HomeMy WebLinkAboutRES 377 Draft 01 2016-2018 COUNTY OF HAWAIIqs-'``- STATE OF HAWAII
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RESOLUTION NO. 377 17
A RESOLUTION AUTHORIZING THE ADOPTION OF USDA FORM RESOLUTION
1780-27 PROVIDING FOR A UNITED STATES DEPARTMENT OF AGRICULTURE
LOAN TO FINANCE CERTAIN PUBLIC SEWER SYSTEM IMPROVEMENTS FOR
THE LONO KONA SUBDIVISION, NORTH KONA, HAWAII; AUTHORIZING THE
EXECUTION OF AN AGREEMENT WITH THE UNITED STATES OF AMERICA
DEPARTMENT OF AGRICULTURE, PURSUANT TO HRS 46-7, FOR A GRANT FOR
COSTS OF SUCH PUBLIC SEWER SYSTEM IMPROVEMENTS; AND
AUTHORIZING THE MAYOR, THE DIRECTOR OF ENVIRONMENTAL
MANAGEMENT, THE DIRECTOR OF FINANCE AND THE CHAIR OF THE
COUNTY COUNCIL TO TAKE ALL ACTIONS NECESSARY TO FACILITATE SUCH
LOAN AND GRANT
WHEREAS, the County of Hawai`i proposes to issue its general obligation bonds
to evidence its repayment obligations for a loan to be obtained from the United States of
America, acting through the United States Department of Agriculture, Rural Utilities Service
("USDA"), in an amount not to exceed TWO MILLION FOUR HUNDRED THIRTY-SEVEN
THOUSAND AND N0/100 DOLLARS ($2,437,000.00), to fund a portion of the costs of certain
public sewer system improvements (the "Project") for the Lono Kona Subdivision, North Kona,
Hawai`i; and
WHEREAS, in connection with such loan, the USDA has offered a grant to fund costs of
the Project in an amount not to exceed FOUR MILLION TWENTY-FOUR THOUSAND
EIGHT HUNDRED AND NO/100 DOLLARS ($4,024,800.00); and
WHEREAS, the USDA requires, as part of the loan, grant and bond closing process for
the Project, that a Loan Resolution (RUS BULLETIN 1780-27, LOAN RESOLUTION), or
similar resolution, be adopted, and that certain other documents be executed and actions be
taken; and
WHEREAS, Hawai`i Revised Statutes, Section 46-7, requires that county departments
obtain the consent of the County Council to enter into agreements with the federal or state
governments respecting action(s) to be taken pursuant to any of the powers granted by law to
furnish, expend and receive any funds or other assistance in connection with projects being or
undertaken pursuant to those powers; now, therefore
BE IT RESOLVED BY THE COUNCIL OF THE COUNTY OF HAWAII, that the
Council hereby adopts the USDA Form Loan Resolution (RUS BULLETIN 1780-27, LOAN
RESOLUTION) attached as EXHIBIT A to this resolution, including the Certification To Be
Executed At Loan Closing.
BE IT FURTHER RESOLVED that the Office of the Mayor is authorized to enter into
a grant agreement with the USDA for a grant in the amount of up to $4,024,800.00 to be applied
to the costs of the Project and is authorized to sign the above-referenced agreement and any
related documents on behalf of the Office of the Mayor and the County of Hawai`i pursuant to
the Hawai`i County Charter.
BE IT FURTHER RESOLVED that the Mayor, the Director of Environmental
Management, the Finance Director and the Chair of the Council of the County of Hawai`i are
hereby authorized and empowered to take all action(s) necessary or appropriate in the execution
of all written instruments as may be requested to facilitate the loan and grant and the terms of the
loan and grant agreements, the provisions of which shall be incorporated upon such execution.
BE IT FINALLY RESOLVED that the Clerk shall transmit copies of this Resolution to:
(a) the Honorable Mayor Harry Kim; (b) Director of Environmental Management Willam A.
Kucharski; (c) Director of Finance Deanna Sako; (d) Corporation Counsel Joseph K.
Kamelamela; (e) Real Property Tax Division Tax Administrator Stanley Sitko; (f) Acting Hawaii
State Director Donald K. Etes, United States Department of Agriculture, Hilo State Office,
Federal Building, 154 Waianuenue Avenue, Room 311, Hilo, Hawai`i 96720; and (g) Bond
Counsel Brian T. Hirai, McCorriston Miller Mukai MacKinnon LLP, P.O. Box 2800, Honolulu,
Hawai`i 96803-2800.
Dated at Hilo , Hawai`i this 2rrl day of November , 2017.
INTRODUCED BY:
":111::„C
400
COUNCIL M MBER, COUNTY OF HAWAII
COUNTY COUNCIL ROLL CALL VOTE
County of Hawaii AYES NOES ABS EX
Hilo, Hawai`i CHUNG X
DAVID X
I hereby certify that the foregoing RESOLUTION was by EOFF X
the vote indicated to the right hereof adopted by the COUNCIL of the
KANUHA
County of Hawai`i on November 2, 2017 X
LEE LOY X
O'HARA X
ATTEST: POINDEXTER X
RICHARDS X
RUGGLES X
Os 8 0 1 0
Reference: 0-558/Waived FC
COUNTY CLERK CHAIRPERSON&PRESIDING OFFICER RESOLUTION NO. 377 1.7
2
Position 5
'HUS BULLETIN 1780-27 APPROVED
OMB.No.0572-0121
LOAN RESOLUTION
(Public Bodies)
A RESOLUTION OF THE COUNTY COUNCIL
OF THE COUNTY OF HAWAII
AUTHORIZING AND PROVIDING FOR THE INCURRENCE OF INDEBTEDNESS FOR THE PURPOSE OF PROVIDING A
PORTION OF THE COST OF ACQUIRING, CONSTRUCTING,ENLARGING,IMPROVING,AND/OR EXTENDING ITS
PUBLIC SEWER IMPROVEMENTS(LONO KONA SUBDIVISION PROJECT)
FACILITY TO SERVE AN AREA LAWFULLY WITHIN ITS JURISDICTION TO SERVE.
WHEREAS,it is necessary for the COUNTY OF HAWAII
(Public Body)
(herein after called Association)to raise a portion of the cost of such undertaking by issuance of its bonds in the principal amount of
TWO MILLION FOUR HUNDRED THIRTY-SEVEN THOUSAND AND NO/100 DOLLARS($2,437,000)
pursuant to the provisions of PART 1,CHAPTER 47,HAWAII REVISED STATUTES ;and
WHEREAS,the Association intends to obtain assistance from the United States Department of Agriculture,
(herein called the Government)acting under the provisions of the Consolidated Farm and Rural.Development Act(7 U.S.C. 1921
et seq.)in the planning.financing,and supervision of such undertaking and the purchasing of bonds lawfully issued,in the event
that no other acceptable purchaser for such bonds is found by the Association:
NOW THEREFORE,in consideration of the premises the Association hereby resolves:
1. To have prepared on its behalf and to adopt an ordinance or.resolution for the issuance of its bonds containing such
items and in such fonts as are required by State statutes and as aro agreeable and acceptable to the Government.
2. To refinance the unpaid balance,in whole or in part,of its bonds upon the request of the Government it'at any time
it shall appear to the Government that the Association is able to refinance its bonds by obtaining a loan for such purposes
from responsible cooperative or private sources at reasonable rates and terms for loans for similar purposes and periods
of time as required by section 333(c)of said Consolidated Farm and Rural Development Act(7 U.S.C. 1983(c)).
3. To provide for,execute,and comply with Form RD 400-4,"Assurance Agreement,"and Form RD 400-1,"Equal
Opportunity Agreement,"including an"Equal Opportunity Clause,"which clause is to be incorporated in,or attached
as a rider to,each construction contract and subcontract involving in excess of$10,000.
4. To-it'deram(y-rhe•C,vt°eammrnnt-frnany menus-ntacle-ur in sses-sttffered-by-the•Gcrr errorteert-rnt-beltnl ofthe-Ass iatirnt-
Baehrindtmni.fieatierrshali se•payable-from-ehe•same-sattree•aFfttndsplobed-ro-paytit•-b:melsm-any-nthe-legtHy-per--
mtrssibieso ureee- See Rider A
S. That upon default in the payments of any principal and accrued interest on the bonds or in the performance of any
covenant or agreement contained herein or in the instruments incident to making or insuring the loan,the Government at
its option may(a)declare the entire principal amount then outstanding and accrued interest immediately due and
payable,(h)for the account of the Association(payable from the source of funds pledged to pay the bonds or any other
legally permissible source),incur and pay reasonable expenses for repair,maintenance,and operation of the facility
and such other reasonable expenses as may be necessary to cure the cause of default,and/or(c)take possession of the
facility,repair,maintain,and operate or rent it.Default under the provisions of this resolution or any instrument incident to
the making or insuring of the loan may be construed by the Government to constitute default under any other instrument
held by the Government and executed or assumed by the Association,and default under any such instrument may be
construed by the Government to constitute default hereunder.
6. Not to sell,transfer,lease,or otherwise encumber the facility or any portion thereof,or interest therein,or permit others
to do so,without the prior written consent of the Government.
7. Not to defense the bonds,or to borrow money,enter into any contractor agreement,or otherwise incur any liabilities
for any purpose in connection with the facility(exclusive of normal maintenance)without the prior written consent of the
Government if such undertaking would involve the source of funds pledged to pay the bonds.
8. To place the proceeds of the bonds on deposit in an account and in a manner approved by the Government.Funds may be
deposited in institutions insured by the State or Federal Government or invested in readily marketable securities hacked
by the full faith and credit of the United States.Any income from these accounts will be considered as revenues of the system.
9. To comply with all applicable State and Federal laws and regulations and to continually operate and maintain the facility
in good condition.
10 To provide for the receipt of adequate revenues to meet the requirements of debt service,operation and maintenance,and
the establishment of adequate reserves.Revenue accumulated over and above that needed to pay operating and mainte-
nance,debt service and reserves may only be retained or used to make prepayments on the loan.Revenue cannot be used
to pay any expenses which are not directly incurred for the facility financed by USDA.No free service or use of the
facility will be permitted.
According to the Paperwork Reduction Act of 1995,an agency may not conduct or sponsor,and a person is not required to respond to,a collection of information toeless
it displays a valid OMB control number The valid OMB cowry!onniher for this information collection is 0572-11121. The time required to complete this information
collection is estimated to average 1 hour per response,including the time Or reviewing lostruetions,,searching missing data sources,gathering and maintaining the
data needed,and completing and reviewing the collection ofinJorsnation.
EXHIBIT A
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11. To acquire and maintain such insurance and fidelity bond coverage as may be required by the Government.
12. To establish and maintain such books and records relating to the operation of the facility and its financial affairs and to
provide for required audit thereof as required by the Government,to provide the Government a copy of each such audit
without its request,and to forward to the Government such additional information and reports as it may from time to
time require.
13 To provide the Government at all reasonable times access to all books and records relating to the facility and access to
the property of the system so that the Government may ascertain that the Association is complying with the provisions
hereof and of the instruments incident to the making or insuring of the loan.
14. That if the Government requires that a reserve account be established,disbursements from that account(s)may be used
when necessary for payments due on the bond if sufficient funds are not otherwise available and prior approval of the
Government is obtained. Also,with the prior written approval of the Government,funds may be withdrawn and
used for such things as emergency maintenance,extensions to facilities and replacement of short lived assets.
15. To provide adequate service to all persons within the service area who can feasibly and legally be served and to obtain
USDA's concurrence prior to refusing new or adequate services to such persons.Upon failure to provide services which
are feasible and legal,such person shall have a direct right of action against the Association or public body.
16. To comply with the measures identified in the Government's environmental impact analysis for this facility for the pur-
pose of avoiding or reducing the adverse environmental impacts of the facility's construction or operation.
17 To accept a grant in an amount not to exceed$ FOUR MILLION TWENTY-FOUR THOUSAND EIGHT HUNDRED AND NO/100 DOLLARS
($4,024,800)
under the terms offered by the Government;that the MAYOR,DIRECTOR OF ENVIRONMENTAL MANAGEMENT,FINANCE DIRECTOR
and COUNCIL CHAIR of the Association are hereby authorized and empowered to take all action necessary
or appropriate in the execution of all written instruments as may be required in regard to or as evidence of such grant;and
to operate the facility under the terms offered in said grant agreement(s).
The provisions hereof and the provisions of all instruments incident to the making or the insuring of the loan,unless otherwise
specifically provided by the terms of such instrument, shall be binding upon the Association as long as the bonds are held or
insured by the Government or assignee.The provisions of sections 6 through 17.hereof may be provided for in more specific
detail in the bond resolution or ordinance; to the extent that the provisions contained in such bond resolution or ordinance
should he found to be inconsistent with the provisions hereof, these provisions shall be construed as controlling between the
Association and the Government or assignee.
The vote was: Yeas Nays Absent
IN WITNESS WHEREOF,the COUNTY COUNCIL of the
COUNTY OF HAWAII has duly adopted this resolution and caused it
to be executed by the officers below in duplicate on this
day of 2017
(SEAL) BY
Attest: Title COUNCIL CHAIR
Title COUNTY CLERK
-3-
CERTIFICATION TO BE EXECUTED AT LOAN CLOSING
I,the undersigned,as COUNTY CLERK of the COUNTY COUNCIL OF THE COUNTY OF HAWAI'I
hereby certify that the COUNTY COUNCIL of such Association is composed of
members,of whom, constituting a quorum,were present at a meeting thereof duly called and
held on the day of ;and that the foregoing resolution was adopted at such meeting
by the vote shown above,I further certify that as of
the date of closing of the loan from the United States Department of Agriculture,said resolution remains in effect and has not been
rescinded or amended in any way.
Dated,this day of
Title COUNTY CLERK
Rider A
(USDA Form RUS Bulletin 1780-27)
4. The Association shall be responsible for damage or personal injury resulting from acts or
omissions of Association employees while acting within the scope of their employment to
the extent that the Association's liability for such damage or injury has been determined
by a court or otherwise agreed to by the Association. The Association shall pay for such
damages and injury to the extent that funds have been authorized and appropriated by the
County Council of the Association for such purpose, and the funds have been allocated by
the executive budget process.
367588.1