HomeMy WebLinkAboutCOM 0600.002 2012-2014 BRENDA J. FORD icy
�'�' Phone: (808) 323-4277
•Council Member '�'�� °� ' /
District 6 - Portion of North
Fax: (808) 329- 4786
Kona, South Kona, Ka`u, & E;oF;M►� ` E-Mail: bford @co.hawaii.hi.us
Greater Volcano Area
HAWAII COUNTY COUNCIL
County of Hawaii
West Hawaii Civic Center
74-5044 Ane Keohokalole Hwy.
Kailua-Kona, Hawaii 96740 3
Wi
DATE: March 17, 2014 -?
TO: J Yoshimoto, Chairperson,
and Members of the Hawai`i County Council _-
FROM: renda J. Ford, Council Member
SUBJECT: Proposed Amendment to Bill No. 181; Amending Chapter 2, Article 15, of the
Hawai`i County Code 1983 (2005 Edition, As Amended), Relating to the Code of
Ethics
Please find attached proposed amendments to Bill No. 181. The proposed amendments are
illustrated below via Ramseyer format with respect to the contents of Bill No. 181 (material to be
deleted is bracketed and stricken, material to be added is underscored).
Bill No. 181 is amended by amending Section 2-83 (located in Section 3 of Bill No. 181) to read
as follows:
"Section 2-83. Fair treatment.
(a) Officers and employees of the County, while discharging their duties and dealing
with the public, shall adhere to the following precepts:
(1) All public property and equipment are to be treated as a public trust and are
not to be used in a proprietary manner or for personal purposes without
proper consent.
(2) No person in a supervisory capacity shall engage in personal or business
relationships with subordinates, which might intimidate said subordinates in
the discharge of their official duties.
(3) All persons shall be treated in a courteous, fair and impartial manner.
(b) No officer or employee shall use or attempt to use the officer's or employee's
official position to secure or grant unwarranted privileges, exemptions, advantages,
contracts, or treatment, for oneself or others; including but not limited to the
following:
Comm. No. c,00,L
Ref.
Serving the Interests of the People of Our Island Ref. Date_ MAR 1 8 2014
Hawai`i County Is An Equal Opportunity Provider And Employer
March 17, 2014
Page 2
(1) Seeking other employment or contract for services for oneself by the use or
attempted use of the officer's or employee's office or position.
(2) Accepting, receiving, or soliciting compensation or other consideration for
the performance of the officer's or employee's official duties or
responsibilities except as provided by law.
(3) Using County time, equipment or other facilities for private business or
campaign purposes.
(4) Soliciting, selling, or otherwise engaging in a substantial financial
transaction with a subordinate or a person or business whom the officer or
employee inspects or supervises in the officer's or employee's official
capacity.
(5) Using County property or personnel for other than a public activity or
purpose.
(c) No officer or employee, or any business in which an officer or employee or [the
officer or employees' s pouse or dependent children] a parent, spouse, sibling ,
child, stepchild, or household member of an officer or employee has a controlling
interest, shall contract for goods or services with any County agency.
The following exemptions shall apply to this subsection:
(1) Any contract for goods or services with a value not exceeding $50,000 that is
contracted for by a County agency other than that agency to which the officer
or employee is assigned, provided that the mayor, managing director, and
deputy managing director shall be prohibited from contracting with any
County agency regardless of the contract value; and
(2) Any contract relating to special duty to be performed by a police officer.
(d) Nothing herein shall be construed to prohibit an officer from introducing bills and
resolutions, serving on committees or from making statements or taking action in
the exercise of the officer's legislative functions. Every officer shall file a full and
complete public disclosure of the nature and extent of the interest or transaction
which the officer believes may be affected by legislative action."
A draft copy of Bill No. 181, Draft 2, is attached with these amendments incorporated.
BJF/
att.
AN ORDINANCE AMENDING CHAPTER 2, ARTICLE 15, OF THE HAWAII
COUNTY CODE 1983 (2005 EDITION, AS AMENDED), RELATING TO THE CODE
OF ETHICS.
BE IT ORDAINED BY THE COUNCIL OF THE COUNTY OF HAWAII:
SECTION 1. Purpose. The purpose of this ordinance is to make amendments to the
County Code of Ethics to provide for (1) a comprehensive definition of"agency", (2) the
prohibition against County employees and companies in which a County employee has a
controlling interests from contracting with the County, (3) the prohibition against any County
agency contracting with a County employee or a company in which the County employee has a
controlling interest, and (4) the banning of County employees from representing third parties
who appear before County agencies unless specifically authorized by ordinance.
SECTION 2. Chapter 2, article 15, section 2-82 of the Hawai`i County Code 1983 (2005
Edition, as amended), is amended by amending the definition of"agency" to read as follows:
'Agency" means [any office, department, board, commission, or other governmental
unit of the executive or legislative branches of the County, but does not include
subdivisions of department.] and includes : (1) the County of Hawai`i; (2) the council and
its committees; (3) all departments, offices, boards, commissions, committees; (4) all
independent commissions and other similar establishments of the County government;
and (5) any other governmental unit of the County."
SECTION 3. Chapter 2, article 15, section 2-83 of the Hawai`i County Code 1983 (2005
Edition, as amended), is amended to read as follows:
"Section 2-83. Fair treatment.
(a) Officers and employees of the County, while discharging their duties and dealing
with the public, shall adhere to the following precepts:
(1) All public property and equipment are to be treated as a public trust and are
not to be used in a proprietary manner or for personal purposes without
proper consent.
(2) No person in a supervisory capacity shall engage in personal or business
relationships with subordinates, which might intimidate said subordinates in
the discharge of their official duties.
(3) All persons shall be treated in a courteous, fair and impartial manner.
(b) No officer or employee shall use or attempt to use the officer's or employee's
official position to secure or grant unwarranted privileges, exemptions, advantages,
contracts, or treatment, for oneself or others; including but not limited to the
following:
(1) Seeking other employment or contract for services for oneself by the use or
attempted use of the officer's or employee's office or position.
(2) Accepting, receiving, or soliciting compensation or other consideration for
the performance of the officer's or employee's official duties or
responsibilities except as provided by law.
(3) Using County time, equipment or other facilities for private business or
campaign purposes.
(4) Soliciting, selling, or otherwise engaging in a substantial financial
transaction with a subordinate or a person or business whom the officer or
employee inspects or supervises in the officer's or employee's official
capacity.
(5) Using County property or personnel for other than a public activity or
purpose.
(c) No officer or employee, or any business in which an officer or employee or a
parent, spouse, sibling, child, stepchild, or household member of an officer or
employee has a controlling interest, shall contract for goods or services with any
County agency.
The following exemptions shall apply to this subsection:
(1) Any contract for goods or services with a value not exceeding $50,000 that is
contracted for by a County agency other than that agency to which the officer
or employee is assigned, provided that the mayor, managing director, and
deputy managing director shall be prohibited from contracting with any
County agency regardless of the contract value; and
(2) Any contract relating to special duty to be performed by a police officer.
[(c-)](d) Nothing herein shall be construed to prohibit an officer from introducing bills
and resolutions, serving on committees or from making statements or taking action
in the exercise of the officer's legislative functions. Every officer shall file a full
and complete public disclosure of the nature and extent of the interest or
transaction which the officer believes may be affected by legislative action."
SECTION 4. Chapter 2, article 15, section 2-84 of the Hawai`i County Code 1983 (2005
Edition, as amended), is amended to read as follows:
"Section 2-84. Conflicts of interests.
(a) No officer or employee shall take any official action directly affecting:
(1) A business or other undertaking in which that officer or employee has a
substantial financial interest;
(2) A private undertaking in which the officer or employee is engaged as legal
counsel, advisor, consultant, or representative, or other agency capacity; or
(3) A business or undertaking in which the employee knows or has reason to
know that a brother, a sister, a parent, an emancipated child, or a household
member has a substantial financial interest, provided that the financial
interests of these individuals shall not include those of any spouse or child.
A department head who is unable to be disqualified on any matter described in
items (1), (2) and (3) above will not be in violation of this subsection if the department
head has complied with the disclosure requirements of section 2-91.1.
A person whose position on a board, commission, or committee is mandated by
statute, charter, code or resolution to have particular qualifications shall only be
prohibited from taking official action that directly and specifically affects a business or
undertaking in which that person has a substantial financial interest; provided that the
substantial financial interest is related to the member's particular qualifications.
(b) No officer or employee shall acquire financial interests in any business or other
undertaking which that officer or employee has reason to believe may be directly
involved in official action to be taken by the officer or employee.
[(c) No officer or employee shall assist any person or business or act in a representative
capacity before any County agency for a contingent compensation in any
transaction involving the County.
(d) No officer or employee shall assist any person or business or act in a representative
capacity for a fee or other compensation to secure passage of a bill or to obtain a
contract, claim, or other transaction or proposal in which the officer or employee
has participated or will participate as an officer or employee, nor shall the officer
or employee assist any person or business or act in a representative capacity for a
fee or other compensation on such bill, contract, claim, or other transaction or
proposal before the council or agency of which that person is an employee or
officer.
capacity before a County agency for a fee or other consideration on any bill,
contract, claim, or other transaction or proposal involving official action by the
agency if the officer or employee has official authority over that County agency
unless the officer or employee has complied with the disclosure requirements of
section 2 91.1.]
(c) No officer or employee shall represent private interests in any action or proceeding
against the interests of the County or appear on behalf of private interests before
any agency, except as otherwise provided by law; provided, however, that a
member of any board, commission, or committee may appear on behalf of private
interests before agencies other than the board, commission, or committee on which
such person serves; provided further, that no officer or employee shall be denied
the right to appear before any agency to petition for redress of grievances caused
by any official act or action affecting such person's personal rights, privileges, or
property, including real property. This prohibition shall not apply to any architect,
landscape architect, surveyor, or engineer registered as such under the provisions
of Hawai`i Revised Statutes, chapter 464, who is a County employee or officer,
with respect to the affixing by such registered professional of such person's
registered stamp to any plans, specifications, drawings, etc., to be submitted to the
County for permits for such person's principal residence or that of members of
such person's immediate family; provided, that the stamp is accompanied by a
signed statement that the work was prepared by the person stamping the document
or under such person's supervision; and provided further, that the registered
professional may not, in the capacity of a County employee or officer, review,
approve or otherwise act upon the plans, specifications, drawings, etc., such person
has stamped. For the purposes of this section, "immediate family" means the
employee's or officer's spouse, siblings, children or parents; spouse's children or
parents; or children's spouses."
SECTION 5. Chapter 2, article 15, section 2-85, of the Hawai`i County Code 1983
(2005 Edition, as amended), is amended to read as follows:
"Section 2-85. Contracts.
[(a) A County agency shall not enter into any contract involving services or property of
a value in excess of $10,000 to procure or dispose of goods or services, or for
construction, with an officer, an employee, or a business in which an officer or an
employee has a controlling interest unless:
(1) The contract is awarded by competitive sealed bidding pursuant to the state
public procurement code;
(2) The contract is awarded by competitive sealed proposal pursuant to the state
public procurement code; or
(3) The agency posts a notice of its intent to award the contract and files a copy
of the notice with the County board of ethics at least ten days before the
contract is awarded.
(b)] A County agency shall not enter into a contract with any person or business which
is represented or assisted personally in the matter by a person who has been an
employee of the agency within the preceding two years and who participated while
in County office or employment in the matter with which the contract is directly
concerned."
SECTION 6. Material to be repealed is bracketed and stricken. New material is
underscored. In printing this ordinance, the brackets, bracketed and stricken material, and
underscoring need not be included.
SECTION 7. Severability. If any provision of this ordinance, or the application thereof
to any person or circumstance, is held invalid, such invalidity shall not affect other provisions or
applications of the ordinance which can be given effect without the invalid provision or
application, and to this end, the provisions of this ordinance are declared to be severable.
SECTION 8. This ordinance shall take effect upon its approval.