends to remove them. The member and the organization will be given a date (by the Membership Committee) to appear at the hearing. At that time they may present reasons why they should retain their position on the Board. • • 2. Private groups may substitute representation at any time with written notice to the Board, provided that the provisions of these By -Laws with respect to certification of the representative are complied with. 3. Public a. Elected officials or appointed officials shall be notified if their representatives are not substantial attendance, or for just cause, the Public Officials may be requested to appoint replacements. b. The Public Officials, both elected and appointed, may substitute representatives at any time with written notice to the Board, provided that the provisions of the By -Laws with respect to certification of the representative are complied with. SECTION 8. ALTERNATES A. Alternate Representative of the Poor Sector 1. Alternates shall be chosen according to Article I Membership, Section 3C Selection Procedure of the Poor. 2. Alternates shall act only as substitutes for a regular member in his/her absence and may not serve as officers of the Board. 7 B. The Board of Directors shall fill vacancies as soon as possible. 1. The vacant seat of a representative of the poor shall be filled by his/her alternate. 2. Vacant seats of representatives of private organizations shall be filled in the following manner: a. If an alternate has been selected, the alternate shall serve out the term and the naming of a new representative shall occur after this event. b. If an alternate has not been selected, the Board shall ask the organization which appointed the former member to name another representative to fill the term. SECTION 10 LIMITATION OF BOARD SERVICE A. Public Officials or their representatives shall have no tenure restriction and serve for the duration of their appointment by the designating official as long as the public official is currently holding office. B. Representatives of the poor and of private organizations may serve up to five (5) consecutive years, but no more than a total of ten (10) years with a twelve (12) month hiatus between terms. SECTION 11. CONFLICT OF INTEREST A. No person may sit on the Board if he /she is an officer or an employee of an organization contracted to perform a component of an HCEOC program, an employee of HCEOC or federal employee of a funding source. B. No person may sit on the Board is he /she has a conflict of financial interest and "substantial interest" in HCEOC contracts. 9- 1 II • • ARTICLE II. OFFICERS OF THE BOARD SECTION 1. DESCRIPTION AND DUTIES The Officers of the Board shall be: Chairperson, Vice - Chairperson, Secretary, and Treasurer. CHAIRPERSON The Chairperson of the Board shall preside at all meetings of the Board and Executive Committee; appoint members of all Committees with the exception of the Executive and Personnel Committees. VICE- CHAIRPERSON The Vice - Chairperson shall have all the powers and shall perform all duties of the Chairperson in that person's absence. SECRETARY The Secretary shall maintain a complete file of the minutes of all meetings of the Board and shall sign required correspondence and documents. TREASURER The Treasurer shall have charge of the funds of the Board and shall arrange for the deposit of funds in the name of the Board in a Bank designated by the Board. The Treasurer shall present a Financial Report to the Board at each regular meeting, and shall explain the Report at the request of the Chairperson of the Board. SECTION 2. ELECTION OF OFFICERS ARTICLE III. COMMITTEES The standing Committees shall be: Executive Committee, Personnel Committee, Evaluation Committee, Program Development Committee, Legislative Committee, Finance Committee, Membership Committee, By -Laws Committee, and Human Rights Committee. The Chairperson of the Board shall appoint Committee members with the Exception of the Executive Committee. The membership of a particular committee shall appoint its Chairperson with the exception of the Finance Committee and the Executive Committee. Membership on all committees, including the Executive Committee, shall consist of at least one representative from each of the three (3) categories of membership comprising the Board. Each Board Member shall be assigned at least one standing committee, and insofar as possible, all Board Members should be assigned approximately similar loads of committee work. The Chairperson of the Board may be an ex- officio member of all committees but has no vote. Members of committees shall be given not less than forty-eight (48) hours notice. Meetings shall be called by the Chairperson of the Committee. All recommendations from committees require ratification by the Board before implementation. SECTION 1. EXECUTIVE COMMITTEE The Executive Committee shall consist of the Officers of the Board, plus as many additional members as required to make the total membership proportional to the representation of classes of Board membership. These additional members shall be elected by the Board in the same manner as officers are elected according to these By -Laws. Nominations for each of the Executive Committee positions shall be made by the Nominating Committee, whose responsibility it shall be to maintain proportional representation. - 13 - SECTION 4. FINANCE COMMITTEE The Committee shall recommend guidelines for the management of fiscal policies, shall work with the Executive Director in preparing the budget, and make a quarterly report on the fiscal condition of the corporation to the Board. This Committee shall also explore possibilities of community contributions to the non - Federal share of the cost of any program. SECTION 5. BY -LAWS COMMITTEE The By -Laws Committee shall be responsible for the development of by- Laws and recommendations of proposed amendments to the By -Laws. The Committee shall annually evaluate the By -Laws for conformity to Federal, State and local regulations, and for operating efficiency. It shall perform such additional duties as prescribed by the Board including legal matters. - SECTION 6. HUMAN RIGHTS COMMITTEE The Human Rights Committee shall hear any and all grievances, except for the grievance of the staff, which shall be handled by the Personnel Committee, or suggestions from any member of the Board or the community concerning matters of interest to it. The Committee shall report to the Board, all matters brought to its attention and all recommendations it may have. The Committee shall make itself available to the public. Nothing in this provision shall prevent parties to grievance complaints from subsequent direct access to the Board. This Committee shall work in conjunction with the Equal Employment Officer. This Committee will also review the Affirmative Action Plan and recommend Board approval. This Committee will also guarantee the enforcement of the Agency's Affirmative Action Plan. - 15 - SECTION 1. REGULAR MEETINGS ARTICLE IV. MEETINGS AND RULES The Regular Meetings of the HCEOC Board of Directors shall be held on the fourth Monday of each month unless otherwise ordered by the Board or the Executive Committee. However, the Board shall meet at least once every ten (10) weeks. SECTION 2. NOTICE OF REGULAR MEETINGS A. Written notice of meetings and the Agenda shall be sent to all members of the Board. Committee reports, reports from the Executive Director, and other agenda materials shall be included in the mailing when available. B. Notice shall be provided at least five (5) days in advance of meetings. C. It is the responsibility of member organizations to see that their alternates are notified when they are to attend a meeting in the place of the representative. SECTION 3. AGENDA OF REGULAR MEETINGS A. The Agenda shall include minutes of the previous regular meeting, any special meetings, and committee meetings held since the last regular meeting. B. The Chairperson shall provide opportunity for new business to be introduced from the floor and from the public, whether or not this has been included in the advance written agenda. SECTION 4. MINUTES A. Written minutes shall be kept for each meeting. - 17 - C. Voting Three (3) seats shall constitute a quorum at any Committee Meeting. 3. The quorum requirement is applicable for all official Board action at the time the action is taken. If at any time during a meeting the quorum is destroyed, the Board's action will not be recognized as official. 1. All votes in Regular or Special Board Meetings and Committee Meetings shall be by majority votes unless otherwise specified in the By -Laws. 2. Proxy voting by any Board Member shall be prohibited at meetings of the Board and its Committees. D. Scheduling of Meetings 1. All meetings shall be scheduled for the convenience of Board Members and the General Public. - 19 - G. The Executive Director shall maintain a complete library of pertinent current rules and regulations and policies. H. The Executive Director shall be responsible for informing the Board of all Federal, State, and local Laws and Regulations to enable the administration of programs to be in compliance with them. I. The Executive Director shall be responsible for the proper completion and prompt return of all official requests for information, reports, and forms from funding source. J. The Executive Director shall be responsible for maintaining liaison between the Board and other agencies, and shall keep communications continuous with all community agencies relevant to the work of HCEOC. K. The Executive Director shall hire, supervise and terminate employees and shall be responsible for compliance with Federal, State, County, and HCEOC Policies on Equal Employment Opportunity, Affirmative Action and hiring and termination of staff members. L. The Executive Director shall direct and supervise all HCEOC Employees and make recommendations to the Board matters of Personnel Policy. M. The Executive Director shall perform such other duties and carry out such other responsibilities as the Board may require. - 21 - - 23 - ARTICLE VII. PUBLIC ACCESS TO AGENCY INFORMATION SECTION 1 MEETINGS All Committee, Regular and Special Board Meetings shall be open to the public except those portions concerned with personnel matters. SECTION 2. BOOKS AND RECORDS Upon request, all books and records shall be made available to the public with the exception of staff personnel records. • a ARTICLE IX. DISSOLUTION The duration of the corporation shall be perpetual. In the event the corporation is to be dissolved, dissolution procedures shall be in accordance with the State Law as modified by any other legally binding conditions. - 25 - HILO SEVEN COMMUNITIES HILO DISTRICT COUNCIL 14 MEMBERS 1 4 REPRESENTATIVES TO THE BOARD PUBLIC 11 MEMBERS KA'U -PUNA TWO COMMUNITIES d 3 I1i l 2 a 2 KA'U -PUNA DISTRICT COUNCIL 6 MEMBERS 1 2 REPRESENTATIVES TO THE BOARD LOW- INCOME 11 MEMBERS KONA THREE COMMUNITIES 1 KONA DISTRICT COUNCIL 12 MEMBERS 1 2 REPRESENTATIVES TO THE BOARD HCEOC BOARD OF DIRECTORS - TOTAL OF 33 MEMBERS HAMAKUA- KOHALA THREE COMMUNITIES COUNTY -WIDE d •e Y m 3m 2 d'm na o �£ 1 HAMAKUA- KOHAIA DISTRICT COUNCIL 8 MEMBERS f 2 REPRESENTATIVES TO THE BOARD PRIVATE 11 MEMBERS 1 REPRESENTATIVE TO THE BOARD l 1 - U T HEAD START PO ICY COUNCIL 7 MEMBERS • 0