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HomeMy WebLinkAboutCOM 0271.001 2012-2014Murashi e, Laura COUNTY CLERK !!I- HAVVAII From: Unmani Cynthia Groves [unmanib @maui.net] Sent: Monday, May 13, 2013 10:33 AM 2013 MAY 13 AN 0 59 To: counciltestimony@co.hawaii.hi.us Subject: From Unmani Cynthia Groves Ordinance 79 Testimony Attachments: Testimony Ordinance 79 Ad doc e� Testimony Ordinanc e 79 Ad.doc ... I provided 15 booklets on Monsanto vs Farmers to the Ordinance 79 to this testimony if it arrived. Otherwise, appreciate so much your printed this document. -''all me if questions -14 -9324 ,1 -4212 1 l jha 10 Nui Loa r,r.ni Cynthia Groves inrr<<.n ib @maui , net 1 Comm. No-27/-I Ref. To: Plje5H Ref. Date MAY 14 Z013 Testimony Ordinance 79 Addition RE: GMO Prohibitions Scheduled for May 14, 2013 9:00 a.m. Public Safety and Mass Transit Committee Council Chambers Aloha Honorable Chair and Council members, I am a health care practice management consultant to professionals and active member of the Alliance of Maui Community Association, Kihei Community Association Planning Committee, SW Maui Watershed Advisory and Halau Ke'alaokamaile who has done considerable networking with groups on Kauai and Maui particularly on pesticide and GMO related issues and been in support of two parties on the Big Island who are active regarding this Ordinance and petitions.in support of this Ordinance aAND Bill of Rights. I support the Ordinance 79 addition as well as putting in a Bill of Rights for the protection of Residents and Rights of Nature now while you can -- particularly to protect the Big Island from the experimental GE crops abuse such has occurred particularly in West Kauai. I support either a moratorium or prohibition on further GMO crop open air experimentation, a requirement to contain experimental crops, or creating GE Free zones -- unless you choose as the ordinance suggests, to ban GMO crops outright on the Big Island. Certainly there is a Pandoras Box in Hawaii Nei. I don't envy your position or choice. "Chemically grown crops and foods produced locally may be cheaper than organic and may aid the local economy, but they pollute the ground water, kill the soil food web, decrease the soil's ability to sequester climate - destabilizing greenhouse gases, broadcast pesticides into the air, can poison farmworkers, and incrementally poison consumers with toxic residues on their foods. "Local" pesticides, GMOs, and chemical fertilizers are just as poisonous as those used in California, Mexico, Chile, or China." http: wANw.11aturalne\ \scorn /031511) local i(wd organic 1`arming.htmlt +ixrr2I:1Nc.19m3 While this is strong language, there are a number of further complicating factors with GMO crops: The benefit is primarily to the convenience of the GMO grower and producer of the crops and potential in dire circumstances such as the ring spot virus —to prevent a crop from being wiped out. It is unclear whether the crop under healthy organic practice conditions would have survived the virus. There is no redeeming benefit to the consumer. It is hotly debated whether crops yields increase or decrease, and pesticide toxicity application appears to be getting more virulent in regard to handling superweeds, which may put consumers at greater risks of toxic burden when eating conventional or GMO foods. Concerns: IM Y, /�Nw�i. mo -rrrn� .�assor } cE��itia.tet� icn� ironmc�iurl elfct�, 1. The effects of monocropping on Biodiversity without liability constraints such as with the international Cartagena Protocol on Biosafety and the Nagasoya -Kuala Lumpar Liability Protocol signed by 150 countries, but not the US. 2. Effects on insects, spiders and other animals such as bee collapse http: / /en.wikipedia.org /wild /Colony_collapse_disorder 3 . Outcrossing: The spread of novel genes with unknown and unintended effects 4. Containment for foreign genes which cannot be recalled once released; and can change the nature and character of organisms. 5. Crop specific information 6. Gene transfer to microorganisms which can turn promoters genes on or off at random in networks subject to unknown and unintended effects. Gene VI Discovery in GMO Crops shows there exists autoimmune responses from such, including attacking the host. htt�: -'www .collective- evolution.com %2x)1 x;05!08 /hidden- viral -gene- discovered- in- gmo- cronsi 7. "Impacts of genetically engineered crops on pesticide use in the US —the first sixteen years. "Herbicide- resistant crop technology has led to a 239 million kilogram (527 million pound) increase in herbicide use in the United States between 1996 and 2011, while Bt crops have reduced insecticide applications by 56 million kilograms (123 million pounds). Overall, pesticide use increased by an estimated 183 million kgs (404 million pounds), or about 7 %. Contrary to often - repeated claims that today's genetically- engineered crops have, and are reducing pesticide use, the spread of glyphosate - resistant weeds in herbicide - resistant weed management systems has brought about substantial increases in the number and volume of herbicides applied. If new genetically engineered forms of corn and soybeans tolerant of 2,4 -D are approved, the volume of 2,4 -D sprayed could drive herbicide usage upward by another approximate 50 %. The magnitude of increases in herbicide use on herbicide - resistant hectares has dwarfed the reduction in insecticide use on Bt crops over the past 16 years, and will continue to do so for the foreseeable future. Public Health Concerns: Heightened risk of public health impacts can be expected in the wake of more intensive herbicide use, especially applications later in the season on herbicide- resistant crop varieties. While current risk assessment science suggests that glyphosate is among the safer herbicides per hectare treated in terms of human health risks, both the frequency of human exposures and levels of exposure via food, drinking water, and the air have no doubt risen in the U.S. in recent years. Two - thirds to 100% of air and rainfall samples tested in Mississippi and Iowa in 2007 -2008 contained glyphosate [341. The likely approval and use of herbicide- resistant crops in the U.S. engineered to survive applications of multiple herbicides adds tricky new dimensions to herbicide -risk assessments. Applications later in the growing season will be more likely to lead to residues in silage or forage crops. As a result, herbicide residues in milk, meat, or other animal products might become more common. The jump in herbicide volumes applied during June and July will increase the risk of drift and herbicide movement via volatilization, possibly exposing people via the air, water, or crops grown in the proximity of treated fields. Risks from the drift and volatilization of 2,4 -D and dicamba are of special concern, given that these two herbicides have triggered thousands of non- target crop damage episodes over the last 20 years in the U.S. Indeed, for several years, 2,4 -D has been the leading cause of crop damage episodes investigated by State departments of agriculture [.,_�]. Environmental Impacts linked to HR (Herbal Resistant ) Technology. A long list of environmental effects can be triggered, or made worse, by the more intensive herbicide use required to keep pace with weeds in farming systems heavily reliant on herbicide- resistant crops. Glyphosate has been shown to impair soil microbial communities in ways that can increase plant vulnerability to pathogens [36 -38], while also reducing availability of certain soil minerals and micronutrients [39]. Landscapes dominated by herbicide- resistant crops support fewer insect and bird species-, e.g., a study in the American Midwest reported a 58% decline in milkweed and an 81% drop in monarch butterflies from 1999 to 2010 [40]. Heavy use of glyphosate can reduce earthworm viability [4-1] and water use efficiency [42]. Several studies have documented reductions in nitrogen fixation in herbicide - resistant soybean fields sprayed with glyphosate [4 �,-1_ }]. Transgene flow from herbicide- resistant crops can occur via multiple mechanisms and can persist in weedy relatives [45]. Individually, these environmental impacts appear, for the most part, of the same nature and in the same ballpark as the risks associated with other herbicide -based farming systems, but collectively they raise novel concerns over long -term, possibly serious impacts on biodiversity, soil and plant health, water quality, aquatic ecosystem integrity, and human and animal health. " To view the entire study go to ?4 from the Charles Benbrook study of the USDA's o\Nn statistics. 7. Health effects of resistance to anti- biotics. GMO corporations have utilized their power to buy up more land and have vastly wider impacts on the environment and health. The weather in Hawaii has ideal growing conditions, enterprise tax incentives are offered by the state, and state's lax regulation has traditionally promoted the biotech industry. With lobbyists and friends in key positions in government and money to spare, they have managed to be even above the law with what has been dubbed the Monsanto Protection Act at the federal level. GMO companies are aggressive in their policies and plans to control the world's food supply, utilization of agricultural lands and their standard rhetoric on health safety. The later should not be confused with "policy on health. " 1. They are well protected by patents on life forms, 2. Have iron clad contracts that lock farmers into their system >. Put non -gmo farmers at a disadvantage and in an uneven playing field due to genetic pollution and pesticide drift. (Center for Food Safety booklet provided under separate cover is an example of the lack of equitable playing field between corporate and individual farmers), 4. They have initiated ag gag bills in various states 5. as well as preemption and exemption bills, such as bills introduced in the recent and past HI legislative sessions, 6. While they refer to the FDA approvals, most approvals for their crops occured in 1996 in which the FDA had no safety protocol in place and who have relied on the biotech industry to provide that. To this day the FDA does not have requirements for pre or post market human studies on GMOs, even though in Europe 3 months animal studies have been the norm, and currently the FDA requires 120 day animal studies for approval and must meet certain USDA requirements related to pesticide and pest status. The industry has fiercely opposed GMO labeling and the right to know and promoted propaganda to undermine organics and the actual costs of GMO labeling. The Stanford Study was criticized on a number of parameters that were left out of the study. llttt):; itci tut- ulsociCt \..co17,t'.r.i-LliculOiIS- �tu(iN - clziini� -�yr, anic- s<imC- as -Cun\ elltional , llup: oPitliunator.blogs.l1 tiillc Cum'_'U12 ;'1(1 0? th it- 91a »ed- stanli�td -stud http: �y�rry.hul�i_in�tt>i�hust c�n�� r��h�r�- t� _c�r�anic- lix,�l- �s- cc�mc��tiu h 18�7KU_'..htn�l httt�: -- ti� l� ��,cur� �tt��, pia. urr. ��-,.._, �: utli�r�ls- sf�in- �,n- �,r�,�al�i� -ul Icguc�l� - taint�•d -h� IMP: %or1arricfa1-111,.\\ Su.rdu hlt > 1-1 . de\ 11- 111 - 111C- dct.ril,. 9. Studies on health have been blocked by patent agreements, as well as protected from view by utilizing HIPPA requirements of medical facilities as well as the Freedom of Information Act restrictions. Inadequacy of existing protections in HI state law to protect health and environment with co- existence of GMOs, conventional and organic farming methods RE: GMO general use or restricted use pesticides contained within the seed or applied externally, 1. There has not yet been a political climate in Hawaii to get self - registry requirement on the state Pesticide Control website or sign up for robo calling or call a hot line for pesticide warning notification requirements. There are no required buffer zones in place in state statute that would protect and benefit organic crop owners, schools, child care facilities, health care facilities, residents, tourists, motorists or businesses from aerial or boomer, or hand pesticide spraying of crops, landscaping, recreation areas or roadside spraying other than a sign for restricted use pesticides that may or may not be readable.. 2. In 2006 experimental pesticide drift caused health harms to 1 I children who had to go to the hospital and caused 2 children to immediately faint in a small class room of students at Waimea Canyon School. Pesticide drift harms have occured in two other schools that I am aware of via internet search and communications. HB1386 was introduced following that incident which would have provided notification of pesticide application and provided buffer protections, but was deferred; Even though reintroduced in the 2013 session, that bill wasn't heard in legislative Committee this year. Other states such as California, New Hampshire, Maine, Connecticut adequately provide for reasonable notification and buffer- zones in law. 3. H13673 passed this year instead which was a step to assess other state laws on restricted use pesticides, and provides registry for reporting restrictive use pesticides posting on line subject to the Freedom of Information Act restrictions, but nothing occurred to provide immediate relief for residents to help them get out of harms way from fertilizers, the layering of general use pesticides that create novel combinations in GMO experimental testing in open fields, or even Roundup along roadways. These novel ingredients all have been quite harmful to the health of those who have reported to her," according to Peggy Kadey, president of the Kauai Network for the Chemically Injured. 4. Hawaii state pesticide law HRSI149A and AR -66 currently only require notification by sign (which may or may not be seen) for the benefit of the pesticide sprayer. The primary directive is as the pesticide label reads: to prevent pesticide drift to other persons or property, that is the Hawaii law. Period. I do not recommend further complications with GMO pollen or pesticide drift and experimentation with novel combinations layered with unknown effects on humans, to the aina or to our waters. The 200 + resident class action lawsuit vs Pioneer on the current devastation to West Kauai as expressed by Kauai Council member Gary Hooser enclosed, should be a fair warning to the Big Island, as well as the interview with Earth Justice Paul Achitoff, so I hope you take the two enclosed articles seriously. The ability to coexist between GMO growing crops. conventional crops and organic needs much further state regulation to even minimally co -exist without harms. Beware pre- emptions by the biotech industry. I have concerns with pre- emption bills that preempt protections of its citizens from agricultural chemical exposure, particularly the attempt by biotech on SB727 to remove protection of health and life from our county charters which fortunately failed in the 2013 legislative session due to outcry, Attempts have been made in past legislation to prohibit the state and county from banning or otherwise regulating activities related to genetically- modified plant organisms (GMOs). In the 2013 legislative session SB586 purported to be an agriculture self - sufficiency bill, passed and is at the governor's office. It should be vetoed in my opinion. Unfortunately, it exempts oversite from county per view on a number of agricultural building and aqua culture tanks and structures which were suppose to be minimal risk to health and life. However, without even county minimal requirements of oversite, compliance with plans and building permit and code requirements during the building process, or historic preservation of review with respect for cultural iwi rights, big ag and bioteech has once again circumvented county protection for all its citizens for health and life of the land. SB586 further gave exemptions for GMO lack of oversite on farm raised fish tank location, with fish fed GMO soy for fertilizer unlabeled and sold -which can harm organic crops if applied unbeknownst by the organic gardener, or with GMO fish accidentally released into our gulches, streams and ocean. Past legislation to limit genetic testing to contained covered facilities and transport vehicles failed. The state and county liability was waived, except in cases of gross negligence or intentional misconduct by the State or the county, and provided NO protection to adjoining ag or rural lands, creates potential nuisances or harms to organic lands, and environmental impacts in sensitive or special management areas (SMA). Inadequacy of existing protections to health and environment with co- existence of GMOs, conventional and organic farming methods. Chemically grown crops and foods produced locally may be cheaper than organic and may aid the local economy, but they pollute the ground water, kill the soil food web, decrease the soil's ability to sequester climate - destabilizing greenhouse gases, broadcast pesticides into the air, poison farmworkers, and incrementally poison consumers with toxic residues on their foods. "Local" pesticides, GMOs, and chemical fertilizers are just as poisonous as those used in California, Mexico, Chile, or China ". llttp:, \\.naturalnes\s.com (1; 1519 local organic farnliii`�.hUn1= $ixii� l:lAcA�1 111 Until the state cleans l(p its act and gets regulations in statute "for notification procedures on pesticicle spraying" and buffer gone regulations that benefil aclfoining and surr•ouncling properties, GE Free zones are created, or prat in statute containment ofeYI)er•imental GA10 testing, there is not a /eivl playing frelcl,fbr co-existence of GA10, conventional, and organic fin °rners. " Residents and farmers have no choice but to install protections at the county level. It's Not About Vadug.Tbe Corn By Kauai Council member Gary Hooser Posted on l ehruar\ ? 1, 201 3 by lw sci, It's not about eating the corn. Not for me anyway. The decision to eat or not eat the corn is only a small reason I support the labeling of genetically modified foods and hold deep reservations about the industry as a whole. People on my island are getting sick. Many believe their sickness is being caused by the secondary and cumulative impacts connected to the growing of genetically modified organisms. Yet when I've asked these companies directly and officially in writing to disclose what chemicals and in what quantities they are spraying, the industrial agrochemical GMO companies on Kauai have refused to do so. For me, that alone is enough to keep me from buying their products or supporting their industry, and to support full labeling requirements. 63 countries around the world including all of Europe, Russia, Japan, Australia and New Zealand require mandatory labeling of GMO products. Sonic countries have banned these products completely. Many questions exist and many doubts persist. There are valid health concerns ranging from allergen sensitivities to hormonal disruption to cancer, related to the GMO's and to the pesticide spraying that accompanies them. There are concerns about the globalization and corporate ownership of the worlds food supply. There are ethical and moral questions pertaining to the concept of corporations owning patents on living organisms both plant and animal, and to the increased diminishment of bio- diversity. All valid reasons consumers may not want to buy these products and thus the need to require labeling. For me, it's personal. Kauai is ground zero in the GMO industry. These industrial agrochemical operations dominate the landscape of Kauai's west side and are now moving into the southern and eastern land as well. The fields of mostly genetically modified corn not intended for human consumption grow on approximately 12,000 acres of prime farmland stretching from the base of the mountains down to within just feet of the pristine ocean waters. These crops are subject to spraying with toxic pesticides up to 6 days a week. Over 200 residents of WaimeaValley have tiled suit claiming negative impacts from pesticide laden dust blowing into their homes and onto their bodies. Biologists estimate over 50,000 sea urchins died last year in near shore west -side waters. People in all parts of Kauai County are growing increasingly concerned about the impacts that result from these companies spraying their fields with toxic and experimental chemicals that then flow into streams and near shore waters and cling to the dust which blows daily into neighborhoods and schools. Yet these agrochemical companies, who are required by law to keep records of their pesticide use, tell me blithely to go elsewhere for the data. About half the land used for GMO production on Kauai are public lands upon which zero property tax is paid. But they refuse to disclose to the public what they are growing or what they are spraying on these public lands. These large transnational corporations transfer their end products to related subsidiaries, benefit from Enterprise Zone and other GET exemptions and consequently pay zero GET tax on the products they produce. State law and terms of the public lands lease /license require compliance with Hawaii's environmental review law Chapter 343HRS, yet no documentation demonstrating compliance exists, no exemption declaration, no environmental assessment and no environmental impact statement. Groxving genetically modified organisms, using experimental pesticides and spraying a wide array of restricted and non restricted pesticides on a mass scale have impacts on our island, our health and our environment. There are direct impacts, secondary impacts and cumulative impacts but we don't know what those impacts are because they have never been properly evaluated — and the companies in question won't even give us the information needed to make a proper evaluation. So yes, I support labeling. Absolutely. Labeling, mandatory disclosure and a permitting process that requires a comprehensive review of the significant environmental and health impacts to our island and our community caused by this industry — I support them all, because as you can see this is about much more than just eating the corn. Gary Hooser Member Kauai County Council — Former Director of the Office of Environmental Quality Control for State of Hawaii — Former Hawaii State Senator and Majority Leader GMOs in Hawaii http: / /honoluluweekly.com /cover /2009/04/a- seed -of- doubt/ by Joan Conrow I Apr 8, 2009 With thousands of acres of farmland across the Islands already devoted to genetically modified seeds, there are few signs that Hawaii is ready to get serious about regulation. Ask folks to name Hawaii's most valuable farm crop and they'll likely say sugar or pineapple, maybe hazard a guess at macadamia nuts. Few will answer correctly –seeds –and even fewer will know that at least half that industry is devoted to growing genetically - modified organisms, or GMOs. GMO is the catch phrase for any plant, animal, bacteria or virus with genetic material that has been altered through engineering. This is commonly done by forcing a gene, usually through use of a virus, bacteria or cell bombardment, from one organism into another to create an entirely new organism with desired traits, which can then be patented by its creator. Although born in a laboratory, genetically- engineered (GE) plants must be tested in the real world of soil and sun. Those that succeed are grown on a larger scale, producing seed for commercial farmers who are not legally allowed to save patented seed from their harvests. and so must buy new supplies each year. I lawaii performs both functions, with land throughout the state being used to test and produce GE seed crops. Hailed by some as 21 st century wonder plants that will feed a hungry, weather - beaten planet, and denounced by others as a craven corporate bid to control the global seed supply, GE crops are driving a fierce international debate over the future of farming. And unbeknownst to most residents and visitors, Hawaii is in the thick of it. Fruitful experimentation In the past two decades, the Islands have hosted some 2,252 outdoor tests for experimental GE plants, more than any other place. Open -air field trials have been conducted on corn, soybeans, cotton, potatoes, wheat, alfalfa, beets, rice, safflower, sorghum, sunflowers, sugar cane, pineapple, dendrobium orchids, anthurium, coffee and papaya, among others. About 130 now are under way throughout the state. Some of Hawaii's outdoor testsby companies such as Monsanto, ProdiGene, Garst Seed Co. and Hawaii Agriculture Research Center (HARC) —also involved biopharmaceuticals, which refers to plants genetically- engineered to produce medical supplies, drugs. vaccines and industrial chemicals. According to court documents, these trials involved experimental AIDS and hepatitis B vaccines; growth hormones; enzyme production from human genes; and aprotinin, a blood - clotting cow protein that is also an insect toxin. Information about where these tests were done remains blocked by a court order. Earthjustice attorney Paul Achitoff, who brought a lawsuit seeking to halt these open -air biopharm trials in Hawaii until they could be assessed for environmental and public health risks, said the crops reportedly were harvested while the case was in litigation and it does not appear that any biopharms have been planted since. He and his staff monitor a Virginia Tech website ([ \\ w w i�E�.._� t ��iu]) that posts applications for field trial permits and their status. It usually, but not always, discloses the reason for the test, the crop involved and whether it is considered a biopharmaceutical. But while it names the state, it does not disclose the specific location, and details about biopharm tests are rarely included. The industry maintains that such confidentiality is needed to protect their crops from vandalism and their trade secrets from competitors. The federal government supports that stance, and the state has followed its lead, with both the University of 1- fawaii and various state agencies consistently fighting legislation requiring disclosure of GE crop sites. In testimony presented in February in opposition to one such bill, which has since died, James R. Gaines, the University's vice - president for research, cited concerns about "the threat to field research, vandalism and destruction of research crops as has happened dining the development of the transgenic papaya.' Ted Liu, director of the Department of Business, Economic Development and Tourism, testified that, "over- regulation contributes to Hawaii's anti - business image, jeopardizing the success of established businesses as well as the potential of attracting new investment to the State. " The state Department of Agriculture also strongly opposed the bill, saying the permitting and regulating of field tests "is the province of the U.S. Department of Agriculture (USDA)." But some contend the federal regulatory process is tainted. Since the administration of George H.W. Bush, biotechnology industry officials have been tapped to till key positions in the three agencies charged with regulating GMOs, and were at the helm of the USDA when it ruled that crops and foods containing GMOs are essentially the same as their conventional counterparts, and thus pose no danger to people or ecosystems. More recently, President Obama came under fire for choosing Tom Vilsack, who supports both GE and biopharm crops, as his Agriculture Secretary. GMO opponents note that the USDA also has funded and conducted extensive biotech research, including the so- called "terminator technology" that prevents the second -year propagation of GE seed, thus ensuring that farmers must buy new seeds each season. Still others have criticized what they characterize as the USDA's "rubber stamp " approach to field trial permit applications. According to a report published by the U.S. Public Interest Research Group, the agency has rejected only 3.5 percent of the more than 40,000 permit applications submitted, and those were due to incomplete applications and paperwork errors. "Experimental field trials of GE agricultural crops in Hawaii are conducted without adequate oversight or sometimes even the knowledge of where the trial is located," said Nancy Redfeather, a Big Island coffee grower and member of Hawaii SEED, a statewide group of farmers, environmentalists, scientists, cultural leaders and others organized against GMO crops in Hawaii. Some Hawaii residents also have expressed concern about the chemical s—atrazine and heptachlor among them —used on GNIO test plots around the state, saying they could be harming agricultural workers and those who live or work near the fields, as well as the environment. "On Kauai, some of the testing is to develop herbicide - resistant crops that tolerate multiple chemicals, " said Jeri Di Pietro of GMO Free Kauai "So the research going on here includes spraying a cocktail of chemicals that will not kill the plants. The amount of spraying escalates as they look for the high dose tolerance level. This massive amount of chemical application is going on near our schools, coastline and bird sanctuaries. Very few studies have been done on how to mitigate contamination of soil and bacteria where genetically engineered crops have been grown. Seed companies have consistently defended their cultivation and chemical application practices as complying with federal regulations, and the Environmental Protection Agency has issued few citations. It fined Syngenta Seeds $17,550 last year for two pesticide - related violations, while in 2002 Pioneer Hi -Bred and Mycogen Seeds, a unit of Dow Agrosciences, agreed to each pay a tune of less than $10,000 after the EPA cited them for failing to meet isolation and containment requirements during field trials on Kauai and Molokai. respectively. This is not a drill But testing isn't the only purpose that Hawaii fields serve. Agricultural lands throughout the state also are used to grow GE seed for commercial farmers, with much of the activity centered on Oahu, Molokai and Kauai. About half of the 4,000 acres in seed crops statewide are cultivated in GMOs, according to industry estimates. About 97 percent of it is "Roundup Ready" corn, which can withstand direct applications of Monsanto's herbicide. GE seed crops that produce their own insecticides are also being grown. Seed companies have been taking advantage of Hawaii's year -round growing season since the mid- 1970s. But with an annual value of just $20 million two decades ago, the seed industry was a big player in Islands agriculture. Now, it's the star —and the only one that's rising. With a record -high value of $146.3 million last season, the seed industry accounts for about a quarter of the state's total farm revenues, eclipsing every other commodity. It "s also expanding rapidly, increasing 42 percent last year alone. The steady growth is no accident. The state has been recruiting biotech businesses and investment since the mid- 1990s, when former Gov. Ben Cayetano endorsed the industry as a clean, high -tech way to save agriculture and diversify the economy. Now all the major chemical and agribusiness companies involved in GMOs are established in Hawaii. These include Dow AgroScience, Syngenta and BASF, as well as Dupont's Pioneer Hi -Bred International, the world's largest seed company. The biggest local grower is Monsanto, which previously produced the toxins subpolychlorinated biphenyl (PCBs) and dioxin and is now a global leader in GE seeds, with some 674 biotechnology, patents. Carol Okada, manager of the state DOA's Plant Quarantine Branch, which oversees GMOs in Hawaii, was quoted in Scientific.Iniericun magazine last year as saying the booming seed business is in the Islands to stay. "Even though it's controversial here, the seed industry is now the No. 1 industry for us and it is very important in terms of the economy, dealing with invasive species and giving farmers choices." A state of denial The state's ongoing support for the industry doesn't sit well with everyone. "These biotech companies are receiving huge state and federal subsides and tax incentives to come here, " Di Pietro said. "Most of the seed company profits are realized out of state. Biotech companies use a large portion of our ag land and water, yet produce no food that we can eat. We experience little benefit and receive much environmental degradation that we will be left for us to mitigate." It's unclear just how much degradation is associated with GE crops because neither the state nor federal governments required companies to conduct Environmental hnpact Statements before growing them here. In the Earthjustice suit, federal ,fudge J. Michael Seabright found the USDA acted in "utter disregard" of the Endangered Species Act and National Environmental Protection Act when it granted permits for the biopharm field tests before conducting environmental studies, Achitoff said. "They're environmentally anything but benign," Achitoff said, noting that GE crops have been shown to contaminate conventional and organic crops" usually through the unintentional mixing of commercial seed. In Hawaii, birds are also thought to have played a role in spreading the seeds of the Rainbow papaya, which was genetically engineered to resist the ringspot virus. Its genetic traits have been found in both the fruit and seed of traditional varieties" prompting an outcry from health- conscious consumers and organic farmers. who could lose their certification if their crops contain CMOs. Both organic and conventional farmers face another peril from crop contamination. Monsanto is especially aggressive in enforcing its patents, Achitoff said, and has investigated and /or sued thousands of American and Canadian farmers for saving seeds with its patented GMO traits. The company has employed private investigators who secretly videotape and photograph farmers, infiltrate community meetings and gather information from informants about farming activities, according to an article published in FanitY Fair last year. As a result, Achitoff said, some farmers have paid huge tines to Monsanto, even though they were growing the crops inadvertently. Herbicide- resistant varieties of soybean and corn, which represent the bulk of GE crops now being grown, present another environmental concern, Achitoff said. Their cultivation has given rise to herbicide- resistant "super weeds" that require stronger chemicals for eradication, and studies also have shown that farmers raising "Roundup Ready" crops use more herbicide than those growing conventional varieties. Biotech researchers and seed companies, however, maintain that GE crops are safe because nothing has turned up to indicate otherwise. hi testimony to the state Senate earlier this year, Richard Manshardt, a professor and plant geneticist at UH's College of Tropical Agriculture and Human Resources (CTAHR) asserted that "the biological impacts of current GE crops are not different or greater than those caused by production and distribution of conventional or organic crops. In the specific case of the virus- disease - resistant Hawaiian papayas with which I am personally familiar, no harmful environmental, agricultural or human health issues were found to be unique to GE papayas in seven years of testing during development or 10 years of production after commercial release." Achitoff, however, said the university researchers are pawns of the biotech industry. "Essentially what they want is the finding and it's distorted their perspective on the safety of GMOs. We have people at CTAHR and the Farm Bureau who have been essentially bought by the biotech industry and they're the ones who howl most loudly to the Legislature."' Although Hawaii has been reluctant to control, or even scrutinize, the GE crops grown by its seed industry, Achitoff is seeing "a slow but steady trend away from the complete laissez -faire approach toward regulation " on the national level. With new studies showing a link between GE products and health problems, and consumers embracing healthier eating practices, "people will be looking to government and demanding a different approach in regard to GMO regulations," he said. "I "m optimistic about it. " Planted with good intentions Despite claims that genetic engineering (GE) will lead to crops that can withstand drought, increase yields and boost nutrition, no GE plants with those specific traits have yet been developed for commercial cultivation. Instead, most of the research has been devoted to producing crops that can withstand direct applications of herbicides, most notably Roundup, which is produced by biotechnology giant Monsanto. These herbicide - resistant varieties account for about 80 percent of the GE crops now being grown. The second most common crops are those that have been engineered to produce their own pesticides. So far, the USDA has approved GE varieties of soybeans, corn (except blue corn, red corn and popcorn), canola, sugar beets, zucchini, crookneck squash and papaya. GE crops are used heavily as animal feed, and genetically modified organisms (GMOs) are common in products on supermarket shelves. (For a free shopping guide, visit )N.or(_,].) Another 100 GE crops are waiting in the wings, including virtually every fruit, vegetable and grain now commonly eaten. The biotech industry also has developed "terminator technology," which prevents a plant from making seeds, but it has not yet been deployed. Legislation (as of 2009) Genetic engineering is a perennially hot topic in the Hawaii Legislature, and two bills that would ban the development, testing and propagation of genetically- modified taro in Hawaii are still alive. Senate Bill 709 has been amended since its introduction to change its effective date to the year 2050. while House Bill 1663 has similar language, but a July 2009 effective date. Meanwhile, the fate of House Bill 1226 is uncertain. Known as the "pre - emption bill," it would prohibit the state and county from banning or otherwise regulating activities related to genetically- modified plant organisms (CMOs). Earthjustice attorney Paul Achitoff, who has litigated matters related to GMOs, said the bill is bucking national legal trends regarding pre - emption measures as contrary to the public interest. "Essentially, it's the state saying voluntarily, unilaterally, without any instruction from the federal government or Congress, we're going to tie our hands and make it impossible to do anything about GMOs,"' Achitoff said. Although House Speaker Calvin Say has refused to disclose who asked him to introduce the bill, Achitoff said "there's no doubt in my mind it came from the (biotech) industry and it's consistent with similar legislation that's been put forth by Monsanto and others in a number of other states." The bill passed the house and was referred to the Senate committee on energy and environment, where Chairman Mile Gabbard pronounced it "a very bad bill" and said he does not plan to schedule it for a hearing. While that would normally scuttle a measure, opponents are worried it might be revived using a technique called "gut and replace, " in which the contents of a live bill are stripped and replaced with a dead one, or by amending another bill, such as one of those related to GMO taro. Thank you for the opportunity to testify. Respectfully Submitted, Unmani Cynthia Groves Llnnlalllb U maul.net 214 -9324 - -- 105 Kulipuu St. Kihei, H1 0"01/1" ` Iffiff PSMTC BILL 79 74 CDOMM. 21 # SUBA11ITTE, D BYI� UNMANI CYN"I'l-IIA GROVES 105 KU'LIPU'U STREET KIHE171-1196753 effilphl, . ....... .. K T Mon,Aanto vA. U.S. Far men could not have been completed without the hard work and dedication of numerous individuals including Kiki Hubbard, Ellen Kittredge, Craig Culp, Peter DiMauro, Steve Blackburn, Maggie Douglas, Jessica Dowling, ill an. Dre,wes, Kristin Grote, Joel Perkovich, Henry Steinberg and Jessica :agile. We are especially grateful to the numerous farmers and attorneys that not only made themselves available to us but shared their stories and provided much of the information that made this report possible. It was their stories of perseverance in the face of unjust and ruthless prosecution that served as an inspiration to embark upon this project. The Center for Food Safety would especially like to thank the CornerStone Campaign for the generous support that made this entire project possible. US would also like to thank the John Merck Fund, Panta Rhea Foundation, and Zimmerman Foundation for continuing support that aided completion of this endeavor. Andrew Kimbrell Joseph Mendelson Table of Contents EXECUTIVE SUMMARY 4 C H A P T El R Seizing Control: Monsainto's Path to Domination of Biotech Crops and U.S. Agriculture 7 Genetically Engineering America's Staple Crops 8 Cornering the Market 9; Monsanto Goes on a Patenting Spree! 11 Control Through Contraict 13 Guilt By Contamination 14 CHAPTER () New Invasive Pest: Monsanto's Technology Agreement Hits Farmers and 17 Placing the Market Burden on the Farmer 19 Avoiding Blame for Spreading Patented Genetic Material 20 Permanently Tying Farmers to Monsanto 20 Agreement Breaches Often End in Bankruptcy 21 CHAPTER G Prosecuting American Farmers: Monsantol's Investigations, Coerced Settlements & Lawsuits 23 Investigations 23 Lawsuits 30 CHAPTER C) Battling Monsanto-. Farmers Share their Stories 37 Contamination Events 38 Farmers Who Unknowingly Planted and/or Sold Monsanto, Seed 42 Farmers Who Never Signed the Technology Agreement lout Saved Seed 42 Farmers Who Signed the Technology Agreement and Saved Seed 451 Perspective 47 CHAPTER (Di Policy Options: Preventing the Prosecution of America's Farmers 49 NOTES 57 A P P E N D I X () 61 31 15", 11 A In May 2003,, the Center for Food Safety embarked on a project to determine the extent to which American farmers have been impacted by litigation arising from the use of patented genetically engineered crops. After extensive research and numerous interviews with farmers and lawyers, CFS found that Monsanto, the world's leading agricultural biotechnology company, has used heavy-handed investigations and ruthless prosecutions that have fundamentally changed the way many American farmers farm. The result has been nothing less than an assault on the foundations of' farming practices and traditions that have endured for centuries in this country and millennia around the world, including one of the oldest, the right to save and replant crop seed. Monsanto's position as a leader in the field of agricultural biotechnology and its success in contractually binding farmers to its genetically engineered seeds result from its concerted effort to control patents on genetic engineering technology, seed germplas,m, and a farmer's use of its engineered seed. Monsanto begins the process of seizing control of' farmers' practices by getting them to sign the company's technology agreement upon purchasing patented seeds. This agreement allows Monsanto to conduct property investigations, exposes the farmer to huge financial liability, binds, the farmer to Monsanto's oversight for multiple, years, and includes a variety of other conditions that have effectively defined what rights a farmer does and does not have in planting, harvesting, and selling genetically engineered seed. In general, Monsanto's efforts to prosecute farmers can be divided into three stages: investigations of farmers, out-of-court settlements, and litigation against farmers Monsanto believes are in breach of contract or engaged in patent infringement. Monsanto itself admits to aggressively investigating farmers it suspects of transgressions,, and evidence suggests the numbers reach into, the thousands. According to farmers interviewed by CFS, these thousands of investigations frequently lead to the second stage.- Monsanto pressuring the farmer to settle out of court for an undisclosed sum and other terms agreed to in confidential settlements. For some farmers, Monsanto's investigation of them will lead to the courtroom. To date, Monsanto has filed go lawsuits against American farmers. The lawsuits involve 1-47 farmers and 39 small businesses or farm companies, and have been directed at farmers residing in half of the states in the U.S. The odds are clearly stacked against the farmer-. Monsanto has an annual budget of Rio million dollars, and a staff Of 75 devoted _Ao to investigating and The largest recorded judgment made thus far in favor of Monsanto as a result of a farmer lawsuit is $3,o52, oo.00. Total recorded judgments granted to Monsanto for lawsuits amount to $15,253,602-82. Farmers have paid a can Of $,412,259,•54 for cases with recorded judgments. Startling though these numbers are, they do not begin to tell the whole story. Many farmers have to pay additional court and attorney fees and are sometimes even forced to pay the costs Monsanto incurs while investigating them. Final monetary awards are not available for a majority of the go lawsuits CFS researched due to the confidential nature of many of the settlements. No farmer is safe from the long reach of Monsanto. Farmers have been sued after their field was contaminated by pollen or seed from someone else's genetically engineered crop; when genetically engineered seed from a previous year's crop has sprouted, or "volunteered," in fields planted with non-genetically engineered varieties the following year; and when they never signed Monsanto's technology agreement but still planted the patented crop seed. In all of these cases, because of the way patent law has been applied, farmers are technically liable. It does not appear to matter if the use was, unwitting or a contract was never signed. Since the introduction of genetically engineered crops, farming for thousands of America's farmers has been fundamentally altered; they have been forced into dangerous and uncharted territory and have found they are the worse for it. As growing numbers, of farmers become subject to harassment, investigation, and prosecution by Monsanto over supposed infringement of its seed patents and technology agreements, there will have to be increased pressure to reverse the governmental policies that are allowing this persecution. Various policy options include passing local and state-wide bans or moratoriums on plantings of genetically engineered crops; amending the Patent Act so that genetically engineered plants will no longer be patentable subject matter and so that seed saving is not considered patent infringement; and legislating to prevent farmers from being liable, for patent infringement through biological pollution. Implementation of these, and a variety of other options discussed in more detail in the report, is critical. Nothing less than the future of America's farmers and farming communities is at stake. 5' � \%� i @ ` u r Monsanto's Path to Dominati"011 of Biotech Crops and U.S. Agriculture \ \ » \, ƒ { \: A "Imilummalill B e c a se o o i s a o's �p a t et­� s, Monsanto's domination through 'W' [­ier"i any these three main tactics is aided by one becot-i"ies (11 e d important fact that Monsanto has, thus 1�,(v,ith peai-ten-ted,h"ai-ts,, t[ tat far, been able to use to its advantage: ci�­qp Ilwn ffec�ti,,v�Oy beci,,)i ies t["lie plants naturally tend to reproduce Of through pollen and seed dispersal and, in the process, can cross-pollinate with other plants. Because Monsanto has patents on its genetically engineered traits and seeds, when non - genetically engineered crops become contaminated with patented traits, the contaminated crop effectively becomes the property of Monsanto, even for those farmers who did not purchase or knowingly use Monsanto's patented technology. As Don Westfall, a key biotech food industry consultant, commented in 2001. "'The hope of the industry is that over time the market is so flooded that there"s nothing you can do about it. You just sort of surrender.'12 The sum of these factors has enabled Monsanto to influence America's farmers and the fate of American agriculture in ways previously unimaginable. 1 E, E'F'!,,, [1J C R I C 'S F` 1, l-, L,Y F" 1, N Monsanto's research led to the development of the two main types of genetically engineered crops used in the world today: herbicide- tolerant and insect-resistant. Monsanto's herbicide- tolerant plants are engineered to withstand applications of Roundup, Monsanto's most popular herbicide. Since the introduction of these herbicide - tolerant crops in the United States nine years ago, herbicide use has increased by 138 million pounds.' Insect-resistant varieties are engineered so that a toxin normally produced by a naturally occurring bacteria, called Racily thuringienALA (Bt), is instead produced by the plant due to insertion of the toxin gene. The Bt toxin is effective in killing butterflies, moths, and beetles upon ingestion. Bt is one of the most effective natural pesticides available for growers, of organic crops. Widespread plantings of Bt crops could lead to increased resistance building up in populations of the target pests, and threaten to reduce the effectiveness of this natural pesticide for all users. The first commercial planting of Monsanto's herbicide-tolerant Roundup Ready soy took place in 1996. Soon thereafter, Monsanto, commer- cialized Roundup Ready cotton and canola and Bt varieties of corn, cotton and potatoes,. Currently, there are only four main genetically engineered food crops commercialized in the United States and Canada: soy, cotton,, corn, and canola. The dominance of these crops is already evident in the U.S.: in Zoo 4, this technology accounted for 85 percent of all U.S. soy acreage, 45 percent of all corn acreage, and 76 percent of all cotton acreage .4 'I'n 2003, 84 percent of U.S. canola acreage was genetically engineered.' o s a III i to u s cl o it- i a t i o i 'i o,f "ILI-i,e seed r'i'-i&�I<&t has t-t-,iade i�-i v, a t- e �t i e s o,f s o t-ire ie stapie (11,-lrops [-,ta III ,,,d 'to fincl., the seed technology for at least go percent of the world's genetically engineered crops.' The company also directly or indirectly controls almost half of the American corn germplasm market and mo�st of the soybean market.' #.ne method employed by Monsanto to increase sales of its geneticallv, R[-i ci,,qps is cfwh,-Itfflit-i�g ai�,-,�d patei-vts I"I E.,�, r s ri e, k,v!a et II , e s not genetically altered in some way."" JI A U.S. patents granted to Monsanto for its "inventions" cover not only the unique gene sequences used to create a genetically engineered organism but also the seeds and plants themselves. Because the patents only allow for the exchange and use of seeds if a license is first obtained from the patent holder, farmers possessing patented seeds are prohibited by la: w from saving the for use the next year, essentiall revokin g a right that has blee�n central to farming for over io,,000 years." As a result of the Supreme Court and U.S. M o r b t o C U Patent and Trademark Office (U.S. PTO) rulings on 1"i o 1 6 47 o "I"", p I a ri t patents on life, Monsanto was able to seek p s, "Patents on all its new genetic engineering tech- ofl-­,i,&a ­ 1)``otech cor ­­,r w p a niques and genetically engineered seed variet'i,es. So, throughout the ig8o's and early 19go's, Monsanto actively built its genetic engineering capacity and was careful to patent its new discovered techniques, and products along the way, the first of which was a pletunia de�velopled in 1983. The flower was engineered using Agrobacterium tumef aciens, a, bacteria that acts as a genetic engineer. A year later, Monsanto sent a claim to the U.S. patent office asserting ownership of an important genetic mechanism found in the cauliflower moisaic virus, which serves to activate genes. This mechanismI the 35S promoter, is one of the most important tools in the too�lbox of any genetic engineer. When Monsanto was eventually awarded a patent for the promoter,, it gained the ability to controll its use by other biotech companies by forcing them to pay dearly fore it. 13 With the passage of the Plant Patent Act (PPA) in 1930, both houses of Congress rejected the notion that sexually reproducing plants should be subject to patent protection. Again in 1968, a proposed amendment to the PPA was defeated that would have extended patent applications to include sexually repro- ducing plants. Following this defeat, however, Congress decided that some form, of protection for these plants was warranted. In 1970, Congress enacted the Plant Variety Protection Act (PVPA), an alternative form of plant variety protection for sexually reproducing plants. The act grants a 20-year term of protection for most crops, and grants the owner exclusive rights to mu�lltiply and market the seed of that variety.' Significantly, Congress created two exemptions to the rights granted under the PVPA that would allow researchers to use PVPA-pirotected varieties in order to continue the free exchange of germpilasm within the research community, and would allow farmers to save patented seed for re-planting. The first patent on life was awarded in 1980 accepting patent applications for such plants, despite the fact that Congress had never given the U.S. PTO authority to grant utility patents for sexually reproducing plants. Unlike the statutory exemptions included in PAPA, the plant utility patent allows its holders to exclude others from using the patented variety for research and agricultural purposes. In 2001, the Supreme Court decision in J.E.M Ag Supply v. Pioneer Hi-Bred Internationol upheld the patenting of plants, concluding that because Congress failed to explicitly exclude plants in the provision of the Patent Act that provides for utility patents there was no reason why extending patents to plants should be viewed as contrary to congressional intent.' 1 Section 2483, of the PUPA states, "Every certificate of plant variety protection shall certify that the breeder has the right, during the term of the plant variety pro tection, to exclude others from selling the variety, or offering it for sale, or reproducing it, or importing it, or exporting it, or using it in producing a hybrid or differ- ent variety therefrom, to the extent provided by this Act," 7 USC 2483. 2 Ex part�e Hibberd, 227 U.SY.Q. 443 (Bd. Pat. App, & Interferences 1985). Ex Parte Hibberd established the right of plant breeders to patent their plant materials under Section 101 of the Patent Act, This provided new opportunities and possibilities for plant breeders and seed companies to protect their products. 3 See .EM. Ag Supply, Inc. v. Pioneer Hi-Bred Intl., /tic., 534 U& 124,127 (2001). Monsanto currently holds, 647 plant biotech patents, more than any ether biotech company, and has a 29,.82 percent share of all biotech industry research and development." j Monsanto currently holds, 647 plant biotech patents, more than any ether biotech company, and has a 29,.82 percent share of all biotech industry research and development." MY/ tal! All A lal 44/111,�! 14/1/11/1 J) I t-, N 11 A "Ir N -4 rn The proliferation of Moinsanto"s biotech (I e r M o o's a r, e f,"'n et-,/,ff, t s f r, ev,,- s a ir-,,/ o oir"'." e r, crops within U.Si. agriculture has impacted I tens of thousands of farmers, as contami- nation of non -biotech crops with genetically e clh yt,"I"'I'll, a,,,,,- o!,,,,,///J.1 ..... . . . ... .... . engineered traits has affected nearly every a r, ; tw - L, major, commercial crop, in the United States. One needs only to look at the extensive coin- tamination of our traditional seed supply (Aee box SourceA of Contamination) or the S,tarLink corn fiasco (Aee box Biological Pollution) to see just how widespread contamination has become. The U.S. agricultural economy has suffered as a whole from the disappearance of foreign markets due to genetic contamination of conventional export crops. The American Farm Bureau estimates that farmers have lost $3010 million pier year due, to, European markets, refusing to take genetically engineered corn from the U.S." Trade officials, at the U.S. State Department believe the U.S. could lose as much as $,4 billion annually in agricultural exports to the European Union due to the recent enactment of labeling and traceability requirements, by the E,U." In some parts of this country and Canada, conventional and organic farmers alike have lost premium markets as they have been foirced to sell contaminated crops into the genetically engineered crop stream. Crop contamination is a serious problem that, so, far, Monsanto has only been using to its advantage. For farmers, sourcing seed that has not been contaminated by genetically engineered traits for cultivation has become increasingly difficult. Even certified seed will most often have some genetically engineered (GE) content. In Canada, a study conducted by researchers at the University of Manitoba, testing 33 samples of certified canola seed stock found that 32 of them were contaminated.' Similarly, in the United States, the Union of Concerned Scientists tested traditional seed stocks of corn, soy, and canola, and found at least 50 percent of the corn, 50 percent of the soy, and 83 percent of the canola to be contaminated with genetically engineered content! Seed source contamination has become so common that some large seed dealers are not willing to certify their non-genetically engi- neered varieties as free of GE content. A letter signed by Jerry Armstrong, vice president of Pioneer Hi-Bred, states the following, "Pioneer Hi-Bred International, Inc. validates that the following soybean products were developed using traditional plant breeding without the use of molecular genetic modification tech- niques ... However, grain traits can be mingled mechanically in the grain handling process or genetically in the course of pollination. Thus 100% purity, either in genetic make-up or in the absence of foreign material content is currently not achievable for any agricultural product, including soybean seed." For those farmers who do find and plant seed free of genetic contamination, the crop can still become tainted by harvest time when seed is spilled or blown from passing trucks, or is carried onto the farm by animals and birds. Additionally, farmers will often rent or share expensive equipment like combines, which frequently contain seeds left over from a previous harvest. Farmers who save their seeds have experienced contamination when they bring their non-genetically engineered seed to the local seed cleaner or cotton gin, and it is inadvertently mixed with another farmer's engineered seeds. With, all these sources of contamination, it is no wonder that so many farmers are finding their fields tainted with patented genetically engineered traits. 1 Friesen, Lyle, et. al., Evidence of Contarninotion of Pedigreed Conola (Brassica nopus) ,feedlots in Western Canada with Genetically Engineered Herbicide Resistance Traits, AGRONOMY JOURNAL 95,1342-1347 (2003), 2 Mellon, Margaret and J. Rissler, Gone to Seed: Trans epic Contaminants in the Traditional Seed Supply, Union of Concerned Scientists, (February 2•, 2004), available at http://www.ucsusa.org/food—and—environment/biotec hnology/page,cfrn?pagelD=1315, ij, ms/ 101/1 / 01 J%// AN A//,31/6 I K// 01 ge-, 1'r J ta Pf ON Thus 100% purity, either in genetic make-up or in the absence of foreign material content is currently not achievable for any agricultural product, including soybean seed." For those farmers who do find and plant seed free of genetic contamination, the crop can still become tainted by harvest time when seed is spilled or blown from passing trucks, or is carried onto the farm by animals and birds. Additionally, farmers will often rent or share expensive equipment like combines, which frequently contain seeds left over from a previous harvest. Farmers who save their seeds have experienced contamination when they bring their non-genetically engineered seed to the local seed cleaner or cotton gin, and it is inadvertently mixed with another farmer's engineered seeds. With, all these sources of contamination, it is no wonder that so many farmers are finding their fields tainted with patented genetically engineered traits. 1 Friesen, Lyle, et. al., Evidence of Contarninotion of Pedigreed Conola (Brassica nopus) ,feedlots in Western Canada with Genetically Engineered Herbicide Resistance Traits, AGRONOMY JOURNAL 95,1342-1347 (2003), 2 Mellon, Margaret and J. Rissler, Gone to Seed: Trans epic Contaminants in the Traditional Seed Supply, Union of Concerned Scientists, (February 2•, 2004), available at http://www.ucsusa.org/food—and—environment/biotec hnology/page,cfrn?pagelD=1315, ij, ms/ 101/1 / 01 J%// AN A//,31/6 I K// 01 ge-, 1'r J ta ®RION, gagg rVll�' r 1 4/1� ii i� t' WE Monsanto's Technology Agreement Hits Farmers Hard MONSANTO'S TECHNOLOGY AGREEMENT requires farmers to give up their time-honored practice of saving seed, a crucial practice upon which the expansion of the germplasm base in modern agriculture depends. Through experimentation and natural selection of new plant varieties, farmers have helped to prevent genetic erosion by ensuring a diverse genetic pool from which other farmers and plant breeders can select. The commercial use of patented, genetically engineered seeds has dramatically altered this historic role of farmers. In addition to signing the technology agreement, farmers are respon- sible for following the strictures and procedures laid out in the contract's sup- plementarY 3,1-page publication, Monsanto's Technology Use Guide. Between these two documents, specific conditions subject farmers to invasions of privacy and property that have led to an undetermined number of patent infringement allegations. Certain provisions transfer liabilities associated with Monsanto's patented technology, including market burdens and contamination events, directly to the farmer. When they sign Monsanto's technology agreement, farmers, consent to significant invasions of their private property and personal records. The agreement allows Monsanto to access records concerning farmers,' activities held by a number of third parties, such as the U.S. government. In particular, the agreement allows Monsanto to review USDA Farm Service Agency (FSA) crop reporting information on any land farmed by the grower. Access to the FSA form helps Monsanto to determine how many bags of seed a farmer was sold and how many acres of a particular crop were planted. This data can also be used to identify adjacent fields owned by neighboring growers—who may themselves be potential targets of Monsanto's investigations—without their consent. Additionally, the technology agree - allov,,,Vs ment contains a broad provision giving ,"IiTtLtally acces.,)� 9 Monsanto access to virtually any documents J as part of a farmer investigation. Specifically, i��-�4,"tg a fan­i­i&r� D, HI t E S igatk, i­i,, the agreement reads; "To allow Monsanto to examine and copy any records and CD receipts that could b�e relevant to Grower's performance of this Agreement'717 (emphaALA added). The breadth of this -provision allows the company to obtain documents that are not necessarily directly related to a farmer's seed or chemical purchase, permitting Monsanto to assess a grower's financial state. The Technology Use Guide also has provisions that allow for property investigations. For example, the following provision is directly aimed at cotton farmers: The technology agreement also includes an enforcement mechanism for ensuring that farmers comply with Insect Resistant Management plans, also known as refuges, required by the Environmental Protection Agency settled in 1998, was a national class action representing all farmers who planted t cotton in 1996. In 1999, farmers, agaiin suffered from poor Bt cotton crops and three cases were filed against Monsanto. All settled out of court. when growing genetically engineered Bt crops. This mechanism provides Monsanto or its approved agent with an additional basis on which to legally enter a farmer's field.► 9 . . . . .. . . . AJ"',,,,,I A v IDI ( N Jk`l J, L G E] N E Monsanto's Technology Use Guide recognizes that genetically engineered crops are, by nature, transportable from a user's farm onto another farm by pollen flow or through seed movement via animals or equipment: "Since, corn is a naturally cross-pollinated crop, a minimal amount of pollen movement (some of which can carry genetically improved traits) between neighboring 22 fields is a well known and normal occurrence in corn seed or grain production." Such pollen flow and seed movement presents a direct economic threat to farmers growing non-genetically engineered crops. Nonetheless, the Technology Use Guide implicitly provides that growers using genetically engineered seeds are under no obligation to prevent the spread of patented genetic traits to other neighboring farms. The Technology Use Guide states that growers of non-genetically engineered crops that certify their crops for specific markets "...assume the responsibility and receive the benefit for ensuring that their crop meets...specificatio-ns for purity."21 I' / . . . . . . . . IL, A N F Nl Once farmers sign a technology agreement, they are bound to Monsanto I s oversight. An updated agreement is mailed to farmers, each year, and farmers that continue to use Monsanto's technology after receipt of any new terms are automatically agreeing to be bound by the new terms. 14 Farmers who discontinue A A I +i %_U I I Ultit use U f U11 ClIt + U 0 Y engineered seed face patent infringe- ment allegations in the event that some of that seed from the previous year sprouts "volunteers" in fields converted to conventional varieties. By growing these volunteers and har- vesting them along with the rest of their crop, farmers could be considered to be "using" Monsanto technology, despite not having purchased Monsanto seed that year. This inadvertent use, in combination with receiving a new technology agreement from Monsanto, could constitute tacit acceptance of any new terms outlined in the agreement, thereby exposing the farmer to patent infringement prosecution. "'I . . . . .... . . . . . ... . .. . . . . N N L) I N The Technology Agreement exposes the seed-purchasing farmer to a huge financial liability. Should the farmer ultimately be found legally responsible for breaching the terms of the technology agreement, bankrup�tcy is not an uncommon outcome." The agreement provides that if a grower saves, uses, sells or acquires seed for planting in violation C', o�f the agreement, the grower is, liable to B a rit,,,,� c y 1) Y ir a eir s Monsanto for patent infringement. This i liability can also lead to the grower paying V, i, b y o a,�, '­',� t o,, Monsanto and its licensed technology p�rovider(s) for their attorneys' fees and costs of enforcing the agreement.2' Adding to these costs, Monsanto's technology agreement also places farmers at an additional disadvantage by requiring that the sole and exclusive jurisdiction and venue for all disputes (except those involving cotton) go to the U.S. District Court for the Eastern District of Missouri or the Circuit Court of the County of St. Louis"—both in Monsanto's hometown. Farmers, from outside Missouri who are sued must not only battle the legal team of a big corporation but must also find a lawyer outside their home state. �i �ng �,Ri, e r i Farmers ProseCLI �A c a ni, Monsanto`s Investigations, Coerced Settlements &Lawsuits I,' NV li S 1 o ti is breaking the rules, and will follow up on other leads as they develop.""' In a 2,0,04 publication, Monsanto claimed that, "Nearly boo new seed piracy matters were opened in2,003. 1134 More recently, in an Omaha World-Herald article from November 2,004, it is mentioned that Monsanto will investigate Soo farmers this year, "as it does every year ."31 Drawing from these sources, it is reasonable to speculate that the number of farmers who have been investigated reaches into the thousands. CFS has spoken to several farmers who have confirmed Monsanto's, private investigators arrive unexpectedly on far mers'land and take samples from fields, often without permission, a practice that has instigated repeated trespassing accusations. "They say they don't trespass—that's bull," one individual told CFS, explaining that investigators in his town posed as land mappers in order to take pictures in farmers' fields and driveways . 37 Another farmer concurred, sharing that it "wasn't uncommon to see investi- gators taking pictures in his neighbors' fields."'�' In 1199, 7, Monsanto attempted to alleviate farmers' concerns about these visits by removing from the 1996 Roundup Ready Soybean Grower Agreement a field-inspection provision allowing the company to access customers' fields. As this report will show, the removal of this clause did not influence Monsanto's conduct. Anecdotal evidence shows that investigators spend anywhere from a few hours to a few weeks collecting samples, and other data from targeted f-7-ilr-ners' Farmers often feel like criminals even before accusations are made, as investigators frequently solicit local police officers to escort them onto farmers' The most invasive investigation known to CFS, involves a Mississippi farmer who operates a farm supply business. Mitchell Scruggs, first realized Monsanto was targeting him when he noticed investigators staked out around the outside of his store. Scruggs, says his family could not leave their house, which shared space with his store, t , e s r t o PL,.;,,­­S­_d by K a without feeling as though they were ­i, feel 1` eve­-,,� being watched by the nearby surveillance ) fter b e f r, e a c c l s a C i o wro� cameras. The company went so far as, to aiir-e acle, purchase an empty lot across the street to In its prosecution of farmers, Mon�santo has also turned to multibillion dollar, 11 universally recognized" law firms. in Mitchell Scruggs r case—one of the only cases where there are almost as many defense attorneys on record as attorneys for Monsanto—Monsanto retained the law firm of Arnold & Porter.' Litigation experience with biotechnology patent cases is an exceptional strength among the 700 lawyers on this firm's staff. Homan McFaIrling and Kem Ralph are two farmers, who have fought back hard against Monsanto,, and when both of their cases went on appeal to the Federal Circuit, Monsanto retained former U'. S. Solicitor General Seth P. Waxman of Wilmer, Cutler & Pickering, to prosecute the two farmers.' 1 Monsanto Co. v. Scruggs, 249 F. Su pp, 2d 746, 750 (N.D. Miss. 2001). 2 Monsanto Co. v. McFarling, 302 F. 3d 1291,198-1299 (Fed. Cir. 2002), Oct. 16, 2002, FP,,ILc)-r, PAR.-rKIDGE. KOHNKE F-3 CLEMEN-FS, L. C, ATTORj-4KY±-. A\T LAW 01500 CNKROY CE:P4rFRW IIC)C> F-OYORAS STREMT NI-W OFRf_r_ANn, LC>UISIANA 70(e-a-3000 WRITER'S DMIECT TE:L1EPHCDr4r- (SC,� A) SVOO-A3C>C>V WMTr.n',% rz]Rr-CT 01^L HUMOItR FACM�MILIE t M M93,20-631C>C> CIA1. WAX NUMPF-FR (504) 599-8184 Exnail: iecC2�,fPkccom (5014) 50-8 153 November 6, 2002 Gary Rinehart Posit Office Box 193 Eagleville, MO 64442 Dear Mr. Rinehart: Ibis law firm represents Monsanto Company in the protection of its patent rights in Roundup Ready's soybean seed. Monsanto has received information that You may have planted saved Roundup Ready0l soybeans, in the 2002 growing season. The planting of saved Roundup Ready s soybeans constitutes an infringement of the patents, including U. S. Patent No. 5,352,605, that Monsanto holds on Roundup Ready <ID genetic crop seed traits. In order to resolve these serious allegations, I need the following information to be sent to me: 1) A full and complete copy of your Farm Service Agency records, for the 2002 growing season, specifically including FSA Form 578 Farm and rract Detail Summary, and the accompanying aerial maps - 2) A copy of all seed purchase receipts for soybean seed that you purchased for planting in the 2002 growing season; and 3) A copy of all herbicide purchase receipts for each herbicide that you purchased for application to your 2002 soybean crop. By this letter, Monsanto also requests your consent to enter your 2002 soybean fields to inspect and collect samples of the soybean crops that you produced in those fields, I understand that gathering the information requested can be time• consuming, therefore, I have attached an Authorization to this letter for your execution which would allow a representative of Monsanto to collect records and send you copies of what is collected. In any event, I would ask that you either provide the requested information yourself, or execute the attached consent form, and return it to roe within five (5) days of your receipt of this letter. RN, IN- Sometimes Monsanto's investigations involve entrapment. In July 1998, a man showed up at Illinois farmer Eugene Stratemeyer I s farm and asked to buy some soybean seeds. Given that it was too late in the season to start a crop, the man explained that he wanted to grow the soybeans for erosion control. Straterneyer agreed to do him this favor, charging the man only enough to cover the cost of cleaning and bagging the seed. As it turned out, Monsanto had hired this individual to purchase the seeds from Stratemeyer 41 and soon after filed a lawsuit against Stratemeyer in his local court. Monsanto's investigators have used even more extreme tactics to deceive. In an effort to gain local confidence, one investigator reportedly attended Alcoholics Anonymous (AA) meetings. This individual, who befriended C �i s, a­ ii", i "IC, o S I 'I v, e s i g a t o r, s members of the therapy group, was soon I<li,�",io..,,,,,(i� ii to eerr ,, p � oy� recognized as one of the investigators elab� Ile decepflo�ns to taking pictures of farmers in their fields iii is f a i t " e r, s r, s t. and knocking on these same fanners, door's with news that they were under 41 investigation for saving patente�d seed. Given the aggressive nature of these pursuits, it is not surprising that Monsanto has been accused of breaking and entering. One farmer is "convinced" investigators broke into his office after finding evidence that someone had tampered with papers on his desk, closed his blinds, and left seed purchasing tickets in his copy machine. He also witnessed investigators hiding behind gravestones in a nearby cemetery videotaping workers in his fields .41' Not only are these investigations overly intrusive, they often produce erroneous or fabricated evidence. When the Roush family received Monsanto's test results for samples taken from their fields in 1999, they found hand-drawn maps of fields in which the company claimed to have sampled for Roundup Ready soybeans. There was, however, one major flaw to this claim: In 19,99, one field the company noted as having Roundup Ready soybeans was in fact planted with corn grown under contract for Weaver Popcorn Company. "Popcorn and soybeans look nothing alike," Troy Roush explained. 49 "'There is no way they were in that field. " The Roushes' experience is not unique. Monsanto told Arkansas farmer Ray Dawson that it spent over $250,000 on hiring Pinkerton investi- gators to inspect his property for three to four weeks. The company apparently fired these investigators,, as well as the attorneys that initially had been hired to handle the case, because they could not find proof of patent infringement. The second group of investigators hired by Monsanto spent two days conducting the same inspection, only this time they claimed to have found sufficient evidence of infringement.10 Following investigations, Monsanto s,aid 11,%/`Ior­,sa� ito usually sends threatening letters via tcfld spe�'­',it $250,000 certified mail to farmers suspected of fit"rP,g E)e'fi,Dt"e planting or selling saved patented seed. The C �"'I I r,i g c p e d d letter typically requests that the farmer pay a specified sum of money to avoid legal proceedings,. Under financial duress, many farmers who have been accused of patent infringement based on insubstantial evidence have decided to settle out of court rather than face an expensive and lengthy lawsuit. Given the aggressive nature of the I r-I r­� �,Dce� '",i�'t r-t­',ray �y fi" letters farmers receive announcing ar,e c��:,,)&r,ced II [0 Sa `nti,,lir"�Ig OU`[,� om Monsanto's allegations, it is likely many o,f 1)y Moi s a ii t o's ,t I,ot %r, - farmers have been harassed or intimidated a r- it 't a c fl into settling out of court, innocent or not, in order to avoid paying substantial attorney fees. It has been reported that Monsanto's investigators and attorneys vaunt their courtroom success as a way to intimidate farmers into settling before the company engages in legal proceedings."' The most common threat farmers reported hearing was that Monsanto would "tie them up in court for years"' if they chose not to settle. Gary Rinehart, the man investigators mistakenly pursued, recalls Monsanto's arrogant approach to farmers: "When they [investigators] came up here, they were bragging to other farmers about all of the farmers they had put out of business."12 In addition to sending threatening letters to farmers, Monsanto also distributes letters listing the names of farmers prohibited from purchasing its products to thousands of seed dealers each year. These letters, often pressure farmers who wish to retain this purchasing right into settling out of court, regardless of the legitimacy of the company's investigation. "It's easier to give in to them than it is to fight them," said one farmer who is still restricted from using Monsanto's products as a result of challenging the company's 53 claims in court. Many of these settlements with Monsanto, it has been reported, contain strict provisions that afford Monsanto the right to test the farmer's crops for a set period of time, typically five years. These provisions also require farmers, 1111 A/I I II a r 0 c a i i r ­­w. s ii t 1ii a s s e w i t dollaJ rs da,`,'T'�Iages s�,r 2 0" to present documents within 24 hours of Monsanto's request, purchase a specific quantity of the company's products, and dis- close names of other people who have saved the company's seeds. The settlements are, usually confidential. In iggg, The Wes hington PoAt reported that nearly half of the company's 525 investigations had been settled. 14 While this is the only publicly available source describing (pre-legal action) settlements resulting from farmer investi- gatio�ns, Monsanto claims, that since 000, it has settled for millions of dollars in total damages." Due to the confidential nature of these settlements, exact amounts farmers agree to pay Monsanto are not available; nevertheless, we do know that one farmer, Carlyle Price of North Carolina, settled for $:L.5, million." The company says it is not looking to profit from these settlements and claims the settlements go toward scholarships and other educational initiatives. A Monsanto spokesman, Brian Hurley, reported that any money the company wins is donated to the American Farm Bureau to pay for schol- ars,hip,s, but evidence shows that the company directs only $IL5o,000 per year to the American Farm Bureau Foundation for Agriculture in the form of scholarships .17 It is unknown where the remaining millions are directed. Some farmers agree to sign a settlement obligating them to purchase Monsanto's products because the offered deal provides for a much smaller settlement fine. Clearly, this provision exemplifies Monsanto's goal of binding farmers, to its genetically engineered seeds and contracts. However, some farmers refuse to settle and subject themselves to paying both attorney fees and larger settlements in order to avoid making a commitment to Monsanto." Those not willing to acquiesce to Monsanto's demands enter the most aggressive stage of these pursuits --the lawsuit. ",/,':',/; r�, J, ji, - S As part of a multiyear research project, CFS has collected and analyzed the numerous lawsuits Monsanto has filed against American farmers. What follows is a summary of specific data compiled regarding these lawsuits. (See Appendix A: Lawsuits Filed Against American Farmers by Monsanto, for detailed information regarding these lawsuits).19 0 1`,,Juntn�riber of Far n­iet,s,,,�F�nr,�4:1 Sued 1. Status, of Lawsuits Filed Against U.S. Farmers rmm Monsanto has filed 90 lawsuits, balls upon: purported violations of its technology agreement and its patents, on genetically engineered seed technology."' These cases involve 147farmers and 39 small busin�esses/farm companies." 2. Number of Active Lawsuits s of December 2004, A 19 of the 90 cases filed' by Monsanto against farmers are on-going. I Lawsuits Filed by Geographic Location fs Monsanto has sued farmers and small businesses/farm companies residing in 25 different states. Monsanto's actions against American farmers have affected farmers nation- wide. However, 46 of the lawsuits have been filed in Monsanto's hometown jur,isdiction of St., Louis, M0.12 The forum selection clause contained in Monsanto's technology agreement gives Monsanto this home field advantage. olma Of the 46 cases filed in the Eastern District of Missouri, only two defendants were successfully able to remove their case to another jurisdiction." 4. Lawsuits Filed by Yeag IWOMM $5,8oi.00 in costs and advanced expenses." Farmers issued monetary judgments are typically also issued permanent injunctions. Farmers with injunctions are forbidden from buying and/or selling Monsanto's products. I UNITED STATES DISTRICT COLMT 1 EASTERNI)ISTRICTOFMISSOM EASTERN I)PITSION MONSAN-rO COMPANY, PL-IiAtiff" VS. ILAY F. DAWSON, SR. =d PAY DAWSON FAWAS PARTNBRSHIP De&ndants. 1636540 MONSANTO, COMPANY, Plaintiff, V. KEM RALPH, fNDIVIDUALLY, AND RALPH BROTHERS, FARMS, Defendants. Case o: 4:OOCV135RWS PILF 0 C/A OCT 2 '5 2002 ST. LOUIS ORDE Plaintiff, Monsanto Company has filed a Motion To Conduct Limited Discovery pursuant to Rules 26 and 34 of the Federal Rules of Civil Procedure and Defendants have no objection, therefore, it is hereby ORDERED: I As soon as is practical after Defendants harvesting operations (but no later than Friday, November 1, 2002) Monsanto may obtain samples of plant tissue, crop, residue, soil samples or seed samples from each field fanned by or on behalf of Defendants during the 2002 growing season as well as all harvested soybean and cotton seed harvested from their 2002 crop which is within the possession or control of Defendants as of the date of this Order; 2, Defendants shall identify the location of all fields where they or anyone acting under their direction or control planted cotton and soybean crops in 2002, identify all facilities where soybean and cotton seed harvested from their 2002 crops has been stored, accompany sampling crews to identify such fields and facilities, and verify these locations in writing-, A 15.x6eure A 400.1tki7- 14� fr-CkAnt got 3. Dcfendants shall pre4w,* their complete FSA records for each farm on which they or anyone acting under their direction or control planted soybean and cotton during the 2002 growing season; 4. Defendants are prohibited from tilling their fields or otherwise permitting to the destruction of plant material and residue needed for sampling and testing and Defendants shall take no actions which would impede the sampling crews entry onto land and collection of plant tissue, crop residue, soil samples or seed samples from any such field. Monsanto shall make available a witness who will testify as to the location of sampling performed and infon-nation relating to Defendant's involvement in farming the acreage sampled in September 2001 at a date convenient to the parties. DATED this 0�-55�%ay of 2002. SO OR.DERED: JU ge Monsanto, a multi-billion dollar company, is pressing cases against farmers who operate on a comparatively thin profit margin and, thus, have far fewer 17 legal resources. Many farmers cannot afford legal representation and must fight Monsanto alone if sued by the company. Farmers who are sued by Monsanto and cannot afford legal representation face even higher expenses if they signed a technology agreement since they are forced to answer a complaint in the federal court in St. Louis, regardless of where their farm is located. ol Nine defendants do not have attorneys of record listed, three are on record as repiresenting themselves (Pro Se) and five had partial representation throughout the course of their lawsuit., -s S hi 2re The *r Stoto ' F'armeto,,, 51' Despite the variety of circumstances, under which these lawsuits are filed, Monsanto approaches each case with relentless force. No one can explain the extreme imbalance of power and legal support, as well as the unjust nature of some of the company's claims, better than the farmers involved." Although we do not know the details of the out-of-court settlements that have taken, and are still taking, place, we can look to farmers Who have been sued to determine just who is being targeted with these aggressive lawsuits. At a time when Monsanto is touting its concern for American farmers, many of them are busy telling a very different story—to a judge. ....... . / I � T ` Ir I'll, The most famous of all the Monsanto patent infringement cases involves Canadian canola f armer Percy Schmeise r. 71 Monsanto's genetically engineered canola was found on Schmeiser's land, but it is undisputed Z o t . . .. . � 1,,/,­: o wt ,,r,,.,, a p i e c e f M o t 11 e ir g 4 L y N a,t i,,1,,,j,, il" e � . ... . .... .. ..... .. e if a '0 LJ d that he neither purchased nor planted the company's seed. For seven years Schmeiser fought to prove that the seed arrived on his land through genetic drift or from trucks carrying seed to grain elevators. Unfortunately, the lower courts, were not concerned as to how the seed wound up on the land, only that Schmeiser knew he possessed Monsanto's intellectual property and had not paid for it.74 As Schmelser's attorney Terry Zakres,ki, explained-, "Monsanto, has a problem. It's trying to own a piece of Mother Nature that naturally spreads itself around." Even the vice president for Monsanto Canada, Ray Mowling, concurs.- "[Monsanto] acknowledges that some cross - pollination occurs, and acknowledges the awkwardness of' prosecuting farmers who may be inadvertently growing Monsanto seed through cross - pollination or via innocent trades with patent-violating neighbors. "71 The Supreme Court of Canada heard Schmeiser's, appeal of the lower courts' decisions, on January 2,o, 2,004, and on May .2i, goo 4 publicly announced its decision. Schmeiser was found guilty of patent infringement yet not liable to pay Monsanto any damages. 77 We can assume that Schmeiser is just one of many farmers who has been targeted for possessing a technology he neither bought nor planted. VVIL11 PUIPZ;111 11U111 6C_11UL1k_011Y engineered crops has become a serious prob- lem in North America. Measures taken to pre- vent contamination, such as buffer zones, have proven ineffective, as the distances rec- ommended for segregation are inadequate., The most recent indication that genetically engineered organisms have serious potential for contamination comes from a study conl- ducted by the EPA that found pollen from genetically engineered bentgrass traveled at least 13 miles from the field in which it was planted.' Similarly, a 2003 British study found that genetically engineered oilseed rape cross- pollinated with non-engineered oilseed rape more than 16 miles away. While contamina- tion can occur in virtually any crop, the most serious problems to date have been with corn and canola, the two main genetically engi- neered open-pollinated food crops cultivated in North America. In the eight or nine years, that canola varieties genetically engineered to be resistant to her- bicides have been planted in Canada, they have cross - pollinated to such an extent that canlola plants resistant to three or more herbi- cides are not uncolmmonl. These unwanted, herbicide-resistant canola plants are showing up in fields planted with other crops and are causing a serious weed problem. Perhaps the most salient example of genetic contamination involves the case of Starl-ink, a variety of corn never approved for hurnan consumptio ommercialized in 11OU UU-->Z)-PU11111C1U::U LU bUU11 C111 tALtIlL L11dL although only I percent of Iowa cornfields, were sown with Starl-ink, harvests from half the state's fields showed at least a trace of con- 4 tamination. In the fall of 2000, the FDA was forced to, recall 300 corn products from U.S. supermarkets due to StarLink contamination. Despite attempts to eradicate all traces of Starl-ink, it has continued to show up in U.S. cornfields, and foreign corn markets have been lost year after year. Recently, a group of farmers, was awarded a:! $110 million settlement for the loss of foreign markets due to Starl-ink contamination., 5 Even Monsanto admits that pollen-flow is inevitable. In its 2005 Technology Agreement, Monsanto writes: "Since corn is a naturally cross-pollinated crop, a minimal amount of pollen movement... between neighboring fields is well known and is a normal occurrence in corn seed or grain production."' Clearly, contamination of non-genetically engineered varieties by pollen from engineered crops is virtually unavoidable in North America today, I Watrud L.S., E.H. Lee, A. Fairbrother, C. Burdick, J, R. Reichman, M. Bollman, M, Storm, G. King, P.K. Van de Water, Evidence for landscape-level, pollen-mediated gene flow from genetically modified creeping bentgrass with CP4 EPSPS as a marker. Proc Naitl Acad Sci U S A. Oct 5, 2004,1011(40):14533-8 2 Squire, G,, G. Begg and M, Askew, The potential for oilseed rape feral (volunteer) weeds to cause impurities in later oilseed rape crops, Department for Environment, Food and Rural Affairs, (August 2003), available at http://www,defra.gov.uk/environment/ m/ research/pdf/epg_rg0114,pdf. 3 Kanina Holmes, Canadian Organic Farmers Sue Monsanto on GM Crops, REUTERS, (January 11, 2002). 4 Organic crop certifiers decry transgenic contamination, CROPCHOICE, (May 1, 2002), available at http: //www, cropchoice.com /leadstryal' a.html?recid =310. 5 Paul Elias, Biotech firms pay $110 million to settle StarLink lawsuit, ASSOCIATED PRESS, (February 7, 2003), available at http: //ipm.osu.edu/trans/023-071.htm. 6 Con onto Co., 2005 Technology Use Guide, at 17. A FZ 1 4 . . . ... ..... Fi', . .... ... D A N f "), "'11/1"" 0 N15"I", A P"111/11111, [" 11""') In a similar story, the Thomason famil ;r was tied up in court for years, for unknowingly VV pos,sessing Monsanto's Bt cotton after they were sold the seeds in a plain br own bag. The seed deal- Reaa/;,"',/,,V er neither told the Thomasons that the variety of seed was patented nor asked to have a technology agreement signed. The Tho�masons were sued for o N r V L 29 g rllgj�lom a (011"It'l 1, I)F2 F/2 .................... TO;TAL Crop Acres Planned! for 1998: (All Varieties) Soybeans L��fcl �0 Corn L—J--J, Laclj- Cotton I I I I I 1 1-11 1 1 1 1 1 -AffARAEUZ0A0P--L��L-J---J---J Business Name BOX 478 1' dNI 1, J-L L3 7 15 1& 10 1� I I I I I I L-L-J Area Code P'hone city State I ac owl edge that I have read and understand the terms and conditions of this tere Siq i ure mus match cust4er name listed above. rem— 1, Upon completion and submission of this page, you will be mailed a Technology Card with your name and individual Technology ID number. This card should be presented when purchasing additional MONSANTO gene technologies, and for redeem,ing benefits offered under the Technology Value Package. % 0 Please send me additional cards. ... . . ..... PROP-- ,kgreemeq II/ -d" l e �d a ers,'-'—"/ 0'�S'� inv,ol,l,ve/,/��'S'LC'h,/,/,f,o,r,ger,i"e",s,�l, Actittal Si'griaturie . . . . . . . . . . . . . . . . Alm It was not until U.Si. Marshall Oine farmer ii never saw an agreiement settled Monsanto f. upwards of $ He recounted that the company told him, "We own you—we wn ary a d that buys � + �d Ready products." This farmer asserts that he was never told that he could not save his seed, only that he was not allowed to sell it to others. 46 m Ii RAI, Preventing the Prosecution of America r s, Farmers �l ���fJ f RIZIONSUM Amend the Patent Act so that Sexually Reproducing Plants Are Not Patentable Subject Matter and Amend the Plant Variety Protection Act (PVPA) to E,xc�luide Such Plants from Protection u�nder the PVPA. the plant protections for genetically engineered crops. The Patent Act and the PV PA are federal legislation, so amending them to remove protection for genetically engineered varieties would require action by Congress. Advat7tages., The advantage for farmers of this option is that it would eliminate all legislative bases for their prosecution by Monsanto or other biotech s,eed companies for patent infringement or P,VPA violation." Disadvantages,, The disadvantages of this approach are practical. Given the lobbying power of the biotechnology industry it is extremely unlikely that Congress would take such action in the foreseeable future. ■ Make the Plant Variety Protection Act the Exclusive Means of Securing _ Intellectual Property Protection Over Sexually Reproducing Plants. A less dramatic legislative option than stripping genetically engineered seeds from all plant protection would be for Congress to amend the Patent � Act to exclude sexually reproducing plants including genetically engineered II SON PON seeds, as patentable subject matter, but to continue to allow engineered AIR- plants protection under the PVPA. This would provide the biotech companies � with a continued monopoly on the sale of these crop varieties but under the PVPA an exemption would allow farmers to save genetically engineered seeds � ME for replanting. I Advantages: This option requires Congress to amend just one statute, the Patent Act, rather than both the Patent Act and the PVPA as required for the first option, meaning one less legislative hurdle. As noted, this option would result in farmers being able to save and replant engineered seed without fear of prosecution. Disadvantages: This amending of the Patent Act would not free farmers from enforcement of and prosecution under, the PVPA. This might include prose- cution even if protected seed varieties inadvertently pollute their crop. Additionally, even though less controversial than stripping genetically engineered seeds of all intellectual property protection, Congress, under pressure from a the biotech industry, may well be reluctant to amend the Patent Act to favor a farmer's right to save seed over the profit interest of the biotech industry. R1 t in Amend the Patent Act so that Seed Saving and/or Inadvertent Possession, Use or Sale of Genetically Engineered Seeds is Not Considered Infringement. Section 2,71 of the Patent Act circumscribes what constitutes infringement of a patent. This, can include exemptions from the usual proscription of possession, use and sale of a patented invention.100 This policy option would involve amending section 2,71 so as to limit the scope of infringement of patents on a genetically engineered seed. Specifically, this would involve excluding the saving of engineered seed, and/or the inadvertent possession, use or sale of such seed from the scope of infringement of these patentl Language in a recent Federal court decision on the patenting of a chemical compound gives some support to this policy option. In a concurring opinion in this decision, SmithKline Beecham Corp. v. Apo ex Corp., 365 F- 3d 13o6 (Fed. Ci Legislate to Prevent Monsanto's Seed Contracts from Shifting Liability Ont the Farmer. i a Ila a a a a A a a 40 W M is a 40 is a A W do 40 40 W lisp W W W W W M!il di UP do W .6 D 0 isadvantages.,- This legislation, whether passed at the federal or state level, does, not limit the intellectual property protections of Monsanto, which could still prolsecute farmers for saving seed and for inadvertently having the patented seed on their property. n A dopit Existing State Models for Controlling the Intrusive and Aggress*ive As discussed in this report, numerous farmers have been the subject of harassment and overzealous investigations by Monsanto. States can act to curb such behavior and ensure that farmers accused of infringing patents have some equitable recourse. Two states—North Diakota and Indiana— have passed legislation to protect farmers from Monsanto's, aggressive legal pursuits. Most significantly, the North Dakota legislation prevents plant patent holders from entering and taking crops from a farmer's land without meeting a number of conditions. In addition, the farmer may accompany the patent holder as samples are taken, and may also request the presence of the state seed commissioner. In 2003, Indiana passed a bill that provides farmers protections similar 001 to those included in the North Dakota legislation. 114 Under this law, a seed contract gives no rights to a seed supplier to enter a farmer's property to take samples of crops grown from seeds or other plants growing on the farmer's property unless a number of important conditions are met."' Moreover, if a seed company receives a court order to access a farmer"s land to take samples, the order must allow the farmer to have independent, matching or split samples taken. Farmers can use this evidence to conduct their own tests. "his would put a stop to the obvious o ne-sided nature of the evidence presented in cases filed by Monsanto against farmers. Advantages: As, demonstrated by the success in North Dakota and Indiana, these bills can be attractive to state legislatures,. These laws do offer farmers some protection against both the harassing and/or illegal methods of inves- tigation by Monsanto, and the company's potential falsifying of test results. rij Level the Couirtroom Playing Field By Negating Monsanto's Foirium Selection Cla�use Advantages: Laws such as Indiana's ensure that farmers being prosecuted are noR required to defend themselves in and under the laws of another state. I Disadvantages.-, These laws on forum do little to limit Monsanto I s patent an intellectual property rights. Again, there is a risk that legislators may opt fo limited laws such as theise rather than stringently regulate genetically eng] nee re d crops and liability in their states. Pass F!ederaill, State and Local Initiatives Instituting a Ban oir Moratoriumi or I A*% the Growing of Genetically Engineered Crops, Pacer Service Center U.S. Party/Case Index M me Monsanto's 2005 Technology Use Guide I http://www.monsantoi.com/monsanto"/``U�������s-a::g content/stewardshi�p/`tug/`tug2005.pldf I Farmers' lawyers that have defended the most cases-. r. P El W1 T, Monsanto Co., 2004 Annual Report, available at www.monsanto,com/monsanto`/ layout/investor/financial/ nnual— report s.asp Stewart Laidlaw, "Starlink Fallout Could Cost Billions." Toronto Star, (January 9, 2001). Charles Benbrook, "Genetically Engineered Crops and Pesticide Use in the United States, The First Nine Years," BioTech InfoNet Technical Paper Number 7, October 2004. Pew Initiative on Food and Biotechnology Factsheet "Genetically Modified Crops in the United States," August 2004, p. 4; available at http://pewa,gbio,tech.org/resources/factsheets/d isplay.php3?FactsheetID-2 Graham Brookes & Peter Barfoot, "Co-existence in North American agriculture: can GM crops be grown with conventional & organic crops,?" PG Economics Ltd, (June 7, 2004); available at www.pgeconomics.co.uk/pdf/Coexistencereport NAmericafinaIJune2004.pdf In 2001, ETC Group reported that Monsanto was responsible for seed technology for 91% of the world's genetically engineered crops ("Ag Biotech Countdown: Vital Statistics and GM Crops," Geno-Types at 1 (June 2002); available at www.etcgroup,org/documents/biotech—count- down-2002.pdf). Additionally, CFS compared recent figures from ISAAA's statistics on world biotech crop hectares (wwwisaaa.oirg/ kc/CBTNews/press—release/briefs30/es—b3O.pd ) and Monsanto's biotech crop acreage (www,,monsanto.com/monsanto/content/ investor/financial/reports/2004/( 42004 Acreage.pdf) to confirm that Monsanto's control of seed technology has stayed constant at approxi- mately 90%. 7 Daniel Charles, Lords of the Harvest at 201 (2001). See also Moeller, David, Farmers" Guide to G s at 8, RAFI-FLAG (November 2004), 8 Daniel Charles, Lords of the Harvest at 196, (2001). 9 Troy Roush, phone interview with CFS (August 28, 2003), Anonymous farmer, phone interview with CFS (October 10, 2003). Anonymous farmer, phone interview with CFS (October 2003). -12 See Brief Amici Curiae of American Corn Growers Association & National Farmers Union in Support of the Petitioners, J.E.M. Ag Supply v. Pioneer Hi-Bred, Int'l., 534 U.S., 124,122 S. Ct. 593,151 L. Ed. 2d 508 (2001), r'hrg denied, U.S., 122 S. Ct. 1600 (2002), see also, Lara E. Ewens, "Seed Wars: Biotechnology, Intellectual Property and the Quest for High Yield Seeds," 23 B,.C, Int'l & Comp, L. Rev. 285, 286 (2000). 13 Daniel Charles, Lords of the Harvest at 34-35 (2001)y 14 Gregory D. Graff & James Newcomb, "Agricultural Biotechnology at the Crossroads," BioEcionomic Research Associates, 23-25 (2003). 15 Pew Initiative on Food and Biotechnology, "U.S, vs. EU: An examination of the trade issues sur- rounding genetically modified food," (August 2003), available at http://pewagbiotech.org/ resou rces/iss uebrief s/eu rope. pdf. A ibid. 17 Monsanto Co., 2005 Technology/Stewardship Agreement, para. 4, Grower Agrees. 18 Monsanto Co., 2005 Technology Use Guide, at 19. ig Monsanto Co,, 2005 Technology /Stewardship Agreemen at para. 6, Grower Understands; see also Monsanto Co., 2005 Technology Use Guide, at 19. 2.o Monsanto Co., Tech nologyStewa rdshi p Agreement, para. 4, Grower Agrees 21. Monsanto Co., 2005 Technology Use Guide, at 15. 23 ibid, 24 Monsanto Co,, 2005 Technology /Stewardship Agreement, para, 7, General Terms. 25 CFS is aware of eight cases against farmers that have ended in bankruptcy (according to a search done on the PACER database for bankruptcy cases between 1997 & 2004 in which Monsanto is listed as a party). 26 Monsanto Co., 2005 Technology/Stewardship Agreement, para. 8, Monsanto's Remedies, 217 Moinsanto Co., 2005 Technology /Stewardship Agreement. :z8 See Peter Shinkle , "Monsanto Reaps Some it Anger with Hard Line on Reusing Seed, supra, St. Louis Post-Dispatch, (May 19, 2003). See also Daniel Charles, Lords of the" Harve st at 115-117, 154,156 (2001). In discussing the history of Pioneer Hi-Bred and its commitment to the best interests of the farmer, Charles quotes Pioneer's Tom Urban as saying, "Monsanto didn't under- stand the seed business.. I'm sorry, they didn't understand the seed business." z9 Monsanto Co., Seed Piracy Update, (2003). 30 See Jill Sudduth, Where the Wild Wind Blows: Genetically Altered Seed and Neighboring Farmers, Duke L. & Tech, Rev. 0015 at para. 6 (2001). See also Rich Weiss, "Seeds of Discord: Monsanto's Gene Police Raise Alarm on Farmer's Rights, Rural Tradition," The Washington Post at A6 (Feb. 3, 1999). 3-1 Monsanto Co., Monsanto Releases Seed Piracy Case Settlement Details, press release (Sept. 29, 1998). This release reported 475 seed piracy cases investigated by Monsanto nationwide, generated from over 1,800 leads. P Rich Weiss, 'Seeds of Discord.- Monsanto's Gene Police Raise Alarm on Farmer's Rights, Rural Tradition , ry The Washington Post at A6 (Feb. 3, 1999). 33 Monsanto Co,,, Seed Piracy Update, (2003), 34 Monsanto Co., Seed Piracy Update, (2004). 35 "Bean Detectives Visit Nebraskan," Omaha World-Herald (Nov. 7,2004). 36 Anonymous farmers, phone interviews with CFS (October 5, 2003; October 19, 2003; October 23,, 2003). 37 Gary Rinehart, phone interview with CFS (August 28, 2003). 38 Hal Swann, phone interview with CFS (October 19, 2303). 3,9 Wayne Board, Monsanto may take legal steps against catching soybean seeds, Lubbock Avalai,nce-Journal (May 24, 1997), available at http://www.lubbockonline.com /news/052597/ monsanto,htm 4o Anonymous farmer, phone interview with CFS, (August 15, 2003). V Hal Swann, phone interview with CFS, (October 19, 2003). 42 Mitchell Scruggs, phone interview with CFS (August 18, 2003). 43 Gary Rinehart, phone interview with CFS (October 20, 2003). 44 Leland Corley, phone interview with CFS (October 28, 2003). 45 Anonymous farmer, phone interview with CFS (October 5, 2003). 46 Forgery Issue Important, Says Lawyer, CROPCHOICE NEWS, (12/11/02), available at http://www,cropchoice,.com/leadstryc304.html ?recid-1188 47 Gary Rinehart, phone interview with CFS (October 20, 2003). 48 Anonymous farmer, phone interview with CFS (November 16, 2003). 49 E-mail correspondence with Troy Roush (August 28, 2003). 5o, Ray Dawson, phone interview with CFS (August 21, 2003). 5j Anonymous farmer, phone interview with CFS (November 16, 2003)1. 52 Gary Rinehart, phone interview with CFS (September 4, 2003). 53 Hal Swann, phone interview with CFS (October 19, 2003). 54 Rich Weiss, Seeds of Discord: Monsanto's Gene Police Raise Alarm on Farmer's Rights, Rural Tradition, THE WASHINGTON POST, at A6 (Feb. 3,1999). 55 Monsanto Co., Seed Piracy Update (2004),. 56 Richard Davis, Don't save RR Soybeans, CarolinalVirginia Former, (June 2003). 57 Leonard, Christopher, Soybean-Seed Lawsuits Pit Farmers against Biotechnology Companies, COLUMBIA (MISSOURI) DAILY TRIBUNE (April 5, 200 ), available at http://www.biotech-info. net /soy- seed_Iawsu its. htm 1. 58 Anonymous farmer, phone interview with CFS (October 5, 2003). 59 All information in Appendix &, Lawsuits Filed Against American Farmers by Monsanto, was derived from court documents in the public record (PACER: http://pacer.us,pci,uscourts.gov) and CFS interviews with farmers and their legal representation. 6o Occasionally there were instances of multiple cases listed against the same defendant(s), for instance when a case was removed to another district or state due to lack of jurisdiction. Taking the most conservative approach we calculated each of these lawsuits as one to reach a final lawsuit number of 90. Counting each case of multiple filing or removal of jurisdiction as a sep- arate lawsuit would bring the total number to 96. All 96 lawsuits are included in Appendix A. 6-1 One lawsuit, Monsanto Co. v. Bandy et a/ involved 27 defendants total, 24 farmers and three busi- nesses. This was an anomaly however; all other lawsuits filed involved fewer than 10 defendants. 62 In three cases,, Monsanto Company v, Anderson & Jones Inc, et a/, Monsanto co. v, Lea and Monsanto Co. v. Morlan, the same or similar lawsuit was filed twice in the Eastern District of Missouri. 63 In Monsanto Company v. Anderson & Jones Inc, et at, Monsanto filed two lawsuits in the Eastern District of Missouri, in 1999 and 2000 respectively. Both lawsuits were subsequently dismissed for the Court's lack of personal jurisdiction over the defendants. The company then filed a third lawsuit in the Southern District of Texas, in 2001. Based on data available, although the third lawsuit was not technically a removal of jurisdiction, it appears to be similar if not the same in nature as the previous, two lawsuits,, Therefore, in our calculations of the total number of lawsuits filed (90), we decided to conservatively count all three Monsanto, Company v. Anderson & Jones Inc, of of lawsuits as one. Furthermore, there were two cases, Monsanto co,, v. Lea and Monsanto C. v. Morlon, in which the defendants were able to transfer jurisdiction to a different division of the Eastern District of Missouri, but not a different District in Missouri. 6,4 Anonymous farmer, phone interview with CFS (September 24, 2003). 65 U.S. Court of Appeals for the Federal Circuit, Monsanto Company and Delta and Pine Land Company v. Dallas Thomason, Dovid.D. Thomason and Luc now Inc et a/., filed January 22, 2002, 66 These figures do not represent the actual monetary awards Monsanto has received as a result of these lawsuits; monetary judgments have been publicly recorded in only 36 of the 9,0 total lawsuits filed (http://p,acer.uspici.uscourts.gov/). In the remaining 53 cases, many are known to have ended in settlements, which likely included monetary awards for Monsanto. It is likely as well that in some cases no monies were awarded to Monsanto. 67 According to USDA, the average household income for farm operators was $65,757 in 2002. See USDA, Agriculture Economy Improves in 2003, (October, 2003). 68 Mellon, Margaret and J. Rissler, Gone to Seed: Transgenic Contaminants in the Traditional Seed Supply, Union of Concerned Scientists, (February 24, 2004). Available at http://www,ucsusa. org/food—and—environment/biotechnology/page .cfm?pageID-1315. 69 Philosophical Transactions: Biological Sciences, 358:1439 (November 29, 2003). 70 Monsanto Co., Commitment to our Stakeholders: 2001-2002 Monsanto Pledge Report, available at http://www.monsanto.com/monsanto/ content/med ia/pu bs/d ia logue-pl edge. pdf Tt Hugh Warwick and Gundula Meziani, Seeds of Doubt: North American Farmer's Experiences of GM Crops at 47, Soil Association, (2002). 72 CFS is not able to describe the details of many of the most harrowing stories it has uncovered due to confidentiality agreements farmers have signed in settlements with Monsanto., 73, For more information on Percy Schmeiser visit http://www.percys,chmeiser.com. 74 For further discussion of the case, see DANIEL CHARLES, LORDS OF THE HARVEST at 188-189 (2001). 75 Rich Weiss, Seeds of Discord: Monsanto"s Gene Police Raise Alarm on Farmer's Rights, Rural Tradition, THE WASHINGTON POST at A6 (Feb. 3,1999), 76 Rich Weiss, Seeds of Discord: Monsanto's Gene Police Raise Alarm on Farmer's Rights, Rural Tradition, THE WASHINGTON POST at A6 (Feb., 3,1999). 77 Supreme Court of Canada to Hear Schmeiser's Appeal, available at: http://www.percyschmeiser. com/Council�/�20of'/1�2OCanadia:ns,.htm. 78 Memo and Order (July 6, 2001), 79 Complaint (November 1, 2000). 8o Memo and Order (July 6, 2001). 8, ibid. r.-TiEffe 83, Monsanto Co. v, Hartkornp, 2001 WL 34079482 at *1. 84 Busch, Nathan A., Jack and the Beanstalk: Property Rights in Genetically Modified Plants, 3 MINN. INTELL. PROP. REV. 1 (2002), available at http://mipr.umn.edu/archive/v3n2/busch,,pdf 85 Many farmers recognize seed dealers' rising effort to publicize the consequence of saving and/or selling Monsanto's seeds, As one farmer explained: "Now you see a notice on the door as you walk in." 86 Anonymous farmer, phone interview with CFS (September 17, 2003). 87 See Beth Bundsclorfer-Gansmann, Farmer Says Seed Dealer Forgery Led to Legal Battle with Monsanto, Knight-Ridder Tribune, Dec., 1,, 2002. 88 See Beth Bundsdorfer-Gansmann, Farmer Says Seed Dealer Forgery Led to Legal Battle with Monsanto, Knight-Ridder Tribune, Dec. 1, 2002. 8g Robert Schubert, Forgery Issue Important, Says Lawyer, CropChoice News, (Dec. 11, 2002), available at http://www.cropchoice.com/leadstry.asp?recid= 1188. go Uchtmann, Donald L. Can farmers save Roundup Ready beans for seed? McFarling and Trantham cases say 'no'. Agricultural Law Update, (October 2002)1. Eugene Straterneyer's Motion for Class Certification, Case No. 02-CV-505-MJR, page 24, 92 Anonymous farmer, phone interview with CFS (November 6, 2003), 93 Ray and Luetta Dawson, phone interview with CFS (August 21, 2003). 94 Anonymous farmer, phone interview with CFS (September 17, 2003), 95 Homan McFarling, phone interview with CFS (August 25, 2003). 96 U.S. Court of Appeals for the Federal Circuit, Monsanto Co. v. Homan McFarling, Decided April 9,2004. 97 Robert Schubert, Mississippi Farmer Gets Big Break From Appeals Court in Monsanto Biotech Seed Case, CropChoice (April 271 2004). 98 Hal Swann, phone interview with CFS (October 19, 2003). 99 Ensuring protection of farmers from patent prosecution would also require that any amending of the Patent Act include the provision that the patenting of plant genes does not extend to patent protection for the seeds or plants that contain those genes, See Schmeiser v. Monsanto, No. 29437, (Can. Sup. Ct. May 21, 2004). ,00 Such an exemption has already been granted for certain recombinant DNA inventions. See 35 U.S.C.§ 271(e)(1). -io, SmithKline Beecham Corp, 36,5 F.3d at 1331. io2 Monsanto Co., 2005 Technology User Guide, at 17. 103 In 2001, North Dakota passed House Bill 1442, a law requiring that patent holders, seeking to enter a farmer's land: (1) Shall notify the agriculture commissioner in writing of the person's belief that a patent infringement has occurred and include facts from the allegation; (2) Shall notify the farmer in writing of the allegation that a patent infringement has occurred and request written permission to enter upon the farmer's land; and (3) Must obtain the written permission of the farmer. -104 Under Indiana House Bill 1571 (2003). io5 The seed supplier must give notice to the farmer and the state seed commissioner at least five business days in advance that the seed supplier intends to enter the property. This notice must include the date and time of the intended entry, as well as the purpose for the entry. The seed supplier must allow the farmer, the seed com- missioner, or their agents to accompany the seed supplier when samples are taken. The seed sup- plier must allow the farmer, the seed commis- sioner, or their agents to take matching samples of any samples taken by the seed supplier. w6 This is different from the North Dakota bill, where farmers must still abide to the forum selection clause if they violate the terms of a signed contract, The North Dakota legislation does allow parties to participate in mediation at any time. The mediation must be conducted by a mediator jointly selected by the farmer and the patent holder. If the two parties are unable to select a mediator, the mediation must be conducted by an independent agricultural mediation service. L ov s I.II t I A G P, I N T M F R I C Ala Fn, )'0 r F 5 B' Y 'di' A11, f 0 Plaintiff and Law Firm Defendant(s) and Lawyers Farm Date NIed —C a s - e­ D i-s- ; r—i c.; &­ _J u.-dl- g--e —St al_tus/Out...,.mm.,,.,_,._. e P -a. went —ent to­ Location Number Presiding Monsanto Monsanto Company Holcomb Dunbar, Thompson Adarns, Steve; Jim D. Waide, III MS 10/10/00 1 00-CV-185 j Northern District of Mississippi CONSENT PERMANENT INJUNCTION that defendant Steve Adams is permanently enjoined from illegally saving, selling or planting seed Coburn containing Monsanto Company's patented technology or otherwise infringing patents held by Monsanto Company [7/24/01]. Monsanto Company Thompson Coburn; Anderson & Jorres, Inc., Richard Anderson; Barnet B. Skelton, Jr TX 11/19/99 i 99-CV-1805 Eastern District of Missouri Honorable JUDGMENT: plaintiff's complaint is dismissed for this Court's lack the defendants in this N/A Frilot and Partridge Donald J. Stohr of personal jurisdiction over matter, terminating case [05/08/00]. Monsanto Company Thompson Coburn; Anderson & Jones, Inc:., Richard Anderson; Barnet B. Skelton, Jr. TX 10/24/00 00-CV-1694 Eastern District of Missouri Honorable ORDERED, ADJUDGED AND DECREED that plaintiff's complaint is dismissed for this Court's lack the N/A Frilot and Partridge Donald J. Stohr of personal jurisdiction over defendants in this matter, dismissing case [02/08/01]. Monsanto Cornpany Riddle & Baumgartner; Frilot Anderson & Jones, Inc., Richard Anderson; Barnet B. Skelton, Jr, TX 5/24/01 4:01-CV- 01749 Southern District of Texas Judge Ewing CONSENT INJUNCTION AND JUDGEMENT- By consent of the parties, is defendants, in favor 3,052,800.00 and Partridge; White Mackillop Werlem, Jr judgement entered against jointly and severally, of Monsanto in the amount of $3,052,800, each party to bear its own Et A costs [6/04/03]. > Monsanto Company Riddle & Baumgartner; Frilot Aungst, Mike; No Representation MI 8/20/01 01-CV-73172 Eastern District of Michigan Honorable ORDER dismissing case without prejudice by the judge [8/26/2004]. The order noted that a settlement had been reached. GY ra rn and Partridge; White Mackillop Et Al George Caram Steeh X Monsanto Company Baiady, Larry, Matthew BaUnigardner, Birkemeyer Farni Paitnership, 1. -3, IN-2, 6/8/04 4:2004-CV- Eastern DistOct of This case is ongoing. It was filed in response to a class action lawsuit that Arnold and Porter LLP; Bryan Cave LLP Doyle Bounds, Garry Bounds, Tirn Curry, Michaei Dora, Andy Dupraz, Dee Fortkarnp, Bruce Glasow, StqAien Goff, Charlynn Hamilton, Dean IA-2, KS-2, MI-1, MN.- 00708 I Missouri Honorable E. Richard Webber was filed against Monsanto in 13 different states by the 27 individuals/ corporations listed as defendants. Monsanto claims that the farmers Howard, James Howard,hrinrnie Howwd, Richard HugIres, Richard Kraus,.➢R., Walter Otis, Francis Perfingw Kenneth Polo, Hilmer Schoenbaurn, Wayne E. Scholi, Dori Sdw order, Tfrornas Steiskal, Randy Toenies, Linion Lh w Farms, Inc., Vandervoort Fzvrns, Inq 2, MO-3, NE-6, ND- 1, OH-2, SD-1, TN-1, breached the Patent License Agreement's forum selection clause when they filed class action suits outside of St. Louis, MO. Monsanto also claims that by breaching the clause they terminated their licenses to Roundup ReadyO YieldGardc technology, therefore Monsanto Company Adam J. Levitt, Charles F Speer, David A.P. Brower, Stephen A. Weiss Bates, Steven, Scott Bates, Bernard Bates; Jeffrey S Standley WI-1 Old 8/26/97 97-CV-953 Southern District of use and and are infringing on Monsanto's patents by growing these crops, CONSENT JUDGMENT dismissing with prejudice Bernard Bates- 5,595.00 Vorys Sater Seymour & Pease Ohio Senior Judge Joseph P Kinneary; judgment against Steven Bates & Scott Bates d1ba Bates Grain in the amount of $5,595.00 & $15,000.00 in attorney fees & terminating case. Referred to Mag. Judge Mark R. Abel [02/20/98] Monsanto Company Todd, LLC; Frilot, Bowfing, Paul; Michael E. Coen KY 7/1/99 99-CV-424 Western District of Kentucky ORDER by the judge, counsel having notified the court of a settlement A, Frost Brown Partridge, Kohnke & Clements, L.C. Judge Charles R. Simpson III in this case, IT IS ORDERED that the case is dismissed; to reinstate within 45 days if the settlement is not consummated. [8/24/99] f Monsanto Company Britt, Ralph (Sr,), Ralph Britt (Jr.), Gregory Allen Britt„ Pro Se NC 1/23/02 02-CV-10 Eastern District of Consent judgment and permanent injunction; By consent of the parties, 67,664.80 Brooks, Pierce, Mdenclon, Humphrey & Leonard" North Carolina judgment is entered against defendants, in favor of Monsanto in the amount of $67,664.80 [08/03/02]. Monsanto Company Bryant, Jon Scott; Dale Aschemann IL 12/19/01 01-CV-187 Eastern District of Monsanto initially demanded $75,000. A settlement was reached Husch And Eppenberger, LLC; Office of U.S. Attorney; Missouri Honorable Catherine D. Perry [7/26/02]. Case dismissed with prejudice [9/17/02]. Thompson Coburn Monsanto Company Smith Moore LLP; Smith, Helms, Mulliss & Moore, LLP Byrd, Giles, Eloise Byrd, Giles Byrd & Son, Inc., Cam, Brent krc.; Michael E. Mauney NC 8/31/99 99-CV-154 Eastern District of North Carolina Permanent Injunction by stipulation [11/24/01]. It is likely that a monetary settlement was reached in this case, but public information is lacking this Monsanto Company Clark, Allen L,, Clark's River Farm, lnc.� MO 3/29/04 I i 1:04-CV- Eastern District of on matter. A settlement was reached through Alternative Dispute Resolution Husch and Eppenberger, LLC Scott D. Dale and Bobby Peterson 00039 Missouri Honorable Catherine D. Perry [11/18/20041; Dismi,sal papers should be filed by 12/20/2004. * Settlement reached; amount not disclosed * Terms of dismissal, including On-going Cases possible financial settlements, not disclosed J „s< i r. J , . ., .o r,ai Plaintiff and Laver Firm 'r! ''f J >, 0 r1 ,A'i 1 'i Ir_ Defendant(s) and Lawyers Farm CJ f1, , :1 Date FEW Case District & Judge Status /Outcome Payment to Location Number Presiding Monsanto Monsanto Company Thompson Coburn; Frilot and Partridge Collier, Franklin; John Gianoulakis, David A. Castleman AR 6/22/99 99 -CV -995 Eastern District of Missouri Mag. Judge Lawrence 0, Davis The case was referred to Alternative Dispute Resolution [05 /08 /00], and appears to have ended in settlement. Soon after there was a STIPULATION FOR DISMISSAL OF CASE by Monsanto plaintiff Company, defendant Franklin Collier with prejudice. Each party to bear its or his own attorneys fees and costs. NOTED & SO ORDERED [06/02/2000]. Monsanto Company Husch Eppenberger, LLC Corbett, Mitchell, Ray Corbett, Lydia Corbett, Ryan Corbett; IN No Representation 2/19/03 03 -CV -207 Eastern District of Missouri Honorable CONSENT JUDGEMENT against defendant Mitchell Corbett, defendant 65,000.00 Ray Corbett, and Donald J. Stohr defendant Lydia Corbett, defendant Ryan Corbett in the amount of $ 65,000 terminating case [04/28/03]. Monsanto Company David, Loren G.; Timothy M. O'Keeffe, Christopher M. Kennelly ND 4/12/04 4:04CV425 Eastern District of The case is ongoing; it was sent to Alternative Dispute Resolution, Husch and Eppenberger, LLC Missouri Honorable Henry E. Autrey but the parties did not reach a settlement [11/30/2004]. Monsanto Company Dawson, Ray, Ray Clawson Farms Partnership; AR 12/2/98 98 -CV -2004 Eastern District of A permanent injunction was ordered against the defendant [05 /08/01]. 2,586,325.00 Husch and Eppenberger, LLC; Richard P. Sher, Phillip Hicky, Clifford M. Cole Missouri Mag Judge Consent Judgment in the amount of $2,586,325.00 [12/19/01]. Bryan Partridgeve,LLP;Frilotand Thomas C. Mummert III .,., �,, Monsanto Company p y i:Debuhr, Linn; Adam H. Jacobs NE 11/21/01 4:01 -CV- district of Nebraska A confidential settlement was reached. ORDER granting Joint stipulation tipulation o Frilot Partridge Law Firm; Koley Jessen Law Firm 03293 Judge Warren K. Urbom for dismissal with prejudice [10/16/02]. � x Monsanto C ornpany ..............._�_.,,,,.., ... .,,, ,.,.,.,........,..�__.....,..,. ,,,.,.,,,..,.,.,..mow...,....... Debuhr, Mark; Adam H. Jacobs NE .,,,,,,,., ....,. -., 11/7_1!01 4:01 -CV- District of Nebraska A settlement was reached. Dismissed with prejudice, each party to Frilot Partridge Law Firm; Koley Jessen Law Firm 03294 Judge Warren K. Urbom pay their own costs [12/18/02]. Monsanto ' C:onapany Husch and Eppenberger, LLC; Frilot and Partridge Douglas, lc-arnes E. (Jr.); No Representation MO 3/30/98 98 -CV -542 Eastern District of Missouri Honorable E Richard Webber Dismissed without prejudice [6/10/1998] ... ...,._...,w_,.. ,._m.,_,... _,. ...,. p J ® � ; Monsanto C:or °nparry„ ..,..,..,,.� Company Husch and Eppenberger, LLC; Eaton, Glen F.; Bill W. Bristow, Joe A. Summerford AR 3/13/00 00 -CV -435 Eastern District of Missouri Honorable Consent Judgment for Monsanto in the amount of $866,880.00. 866,880 00 Bryan Cave LLP; Frilot and Partridge; Office of U.S. Attorney E. Richard Webber The injunctive provisions of the Final Consent Injunction Judgment shall continue in full force and effect [10/11/01]. Monsanto Company Husch and Eppenberger; Ethridge, W.A.; Jim Waide MS 10/4/00 00 -CV -1592 Eastern District of Missouri Mag Judge FINAL CONSENT INJUNCTION AND JUDGMENT: for plaintiff 377,978.15 Monsanto Company, counter - defendant Monsanto Company against Thompson Coburn; Bryan Cave LLP; Frilot and Partridge; Office U.S. Attorney Thomas C. Mummert III defendant W. A. Ethridge, counter - claimant W. A. Ethridge in the amount of $ 377,978.15 terminating case [06/04/02]. of Monsanto Company Mitchell Williams Selig Gates & Woodyard, PLLC; Frilot Fitts, Floward; William McShane Bridgforth, John Jarrod Russell AR 12/6/02 02 -CV -178 Eastern District of Arkansas Ongoing as of 12/02/04. Information on public record is unavailable at this time. Partridge Kohnke & Clements Monsanto Company Ford, Dean, Debbie: Ford, Melvin Ford, Jason Weimer, Ford IN 3/5/04 4:04 -CV -.. southern District of Ir Case is ongoing- Settlement conference set for 2/2/2005. Frost Brown & Todd, LLC; Frilot, Partridge, Lohnke & Clements, L.C. Lumber & Building .Supply, lrac., Jaame.s Reed; Barry N. Bitzegaio, Michael Lee Rogers, Darrell M. Auxier 00064 Indiana David Frank Hamilton, Referred to Magistrate Judge Monsanto Company Gainey, Graham, Gainey Grain lnc.; NC 1/29/03 03-CV-99 William G. Hussmann Jr. Middle District of CONSENT INJUNCTION AND JUDGEMENT entered against 338,137.00 Brooks Pierce Mclendon Humphrey & Leonard; Frilot Partridge Kohnke & Clements, L.C. A, Settlement reached; amount A Terms of dismissal, including On -going Cases Jimmy Wade Goodman, John E. Raper, Jr. not disclosed possible financial settlements, not disclosed I North Carolina Judge William L. Osteen defendants in the amount of $338,137.00 [2/23/04]. � J! V M z E 0 � A 114 'f Plaintiff and Law Firm Defendant(s) and Lawyers Farm Date Filed Case District & Judge Status/Outcome Payment to Location Number Presiding Monsanto Monsanto Company Garbers, Jack; LaMar T Piper MN 4/21/99 99-CV-632 Eastern District of CONSENT JUDGEMENT for plaintiff Monsanto Company in the 45,000.00 Husch and Eppenberger, LLC; Missouri Honorable amount of $ 45,000.00 [08/13/991. Frilot and Partridge Donald J. Stohr Monsanto Company Garrell, Terry, Bobby Garrell; Pro Se at first. Later hired an attorney. NC 12/18/01 01-CV-230 Eastern District of FINAL CONSENT INJUNCTION and JUDGMENT for Monsanto 34,316.89 Brooks, Pierce, Mclendon, On the Consent Judgement forms, James Earl Hill Jr. of Hill & High j North Carolina Company against Bobby 0. Garrell, Terry Garrell for $34,316,89, each Humphrey & Leonard signed for defendants party to otherwise bear its own costs, plus the defendants are enioined Monsanto Company Husch and Godfredson, Mark; Christopher J. Daus, Sr, Gerald M. Kraai, Sam S. A Eppenberger, LLC; Bryan Cave Killinger LLP; Frilot and Partridge Monsanto Company Good, Richard S., Good Fauns, inc.; NJ Brown & Connery, LLP Timothy E. Annin Monsanto Company Hill Seed Cornisany, Mark Hffl; Husch and Eppenberger, LLC Karen A. Baudendistel, E.W. Gentry Sayad, James J. Virtel Monsanto Company Hunt, Donei, k.)hn Hunt, Hk Brooks, Pierce, Mclendon, Gordon C. Woodruff Humphrey & Leonard Settlement reached; amount not disclosed ♦ Terms of dismissal, including possible financial settlements, not disclosed On-going Cases 4/3/00 4/6/01 3/10/04 12/8/03 1/15/02 IA 2/12/03 NC 1/23/02 6:00-CV-164 Eastern District of JUDGMENT: in favor of Monsanto in the amount of $75,000.00 and 75,000.00 Oldahorna against defendant Hendrk Hartkamp [08/30/011. 01-CV-523 Easiern District of This case was settled. STIPULATION FOR DISMISSAL OF CASE by plain- Missouri Honorable E. tiff with prejudice, plaintiff to pay any court costs [07/26/011. Richard Webber 04-CV-487 Northern District of This case is ongoing. The current deadline for discovery completion Alabama Judge Inge P is 3/18/05, and the case is set to go to trial later in 2005. Johnson 03-CV-3249 Northern District of Alabama Judge C Lynwood Smith, Jr This case was settled. CONSENT INJUNCTION and JUDGEMENT: 41,753.75 Monetary damages awarded to Monsanto in the amount $41,753,75; There is a permanent injunction against the defendant purchasing, using, or planting Monsanto biotechnology without written permission from Monsanto; Each party pays its own legal fees [8/12/041. Eastern District of Missouri Honorable Carol E. Jackson In an ORDER, the judge requested that the plaintiff file for default judgement, because the defendant had not filed an answer to Monsanto's complaint 20 days after it was filed [4/01/021. A month later it dismissed was voluntarily—STIPULATION FOR DISMISSAL OF CASE by plaintiff withoul prejudice [05/01/021. 4:2003-CV- Eastern District of 00181 M4ssouri Honorable This case is ongoing and Monsanto has entered a demand of $75,000, Some documents Carol E. Jackson court are under sea] and closed to the public. There was a bench trial on 6/14/04. 02-CV-11 Eastern District of North Carolina FINAL CONSENT INJUNCTION AND JUDGEMENT against the 61,150.00 defendant in favor of Monsanto in the amount of $61,150; plus a permanent injunction [12/23/021. Plaintiff and Lawn Firm Defendant(s) and Lawyers Farm gate Piled Case District fir Judge Status /Outcome Payment to Location Plumber Presiding Monsanto Monsanto Corrgsany Holcomb Dunbar; Husch & Jaroraes, Marvin H.; Jim D. Waide, III MS 10/11/00 00 -CV -188 Northern District of Mississippi CONSENT PERMANENT INJUNCTION that defendant Marvin H. Jones 6 is permanently enjoined from illegally saving, selling or planting seed Eppenberger, LLC; Thompson Coburn containing Monsanto Company's patented technology or otherwise infringing patents held by Monsanto Company [7/24/01]. Monsanto Cornpany Thompson Coburn; Husch and Jorgensen F°aurrns, 11C, Carl and Keith 9orgensena No Representation ID 3/21/00 00 -CV -474 Eastern District of' Missouri Honorable In the beginning of the case, the judge ordered the defendants A temporarily enjoined from transferring, destroying or removing any Eppenberger, LLC; Bryan Cave LLP Stephen N. Limbaugh Naturemark Potatoes or NatureMark potato seeds or other registered Naturmark products and /or business records reflecting the ownership, control of such or which infringement Monsanto's products reflects of patents [3/21/04]. Soon thereafter, a STIPULATION FOR DISMISSAL OF CASE filed by without prejudice was Monsanto and so ordered by the judge [03/27/00]. Monsanto Cornpany Kelly, Norman, Kelly Farms; TN 9/14/01 01 -CV -1484 Eastern District of CONSENT JUDGEMENT against defendant Norman Kelly, defendant 163,770.00 Husch and Eppenberger, LLC; William G. Hatton Missouri Honorable Kelly Farms in the amount of $163,770.00 terminating case Bryan Cave LLP; Office of U.S. Attorney Carol E. Jackson [05/15/02]. Monsanto Ca�anipany Kelley, Will"aarn; Louis D. Nettles Sc 10115104 4:2004 -CV- Eastern District of On -going as of 12/06/2004. Monsanto filed a MOTION to Expedite .1 Husch and Eppenberger, LLC 01428 Missou H Honorable E. Discovery and for Protective Order [10/21/04]. In a MEMORANDUM z Richard Webber in response to this motion [11/04/04], the defense counsel states, "The Plaintiff's basis for making this Motion.., is a claim that Kelley might actually harvest his crop. The Plaintiff states no facts and has no supporting affidavits which would suggest that Kelley has ever claimed that the beans that are growing on his farmland are anything but Round -Up Ready beans" The Motion to Expedite Discovery, etc. was granted in part and denied in part by the judge [11/05/04]. Monsanto Cornplany Kyie„ Lenny .hoe, BHJy* Kype, .Roe -Co; AR 11/29/04 2:2004 -CV- Eastern District of This case is ongoing as of 12/09/04. Monsanto entered a MOTION for Mitchell Williams Selig Gates No Representation listed in docket; John Everett is mentioned as 00208 Arkansas Judge expedited discovery and entry of protective order [11/29/04], and the & Woodyard, PLLC; Frilot Partridge Kohnke & Clements defense counsel in Monsanto's brief [11/29/04] James M. Moody brief in support of this motion noted that "Surveillance was initiated of defendant's farming Monsanto soybean operations after received an anonymous report that they were planting Roundup ReadyO soybeans" [11/29/04]. Monsanto Company Kna ckrn as, Dale; Paul J. Seele IL 2/11/98 98 -CV -261 Eastern District of CONSENT JUDGEMENT for Monsanto in the amount of $50,000, 50,000.00 Husch and Eppenberger, LLC; Frilot and Partridge Missouri Honorable Rodney W. Sippel terminating case with prejudice [8/17/98]. Monsanto Coagmny Thompson Coburn; Husch and Lea, Roan; Jack B. Spooner, Mark J. Pelts MO 12/17/99 99 -CV -1994 Eastern District of Missouri Honorable E. Judge Webber granted Defendant Ron Lea's motion to transfer venue N/A .. .. to the Southeastern Eppenberger, LLC; Bryan Cave LLP; Frilot and Partridge Richard Webber Division of the Eastern District of Missouri [04/24/00]. Monsanto Conrprany Lea, Roca; Jack B. Spooner, Mark J. Pelts MO 4/24/00 00 -CV -37 Eastern District of This is the continuation of the case above in the new venue. 140,665.00 Thompson Coburn; Husch and I Mis:a. -,o au,i Honorable CONSENT JUDGEMENT for Monsanto in the amount $140,665.00, Eppenberger, LLC; Bryan Cave LLP; Frilot and Partridge Catherine D. Perry terminating case, plus an injunction [5/27/02]. Monsanto Cornpany Husch and Eppenberger, LLC; L.irng, Edwin, Ricky Ling, Edwin Ling F'arrrma George W. Gilmore, Jr. MO 8/16/01 01 -CV -122 Eastern District of Missoueru Edwin Ling passed away during the course of this case [9/13/02]. mM � Bryan Cave LLP; Office of U.S. Attorney Honorable Charles A. Shaw A few months later the case was dismissed voluntarily without prejudice [2/26/2002]. Monsanto Company Long, Dewey; No Representation IL 3/31/98 98 -CV -3079 CentrM District of This case ended in settlement. NOTICE of DISMISSAL Greensfelder Hemker & Gale s, Settlement reached; amount O Terms of dismissal, including On -going Cases not disclosed possible financial settlements, not disclosed illprroois Judge Richard Mills (entitled Ex Parte Motion to Dismiss) [04/29/98]. Settlement reached; amount not disclosed O Terms of dismissal, including possible financial settlements, not disclosed On-going Cases Plaintiff and Law Firm Defendants) and Lawyers Farm Date Filed Case District & Judge .......... . Status/Outcome Payment to Location Number Presiding Monsanto Monsanto Cornparry Husch and Eppenberger, LLC; Frilot and Partridge Massey, Michael; No Representation MS 11/5/99 99-CV-1737 111 Eastern District of Missouri Honorable E. Richard Webber Dismissed voluntarily without prejudice by Monsanto [12/10/99]. Monsanto Company Husch and Eppenberger, LLC; Mayfield, John, Pawl Mayfield; George Dale Reesman, Bruce E. Johnson AR 4/2/99 99-CV-538 Eastern District of Missouri Honorable This case was settled and dismissed voluntarily with prejudice [10/17/00], along with a CONSENT INJUNCTION ORDER: Mayfields are prohibited Bryan Cave LLP; Frilot and Partridge Charles A. Shaw from purchasing Monsanto patented seed technology, except YieldGard Corn, for a period of 5 years from the date of this order [10/18/00]. Monsanto Company Oldham & Kennedy; Frilot McAlister, Terry; D DTyn Davison TX 4/8/03 7:03-CV- 00074 Northern District of Texas Judge Jerry ORDER DISMISSING CASE.-the cause of action of the Plaintiff against Defendants be and is hereby dismissed with prejudice against the refiling Partridge Kohnke & Clements Buchmeyer of same with court costs taxed against the party incurring same [06/24/2003]. Monswito Company McFarling, Hornan; Jim Waide, Gary Myers, James L. Robertson, MS 1/19/00 00-CV-84 Eastern District of This case is ongoing, A FINAL JUDGMENT in the amount of Husch and Eppenberger, LLC; Layton Jager Smith, Jr. Missouri Honorable $780,000.00 was entered against McFarling for breach of contract Office of U.S. Attorney; Bryan Catherine D. Perry [11/15/02]. On appeal, the judge upheld the court's basic ruling that • Cave LLP; Frilot and Partridge McFarling breached his contract with Monsanto, howeve,, it also found that the 120 for the damages multiplier calculation of in Monsanto's tech agreement was unenforceable under Missouri law [4/09/04]. Currently o McFarling's case is still open and a petition for certoriari to the Supreme rn Z Court has been filed for a second time (the first was denied). Monsanto Company Meekins, Frank (Jr,), Vashti L, Meekins; Sc 1/8/02 02-CV-32 District of South FINAL CONSENT INJUNCTION AND JUDGMENT for plaintiff 41,795,60 Nelson Mullins Riley and Scarborough; Mckay Cauthen Autrey Carmichael Stephens Carolina Judge Terry L Wooten Monsanto Company against defendant Frank Meekins Jr, defendant Vashti L Meekins in the amount of $41,795.60, each party to otherwise Settana Martin and Addison bear its own costs, plus a permanent injunction [07/08/02]. Monsanto Company Nelson Mullins Riley Meekins, Larry F4 Autrey Carmichael Stephens SC 1/8/02 02-CV-33 District of South Carolina FINAL CONSENT INJUNCTION AND JUDGMENT for plaintiff 42,742.80 and Scarborough; Mckay Cauthen Judge Terry L Wooten Monsanto Company against defendant Larry F Meekins in the amount of $42,724,80, each party to otherwise bear its own costs, plus a Settana Martin and Addison permanent injunction [07/08/02], Monsanto Cwnpany Meeks, Nacy, Meeks Farms inc,,, .... .. ..... ... AL 12/8/03 03-CV-3250 Northern District of This case is ongoing and in discovery as of 12/06/04. Bradley Arent Rose & White; R. Don Ward Aiabarna Judge In it's COMPLAINT, Monsanto claims, "Meeks sold Roundup Ready Frilot Partridge Kohnke & Sharon Lovelace soybean seed to Monsanto investigators working on behalf of Monsanto Clements LC Blackburn and has refused to speak to Monsanto Representatives regarding this matter" [12/08/03]. Monsanto Company Husch And Eppenberger, LLC; Miller, Scott, Scott Milier Farms; Dale Aschemann IL 12/11/01 01-CV-1938 Eastern District of Missouri A settlement was reached in this case, Dismissed Voluntarily: Thompson Coburn; Bryan Cave LLP Honorable Rodney W. Sippel STIPULATION FOR DISMISSAL OF CASE with prejudice- SO ORDERED [07/08/02]. Monsanto Company ............. Moore, Paul; Terry Abernathy TN 8/18/99 99-CV-1195 Western District of CONSENT JUDGMENT in favor of Monsanto Co. in the amt of 44,000.00 Wyatt Tarrant & Combs; Frilot Partridge Kohnke & Clements Tennessee J. Daniel Breen $44,000.00 dollars - it is ordered that a permanent injunction be entered against Paul Moore enjoining him from any further unauthorized use of Monsanto's patented technology covered by patent numbers 5,633,435 and 5,352,605. This action brought against defendant, Paul Moore, is hereby DISMISSED WITH PREJUDICE - each party to bear its own costs [02/02/01], Monsanto Company Husch and Eppenberger, LLC Morlan, Aub,y Wffliarn, Morlan Farms, inc.; Jack B, Spooner MO 4/3/02 02-CV-476 Ea stern District of fviissouH Honorable IT IS HEREBY ORDERED that this case is transferred to the Southeastern N/A Division the United States District Court for Catherine D. Perry of the Eastern District of Missouri by the Honorable Catherine D. Perry [06/06/2002]. Settlement reached; amount not disclosed O Terms of dismissal, including possible financial settlements, not disclosed On-going Cases Plaintiff and Law Firm Defendant(s) and Lawyers Farm Date Filed Case District & Judge Status/Outcome Location I Number Presiding ,' I M... Monsanto Company Morlan, Autry William, Randy Merrick, Morlan Farms, inc.; MO 6/4/02 I 02-CV-77 Eastern District of This was a continuation of the case above in a new venue. It was 353,77100 Husch and Eppenberger, LLC Jack B. Spooner, Dale E. Gerecke Missouri Honorable eventually settled, and a FINAL CONSENT INJUNCTION AND Catherine D. Perry JUDGEMENT was entered for Monsanto in the amount $353,773; plus a permanent injunction on the defendants [3/3/2004]. Monsanto Company Nelson, Greg, Nelson Farms, Ent.; ND 10/11/00 j 00-CV-1636 Eastern District of Monsanto initially demanded $75,000. Nelson motioned to transfer the Husch and Eppenberger, LLC; Mark R. Fraase Missouri Honorable case to North Dakota, and/or to have the case arbitrated by the North Thompson Coburn; Bryan Cave Carol E. Jackson Dakota Dept. of Agriculture, but the judge ruled against both [9/10/01]. LLP; Frilot and Partridge The case was then settled, and a JOINT STIPULATION AND ORDER OF DISMISSAL defendant [11/02/01] Monsanto Company Potts, William R., B&B Custom Applications, Inc.; OH 4/19/04 2:04-CV- Southern District of This is a continuation of the case above in a new venue, and it is ongoing Husch and Eppenberger, LLC; Shannon Marie Treynor, Daniel Chadd McKitrick, i 00282 Ohio Algenon L as of 12/06/04. Mediation for settlement is set to take place in 2005. Taft Stettinius & Hollister Rick Louis Brunner Marbley, Referred to Norah McCann King Monsanto Company Quick, William; Pro Se Husch and Eppenberger, LLC; Frilot and Partridge IA 2/10/98 98-CV-249 Eastern District of CONSENT JUDGEMENT by the judge for plaintiff Monsanto Company Missouri Mag. against defendant William Quick and terminating case [5/13/981. Judge Thomas C. Mummert III M A VV S 1I I5 F ii. ED A 1`4 S f L,% N4 E R, C A F A R VI E S P, Y M S A, N, 1'0 ( C t�) 'I Plaintiff and Law Firm Defendant(s) and Lawyers Farm Date Filed Location Monsanto Company Ralph, Kem; Louis J. Leonatti, Randall P. Baker, Jim Waide, James L. TN 1/28/00 Husch and Eppenberger, LLC; Robertson, Layton Jager Smith, Jr, A. Spencer Gilbert, Paul Eldridge Office of U.S. Attorney; Bryan Barnes Cave LLP; Frilot and Partridge Monsanto Company Reidenbach, Paul, Paul W, Reidenbach Enterprises, Inc.; IN 9/13/04 Hawk Haynie Kammeyer & Daniel J. Sigler Chickedantz LLP; Frilot Partridge Kohnke and Clements LC Monsanto Company Rinehart, Gary; Leland H. Corley MO 3/19/03 Meise & McMorris Monsanto Company Robinson, Leslie, E., Valley Ridge Grain Co., Inc.; MO 10/8/03 Husch and Eppenberger, LLC Tom K. O'Loughlin 11 Monsanto Company Robinson, Leslie, E.; Erica D. Koetting MO 10/8/03 Husch and Eppenberger, LLC Monsanto Company Rogers, Harold Sr., Harold Rogers Jr.; SC 2/6/02 Nelson Mullins Riley and A. LaFon LeGette, Jr. Scarborough; Mckay Cauthen Settana Martin and Addison; Frilot Partridge Kohnke and Clements Monsanto Company Rogge, Gary; Jeffrey McGinnis Frilot, Partridge Law Firm; Koley, Jessen Law Firm Monsanto Company Roman, Mike; Janna Fulfer, Grady Terrill, Mike Roman Frilot Partridge Kohnke & (pro se at first) Clements;Asbury & Asbury Monsanto Company Roush, Ronald, Troy Roush, Todd Roush, Tony Roush, Hawk Haynie Kammeyer & TDR Farms Inc.; Chickedantz LLP; Frilot David A Lundy, Justin Sage, Linda Cooley Partridge Kohnke and Clements LC; Thompson Coburn LLP Monsanto Company S.B.D., Inc., Scott McAllister; IA 1/15/02 Husch and Eppenberger, LLC William C. Foote Monsanto Company Shuler, William; James Abourezk, Todd Epp SID 7/6/01 Bantz, Gosch, Cremer, Peterson, Sommers & Wager; Frilot Partridge Kohnke & Clements /h, Settlement reached; amount not disclosed ♦ Terms of dismissal, including possible financial settlements, not disclosed On-going Cases Case District & Judge Status/Outcome Payment to Number Presiding Monsanto 00-CV-135 Eastern District of Missouri Honorable Rodney W. Sippel This case went to trial in December 2002 and the jury reached a verdict 2,410,206.00 for Monsanto. IT IS HEREBY ORDERED, ADJUDGED and DECREED that Monsanto Company shall recover from the defendants $2,410,206.00 for patent damages, plus $178,036.51 in prejudgment interest, plus $57,833.20 in costs, plus $291,451.36 in attorneys fees for a total amount through July 9, 2003 of $2,937,527,07 [07/09/03]. 1:2004-CV- Northern District of 00342 Indiana Judge William Ongoing as of 12/06/04. There was an ORDER granting MOTION for Expedited Discovery and MOTION for Protective Order filed by Monsanto C. Lee, Referred to Magistrate Judge Company. Defendants shall permit entry onto land as specified in this order no later than 10/6/04, and defendants shall not conduct any Roger B. Cosbey ---------- tillage operations also as specified in the order [9/22/04]. 5:03-CV- Western District of 06034-GAF Missouri District Judge Gary A. Fenner Rinehart operates a store, and does not himself farm any land. The case was dismissed voluntarily, with prejudice at Plaintiff's costs [4/23/03], 1:03-CV-00115 Eastern District of Missouri Mag. Judge Thomas C. A settlement was reached- FINAL CONSENT INJUNCTION AND 75,000.00 JUDGEMENT: By consent of parties, judgment is entered against Defendants in favot of Monsanto in the amount of $75,000, Mummert III each party to bear its own costs and attorneys fees [4/29/04]. 1:03-CV-00116 Eastern District of ORDER administratively closing this case until bankruptcy proceedings N/A Missouri Honorable Rodney W. Sippel have been concluded or court action is otherwise required [10/17/03], 02-CV-358 District of South Carolina Thomas Edward Rogers, III JUDGMENT for plaintiff Monsanto Company against defendant 325,298.00 Harold C Rogers Jr, in the amount of $325,298 [05/07/04]. NE 11121101 4:01-CV- District of Nebraska FINAL CONSENT INJUNCTION AND JUDGMENT: pit is awarded 48,720.00 03295 Warren K. Urbom $48,720.00; Rogge is permanently enjoined from making, using, offering to sell, or selling any of Monsanto's patented crop technology, unless permission is given by Monsanto [4/25/02]. TX 4/25/03 1:03-CV- Northern District of CONSENT JUDGEMENT AND PERMANENT INJUNCTION: 1,250,000,00 00068 Texas Sam R. Roman must pay Monsanto 1,250,000 in damages; he is permanently Cummings enjoined from purchasing, planting, or using Monsanto's patented crop seed biotechnologies. IN 5/10/00 00-CV-208 Northern District of This case was settled. ORDER granting motion to dismiss case, Afil, Indiana Judge Roger with prejudice [03/04/02]. B. Cosbey 02-CV-73 Eastern District of CONSENT INJUNCTION JUDGMENT-in favor of Monsanto, 1,000,000.00 Missouri David D. in the amount of $1,000,000 [9/10/04]. Noce 01-CV-1015 District of South FINAL CONSENT INJUNCTION JUDGMENT against 239,289.00 Dakota Charles B. William D. Shuler in the amount of $239,289.00 [05/24/02]. Kornmann rn L /), VV S I,) I T m F I L c, A i Y A 1 v,; I,. la I C I`,, N 1""" A k P)t E" F", S 13 Y Plaintiff and Law Firm Defendant(s) and Lawyers N S A N, ( 0 Y ,f, D Farm Date Filed Location Monsanto Company Scruggs, Mitchell, Eddie Scruggs; Husch & Eppenberger, LLC; James Robertson, Paul Barnes, Spencer Gilbert, Mark Harris Warden Triplett Grier, PA MS 10/22/01 Monsanto Company Scruggs, Mitchell, Eddie Scruggs, Scruggs rarrn Supply; MS 9/7/00 Holcomb Dunbar; Lake Tindall, Dennis Sweet, Gary Myers, James Robertson, Jim Waide, LLP; Husch & Eppenberger, LLC; Lisa Rohman Thompson Coburn; Mcteer & Associates; Arnold & Porter; Howrey Simon Arnold & White Monsanto Company Smith, Mike; Leland H. Corley Meise & Mcmorris; Lewis, Rice &Fingersh Kcmo MO 3/19/03 Monsanto Company Snowden, Don, Donald Snowden; Richards Elder Srader No Representation Phillips & Mclaren TX 2111100 Monsanto Company Stephens, Robert, Camellia Stephens; Smith, Helms, Mulliss & Andrew Hanley Moore, 1-1.P.; Frilot, Partirdge, NC 10/18/00 Kohnke & Clements, LC Monsanto Cornpany Stewart, Phillip; R. Don Ward Bradley Arant Rose & White; Frilot Partridge Kohnke & AL 12/8/03 Clements LC Monsanto Company Shraterneyer, Eugene; Edwin D. Akers, Jr. Thompson Coburn; Frilot and Partridge IL 7/30/99 Monsanto Company Straterneyer, Eugene; Thomas Crosby, Richard Mager, Ronald Thompson Coburn; Frilot Osman, Robert Eisler, Richard A. Green, Randy Patchett, Lori and Partridge; Husch & Dale Aschemann, Don Barrett, Jeffrey Berkbigler, Edwin Akers, Eppenberger; Mckenna Long Elizabeth Cabraser. IL 9/1/99 Andrus, & Aldridge; Becker Paulson Et Al.; Bryan Cave Monsanto Company Styron, Herbert, Rodney Styron, 'Terry Styron, Frilot Partridge Kohnke & Herbert Styron & Sons, Inc.; Clements; Hand Arendall L.L.C. Bert P. Noojin AL 6/29/98 Monsanto Company Swann, Hal, Swann Farm Partnership; Husch and Eppenberger, LLC; Jim Waide Office of U.S. Attorney; Thompson Coburn; Bryan Cave LLP MS 9/14/00 Case District & Judge Number Presiding 2:01-MC- District of Kansas 00226-CM Carlos Murguia 00-CV-161 Northern District c Mississippi W. AllE Pepper Status/Outcome Pay Moi Notice of withdrawal by Monsanto Company [5/15/02]. N/A Ongoing as of 12/3/04. Permanent injunction signed 11/4/04; appealed 11/29/04. Defendant's antitrust & state commonlaw counterclaims dismissed by order [11/5/04]. 1:98-CV- Southern District of Judgement for Monsanto Co. against Herbert, Rodney and Terry Styron 100,000,00 00654-CB Alabama Judge in the amount of $100,000,00. Defendants are permanently enjoined Charles R. Butler, Jr from infringing Monsanto Company's patents regarding Roundup Ready soybeans[3/15/99]. 00-CV-1481 Eastern District of Ongoing as of 12/04. A summary judgement was granted with respect Missouri Honorable to counts I through V of the first amended complaint acknowledging that Carol E. Jackson patent infringement happened, The Court will establish a new trial date after disposition of the pending appeal in Monsanto Company v. McFarling. Monsanto is requesting that the court reward it $912,600.00 in damages, L,(,,,,vv s u i F i I [ E D A Plaintiff and Law Firm G A I N S T A 0 F ' , R , I CA ro 1"" 1"", 'rS PIA 0 I,4 5, A N F0 c, ,D ("d, Defendant(s) and Lawyers Farm f � 1) Date Filed Case District & Judge Status/Outcome Payment to Location Num ber Presiding Monsanto Monsanto Company Tabor, Greg, Grady Tabor, Carolyn Tabor, G&C Farms Partnership; AR 7/25/03 .. 03-CV-1008 Eastern District of In accordance with Confidential Settlement Agreement, case closed 110,000.00 Husch and Eppenberger, LLC Jeffrey H. Kass, John H. Quinn Missouri Judge David D. Noce 02/27/04. Monsanto Company ........... Thomason, Elbert, Charles Thomason, David Thomason, Lasley LA 7/23/97 ---9-7-CV-1454 District of Western Jury returned verdict in favor of Monsanto and Delta Pine: defendants 447,797.05 Frilot Partridge Et A] Thomason, Bale-A-Day Inc., Cotton Plantation, Inc., 3-T Cotton Louisiana Judge must pay $447,797.05 to Monsanto, plus $279,741 in attorney fees, Farms of Rayville Inc., Lucknow Inc.; Donald L. Kneipp, Bruce James D. Kirk $57,469.13 in costs, and $75,545,83 for testing fields to Monsanto. Johnson,Rex D Rainach, John M Landis, Michael Q Walshe, Jr Monsanto Company Timmerman, Clifford; Mark Henry, Thomas Germeroth AR 10/25/02 02-CV-1631 Eastern District of FINAL CONSENT INJUNCTION AND JUDGMENT in the amount of 30,000.00 Husch and Eppenberger, LLC Missouri Judge Catherine D. Perry $30,000.00 6/12/03; Confidential settlement before trial, Monsanto Company Tarrant & Combs; Frilot Trentham, William; Jim Waide TN 7/25/00 00-CV-2656 Western District of Tennessee Thomas A. Initial jury verdict awarded Monsanto $34,392,00 [10/02/01]; 318,397.50 the deemed "exceptional" the final damages Wyatt Partridge Kohnke & Clements; Wiseman case was and were enhanced to $318,397,50. Including attorney fees and prejudgement Thompson Coburn LLP interest, judgement was entered in favor of the plaintiff for $592,677.89 In addition, Trentham is permanently enjoined from infringing Monsanto's patents for biotechnology [05/13/02]. M Monsanto Company Meise & McMorris Tuggle, Mike; Mischa Maximilhaan Bastin MO 3/19/03 5:03-CV- 06033-SOW Western District of Missouri Judge Scott This case was settled and dismissed voluntarily 5/9/2003, A X Monsanto Company White, Wayne Douglas, Ronnie Edward White; NC 11/6/00 00-CV-1761 O. Wright Eastern District of Final CONSENT Injunction and JUDGEMENT for plaintiff in the amount 115,000.00 Husch and Eppenberger, LLC; Thompson Coburn; Bryan Cave LLP Edwin Akers, Melanie King Missouri Rodney W. Sippel of $115,000.00 [09/07/01]. Monsanto Company White, Michael, Wayne White, White's Farris Feed & Seed, Inc.; AL 10/15/03 03-CV-2804 µ4 Northern District of µ Ongoing as of 11/29/04; Consent Motion for entry of preliminary Bradley' Arant Rose & White; White's Seed Cleaning; Alabamm Harwell G. injunction filed 4/13/04, Frilot Part ridge Kohnke & Clements LC R. Don Ward Davis Ill Monsanto Cornparry Willis, Kenneth, Carl Willis & Sons, Inc.; IL 12/14/01 01-CV-1963 Eastern District of Monsanto initially demanded $75,000 in damages. Parties reached a A Husch and Eppenberger, LLC; Dale Aschemann Missouri Frederick R. mutually agreeable settlement regarding issues involved in this lawsuit Thompson Coburn; Bryan Cave LLP Buckles [7/8/02], Monsanto Company Wyatt Tarrant & Combs; Frilot Wood, James; Jim Waide TIN 11/30/00 00-CV-3142 Western District of Tennessee Avern Judgement: plaintiff's motion for summary judgment on patent N/A infringement claims is granted; defendant's motion for partial summary Partridge Kohnke & Clements Cohn judgment on anti-trust & affirmative defenses claims is denied; the case is remanded to Bankruptcy Court [03/11/03], SOURCE: All information included in these charts w" derived from court documents in the public record (PACER: http://Pacer.uApci.uAcourt.A.gov) and CFS interviews with farmers and their legal representation. Jh, Settlement reached; amount not disclosed Terms of dismissal, including possible financial settlements, not disclosed On-going Cases