HomeMy WebLinkAboutCOM 0641.001 2010-2012William P. Kenoi
Mayor
April 3, 2012
County of Hawaii
Finance Department
25 Aupuni Street, Suite 2103. Hilo, Hawaii 96720
(808) 961-8234 • Fax (808) 961 -8248
Colleen Schrandt
Legislative Auditor
County of Hawai`i
1266 Kamehameha Avenue, Suite A -1
Hilo, Hawai`i 96720
Nancy E. Crawford
Director
Deanna S. Sako
Deputy Director
RE: A Technical Assistance Report Evaluating Property Tax Policies and Administrative
Practices in Hawai`i County
Ms. Schrandt,
The IAAO review of the Hawai`i County real property taxation system has brought a
useful outside perspective to the system as it currently stands. It also highlights areas of
concern and recommendations for correction. Some of these areas have been or are being
currently addressed. Some are constrained by fiscal or legal considerations.
We welcome this opportunity to increase public understanding regarding our real
property tax (RPT) system and to consider options which could simplify and improve the
current tax code and its implementation. As identified in the report's summary, the code
includes a broad variety of programs, dedications and exemptions providing tax relief to
certain segments of the population. All of this deserves careful review.
I would like to take this opportunity to comment on the referenced report to provide some
input from the Department of Finance. For the sake of brevity, this correspondence is
related only to the Executive Summary portion of the report. There are, however, a
number of items in the body of the report that we would like to make additional comment
on at a later time.
The authors report that many of the public's concerns about fairness can be attributed to a
shortage of information about property valuations and the many real property tax
programs and exemptions. Specific concern is expressed about the RPT website. It is one
of the Real Property Tax Division's goals to communicate with the taxpayer using
whatever means are available. In the past, the division has met with interest groups across
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IAAO Review
April 3, 2012
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the island, however more recently presentations have been limited. The division is open
to ideas on how to more effectively communicate with the public. Some questions must
be answered individually, as the complexity of the current system makes it difficult to
explain without actually addressing a specific parcel and working out all the alternatives.
The division is actively working to procure a new website, as the current website is based
on 12 year old technology and is therefore limited in its options.
The following paragraphs correspond to those bulleted in the Executive Summary of the
report:
• No regular "cyclic" reappraisal, including physical inspection, of all real property.
This is a desirable goal for the RPT Division. With over 140,000 taxable parcels
spread over 4,028 square miles, the recommended 6 year cycle of physical inspection
will require each of our 15 appraisers to review 1,554 taxable parcels annually in
addition to other required inspections. A reasonable estimate of what it would cost
for an outside firm to resurvey based on what Kauai County paid per permit a few
years ago would be $75 /parcel over a 2 -3 year period or over $10 million.
• Lack of use of regional building cost modifiers. Cost data is gathered from
contractors and suppliers island -wide and is combined to a single set of cost data.
Currently the difference in cost between areas has been less than 5 %. In the past
during a more competitive building environment, the difference was higher. Using
the combined cost data potentially resulted in undervaluing the cost of West Hawai`i
construction and a resulting loss of revenue. The department will re- evaluate this
practice.
• Lack of ability to use the income approach to value. The ability to use the income
approach would be very welcome and the CAMA system is capable of handling it,
assuming adequate funds and resources are available to collect data and set it up.
• Limited review of agricultural and other exemptions. Income based qualification re-
quirements. Income based qualifications are already in place for the dedicated
agricultural program, it is the non - dedicated program that does not have this criteria.
The division currently checks the initial application criteria and follows up on leads
for violations.
• Limited grounds for appeals on equity grounds. We disagree with the authors that
there are limited grounds for appeals based on equity. The lack of uniformity is but
one of the grounds of appeal, and valuation issues are heard as grounds for appeal.
We do not interpret the County Code as limiting a taxpayer's right to appeal as shown
in the report example. The Real Property Tax Board of Review errs on the side of
granting jurisdiction rather than denying it.
• Overly complex exemption system making it difficult to understand who benefits and
how much they benefit. Difficult to ascertain whether benefits received from these
programs apply as intended by the Council. We agree that the County currently has
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April 3, 2012
Page 3
a complex exemption system that can be confusing to taxpayers and requires a high
level of computer and appraisal expertise to implement. Additional analysis is
desirable.
• Lack of ongoing, regular analysis of effects of exemptions. Ongoing and regular
analysis of exemption effects is very desirable. The RPT Division performs analysis
upon request and has provided a great deal of information on various programs and
exemptions in the past. The department will work to develop a more routine analysis
program.
• Complex multi - tiered tax rates. No evidence of any analysis of the effects of these
multiple tax rates. Tax rate determinations are not a responsibility of the RPT
Division. The Finance Department does study various rate options each year during
budget development. The County Council is also provided with the certified values
each year for use in determining the tax rates for the upcoming fiscal year. In some
years the administration has proposed certain rates, but that is not always the case.
• Lack of formal complaint investigation and reporting system. The RPT formal
complaint system is part of the function of the Real Property Tax Board of Review.
Annually they hold a special hearing for complaints, which is publically noticed. All
complaints received or heard by the board are reported to the Mayor and the County
Council as part of their annual report, and the complaint document is included with
the report. Other, less formal complaints may range from those that are resolved
simply through a call to the office to complaints that require investigation and a more
formal response. Those are not consistently tracked and the department will look at
implementing a more formal tracking /filing system. The RPT also has customer
service reporting forms in both offices. Completed forms are submitted to the
Director of Finance. All feedback received is shared with the division and with
specific employees if applicable. Though complaints are rare, they are investigated
and acted upon.
• Limited documentation about sales validation and ratio studies. The existing ratio
and sales verification system has been improved over the past decade starting with the
legacy system as a basis: The staffs proficiency, recognized by the authors, is the
result of the workshops being conducted by the division in this area. This is
especially encouraging since most of the appraisal staff has 2 or less years of
experience. Queries on the database are used to detect sale chasing.
It is expected that a fuller use of the studies can be the easiest item to implement as
long as we retain the staff to do it.
• Limited opportunities for consistent ongoing communication between staff Such
contacts and communications can promote cohesiveness and encourage effective
problem solving, as well as common understanding and consistent application of
policies and procedures. We agree with the authors that communication and personal
contact create a more cohesive work group and lead to better problem solving and
understanding. The RPT Division holds monthly supervisor meetings which include
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April 3, 2012
Page 4
supervisors from both offices, as well as division administrators and Finance Director
or Deputy. Normally the minutes of these meetings are shared with the whole staff
by email. All of the supervisors, including the administrator, have an open door
policy and as far as can be determined the staff has no qualms about using that access.
Use of workshops is increasing. Currently, because of the newness of the staff, the
goal is to hold two half day sessions a month with the appraisers and hope to expand
that to the other sections.
■ Limited training opportunities for staff. Currently, there are no requirements for
ongoing, continuing appraisal related education for staff. Division emphasis has
been on in- service training by senior staff. Over fourteen internal workshops have
been offered in the last two years. Last year the division brought in a market
modeling expert to train a group of senior staff in the process and will be bringing
him back this May for a follow up session. Additionally, they are sending 8 (out of
15) new appraisers to Honolulu for IAAO Course 101. Arrangements are being made
for next fiscal year to bring an additional IAAO course to Hilo in December.
• Vague property class definitions and an over - reliance on zoned use rather than
actual use in determining property class. This is a legacy from the state. The values
for vacant land are based on comparable sales with the same zoning; improved sales
are compared to others of like use as improved. Less dependence on the zoning and
more on actual highest and best use analysis would be welcome.
■ Limited use of digital maps and photographic images. We were informed that the
County has a geographic information system (GIS) and has acquired oblique imagery
of buildings. Yet we were informed that the Division does not routinely use these
technologies and has no plan to implement them. This is a misunderstanding. All the
appraisal staff have access to both the GIS and photographic databases and use them
extensively (training is provided). The misunderstanding comes from a reply by the
administrator that these databases are not integrated with the IAS system, which they
could be but are not yet.
• Lack of analysis of workloads, productivity, and standards against which to evaluate
performance. Workloads are analyzed and redistributed on a 2 -3 year basis. They do
not necessarily follow zone boundaries. The workload is monitored on an ongoing
basis, as is productivity using queries on the database, and assistance is assigned to
appraisers when an imbalance is found or reported. However, this process has been
disrupted in the last two years by staff turnover. Assistance could not be allocated as
the entire staff was dealing with an overload. This situation is improving as positions
are filled and trained. Performance standards are checked by reviewing completed
assessments and this will continue. The ability to run more specific and frequent sales
ratios will also assist greatly in maintaining standards. The IAAO's Assessment
Practices: Self - Evaluation Guide was obtained last May and is being used to guide
our future course as resources allow.
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Page 5
We appreciate the efforts of the authors of the report in reviewing our County's tax
policies and hope to have the opportunity to discuss the policies with them. Their review
of operations has identified several areas that we would like to work on, or where we are
already involved in implementing improvements. The authors maintain that all of their
recommended changes, other than new software, can be implemented with current
staffing and budget. It is our position that their analysis was made without all necessary
information, or a complete understanding of operational challenges.
The authors' comparison to `benchmark' jurisdictions notes that most, if not all, of those
jurisdictions listed do not include tax collections. They did remove the employees from
the collections section from the calculation but did not remove the costs from the budget
number used. The RPT budget includes $945,505 that is directly related to the collections
section. Once this is removed Hawai'i County falls to the bottom of the acceptable range.
An attached chart provides additional information regarding budget and staffing, and
compares the County to the other counties in Hawai`i. The most comparable is Maui
County. The amounts used are from the statewide report which is compiled annually by
each of the counties and available on the Honolulu website. The number used is for
levied real property tax amounts for FY 2009 -10 and does not include penalty, interest or
amounts collected by tax sale. The staffing counts exclude any collections staff, where
applicable, and were provided by the administrators of the other three counties. While
division budget amounts for the other outer islands were not immediately available the
same civil service costs apply across the state.
In 2004 and 2005 the County Council passed several ordinances amending the county
code related to certain exemptions and agricultural programs. This was the culmination of
over two years and hundreds of hours of work, involving a wide range of stakeholders,
including legislative branch representatives, real property tax appraisers, various finance
experts, corporation counsel, input from members of the Real Property Tax Board of
Review and a variety of members from the agricultural community. Review of tax
provisions and policies is important and warrants a thorough and thoughtful process to
achieve the desired results.
Thank you for this opportunity to provide input.
Sincerely,
Nancy Crawford
Finance Director
Attachments
cc: William P. Kenoi, Mayor
Hawai`i County Council
State of Hawai'i Statistics
Staffing breakdown
RPT Staff
Clerical
Mapping
Abstractors
Agency
State
Year
Total Property/
Business Taxes
Levied FY9 -10
Total Real
Property
Parcels
Personal
Property
Accounts
Total
Budget
2009 -10
Total
Staff
Budget as a
Percent of Total
Property Taxes
Budget /
Cost per
Parcel
City and County of Honolulu
HI
2010
836,448,000
277,581
0
6,259,649
115
0.748%
22.55
Hawaii County
HI
2010
214,198,000
139,883
0
2,332,077
37
1.089%
16.67
Maui County
HI
2010
232,597,000
70365
0
N/A
37
N/A
N/A
Kauai County
HI
2010
100,786,000
32,993
0
N/A
17
N/A
N/A
Staffing breakdown
RPT Staff
Clerical
Mapping
Abstractors
Appraisal
Tax
Admin
PTO
Total
Tax
- Tax
Honolulu
22
15*
9
• 54
0
4
11
115
0
115
Hawaii
12
0
5
15
11
3
2
48
11
37
Maui
9
1'
7
13
0
3
4
37
0
37
Kauai
5
1`
1
8
6
2
0
23
6
17
apprng staff; 1 each for Maui and Kauai; Both Maui and Kauai use CCH for drafting and mapping,
FY 2010 -11 taxable Parcel Count for
RPT Staff
Clerical
Mapping
Abstractors
Appraisal
Tax
Admin
PTO
Total
Tax
- Tax
Honolulu
12,617
18,505
30,842
5,140
N/A
69,395
25,235
2,414
N/A
2,414
Hawaii
11,657
N/A
27,977
9,326
12,717
46,628
69,942
2,914
12,717
3,781
Maui
7,818
70,365
10,052
5,413
N/A
23,455
17,591
1,902
N/A
1,902
Kauai
6,599
32,993
32,993 _
4,124
5,499
16,497
N/A
1,434
5,499
1,941
FY2010 -11 exemptions per clerical /araisa
pp
RPT Staff Exemptions Clerical Appraisal C +A
Honolulu 162,783 7,399 3,015 2,142
Hawaii 50,605 4,217 3,374 1,874
Maui 32,889 3,654 2,530 1,495
Kauai 17,598 3,520 2,200 1,354
Parcels
per Staff
2,414
3,781
1,902
1,941
Parcels
per Staff
2,414
3,781
1,902
1,941