HomeMy WebLinkAboutCOM 0772.001 2014-2016 Margaret Wille Miv,o�;,� • Phone No. Hilo: (808)961-8027
Council Member v°• �'� '�+.;'.. Phone No. Waimea: (808) 887-2043
District 9-North and South Kohala 11•'- Fax No.: (808)887-2072
*'&:y5'%�:��:• E-Mail: mwille@co.hawaii.hi.us
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HAWAII COUNTY COUNCIL
County of Hawai`i
Hawaii County Building Holomua Center West Hawaii Civic Center Bldg.A
25 Aupuni Street 64-1067 Mamalahoa Highway,Suite C-5 74-5044 Ane Keohokalole Hwy.
Hilo, Hawaii 96720 Waimea, Hawaii 96743 Kailua-Kona, Hawai'i,96740
TO: Dru Mamo Kanuha, Council Chair -„
And Members of the Hawai`i County Council
FROM: argaret Wille, Council Member
DATE: April 4, 2016
SUBJECT: Tax Review Commission Report for Communication 772
Please find attached the Tax Review Commission Report for reference during the
Communication 772 discussion on April 5, 2016.
Thank you.
MW/dh
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Comm. No. 7 7'Z . I
Ref. 7o: ti/IG'c.
Ref. Gate APR 0 5 2O).
Serving the Interests of the People of Our Island
Hawai`i County Is An Equal Opportunity Provider And Employer
Department of Taxation
Presentation handouts — April 1, 2015
County Revenues
The counties' plea for more money is not unique to deteriorate, or (2) property taxes will be increased and
Hawaii. Across the country,local governments are looking eventually reach a level that will not be tolerated.
to the state for more assistance,and the states in turn are The focus on waiting until the counties arc in distress
looking to the federal government for the same. As the is ill considered. An analysis of county revenues should
federal government tries to cope with its budget problems, instead focus on the allocation of functional responsibilities
it will have a tendency to pass along responsibilities--and and revenue authority between the State and the counties,
casts--to the states while at the same time competing with with the goal of ensuring the efficient delivery of public
the states for revenues. Local governments are in a services.
precarious position because they face growing demands Efficiency in this context can be understood to have two
but have limited power. A knowledgeable observer at the general senses. The first relates to the overall level of
national level has suggested that the result will be a period economic activity and the role of government when the
of"fend-for-yourself federalism" and believes this will be market fails to provide goods and services, and when
the issue facing state legislatures in the 1990s. private actions give rise to benefits and costs that are not
This has a unique twist in Hawaii because education is taken into account by the market. The second sense of
funded at the State level and the amount of power vested efficiency concerns the desire to ensure that public services
in the counties is less than is typical throughout the rest of are delivered at minimum cost.
the country. That uniqueness has made the debate over Revenue flexibility is an overlooked aspect of efficiency.
county revenues in Hawaii more contentious because Unless a local government can finance public services in
comparisons are not easily drawn,and it has been difficult a manner that reflects to some degree the cost and
to establish suitable reference points for analysis. beneficiaries of the services it provides, there will be
There is a recognition across the country that inefficiencies. For example,the trend is to tout user fees
state/local relations need sorting out. Recent studies have and benefit charges as the preferred means of financing
focused not only on the tax and revenue implications of local government, and to the extent that fees and charges
intergovernmental policies but also on the efficiency and can be administered at reasonable cost and do not impose
quality-of-life questions that arise because of the changing undue hardship on the poor, they probably ought to be
responsibilities and shifting balances between levels of used. In many, instances, however, local governments
government. provide services for which fees and charges might not
In Hawaii, every committee, commission, advisory always be appropriate, such as for police and fire
group,or task force that has looked into the State/county protection. In such cases, much of the financing must
relationship has had a limited scope and studied certain come from other sources.
issues more or less in isolation. The result has been a With the property tax often likened to a benefit charge,
series of partial analyses rather than the comprehensive there is pressure to have the property tax assume the
analysis that is needed. A comprehensive analysis would function of financing local services for which fees and
cover revenues, spending, and the allocation of functions charges are insufficient or inappropriate. In Hawaii,
and responsibilities between the State and the counties, however,the property tax also funds services,particularly
The Tax Review Commission's mandate is limited to in support of the visitor industry, that often bear little
evaluating the tax structure and recommending tax and direct relationship to benefits received by property owners.
revenue policy, so this review should be considered a In addition, given the large percentage of renters in
preliminary step in the process of sorting out State and Hawaii relative to other states, the connection between
county relationships in Hawaii. public services and beneficiaries is often obscured because
renters do not see the direct impact of property taxes.
Finally,the property tax is an unpopular tax. It was the
County Revenues: A Question of Efficiency and Revenue property tax that sparked the 'Tax Revolt' with
Flexibility The debate over county revenues in Hawaii has Proposition 13 in California and Proposition 2-1/2 in
been framed in terms of whether or not the counties Massachusetts. To insist that the counties rely solely on
'need'more money, That is not helpful or useful because the property tax and be forced to increase property taxes
it amounts to a disagreement over identifying the exact against the protests of citizens, because of a fashion for
point at which the counties will be in distress. The two fees and benefit charges,is an unreasonable demand.
possible outcomes of the current approach to county
revenues are: (1)at some point services will be allowed to
Tax Review Commission 51
•
County Revenues
Balance within Hawaii's fiscal system Fiscal balance, in differing preferences for services among the counties.
its various dimensions, is a concept of fundamental
importance to the analysis of any state-local fiscal system.
Fiscal balance is a precondition for the economic neutrality State/County Relations to Hawaii The question of county
of the system. Unless fiscal disparities are fully capitalized revenues in Hawaii can be properly addressed only within
in property values--an unlikely prospect--they provide the context of the entire State and county relationship. A
purely fiscal incentives for people and businesses to move review of the history of Hawaii's State/county system
from one locality to another (or not to move when suggests a number of conclusions.
economic considerations call for it). The result is a less First,simplicity of structure has not produced simplicity
efficient economy and lower incomes for residents than in or consensus on the division of functional
might otherwise have been achieved. responsibilities and revenue-raising authority between the
A balanced fiscal system is also important to avoid State and the counties.
serious inequities among residents of different ares of the Second, the constitutional and political goals of giving
state. Such inequities arise when the tax burdens on the State government sufficient authority and fiscal
residents with similar incomes living in different localities capacity to address "statewide concerns" have not been
differ for comparable levels of services, addressed satisfactorily. There has been considerable
The central issue in evaluating fiscal balance is the debate over what constitute areas of`statewide" concern
relationship between revenue-raising ability and the cost and the extent to which that rubric could be used to
of the expenditure responsibilities of the governments in maintain control over county decisions.
a state. Two important dimensions of fiscal balance are Third,the State Constitution provides neither sufficient
vertical balance and horizontal balance. detail on State/county relations nor sufficient home rule
A state's fiscal system is vertically balanced when the to ensure stability in those arrangements. Instead, the
cost of the expenditure responsibilities assumed by the legislature and, secondarily, the administration and the
state government,on the one hand,and local governments supreme court have considerable discretion to tinker with
as a group,on the other hand, are roughly commensurate the State/county system,particularly with county powers,
with the potential productivity at reasonable rate of the and to intervene directly in county affairs.
revenue sources available to each level of government. Fourth,increases in governing authority far the counties
The data for fiscal 1987 su d:est that both revenues and have been obtained more often through constitutional
expenditures for the State of Hawaii exceed the national revision than through the legislative process,even though
average: revenues were around 40 percent above average, local self-government has never been an especially
while expenditures were about 30 percent above average. prominent issue in any constitutional convention.
County revenues and expenditures, on the other hand, Fifth, the legislative process has generally produced a
were both below the national average,at about 40 percent greater centralization of functional responsibilities in the
of average. State since 1959.
These data suggest that to the extent that vertical Sixth,practically every independent body established to
imbalance does exist in the Hawaii focal system,it occurs study the allocation of functional responsibilities and
at the State level,where revenues relative to the national revenue-raising authority has,to a greater or lesser degree,
average exceed expenditures relative to the national recommended increased local self-government.
average. This suggests a paternalistic relationship perpetuated by
Horizontal balance exists when the fiscal capacity of State and county officials. Arguments against granting the
each county is adequate to enable it to provide some counties additional revenue authority or responsibilities
specified levels of services for which it is responsible, frequently rest on the notion that the counties are not
without excessive tax rates. Fiscal capacity means the "mature" enough to manage or are not equipped to
potential ability of a county to raise revenues from its own administer new responsibilities. The counties, for their
sources relative to the costs of its service responsibilities. part, have often contributed to the continuation of
The data for fiscal 1987 indicate that there is a paternalism by indicating a preference for either State
moderate horizontal imbalance in Hawaii, that is, the grant-in-aid programs or a tax sharing over county taxing
counties arc not quite equal in revenue capacity or powers. A continued reliance on State grants or shared
expenditure requirements,and State grant-in-aid programs taxes delays the development of county capability for
have not tended to improve the situation. Horizontal handling local functions and reinforces the case for not •
imbalance may not necessarily be a problem if it reflects expanding county authority and responsibility.
52 Tax Review Commission
Division of Service Responsibilities In a market economy, costs,the responsibility of the state is to ensure that those
such as that of the United States, decisions about the costs are paid by the locality. Most analysts agree that
allocation of resources arc made by individual consumers programs whose major objectives relate to the distribution
and investors. In an economy of this type, governments of income and wealth—public welfare,for example—should
have important roles to play when markets fail. Among be the responsibility of the federal government,with
the most important of these roles are the provision of possible involvement of state governments in adapting
goods and sex-vices for which people would be willing to broad national policies to the specific conditions of
pay but that are not be available in the market, and individual states. Local governments, however, should
ensuring that benefits and costs external to market confine their agendas to the provision of services that do
transactions (often referred to as "spillovers," or not have strong elements of income redistribution, and
`externalities") are taken into account in private decisions. finance those services to the maximum possible extent in
It is also important that governments minimize their accordance with the benefit principle. The simple logic of
unintended effects on economic behavior,as when tax and this is that local tax bases and service populations tend to
other policies modify relative prices. be too mobile to permit the differences between taxes paid
Conceptual considerations offer a powerful rationale and benefits received that are the essence of redistributive
for structuring decision-making and the financing and policies to be sustained if they reach significant
delivery of public services on a decentralized basis to the magnitudes.
maximum possible extent. Decentralization significantly In addition to spillovers, the existence of substantial
enhances the effectiveness of the political process. In a fiscal disparities among local governments is also an
decentralized system, choices about expenditures are important rationale for action by a state government. This
closely linked to costs. A corollary of decentralization is is the heart of the issue of horizontal fiscal balance.
the principle of autonomy,which calls for restraint by state
governments in their dealings with local jurisdictions.
In general, the essence of the allocation of functional Assignment of Revenue Authority The overall efficiency
responsibilities among governments lies in an effort to of the economy is impaired when the fiscal system is not
assign each to the jurisdiction whose borders most closely "neutral,` that is, when tax (and service) differentials
correspond to the range of benefits from a service,so that among jurisdictions influence the decisions of individuals
responsibility vests with the smallest unit of government and businesses about where to locate,or induce people to
that can efficiently provide the service, Even the most incur substantial costs in efforts to avoid taxes.
conscientious effort to assign responsibilities in accord with Differentials could be avoided by imposing a uniform
this logic, however, will leave cases where some of the tax structure throughout the state, but this would be
benefits or costs of a service will spill over the boundaries inconsistent with the existence of autonomous local
of the government providing the service. governments. Autonomy without independent authority to
The importance of this in the case of local governments raise revenues is a contradiction in terms.
is that these spillovers,or externalities,will be ignored by This being the case,the approach most consistent with
local decision-makers. As a consequence, they will economic efficiency is for localities to tax bases with low
produce less of the service than would be appropriate if mobility. The base with the lowest mobility is real
the demands of all beneficiaries were taken into account, property (land, of course, has no mobility) so it is not
thereby reducing the overall efficiency of the economy. surprising that the property tax is universally viewed as the
The state government can ensure that the right amount of most appropriate tax for Iocal governments. User charges
the service is produced by subsidizing the financing of the are also well suited to local governments because—by
service to the extent of the external benefits. linking payments to benefits actually received—they do not
In the special case of benefits that are received by create an incentive for people to modify their economic
visitors to a locality (an especially important case for behavior.
Hawaii, where visitors are major beneficiaries of many Consumption taxes are usually regarded as appropriate
local services) the state may be able to ensure that the for state governments but not lorAlities because of the so-
right amount of' a service is produced by making taxing called border problem--the ease of avoiding the tax by
authority available to the locality that enables it to collect visiting a neighboring jurisdiction with a lower tax rate or
from visitors an appropriate share of the cost of the no tax at all. In Hawaii,the border problem is less of an
service. obstacle to county reliance on consumption taxes than it
When action by a local government creates external is for local governments on the mainland,where shopping
Tax Review Commission 53
County Revenues
in a lower-tax jurisdiction may be a 10-minute drive rather a State tax. A county supplement is a specified increment
than a S100 round-trip flight. to a State tax rate, enacted at the option of the county.
Income taxes are generally viewed as appropriate only The policy options considered were county supplements to
for the federal government and the states because of the the general excise tax, to the transient accommodations
high potential mobility of the base. Most local income tax, and to the individual income tax.
taxes are limited to "earned' income earned in the A variation is a tax sharing rather than a tax
jurisdiction. Administrative costs are also an important supplement. The distinction is that a county supplement
consideration in the assignment of revenue-raising would be imposed by the county as an add on to an
authority. Although they differ significantly for some existing State tax—"piggybacking"—and collected by the
taxes, the advent of the microcomputer has significantly State along with the State tax. A tax sharing,on the other
reduced the differences. hand, is merely an allocation of part of a State tax. (See
Volume 2 for the analysis of options not shown here.)
POLICY OPTIONS Shifts in Revenue Raising Authority Authorizing(but not
requiring)the counties to levy a new tax—or a tax formerly
The structure of Hawaii's society and economy is used by the State--is consistent with the principle of
changing, and a powerful rationale is developing for accountability that the government that spends public
structuring decision making and the financing and delivery funds should be responsible for raising them.
of public services on a decentralized basis. Excessive The taxing authority must present a genuine option to
centralization of government in Hawaii will lead to an the counties in order to promote accountability. If a
inefficient allocation of resources, less responsive county has no choice in the matter,the tax is really a State
government, and a loss of accountability. tax, and the proceeds that are 'shared'with the counties
Based upon information provided by the public sector are really a grant-in-aid. Clearly,a grant paid by the State
and private sector, input at public hearings, national to the counties diminishes accountability because the
trends, and the results of a consultant study conducted on counties would be spending funds raised by the State
the Commission's behalf(See ACIR study in Volume 2), government.
the Commission's conclusion is that the counties should An additional consideration is that a grant maybe a less
have additional taxing authority. The property tax is an reliable source of revenue for the counties in the long run.
essential foundation of a local tax system and should be Authority to levy a tax, experience throughout the nation
urili"rd to best advantage,but the counties need to have seems to suggest, is less likely to be revoked than a grant
more flexible revenue structures if they are to maintain the is to be reduced or eliminated--as was the federal Revenue
services that residents expect and demand. The revenue Sharing Program in 1986,for example. At the same time,
diversification that marks the strength of the State tax the revenues from taxes may be somewhat less predictable
system is singularly lacking in the county tax system. from year to year than those.from a State grant program.
An effort was made to consider virtually every proposal Another rationale for shifting revenue-raising authority
for county financing advanced during the past few years. would be to achieve a better alignment of sources and
Among the categories of policy options considered were: service responsibilities, where the services provided
shifts in revenue-raising authority between the State and pursuant to those responsibilities lend themselves to being
the counties,county supplements to State taxes,new taxing financed by charges or taxes conforming with the benefit
authority for the counties,State payments to the counties, principle.
revised treatment of purchases by the counties under the
general excise tax, and increased reliance by the counties 1. Transfer of alcohol and/or tobacco excises from the
on user fees and charges. State to the counties A proposal purporting to transfer
Five sources of State revenues have been identified in the State's excise taxes on alcohol and tobacco to the
recent discussion as possible candidates for transfer to the counties is contained in House Bill 1858,introduced during
counties: the alcohol and tobacco taxes, the transient the 1989 session of the legislature and still under
accommodations tax, the State fuel tax for highway use, consideration for the 1990 session. In fact, however,the
and the proceeds from fines and forfeitures levied proposal does not contemplate a true transfer of these
pursuant to county laws, taxes to the counties, as a transfer of taxing authority is
An alternative to a transfer is a county supplement to defined and understood.
54 Tax Review Commission
The proposal was termed, and has been discussed as, of significant budgetary consequence benefit visitors
a'complete transfer of the liquor and tobacco taxes to the exclusively,it is not possible to estimate what proportions
counties. Among its restrictions, however, are provisions of the benefits from these services are enjoyed by visitors,
of House Bill 1858 that tell the counties how to increase However,the functions shown in Table VlII.I account for
or decrease the tax rates,how to share the tax collections, 64 percent of all county expenditures.
and how to spend the money. By comparison, the major services for which the State
Even if the proposal were changed to allow a true government is responsible provide nearly all their benefits
transfer of taxing authority,there is no evident reason why to residents of the State. The most important of these
the liquor and tobacco taxes are likely candidates for services are elementary,secondary,and higher education,
transfer from the State to the counties. There is no public welfare, hospitals, and urban redevelopment and
indication that either equity or efficiency would be housing. Services directly benefiting visitors are
improved as a result of a transfer. responsible for less than 14 percent of State expenditures.
It isn't evident what social policies the counties might An additional factor to be weighed in considering
have better control over as a result of such a transfer. If, transfer of the TAT to the counties is its close relationship
for example,one county wished to discourage smoking and to the real property tax, the cornerstone of the county
increased taxes to a prohibitive level, people could easily revenue system. In an important sense, the TAT is a
buy cigarettes in another county. If all the counties raised substitute for a property tax targeted to hotels and other
taxes to prohibitive levels, a black market would develop. transient accommodations. Further, the information
It is also not evident why the counties would be better generated by the process of compliance with the TAT
off by having the State grant them the more regressive and should be of substantial value in estimating the market
inelastic taxes of the Hawaii tax system, and there are no value of such properties. This being the case,it might well
discernable policy considerations that could make these make sense to vest responsibility for both taxes in the
taxes preferable to other, more suitable taxes as a source counties.
of revenues for the counties. Moreover, the TAT,like the property tax,is peculiarly
Finally, there is no clear connection between those suited to use and administration by a county because the
taxes and the distribution of the benefits of public services taxed transaction takes place within the physical
for which the counties are responsible. In fact,there is a boundaries of the government. Then too, the room rate
stronger case for retaining the liquor and tobacco taxes at typically comprehends a substantial element of economic
the State level because it is the State that has responsibility (location) rent,which is uniquely amenable to taxation by
for the health and welfare functions that are associated local authorities. In other words, there is little risk, at
with the costs to society from the use of liquor and remotely competitive tax rates,of migration of the tax base
tobacco products. to other jurisdictions.
Finally,county control of the property tax and the TAT
2. Transfer of taxing authority for the transient would allow each county to choose its own balance
accommodations tax from the State to the counties The between hotel development and residential development
primary case for transferring the TAT to the counties and its relative reliance on the associated taxes. To the
rests on the proposition that the incidence of the tax is, extent that a county chooses to develop hotel properties,
more than any other revenue source in Hawaii's fiscal it can rely on TAT collections; to the extent that a county
system, on the visitor. This suggests that, if the benefit chooses to preserve its residential character, it should rely
principle is to be accorded high priority in tax policy- on the property tax.
making, the TAT is especially well suited as a source of
revenue to finance public services from which visitors 3. Exemption of transient accommodations from the
benefit significantly. The key question, then,is what are general excise tax coupled with a transfer of taxing
those services,and are they predominantly provided by the authority for the TAT to the counties,with an
State or by the counties? authorization to set a rate of up to some maximum level
The analysis of the budgets of the State and the The Hawaii State tax on transient accommodations is 9.4
counties in Chapter V of the ACIR report indicates that percent,which is within an average range for room taxes
approximately 53 percent of all public outlays for services in the largest cities on the mainland. In Hawaii the tax
from which visitors to Hawaii directly benefit are made by consists of two taxes: the GET and the TAT. This
the counties. (These services are summarized in Table proposal is related to the recommendation to exempt
VIII.1 of the report.) Beyond observing that no services residential rentals from the GET and would provide a
Tax Review Commission 55
County Revenues
simpler, more rational basis for taxing accommodations and the county property tax. From the standpoint of good
under a single tax. The major issue is whether the State tax policy,it's questionable whether a separate tax such as
would give up the revenues. the PSC should be retained instead of subjecting PSC's to
The recommendation to exempt residential property the same taxes as other businesses, namely the general
from the GET is intended to equalize the tax treatment excise tax and the property tax. Because the PSC is based
of renters and home owners. That rationale does not on gross income, it does have the advantage of simplicity,
extend to short term rentals, and the proposed exemption unlike property taxation of utilities, which requires
is not intended to apply to transient accommodations assessments of property values that may be difficult to
because of the policy objective to export taxes. obtain.
The question then becomes a matter of defining what It is in the counties' interest to broaden their tax base,
is or is not a residential rental. The TAT already provides and public utility property represents a potential addition
guidelines for determining what transient accommodations to the base. If the State is unwilling to repeal the PSC tax
are. Rather than having inconsistent definitions and an and subject public utilities to the general excise tax,there
overlapping between the GET and the TAT, it would be is a possible conflict between the interests of the State and
simpler to exempt all lodgings, whether residential or the interests of the counties that could be resolved by a
transient, short-term or long-term, and then tax transient sharing of the PSC tax
accommodations under a single tax. Since the TAT has
already been suggested as being suitable for county
control--it is more often a local tax elsewhere—the unified County Supplements Unlike a shared tax,which remains
taxation of transient accommodations could properly rest entirely a State tax,a county supplement is a tax levied by
with the counties. the counties as an addition to an existing State tax (a
A transfer of taxing power should include the ability to "piggybacking* onto a State tax). The county supplement
impose any rate that a county might choose; a cap could is collected along with the State tax and remitted by the
be set on the rate if there were some matter of Statewide State to the counties. The most frequently mentioned
concern that warranted imposing a limit on the extent to candidate for a county supplement is the general excise
which rates might be raised. tax. As a county supplement to a State tax is really a
State-administered local tax, any proposal for a
supplement must be considered with a view toward the
Tax Sharing A tax sharing arrangement is an alternative appropriateness of the tax as a source of local revenue.
to a shift in revenue raising authority. A tax sharing On balance, it would seem that the GET would not be an
means that the counties would receive a portion of an appropriate tax for the counties.
existing State tax. Shared taxes arc essentially grant-in- One consideration is the complexity of identifying the
aid programs funded by earmarking a part of a particular source of GET collections. There have been a number of
State tax and thus are unattractive for the same reasons as proposals to require the identification of the source of
a grant-in-aid: they diminish accountability, and they are income by county, but it still is not certain how much of
more likely to be revoked than would a grant of taxing an additional compliance and administrative burden would
authority. result from such a requirement. In addition, as a State
Despite the drawback of shared taxes, a candidate for administered tax,it is uncertain how much of an incentive
tax sharing is the Public Service Company (PSC) Tax the State would have to monitor the reporting since its
because of a possible overlap in jurisdiction. The PSC tax share of the tax would be based on total collections
is a State tax on the gross income of public utilities, without regard to source.
common carriers by water, motor carriers, and contract Another consideration with the GET as a source of
carriers. The tax rate for public utilities ranges from county revenue is that its apparent incidence among
5.885% to 82%; the rate applied to the others is 4%, individuals bears little relation to the distribution of the
Annual collections of the PSC tax arc about 560 million, benefits of public services for which the counties are
of which 550 million is from public utilities and the responsible. The evidence suggests that the incidence of
balance from the carriers. the tax is regressive, whereas it is likely that the
The PSC law specifics that the tax is a means of taxing distribution of the benefits of services for which the
the property of public utilities. With the counties now counties are responsible is more or less proportional to
having complete control of the property tax, there is a income or to the value of residential property, If this is
potential overlap in jurisdiction between the State PSC the case, the GET is not well suited as a means for the
56 Tax Review Commission
counties to finance, in accordance with the benefit underestimation of the costs imposed by development. A
principle, their service responsibilities that cannot be more consistent and uniform application of fees and
funded by fees and charges. exactions, with a more realistic assessment of additional
A final consideration is that a county supplement,like costs,should be considered.
a shared tax, tends to cloud accountability. If there is an
issue of possible Statewide concern,such as with proposals
for mass transit systems, there is no reason for preferring
a county supplement to the GET over categorical State
grants as a means of financing such projects.
Existing Revenue Authority As of November 1989, the
counties have full control of the property tax. By many
measures the property tax in Hawaii is below national
averages,but peculiarities of the State/county relationship
in Hawaii make comparisons less helpful. The issue of
additional revenue authority for Hawaii's counties is one
of efficiency and revenue flexibility and should not be
obscured by whether Hawaii's property tax is or is not in
line with national averages.
Nevertheless,the property tax is a cornerstone of local
tax systems and should be recognized as such in Hawaii,
The policy of county officials should be the same as that
of State officials with respect to the tax system: the base
should be kept broad and the rates low, The tendency to
provide tax relief and erode the tax base through
exemptions should be avoided,as should the inclination to .
adopt policies that result in less than 100 percent
assessment of property. The counties should guard against
the proliferation in the number of tax classifications.
In addition to property taxes,the counties have control
over user fees and benefit charges for county services.
Fees and charges should generally be a preferred means
of financing county services because they more nearly
reflect the benefit principle. By some measures, the
degree to which counties in Hawaii rely on user charges
is substantially less the averages nationwide and for the
western states. The counties should make best use of such
fees and charges.
Finally, a major concern of the counties is the cost of
development. Many of the arguments put forward in
support of requests for money by the counties center
around infrastructure costs. An analysis of the counties'
use of development fees and exactions suggests that these
sources of revenues, which should cover much of the
infrastructure costs imposed by development,are not being
properly utilized.
It appears that development fees and exactions have
been applied on an ad hoc basis that has tended to focus
on high-visibility projects while neglecting other
developments. Overall there has probably been an
Tax Review Commission 57
Taxes on Hotel Rooms—An Informal Survey of Various Cities
March 27, 2015
In its report to the 2010-2013 Tax Review Commission, the PFM Group calculated total
taxes on hotel rooms in cities that the U.S. Census Bureau identified as the top ten
travel destinations. Some of the destinations get mostly business travel, but some (Las
Vegas and Orlando) are tourist destinations. The taxes include hotel room taxes and
sales (or excise) taxes.
City Taxes
Honolulu 13.96%
Boston 14.45%
Chicago 16.39%
Las Vegas 12.00%
Los Angeles 15.57%
Miami 13.00%
New York City 14.75% + $3.50 per night
Orlando 12.50%
San Francisco 15.57%
Washington, D.C. 14.5%
The average tax rate on hotel rooms in the top ten destinations (excluding Honolulu and
New York City's fixed fee of$3.50 per night) was 14.3%.
The following data showing the breakdown of the taxes for these cities and for a few
others were compiled in early 2014. In some places, changes to the hotel taxes were
being considered when the data were collected. The data should be considered as
preliminary, because they have not been extensively edited for completeness or for
accuracy.
Anaheim, California
City tax on hotel rooms: 15%, plus 2% for properties in the Anaheim Resort and the
Platinum Triangle
Total taxes on hotel rooms: 15%to 17%
Page 1 of 4
Los Angeles, California
City tax on hotel rooms: 14% plus 1.5%fee on hotels with 50 or more rooms
Total taxes on hotel rooms: 14% to 15.5%
San Diego, California
City taxes on hotel rooms: 10.5%, plus 2% Tourism Marketing District imposed on
lodging businesses with 70 or more rooms
Total taxes on hotel rooms: 10.5% to 12.5%
San Francisco, California
City tax on hotel rooms: 14%, plus Tourism Improvement District levies of 1%to 1.5%
Total taxes on hotel rooms: 15% to 15.5%
Miami, Florida
City sales tax: 1%
County taxes on hotel rooms:
Convention Development Tax: 3%
Tourist Development Tax: 2%
Professional Sports Facilities Franchise Tax: 1%
State sales tax: 6%
Total taxes on hotel rooms: 13%
Orlando, Florida
City sales tax: 0.5%
County taxes on hotel rooms:
Convention Development Tax: 3%
Tourist Development Tax: 2%
Professional Sports Facilities Franchise Tax: 1%
State sales tax: 6%
Total taxes on hotel rooms: 12.5%
Chicago, Illinois
City taxes on hotel rooms:
Municipal: 1.08%
Home Rule: 4.5%
Metropolitan Pier and Exposition: 2.5%
Sports Facility: 2.14%
State tax on hotel rooms: 6.17%
Total taxes on hotel rooms: 16.39%
Page 2 of 4
Boston, Massachusetts
City taxes on hotel rooms: 6%, plus 2.75%Convention Center Tax
State tax on hotel rooms: 5.7%
Total taxes on hotel rooms: 14.45%
Las Vegas, Nevada
City taxes on hotel rooms: 12%, plus 1%tax on hotels near the "Fremont Street
Experience"
Total taxes on hotel rooms: 12% to 13%
New York, New York
City sales tax: 4.5%
Surcharge for the Metropolitan Commuter District): 0.375%
State tax on hotel rooms: 5.875% + $3.50 per night
State sales tax: 4%
Total taxes on hotel rooms: 14.75% + $3.50 per night
Portland, Oregon
City tax on hotel rooms: 6%, plus 2% Portland Tourism Improvement District fee for
facilities with 50 or more rooms
County tax on hotel rooms: 5.5%
Total taxes on hotel rooms: 11.5% to 13.5%
Austin,Texas
City tax on hotel rooms: 9%
State tax on hotel rooms: 6%
Total taxes on hotel rooms: 15%
San Antonio, Texas
City tax on hotel rooms: 9%
County tax on hotel rooms: 1.75%
State tax on hotel rooms: 6%
Total taxes on hotel rooms: 16.75%
Washington, D.C.
City tax on hotel rooms: 14.5%
Total taxes on hotel rooms: 14.5%
Page 3 of 4
Here is a summary of the expanded and updated list:
Total City County State
Destination Tax Share Share Share
Anaheim, CA 17.00% 100% 0% 0%
Los Angeles, CA 15.50% 100% 0% 0%
San Diego, CA 12.50% 100% 0% 0%
San Francisco, CA 15.50% 100% 0% 0%
Miami, FL 13.00% 8% 54% 46%
Orlando, FL 12.50% 4% 48% 48%
Chicago, ii 16.39% 62% 0% 38%
Boston, MA 14.45% 61% 0% 39%
Las Vegas, NV 13.00% 100% 0% 0%
New York, NY* 14.75% 33% 0% 67%
Portland, OR** 13.50% 59% 41% 0%
Austin,TX 15.00% 60% 0% 40%
San Antonio,TX 16.75% 54% 10% 36%
Washington DC 14.50% 100% 0% 0%
Unweighted Ave. 14.60% 67% 11% 22%
* Plus$3.50 per night(not included in the calculated percentages).
** For facilities with 50 or more rooms.
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A Brief History of the Transient Accommodations Tax (TAT)Allocations
The TAT was established by Act 340, SLH 1986. The rate was set at 5%. From January
1987 through June 1990, the TAT collections were General Fund realizations. Act 185,
SLH 1990 changed the allocation of the TAT collections beginning July 1990, so that 5%
went to the General Fund and the remainder went to the counties, with shares
distributed as follows:'
Oahu 44.1%
Maui 22.8%
Hawaii 18.6%
Kauai 14.5%
The Conference Committee Report to bill that introduced the county allocations (and
became Act 185) contained the following statements to justify the change:
"Your Committee agrees that a more equitable method of sharing state revenues with
the counties must be provided. A stable and continuing source of revenue will enable
the counties to provide for their needs. Currently, the counties must come before the
legislature each year to request financial assistance. This process discourages long-
range planning.
During this legislative session, both houses considered several proposals to determine
the most equitable means of sharing state revenues with the counties. Among the
proposals that were considered were the transfer of revenues collected from the
transient accommodations tax, a portion of the public service company tax, animal
fines, and unadjudicated traffic and parking fines and forfeitures to the counties.
Your Committee finds that the administrative costs and burdens of distributing revenues
from several smaller sources will be considerably greater than the costs of distributing
from one large source.
Your Committee also notes that tourism is the largest industry in Hawaii, and many of
the burdens imposed by tourism falls on the counties. Increased pressures of the visitor
industry mean greater demands on county services. Many of the costs of providing,
maintaining, and upgrading police and fire protection, parks, beaches, water, roads,
sewage systems, and other tourism related infrastructure are being borne by the
counties.
1 The shares of the individual counties in the total TAT allocations have remained the same ever since.
Your Committee finds that sharing TAT revenues with the counties by distributing the
revenues among the counties in proportion to the population of each county would best
accomplish the intent of this measure in an equitable manner. Your committee further
finds that this method will provide the counties with a predictable, flexible, and
permanent source of revenues.
Since your Committee intends this measure to be an equitable plan to distribute funds,
your Committee notes that the Legislature may re-examine this TAT sharing mechanism
if the county uses its present real property taxing powers to selectively impose a heavier
burden on one industry over other industries who are currently paying the
nonresidential real property tax rate.
The distribution of the TAT revenues to the counties does not mean that the Legislature
has lessened its state support and commitment to the tourism industry. On the
contrary, your Committee finds that because of tourism, Hawaii now enjoys economic
prosperity. Your Committee further finds that past state support for tourism marketing
and promotions programs have resulted in making tourism Hawaii's largest industry. It
is the intent of your Committee to continue its financing of the Convention Center
Authority and future funding for statewide tourism marketing and promotion to ensure
the continued vitality of the tourism industry of Hawaii." 2
The final county shares were not based on county population, however.3 Instead, they
appear to have been based on visitor statistics. The tabulation below shows the share
of TAT collected by establishments located in each county. The county break-downs in
the tabulation differ from those provided in the Department's monthly collections
reports, which show TAT collections by address of the taxpayer. Since many of the
companies offering transient accommodations in more than one county are
headquartered on Oahu, the data in the monthly collections reports show Oahu with a
larger-than-warranted share of the total TAT collections.
County Shares of TAT Collections*
Calendar year Oahu Maui Hawaii Kauai
2013 48.7% 29.4% 12.1% 9.8%
2012 47.5% 30.4% 12.7% 9.5%
2011 46.5% 31.4% 12.5% 9.6%
* Preliminary calculations
2 See Conference Committee Report 207 on HB 1148,SLH 1990.
3 An allocation by population would have given Oahu 75%of the total in 1990.
Act 7, SSLH 1993, allocated one-sixth of TAT collections to the convention Center,
starting July 1994. Of the remaining TAT collections, 5% went to the General Fund and
the remainder went to the counties. Act 156, SLH 1998 allocated 37.9% of the TAT
collections to the Tourism Special Fund and increased the allocation to the Convention
Center from one-sixth to 17.3%. The amount allocated to the counties was set at 44.8%.
The allocations made under Act 156 began in January 1999. Allocations to the
Convention Center were allowed to expire at the end of fiscal year (FY) 2000. In FY 2001
and 2002 the Convention Center's share was instead deposited to the General Fund.
Act 250, SLH 2002 reduced the allocation to the Tourism Special Fund from 37.9%to
32.6% beginning July 2002. Act 253, SLH 2002 capped the allocation to the Convention
Center at $31 million per year, starting in January 2002, with the excess amount of the
Convention Center's share of 17.3% of TAT collections over the cap going to the General
Fund.
From 2005 to 2008, various changes were made to TAT allocations, but the counties'
share remained fixed at 44.8% of total TAT collections.
Act 61, SLH 2009 increased the TAT rate from 7.25%to 8.25% for FY 2010, and from
8.25%to 9.25% after June 2010, with the increased collections dedicated to the General
Fund. The share of the counties in the collections from the base tax rate of 7.25% was
not changed. The reason for the increases was to replace budget shortfalls caused by
the Great Recession.
Act 103, SLH 2011 capped the amount of the TAT allocated to the Tourism Special Fund
at $69 million per year and capped the amount going to the counties at $93 million per
year from July 2011 through June 2015. The purpose was again to address the State's
budget shortfall.°
Act 268, SLH 2013 ordered that starting in FY 2018, if a county failed to pay in full the
annual required contribution to its employees' health benefits trust fund, the shortfall
would be made up directly from the county's share of the TAT allocations.
Act 174, SLH 2014 increased the cap on the counties' share of TAT allocations from $93
million to $103 million for FY's 2015 and 2016. The Act also established a working group
to recommend the proper allocation of TAT collections to the counties.
4 See Conference Committee Report No. 139 for Senate Bill 1186,April 29,2011.