HomeMy WebLinkAboutFY21-22- WELLS FARGO SECURITIES-39OF FINANCE
DATE PIC -1): _AL 0 1^ 2021
ROU r, TO--_
C07Y TO:
County of Hawaii
Notice to Providers of Professional Services (HRS 103D-304)
Statement of Qualification and Expression of Interest to Provide
Public Finance Bond Underwriting Services
June 30, 2021
Corporate and Investment Banking
Public Finance Group
333 S. Grand Ave., 51b Floor
Los Angeles, CA 90071
June 30, 2021
Ms. Deanna Sako
Director of Finance
County of Hawaii
25 Aupuni Street, Suite 2103
Hilo, Hawaii 96720
RE: Statement of Qualification to Provide Public Finance Bond Underwriting Services
Dear Deanna:
Thank you for this opportunity to present our statement of qualifications and expression of interest to provide
public finance bond underwriting services to the County of Hawaii (the "County"). Wells Fargo Securities ("Wells
Fargo' or "WFS") is committed to providing governmental entities with a full range of financial services. Below we
highlight some of our Firm's key attributes that we believe would make us a valuable financial partner to the County.
Commitment to Municipalities in the State of Hawaii. Since 2012, our Firm has had the privilege of serving
Hawaii issuers including the State, State Department of Transportation and the County of Maui on over $4 billion
of GO Bonds and $1 billion of the Department of Transportation Revenue Bonds. Additionally, WFS is currently
mandated to serve as Sole Manager for the County of Maui's upcoming $80 million General Obligation Bond
issuance which is scheduled to come to market later this year.'
Local Presence. Wells Fargo & Company ("WFC" 1 is proud to be one of a few national financial institutions to
maintain a local presence across the islands. Wells Fargo Clearing Services, LLC, our retail brokerage affiliate,
provides financial advisory services to residents throughout the islands. Our national retail platform of nearly
10,000 financial advisors includes 39 financial advisors in the State of Hawaii. These local financial advisors
manage approximately $5.3 billion of assets for residents within the State' While Wells Fargo Securities is a
national firm, we focus our business by regional concentration.
#1 Underwriter During COVID-19 Market Reopening. Amidst investor uncertainty, global COVID-19 fears, and
volatile markets, WFS demonstrated conviction and leadership in the reopening of the municipal market. In fact,
WFS served as an underwriter on nearly 38% of large transactions between March 16, 2020 to April 24, 2020.3
Even through the volatility, WFS was able to execute transactions at favorable spreads for our clients. In addition,
WFS continued to provide liquidity in the secondary market. As volatility entered the municipal market in March
2020, WFS executed nearly 4x more trades for par over $1 million and increased our percentage of adjusted
MSRB trades from 5.7% to 8.2% month -over month. In addition, as of June 2021, Wells Fargo & Company has
the third largest market capitalization of all domestic banks.
Capital Power. As a bank dealer, WFS has access to the capital base of Wells Fargo Bank, N.A., which as of March
31, 2021, totaled approximately $171 billion'. This capital strength clearly differentiates us from our
competitors, giving us the ability to support our pricings in even extremely volatile market conditions, as proven
through the market reopening upon COVID-19.
i Preliminary par amount subject to change
Source- Wells Fargo Clearing Services, LLC as of March 31, 2021
`Source- Securities Data Corp. Platinum, includes negotiated par over $40 million, full credit to senior manager
-Bloomberg, EMMA. All WFS and market trading statistics herein include onlytradeswith par values>EIMM. and exclude new issue transactions and transactions
involving variable rate demand notes.
Source. Bloomberg as of June 29, 2021
¢ Source: W FBNA Call Report as of March 31, 2021 - Total Equity Capital
County of Hawaii
June 30, 2021
Thank you again for this opportunity to present our qualifications to the County of Hawaii. I hope our response
demonstrates our strong interest in having the opportunity to support the County. Should you have any questions,
please do not hesitate to contact me directly at the number or e-mail address provided below.
Sincerely,
Julia Kim
Director, West Region
(213) 253-72521 iulia.kim65)wellsfargo.com
Appendix Tab
Appendix I — Deal List
Important Information & Disclaimer
This document and any other materials accompanying this document (collectively, the "Materials") are provided for general informational purposes only. By
accepting any Materials, the recipient acknowledges and agrees to the matters set forth below.
We -is Fargo Secur t es ("WFS") is the trade name for certain securities related capital markets and investment banking services of Wells Fargo & Company
and its subsidiaries, including but not limited to Wells Fargo Bank, N.A., acting through its Municipal Finance Group. Commercial banking products and services
are provided by Wells Fargo Bank, N.A ("WFBNA'). Investment banking and capital markets products and services prov ded by Wells Fargo Securities, are not
a condition to any banking product or service.
Derivatives products (including "swaps" as defined in and subject to the Commodity Exchange Act ("CEA") and Commodity Futures Trading Commission
("CFTC") regulations and (ii) "security -based swaps", ("SBS") as defined in and subject to the Securities and Exchange Act of 1934 ("SEA") and SEC regulations
thereunder) are transacted through WFBNA, a CFTC provisionally -registered swap dealer and member of the NFA. Transactions in physical commodities are
transacted through Wells Fargo Commodities, LLC, a wholly-owned subsidiary of Wells Fargo & Company.
WFBNA, as potential derivatives provider, and WFS, as potential underwriter or placement agent (together with any of its affiliates as context may require,
"we", or "Wells Fargo") are providing the information contained in the Materials for discussion purposes only in anticipation of, or in connection with, engaging
in arm's length commercial transactions with you in which Wells Fargo would be acting solely as a principal or agent, as applicable, and not as a municipal
advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether we, or an affiliate has or is currently acting as such on a separate
transaction (the use of the term "agent" does not imply any fiduciary relationship).
These Materials are being provided to you for the purpose of working with you as an underwriter or placement agent (collectively, "underwriter") and/or
derivatives provider on the transaction(s) described in the Materials. As part of its services as underwriter, WFS may provide information concerning the
structure, timing, terms, and other similar matters concerning the issue of municipal securities that WFS proposes to underwrite as described in the Materials.
The Materials may also contain such information. Any such information has been, and would be, provided by WFS in the context of serving as an underwriter
and not as your municipal or financial advisor. Additionally, WFBNA, as derivatives provider, and WFS, as underwriter, have financial and other interests that
differ from your interests (or those of the issuer). In its capacity as underwriter, WFS' primary role would be to purchase securities from you (or the issuer in
the case of a conduit transaction) for resale to investors, or arrange for the placement of securities with investors on your behalf. Wells Fargo will not have
any duties or liability to any person or entity in connection with the information being provided in the Materials.
The information provided herein is not intended to be and should not be construed as advice within the meaning of Section ISS of the Securities Exchange
Act of 1934, and Wells Fargo wi;l not be acting as your municipal advisor under the municipal advisor rules ("Muni Advisor Rules") of the Securities and
Exchange Commission ("SEC") and the SEC's guidance in its Registration of Municipal Advisors Frequently Asked Questions dated May 19, 2014, as
supplemented (collectively, "Muni Advisor Rules").
Please be advised that any information in the Materials regarding municipal derivatives is being provided by WFBNA as a swap dealer and that any swap
offered or recommended in the Materials is being offered or recommended by WFBNA as a swap dealer. No part of the Materials is intended to be and should
not be construed as an offer or recommendation of a municipal derivatives service or product by WFS, as underwriter, for purposes of Municipal Securities
Rulemaking Board Rule G-17, or otherwise. You should consult with your own financial and/or municipal, legal, accounting, tax, and other advisors, as
applicable, to the extent you deem appropriate. If you would like a municipal advisor that has legal fiduciary duties to you, you are certainly free to engage a
municipal advisor to serve in that capacity.
Transactions referenced in the Materials which are attributed to Wells Fargo or to WFS may include transactions executed by a Wachovia Corporation or Wells
Fargo & Company broker-dealer affiliate or by other municipal securities dealers and/or broker-dealers which were acquired by Wachovia Corporation or WFC.
WFS distributes municipal securities to institutional investors primarily through Wells Fargo Bank, N.A. Municipal Finance Group ("WFBNA MFG") and Wells
Fargo Securities, LLC ("WFSLLC"). Distribution to middle market clients is provided primarily through WFSLLC. Retail distribution is primarily provided by
Wells Fargo Advisors, which is the trade name used by Wells Fargo Clearing Services, LLC ("WFCS") and Wells Fargo Advisors Financial Network, LLC
`,\ : Fargo %V(UrinC,
COliNTV of H 1\\'AII
P(-Bl.lc; FINANC4: BOND U1 DI-',RNX'R YlNG — HRS 103D-304
TABLE OF CONTENTS
Statement of Qualifications
Page
1.
The name of the firm or person, contact information including email address, the principal place of
1
business, and location of all of its offices;
2.
The age of the firm and its average number of employees over the past five years;
2
3.
The education, training, and qualifications of the individual, or if a firm, its key employees in accordance
2
with MRS 103D-304 and/or the professional and scientific occupation series contained in the United
States Office of Personnel Management's Qualifications Standards Handbook
4.
A list of recent projects and the names of up to five clients who may be contacted, including at least two
3
for whom services were rendered during the preceding year; and
5.
Any promotional or descriptive literature which the individual or firm desires to submit.
4
Appendix Tab
Appendix I — Deal List
Important Information & Disclaimer
This document and any other materials accompanying this document (collectively, the "Materials") are provided for general informational purposes only. By
accepting any Materials, the recipient acknowledges and agrees to the matters set forth below.
We -is Fargo Secur t es ("WFS") is the trade name for certain securities related capital markets and investment banking services of Wells Fargo & Company
and its subsidiaries, including but not limited to Wells Fargo Bank, N.A., acting through its Municipal Finance Group. Commercial banking products and services
are provided by Wells Fargo Bank, N.A ("WFBNA'). Investment banking and capital markets products and services prov ded by Wells Fargo Securities, are not
a condition to any banking product or service.
Derivatives products (including "swaps" as defined in and subject to the Commodity Exchange Act ("CEA") and Commodity Futures Trading Commission
("CFTC") regulations and (ii) "security -based swaps", ("SBS") as defined in and subject to the Securities and Exchange Act of 1934 ("SEA") and SEC regulations
thereunder) are transacted through WFBNA, a CFTC provisionally -registered swap dealer and member of the NFA. Transactions in physical commodities are
transacted through Wells Fargo Commodities, LLC, a wholly-owned subsidiary of Wells Fargo & Company.
WFBNA, as potential derivatives provider, and WFS, as potential underwriter or placement agent (together with any of its affiliates as context may require,
"we", or "Wells Fargo") are providing the information contained in the Materials for discussion purposes only in anticipation of, or in connection with, engaging
in arm's length commercial transactions with you in which Wells Fargo would be acting solely as a principal or agent, as applicable, and not as a municipal
advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether we, or an affiliate has or is currently acting as such on a separate
transaction (the use of the term "agent" does not imply any fiduciary relationship).
These Materials are being provided to you for the purpose of working with you as an underwriter or placement agent (collectively, "underwriter") and/or
derivatives provider on the transaction(s) described in the Materials. As part of its services as underwriter, WFS may provide information concerning the
structure, timing, terms, and other similar matters concerning the issue of municipal securities that WFS proposes to underwrite as described in the Materials.
The Materials may also contain such information. Any such information has been, and would be, provided by WFS in the context of serving as an underwriter
and not as your municipal or financial advisor. Additionally, WFBNA, as derivatives provider, and WFS, as underwriter, have financial and other interests that
differ from your interests (or those of the issuer). In its capacity as underwriter, WFS' primary role would be to purchase securities from you (or the issuer in
the case of a conduit transaction) for resale to investors, or arrange for the placement of securities with investors on your behalf. Wells Fargo will not have
any duties or liability to any person or entity in connection with the information being provided in the Materials.
The information provided herein is not intended to be and should not be construed as advice within the meaning of Section ISS of the Securities Exchange
Act of 1934, and Wells Fargo wi;l not be acting as your municipal advisor under the municipal advisor rules ("Muni Advisor Rules") of the Securities and
Exchange Commission ("SEC") and the SEC's guidance in its Registration of Municipal Advisors Frequently Asked Questions dated May 19, 2014, as
supplemented (collectively, "Muni Advisor Rules").
Please be advised that any information in the Materials regarding municipal derivatives is being provided by WFBNA as a swap dealer and that any swap
offered or recommended in the Materials is being offered or recommended by WFBNA as a swap dealer. No part of the Materials is intended to be and should
not be construed as an offer or recommendation of a municipal derivatives service or product by WFS, as underwriter, for purposes of Municipal Securities
Rulemaking Board Rule G-17, or otherwise. You should consult with your own financial and/or municipal, legal, accounting, tax, and other advisors, as
applicable, to the extent you deem appropriate. If you would like a municipal advisor that has legal fiduciary duties to you, you are certainly free to engage a
municipal advisor to serve in that capacity.
Transactions referenced in the Materials which are attributed to Wells Fargo or to WFS may include transactions executed by a Wachovia Corporation or Wells
Fargo & Company broker-dealer affiliate or by other municipal securities dealers and/or broker-dealers which were acquired by Wachovia Corporation or WFC.
WFS distributes municipal securities to institutional investors primarily through Wells Fargo Bank, N.A. Municipal Finance Group ("WFBNA MFG") and Wells
Fargo Securities, LLC ("WFSLLC"). Distribution to middle market clients is provided primarily through WFSLLC. Retail distribution is primarily provided by
Wells Fargo Advisors, which is the trade name used by Wells Fargo Clearing Services, LLC ("WFCS") and Wells Fargo Advisors Financial Network, LLC
`,\ : Fargo %V(UrinC,
COI NIti oI Hk
Pum IC FINANCE BOND UNDF.RWRI'l ING-- HRS 103D
("WFAFN"), two non-bank separate registered broker-dealers (members FINRA and SIPC). WFSLLC, WFBNA MFG, WFCS, and WFAFN are affiliates and are
each wholly owned subsidiaries of WFC.
Any municipal underwriting, commercial paper and remarketing rankings referenced herein represent combined totals for WFBNA MFG and WFSLLC. Non
municipal underwriting, commercial paper and remarketing rankings referenced herein represent totals for WFSLLC only. Source information for any ranking
information not otherwise provided herein is available on request. Any rankings referencing competitive municipal new issues for time periods prior to 2011
include issues underwritten by WFCS. Underwriting activities of WFCS are not managed or otherwise controlled by WFBNA MFG or WFSLLC.
If the Materials are being provided to you under any of the following events, the information contained in the Materials and any subsequent discussions
between us, including any and all information, advice, recommendations, opinions, indicative pricing, quotations and analysis with respect to any municipal
financial product or issuance of municipal securities, are provided to you in reliance upon the Swap Dealer, Bank, RFP, IRMA exemptions and underwriter
exclusion, as applicable, provided under the Muni Advisor Rules. In the event the Swap Dealer, Bank, RFP, IRMA exemptions, or underwriter exclusion do not
apply, the information included in the Materials are provided in reliance on the general information exclusion to advice under the Muni Advisor Rules.
In the event that you have provided us with your written representation in form and substance acceptable to WFBNA that you are represented by a "qualified
independent representative" as defined in the Commodity Exchange Act ("CEA") with respect to any municipal derivative or trading strategy involving
municipal derivatives described in the Materials, we have provided you with our written disclosure that we are not acting as an advisor to you with respect to
the municipal derivative or trading strategy pursuant to Section 4s(h)(4) of the CEA and the rules and regulations thereunder, and have taken certain other
steps to establish the "Swap Dealer exemption" under the Muni Advisor Rules.
Any information related to a bank -purchased bond transaction ("Direct Purchase") included in the Materials is a product offering of WFBNA or a subsidiary
thereof ("Purchaser") as purchaser / investor. WFS will not participate in any manner in any Direct Purchase transaction between you and Purchaser, and
Wells Fargo employees involved with a Direct Purchase transaction are not acting on behalf of or as representatives of WFS. The information contained herein
regarding Purchaser's Direct Purchase is being provided to you by WFS only for purposes of providing financing alternatives that may be available to you from
WFC and its affiliates. Information contained in this document regarding Direct Purchase is for discussion purposes only in anticipation of engaging in arm's
length commercial transactions with you in which Purchaser would be acting solely as a principal to purchase securities from you or a conduit issuer, and not
as a municipal advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether Purchaser, or an affiliate has or is currently
acting as such on a separate transaction. Additionally, Purchaser has financial and other interests that differ from your interests. Purchaser's sole role would
be to purchase securities from you (or the conduit issuer). Any information relating to a Direct Purchase is being provided to you pursuant to and in reliance
on the "Bank exemption" under the Muni Advisor Rules and the general information exclusion to advice under the Muni Advisor Rules.
In the event the Materials are being provided in connection with a RFP, the SEC exempts from the definition of municipal advisor "any person providing a
response in writing or orally to a request for proposals or qualifications from a municipal entity or obligated person for services in connection with a municipal
financial product or the issuance of municipal securities; provided however, that such person does not receive separate direct or indirect compensation for
advice provided as part of such response" ("RFP exemption"). In such event, we have relied upon the RFP exemption, and on your distribution and execution
of this RFP through a competitive process. In the event WFBNA MFG is the party providing the Materials responses to all questions, certifications,
attestations, information requests, and sim lar in the RFP or RFQ to wh ch this response relates are specifically limited to, in context of, and as applied to,
WFBNA MFG in its capacity as a separately identifiable department of a national bank that is registered as a municipal securities dealer with the Securities
and Exchange Commission, Office of the Comptrol er of the Currency, and Municipal Securities Rulemaking Board; and not on behalf of Wells Fargo Bank,
N.A., unless specified othenAhse in our response.
In the event that you have provided us with your written representation that you are represented by an ndependent registered municipal advisor (an "IRMA")
within the meaning of the Muni Advisor Rules, with respect to the transactions) descr bed in the Materials we have provided you with our written disclosure
that we are not a munidpal advisor to you and are not subject to the fiduciary duty under the Muni Advisor Rules, if applicable, and have taken certain other
steps tro- establish the "IRMA exemption" under the Muni Advisor Rules.
In the event that you have engaged us to serve as an underwriter with respect to the municipal securities issuance described in the Materials we have provided
you with our written disclosure regarding our role as an underwr ter, that we are not a municipal advisor to you and are not subject to the fiduciary duty under
the Muni Advisor Rules, if applicable.
If savings threshold level information is conta. ned herein, please be advised that WFS is not recommending nor providing advice regarding which maturities
should be refunded by you.
See additiona important disclosures at the end of the Materials.
\C Lllz� I .krLzo ticcunnc:
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
1. The name of the firm or person, contact information including email address, the principal place of business, and location of all of its
offices_
Wells Fargo & Co. is a publicly held corporation and trades on the NYSE under the ticker "WFC." Wells Fargo & Co. opened for
business on July 13, 1852 and has grown into a diversified financial services company providing banking, insurance,
investments, mortgage and consumer finance. Wells Fargo & Co. was incorporated on January 24, 1929 in the State of
Delaware and is currently the nation's 311 largest financial institutions in total deposits (2020 FDIC data) and 61h in total assets
(2020 Fortune), and has more than 6,900 financial centers across the country.' We currently have a market capitalization of
$197.9 billion, which is the third largest amongst all U.S. Banks.'
Wells Fargo Securities ("WFS") is the trade name for certain securities -related capital markets and investment banking
services of Wells Fargo & Co. and its subsidiaries, including Wells Fargo Bank, N.A. ("WFBNA"). WFBNA is registered with the
SEC and OCC as a municipal securities dealer. WFBNA will be the legal entity serving as underwriter for the County of Hawaii.
Public Finance. Wells Fargo conducts its publicfinance business in its Municipal Finance Group in close conjunction with other
lines of business that cover government entities. Our investment banking, capital markets, and commercial banking teams
work collaboratively to ensure that our clients are provided with an integrated team that can provide a range of solutions. For
the County, this means that all activities including investment banking, direct purchases, credit, and treasury management
products are accessed through one team working together to ensure the County receives the highest level of service.
Julia Kim will continue to serve as the team leader and primary contact Julia Kim
to the County. Julia joined WFS in May of 2009 after her five year tenure Director
with Banc of America Securities' Public Finance Investment Banking Public Finance Investment Banking
group. She has 16 years of municipal finance experience and has worked
on over $100 billion of financings for various types of credits from Corporate& Investment Banking
general obligation bonds, revenue bonds, certificates of participation 333 South Grand Ave., 5" Floor
and lease revenue bonds, enterprise and utility revenue bonds, short- Los Angeles, CA 90071
term cash flow borrowings, and direct purchases with issuers including Tel 213-253-7252
9 P g Fax 213-253-7240
the states of Hawaii, California, and Washington, various counties, cities, •ulia.kim@wellsfar o.com
and school districts. Julia has dedicated her efforts to support over $5
billion of transactions within the State of Hawaii since 2012 and has proactively worked with the Wells Fargo Clearing Services
retail brokers sales teams in Honolulu to market the various GO and revenue bonds issued by various Hawaii issuers. Julia is
currently serving as the lead banker on the County of Maui's $80 million GO bond financing, which is expected to price later
this summer. Julia received her B.A. in Economics and a minor in Business Administration from the University of California,
Berkeley.
Our firm's headquarters, bank headquarters and the principal place of business for our municipal securities professionals are
provided in the table below.
Corporate
Wells Fargo & Company Wells Fargo Bank, National Association Wells Fargo Securities
420 Montgomery Street 101 North Phillips Avenue 333 South Grand Avenue: 5'w Floor
San Francisco, California 94104 Sioux Falls, South Dakota 57104 Los Angeles, California 90071 —
While Wells Fargo & Co. maintains thousands of offices worldwide, below we provide our 13 public finance locations.
State Location State Location
CA 333 South Grand Ave., 5th Fl., Los Angeles, CA 90071 NC 301 S. College Street, Charlotte, NC, 28202
333 Market Street, 5th FL, San Francisco, CA, 94104 NY 30 Hudson Yards, 62ntl FI., New York, NY, 10001
CO 1675 Broadway, Denver, CO 80202 PA 123 S. Broad Street, Philadelph'a, PA, 19107
FL 2363 Gulf to Bay Blvd., Clearwater, FL 33765 TX 1000 Louisiana Street, Houston, TX 77002
IL 10 S. Wacker Drive., 5th Fl., Chicago, IL 60606 1445 Ross Avenue, Dallas, TX, 75202
MA 125 High Street, 15 Fl., Boston, MA 02110 UT 299 South Main Street, Salt Lake City, UT, 84111
MS 188 E Capitol Street, Jackson, MS 39201
7 Source: Wells Fargo 2020 Annual Report
e Source: Bloomberg as of June 29, 2021
1\ cif I'arl i� Stcuraics I}.irt I
Presence in the State of Hawaii. Our Firm is actively 2019 260,000 88 56
conducting business in the State of Hawaii and has been since 2020 233,403 95 48
1973. Currently we maintain a retail brokerage office through Source: WFC Internal Data
our affiliate, Wells Fargo Clearing Services, LLC (dba Wells Fargo Advisors). Wells Fargo Advisors maintains 39 financial
advisors who actively sell and trade municipal bonds, among other financial products. We work closely with these retail brokers
ahead of various bond sales to ensure that the retail brokers have the information necessary to market bond sales. This
partnership has worked well and grown over the past decade.
In addition, we maintain three home mortgage offices throughout the State and employ 11 mortgage specialists.
Location
1001 Bishop Street, 191h Floor
Honolulu, Hawaii 96813
Employees Years In
Business
39 13
Location
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
2. The age of the firm and its average number of employees over the past five years.
_
_
8_uslness
Years in Business. WFS has been providing banking services
WFC
and Public
Kailua Kona, Hawaii 96740
3
since its inception in 1852. Records available to us indicate that
. .......
Company
Investment
Sales
Wells Fargo Bank, N.A. Municipal Finance Group (or a
Year
Wide
Banking
Tradinj
predecessor bank that subsequently merged into Wells Fargo
2016
269,000
151
46
Bank, N.A.) has been engaging in public finance activities dating
2017
263,000
149
45
back to at least 1966.
2018
259,000 i
115
53
Presence in the State of Hawaii. Our Firm is actively 2019 260,000 88 56
conducting business in the State of Hawaii and has been since 2020 233,403 95 48
1973. Currently we maintain a retail brokerage office through Source: WFC Internal Data
our affiliate, Wells Fargo Clearing Services, LLC (dba Wells Fargo Advisors). Wells Fargo Advisors maintains 39 financial
advisors who actively sell and trade municipal bonds, among other financial products. We work closely with these retail brokers
ahead of various bond sales to ensure that the retail brokers have the information necessary to market bond sales. This
partnership has worked well and grown over the past decade.
In addition, we maintain three home mortgage offices throughout the State and employ 11 mortgage specialists.
Location
1001 Bishop Street, 191h Floor
Honolulu, Hawaii 96813
Employees Years In
Business
39 13
Location
Employees
Years in
_
_
8_uslness
75-5722 Kuakini Hwy, 1" Floor
t
Kailua Kona, Hawaii 96740
3
20+
34 Wailea Gateway Place, 2"d Floor
Kihei, Hawaii 96753
! 2
20+
1357 Kapiolani Blvd, 91h Floor
Honolulu, Hawaii 96814
6
20+
3. The education, training, and qualifications of the individual, or if a firm, its key employees in accordance with HRS 103D-304 and/or the
professional and scientific occupation series contained in the United States Office of Personnel Management's Qualifications Standards
Handbook
Ourteam of experienced professionals will be dedicated to the County's financings from kick-off to closing and will be available
to attend all meetings and conference calls as requested. The following table displays our comprehensive team, which includes
investment banking, credit strategies, sales, trading and underwriting, and quantitative analytics.
Wei Is Fargo SacurltWs Team to the Cousyty of "awall
_ .
Mame Title y __- Role Office Location Years in Industry
investment Banking
Julia Kim Director Primary Contact Los Angeles, CA 16 Years _
Charles Peck Managing Director Head of Public Finance New York, NY14 Years
Kristen Fontana Director i Credit Strategy New York, NY 10 years
Scott Goldstein Director Quantitative Expert Denver, CO 31 Years
Sales, Trading and Underwriting Team
Parks Lineberger Director Fixed Rate Underwriter Charlotte, NC 14 years
_Rebekah Wales - Director j Syndicate Coordinator Charlotte, NC 10 years
Julia Kim will continue to serve as the team leader and primary contactto the County. Julia joined WFS in 2009 and
4 has 16 years of municipal finance experience. She has worked with issuers across the western United States and
has concentrated her efforts to county -level issuers. Over her career, Julia has worked on over $100 billion of
financings for various types of credits from general obligation bonds, revenue bonds, certificates of participation
and lease revenue bonds, enterprise and utility revenue bonds, short-term cash flow borrowings, and direct purchases. Julia
received her B.A. in Economics and a minor in Business Administration from the University of California, Berkeley and currently
serves on the Board of Women in Public Finance - Los Angeles Chapter as Chair of the Scholarship Committee.
Wells I-: rgo tireuritics - I';trr
County of Hawaii
Public Finance Bond Underwriting — HR5103D-304
?� Charles Peck is the Head of WFS' Public Finance Investment Banking and will ensure the County receives the highest
level of service by utilizing our firm's full resources. He has spent over 14 years focused on general government
clients throughout the U.S. Prior tojoining Wells Fargo, Chuck ran Morgan Stanley's Public Finance Rocky Mountain
Region and worked with a variety of municipal credits including general government, transportation, utilities, and
higher education. During his career, he has been lead banker on some landmark financings such as a Qualified School
Construction Bond financing for the State of Pennsylvania, a restructuring of the Prairie Waters project related debt for the
City of Aurora, Colorado, a $1.5 billion tobacco revenue bond transaction for the State of Pennsylvania, among others. Before
becoming an investment banker, Chuck was a lead fiscal policy staff member in the Pennsylvania state government.
Kristen Fontana serves as the banking team's credit strategist and will work closely with the banking team to
develop and provide guidance on content and structure for credit presentations to investors and rating agencies.
Kristen joined Wells Fargo Securities upon graduation from the University of Chicago where her graduate work
focused on public finance and included research at the U.S. Office of Management and Budget as well as a
consulting project with the Chicago Community Trust. Prior to graduate school, Kristen spent a combined six years at two
large investment banks where she both fostered relationships with institutional equity clients and provided analytical support
for the credit derivatives business. She has worked with a variety of issuers including state, local, water and sewer as well as
transportation agencies. Kristen graduated cum laude with a B.S. in Finance from the University of Maryland, College Park and
holds an M.P.P. from the University of Chicago. She is currently serving on the GASB Board.
We also offer the County a specialized Quantitative Analytics team who work on the most complex financings as
{. well as develop innovative solutions in the face of the changing landscape of the municipal market. Scott
Goldstein joined WFS in 1993 (via merger with A.G. Edwards). He has over 31 years of experience in investment
banking as a quantitative specialist with extensive understanding of bond related tax code issues. He has
structured over 1,000 senior managed municipal transactions with significant emphasis for refunding and structured
solutions. Scott has been instrumental in developing and applying several refunding innovations, providing analytical decision
making framework for cash market and derivative solutions and improving escrow efficiencies to help issuers lower their cost
of capital. Scott is a graduate of the University of Maryland where he earned a Bachelor of Science degree in business with an
emphasis in finance and accounting. He received his MBA degree in finance from George Washington University.
Parks lineberger leads our California underwriting efforts and began his careerwith WFS over 12 years agowithin
the municipal finance group. Throughout the course of a transaction, Parks will provide pricing details and general
' updates regarding the municipal market and the impact of market movements on the County's financing. His
experience includes, but is not limited to, water and wastewater revenue transactions, and other credits including
general market GO, lease revenue bonds, healthcare, higher education, taxable, and corporate municipalities throughout the
U.S. Parks will serve as the lead underwriter on the County of Maui's General Obligation Bond transaction later this year. Parks
holds a B.S. degree in Finance and Accounting from North Carolina State and maintains his Series 7, 63, and 52 licenses.
Rebekah Wales will work closely with Parks and the underwriting desk as our firm's Syndicate Coordinator. She
focuses on ensuring adherence to all regulatory requirements while providing seamless execution for WFS' clients.
dARebekah will be responsible for all of the transactional support on the underwriting desk. This includes, but is not
k limited to, entering and monitoring orders, working with both the retail and institutional sales teams,
communicating with the syndicate, and making sure that price guidance and wires are distributed timely. Rebekah joined WFS
Municipal Finance in 2011 after four years of service in the public sector. She has a BA in English and a Juris Doctorate from
the University of Alabama School of Law. She is a General Securities Registered Representative (Series 7), a Registered
Investment Banking Representative (Series 79), a Registered Municipal Securities Principal (Series 53), and Series 63 licensed.
4. A list of recent projects and the names of up to five clients who may be contacted, including at least two for whom services were
rendered during the preceding year.
Wells Fargo Securities continues to be a top underwriter of municipal bonds, as illustrated by the wide array of large and high-
profile financings our Firm has senior managed. The tombstones below display our recent experience with Hawaii issuers
specifically.
\\'cllx f-.orru ticruritics - Parc 3
County of Maui
$80,000,0000
General Obligation Bonds
Series 2021
Sale Date: Summer 2021'
Rating: TBD
Final Maturity: TBD
Tax -Status. Tax -Exempt
Stile Manager
N®
'Pieliminary, subject to change
State of Hawaii
$137,205,000
Highway Revenue Bands
Series 2021
Sale Date: May 26, 2021
Rating- Aa2/AA• -
Final Maturity, January 1, 2041
Ta. -Status: Tax-E.empt
Co -Senior Manager
County of Maui
$74,420,000
General Obligation Bonds
Series 2020
Saie Date' Septemb.r 9. t419
Rating: Aal/AA- AA-
FinalMaturity' March 1. 20W
Tax -Status: Txx-Exempt
Sole Ma.�ag.r
County of Hawaii
Public Finance Bond Underwriting — HRS 10317-304
State of Hawaii
$81,93S,000
Highway Revenue Bands
Series 2019A
Sale Date November 14, 2019
Rating: AaVAA-
Final Maturity January 1 2040
Ta. Status Tex Exempt
co Senior Manager
State of Hawaii
$575,060,000
General obligation Bonds
Series FW, FX, FY
Sale Date: February 6. 2019
Rating, Aal/AA+iAA
Final Maturity; January 1. 2039
Tax Status: Exempt B Taxable
Co -Manager
®®
In Appendix I we provide our full list of transactions in which WFS served as a senior or co -manager from January 2018 to
present.
References- Below we provide five client references. We encourage the County to contact our references as we believe they
will speak highly of the services our Firm and professionals have provided.
Client References 7-1
Mr. Scott Teruya Ms. Suzanne Luster Mr. John Patterson
Director of Finance Public Finance Director Senior Financial Analyst
County of Maui County of Orange County of Los Angeles
200 S. High Street 333 West Santa Ana Blvd, 500 West Temple Street
Wailuku, HI 96793 Santa Ana, CA 92701 Los Angeles, CA 90012
(808) 270-7722 (714) 834-3362 (213) 974-2310
scott.teruya@co.maui.us suzanne.luster@ocgov.com I jpatterson@ttc.lacounty.gov
Ms. Tammy Lee Ms. Kim Tesoro
Administrative Services Officer Assistant Treasurer -Tax Collector
State of Hawaii Dept of Transportation - Highways Division County of Santa Barbara
869 Punchbowl Street 105 E. Anapamu Street
Honolulu, HI 96813 Santa Barbara, CA 93101
(808) 587-2218 (805)568-2153
tammy.l.(ee@hawaii.gov Ktesoro@co.santa-barbara.ca.us
5. Any promotional or descriptive literature which the individual or firm desires to submit
Financing Expertise. WFS has a broad range of financing experience and expertise and generally speaking, has been a top
underwriter across the various sectors for the past three years. WFS' participation in negotiated and competitive
underwritings, as well as in the secondary market, ensures a continuous flow of information regarding current market
preferences. As one of the largest financial service providers in the world, WFS is able to offer broad -range financing solutions
that reach beyond municipal underwriting. While municipal underwriting is our core focus, we are able to offer additional
unique products and services to meet the changing needs of both the market and the County. Our team is a top underwriter
of all forms of municipal debt, as illustrated by the wide array of large and high-profile financings we have successfully
managed. Since 2017, WFS has successfully senior managed over 780 financings for a total par amount of over $82 billion,
and further, completed over 1,495 financings or a par amount of $354 billion as a co-manager.9 For 2021 year-to-date, WFS
has served on over 264 negotiated transactions, making WFS the 4th ranked negotiated underwriter.1' To illustrate WFS'
breadth of experience, below we summarize our financing experience.
General Obligation Bonds _
Transportation Bonds (Ports, H�hways, Airport)
Single and Multi -Family Housing Bonds
Certificates of Participation and Lease Revenue
Par ($mm) # of Deals Par ($mm)
13,662 155 1 72,829
-_ 18,209 , 76 50,399
4,567 87 l 37,968
5,317 60 6,446
# of Deals Par ($mm) # of Deals
318 86,49_1 i 473
158
68,609 234
558
42,535 645
46
11,763 106
• Source: Securities Data Corp., True Economics to Book Runner negotiated long term transactions
15 Source SDC Thomson Reuters - negotiated long term transactions Full to Each Negotiated financings (111/2021- 6/25/2021)
Well. 4
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
Par (Smm) # of Deals Par (Smm) # of Deals Par (Smm) # of Deals
Healthcare Related Bonds
i 10,220
72
11,355
60
21,575
132
Public and Private Higher EducationBonds
13,850
159
28,344
167
42,195
326
Other Long -Term Financings
--- - -
17,039
171
64,180
202
_ 81,038 {
373
-2,289
Total
$82,864
780
$271,521
1,509
$354,206
General Obligation Bonds
Source. SDC Thomson Reuters. Other Lnng-Term Financings include other Revenue Bonds, Special Purpose Bonds, and other short-term financings.
Serving Hawaii -Based Issuers. Wells Fargo Securities is proud of our history serving clients in the State of Hawaii. The
advantages, which include i) familiarity with State and local economic conditions, ii) understanding Hawaii's statues and bond
laws, iii) adhering to the State's Debt Policy, iv) obtaining and maintaining the appropriate licenses and certifications through
Hawaii Compliance Express, and v) knowing the local impactful investors will position our team well for leading the County's
future bond sales. in the following table, we provide our transactions in Hawaii since 2011.
Sale Date
Issuer
IssueT.Ypa
Par{$mm)
Role
Summer 2021
County of Maui
General Obligation Bonds
80.0*
_ Sole Manager
Summer 2021
City and County of Honolulu
General Obligation Bonds
725.0*
Selling Group
05/26/21
State of HI DOT- Highways Division
Highway Revenue Bonds
137.0
j Co -Senior
11/28/20
__State of HI DOT- Harbors Division
Harbor System Revenue
266.5
Selling Group
10/21/20
State of Hawaii
General Obligation Bonds
1,1475.0
Selling Group
10/13/20
University of Hawaii
Revenue Bonds _
217.1
j Selling Group
10/07/20
State of HI DOT -Airports Division—
Airport Revenue T
582.9
Selling Group
09/20/20
County of Maui
General Obligation_ Bonds
74.4
Sole Manager
11/14/19
State of HI DOT-Hlgt�Lays Division
Revenue Bonds
.81.8-1
-Co -Senior
10/23/19
City and County of Honolulu
General Obligation
496.9
I Selling Group
09/25/19
Hawaii Electric Co.
Revenue Bonds
80.0
Co -Manager
08/07/19
City and County of Honolulu
_General Obligation
548.9
Selling Group
07/10/19
Hawaii Electric Co.
Refunding Revenue
150.0
CoManager
02/06/19
State of HawaiiGeneral
Obligation
575.0
_ Co -Manager
08/15/18
City and County of Honolulu
_ General Obligation
468.4j
Selling Group
08/09/18
State of HI DOT -Airports Division
Airport Revenue
}General
414.6
Co -Manager
01/30/18
State of Hawaii
Obligation
775.0
Selling Group
_
03/15/18
_
Hawaii Pacific Health
Special Purpose Revenue
147.1
i Lead Manager
12/14/17
_
University of Hawaii
Revenue Bonds
110.7
Selling Group
08/10/16
State of HI DOT -Highways Division
Highway Revenue
204.4
' Co -Senior
10/15/15
State of Hawaii
General Obligation
746.3 !
_Selling Group
07/22/15
City and County of Honolulu
General Obligation
698.9
Selling Group
03/16/15
City and County of Honolulu
General Oblgation
888.6 i
Selling Group
11/13/14
State of Hawaii
General Obligation
1,008.6
Co -Manager
07/29/14
State of HI DOT- Highways Division
Highway Revenue
163.6
Co -Senior
12/10/13
State of HI DOT -Airports Division
Airport COPS
167.7
Selling Group
11/05/13
State of Hawaii
General Obligation
860.8
Co -Manager Tr
09/10/13
-
Hawaii Pacific Health
Special Purpose Revenue
158.9
Co -Manger
12/04/12
-
State of Hawaii
General Obligation
866.9 j
-Manager
03/15/12
T
Kamehameha Schools
Taxable LIBOR Note*`
_Co
25.0 Sole Manager
11/17/11
!State of Hawaii
General Obligation
1,286.2 I
Selling Group
SG-fce Thomson SDC Data. "Subject to change. "Direct Purchase with wells Fargo Bank, N.A
\\ clE: I':z:,,o Sceuriricr - Pagc
County of Hawaii
Public Finance Bond Underwriting -- HRS 10313-304
Secondary Market Support for Hawaii Issuers. WFS is also committed to providing liquidity in the secondary market for our
issuer -clients and investors. Indeed, WFS actively trades Hawaii -based securities in the secondary market and has traded over
$894 million of Hawaii credits (outside of the State's GO Bonds) since 2013. In the table below, we summarize our secondary
trading activity from 2013 through 2020.
Year
#Trades
sAmount
#Trades
2020
2,000
619,815,000
828
2019
939
363,205,000
601
2018
1,061
384,66 5,000
1,384
2017
769
175,210,000
1,097
2016
434
231,090,000
1,2E-
2015
261
100,640,000
677
2014
108
133,545,000 1
459
2013
298
216,320,000
,
250
Total
5,870
$2.224.490.000
6.581
$ Amount
# Trades
, *.Amount
#_Trades
$ Amou,;
315,865,000
1,172 $303,950,000
101,032
34,592,545,757
171,810,000
496
85,460,000
55,863
26,742,2_65,559
175,285,000
694
80,320,000
80,381
28,708,584,284
169,100,000
698 113,005,000
70,538
32,8_24,122,795
451,935,000
531
72,315,000
60,455
503,175,000
398
128,030,000
_28,436,039,833
40,979 19,606,648,972
106,410,000
177
31,165,000
31,594
23,184,972,004
247,815,000
87
_ 80,230,000
23,158
19,430,750,490
,141,39S,000 _
4,253
$894,475,000
464,000
$213,525,929,694
Source: WFS Municipal Trading Desk.
Other Hawaii Credits i-vlLjde transportation bonds and special purpose revenue bonds.
Institutional investors are constantly repositioning their portfolios. By using our capital to maintain an inventory of bonds,
which we make available to investors, and to purchase bonds from investors (thus providing needed liquidity), W FS has become
a valued trading partner. Aided by our own high credit ratings and low funding costs, WFS routinely holds up to $1 billion in
inventory between our institutional and retail trading desks". The frequent communication with investors allows our Firm to
be well equipped to ascertain investor appetite for future bond sales. While a firm's activity and presence in the secondary
market is often overlooked, it can directly translate into pricing transparency and success for an issuer in the primary market.
At $1.3 trillion, the municipal secondary market is over 3.5 times the size of the new issue (primary) market. As one of the top
four municipal market makers in the industry, we know which credits each institutional investor is buying at any given time as
well as the price investors are willing to pay.12
National and Hawaii Based Marketing and Distribution Capabilities, Wells Fargo's marketing program includes utilizing our
broad and diverse distribution network, which covers three in-house distribution channels: (1) institutional; (2) middle -market;
and (3) retail brokerage. Ourthree-tiered investor channel, as detailed below, provides us with the necessary flexibility to adapt
our marketing strategy to changing market conditions as they arise. WFS will utilize all three distribution outlets nationally
and regionally to support the County's bond financings.
Middle Market Sales
(3) Retail Sales
11 member sales team 200 sales professionals 80 sales professionals Have covered on island 11,228 Retail advisors 39 Reta] advisors
4 offices nationwide 1 33 offices glob, 1 16 offices nationwide I accounts for 30+ years 655 Locations $5.3 billion in Client Assets
*Provided by Wells Fargo Securities, LLC.; "Provided by Wells Fargo Advisors a trade name for welts Fargo Clearing Services, LLC
1. Institutional Sales. WFS' institutional salesforce distributes a full line of municipal products, including tax-exempt and
taxable securities. Our dedicated municipal institutional sales team concentrates its efforts solely on selling municipal and
structured finance products to the largest top -tier institutional municipal buyers nationwide. The municipal institutional
investor base includes the key national buyers of municipal securities including 425 institutional accounts. Our Municipal
Institutional Client Services Group includes 11 dedicated municipal institutional sales professionals scattered across the
country. This includes coverage of large "Tier 1" high grade accounts with assets over $1 billion such as Vanguard,
BlackRock, Northern Trust, and State Farm in addition to money managers, insurance companies, bank portfolios, hedge
funds and pension funds.
ll Source: Wells Fargo Underwriting Desk
si Source: Bloomberg as of May 16, 2021 and Greenwlch Associates 2018 Municipal Bond and Derivatives
----
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
2. Middle Markets Sales. One of WFS' competitive advantages is MiddleHawaii Market Trade
Activity Since 2019
its ability to reach middle market investors - an asset class that Investor_ _ _ Trade Amount
can be extremely beneficial. As the County seeks to expand its : First Hawaiian Bank J $67,500,000
investor base and support local businesses, we believe this i Bank of Hawaii $49,740,000
component of our distribution network to be particularly !r Bishop Street Capital Management $17,130,000
relevant. Indeed, most national underwriters do not focus on Lee Financial Group $1,200,000
these investors since large institutional investors tend to ' First Honolulu Securities $610,000
dominant the municipal market. While WFS is a top distributor Source-WFS Municipal underwriting Desk -CONFIDENTIA1
to institutional accounts, our business model allows us to focus
on smaller and more regional institutional investors who tend to be more likely to buy -and -hold securities relative to their
larger institutional counterparts. In 16 regional sales offices, WFS has 80 middle -market sales professionals who serve
over 7,000 state and local community banks, asset managers, regional depositories, corporate trust departments,
corporations, municipalities/public entities, and local insurance companies. The added benefit of middle market customers
comes from their knowledge of local credits and regions often times making them optimal buyers for the County's bonds.
For example, on a recent transaction for the County of Maui WFS served as sole manager on, a local tax-exempt mutual
fund, which WFS has a proprietary relationship with, entered a specific order based on a lower coupon than what was
initially offered and ultimately lowered the borrowing cost considerably. When WFS is not involved in a bond sale, this local
professional retail account will only trade in the secondary market. Additionally, the sales professionals in this group have
been covering Bank of Hawaii for over 30 years, First Hawaiian Bank and other local money managers. An order from a
middle market investor can range from small odd lots to $50 million+ blocks of bonds. In the current market, middle
markets investors have been extremely active buyers of municipal bands and our ability to reach these investors - as well
as retail and larger institutions -allows us to be more focused in marketing and pricing bonds on the County's behalf.
3. Hawaii Retail Sales. WFS' retail brokerage network, Wells FaTgo Advisors
through our affiliate Wells Fargo Clearing Services, LLC
{DBA Wells Fargo Advisors), maintains the third largest R �••- National - _Hawaii
retail brokerage network in the country." Our national Client Assets* $1,766,335,821,428 $5,260,909,761
retail platform currently employs over 11,000 full- Number of WFA Accounts* _ 9,299,475 26,420
service retail brokers and has approximately $1.7 trillion Number of WFA Salespeople* I- 11,228 _ 39
in total client held assets, L4 Of this amount, over $423 Tax -Exempt Holdings** _ $80,206,147,275 $423,186,675
million of Hawaii based issuances are held by our retail Source Wells Fargo Clearing Services,LLC. AsofDecember31,2020 "Asof July 10, 2020
clients. Our Honolulu -based retail brokerage office maintains 27 financial advisors and 12 licensed support who actively
sell and trade municipal bonds, among other financial products. Specifically, our financial advisors based in Hawaii manage
approximately 26,000 active accounts with a combined $5.2 billion of assets for State of Hawaii residents. In fact, as of
February 2021, more than 383 of our retail accounts held over $15 million of the County's general obligation bonds, as
shown below."
Security Type
$]Holdings
# of Accounts
County of Hawall
15,767,359
383
County of Maui
11,896,267
230
County of Kauai
3,864,272
145
City & County of Honolulu - GO Bonds
104,435,506
1,641
City & County Honolulu - Wastewater System Revenue
60,661,896
959
State of Hawaii - G0 Bonds
$144,000,344
2,228
Source Wells Fargo Advisors as of February 1 B. 2 nil
firm Capital. Wells Fargo Bank, N.A. ("WFBNA") is the legal entity that provides municipal securities underwriting services for
Wells Fargo & Co. As a national bank registered with the SEC as a municipal securities dealer, WFBNA is not subject to the
SEC's net capital rules thatapply to broker-dealers. WFBNA is, however, subjectto capital regulations prescribed by the Office
of the Comptroller of the Currency ("OCC"), which isthe regulatory authorityfor national banks. Since WFBNA currently meets
the definition of a "well capitalized" bank under the OCC's capital regulations, WFBNA (Wells Fargo Securities as the trade
-a Source: WIM FP&A as of March 31, 2021
" WFA statistical information as of December 31, 2019. Data is a combination of Well s Fargo Clear ng Service s. LLC, Wells Fargo Advisors Financial Network;
LLC and First Clearing, LLC.
L5 Source: Wells Fargo Clearing Services LLC as of July 10, 2020
\\ 4:14: I'dr-,p SLCurihcr - Pi1re ,
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
name) is authorized under applicable federal banking rules to underwrite municipal securities without any regulatory -defined
capital constraint. WFBNA's only constraint as to the par value of municipal securities it underwrites is our own internal credit
decision process. In the table below, we present our strong capital over the last three calendar years.
December 31
Tler One Capital
2021*�
$149,957,000,000
2020
$150,168,000,000
2019
$167,393,000,000
2018
$163,379,000,000
Source: WFBNA Call Report;* As of March 31, 2021
Total Risk -Based Capital _
Total Capital
$163,989,000,000
$171,125,000,000
$164,412,000,000
$170,928,000,000
$158,615,000,000
$145,149,000,000
$155,557,000,000
$142,684.000.000
While a number of firms have a large capital base, it is most important that such firms evidence their willingness to deploy that
capital in support of their clients. WFBNA has demonstrated its ability to commit capital in support of our municipal clients by
directly underwriting unsold balances on negotiated primary market issues, actively bidding forcompetitive issues, supporting
the secondary markets with an average daily inventory of fixed rate municipal securities in 2020 of approximately $1 billion;
and, as a commercial bank, providing credit enhancement, liquidity support, and direct purchase credit to municipal issuers."
Below we highlight recent examples where WFS used our capital to provide underwriting support in the primary market.
rated Date
04/01/21
11/30/20
10/14/20
09/22/20
08/11/20
07/30/20
07/01/20
04/29/20
04/22/20
03/19/20
02/27/20
Issuer
_County of Wake, NC
NYC Housing Dev. Corp.
State of Colorado _
Virginia Transportation Board
City of San Antonio
State of Wisconsin
County of Riverside, CA
State of 'Washington
Arizona Board of Regents
Utah Transit Authority_
State of Utah
Deal Size {$j
$186,720,000
$289,065,000 i
Y $44,225,000 k
$100,760,000
$153,390,000
$315,840,000 ;
$340,000,000
Total Bonds
Underwritten ($)
$56,300,000
$102,190,000
$22,275,000
$11,250,000
$26,195,000
$148,
$410,735,000 i $26,57
$154,455,000 i $8,05
$216,650,000 r $53,67
$448,430,000 $60,52
%of Deal* i
30.53%
35.35% _s
50.46% ;
11.20% s
17.10%
17,55%
43.76%
6.46%
5.32%
25.34%
13.4-
----- ---------------
*% of Deal based on bonds offered at the time of pricing and not on re -price and final structure.
Source: Thomson Reuters SDC and WFS Municipal Underwriting Desk; Represents Negotiated GO Financings with 5% or > of Total Underwritten Bonds
WFBNA Direct Purchases and Private Placements. In addition to
traditional investment banking and underwriting services, WFBNA
strongly supports its clients with a variety of credit enhancement
products such as providing letters of credit or liquidity facilities and
other traditional bank products. WFBNA is highly sought after for
its capital and credit support and we continue to be recognized as
one of the most stable and best capitalized banks in the world.
County Fixed Role Na* Money or Fixed Rate Wells Fargo
RHawaii efunding
Bonds
Direct Placement of County BANS. Alternatively to a public offering, WFBNA offers our clients a Direct Purchase solution,
which is similar to the County's private placement of Bond Anticipation Notes ("BANs" ). Instead of accessing the capital
markets publicly, WFBNA would be the sole purchaser of the County's BANS for our balance sheet, without the intention to
sell or trade those securities.« This product has proven to be most beneficial for clients who want to minimize upfront costs
as well as expedite a transaction to take advantage of market conditions. The credit analysis would be conducted internally,
and we would not require the County to obtain a public rating nor produce any disclosure documents. Asa bank broker-dealer,
we maybe able to offer financing solutions that are customized for the County. We are able to collaborate with our commercial
banking partners to provide the County with an interim financing solution such as a Bond Anticipation Note or "Drawdown
Direct Purchase." This type of product can be very beneficial to reduce negative carry from a project fund or to quickly
drawdown funds on an as needed basis.
to Source: WFS Municlpal Underwriting Desk
1' WFBNA Direct Purchase is a product of WFBNA and is subject to credit approval
\\ dk I ark a �,cc unrre? - ll.Tv 8
APPENDIX I
Wells Fargo Securities Public Finance Bond Underwriting Experience Since January 2019
Public Finance Bond Underwriting
Safe Par
($.mils) Issuer
01/09/19
49.600 Allegheny Co Higher Ed Bldg Auth
01/09/19
130.000 Charleston City -South Carolina
01/09/19
750.000 New Jersey Trans Trust Fund Au
01/10/19
268.775 Mississippi
01/14/19
19.535 Cumberland Co Muni Auth
01/14/19
402.102 Orange Co -California
01/14/19
10.000 Sarteli City -Minnesota
01/14/19
14.325 Washington Co Commissioners
01/15/19
425.005 Arizona
01/15/19
21.410 Tarrant Co (Birdville) ISD
01/15/19
136.225 Tarrant Co (Birdville) ISD
01/15/19
127.715 Utah
01/16/19
100.000 Pennsylvania Housing Fin Agcy (PHFA)
01/16/19
101.595 Pennsylvania Housing Fin Agcy (PHFA)
01/17/19
46.180 Bell Co (Salado) ISD
01/17/19
39.465 Maine State Housing Authority
01/17/19
60.000 NYC Municipal Water Fin Auth
01/17/19
70.000 NYC Municipal Water Fin Auth
01/17/19
345.000 NYC Municipal Water Fin Auth
01/23119
136.520 Boulder (Boulder Vlly) SD #RE -2
01/23/19
68,425 Da,las ISD
01/23/19
84.365 Pennsy.vania Turnpike Commiss on
01/23119
10.580 Travis Co (Lake 1'ravis) ISO
01/23/19
82.125 Travis Co (Lake Travis) ISD
01/24/19
449.110 New Jersey Turnpike Authority
01/24/19
92.355 Randall Co (Canyon) ISD
01/24/19
10.000 York Co -South Carolina
01129/19
168.455 American Municipal Power Inc
01129/19
74.555 Shelby Co -Tennessee
01/30/19
2.300 NYS Housing Fin -Mortgage Agcy
01/30/19
89.800 NYS Housing Fin -Mortgage Agcy
02/01/19
134.390 NYS Housing Fin -Mortgage Agcy
02105/19
147.610 Garland City -Texas
02105/19
99.000 South Dakota Housing Dev Auth
02/06/19
15.000 Connecticut Housing & F n Auth (CHFA)
02106/19
72.980 Connecticut Housing & F n Auth (CHFA)
02106/19
143.335 Hawaii
02106/19
431.665 Hawaii
02107/19
57.205 California Municipal Fin Auth
02/07/19
113.520 California Municipal Fin Auth
02/07/19
30.351 Minnesota Housing Fin Agency
02/07/19
35.630 Minnesota Housing Fin Agency
02/07/19
149.770 NYC Housing Dev Corp
02/07/19
63.960 San Joaquin Cc Transpo Auth
02/12/19
22.840 Midland City -Texas
02/12/19
28.530 Midland City -Texas
02/12/19
175.000 Tennessee Hsg Dev Agcy (THDA)
02/12/19
150.925 Univ of North Carolina Bd of Gov
02/13/19
83.170 NYS Dorm Authority
02!13119
176.125 NYS Dorm Authority
02/13/19
603.460 NYS Dorm Authority
02/13/19
37.145 New Mexico Finance Auth (NMFA)
02/13/19
19.595 Oregon
02/13/19
40.170 Oregon
Source: Refinitiv as of June 30, 2021
Issue Description
•
State
-
Revenue Bonds
N
PA
LEAD
Wtrwrks & Swr Sys Cap Imp Bonds
N
SC
LEAD
Transportation Program Bonds
N
NJ
LEAD
Gaming Tax Revenue Bonds
N
MS
LEAD
Revenue Bonds
N
PA
LEAD
Pension Obligation Bonds
P
CA
SOLE
General ON gation Bonds
C
MN
SOLE
Revenue Bonds
N
MO
LEAD
Rei Certificates of Participation
N
AZ
LEAD
Unlimited Tax School Bldg Bonds
N
TX
CO -MGR
Unlimited Tax School Bldg Bonds
N
TX
CO -MGR
General Obligation Bonds
N
UT
CO -MGR
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
Unlimited Tax School Bldg Bonds
N
TX
CO -MGR
Mortgage Purchase Bonds
N
ME
CO -MGR
Water & Sewer Sys Rev Bonds
N
NY
CO -MGR
Water & Sewer Sys Rev Bonds
N
NY
CO -MGR
Water & Sewer Sys Rev Bonds
N
NY
CO -MGR
General Ob,igation Bonds
C
CO
SOLE
Unlimited Tax Refunding Bonds
N
TX
LEAD
Turnpike Revenue Refunding Bonds
N
PA
LEAD
Unlld Tax School Building Bonds
N
TX
CO -MGR
Unlld Tax School Building Bonds
N
TX
CO -MGR
Turnpike Revenue Bonds
N
NJ
CO -MGR
Unitd Tax School Building Bonds
N
TX
LEAD
General Obligation Bonds
C
SC
SOLE
Revenue Refunding Bonds
N
OH
LEAD
GO Refunding Bonds
C
TN
SOLE
Housing Revenue Bonds
P
NY
SOLE
Housing Revenue Bonds
P
NY
SOLE
Affordable Housing Ref Rev Bonds
N
NY
CO -MGR
Electric Utility Sys Rev Ref Bond
N
TX
LEAD
Homeownership Mortgage Bonds
N
SD
CO -MGR
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
General Obligation Bonds
N
HI
CO -MGR
General Obligation Bonds
N
HI
CO -MGR
Revenue Bonds
N
CA
SOLE
Revenue Bonds
N
CA
SOLE
Homeownership Finance Bonds
N
MN
CO.MGR
Homeownership Finance Bonds
N
MN
CO -MGR
Multi -Family Housing Rev Bonds
N
NY
LEAD
Sales Tax Revenue Bonds
N
CA
CO -MGR
Tx & Ltd Pledge Rev Cert of Oblig
N
TX
CO.MGR
GO Improvement & Refunding Bonds
N
TX
CO.MGR
Residential Finance Program Bonds
N
TN
CO -MGR
General Revenue Refunding Bonds
N
NC
LEAD
Revenue Bonds
N
NY
CO.MGR
Revenue Bonds
N
NY
CO -MGR
Revenue Bonds
N
NY
CO -MGR
Revolving Fund Revenue Bonds
N
NM
LEAD
General Obligation Bonds
N
OR
CO MGR
General Obligation Bonds
N
OR
CO -MGR
Sale Date
Description,:
VT
-U.1
466.355 Oregon
General Ob'igalon Bonds
N
OR
CO -MGR
02/13/19
29.525 Virginia Beach City -Virginia
Storm Water Utility Revenue Bonds
C
VA
SOLE
02/14/19
44.220 Durham Co -North Caro'ina
GO Refunding Bands
N
NC
CO -MGR
02/14/19
695.595 Main Street Natural Gas Inc
Gas Supply Revenue Bonds
N
GA
LEAD
02!14/119
20.320 Mississippi Development Bank
Special Obiigation Bonds
N
MS
LEAD
02/14/19
57 430 Mississippi Development Bank
Special Obligation Bonds
N
MS
LEAD
02/14/19
16.755 Regents of the University of M;chigan
General Revenue Bonds
N
MI
CO -MGR
02/14/19
148.330 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
02/14/19
78.210 Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO -MGR
02/19/19
23 100 Brookfield City -Wisconsin
GO Conference Center Bonds
C
WI
SOLE
02/20/19
19 195 Florida Govt Util Auth (FGUAi
Utility Refunding Revenue Bonds
N
FL
SOLE
02/21/19
66 750 I'linois Housing Dew Authority
Revenue Bonds
N
IL
CO -MGR
02/22/19
58 740 Mississippi Home Corporat-on
Single Family Mortgage Rev Bonds
N
MS
LEAD
02/22/19
39 725 North Carolina Medical Care Commiss
Health Care Facilities Rev Bonds
N
NC
LEAD
02/22/19
60 605 North Carolina Medical Care Commiss
Health Care Facs Rev Bonds
N
NC
LEAD
02/22/19
105 905 North Carolina Medical Care Commiss
Health Care Facs Rev Bonds
N
NC
LEAD
02/26/19
80 000 Hennepin Co Reg Railroad Auth
Limited Tax Bonds
C
MN
SOLE
02/26/19
19.130 Virginia Housing Dew Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
02/26/19
61.295 Virginia Housing Dew Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
02/27/19
42.475 Iowa State Board of Regents
Hospital Revenue Bands
C
IA
SOLE
02/27/19
140.000 Maryland Dept Hsg & Com Dew (DHCD)
Reidential Revenue Bonds
N
MD
CO -MGR
02/28/19
58 395 Georgia Higher Ed Facs Auth
Refunding Revenue Bonds
N
GA
CO -MGR
02/28/19
24.400 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
02/28/19
30.000 NYS Housing Fin -Mortgage Agcy
Homrowner Mortgage Rev Bonds
N
NY
CO -MGR
02/28/19
68.670 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
03/06/19
500.040 Ca,darnia
Various Purpose GO Ref Bonds
N
CA
CO -MGR
03/06/19
1.791.810 California
GO Var Purpose & Ref Bonds
N
CA
CO -MGR
03/06/19
100 610 Oregon Dept of Admin Services
Certificates of Participation
N
OR
CO -MGR
03/07/19
7.865 Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
N
MN
CO -MGR
03/07/19
37.500 Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
N
MN
CO -MGR
03/07/19
98.195 Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
N
MN
CO -MGR
03/07/19
915.225 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
03/08/19
104.000 NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
03/11/19
62.455 Will Co -Illinois
GO Alternate Revenue Source Bonds
N
IL
LEAD
03/12/19
87.025 Baltimore Co -Maryland
Certificates of Participat on
C
MD
SOLE
03/12/19
93.240 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
03/13/19
62.335 Kansas Turnpike Authority
Turnpike Refunding Rev Bonds
N
KS
CO -MGR
03/13/19
9.095 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
22.400 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13119
22.565 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
23.830 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
27.565 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
45.600 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
52.250 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/13/19
114.040 New York
General Obligation Bonds
C
NY
SOLE
03/13/19
221.005 Texas Water Development Board
St Revolving Fund Revenue Bonds
N
TX
CO -MGR
03/13/19
25.040 Virginia Public Building Auth
Public Facilities Revenue Bonds
C
VA
SOLE
03/14/19
301.095 Dallas Area Rapid Transit Auth
Sr Ln Sales Tax Revenue Ref Bonds
N
TX
CO -MGR
03/14/19
233.925 Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO -MGR
03/21/19
10.000 Pennsylvania Hghr Ed Facs Auth
University Revenue Bonds
N
PA
SOLE
03/21/19
18.690 Pennsylvania Hghr Ed Facs Auth
Univers ty Revenue Bonds
N
PA
SOLE
03/26/19
62.465 Arizona Transportation Board
GANs
N
AZ
LEAD
03/26/19
420.885 California
Various Purpose GO Bonds
C
CA
SOLE
03/27/19
35.410 Connecticut Airport Authority
Customer Fac Charge Rev Bonds
N
CT
CO -MGR
03127/19
115.690 Connecticut Airport Authority
Customer Fac Charge Rev Bonds
N
CT
CO -MGR
03/27/19
850.000 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
03127/19
56.235 Oregon Dept of Admin Services
Oregon Lottery Revenue Bonds
N
OR
CO -MGR
03/27/19
100.395 Oregon Dept of Admin Services
Oregon State Lottery Rev Bonds
N
OR
CO -MGR
Source: Refinitiv as of June 30, 2021
D.
Description
state
Role
03/27/19
17.840 Salt Lake Co Muni Bldg Auth
Lease Revenue Bonds
N'
UT
SOLE
03127/19
16.600 Santa Clara USD
GO Refunding Bonds
C
CA
SOLE
03/28/19
96,655 Fulton Co Development Authority
Georgia Tech Facilities Rev Bonds
N
GA
CO -MGR
03/28/19
10.404 Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bonds
N
LA
SOLE
03/28/19
146.700 North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO -MGR
03129/19
3.335 District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
SOLE
03/29/19
9.190 District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
SOLE
03/29/19
208.725 Univ of Massachusetts Bldg Au
Refunding Revenue Bonds
N
MA
LEAD
04/02/19
207.650 Wisconsin Public Finance Auth
Hospital Revenue Bonds
N
WI
CO -MGR
04/03/19
26 665 Gainesville City -Florida
Utilities System Revenue Bonds
N
FL
CO -MGR
04/03/19
153 820 Gainesville City -Florida
Utilities System Revenue Bonds
N
FL
CO -MGR
04/04/19
16.500 Florida Municipal Loan Council
Revenue Bonds
N
FL
SOLE
04/04/19
185.000 Louisiana
Grant Anticipation Rev Bonds
N
LA
LEAD
04/04/19
42.045 Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
LEAD
04/05/19
27.810 NYC Housing Dev Corp
Multi -Faro ly Housing Rev Bonds
N
NY
CO -MGR
04/05/19
149 070 NYC Housing Dev, Corp
Multi-Fam-ly Housing Rev Bonds
N
NY
CO -MGR
04/09/19
158.905 Williamson Co (Round Rock) ISD
Unitd Tax School Building Bonds
C
TX
SOLE
04/10/19
111 310 Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO -MGR
04+10119
57.610 Jacksonville City -Florida
Health Care Facs Rev Ref Bonds
N
FL
LEAD
04110/19
500.000 NYC Municipal Water Fin Auth
Water & Sewer Revenue Bonds
N
NY
CO -MGR
04+11119
2,023.975 California
Various Purpose GO & Ref Bonds
N
CA
CO MGR
04111/19
120.950 Charlotte City -North Carolina
Certifcates of Partic pation
N
NC
LEAD
04112/19
31.713 Washington St Hsg Fin Commission
Multi -Family Housing Rev Bonds
P
WA
SOLE
04/17/19
98 955 Jacksonville City -Florida
Health Care Facs Rev Ref Bonds
N
FL
SOLE
04/17/19
612.000 Tuscaloosa Co Indus Dev Auth
Gulf Opportunity Zone Ref Bonds
N
AL
CO -MGR
04/23/19
12 085 Portland City -Oregon
GO Refunding Bonds
C
OR
SOLE
04/24119
265.390 Collin Co (Frisco) ISD
Unit Tx School Bldg & Ref Bonds
N
TX
LEAD
04/24119
15 000 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
04/24119
71.995 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
04124/19
239.465 University of Connecticut
General Obligation Bonds
N
CT
CO -MGR
04125/19
72.830 Metro Wastewater Reclamation Dl
Sewer Refunding Bonds
N
CO
SOLE
04130/19
188.660 Philadelphia City -Pennsylvania
GO Refunding Bonds
N
PA
CO -MGR
04/30/19
88.250 Virginia Public School Authority
School Financing Bonds
C
VA
SOLE
05/01/19
20.845 Connecticut Hlth & Ed Facs Auth
Revenue Refunding Bonds
C
CT
SOLE
051011/19
135.385 EI Paso Co (Socorro) ISD
School Building Bonds
N
TX
CO -MGR
05/01/19
6 610 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
05/01/19
18 000 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
05/01/19
19 890 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
05/01/19
33 065 Mesa City -Arizona
General Obligation Bonds
N
AZ
SOLE
05/02/19
10 000 Marlboro Co SD
General Obligation Bonds
C
Sc
SOLE
05/07/19
25.785 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
05/07/19
37.000 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
05/08/19
18.330 Energy Northwest
Station Electric Rev Ref Bonds
N
WA
CO -MGR
05/08/19
251.575 Energy Northwest
Station Electric Rev & Ref Bonds
N
WA
CO -MGR
05/08/19
19.190 Massachusetts Water Resources Au
General Revenue Ref Bonds
N
MA
CO -MGR
05/08/19
125.000 Massachusetts Water Resources Au
General Revenue Bonds
N
MA
CO -MGR
05/08/19
13.000 Mississippi Development Bank
Special Obligation Bonds
N
MS
SOLE
05/08/19
8.000 Williamson Co (Leander) ISD
School Building Bonds
N
TX
CO -MGR
05/08/19
77.360 Williamson Co (Leander) ISD
School Building Bonds
N
TX
CO -MGR
05/09/19
34,935 Charlotte City -North Carolina
Ref Certificate of Participation
N
NC
LEAD
05/09/19
96.975 Charlotte City -North Carolina
Ref Certificate of Participation
N
NC
LEAD
05/09119
59.695 Chester Co Hlth & Ed Facs Board
Health System Revenue Bonds
P
PA
SOLE
05/14119
13.728 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
05/14119
30.555 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
05/14/19
329.150 Prince Georges Co -Maryland
GO Consolidated Pub Imp Bonds
C
MO
SOLE
05/15/19
726.650 Allegheny Co Hospital Dev Auth
UMPC Revenue Bonds
N
PA
CO -MGR
05115/19
9.850 Collin Co (Richardson) ISD
Unitd Tax School Building Bonds
N
TX
CO -MGR
05/15/19
107.110 Collin Co (Richardson) ISD
Unitd Tax School Building Bonds
N
TX
CO -MGR
Source: Refinitiv as of June 30, 2021
Sale D.Description
swo
Rare
D5115119
18.570 Indiana Finance Authority
St Revoving Fund Program Bonds
C'
IN
SOLE
05/15/19
30.000 Santa Clara Co (Fremont) UHSO
General Obligation Bonds
N
CA
CO -MGR
05/15/19
100.280 Santa Clara Co (Fremont) UHSD
General Obligation Bonds
N
CA
CO MGR
05/15/19
7.355 Texas
GO Wtr Fin Ref Bonds
N
TX
LEAD
05115!19
21.320 Texas
GO Wtr Fin Ref Bonds
N
TX
LEAD
05/15119
24.075 Texas
GO Wtr Fin Ref Bonds
N
TX
LEAD
05/15/19
26.060 Texas
GO Wtr Fin Ass;stance Ref Bonds
N
TX
LEAD
05/15/19
42.600 Texas
GO Wtr Fin Rei Bonds
N
TX
LEAD
05/15/19
79.390 Texas
GO Wtr Fin Assistance Ref Bonds
N
TX
LEAD
05/16/19
40.000 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
05/17/19
21.190 Albany -Dougherty Inner City Auth
Refunding Revenue Bonds
N
GA
LEAD
05/17/19
76.225 Rock Hi'I City -South Carolina
Combined Utility System Rev Bonds
N
Sc
SOLE
05/21119
45.440 Hidalgo Co -Texas
Certs of Ob & Ltd Tax Ref Bonds
N
TX
LEAD
05/22119
44.700 Minneapolis St Paul Metro Council
GO Transit Bonds
C
MN
SOLE
05/22/19
72.300 Minneapolis -St Paul Metro Council
GO Transit Bonds
C
MN
SOLE
05/22/19
9.045 Oregon
General Obligation Bonds
N
OR
CO -MGR
05/22119
150.115 Oregon
General Obligation Bonds
N
OR
CO -MGR
05122+19
350.375 South Carolina Trans Infras Bank
Revenue Refunding Bonds
N
Sc
LEAD
05/23/19
210.000 Mary -and Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO -MGR
05/23/19
600.000 North Carolina
Grant Antic Rev Vehicle Bonds
N
NC
CO -MGR
05/23119
13.120 North Charleston City -South Carolina
Ltd Tax Increment Pledge Bonds
N
SC
SOLE
05/23/19
125.000 Pennsylvania Hous;ng Fin Agcy (PHFA)
Sing a Family Mortgage Rev Bonds
N
PA
CO -MGR
05/28119
1.322 Kaufman Co ;Forney) ISD
Public Prop Fin Contractual Oblig
P
TX
SOLE
05/28119
60.360 Lubbock ISD
Unitd Tax School Building Bonds
N
TX
CO -MGR
05/29119
23.620 Arizona Reg Pub Transport Auth
Trans Excise Tax Rev Ref Bonds
N
AZ
SOLE
05/29119
142.720 Hillsborough Co -Florida
Capital Imp Non -Ad Val Rev Bonds
C
FL
SOLE
05/30/19
74.510 College Station City -Texas
Certificates of Obligation
C
TX
SOLE
05/31119
2.455 Sanford City -North Carolina
Enterprise Sys Rev & Ref Bonds
N
NC
SOLE
05/31119
36 140 Sanford City -North Carolina
Enterprise Sys Rev & Ref Bonds
N
NC
SOLE
05/31/19
6.205 Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
05/31/19
10.435 Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
06/04/19
78.085 Henrico Co -Virginia
Water and Sewer Revenue Bonds
C
VA
SOLE
06104/19
63.100 Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program
N
TN
CO -MGR
06104/19
136.900 Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program
N
TN
CO -MGR
06/05/19
2.535 Arizona Industrial Dev Auth
Student Housing Rev Bonds
N
AZ
CO -MGR
06/05/19
106.870 Arizona Industrial Dev Auth
Student Housing Revenue Bonds
N
AZ
CO -MGR
06/05/19
170.370 Loudoun Co -Virginia
GO Public Improvement Bonds
C
VA
SOLE
06/05/19
28.990 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/05/19
41.685 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/05/19
59.300 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/05/19
3.735 Tigard -Tualatin SD 923J
GO Refunding Bonds
N
OR
CO -MGR
06/05119
90.360 Tigard -Tualatin SO #23J
General Obligation Bonds
N
OR
CO -MGR
06/06/19
60.000 Alaska Housing Finance Corp
State Capital Project Bonds II
N
AK
CO -MGR
06/06/19
30.000 Arkansas
Wtr Wsl Disp & Pall Abatemement
C
AR
SOLE
06/06/19
47.610 High Point City -North Carolina
Combined Enterprise Sys Rev Bonds
N
NC
LEAD
06/06/19
6.560 Loudoun Co Economic Dev Auth
Publiuc Facility Lease Rev Bonds
C
VA
SOLE
06/06/19
163.110 Metro Washington Airports Auth
Dulles Toll Rd 1 Sr Ln Ref Bonds
N
DC
CO -MGR
06!11119
4.045 Fontana City -California
Special Tax Bonds
N
CA
SOLE
06/12/19
113.355 Chesapeake Hospital Authority
Hospital Facility Revenue Bonds
N
VA
CO -MGR
06/12/19
93.340 Fort Worth City -Texas
Water & Sewer Sys Rev Bonds
C
TX
SOLE
06/12/19
34.011 Gloucester Twp -New Jersey
General Obligation Bonds
C
NJ
SOLE
06113/19
60.000 Los Angeles Co (Norwalk -La Mirada) USD
General Obligation Bonds
N
CA
SOLE
06113/19
70.855 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06113/19
130.790 Metro Atlanta Rapid Transit Auth
Sales Tax Revenue Bonds
C
GA
SOLE
06113/19
45.949 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
06/13/19
130.955 NYC Housing Dev Corp
Mufti -Family Housing Rev Bonds
N
NY
CO -MGR
06/13/19
175.000 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
06/13/19
359.640 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
Source: Refinitiv as of June 30, 2021
06113/19
43.870 New Mexico Finance Auth [NMFA)
Revolving Fund Rev & Ref Bonds
N
NM
CO -MGR
06/13/19
300.000 North Carolina
Limited Obligation Build NC Bonds
N
IVC
CO -MGR
06/13/19
196.805 Wake Co -North Carolina
Limited Obligat-on Bonds
N
NC
LEAD
06/18/19
73.845 Hidalgo Co Drainage Ot #1
Unlimited Tax Improvement Bonds
N
TX
CO -MGR
06/18/19
8.881 Virginia Resources Auth (VRA)
Clean Wtr Sl Match Rev Bond
P
VA
SOLE
06/19/19
33.450 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
06/19/19
36.450 Colorado Hsg & Fin Auth (CHFA)
Singel Family Mortgage Bonds
N
CO
CO -MGR
06/19/19
141.070 Georgia
General Ob:igation Bonds
C
GA
SOLE
46/19/19
320.810 Georgia
General Ob'igation Bonds
C
GA
SOLE
06119/19
31.795 Port Freeport -Texas
General Obligation Bonds
N
TX
CO -MGR
46/20/19
6.000 Wright Co -Minnesota
Certificates of Participation
C
MN
SOLE
06/20/19
50.085 Wright Co -Minnesota
Certification of Partic pation
C
MN
SOLE
46/21/19
29.845 Connecticut
St Revolv Fund Ref Gen Rev Bonds
N
CT
CO -MGR
06/21/19
250.000 Connecticut
St Revolv Fund Gen Rev Bonds
N
CT
CO -MGR
06/25/19
300.000 Illinois State Toll Highway Auth
Toll Highway Senior Revenue Bonds
N
It.
LEAD
06/25/19
70.000 Los Angeles Dept Wtr & Pwr (LADWP)
Wtr Sys Var Rate Demand Rev Bonds
N
CA
SOLE
06/25/19
98,200 Port of Morrow -Oregon
Transmission Facilties Rev Bonds
N
OR
CO -MGR
06/26/19
161.310 Long Beach City-Califomia
Harbor Revenue Bonds
N
CA
CO -MGR
06/26119
10.160 Louisiana Gov Env Fac & CDA iLCDA)
Revenue Bonds
N
LA
SOLE
06/26/19
11.500 Louisiana Gov Env Fac & CDA iLCDA)
Revenue Bonds
N
LA
SOLE
06/26119
459.600 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Resol Bonds
N
NY
CO -MGR
06/26/19
20.000 NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
06/26/19
14.700 New Jersey Hsg & Mtg Fin Agency
Multi -Family Conduit Rev Bonds
N
NJ
SOLE
06/26/19
18.000 Newport News Redev & Hsg Auth
Revenue Bonds
P
VA
SOLE
06/27/19
306.985 North Carolina Medical Care Commiss
Health Care fans Rev Bonds
N
NC
CO MGR
06/28/19
44.655 Florida Govt Util Auth ;FGUA)
Utility Refunding Revenue Bonds
N
FL
CO..MGR
07/02/19
150.000 Green Bay Redevelopment Auth
Facility Redev Revenue Bonds
N
WI
SOLE
07/03/19
117.830 Illinois Finance Authority
Revenue Bonds
N
IL
SOLE
07/10/19
129.025 Charleston City -South Carolina
Wtrwrks&Swr Sys Cap Imp Rev Bonds
N
SC
LEAD
07/10/19
93.300 Deschutes Co (Bend -La Pine) ASD #1
General Obligation Bonds
C
OR
SOLE
07/10/19
150.000 Hawaii Dept of Budget & Finance
Special Purpose Revenue Bonds
N
HI
CO -MGR
07/10/19
59.230 Montgomery Co (New Caney) ISD
Unitd Tax Schoo. Building Bonds
N
TX
CO -MGR
07/11/19
81.335 California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO -MGR
07/11/19
449.430 California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO -MGR
07/11/19
59.203 Colorado Hsg & Fin Auth (CHFA)
Homeownership Bonds
N
CO
CO -MGR
07/11/19
1.500 Michigan St Hsg Dev Au [MSHDA)
Rental Housing Revenue Bonds
N
MI
CO -MGR
07/11/19
30.735 Michigan St Hsg Dev Au [MSHDA)
Rental Housing Revenue Bonds
N
MI
CO -MGR
07/11/19
171.750 Michigan St Hsg Dev Au [MSHDA)
Rental Housing Revenue Bonds
N
MI
CO -MGR
07/11/19
75.000 NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO -MGR
07/11/19
75.000 NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO -MGR
07/11/19
300.000 NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO -MGR
07/11/19
9.600 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
SOLE
07/11/19
72 770 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
SOLE
07/15/19
40.269 Orange Co -California
Teeter Plan Obligation Notes
P
CA
SOLE
07/16/19
39.110 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
07/16/19
85.765 Massachusetts Dev Finance Agcy
Revenue Bonds
N
MA
LEAD
07/16/19
59.851 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
07/17/19
5.590 Connecticut Housing & Fin Auth (CHFA)
Hous'ng Mortgage Fin Prog Bonds
N
CT
CO -MGR
07117/19
15.000 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
07117/19
65.395 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
07118/19
54.640 Maine Hllh & Hghr Ed Facs Auth
Revenue Bonds
N
ME
LEAD
07/22/19
11.575 Pasadena City -California
E ectric Revenue Ref Bonds
C
CA
SOLE
07/23/19
184.500 Florida Dept of Transportation
Right of Way Acquisition & Bridge
C
FL
SOLE
07/23/19
11.220 Montgomery Co Hsg Opportunifies Comm
Program Revenue Bonds
N
MD
CO -MGR
07/23/19
32.890 Montgomery Co Hsg Opportunities Comm
Program Revenue Bonds
N
MD
CO -MGR
07/24/19
30 440 Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO -MGR
07/24/19
800 000 New York City -New York
Genera; Obligation Bonds
N
NY
CO -MGR
07/24/19
26 905 Pennsylvania Hghr Ed Facs Auth
College Revenue Bonds
N
PA
SOLE
Source: Refinitiv as of June 30, 2021
Sale D.
Description
07/24/19
49.840 Vermont Ed & Hlth Bldgs Fin Agy
Revenue Refunding Bonds
N
VT
CO -MGR
07/25/19
7.860 Virginia Resources Auth (VRA)
StMoralOblig&lnfrastructureBonds
N
VA
LEAD
07/25/19
17.355 Virginia Resources Auth (VRA)
SlMoralObfig&lnfrastructureBonds
N
VA
LEAD
07/25/19
40.990 Virginia Resources Auth (VRA)
Infrastructure Revenue Bonds
N
VA
LEAD
07/26/19
189.920 Charlotte City -North Carolina
GO Refunding Bonds
N
NC
CO -MGR
07/30/19
104.775 Austin City -Texas
Etc Util Sys Rev Ref & Imp Bonds
N
TX
CO -MGR
07/30/19
169.850 Austin City -Texas
Electric Util Sys Rev Ref Bonds
N
TX
CO -MGR
07/30/19
48.630 San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
51.125 San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
53.745 San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
56.500 San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
125.000 San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/31/19
20.110 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO -MGR
07/31/19
22.215 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO -MGR
07/31/19
12.250 Gallatin Airport Authority
Airport Revenue & Refunding Bonds
P
MT
SOLE
08/01/19
.555 Lancaster Industrial Dew Auth
Revenue Bonds
N
PA
SOLE
08/01/19
4.825 Lancaster Industrial Dew Auth
Revenue Bonds
N
PA
SOLE
08/01/19
21.770 Lancaster Industrial Dew Auth
Revenue Bonds
N
PA
SOLE
08/06/19
108.970 Galveston Co (Clear Creek) ISO
Unitd Tax School Building Bonds
N
TX
CO -MGR
08/06/19
213.585 Pennsylvania Hghr Ed Facs Auth
Refunding Revenue Bonds
N
PA
CO -MGR
08/06/19
341.325 Pennsylvania Turnpike Commission
Turnpike Revenue Bonds
N
PA
CO -MGR
08/13/19
378.140 Chesapeake Bay Bridge & Tunn Dt
1st Tier Gen Resolution Rev BANs
N
VA
CO -MGR
08/13119
74.862 Colorado Hsg & Fin Auth (CHFA)
Homeownership Class I Bonds
N
CO
CO -MGR
08/13/19
81.000 Odessa City -Texas
Combination Tax & Rev Certs of Ob
N
TX
CO -MGR
08/14/19
.765 Arizona Industrial Dew Auth
Lease Revenue Bonds
N
AZ
SOLE
08/14/19
14.555 Arizona Industrial Dew Auth
Lease Revenue Bonds
N
AZ
SOLE
08/15/19
7.415 District of Columbia Hsg Fin Agy
Multi -Family Housing Rev Bonds
N
DC
SOLE
08/15/19
12.285 District of Columbia Hsg Fin Agy
Multi -Family TE Mtg Backed Bonds
N
DC
SOLE
08/15/19
39.725 Georgia Priv College & Univ Auth
Revenue Bonds
N
GA
CO -MGR
08/15/19
218.115 Georgia Priv College & Univ Auth
Revenue Bonds
N
GA
CO -MGR
08/15/19
150.000 North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO -MGR
08/15/19
99.000 South Dakota Housing Dew Auth
Homeownership Mortgage Bonds
N
SD
CO -MGR
08/16/19
32.065 Fulton Co Development Authority
Revenue Bonds
N
GA
CO -MGR
08/16/19
131.575 Fulton Co Development Authority
Revenue Bonds
N
GA
CO -MGR
08/16/19
52.005 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
08/16/19
122.920 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
08/19/19
69.970 Jefferson Co (Nederland) ISD
Untd Tx School Building Bonds
N
TX
LEAD
08/20/19
13.225 Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO -MGR
08/20/19
43.985 Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO -MGR
08/20/19
46.015 Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO -MGR
08/20/19
96.775 Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO -MGR
08/21/19
99.000 Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO -MGR
08/21/19
60.775 Petaluma City -California
Wastewater Revenue Ref Bonds
C
CA
SOLE
08/21119
2.435 Santa Clara Co (Union) ESD
General Obligation Bonds
N
CA
SOLE
08/21/19
11.562 Santa Clara Co (Union) ESD
GO Capital Appreciation Bonds
N
CA
SOLE
08/21/19
125.000 Wisconsin Hsg & Econ Dew Auth
Home Ownership Revenue Bonds
N
WI
LEAD
08/22/19
58.750 Charlotte City -North Carolina
Water & Sewer Revenue Ref Bonds
N
NC
CO -MGR
08/22/19
37.185 Fulton Co Development Authority
Refunding Revenue Bonds
N
GA
CO -MGR
08/22/19
23.305 Houston City -Texas
Public Improvement Ref Bonds
N
TX
CO -MGR
08/22/19
214.625 Houston City -Texas
Public Improvement Ref Bonds
N
TX
CO -MGR
08/22/19
255.385 Houston City -Texas
Public Improvement Ref Bonds
N
TX
CO -MGR
08/22/19
26.775 Minnesota Housing Fin Agency
State Appropriation Bonds
N
MN
CO -MGR
08/22/19
102.035 North Carolina Muni Pwr Agcy #1
Catawba Electric Rev Rei Bonds
N
NC
CO -MGR
08/22/19
84.980 Pennsylvania Hghr Ed Facs Auth
Revenue & Refunding Bonds
C
PA
SOLE
08/26/19
858.435 Massachusetts
GO Refunding Bonds
N
MA
CO -MGR
08/27/19
9.150 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
08/27/19
14.000 Massachusetts Housing Fin Agcy
Single Family Mortgage Rev Bonds
N
MA
CO -MGR
08/27/19
20.290 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
Source: Refinitiv as of June 30, 2021
08/28/19
99.350 Contra Costa Comm College Dt
General Obligat-on Bonds
N
CA
CO -MGR
08/28/19
221.660 Contra Costa Comm College Dt
GO Refunding Bonds
N
CA
CO -MGR
08/28/19
137.135 Delaware Transportat on Auth
Transportation Sys Sr Rev Bonds
C
DE
SOLE
08/28/19
127.650 Minneapolis -St Paul Metro Airports Comm
Sub Airport Rev & Ref Bonds
N
MN
CO -MGR
08/28/19
164.320 Minneapolis -St Paul Metro Airports Comm
Sub Airport Rev & Ref Bonds
N
MN
CO -MGR
08/28/19
24.380 Mississippi Med Ctr Ed Bldg Corp
Revenue Bonds
N
MS
CO -MGR
09/04119
32.330 Faulkner Co (Conway) SD #1
Refunding Bands
C
AR
SOLE
09/04119
40.000 Placer Co (Tahoe Truckee) USD
Certificates of Participation
N
CA
SOLE
09/04/19
60.500 Tennessee Hsg Dev Agcy (THDA)
Residential F;nance Program Bands
N
TN
CO -MGR
09/04/19
89.500 Tennessee Hsg Dev Agcy (THDA?
Residential Finance Program Bands
N
TN
CO -MGR
09/05/19
59.050 Benton Co (Rogers) SO #30
Construction Bonds
C
AR
SOLE
09/05/19
81.735 California
Various Purpose GO Bonds
N
CA
CO -MGR
09/05119
2,323.585 California
Various Purpose GO & Ref Bonds
N
CA
CO -MGR
09/05/19
61.504 Chicago City BOE
Unitd Tax GO Refunding Bonds
N
IL
CO..MGR
09/05/19
287.575 Chicago City BOE
Unitd Tax GO Refunding Bonds
N
IL
CO -MGR
09/05/19
43.565 Davis SD BOE
GO Refunding Bonds
N
UT
SOLE
09/05/19
54.460 Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
MT
CO MGR
09/05/19
92.355 Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
MT
CO -MGR
09/06/19
28.485 Fulton Co Development Authority
Refund ng Revenue Bonds
N
GA
CO -MGR
09/10/19
72.440 Albany Co -New York
Various Purpose Serial Bonds
C
NY
SOLE
09/10/19
106.530 Anchorage City -Alaska
GO & Refunding Bonds
N
AK
LEAD
09/10/19
65.285 Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO -MGR
09/10/19
150.000 Univ of Virginia Rector & Visitors
General Revenue Pledge Bonds
N
VA
CO -MGR
09/11/19
24.985 Alaska Housing Finance Corp
General Mortgage Revenue Bonds
N
AK
CO -MGR
09/11/19
136.700 Alaska Housing Finance Corp
General Mortgage Revenue Bands
N
AK
CO -MGR
09/11/19
20.000 NYS Housing Fin -Mortgage Ag. -:y
Homeowner Mtg Revenue Bonds
N
NY
CO -MGR
09/11/19
66.740 NYS Housing Fin -Mortgage Ag --y
Homeowner Mtg Revenue Bonds
N
NY
CO -MGR
09/11/19
125.440 NYS Housing Fin -Mortgage Agcy
Homeowner Mtg Revenue Bonds
N
NY
CO -MGR
09/11/19
10.395 Tarrant Co (Grapevine-Colleyville) ISD
School Building Bonds
N
TX
LEAD
09/11/19
42.950 Tarrant Co (Grapevine-Colleyville) ISD
School Building Bonds
N
TX
LEAD
09/11/19
39.125 West Virginia University Bd of Gov
Refunding Revenue Bonds
N
WV
CO -MGR
09/111/19
85.840 West Virginia University Bd of Gov
Improvement Revenue Bonds
N
WV
LEAD
09/12/19
218.175 Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO -MGR
09/12/19
284.250 Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO -MGR
09/12/19
164.430 Missouri -Illinois Met Ot Bi -St Dev Agy
Mass Trans Sales Tax App Bonds
N
MO
LEAD
09/12119
8.460 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
09/12119
205.885 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
09/18/19
70.445 Columbia City-Missoun
Water & Elctrc Sys Ref Rev Bonds
C
MO
SOLE
09/17/19
126.685 Alaska Indus Dev & Export Auth
Revenue Bonds
N
AK
CO -MGR
09/17/19
5.405 Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO -MGR
09/17/19
34.605 Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO -MGR
09/17/19
301.665 Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO -MGR
09/17/19
56.250 Lowell City -Massachusetts
GO St Qual Muni Purp Loan Bonds
C
MA
SOLE
09/17/19
121.910 South Carolina State Ports Auth
Revenue Bonds
N
Sc
CO -MGR
09/17/19
125.000 South Carolina State Ports Auth
Revenue Refunding Bonds
N
SC
CO -MGR
09/17/19
258.420 South Carolina State Ports Auth
Revenue Bonds
N
SC
CO -MGR
09/18/19
138.690 Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO -MGR
09118/19
26.680 Manassas Park -Virginia
GO Refunding Bonds
C
VA
SOLE
09/18/19
41.145 NYS Dorm Authority
Revenue Bonds
N
NY
CO -MGR
09/18/19
53.725 NYS Dorm Authority
Adjustable Rate Revenue Bonds
N
NY
CO -MGR
09/18/19
53.725 NYS Dorm Authority
Adjustable Rate Revenue Bonds
N
NY
CO -MGR
09/18/19
53.730 NYS Dorm Authority
Adjustable Rate Revenue Bonds
N
NY
CO -MGR
09/19/19
67.720 Champaign CUSD #4
GO Alt Rev Source Refunding Bonds
N
IL
CO -MGR
09/19/19
68.590 Florence -South Carolina
Wtrwks & Swr Sys & Cap Imp Bonds
C
SC
SOLE
09/19/19
9.455 St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/19/19
116.545 St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/19/19
20.545 St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/20/19
266.975 Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
Source Refinitiv as of June 30, 2021
Sale D.
Descriptio L
Bid
State
Rote
09!20119
445.635 Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
09/20/19
1,135.370 Greater Orlando Aviation Auth
Airport Facilities Revenue Bonds
N
FL
LEAD
09/23/19
7.700 District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
LEAD
09/23/19
17.720 District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
LEAD
09/24/19
54.000 Hampton City -Virginia
GO Public Improvement Bonds
C
VA
SOLE
09/24/19
150.000 New Jersey Trans Trust Fund Au
Transportation Program Notes
N
NJ
SOLE
09/24/19
1,000.000 New Jersey Trans Trust Fund Au
Transportation Program Bonds
N
NJ
LEAD
09/24/19
22.985 Texas Water Development Board
St Wtr Implementation Fund Bonds
N
TX
CO -MGR
09/24/19
835.825 Texas Water Development Board
St Wtr Implementation Fund Bonds
N
TX
CO -MGR
09/24/19
50.000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
C
VA
SOLE
09/25/19
29.385 Connecticut Housing & Fin Auth (CHFA)
Housing F:nance Prog Bends
N
CT
CO -MGR
09/25/19
98.690 Connecticut Housing & Fin Auth (CHFA)
Housing Finance Prog Bonds
N
CT
CO -MGR
09/26119
80.000 Hawaii Dept of Budget & Finance
Special Purpose Revenue Bonds
N
HI
CO -MGR
09/25/19
90.280 Las Vegas Va, ley Water Dt
GO Ltd Tx Water Refunding Bonds
C
NV
SOLE
09/25/19
3.390 Univ of Mississippi Ed Bldg Corp
Revenue Refunding Bonds
N
MS
CO -MGR
09/25119
73.350 Univ of Mississippi Ed Bldg Corp
Revenue Refunding Bonds
N
MS
CO -MGR
09/26/19
14.420 Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bands
N
LA
SOLE
09/26/19
235.840 Mississippi
General Ob:igation Bonds
N
MS
LEAD
09/26/19
3.580 Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
LEAD
09/26/19
51.420 Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
LEAD
09/26/19
19.915 North Charleston City South Carolina
Ltd Oblig Tx Inc Pledge Bonds
N
SC
SOLE
09/26/19
21.705 Suffolk City -Virginia
General Obligation Bonds
N
VA
SOLE
09/26/19
52.335 Suffolk City -Virginia
GO Refunding Bonds
N
VA
SOLE
09/27/19
34.445 Maine Stale Housing Authority
Mortgage Revenue Bonds
N
ME
CO -MGR
10/01/19
147,495 Trinity River Authority
Revenue Improvemebt & Ref Bonds
N
TX
CO -MGR
10/01/19
2.355 Univ of North Carolina Bd of Gov
General Revenue & Refunding Bonds
N
NC
SOLE
10/01/19
39.040 Univ of North Carolina Bd of Gov
General Revenue & Refunding Bonds
N
NC
SOLE
10/01/19
11.180 Univ of North Carolina -Wilmington
General Revenue Refunding Bonds
N
NC
SOLE
10/02/19
50.000 Indianapol.s Loc Pub Imp Bond Bank
Revenue Bonds
N
IN
LEAD
10/02/19
199.505 Massachusetts Dept of Transport
Metropolitan Hway Sys Ref Bond
N
MA
CO -MGR
10/02/19
464.650 Massachusetts Dept of Transport
Metropolitan Hway Sys Ref Bond
N
MA
CO -MGR
10/02119
49.940 Ohio Higher Ed Fac Commission
Revenue Bonds
N
OH
LEAD
10/02/19
29.895 Trinity River Authority
Revenue Improvement & Ref Bonds
N
TX
LEAD
10/03/19
90.050 Florida Govt Will Auth (FGUA)
Utility Refunding Revenue Bonds
N
FL
CO -MGR
10/03119
230.880 Harris Co (Spring Branch) ISD
Unlimited Tax Schoolhouse Bonds
N
TX
CO -MGR
10/03/19
215.000 Indiana Finance Authority
State Revolving Fund Prog Bonds
N
IN
CO -MGR
10/03/19
27.490 Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO -MGR
10/03/19
319.580 Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO -MGR
10/03/19
39.800 Portland City -Oregon
2nd Lien Wir Sys Rev Ref Bonds
N
OR
CO -MGR
10/03/19
112.005 Portland City -Oregon
2nd Lien Wtr Sys Rev Ref Bonds
N
OR
CO -MGR
10/03/19
111.920 So California Pub Pwr Au (SCPPA)
Refunding Revenue Bonds
N
CA
LEAD
10/04/19
340.000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
10/04/19
510.000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
10/08/19
42.645 Chattanooga City -Tennessee
GO & Refunding Bonds
C
TN
SOLE
10/08/19
68.180 Minneapolis City -Minnesota
Health Care Sys Rev Ref Bonds
N
MN
CO -MGR
10/08/19
175.625 Oregon
General Obligation Bonds
N
OR
CO -MGR
10/08/19
190.865 Oregon
General Obligation Bonds
N
OR
CO -MGR
10/09/19
18.500 Aiken Co CSD
General Obligation Bonds
C
SC
SOLE
10/09/19
15.000 Connecticut Housing & Fin Auth (CHFA)
Hsg Mortgage Finance Prog Bonds
N
CT
CO -MGR
10/09/19
68.735 Connecticut Housing & Fin Auth (CHFA)
Hsg Mortgage Finance Prog Bonds
N
CT
CO -MGR
10/09/19
50.000 Massachusetts Water Resources Au
General Revenue Bonds
N
MA
CO -MGR
10/09/19
547.750 Massachusetts Water Resources Au
General Revenue Bonds
N
MA
CO -MGR
10/09/19
63.175 Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO -MGR
10/09119
261.825 Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO -MGR
10/09119
33.615 Wisconsin Public Finance Auth
Revenue Bonds
N
WI
SOLE
10/10/19
123.225 Florida Dept of Transportation
Fed Hway Reimbursement Rev Bonds
C
FL
SOLE
10/10/19
18.640 Nevada System of Higher Ed
Universities Revenue Bonds
C
NV
SOLE
10/10/19
106.100 Sacramento Transportation Auth
Sales Tax Revenue Ref Bonds
N
CA
SOLE
Source: Refinitiv as of June 30, 2021
10/11/19
29.685 Greensboro City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
10/11/19
49.965 So Regional Joint Development Auth
Refunding Revenue Bonds
N
GA
SOLE
10/15/19
52.565 Beaufort -Jasper Wtr & Swr Auth
Waterworks & Swr Sys Rev Bonds
N
SC
SOLE
10/15/19
18.750 California Housing Finance Agcy
Ltd Oblig Multi Fmly Hsg Rev Note
P
CA
SOLE
10/15/19
36.860 Wake Co -North Carolina
GO Pk Greenways Rec & Space Bonds
C
NC
SOLE
10/16/19
42.575 Albuquerque City -New Mexico
Refunding & Improvement Rev Bonds
N
NM
LEAD
10/16/19
32.995 Central Berkshire RSD
GO State Qualified School Bonds
C
MA
SOLE
10/16/19
300.000 Ohio Water Development Authority
Water Pot. Ctr Ln Fund Ref Bonds
N
OH
CO -MGR
10/16/19
28.990 Oregon
General Obligation Bands
N
OR
CO -MGR
10/16/19
70.960 Semitropic Improvement Dt
Water Banking Rev Ref Bonds
N
CA
SOLE
10/16/19
42.545 St Petersburg City -Florida
Public Utility Ref Revenue Bonds
C
FL
SOLE
10/16/19
322.020 Western Minnesota Municipal Power Agcy
Power Supply Rev Ref Bonds
N
MN
CO -MGR
10/17/19
3.695 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/17/19
27.505 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/17/19
55.285 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/17/19
191.610 Massachusetts Clean Water Trust
State Revo wing Fund Bonds
N
MA
CO -MGR
10/17/19
16.875 Montgomery Co (New Caney) ISD
Unitd Tax Refunding Bonds
N
TX
CO -MGR
10/17/19
17.640 NYS Housing Fin -Mortgage Agcy
Affordab'.e Housing Rev Bonds
N
NY
CO -MGR
10/17/19
34.080 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
10/17/19
49.200 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
10/17/19
90.995 Nebraska Public Power Dt
General Revenue Bonds
N
NE
CO -MGR
10/17/19
26.670 Richland Co -South Carolina
Installment Purchase Rev Bonds
N
SC
SOLE
10/17/19
34.610 Virginia Public School Authority
Special Oblig Sch Fin Ref Bonds
N
VA
CO -MGR
10/18/19
15.185 Cape Fear Public Utility Auth
Water & Sewer Sys Rev & Ref Bonds
N
NC
CO -MGR
10/18/19
77.580 Cape Fear Public Utility Auth
Water & Sewer Sys Rev & Ref Bonds
N
NC
CO -MGR
10/21/19
106.478 Virginia Housing Dev Auth (VHDA)
Commonwealth Mortgage Bonds
N
VA
LEAD
10/22/19
92.630 Allegheny Co Industrial Dev Auth
Environmental Imp Rev Ref Bonds
N
PA
CO -MGR
10/22/19
275.000 Hoover Industrial Dev Board
Environmenta Imp Rev Bonds
N
AL
CO -MGR
10/22/19
84.980 Kent Hospital Finance Auth
Revenue Refunding Bonds
N
MI
CO -MGR
10/22/19
36.415 Mane Hlth & H9hr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
10/23/19
20 060 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
10/23/19
71.940 Massa--husetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
10/23/19
52.960 Montgomery Economic Dev Auth
Revenue Bonds
N
VA
CO -MGR
10/23/19
104.695 Montgomery Economic Dev Auth
Revenue & Refunding Bonds
N
VA
CO -MGR
10/24/19
32.335 Arlington Co V rgmia
GO Refunding Bonds
N
VA
LEAD
10/25/19
137.755 Omaha Public Power Dt (OPPD)
Electric System Rev Bonds
N
NE
CO -MGR
10/29/19
294.905 California Municipal Fin Auth
Special Facility Revenue Bonds
N
CA
CO -MG [Z
10/30/19
2.625 Fort Bend Co (Katy) ISO
Refunding Bonds
N
TX
LEAD
10130/19
166.545 Fort Bend Co (Katy) ISD
Refunding Bonds
N
TX
LEAD
10/30/19
418.120 Lehigh Co General Purpose Auth
Hospital Revenue Bonds
N
PA
CO -MGR
10/30/19
32.885 Virginia Resources Auth (VRA)
State Moral Obligation Rev Bonds
C
VA
SOLE
10/31/19
49.035 Mississippi Development Bank
Special Obligation Ref Bonds
N
MS
LEAD
10131/19
25.815 Mountain Reg Water Spec Svc Dt
Water Revenue Ref Bonds
N
UT
SOLE
11/01/19
55.180 Colorado Health Facilities Auth
Hospital Revenue Ref Bonds
P
CO
SOLE
11/01/19
62.500 Colorado Health Facilities Auth
Hospital Revenue Ref Bonds
P
CO
SOLE
11/01/19
117.680 Colorado Health Facilities Auth
Hospital Revenue Ref Bonds
P
CO
SOLE
11/05/19
140.790 Garland City -Texas
Electric Utility System Rev Ref
N
TX
CO -MGR
11/05/19
103.805 Orange Co -Florida
Sales Tax Revenue Ref Bonds
C
FL
SOLE
11/06/19
715.420 Massachusetts School Bldg Auth
Subor Dedicated Sales Tax Bonds
N
MA
CO -MGR
11/06/19
100.000 Ohio Public Fac Commission
General Obligation Bonds
C
OH
SOLE
11/06/19
297.840 Oregon Dept of Transportation
Hway User Tax Sub Lien Bonds
N
OR
CO -MGR
11/06/19
323.050 Oregon Dept of Transportation
Highway User Tax Sr Lien Bonds
N
OR
CO -MGR
11/06/19
200.000 Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO -MGR
11/06/19
61.830 Utah Transit Au (UTA)
Sales Tax Revenue Bonds
N
UT
LEAD
11/06/19
247.880 Utah Transit Au (UTA)
Sales Tax Revenue Rei Bonds
N
UT
LEAD
11/07/19
53.445 Indiana Finance Authority
St Revolv Fund Frog Ref Bonds
N
IN
LEAD
11/07/19
5.530 Washington St Hsg Fin Commission
Single -Family Program Bonds
N
WA
CO -MGR
11/07/19
14.390 Washington St Hsg Fin Commission
Single -Family Program Bonds
N
WA
CO -MGR
Source: Refinitiv as of June 30. 2021
Sale Date
•N
11/07/19
18.615 Washington St Hsg Fin Commission
Single -Family Program Bonds
WA
CO -MGR
11/08119
570.940 Central Florida Expressway Au
Senior Lien Revenue Bonds
N
FL
LEAD
11/08/19
252.385 Georgia Muni Electric Au (MERG)
Subordinated Revenue Bonds
N
GA
LEAD
11/12/19
23.370 Collin Co (Plano) ISO
Unitd Tx SCh Bldg & Ref Bonds
C
TX
SOLE
11/13/19
74.000 California Housing Finance Agcy
Multi -Family Mtg Backed Bonds
N
CA
SOLE
11/13/19
42.350 Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
11/13/19
90.295 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
11/13/19
151.580 South Carolina State Ports Auth
Revenue Refunding Bonds
N
SC
CO -MGR
11/13/19
705.550 Texas Transportation Commission
St of Texas Hway Imp GO Ref Bonds
N
TX
CO -MGR
11/13/19
396.315 Washington
Motor Vehicle Fuel Tx GO Rei Bond
N
WA
CO -MGR
11/14/19
369.045 Clark Co -Nevada
Refunding Revenue Bonds
N
NV
LEAD
11/14/19
9.075 Conroe City -Texas
Limited Tax Refunding Bonds
N
TX
LEAD
11/14/19
19.915 Conroe City -Texas
Certificates of Obligation
N
TX
LEAD
11/14/19
23.730 Conroe City -Texas
Certificates of Obligation
N
TX
LEAD
11/14/19
40.000 Gary Building Corporation
Lease Rental Revenue Bonds
N
IN
SOLE
11114/19
81.836 Hawaii
Highway Revenue Bonds
N
HI
LEAD
11/14/19
53.500 Massachusetts
Federal Highway GANs
N
MA
CO -MGR
11/14/19
200.000 Massachusetts
Commonwealth Tranpo Fund Rev Bond
N
MA
CO -MGR
11/14/19
332.770 Metro Wastewater Reclamation Dt
Sewer Refunding Bonds
N
CO
LEAD
11/14/19
149.995 Univ of North Carolina Bd of Gov
Revenue Bonds
N
NC
CO -MGR
11/15/19
32.575 Florida Gulf Coast Univ Fin Corp
Capital Improvement Ref Rev Bonds
N
FL
LEAD
11/15/19
162.605 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
11/15/19
9.500 Orange Water & Sewer Authority
Water & Sewer Sys Rev Ref Bonds
N
NC
SOLE
11/15/19
18.640 Orange Water & Sewer Authority
Water & Sewer Sys Rev Bonds
N
NC
SOLE
11/15/19
13.800 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
11/15/19
123.235 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
11/15/19
13.300 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
CO -MGR
11/15/19
24.360 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
CO -MGR
11/15/19
45.475 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
CO -MGR
11/15/19
57.195 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
Wl
CO -MGR
11/19/19
500.000 California Health Facs Fin Auth
Senior Revenue Bonds
N
CA
CO -MGR
11/19/19
37.400 Memorial City Redev Auth
Tax Inc Contract Rev & Ref Bonds
N
TX
LEAD
11/19/19
25.445 Nevada
GO Wtr Poll Ctrl Revolt' Lev Bonds
C
NV
SOLE
11/19/19
2.620 Salt Lake City -Utah
Sales & Excise Tx Rev Ret Bonds
N
UT
SOLE
11/19/19
58.540 Salt Lake City -Utah
Sales & Excise Tx Rev Ref Bonds
N
UT
SOLE
11/19/19
401.360 Williamson Co (Round Rock) ISD
Unitd Tax School Bldg Ref Bonds
N
TX
CO -MGR
11/19/19
140.790 Wisconsin Hlth & Ed Fac Auth (WHEFA)
Revenue Bonds
N
WI
CO -MGR
11/20/19
165.805 Colorado
Certificates of Participation
N
CO
CO -MGR
11/20/19
65.000 Co'orado Hsg & Fin Auth (CHFA)
Homeownership Class 1 Bonds
N
CO
CO -MGR
11/20/19
18.765 Fa.rfax Co Water Authority
Water Refunding Revenue Bonds
N
VA
LEAD
11120/19
91.230 Fa rfax Co Water Authority
Water Refunding Revenue Bonds
N
VA
LEAD
11/20/19
39.205 Idaho Stale Building Authority
St Building Refunding Rev Bonds
N
ID
SOLE
11120/19
32.000 Lakeland City -Florida
Revenue Note
P
FL
SOLE
11/20/19
1.280 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
11/20/19
13.860 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
11/20/19
92.920 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
11/20/19
98.120 M;dland Co Fresh Wtr Supply Dt #1
Revenue Refunding Bonds
N
TX
LEAD
11/20/19
7 565 Montgomery Co Hsg Opportunities Comm
Mult--Fami y Housing Rev Bonds
N
MD
CO -MGR
11/20/19
9.840 Montgomery Co Hsg Opportunities Comm
Multi-Fami;y Housing Rev Bonds
N
MD
CO -MGR
11/20/19
261 165 Troy Capital Resource Corporation
Revenue Refunding Bonds
N
NY
CO -MGR
11/20/19
200 000 University of Pittsburgh
Pitt Asset Notes
N
PA
CO -MGR
11120/19
400 000 University of Pittsburgh
University Bonds
N
PA
CO -MGR
11/21/19
115.979 North Carolina Turnpike Authority
Revenue Bonds
N
NC
CO -MGR
11/21/19
370.975 North Carolina Turnpike Authority
Senor Lien Revenue Bonds
N
NC
CO -MGR
11/21/19
86.145 University of Cincinnati
General Receipts Bonds
N
OH
LEAD
11/21/19
234.215 University of Cincinnati
General Receipts Bonds
N
OH
LEAD
11/28/19
5.785 Henry Co Industrial Dev Auth
Publ.c Facifty tease Rev Bonds
N
VA
LEAD
11/28/19
19.515 Henry Co Industrial Dev Auth
Grant RANs
N
VA
LEAD
Source Refinitiv as of June 30. 2021
:D.
Description
.d
12/03/19
21.170 Will Co Forest Preserve Dt
GO Limited Tax Bonds
N
IL
SOLE
12/04/19
14.970 Delano Earlimart Irrigation Dt
Refunding Revenue Bonds
N
CA
SOLE
12/04/19
16.905 Denton Co (Little Elm) ISD
School Building Bonds
N
TX
LEAD
12/04/19
18.485 Denton Co (Little Elm) ISD
Refunding Bonds
N
TX
LEAD
12/04119
49.500 Denton Co (Little Elm) ISD
Refunding Bonds
N
TX
LEAD
12/04/19
37.710 Lexington Ind Dev Auth
Educationai Facs Rev Ref Bonds
N
VA
LEAD
12/04/19
5.995 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
12/04/19
438.120 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
12/04/19
619.775 New Jersey Trans Trust Fund Au
Transpiration System Bonds
N
NJ
CO MGR
12/04/19
946.335 New Jersey Trans Trust Fund Au
Transpiration System Bonds
N
NJ
CO -MGR
12/04/19
180.010 Ohio
Major New St Infra Proj Rev Bonds
N
OH
CO.MGR
12/04/19
29.480 Port Freeport -Texas
Sr Lien Revenue Bonds
N
TX
CO -MGR
12/04/19
45.200 Port Freeport -Texas
Sr Lien Revenue Bonds
N
TX
CO -MGR
12/05/19
414.345 Hampton Roads Trans Acc Com (HRTAC)
Intermediate Len BANS
N
VA
CO -MGR
12/05/19
72.355 Louisiana St Univ & Agri & Mech Cal;
Auxil ary Revenue Ref Bonds
N
LA
CO -MGR
12105!19
637.665 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Reso Bonds
N
NY
CO -MGR
12/05/19
19.390 Patriots Energy Group
Gas System Imp & Ref Rev Bonds
N
SC
SOLE
12/05/19
442.620 San Diego Co Reg Trans Comm
Sales Tax Revenue Bonds
N
CA
CO -MGR
12/05/19
52.440 Upper Occoquan Sewerage Auth
Regional Sewerage Sys Rev Bonds
C
VA
SOLE
12/06/19
22.130 NYC Housing Dev Corp
Multi Family Housing Rev Bonds
N
NY
SOLE
12/06/19
71.330 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO MGR
12/06/19
243.170 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
1211Ili 9
68.480 Alaska Indus Dev & ExportAuth
Refunding Revenue Bonds
N
AK
LEAD
12/11/19
48.324 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
12/11/19
150.000 North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO -MGR
12/11/19
66.265 Vauxmont Metropolitan Dt
Sub Ltd Tx GO & Spec Rev Ref Bond
N
CO
SOLE
12/11/19
66.355 Vauxmont Metropolitan Dt
Sr Ltd Tx GO & Spec Rev Ref Bond
N
CO
SOLE
12/12/19
12.400 Erie Commons Metro Dt #2
Sub GO Limited Tax Bonds
N
CO
SOLE
12/12/19
20.250 Erie Commons Metro Dt #2
Senior GO Limited Tax Bonds
N
CO
SOLE
12/12/19
7.770 Greenwood City -South Carolina
Comb Pub Util Sys Rev Ref Bonds
N
SC
SOLE
12/12/19
122.915 Illinois Finance Authority
Revenue Refunding Bonds
N
IL
SOLE
12/12/19
4.495 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
12/12/19
73.710 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
12/12/19
72.165 Metro Washington Airports Auth
Airport Sys Revenue Ref Bonds
N
DC
LEAD
12/12/19
283.385 Metro Washington Airports Auth
Airport Sys Revenue Ref Bonds
N
DC
LEAD
12/13119
340.000 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
12/13/19
510.000 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
12/17/19
50.265 Ctl Texas Reg Mobility Au (CTRMA)
Sr Lien Revenue Bonds
N
TX
CO -MGR
12/17/19
170.995 Maine Governmental Facs Auth (MGFA)
Lease Rental Revenue Bonds
N
ME
CO -MGR
12117/19
34.350 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
12/17/19
15.070 New Jersey Hsg & Mtg Fin Agency
Multi -Family Conduit Rev Bonds
N
NJ
SOLE
12/17/19
37.480 New Jersey Hsg & Mtg Fin Agency
Multi -Family Conduit Rev Bonds
N
NJ
SOLE
12/18/19
34.205 Arizona Board of Regents
Revenue Refunding Bands
N
AZ
CO -MGR
12/18/19
78.520 Arizona Board of Regents
Revenue Refunding Bonds
N
AZ
CO -MGR
12/18/19
39.460 NYS Dorm Authority
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
12/18/19
1,391.585 NYS Dorm Authority
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
12/18/19
1,973.575 NYS Dorm Authority
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
01/07/20
197.075 EI Paso ISD
Unitd Tx School Building Bonds
N
TX
CO -MGR
01/08/20
118.030 Philadelphia City -Pennsylvania
GO Refunding Bonds
N
PA
LEAD
01/08/20
279 465 Tarrant Co (Keller) ISD
Unitd Tax School Building Bonds
N
TX
CO -MGR
01/09/20
510.275 Arizona Transportation Board
Highway Revenue Refunding Bonds
N
AZ
CO -MGR
01/09/20
50.000 Ohio
Hospital Revenue Bonds
N
OH
CO -MGR
01/09/20
290.400 Ohio
Hospital Revenue Bonds
N
OH
CO -MGR
01/15/20
14.518 Champaign CUSD #4
GO School Building Bonds
N
IL
CO -MGR
01/15/20
65.860 Champaign CUSD #4
GO School Building & Rei Bonds
N
IL
CO -MGR
01/15/20
134.580 San Antonio City -Texas
Electric & Gas Sys Rev Ref Bonds
N
TX
CO -MGR
01/16/20
4.975 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
01/16/20
34.810 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
Source: Refinitiv as of June 30, 2021
Sale Date
Description
01/16/20
50.025 Colorado Hsg & Fin Auth (CHFA}
Single Family Mortgage Bonds
N
CO
CO -MGR
01/16/20
33 000 South Dakota Housing Dev Auth
Homeownership Mortgage Bonds
N
SD
SOLE
01/16/20
66.000 South Dakota Housing Dev Auth
Homeownership Mortgage Bonds
N
SD
LEAD
01/16/20
60.970 Southwestern Ill;noir Dev Auth
Local Government Prog Rev Bonds
N
IL
CO -MGR
01/20/20
20 800 Florida Housing Finance Corp
Multi -Family Mortgage Rev Notes
P
FL
SOLE
01/22/20
136.665 Harris Co (Humble) ISD
Unitd Tax School Budding Bonds
N
TX
CO -MGR
01/22/20
76.020 Massachusetts Dev Finance Agcy
Revenue Bonds
N
MA
CO -MGR
01/22/20
228.865 Massachusetts Dev Finance Agcy
Revenue Bonds
N
MA
CO -MGR
01/23/20
36.345 Arizona Board of Regents
Speed Revenue Refunding Bonds
N
AZ
LEAD
01/23/20
39 805 Arzona Board of Regents
Speed Revenue Refunding Bonds
N
AZ
LEAD
01/23/20
53.685 Bowling Green State University
General Receipts Bonds
N
OH
LEAD
01/23/20
20 850 Minnesota Housing Fin Agency
Residential Housing Fnance Bonds
N
MN
CO -MGR
01/23/20
60 000 Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO -MGR
01/23/20
149 150 Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO -MGR
01/23/20
125 000 Oklahoma Dev Finance Auth
Limited Obligation Revenue Bonds
N
OK
SOLE
01/24120
65.490 Ramsey Co f.St Paul) ISD #625
Certificates of Participation
C
MN
SOLE
01/27/20
3.355 Clarksville City -Arkansas
Refunding Revenue Bonds
P
AR
SOLE
01/28/20
120.814 Virginia Housing Dev Auth (VHDA)
Commonwealth Mortgage Bonds
N
VA
CO -MGR
01/28/20
623-320 Wisconsin
Gen Fund Annual Appro Ref Bonds
N
WI
CO -MGR
01/29/20
19-325 San Dego Co Reg Trans Comm
Sa!es Tax Revenue Ltd Tax Bonds
N
CA
CO -MGR
01/29/20
55.495 San Dego Co Reg Trans Comm
Saes Tax Revenue Ltd Tax Bonds
N
CA
CO -MGR
01/30/20
26.103 Carver Co (Watertown -Mayer) ISD #111
GO School Bldg Bonds
C
MN
SOLE
01/30/20
12.500 Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Program Bonds
N
CT
CO -MGR
01/30/20
29.955 Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Program Bonds
N
CT
CO -MGR
01/30/20
71.645 Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Program Bonds
N
CT
CO -MGR
01/31/20
199 725 North Carolina Medical Care Commiss
Health Care Facs Rev Bonds
N
NC
CO -MGR
02/03/20
17.695 Worcester City -Massachusetts
GO Ballpark Project Bonds
C
MA
SOLE
02/04/20
32.445 Anaheim Hsg & Pub Imp Auth
Water System Revenue Ref Bonds
N
CA
SOLE
02/04/20
38 000 Anaheim Hsg & Pub Imp Auth
Revenue Bonds
N
CA
SOLE
02/04/20
41.985 Benton Cc (Siloam Spring) SD #21
Refunding Bonds
C
AR
SOLE
02/04/20
9.250 Maryland Dept Hsg & Com Dev;DHCD)
Residential Revenue Bonds
N
MD
CO -MGR
02/04/20
130.750 Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO -MGR
02/04/20
80.495 Pennsy-vania State University
Revenue Bonds
N
PA
CO -MGR
02/04/20
331.040 Pennsylvania State University
Revenue Bonds
N
PA
CO -MGR
02/05/20
70.365 Bryan City -Texas
Comb Tax & Rev Certs of Oblig
C
TX
SOLE
02105/20
243.405 California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO -MGR
02/05/20
586.020 California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO -MGR
02/05/20
22 240 Las Vegas Valley Water Dt
GO Water Refunding Bonds
C
NV
SOLE
02/05/20
78.620 NYC Housing Dev Corp
Housing impact Bonds
N
NY
CO -MGR
02/05/20
296.380 NYC Housing Dev Corp
Housing Impact Bonds
N
NY
CO -MGR
02/06/20
12.755 Greensboro City -North Carolina
Limited Obligations Bonds
N
NC
LEAD
02/06/20
47.040 NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO -MGR
02/06/20
481.250 NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO -MGR
02/06/20
31.645 Rich!and Co South Carolina
Uti:ity System Revenue Bond
N
SC
SOLE
02/06/20
273.790 Tarrant Co (Arlington) ISD
Unitd Tx Sch Building & Ref Bonds
N
TX
CO -MGR
02/11/20
31.555 Connecticut Hlth & Ed Facs Auth
Revenue Bonds
N
CT
CO -MGR
02/11/20
220.415 Grand Parkway Transport Corp
1st Tier Toll Revenue Ref Bonds
N
TX
CO -MGR
02/11/20
793.385 Grand Parkway Transport Corp
1st Tier Tall Revenue Rei Bonds
N
TX
CO -MGR
02/11/20
1,293.260 Grand Parkway Transport Corp
Sub Tier Toll Revenue Ref Bonds
N
TX
CO -MGR
02/11/20
21.155 Midland City -Texas
Tax & Ltd Pledge Rev Certs of Ob
N
TX
CO -MGR
02/11/20
21.560 Midland City -Texas
Genera! Obligation Bonds
N
TX
CO -MGR
02/11/20
38.175 Roanoke Economic Dev Authority
Hospital Revenue Bonds
N
VA
CO -MGR
02/11/20
250.345 Roanoke Economic Dev Authority
Hospital Revenue Bonds
N
VA
CO -MGR
02/11/20
448.430 Utah
General Obligation Bonds
N
UT
LEAD
02/12/20
45.800 Roanoke Economic Dev Authority
Hospital Revenue Ref Bonds
N
VA
SOLE
02/12/20
608.080 Washington
Various Purpose GO Bonds
C
WA
SOLE
02/13/20
69.820 Cleveland City -Ohio
Sub Lien Income Tax Ref Bonds
N
OH
LEAD
02/13/20
1,081.385 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
Source- Refinitiv as of June 30. 2021
02/13/20
109.140 Oakland City -California
GO & Refunding Bonds
C
CA
SOLE
02118/20
76.525 Kansas Development Fin Auth
Refunding Revenue Bonds
C
KS
SOLE
02/18/20
58.610 Shelby Co -Tennessee
GO Refunding Bonds
P
TN
SOLE
02/18/20
13.095 Wisconsin Hlth & Ed Fac Auth (WHEFA)
Heath Care Facilities Rev Bonds
P
WI
SOLE
02+19120
15.560 Huntersville Town -North Carolina
General ON gation Bonds
C
NC
SOLE
02119/20
62.320 Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
LEAD
02/19/20
174.315 New Jersey Educational Fats Au
Revenue Bonds
N
NJ
CO -MGR
02/19/20
35.295 Pima Co -Arizona
Sewer System Revenue Obligations
N
AZ
LEAD
02/20/20
35.560 Auburn University
General Revenue Refund'ng Bonds
N
AL
LEAD
02/20/20
104.770 Auburn University
General Revenue Refunding Bonds
N
AL
LEAD
02/20/20
100.000 California Infrstr & Eco Dew Bank
Revenue Bonds
N
CA
SOLE
02/25/20
100.000 Tennessee Hsg Dew Agcy (THDA)
Residential Fin Program Bonds
N
TN
CO -MGR
02/25/20
100.000 Tennessee Hsg Dew Agcy (THDA)
Residential Fin Program Bonds
N
TN
CO -MGR
02/25/20
44.015 University of Idaho Regents
General Revenue & Ref Bonds
N
ID
SOLE
02/26/20
424.480 NYS Dorm Authority
Revenue Bonds
N
NY
CO -MGR
02/26/20
377.785 West Virginia University Bd of Gov
Refunding Revenue Bonds
N
WV
CO -MGR
02/27/20
46.685 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
02/27/20
100.630 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
02/27/20
300.000 Regents of the Univ of California
Med cal Center Poo'ed Rev Bonds
N
CA
CO -MGR
02/27/20
650.000 Regents of the Univ of California
Med.cal Center Poo;ed Rev Bonds
N
CA
CO -MGR
02/27/20
850.000 Regents of the Univ of California
Med cal Center Poo'ed Rev Bonds
N
CA
CO -MGR
02/28/20
16.755 Greensboro City -North Carolina
GO Refunding Bonds
N
NC
LEAD
02/28/20
27.035 Greensboro City -North Carolina
G4 Refunding Bonds
N
NC
LEAD
02/28/20
50.000 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
02/28/20
17.525 Sullivans Island Town Pub Facs Corp
Installment Purchase Rev Bonds
N
Sc
SOLE
03/03/20
105.005 Ellis Co (Midlothian) ISD
Unitd Tx School Bui'd ng Bonds
N
TX
LEAD
03/03/20
37,275 Norfo,k C ty-Virginia
GO Cap tal Improvement Bonds
N
VA
CO -MGR
03/03/20
45.630 Norfolk C.ty-Virg nia
GO Refunding Bonds
N
VA
CO -MGR
03/04/20
50.000 Maryland
GO State & Loc Facs I oan Bonds
C
MD
SOLE
03/04/20
126.435 Northern Ihnois Univ Brd of Rgt
Auxi'iary Facs Sys Ref Rev Bonds
N
IL
LEAD
03/04/20
82 360 Oklahoma Cap Imp Authority
St Hways Cap Imp Rev Ref Bonds
N
OK
CO -MGR
03/04/20
216.650 Utah Transit Au (UTA)
Sales Tax Revenue Ref Bonds
N
UT
LEAD
03/05/20
47.640 Georgia H-gher Ed Facs Auth
Refunding Revenue Bonds
N
GA
LEAD
03/05/20
98.620 Louisiana
GO Refunding Bonds
C
LA
SOLE
03/05/20
800 000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
03/06/20
125.000 Illinois Housing Dew Authority
Revenue Bonds
N
IL
CO -MGR
03/06/20
39.425 W'nston-Salem City -North Carolina
Water & Sewer Sys Rev & Ref BDnds
N
NC
CO -MGR
03/06/20
153.000 Winston-Salem City -North Carolina
Water & Sewer Sys Rev Ref Bonds
N
NC
CO -MGR
03/09/20
3.735 Illinois Finance Authority
Revenue Bonds
P
IL
SOLE
03/10/20
2,095.650 Ca'ifornia
Various Purp GD & Ref Bonds
N
CA
CO -MGR
03/10/20
43.964 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
03/11/20
55.000 Co'orado Hsg & Fin Auth (CHFA)
Homeownership Class I Bonds
N
CO
CO -MGR
03/11/20
164.555 illinois Finance Authority
Revenue Bonds
N
IL
CO -MGR
03/11/20
52.735 NYC Housing Dew Corp
Multi-Famity Housing Rev Bonds
N
NY
CO -MGR
03/11/20
399.315 NYC Municipal Water Fin Auth
Wtr&Swr Sys 2nd Gen Res Rev Bond
N
NY
CO -MGR
03/11/20
233.000 NYS Dorm Authority
Revenue Refunding Bonds
N
NY
CO -MGR
03/12/20
22.040 NYC Housing Dew Corp
Multi-Famity Housing Rev Bonds
N
NY
CO -MGR
03/12/20
17.070 San Diego Co (Escondido) USD
General Obligation Bonds
N
CA
SOLE
03/26/20
56.495 Buncombe Co -North Carolina
Limited Obligation Bonds
N
NC
CO -MGR
03/26/20
450.000 Missouri Hlth & Ed Facs Authority
Educational Facilities Rev Bonds
N
MO
LEAD
03/26/20
393.130 Phoenix City Civic Imp Corp
Jr Lien Water System Rev Bonds
N
AZ
CO -MGR
03/30/20
93.370 Anoka Co (Anoka -Hennepin) ISD 911
GO School Building Bonds
C
MN
SOLE
04/01/20
38.000 Berkeley City -California
General Obligation Bonds
C
CA
SOLE
04/01/20
32.235 Buncombe Co -North Carolina
Limited Obligation Bonds
N
NC
CO -MGR
04/02/20
200.000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
04/06/20
32.305 New Mexico Finance Auth (NMFA)
Revolving Fund Rev & Ref Bonds
N
NM
CO -MGR
04/07/20
135.445 Richmond City -Virginia
Public Utility Revenue Bonds
N
VA
LEAD
04/07/20
180.000 Richmond City -Virginia
Public Utility Revenue Ref Bonds
N
VA
LEAD
Source: Refin tiv as of June 30, 2021
Sale Date Par
($ mils) Issuer
Issue Description
Bid
Role
04/08/20
242.590 Allen Co -Ohio
Hospital Facilities Revenue Bonds
N
-State
OH
LEAD
04/08/20
87.380 South Carolina Jobs Econ Dev Au
Hospital Facilities Revenue Bonds
N
SC
LEAD
04/08/20
234.855 South Carolina Jobs Econ Dev Au
Hospital Facilities Revenue Bonds
N
SC
LEAD
04108/20
206.450 Virginia Small Business Fin Auth
Health Facilities Revenue Bonds
N
VA
LEAD
04109/20
45.960 Marshall University
Improvement & Ref Rev Bonds
N
WV
SOLE
04/09/20
56 035 Marshall University
Improvement & Refunding Bonds
N
WV
SOLE
04/09/20
100 295 Virginia Public Building Auth
Public Facilties Rev Bonds
N
VA
LEAD
04/09120
408 950 Virginia Public Building Auth
Public Facilties Rev Rei Bonds
N
VA
LEAD
04/13/20
338 480 Los Angeles Dept Wtr & Pwr (LADWP)
Power System Revenue Bonds
N
CA
CO -MGR
04/14/20
30 000 Arizona Board of Regents
System Revenue Bonds
N
AZ
LEAD
04/14/20
154.455 Arizona Board of Regents
System Revenue Bands
N
AZ
LEAD
04/14/20
13.500 IN vian
Multi -Family Mtg-Backed Bonds
N
NC
SOLE
04/14120
346 680 Massachusetts Dev Finance Agcy
Revenue Bonds
N
MA
LEAD
04/14120
150.659 Virginia Housing Dev Auth (VHDA;
Commonwealth Mortgage Bonds
N
VA
LEAD
04/14120
63.675 Wake Co North Carolina
GO Refunding Bonds
N
NC
LEAD
04/15/20
45.397 Colorado Hsg & Fin Auth (CHFAI
Homeownership Class I Bonds
N
CO
CO -MGR
04/16/20
1,439.115 California
Various Purpose GO & Ref Bonds
N
CA
CO -MGR
04/16/20
11 900 California Housing Finance Agcy
Multi -Family Hsg Rev Sub Bonds
P
CA
SOLE
04/16/20
10.375 Colorado Hsg & Fin Auth (CHFA)
Multi Family Housing Rev Bonds
N
CO
LEAD
04/16/20
29.000 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Housing Rev Bonds
N
CO
LEAD
04/16/20
195.000 Lancaster Co (Lincoln) PSD #1
GO School Bonds
C
NE
SOLE
04/16/20
38.955 Ma ne State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
04/17/20
113.280 Ca!ifomla St Pubic Works Board
Lease Revenue & Ref BOnds
N
CA
LEAD
04/17/20
100.000 Wisconsin Hsg & Econ Dev Auth
Home Ownership Revenue Bonds
N
WI
CO -MGR
04120/20
108 355 Harris Co (Tomball) SSD
School Bu Iding Bonds
N
TX
CO -MGR
04/21/20
190 955 Maryland Hlth & Hghr Ed Facs Au
Revenue Bonds
N
MD
CO -MGR
04/21/20
258 630 Pennsylvania Econ Dev Fin Auth
Revenue Bonds
N
PA
CO -MGR
04/22/20
83 740 Randall Co (Canyon) ISD
School Bui;ding Bonds
N
TX
CO -MGR
04/22/20
188 690 Washington
MVFT GO Refunding Bonds
N
WA
LEAD
04/22/20
222.045 Washington
Various Purpose GO Ref Bonds
N
WA
LEAD
04/23/20
24.150 Tulsa Public Facilities Auth
Capital Improvements Rev Bonds
C
OK
SOLE
04/23/20
9.600 Wyndham Hill Metro Dt # 2
Subordinate GO Limited Tax Bonds
N
CO
SOLE
04/23/20
20.070 Wyndham Hill Metro Dt # 2
Senior GO Limited Tax Bonds
N
CO
SOLE
04/27/20
43.439 Orange Co -California
Teether Pian Obligation Notes
P
CA
SOLE
04/27/20
165.780 Washoe Co SO
GO Limited Tax School Imp Bonds
N
NV
CO -MGR
04/29/20
114.020 NYS Power Authority
Revenue Bonds
N
NY
CO -MGR
04/29/20
328.990 NYS Power Authority
Revenue Bonds
N
NY
CO -MGR
04/29/20
791.620 NYS Power Authority
Revenue Bonds
N
NY
CO -MGR
04/30/20
139.150 Georgia Housing Finance Authority
Single Family Mortgage Bands
N
GA
CO -MGR
04/30/20
85.580 Great Lakes Water Auth (GLWA)
Wtr Supp Sys Sr & 2nd Ln Bonds
N
MI
CO -MGR
04/30/20
377.515 Great Lakes Water Auth (GLWA)
Water Supply Sys Rev Sr Ln Bonds
N
MI
CO -MGR
05/01/20
77.840 NYS Dorm Authority
Revenue Bonds
N
NY
CO -MGR
05/05/20
61.885 Pennsylvania State University
Revenue Bonds
N
PA
CO -MGR
05/05/20
1.065.165 Pennsylvania State University
Revenue Bonds
N
PA
CO -MGR
05/06/20
108.500 Tennessee Hsg Dev Agcy (THDA)
Residental Finance Program Bonds
N
TN
CO -MGR
05107/20
120.000 North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO -MGR
05111/20
2.234 El Paso Co (Socorro) ISD
Refunding Bonds
N
TX
CO -MGR
05111/20
92.155 E1 Paso Co (Socorro) ISD
Refunding Bonds
N
TX
CO -MGR
05112/20
7.370 Washington St Hsg Fin Commission
Single Family Program Bands
N
WA
CO -MGR
05/12/20
34.395 Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO -MGR
05/13/20
42.145 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
05/13/20
18.000 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
05/13/20
37.979 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
05/13/20
274.310 So California Pub Pwr Au (SCPPA)
Refunding Revenue Bonds
N
CA
CO -MGR
05/13/20
10.000 Texas Dept of Hsg & Comm Affairs
Mu,ti-family Green Bonds
N
TX
SOLE
05/14/20
15.225 Energy Northwest
Electric Revenue & Ref Bonds
N
WA
CO -MGR
05/14/20
341.320 Energy Northwest
Electric Revenue & Ref Bonds
N
WA
CO -MGR
05/14/20
340.000 NYC Transitional Finance Auth
Future Tax Seccured Subor Bonds
N
NY
CO -MGR
Source: Refinitiv as of June 30, 2021
05/14/20
510.000 NYC Transitional Finance Auth
Future Tax Seccured Subor Bonds
N
NY
CO -MGR
05/14/20
447.315 Utah
General Obligation Bonds
N
UT
CO -MGR
05/14/20
230.450 Wisconsin Public Finance Auth
Revenue Refund ng Bonds
P
WI
SOLE
05/15/20
25.710 Indiana Finance Authority
Educational Facilities Rev Bonds
N
IN
SOLE
05/15/20
457.160 NYS Dorm Authority
Revenue Bonds
N
NY
CO -MGR
05/20/20
3.950 Chicago Park Dt
Limited Tax Refunding Bonds
N
IL
CO -MGR
05/20/20
9.585 Chicago Park Dt
Unlimited Tax Park Bonds
N
IL
CO -MGR
05/20/20
30.225 Chicago Park Dt
Unlimited Tax Park Bonds
N
IL
CO -MGR
05/20/20
38.620 Chicago Park Dt
Llmimted Tax Park Bonds
N
IL
CO -MGR
D5120120
40.160 Chicago Park Dt
Limited Tax Refunding Bonds
N
It.
CO -MGR
05/20/20
850.000 Connecticut
Special Tax Obligation Bonds
N
CT
CO -MGR
05/20/20
425.000 Virginia Housing Dev Auth (VHDA)
Rental Hous;ng Bonds
N
VA
CO -MGR
05/27/20
27.975 Cedar Rapids City -Iowa
General Obligation Bonds
C
IA
SOLE
05/27/20
500.000 Colorado
Certificates of Participation
N
CO
CO -MGR
05/27/20
14.465 Dorchester Co -South Carol na
Limited Obligation Bonds
N
SC
SOLE
05/27120
72.220 Prince William Co -Virginia
GO Publ c Improvement Ref Bonds
N
VA
LEAD
05/27/20
50.590 Salem City -Virginia
GO Public Improvement & Ref Bonds
C
VA
SOLE
05128/20
99.370 NYC Housing Dev Corp
Multi-Fam-ly Housing Rev Bonds
N
NY
CO -MGR
05/28120
159.460 NYC Housing Dev Corp
Multi Family Housing Rev Bonds
N
NY
CO -MGR
05/28/20
58.400 NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
05/28/20
316.000 NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
05/28/20
47.905 Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO -MGR
05128/20
30.000 Pennsylvania Housing Fin Agcy (PHFA)
Singe Fami!y Mortagage Rev Bonds
N
PA
SOLE
05/28/20
117.965 Pennsylvania Housing Fin Agcy (PHFA)
Singe Family Mortagage Rev Bonds
N
PA
LEAD
05128/20
42.485 Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
05/28/20
60.265 Virginia Public School Authority
Sch Technology & Security Notes
C
VA
SOLE
06101/20
20.000 Colorado Hsg & Fin Auth (CHFA)
Multi Family Housing Rev Note
P
CO
SOLE
06102/20
81.445 Wisconsin Center Dt
Sr & Jr Ded sated Tax Rev Bonds
N
WI
CO -MGR
06103/20
78.435 Del Mar College Dt
Limited Tax Bonds
N
TX
LEAD
06/03/20
35 000 Maine State Housing Authority
Mortgage Pur;:hase Bonds
N
ME
CO -MGR
06/03/20
40 000 Maine Slate Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
06/03/20
45 385 Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO -MGR
06/03/20
164 245 Massachusetts Bay Transport Auth
Subordinated Sales -ax Bonds
N
MA
CO -MGR
06/03/20
174 835 Massachusetts Bay Transport Auth
Subordinated Sales i ax Bonds
N
MA
CO -MGR
06/03/20
35 000 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO -MGR
06/03/20
65.000 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO -MGR
06/03/20
608.005 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO -MGR
06!03120
75.620 St Clair Co (East China) SD
GO Unitd Tx Sch Bldg & Site Bonds
C
MI
SOLE
06/03/20
545.000 Washington Metro Area Transit Au
Dedicated Revenue Bonds
N
DC
CO -MGR
06/04/20
82.555 Albuquerque City -New Mexico
Gross Receipts & 1-odgers Tax
N
NM
CO -MGR
06/04/20
687.455 Great Lakes Water Auth (GLWA)
Sewage Disposal Sys Sr &2nd Bonds
N
MI
CO -MGR
06/04/20
204.255 Los Angeles Dept Wtr & Pwr (LADWP)
Water System Revenue Bonds
N
CA
LEAD
06104120
168.775 Miami -Dade Co -Florida
GO Refunding Bonds
C
FL
SOLE
06/04/20
100.000 Michigan St Hsg Dev Au (MSHDA)
Single-Fami;y Mortgage Rev Bonds
N
Ml
CO -MGR
06/04/20
127.045 Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO -MGR
06/04/20
33.935 Raleigh City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
06/04/20
59.620 Raleigh City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
06/04/20
225.365 San Luis Unit/ Westlands Wtr Dt Fin Au
Revenue & Subordinate Bonds
N
CA
CO -MGR
06/05/20
10.500 South Adams Co Wtr & Sanit Dt
Water & Wastewater Rev Notes
P
CO
SOLE
06/09/20
62.645 Maryland Hlth & Hghr Ed Facs Au
Revenue Bonds
N
MD
CO -MGR
06/09/20
19.300 Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO -MGR
06/09/20
130.700 Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO -MGR
06/09/20
4.530 Muscle Shoals Solid Waste Disposal Auth
Sol d Waste Disposal Rev Bonds
N
AL
LEAD
06/09/20
14.100 Muscle Shoals Solid Waste Disposal Auth
Sol d Waste Disposal Rev Bonds
N
AL
LEAD
06/09/20
5.440 Oregon
General Obligation Bonds
N
OR
CO -MGR
06/09/20
32.540 Oregon
General Obligation Bonds
N
OR
CO -MGR
06/09120
47.015 Oregon
General Obligation Bonds
N
OR
CO -MGR
06/09120
84.715 Oregon
General Obl gation Bonds
N
OR
CO -MGR
Source: Refinitiv as of June 30, 2021
Sale D.
Description
-N
06/09/20
95.390 Oregon
General Obligation Bonds
OR
CO -MGR
06/09/20
134.930 Oregon
General Obligation Bonds
N
OR
CO -MGR
06/09/20
35.000 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
06/09/20
65 000 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
06/09/20
100.000 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
06/09/20
138 430 Regents of the University of Michigan
General Revenue Bands
N
MI
CO -MGR
06109/20
300.000 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
06109/20
350.025 Regents of the University of Michigan
General Revenue Bonds
N
MI
CO -MGR
06/09/20
267 995 So California Metro Water Dt
Water Revenue Refunding Bonds
N
CA
LEAD
06109/20
6.005 Winston-Salem City -North Carolina
General Obligation Bonds
C
NC
SOLE
06/10/20
47.800 Albuquerque Bemalilio Co Wtr Util Auth
Sr Lien Jt Wtr & Swr Sys Ref Bond
N
NM
CO -MGR
06/10/20
140 913 Dal as City -Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO -MGR
06/10/20
140 913 Dallas City -Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO -MGR
06/10/20
181.833 Dallas City Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO -MGR
06/10/20
181.833 Dallas City -Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO -MGR
06/10120
167.800 Fort Worth City -Texas
Wtr & Swr Sys Rev Ref & Imp Bonds
C
TX
SOLE
06/10120
21 665 Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
06/11120
178.390 Houston City -Texas
Comb Util Sys 1st Lien Rev & Ref
N
TX
LEAD
06/11/20
432.330 Houston City -Texas
Comb Ulil Sys 1st Lien Rev & Ref
N
TX
LEAD
06/11/20
377.635 Port of Morrow -Oregon
Transmission Facilities Rev Bonds
N
OR
CO -MGR
06/11/20
29.585 Santa Clara Co Financing Auth
Lease Revenue Bonds
C
CA
SOLE
06/12/20
16.575 Connecticut
General Obligation Bonds
N
CT
CO -MGR
06/12/20
41.000 Connecticut
General Obligation Bonds
N
CT
CO -MGR
06/12/20
56.020 Connecticut
General Obligation Bonds
N
CT
CO -MGR
06/12/20
83 955 Connecticut
General Obligation Bonds
N
CT
CO -MGR
08/12/20
86.095 Connecticut
General Obligation Bonds
N
CT
CO -MGR
06/12/20
116.355 Connecticut
General Obligation Bonds
N
CT
CO -MGR
06/16/20
178 715 Collin Co (Frsco) ISD
Refund'ng Bonds
N
TX
CO -MGR
06/16/20
400 000 Maryland Transportation Auth
Transportation Facs Proa Rev Bond
N
MD
CO -MGR
06/16/20
46.225 Oregon
General Obligation Bonds
N
OR
CO -MGR
06/17/20
4.870 Collin Co (Frisco) ISD
Refund ng Bonds
N
TX
CO -MGR
06/17/20
76.790 Fort Bend Go (Lamar) CISD
Unitd Tax Refunding Bonds
N
TX
CO -MGR
06/17/20
18.595 Indiana State University Bd of Trustees
Student Fee Bonds
N
IN
LEAD
06/17/20
81.265 Indiana State University Bd of Trustees
Slufent Fee Bonds
N
IN
LEAD
06/17/20
64.595 Johnston Co Finance Corp
L-minited Obligation Ref Bonds
N
NC
CO -MGR
06/17/20
71.040 Johnston Co Finance Corp
Lrminited Obligation Bonds
N
NC
CO -MGR
06/17/20
11.550 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06/17/20
21.355 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06/17/20
27.000 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06/17/20
94.710 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06/17/20
794.235 Texas Transportation Commission
Highway Imp GO Refunding Bonds
N
TX
CO -MGR
06/18/20
16.420 Bulloch Co Development Authority
Revenue Bonds
N
GA
SOLE
06/18/20
12.085 Charleston City -South Carolina
Wtrwrks & Swr Sys Cap Imp Bonds
N
SC
LEAD
06/18/20
168.695 Charleston City -South Carolina
Wtrwrks & Swr Sys Ref Rev Bonds
N
SC
LEAD
06/18/20
39.080 Geisinger Authority
Health System Revenue Bands
N
PA
CO -MGR
06/18/20
89.540 Geisinger Authority
Health System Revenue Bonds
N
PA
CO -MGR
06/18/20
139.560 Geisinger Authority
Health System Revenue Bonds
N
PA
CO -MGR
08/18/20
480.050 Geisinger Authority
Health System Revenue Bonds
N
PA
CO -MGR
06/18/20
492.010 NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
06/18/20
1,288.210 NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
06/18/20
55.805 Spartanburg Regional Hlth Svcs Dt
Hospital Revenue Bonds
N
SC
SOLE
06/18/20
69.195 Spartanburg Regional Hlth Svcs Dt
Hospital Revenue Bonds
N
SC
SOLE
06/19/20
128.470 Miami University
General Receipts Rev & Ref Bonds
N
OH
CO -MGR
06/23/20
17.082 Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
06/23/20
17.083 Houston City Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
06/23/20
23.735 Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
06/23/20
23.735 Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
06/23/20
33.445 Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
Source: Refiniliv as of June 34, 2021
Date Par
($ mils) Issuer
Issue Description
Bid
e
Role
06/23/20
33.445 Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO -MGR
06/23/20
90.050 Oakland Co (Pontiac) SD
GO School Building & State Bonds
N
MI
LEAD
06/23/20
8.500 Orange Co (Los Alamitos} USD
General Obligation Bonds
C
CA
SOLE
06/24/20
98.310 Alaska Municipal Bond Bank
GO & Refundinig Bonds
N
AK
CO -MGR
06/24/20
98.800 California Infrstr & Eco Dev Bank
Revenue Refunding Bonds
N
CA
SOLE
06/24/20
26.595 Corpus Christi City -Texas
General improvement Ref Bonds
N
TX
CO -MGR
06/24/20
67.320 Corpus Christi City -Texas
Genera l'mprovement Ref Bonds
N
TX
CO -MGR
06/24/20
80.385 Corpus Christi City -Texas
General mprovement Bonds
N
TX
CO -MGR
06/24/20
16.410 Montgomery Co Hsg Opportunities Comm
Multi Fami!y Housing Dev Bonds
N
MD
CO -MGR
06/24/20
50.935 Montgomery Co Hsg Opportunities Comm
Multi-Fami,y Housing Dev Bonds
N
MD
CO -MGR
06/25/20
85.000 California Municipal Fin Auth
Revenue Bonds
N
CA
SOLE
06/25/20
39.645 Campbell Co Indus Dev Auth
Public Facility Lease Rev Bonds
N
VA
LEAD
06/25/20
35.130 North Texas Municipal Water Dt
Regional Wastewater Sys Rev Bonds
C
TX
SOLE
06/30/20
1,094.915 Massachusetts Schoo! Bldg Auth
Sr Ded;cated Sales Tax Bonds
N
MA
CO -MGR
06/30/20
72.500 Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO -MGR
06/30120
72.500 Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO -MGR
07/01/20
140.885 Univ of Colorado Bd of Regents
Univ Enterprise Ref Rev Bonds
N
CO
LEAD
07/07/20
12.950 Missouri -Illinois Met Dt Bi -St Dev Agy
Comb Ln Mass Transit Ref Bonds
N
MO
LEAD
07/07/20
158.255 Missouri -Illinois Met Dt Bi -St Dev Agy
Comb Ln Mass Transit Ref Bonds
N
MO
LEAD
07/07/20
264.175 Tarrant Co College Dt
General Obligation Bonds
C
TX
SOLE
07/08/20
64.895 Bexar Co (Northside) ISD
Refunding Bonds
N
TX
CO -MGR
07/08/20
6.315 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
07108!20
28.545 Colorado Hsg & Fin Auth;CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
07/08/20
36.085 Colorado Hsg & Fin Auth ;CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
07/08/20
100.000 Las Vegas Valley Water Dt
GO Limited Tax Water Bonds
C
NV
SOLE
07108/20
29.500 Oregon
GO Refunding Bonds
N
OR
CO -MGR
07/08/20
354.170 Oregon
GO Refunding Bonds
N
OR
CO -MGR
07/08/20
36.450 St Louis Co -Missouri
GO Refunding Bonds
C
MO
SOLE
07/08120
44.770 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
LEAD
07/08/20
200 000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
LEAD
07/09/20
26.590 Jacksonville Electric Authority (JEA)
Water & Sewer Sys Sub Rev Bonds
N
FL
CO -MGR
07/09/20
104 000 Jacksonville Electric Authority (JEA)
Water & Sewer System Rev Bonds
N
FL
CO -MGR
07/09/20
323.335 Regents of the Univ of California
General Revenue Bonds
N
CA
LEAD
07/09/20
400 000 Regents of the Univ of California
General Revenue Bonds
N
CA
LEAD
07/09/20
500.000 Regents of the Univ of California
General Revenue Bonds
N
CA
LEAD
07/09/20
600 000 Regents of the Univ of California
General Revenue Bonds
N
CA
LEAD
07/09/20
826.195 Regents of the Univ of California
General Revenue Bonds
N
CA
LEAD
07109/20
88 295 Vermont Ed & Hlth Bldgs Fin Agy
Revenue Bonds
N
VT
CO -MGR
07/09/20
315.840 Wisconsin
Transportation Revenue Ref Bonds
N
WI
LEAD
07109/20
106.540 Wisconsin Public Finance Auth
Health Care Facs Rev & Ref Bonds
N
WI
CO -MGR
07/10/20
221.670 Jacksonville Electric Authority (JEA)
Electric System & Sub Rev Bonds
N
FL
CO -MGR
07/14/20
139.173 Dallas ISD
Unitd Tax School Bldg Bonds
C
TX
SOLE
07/14120
139.173 Dallas ISD
Unitd Tax School Bldg Bonds
C
TX
SOLE
07/14/20
600.000 Univ of Virginia Rector & Visitors
General Revenue Pledge Bonds
N
VA
CO -MGR
07/14/20
61.350 Virginia Resources Auth (VRA)
Water & Sewer Sys Rev Ref Bonds
N
VA
CO -MGR
07/14/20
36.455 Washington
General Obligation Bonds
C
WA
SOLE
07/15/20
50.250 Kansas Turnpike Authority
Refunding Revenue Bonds
N
KS
CO -MGR
07/15/20
328.450 NYS Dorm Authority
Revenue Bonds
N
NY
CO -MGR
07/15/20
17.760 Pennsylvania Hghr Ed Facs Auth
Revenue Bonds
N
PA
LEAD
0715120
134.735 Pennsylvania Hghr Ed Facs Auth
Revenue Bonds
N
PA
LEAD
07/16/20
212.700 Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
07/16/20
12.150 Sacramento City Housing Authority
Multi -Family Housing Rev Bonds
P
CA
SOLE
07/16/20
339.360 Virginia College Building Auth
Educational Facs Re Bonds
N
VA
CO -MGR
07/17/20
16.000 Maryland Dept Hsg & Com Dev (DHCD)
Multi -Family Note
P
MD
SOLE
07117/20
72.075 NYS Urban Development Corp
Stale Personal Inc Tax Rev Bonds
N
NY
CO -MGR
07117/20
2,225.380 NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO -MGR
07120/20
341.455 Virginia College Building Auth
Revenue & Rev Ref Bonds
N
VA
CO -MGR
07121/20
22.500 NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO -MGR
Source, Refinitiv as of June 30, 2021
Sale D.
Description
Bid
State
Role
07/21/20
39.485 NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO -MGR
07/21/20
46.320 NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO -MGR
07/21/20
78.295 NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO -MGR
07/21/20
76.695 San Antonio City -Texas
Water System Jr Lien Re Bonds
N
TX
LEAD
07/21/20
76.695 San Antonio City -Texas
Water System Jr Lien Re Bonds
N
TX
LEAD
07/22/20
300.000 Auburn University
General Fee Revenue Bo ds
N
AL
CO -MGR
07/22/20
181.040 Harris Co (Humble) ISD
School Building Bonds
N
TX
LEAD
07/22/20
249 920 Maryland
GO State & Local Facs Loan Bonds
C
MD
SOLE
07/22/20
78 500 NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
N
NY
LEAD
07/23/20
114 880 Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO -MGR
07/23/20
114 880 Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO -MGR
07/23/20
114 880 Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO -MGR
07/23/20
114.880 Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO -MGR
07/23/20
504.225 Mississippi
GO Refunding Bonds
N
MS
LEAD
07/23/20
1.705 Smith Co (Tyler) ISD
Unlimited Tax Refunding Bonds
N
TX
CO -MGR
07/23120
121.420 Smith Co (Tyler) ISD
UnCmited Tax Refunding Bonds
N
TX
CO -MGR
07/24/20
14.500 California Housing Finance Agcy
Multi-Famity Housing Rev Notes
P
CA
SOLE
07/28120
48.520 Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO -MGR
07128!20
198.305 Seattle City -Washington
Muni Light & Power Imp Rev Bands
C
WA
SOLE
07/29/20
44 115 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
07/29/20
74.080 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
07/29/20
46.240 New Jersey Hsg & Mtg Fin Agency
S ngle Family Housing Rev Bonds
N
NJ
CO -MGR
07/29/20
55.370 New Jersey Hsg & Mtg Fin Agency
S!ngle Family Housing Rev Bonds
N
NJ
CO -MGR
07/29/20
266.090 New Jersey Hsg & Mtg Fin Agency
Single Family Housing Rev Bonds
N
NJ
CO -MGR
07/29/20
66.000 South Dakota Hous ng Dev Auth
Homeownership Mortgage Bonds
N
SD
CO -MGR
08104/20
118 460 Alabama Highway Corp
Special Obligation Revenue Bonds
N
AL
CO -MGR
08/04/20
52.800 Kaufman Co (Crandall) ISD
School Building Bonds
N
TX
LEAD
08105/20
74 675 Alaska Housing Finance Corp
General Mortgage Rev Bonds
N
AK
CO -MGR
08/05/20
135 170 Alaska Housing Finance Corp
General Mortgage Rev Bonds
N
AK
CO -MGR
08/05/20
22.360 Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO -MGR
08/05/20
91.615 Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO -MGR
08/05/20
237.975 Long Island Power Authorty
Electric System General Rev Bonds
N
NY
CO -MGR
08/05/20
250.000 Long Island Power Author ty
Electric System Gen Rev Bonds
N
NY
CO -MGR
08/05/20
40.000 Maine State Hous ng Authority
Mortgage Purchse Bonds
N
ME
CO -MGR
08/05/20
47.810 Tucson City -Arizona
General Obl'.gation Bonds
N
AZ
LEAD
08/05/20
.007 Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO -MGR
08/05/20
.007 Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO -MGR
08/05/20
46.500 Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO -MGR
08/05120
120.995 Williamson Co (Leander) ISD
School Budding & Refunding Bands
N
TX
CO -MGR
08/06/20
43.820 Anchorage City -Alaska
GO Refunding Bonds
N
AK
CO -MGR
08/06/20
60.090 Anchorage City -Alaska
General Obligation Bonds
N
AK
CO MGR
08/06/20
60.385 Anchorage City -Alaska
GO & Refunding Bonds
N
AK
CO -MGR
08/06/20
77.830 Anchorage City -Alaska
GO Refunding Bonds
N
AK
CO -MGR
08/06/20
100.000 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
08/11/20
3.000 Caldwell Co -Texas
Comb Tax & Ltd Pledge Cert of Ob
P
TX
SOLE
08/11/20
255.115 Los Angeles Co Metro Trans Auth
Sales Tax Revenue Ref Bonds
N
CA
LEAD
08/11/20
1,100.980 Los Angeles Co Metro Trans Auth
Sales Tax Revenue Ref Bonds
N
CA
LEAD
08/11/20
160.000 Maryland Dept Hsg & Com Dev (DHC D)
Residential Revenue Bonds
N
MD
CO -MGR
08/11/20
152.020 Minnesota
GO State Trunk Highway Bonds
C
MN
SOLE
08/11/20
180.190 Minnesota
GO State Trunk Highway Ref Bonds
C
MN
SOLE
08/12/20
257.495 Broome Co Local Dev Corp
Revenue Bonds
N
IVY
CO -MGR
08/12/20
35.000 California Poll Control Fin Auth
Water Facs Ref Rev Bonds
N
CA
SOLE
08/12/20
25.000 Illinois Finance Authority
Water Faci ities Ref Rev Bonds
N
IL
SOLE
08/12/20
26.000 Owen Co -Kentucky
Water Faci;itles Ref Rev Bonds
N
KY
SOLE
08/13/20
28.435 Lincoln Co -North Carolina
Enterprise System Revenue Bonds
N
NC
SOLE
08/13/20
25.000 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
08/13/20
72.500 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
08/13/20
167.305 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
IVY
CO MGR
Source: Refinitiv as of June 30, 2021
08/13/20
6.213 Tom Green Co (San Angelo) ISD
Refunding Bonds
N
TX
CO -MGR
08/13/20
64.840 Tom Green Co (San Angelo) ISD
Refunding Bands
N
TX
CO -MGR
08/13/20
50.100 Weymouth Town Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
08/18/20
101.220 Harris Co (Goose Creek) CISD
School Building Bonds
N
TX
CO -MGR
08/18/20
625.005 San Fran Bay Area Rapid Trans Dt
General Obligation Bonds
N
CA
CO -MGR
08/19/20
278.025 Denton Co ISD
School Building Bonds
N
TX
CO -MGR
08/19/20
380.000 Las Angeles Dept of Airports
Sen or Revenue Bonds
N
CA
CO -MGR
08/19/20
678.500 Los Angeles Dept of Airports
Sen or Ref & Revenue Bonds
N
CA
CO -MGR
08/19/20
108.280 Minnesota Housing F:n Agency
State Appropriation Bonds
N
MN
CO -MGR
08/19/20
53.924 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
08/19/20
80.886 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
08/20/20
6.425 Rockwall ISD
Refunding Bonds
N
TX
CO -MGR
08/20/20
157.365 Rockwall ISD
Refunding Bonds
N
TX
CO -MGR
08/21/20
539.582 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
08/21/20
809.373 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
08/25/20
7.720 San Antonio City -Texas
Comb Tax & Rev Cert of Obligation
N
TX
CO -MGR
08/25/20
7.720 San Antonio City Texas
Comb Tax & Rev Cert of Obligation
N
TX
CO -MGR
08/25/20
114.930 San Antonio City -Texas
Gen Imp & Comb Tax Rev Cert of Ob
N
TX
CO -MGR
08/25/20
114.930 San Antonio City -Texas
Gen Imp & Comb Tax Rev Cert of Ob
N
TX
CO -MGR
08/26/20
314.030 California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO -MGR
08/26/20
994.585 California State Univ Trustees
Systemwide Revenue Bands
N
CA
CO -MGR
08/26/20
13.810 Lower Tule River Irrigation Dt
Refunding Revenue Bonds
N
CA
SOLE
08/27/20
367.895 Chicago Transit Authority
Sales Tax Receipts Rev Bonds
N
IL
CO -MGR
08/27/20
12.241 Delaware State Housing Authority
Multi -Family Housing Rev Note
P
DE
SOLE
08/27/20
20.190 Louisiana Reg;onal Transit Auth
Sales Tax Revenue Ref Bonds
N
LA
LEAD
08/27/20
62.815 Louisiana Reg'.onal Transit Auth
Sales Tax Revenue Ref Bonds
N
LA
LEAD
08/27/20
1.055 Montgomery Co (New Caney) ISD
Refunding Bonds
N
TX
CO -MGR
08/27/20
61.210 Montgomery Co (New Caney) ISD
Refunding Bonds
N
TX
CO -MGR
08127.-'20
440 192 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
08127.20
660 288 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
08128.-'20
265.000 Arkansas Development Fin Auth
Industrial Development Rev Bonds
N
AR
CO -MGR
09/01/20
96.665 Alaska Housing Finance Corp
Revenue Bonds
N
AK
CO -MGR
09101 -20
1.455 Arizona Industrial Dev Auth
Lease Revenue Bonds
N
AZ
SOLE
09/01/20
51.165 Arizona Industrial Dev Auth
Lease Revenue Bonds
N
AZ
SOLE
09101.-'20
36.175 New Mexico Hosp Equip Loan Council
Hospital Sys Ref & Imp Rev Bands
N
NM
CO MGR
09/01/20
1,511.015 New York Transportation Dev Corp
Special Facilities Rev Bonds
N
NY
CO -MGR
09101.-'20
100.760 Virginia Transportation Board
Federal Transportation Rev GANs
N
VA
LEAD
09/02/20
212 500 California
Various Purpose GO Bands
N
CA
CO -MGR
09/02/20
2.418.450 California
Various Purpose GO & Ref Bonds
N
CA
CO -MGR
09/02/20
19.245 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
09/02/20
55.000 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
09/02/20
102 935 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
09/02/20
24.095 North Charleston City -South Carolina
Limited Obligation Bonds
N
SC
SOLE
09/03/20
122.520 California Infrstr & Eco Dev Bank
Refunding Revenue Bonds
N
CA
SOLE
09/03/20
3,500.000 Florida St Board Admin Fin Corp
Revenue Bonds
N
FL
LEAD
09/03120
2.815 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
09/03/20
28.015 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
09/03/20
29 615 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
09/03/20
64.360 Massachusetts Housing Fin Agcy
Single Fami y Housing Rev Bonds
N
MA
CO -MGR
09/03/20
212 140 Pennsylvania Housing Fin Agcy (PHFA)
Single Fami y Mortgage Rev Bonds
N
PA
CO -MGR
09/09/20
56.660 Crystal Valley Metropolitan Dt #2
Ltd Tax GO Refunding & Imp Bonds
N
CO
SOLE
09/09/20
20 770 Marshfield Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
09/09120
74.420 Maui Co -Hawaii
General Obligation Bonds
N
HI
SOLE
09/09/20
21 835 Sandwich Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
09/09/20
325.895 Washington Suburban Sanitary Dt
Consolidated Public Imp Bonds
C
MD
SOLE
09/10/20
212 170 Michigan State Building Auth
Revenue & Refunding Bonds
N
MI
CO -MGR
09/10/20
556 855 Michigan State Building Auth
Revenue Refunding Bands
N
MI
CO -MGR
09/10/20
2.535 Rosedale -Rio Bravo Wtr Storage Dt
Revenue Refunding Bonds
N
CA
SOLE
Source Refin;tiv as of June 30, 2021
Sale D.
Description
-N•
Stm
Role
09110M
9.460 Rosedale -Rio Bravo Wtr Storage Dt
Revenue Refunding Bonds
CA
SOLE
09/10/20
16.235 Rosedale -Rio Bravo Wtr Storage Dt
Revenue Refunding Bonds
N
CA
SOLE
09/10/20
26.180 Rosedale -Rio Bravo Wtr Storage Dt
Revenue Refunding Bonds
N
CA
SOLE
09/11/20
333.445 Charlotte City -North Carolina
Water & Sewer Sys Ref Ref Bonds
N
NC
LEAD
09/15120
49.410 Austin City -Texas
Publ.c Improvement & Ref Bonds
N
TX
CO -MGR
09/15/20
218.725 Austin City -Texas
Pub Imp & COBs & Pub Prop Bands
N
TX
CO -MGR
09/15/20
15.630 Minnesota Housing Fin Agency
Resindential Housing Fin Bonds
N
MN
CO -MGR
09/15/20
109.370 Minnesota Housing F,n Agency
Resindential Housing Fin Bonds
N
MN
CO -MGR
09/15/20
3.520 Potter Co (Amarillo) ISD
Refunding Bonds
N
TX
CO -MGR
09/15/20
84.870 Potter Co (Amarillo] ISD
Refunding Bonds
N
TX
CO -MGR
09!15120
181.770 Sandy Springs Pub Facs Auth
Refunding Revenue Bonds
C
GA
SOLE
09/16/20
199.685 NYC Transitional Finance Auth
Future Tax Secure Sub Bonds
N
NY
CO -MGR
09/16/20
900.000 NYC Transitional Finance Auth
Future Tax Secure Sub Bonds
N
NY
CO -MGR
09/17/20
251.195 Hams Co F'ood Control Dt
Improvement Refunding Bonds
N
TX
CO -MGR
09/17/20
200.000 North Carolina Housing Fin Agcy
Home Ownership Rev & Ref Bonds
N
NC
CO -MGR
09/22/20
112.065 Louisville -Jefferson Co Metro Swr Dt
Swr & Drainage Sys Rev Ref Bonds
C
KY
SOLE
09/22/20
124.835 Miami -Dade Co -Florida
Cap Asset Acqui Special Ob Bonds
C
FL
SOLE
09/22/20
28 090 Mobile Co -Alabama
L'mited Obligation Warrants
N
AL
LEAD
09/22/20
628.515 Texas Water Development Board
Revenue Bonds
N
TX
CO -MGR
09/23/20
4.600 Colorado Hsg & Fin Auth (CHFA)
Multi-Famity Class I Bonds
N
CO
CO -MGR
09/23/20
8.040 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Class I Bonds
N
CO
CO -MGR
09/23/20
29.735 Colorado Hsg & Fin Auth (CHFA)
Multi-Famity Class I Bonds
N
CO
CO -MGR
09/23/20
161.565 NYS Housing Fin -Mortgage Agcy
Affordable Hsg Ref Rev Bonds
N
NY
CO -MGR
09/23/20
91.515 Virginia Beach City -Virginia
Storm Water Util Rev & Ref Bonds
C
VA
SOLE
09/24120
44.200 Albuquerque City -New Mexico
Tran Infra Gross Receipts Tx Bond
N
NM
CO -MGR
09/24/20
80.000 California Municipal Fin Auth
Sol -d Waste Disposal Rev Bonds
N
CA
CO -MGR
09/24/20
650.000 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO -MGR
09/24/20
72.405 Tulare Co Transportation Auth
Ltd Tx Sales Tax Revenue Bonds
N
CA
CO -MGR
09/24/20
4 000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
09/24/20
19.050 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
09/25/20
175.000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
09/29/20
25.705 Henrico Co -Virginia
Water & Sewer Sys Rev Bonds
N
VA
CO -MGR
09/29/20
118.675 Henrico Co -Virginia
Water & Sewer Sys Ref Rev Bonds
N
VA
CO -MGR
09/30/20
52.035 Hams Co -Houston Sports Auth
Senior Lien Revenue Ref Bands
N
TX
LEAD
09/30/20
60.130 Harris Co -Houston Sports Auth
Senior & 2nd Ln Revenue Rei Bonds
N
TX
LEAD
09/30/20
80.000 Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO -MGR
10/01/20
156.835 Charleston Ed Excellence Fin Corp
Installment Purchase Rev Ref Bond
N
SC
SOLE
10/01/20
44.225 Colorado
Certificates of Participation
N
CO
LEAD
10/01/20
68.670 Colorado
Certificates of Participation
N
CO
LEAD
10/01/20
4.185 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/01/20
35.710 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/01/20
47.415 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO -MGR
10/01/20
397.440 Florida State BOE
Pub Education Cap Outlay Ret Bond
C
FL
SOLE
10/01/20
64.035 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
10/01/20
28.640 New Bedford City -Massachusetts
GO Stale Qual Muni Purp Ln Bonds
C
MA
SOLE
10/01/20
258.573 North Texas Tollway Auth (NTTA)
System Revenue Refunding Bonds
N
TX
CO -MGR
10/01/20
258.573 North Texas Tollway Auth (NTTA)
System Revenue Refunding Bonds
N
TX
CO -MGR
10/05120
86.200 Montgomery Co -Tennessee
General Obligation Bonds
C
TN
SOLE
10/06/20
614.615 Hampton Roads Trans Arc Com (HRTAC)
Roads Transportation Fund Bonds
N
VA
CO -MGR
10/06/20
11.485 Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO -MGR
10/06/20
250.000 Ohio Water Development Authority
Wtr Poli Ctrl Ln Fund Ref Bonds
N
OH
LEAD
10/06/20
59.375 Palm Beach Co -Florida
Water & Sewer Rev Ref Bonds
C
FL
SOLE
10/07/20
9.410 Shafter Wasco Irrigation Dt
Refunding Revenue Bonds
N
CA
SOLE
10/08/20
47.395 Albany -Dougherty Inner City Auth
Refunding Revenue Bonds
N
GA
LEAD
10/08/20
219.310 Arlington Co -Virginia
GO Refunding Bonds
N
VA
CO -MGR
10/08/20
47.830 Dallas Co (Garland) ISD
Refunding Bonds
N
TX
CO -MGR
10/08/20
900.000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
10/09/20
178.070 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
Source: Refrnitiv as of June 30. 2021
Sate D.
Description
10/13/20
232.830 Huntsville Health Care Auth
Revenue Bonds
N
AL
CO -MGR
10/14/20
26.650 Arlington Co industrial Dev Auth
Revenue Bonds
N
VA
LEAD
10/14/20
30.940 Arlington Co Industrial Dev Auth
Revenue Bonds
N
VA
LEAD
10/14/20
1.195 Ellis Co (Midlothian) ISD
Ref Capital Appreciation Bonds
N
TX
LEAD
10/14/20
30.925 Ellis Co (Midlothian) ISD
Refunding Bonds
N
TX
LEAD
10/14/20
72.230 Ellis Co (Midlothian) ISD
Refunding Bonds
N
TX
LEAD
10/14/20
146.545 Metro Wastewater Reclamation Dt
Sewer Improvement Bonds
N
CO
SOLE
10/14/20
200.000 NYC Transitional Finance Auth
Building Aid Revenue Bonds
C
NY
SOLE
10/14/20
63.180 New Mexico Finance Auth (NMFA)
State Transpo Ref Rev Bonds
N
NM
CO -MGR
10/15/20
33.105 Centerra Metropolitan Dt#1
Special Rev Ret& Imp Bonds
N
CO
SOLE
10/15/20
103.210 Fort Worth City -Texas
Drainage Util Sys Rev & Imp Bonds
C
TX
SOLE
10/15/20
14.770 Isle of Palms -South Carol na
Water and Sewer System Rev Bonds
C
SC
SOLE
10/15/20
23.075 Michigan St Hsg Dev Au (MSHDA)
Rental Hous -ng Revenue Bonds
N
MI
CO -MGR
10/15/20
499.260 North Carolina Turnpike Authority
Revenue BANS
N
NC
LEAD
10/15/20
179.165 Oklahoma Turnpike Authority
Revenue Refunding Bonds
N
OK
CO -MGR
10/15/20
187.195 Oklahoma Turnpike Authority
Revenue Refunding Bonds
N
OK
CO -MGR
10/15/20
45.824 San Francisco City/Co-Callfomia
Multi-Fam N Housing Rev Note
P
CA
SOLE
10/15120
118.130 Virginia
GO Refunding Bonds
C
VA
SOLE
10/15/20
50.920 Westchester Co -New York
GO Refunding Bonds
C
NY
SOLE
10/16120
19.920 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
10/16120
40.390 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
10/16/20
59.375 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
10/19/20
7.289 Clark Co -Nevada
GO Ltd Pub Facs Ref Bonds
P
NV
SOLE
10/19/20
19.015 Santa Clara Co (Union) ESD
GO Refunding Bonds
N
CA
SOLE
10/20120
52.000 Charles Co County Commissioners
Consolidated Pub Imp Bonds
C
MO
SOLE
10/20120
38.460 Dallas City -Texas
GO Refunding Bonds
C
TX
SOLE
10/20120
38.460 Dallas City -Texas
GO Refunding Bonds
C
TX
SOLE
10/20/20
194.470 Delaware Transportation Auth
Grant Antic pation Bonds
N
DE
CO -MGR
10/20120
2.750 Nevada
GO Natural Resources & Ref Bonds
C
NV
SOLE
10120.-20
53.170 Sandy Springs Pub Facs Auth
Revenue Bonds
C
GA
SOLE
10/20/20
320.840 Virginia Public School Authority
School Financing Ref Bonds
C
VA
SOLE
10/20120
13.665 Wiliam and Mary College
General Revenue Pledge Bonds
N
VA
CO -MGR
10120/20
137.495 Wi liam and Mary College
General Rev Pledge & Ref Bonds
N
VA
CO -MGR
10/21/20
198.890 California
Various Purpose GO Ref Bands
C
CA
SOLE
10/21/20
33.105 Fossil Ridge Metro DI #3
Limited Tax GO Ref & Imp Bonds
N
CO
SOLE
10/22/20
206.085 Alabama Pub School & College Au
Capita Imp Pool & Ref Bonds
N
AL
LEAD
10/22/20
1,274.750 Alabama Pub School & College Au
Capita' Improvement & Ref Bonds
N
AL
LEAD
10/22/20
56.365 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
10/22/20
76.075 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
10/22120
77.035 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
SOLE
10/22/20
1.168 Harris Co (Goose Creek) CISD
Refunding Bonds
N
TX
CO MGR
10122/20
120.010 Harris Co (Goose Creek) CISD
Refunding Bonds
N
TX
CO -MGR
10122/20
363.230 Los Angeles Co Pub Works Fin Au
Lease Revenue Bonds
N
CA
LEAD
10/22/20
109.725 Washington State Un-versity
General Revenue & Ref Bonds
N
WA
CO -MGR
10126/20
49.535 Santa Clara Co (Cupertino) USD
GO Refunding Bonds
N
CA
SOLE
10/26/20
14.860 Scott Co (Shakopee) ISO #720
GO School Building Ref Bonds
C
MN
SOLE
10/27/20
29.440 Apex -North Carolina
GO Refunding Bonds
C
NC
SOLE
10127/20
387.150 Harris Co (Cypress -Fairbanks) 'SD
School Building & Ref Bonds
N
TX
CO -MG R
10/27/20
30.725 Platte Co (Park Hi 1) SD
GO Refunding Bonds
C
MO
SOLE
10127/20
54.025 Westchester Co (Pelham) UFSD
School District Serial Bonds
C
NY
SOLE
10/28/20
502.615 California St Public Works Board
Lease Revenue Refunding Bonds
N
CA
LEAD
10/28/20
27.395 Charleston Public Facs Corp
Installment Purchase Rev Bonds
N
SC
LEAD
10/28/20
72.000 Clayton Co -Georgia
General Obligation Bonds
P
GA
SOLE
10/28/20
144.520 Galveston Co (Gear Creek) ISD
Refunding Bonds
N
TX
CO -MG R
10/28/20
28.770 0 Fallon City -Missouri
Special Obligation Bonds
C
MO
SOLE
10/28/20
199.755 Upper Occoquan Sewerage Auth
Reg Sewerage Sys Rev Ref Bonds
C
VA
SOLE
10/28/20
74.750 Utah Transit Au (UTA7
Sales Tax Revenue Ref Bonds
N
UT
LEAD
10/28/20
1.065 Ventura Co (Oak Park) USD
GO Refunding Bonds
N
CA
SOLE
Source: Refinitiv as of June 30. 2021
Sale D.
D•
10/28/20
7.891 Ventura Co (Oak Park) USD
GO Refunding Bonds
N'
CA
SOLE
10/28/20
38.835 Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO -MGR
10/29/20
252.810 Georgia Muni Electric Au (M EAG)
General Resolution & Sub Bonds
N
GA
LEAD
10/29/20
35.645 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
10/29/20
40.000 Maine State Housing Authority
Mortgage Purchase Bends
N
ME
CO -MGR
10/29/20
119.000 Milwaukee City -Wisconsin
GO Refunding Promissory Notes
C
WI
SOLE
10/29/20
700.000 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
10/29/20
700.000 North Carolina
Limited Obligation Bonds
N
NC
CO -MGR
10/29/20
85.330 Polk Ca (Southeast Polk) CSD
GO School Bonds
C
IA
SOLE
10/29/20
5.000 Ventura Co (Conejo Valtey) USD
General Obligation Bonds
N
CA
SOLE
10/29/20
44.995 Ventura Co (Conejo Valley) USD
General Obligation Bonds
N
CA
SOLE
10/30/20
93.060 Michigan St Hsg Dev Au (MSHDA)
Sing'e Family Mortgage Rev Bonds
N
MI
CO -MGR
10/30/20
151.630 Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO -MGR
10/30/20
444.415 Wisconsin Center Dt
Sr & Jr Dedicated Tax Rev Bonds
N
WI
CO -MGR
11/09/20
40.067 Minnesota Housing Fin Agency
Homeownership Fin Bonds
N
MN
CO -MGR
11/10/20
125.000 North Dakota Hsg Fin Agcy
Housing Finance Program Bonds
N
ND
CO -MGR
11/12120
10.725 Hampton City -Virginia
GO Public Improvement Bonds
N
VA
CO -MGR
11/12120
16.895 Hampton City -Virginia
GO Public Improvement & Ref Bonds
N
VA
CO -MGR
11/12/20
63.400 Hoover Industrial Dev Board
Environmental Imp Rev Bonds
N
AL
CO -MGR
1 1112120
33.300 Indiana Finance Authority
Environmental Imp Rev Bonds
N
IN
CO -MGR
11/12120
13.700 Los Angeles City -California
Multi -Family Housing Rev Note
P
CA
SOLE
11112/20
36.010 Mesa City -Arizona
Excise Tax Revenue Obligations
N
AZ
SOLE
11116120
62.720 Collin Co (Plano) LSD
Refunding Bonds
N
TX
LEAD
11117/20
47.510 Bexar Co (San Antonio) ISO
Refunding Bonds
N
TX
LEAD
i 1118120
77.390 Georgia Mun, Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
11/18/20
51.120 Massachusetts Dev Finance Agcy
Special Obligation Ref Bonds
C
MA
SOLE
11/18/20
15.155 Minneapolis -St Paul Metro Council
GO Transit Refunding Bonds
C
MN
SOLE
11/18/20
3,672.360 New Jersey
GO Emergency Bonds
N
NJ
CO -MGR
11!18120
15.990 Otter Tail Co (Pe;ican Rapids) ISD #548
GO School Bldg Ref Bonds
C
MN
SOLE
1 V18120
44.970 Virginia Housing Dev Auth (VHDA]
Rental Housing Bonds
N
VA
CO -MGR
11{18120
50.000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
11.19/20
18.885 Anchorage City -Alaska
Port Revenue Bonds
N
AK
CO -MGR
11119/20
46.210 Anchorage City -Alaska
Port Revenue Bands
N
AK
CO -MGR
11119/20
38.970 Athens Housing Authority
Revenue Bonds
N
GA
LEAD
11!19120
35.025 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO -MGR
11119/20
10.195 Univ of Oklahoma Bd of Regents
General Revenue Ref Bonds
N
OK
CO -MGR
11/19/20
60.565 Univ of Oklahoma Bd of Regents
General Revenue Ref Bonds
N
OK
CO -MGR
11/20/20
38.070 Franklin Co Industrial Dev Auth
Public Fac Lease Rev Ref Bonds
N
VA
LEAD
11/20/20
31.530 NYC Housing Dev Corp
Housing Impact Bonds
N
NY
LEAD
11/20/20
257.535 NYC Housing Dev Corp
Housing Impact Bonds
N
NY
LEAD
11/24/20
3.875 Denton Co ISD
Refunding Bonds
N
TX
CO -MGR
11/24/20
265.570 Denton Co ISD
Refunding Bonds
N
TX
CO -MGR
11/24/20
9.415 Shreveport City -Louisiana
Water & Sewer Rev Ref Bonds
N
LA
LEAD
11/24/20
18.035 Shreveport City -Louisiana
Water & Sewer Rev Ref Bonds
N
LA
LEAD
12/01/20
6.965 Colorado Reg Transportation Dt
Revenue Bonds
N
CO
LEAD
12/01/20
304.820 Colorado Reg Transportation Dl
Revenue Bonds
N
CO
LEAD
12/01/20
500.000 Illinois State Toll Highway Auth
Toll Highway Sr Revenue Bonds
N
IL
CO -MGR
12/01/20
60.000 Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO -MGR
12/02/20
22.035 Louisiana Gov Env Fac & CDA (LCDAi
Revenue Bonds
N
LA
SOLE
12/02/20
23.860 Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO -MGR
12/02/20
1,500.000 New Jersey Trans Trust Fund Au
Transportation Program Bonds
N
NJ
CO -MGR
12/02/20
23.500 Westchester Co Indust Dev Agcy
Multi -Family Housing Rev Bonds
N
NY
SOLI:
12/03/20
24.560 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Housing Rev Bonds
N
CO
CO -MGR
12/03/20
91.430 Frisco City -Texas
GO Refund'ng & Improvement Bonds
C
TX
SOLE
12/03/20
534.425 NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Reso Bands
N
NY
CO -MGR
12/03/20
194.570 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
LEAD
12/03/20
287.045 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
12/03/20
15.720 Pima Co -Arizona
Certificates of Participation
N
AZ
CO -MGR
Source- Refinitav as of June 30, 2021
Sale Date
12103/20
50.390 Pima Co Arizona
Certificates of Participation
N
AZ
CO -MGR
12/03/20
170.800 W.II Co -Illinois
GO Alt Rev Source Ref Bonds
N
IL
SOLE
12/04/20
2.980 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
12/04/20
50.560 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
12/04/20
63.210 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
12/08/20
242.570 Los Angeles Dept Wtr & Pwr (LADWP)
Water Sytem Revenue Bonds
N
CA
CO -MGR
12/08/20
37.040 Ohio Higher Ed Fac Commission
Revenue Bonds
N
OH
LEAD
12109/20
15.585 El Paso Co -Colorado
Revenue Refunding Bonds
N
CO
SOLE
12/09/20
22.765 E Paso Co -Colorado
Revenue Refunding Bonds
N
CO
SOLE
12109/20
484.160 Georgia State Road & Tollway Auth
Fed Hway GANs & Reimburse Bonds
N
GA
CO -MGR
12/09/20
2.800 Massachusetts Housing Fin Agcy
Single Family Mortgage Rev Bonds
N
MA
CO -MGR
12/09/20
102.365 Massachusetts Housing Fin Agcy
Single Fam tY Mortgage Rev Bonds
N
MA
CO -MGR
12109/20
16.525 Minnesota Housing Fin Agency
Residential Hous ng Finance Bonds
N
MN
CO -MGR
12/09/20
108.475 Minnesota Housing Fin Agency
Res;dential Housing Finance Bonds
N
MN
CO -MGR
12/09/20
39.050 New Jersey Hsg & Mtg Fin Agency
Multi Family Revenue Bonds
N
NJ
LEAD
12!09120
41.550 New Jersey Hsg & Mtg Fin Agency
Mulb-Family Revenue Bonds
N
NJ
LEAD
12109/20
202.315 Port of Morrow -Oregon
Transmission Facs Rev Bonds
N
OR
LEAD
12/09/20
279.315 University of Connecticut
GO & Refunding Bonds
N
CT
CO -MGR
12/10/20
27.240 Tucson City -Arizona
Ref Certificates of Part-cipation
N
AZ
SOLE
12/11/20
19.800 Florida Gulf Coast Univ Fin Corp
Capital 'improvement Ref Rev Bonds
N
FL
SOLE
12/11120
137.605 NYC Housing Dev, Corp
Mult Family Housing Rev Bonds
N
NY
CO -MGR
12/11/20
315.345 NYC Housing Dev Corp
Mult;-Fami y Housing Rev Bonds
N
NY
CO -MGR
12/15/20
109.310 Collin Co (Frisco) ISD
Refund!ng Bonds
N
TX
CO -MGR
12/15/20
182.170 Collin Co iFrisco) ISD
Schooi Building & Refunding Bonds
N
TX
CO -MGR
12115!20
319.025 Empire State Development Corp
Revenue Bonds
C
NY
SOLE
12/15/20
338.605 Empire State Development Corp
Revenue Bonds
C
NY
SOLE
12/15/20
37.550 New Hampshire
GO Refunding Bonds
C
NH
SOLE
12/15/20
39.000 Travis Co Housing Finance Corp
Mu'ti-Family Housing Rev Bonds
N
TX
LEAD
12116/20
21.000 District of Columbia Hsg Fin Agy
Multi -Family Housing Rev Bonds
N
DC
SOLE
12/16/20
310.195 NYC Health & Hosp Corp
Health System Bonds
N
NY
CO -MGR
12/16/20
73.260 NYC Trust for Cultural Resources
Refunding Revenue Bonds
N
NY
CO -MGR
12!16120
6 750 Three Springs Metro Dt #1
Sub Ltd Tx GO Refunding Bonds
N
CO
SOLE
12117/20
20.805 Denton Co (Little Elm) ISD
Refunding Bonds
N
TX
LEAD
12/17/20
1.500.000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
12117/20
.500 South Carolina St Hsg Fin & Dev Au
Multi -Family Rental Hsg Rev Bonds
N
SC
SOLE
12/17/20
14.500 South Carolina St Hsg Fin & Dev Au
Multi -Family Rental Hsg Rev Bonds
N
Sc
SOLE
01/06/21
1.475 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
01/06/21
28 915 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
01106/21
51.525 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
01106/21
54.275 Louisiana Transportation Auth
Refunding Bonds
N
LA
LEAD
01107/21
71.500 California Infrstr & Eco Dev Bank
Refunding Revenue Bonds
N
CA
SOLE
01/07/21
228.500 California Infrstr & Eco Dev Bank
Refunding Revenue Bonds
N
CA
SOLE
01107/21
89.580 Multnomah Co -Oregon
Full Faith & Credit Ref Oblig
C
OR
SOLE
01/12/21
79.000 Salt Lake Co (Canyons) SD BOE
General Obligation Bonds
C
UT
SOLE
01/12/21
52.345 San Diego Co (Escondido) USD
GO Refunding Bonds
N
CA
SOLE
01/12/21
99.000 South Dakota Housing Dev Auth
Homeownership Mortgage Bonds
N
SD
CO -MGR
01/13/21
46.665 Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
SOLE
01/14121
250.000 Long Island Power Authority
Electric System Gen Rev Nates
N
NY
CO -MGR
01/14121
34.995 Virginia Polytechnic Ins & Slate Univ
General Rev Pledge Ref Bonds
N
VA
CO -MGR
01/15121
35.780 Greensboro City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
01/20121
117.285 Harris Co (Channelview) ISD
Unlimited Tax Schhool Bldg Bonds
C
TX
SOLE
01/21/21
99.250 Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
LEAD
01/21/21
995.235 New Jersey Turnpike Authority
Turnpike Revenue Bonds
N
NJ
CO -MG R
01/21/21
7.920 Scottsdale Muni Property Corp
Excise Tax Rev Rei Bonds
N
AZ
LEAD
01/21/21
135.185 Scottsdale Muni Property Corp
Excise Tax Rev Rei Bonds
N
AZ
LEAD
01/21/21
76.870 Utah State Board of Regents
General Revenue Refunding Bonds
N
UT
CO -MGR
01/21/21
94.620 Utah State Board of Regents
General Revenue Refunding Bonds
N
UT
CO -MGR
01 126121
50.000 Los Angeles Dept Wtr & Pwr (LADWP)
Power System Demand Rev Bonds
N
CA
SOLE
Source. Refinitiv as of June 30. 2021
Sale Date
Description
-
State
-.
01/26/21
125.000 Los Angeles Dept Wtr & Pwr (LADWP)
Power System Demand Rev Bonds
N,
CA
SOLE
01/26/21
135.010 Ohio Turnpike & Infrastructure Comm
Turnpike Revenue Bonds
N
OH
CO -MGR
01/26/21
4.365 Oregon
Revenue Bonds
N
OR
CO -MGR
01/26/21
26.260 Oregon
Revenue & Refunding Bonds
N
OR
CO -MGR
01/26/21
76.470 Scott Co (Shakopee ISD #720
GO Schoo' Budding Ref Bonds
N
MN
SOLE
01/26/21
38.295 University of Idaho Regents
General Revenue Ref Bonds
N
ID
SOLE
01/28/21
52.985 Amarillo City -Texas
Genera Obligation Bonds
C
TX
SOLE
01/28/21
557.505 Chicago City BOE
GO & Ref Dedicated Rev Bonds
N
iL
CO -MGR
01/28/21
37.135 Part Freeport -Texas
General Ob'igation Bonds
C
TX
SOLE
01/29/21
25.205 Colorado High Performance Trans Ent
Trans Enterprise Toll Rev Notes
P
CO
SOLE
02/02/21
95.000 Illinois Housing Dev Authority
Revenue Bands
N
IL
CO -MGR
02/02/21
197.725 Maryland Dept Hsg & Com Dev (DHCD)
Residentia: Revenue Bonds
N
MD
CO -MGR
02/03/21
205.435 NYC Transit-onal Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
02/04/21
900.000 NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
LEAD
02/04/21
178.195 New Orleans City -Louisiana
Sewerage Svc Rev Ref Bonds
N
LA
CO -MGR
02/04/21
194.300 New Orleans City -Louisiana
Water Revenue Refund ng Bonds
N
LA
CO -MGR
02/09/21
147.330 Austin City -Texas
Rental Car Spec Fac Rev Ref Bonds
N
TX
LEAD
02/09/21
68.659 Metropolitan Transport Auth (MTA)
Transportation Rev Green Bonds
C
NY
SOLE
02/09/21
160.206 Metropolitan Transport Auth (MTA)
Transportation Rev Green Bonds
C
NY
SOLE
02/09/21
713.365 Tennessee State School Bond Au
Higher Ed Fees 2nd Program Bonds
N
TN
CO -MGR
02/10/21
118.885 Florida Dept of Transportation
Federal Hway Reimburse Rev Bonds
C
FL
LEAD
02/10121
83.328 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
02/11/21
70.370 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fm Prog Bonds
N
CT
CO -MGR
02/11121
86.140 Galveston Co (Dick!nson; ISD
School House Bonds
N
TX
CO -MGR
02/16121
17.525 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
02/16121
175 515 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
02/17/21
135.000 Florida Housing Finance Corp
Homeowner Mortgage Rev Bonds
N
FL
CO -MGR
02/17/21
169.985 Pulaski Co (No LiU!e Rock) SO #1
Refunding Bonds
C
AR
SOLE
02/17/21
658.055 Tucson City -Arizona
Certificates of Participation
N
AZ
CO -MGR
02/18/21
50.000 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
02/18/21
81.590 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
LEAD
02/19/21
35.800 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
02/19/21
122.125 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
02123/21
225.000 Mecklenburg Co -North Carolina
GO School Bonds
C
NC
SOLE
02/23/21
290.230 Regents of the Univ of California
General Revenue Bonds
N
CA
CO -MGR
02/23/21
1,089.330 Regents of the Univ of Cali fomia
General Revenue Bonds
N
CA
CO -MGR
02/24/21
107.490 Galveston Co (Clear Creek) ISD
School Building Bonds
N
TX
CO -MGR
02/24/21
50.000 Maryland
GO State & Local Facs Loan Bonds
C
MO
SOLE
02/24/21
9.190 NYC Housing Dev Corp
Mull: -Family Housing Rev Bonds
N
NY
CO -MGR
02/24/21
94.940 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
02/24/21
212.000 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
02/24/21
75.000 NYC Municipal Water Fin Auth
Wtr & Swr 2nd Gen Reso Rev Bonds
N
NY
CO -MGR
02/24/21
75.000 NYC Municipal Water Fin Auth
Wtr & Swr 2nd Gen Reso Rev Bonds
N
NY
CO -MGR
02/24/21
403.260 NYC Municipal Water Fin Auth
Wtr & Swr 2nd Gen Reso Rev Bonds
N
NY
CO -MGR
02/24/21
127.605 Nebraska Public Power Dt
General Revenue Bonds
N
NE
CO -MGR
02/24/21
269.810 Sacramento Co Sanit Dt Fin Au
Refunding Revenue Bonds
N
CA
CO -MGR
02/25/21
392.945 Regents of the Univ of California
Revenue Bonds
N
CA
CO -MGR
02/25/21
739.045 Regents of the Univ of California
Revenue Bonds
N
CA
CO -MGR
02/25/21
44.245 Unified Gov of Wyandotte Co/Kansas City
GO Improvement Bonds
C
KS
SOLE
02/25/21
95.250 Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
CO -MGR
03/02/21
411.710 Regents of the Univ of California
Lim'.ted Project Revenue Bonds
N
CA
CO -MGR
03/03/21
46.420 Emery Co SO
General Obligation Bonds
C
UT
SOLE
03/03/21
219.240 Illinois Finance Authority
Revenue Bonds
N
IL
CO -MGR
03/03/21
23.060 Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO -MGR
03/03/21
101.940 Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO -MGR
03/04/21
88.810 Indiana Finance Authority
Environmental Improvement Bonds
N
IN
CO -MGR
03/04/21
119.735 Mississippi
General Obligation Bonds
N
MS
LEAD
03/04/21
361.385 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
Source: Refinitiv as of June 30, 2021
03/04/21
900.000 New York City -New York
General Obligation Bonds
N
NY
CO -MGR
03109/21
148.490 Wisconsin
Transportation Revenue Bonds
N
WI
CO -MGR
03/10/21
116.150 San Diego Co Reg Trans Comm
Ltd Tx Sub Sales Tax Rev Bonds
N
CA
CO -MGR
03/10/21
149.840 San Diego Co Reg Trans Comm
Ltd Tx Sales Tax Rev Bonds
N
CA
LEAD
03111/21
125.000 California
GO Various Purpose Bonds
N
CA
CO -MGR
03/11/21
1,717.060 California
GO Various Purpose & Ref Bonds
N
CA
CO -MGR
03/11/21
58.040 Hillsborough Co -Florida
Wstwtr Impact Fee Special Assess
N
FL
CO -MGR
03/11/21
574.795 NYC Municipal Water Fin Auth
Municipal Wtr Finance Auth
N
NY
CO -MGR
03/12/21
14.055 Pitt Co -North Carolina
Limited Obligation Bonds
N
NC
SOLE
03/12/21
16.885 Pitt Co -North Carolina
Limited Obligation Bonds
N
NC
SOLE
03/16/21
90.420 Alaska Housing Finance Corp
State Capital Project Bonds
N
AK
LEAD
03/16/21
49.170 Montgomery Co (New Caney) ISD
Unitd Tax School Build,ng Bonds
N
TX
CO -MGR
03/16/21
20.910 Oregon
General Obligation Bonds
N
OR
CO -MGR
03/16/21
152.520 Oregon
General Obligation Bonds
N
OR
CO -MGR
03/16/21
436.725 Oregon
General Obligation Bonds
N
OR
CO -MGR
03/17/21
145.880 Florida Dept of Transportation
Refunding Bonds
C
FL
SOLE
03/17/21
143.250 Orlando Utilities Commission (OUC)
Util ty Sytem Revenue Bonds
N
FL
LEAD
03/17/21
150.860 Orlando Utilities Commission (OUC)
Util ty Sytem Revenue Bonds
N
FL
CO -MGR
03/17/21
15.000 Texas Dept of Hsg & Comm Affairs
Sustainble Multifamily Bonds
N
TX
SOLE
03/18/21
186.720 Wake Co -North Caro'ina
GO Public Improvement Bonds
N
NC
LEAD
03/19/21
291.640 NYS Dorm Authority
St Personal ncome Tax Rev Bonds
N
NY
CO -MGR
03/19/21
1,871.420 NYS Dorm Authority
State Persona Inc Tax Rev Bonds
N
NY
CO -MGR
03119/21
34.015 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
03/19/21
96.780 NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO -MGR
03/19/21
17.865 North Carolina Housing Fin Agcy
Home Ownership Rev Ref Bonds
N
NC
CO -MGR
03/19/21
150.000 North Carolina Housing Fin Agcy
Home Ownership Rev Bonds
N
NC
CO -MGR
03/23/21
695.475 California St Public Works Board
Lease Revenue Ref Bonds
N
CA
LEAD
03/23/21
8.225 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Proj Class I Bonds
N
CO
CO -MGR
03/23/21
20.895 Colorado Hsg & Fin Auth (CHFA)
Mub-Family Proj Class I Bonds
N
CO
CO.MGR
03/23/21
244 185 Ctl Texas Reg Mobility Au (CTRMA)
Sub Lien Revenue BANs
N
TX
CO -MGR
03/23/21
255.075 Ctl Texas Reg Mobility Au (CTRMA)
Senior Lien Revenue Bonds
N
TX
CO -MGR
03/23/21
48 025 Georgetown City -Texas
Comb Tx Surp us Pub Contract Ob
P
TX
SOLE
03/23/21
149.990 Tennessee Hsg Dev Agcy (THDA)
Resident a Finance Prog Bonds
N
1 N
CO -MGR
03/24/21
67.400 Arizona Board of Regents
System Revenue Bonds
N
AZ
CO -MGR
03/24/21
94.405 Arizona Board of Regents
System Revenue Bonds
N
AZ
CO -MGR
03/24/21
121 450 Arizona Board of Regents
System Revenue Bonds
N
AZ
CO -MGR
03/24/21
52.995 California Educational Facs Auth
Revenue Bonds
N
CA
SOLE
03/24/21
746 005 Maryland Transportat on Auth
Transportation Facs Proj Rev Bond
N
MD
CO -MGR
03/24/21
1,001.070 NYC Transit'onal Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO -MGR
03/24/21
294 020 San Jose City -California
Airport Revenue Ref Bonds
N
CA
CO -MGR
03/25/21
47.430 Allegheny Co Hospital Dev Auth
Revenue Bonds
N
PA
CO -MGR
03/25/21
39.145 Calleguas Municipal Water Dt
Water Revenue Ref Bonds
N
CA
SOLE
03/25/21
11.095 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/25/21
26.705 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/25/21
35.245 NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO -MGR
03/25/21
45.000 Orange Co (Irvine) USD
General Obligation Bonds
C
CA
SOLE
03/25/21
221.860 Pennsylvania Econ Dev Fin Auth
Revenue Bonds
N
PA
CO -MGR
03/25/21
146.490 San Diego Co Water Auth
Sub Ln Water Rev Ref Bonds
N
CA
CO -MGR
03/31/21
58.865 Government of Guam
Hotel Occupancy Tx Rev Ref Bonds
N
GU
CO -MGR
03/31/21
330.700 San Antonio City -Texas
Electric & Gas Sys Jr Ln Ref Bond
N
TX
CO -MGR
03/31/21
181.265 University of Pittsburgh
Pitt Asset Notes
N
PA
CO -MGR
04/01/21
18.785 Troy Industrial Dev Board
Industrial Development Bonds
N
AL
SOLE
04/06/21
29.740 Lawrence City -Kansas
GO Improvement Bonds
C
KS
SOLE
04/06/21
2.350 Purdue Univ Board of Trustees
Certificates of Participation
N
IN
LEAD
04/06/21
29.935 Purdue Univ Board of Trustees
Certificates of Participation
N
IN
LEAD
04/06/21
117.145 San Diego Public Facs Fin Auth
Lease Revenue Bonds
N
CA
CO -MGR
04/07/21
21.000 Austin Housing Finance Corp
Multi -Family Mtg-Backed Bonds
N
TX
SOLE
04/07/21
300.400 California Educational Facs Auth
Revenue Bonds
N
CA
CO -MGR
Source: Refinitiv as of June 30, 2021
D.
Description
Bid
State
-.
04/07/21
21.260 Caroline Co -Virginia
Water & Sewer System Rev Bonds
C
VA
SOLE
04/07/21
548.175 Central Florida Expressway Au
Sr Lien Refunding Rev Bonds
N
FL
LEAD
04/07/21
37.870 F orence Co Public Facilities Corp
Installment Purchase Rev Ref Bond
N
Sc
SOLE
04107/21
129.070 San Francisco City & Co Airport Comm
Revenue Refunding Bonds
N
CA
CO -MGR
04/07/21
195.225 San Francisco City & Co Airport Comm
Revenue Refunding Bonds
N
CA
CO -MGR
04/07/21
222 810 San Francisco City & Co Airport Comm
Revenue Refunding Bonds
N
CA
CO -MGR
04/07/21
381.865 Univ of Texas Sys Bd of Regents
Revenue F nancing System Bonds
N
TX
LEAD
04/08/21
240 985 California
Various Purpose GO & Ref Bonds
C
CA
SOLE
04/08/21
29 755 Clayton Co Deve:opment Authority
Revenue Bonds
N
GA
SOLE
04/08/21
50.195 Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO -MGR
04/08/21
56 265 Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO -MGR
04/08/21
544 770 Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO -MGR
04/08/21
19 840 San Antonio Hsg Trust Fin Corp
Multi -Family Housing Rev Bonds
N
TX
SOLE
04/08/21
101 620 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
04/13/21
14.190 Oregon Dept of Adm -n Services
Revenue Refunding Bonds
N
OR
CO -MGR
04/13/21
109.915 Oregon Dept of Admin Services
Revenue Refunding Bonds
N
OR
CO -MGR
04/13121
69.235 Palm Beach Co -Florida
Public Improvement Rev Ref Bonds
C
FL
SOLE
04/13121
827.580 Pennsylvania Econ Dev Fin Auth
Revenue Bonds
N
PA
CO -MGR
04/13/21
10 050 Wilmington City North Carolina
GO Refunding Bonds
C
NC
SOLE
04/14/21
40.000 Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO -MGR
04/14/21
74.000 Texas Dept of Hsg & Comm Affairs
Sustainable Multi. -Family Bonds
N
TX
SOLE
04/20/21
7 060 American Mun cipal Power Inc
Revenue Bonds
N
OH
CO -MGR
04/20/21
91.185 American Municipal Power Inc
Revenue Bonds
N
OH
CO -MGR
04/20/21
1,076.210 California
Var Purp GO Refunding Bonds
N
CA
CO -MGR
04/20/21
77 790 Virginia Public Schoo' Authority
School Financ ng Bonds
C
VA
SOLE
04/21/21
3.790 Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
04/21/21
27 210 Co:orado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
04121/21
54.000 Colorado Hsg & Fin Auth;CHFA)
Single Family Mortgage Bonds
N
CO
CO -MGR
04/21/21
17.290 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage F,n Prog Bonds
N
CT
CO -MGR
04/21/21
47.455 Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
04/21/21
132.825 Connecticut Housing & Fin Auth (c:HFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO -MGR
04/21/21
87.940 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
04/21/21
124.395 NYC Housing Dev Corp
Multi Family Housing Rev Bonds
N
NY
CO -MGR
04121/21
150.000 NYC Housing Dev Corp
Mu:ti-Family Housing Rev Bonds
N
NY
LEAD
04/21/21
101.940 Orange Co School Board
Certificates of Participation
N
FL
CO -MGR
04/21/21
300.000 Pima Co -Arizona
Pledged Revenue Obligations
N
AZ
CO -MGR
04/23/21
144.190 Connecticut
Special Tax Oblig Ref Bonds
N
CT
CO -MGR
04/23/21
886.695 Connecticut
Special Tax Oblig & Ref Bonds
N
CT
CO -MGR
04/28/21
304,500 New Jersey Trans Trust Fund Au
Transportation System Bonds
N
NJ
CO -MGR
04/28/21
580.420 New Jersey Trans Trust Fund Au
Transportation System Bonds
N
NJ
CO -MGR
04/28/21
589.250 New Jersey Trans Trust Fund Au
Transportat'.on Program Bonds
N
NJ
CO -MGR
04/28/21
99.035 Northern Illinois Univ Bird of Rgt
Auxiliary Facs System Rev Bonds
N
IL
CO -MGR
05/05/21
86.065 Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
05/05/21
156.870 Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO -MGR
05/05/21
75.930 Miami University
General Receipts Rev & Ref Bonds
N
OH
CO -MGR
05/05/21
66.890 Milledgeville -Baldwin Cc Dev Auth
Revenue Bonds
N
GA
SOLE
05/05/21
31.520 Tulsa Co (Jenks) ISD #5
Combined Purpose Bonds
C
OK
SOLE
05/05121
40.020 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
05/05121
40.860 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
Wl
LEAD
05/05/21
75.495 Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
05/06/21
80.545 Los Angeles Co (Norwalk -La Mirada) USD
General Obligaton Bonds
N
CA
SOLE
05/07121
71.230 Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO -MGR
05/10/21
29.380 Galveston ISD
Refunding Bonds
N
TX
CO -MGR
05/11/21
1.900 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO -MGR
05/11/21
5.100 Colorado Hsg & Fin Auth (CHFA)
Multi Family Project Bonds
N
CO
CO -MGR
05/11121
9.100 Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO -MGR
05/11/21
101.125 Energy Northwest
Electric Revenue & Rei Bonds
N
WA
LEAD
05/11/21
610.600 Energy Northwest
E'ectnc Revenue & Rei Bonds
N
WA
CO -MGR
Source: Refinitiv as of June 30, 2021
Sale D.
Bid
State
Role
05/11/21
17.695 Indiana Finance Authority
Educ Fac Ref Revenue Bonds
N
IN
SOLE
05/11/21
6.785 Orange Co (Huntington Beach) UHSD
Ref Certificates of Participation
N
CA
SOLE
05/12/21
49.022 Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO -MGR
05/12/21
22.105 North Charleston Pub Fac Corp
Installment Purchase Rev Bonds
N
SC
SOLE
05/12/21
39.755 North Charleston Pub Fat Carp
Installment Purchase Ref Bonds
N
SC
SOLE
05/12/21
10.605 Plano City -Texas
Waterworks & Swr Sys Rev Bonds
C
TX
SOLE
05/12/21
71.630 Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO -MGR
05/13/21
35.820 Bulloch Co Development Authority
Revenue Bonds
N
GA
SOLE
05/13/21
216.200 Fairfax Co -Virginia
Sewer Revenue & Ref Bonds
N
VA
CO -MGR
05/13/21
120.000 North Dakota Hsg Fin Agcy
Housing Financne Program Bonds
N
NO
CO -MGR
05/13/21
103 930 Orange Co (Huntington Beach) UHSD
GO Refunding Bonds
N
CA
SOLE
05/18/21
39 450 University of Louisvi:le
General Receipts Bonds
C
KY
SOLE
05119;21
500.000 Colorado
Certificates of Participation
N
CO
CO -MGR
05119?21
13.700 Glendale City -Arizona
General Obligation Bonds
N
AZ
CO -MGR
0511921
155.240 Louisiana
Grant Anticipation Rev Bonds
N
LA
LEAD
05119+21
24.020 Minnesota Housing Fin Agency
Residential Housing F -n Bonds
N
MN
CO -MGR
05119/21
154.145 Minnesota Housing Fin Agency..
Res,dential Housing Fin Bonds
N
MN
CO -MGR
05/19/21
41.070 Plymouth Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
05119+21
82.340 University of Cincinnati
General Receipts & Ref Bonds
N
OH
LEAD
05!19+21
25.670 West Virginia University Bd of Gov
Improvement Revenue Bonds
N
WV
CO -MGR
0511921
45.005 West Virgin a University Bd of Gov
Improvement Revenue Bands
N
WV
CO -MGR
05/20/21
38.895 Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
05120+21
136.675 Pennsylvania Housing Fin Agcy ;PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO -MGR
05/20/21
32.920 Wisconsin Public Finance Auth
Revenue & Refunding Bonds
N
WI
LEAD
05/20/21
34.080 Wisconsin Public Finance Auth
Revenue Bands
N
WI
LEAD
05/21/21
300.000 Charlotte -Mecklenburg Hosp Auth
Health Care Revenue Bonds
N
NC
CO -MGR
05/21/21
300.000 Charlotte Mecklenburg Hosp Auth
Health Care Revenue Bonds
N
NC
CO -MGR
05/21121
50.100 Univ of North Carolina Bd of Gov
General Revenue Refunding Bonds
N
NC
SOLE
05/25/21
16.300 California Housing Finance Agcy
Mu;ti-Fami y Mtg-Backed Rev Bonds
N
CA
SOLE
05/25/21
3.630 Collin Co (Frisco) ISD
Refunding Bonds
N
TX
LEAD
05/25/21
36.550 Collin Co (Frisco) ISD
Refunding Bonds
N
TX
LEAD
05/25/21
105.175 Florida Development Fin Corp
Sold Waste Disposal Rev Bonds
N
FL
CO -MGR
05/25/21
22.720 Glendale City -Arizona
Water & Sewer Revenue Bonds
N
AZ
LEAD
05/25/21
17.355 Indiana Finance Authority
Educational Facs Ref Rev Bonds
N
;N
SOLE
05/25/21
6.210 Wake Forest Town -North Carolina
GO Public Improvement Bonds
C
NC
SOLE
05/25/21
22.790 Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO -MGR
05/25/21
108.960 Williamson Co (Leander) ISD
Refunding Bands
N
TX
CO -MGR
05/25121
160.070 Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO -MGR
05/26121
26.705 Baseline Metro Dt #1
Sub & Special Revenue Bonds
N
CO
SOLE
05/26121
137.205 Hawaii
Highway Revenue Bonds
N
HI
LEAD
05/26/21
11.755 Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bonds
N
LA
SOLE
05/26/21
16.145 Montgomery Co Hsg Opportunities Comm
Multi -Faro ly Housing Dev Bonds
N
MD
CO -MGR
05/27121
39.245 Will Co -Illinois
GO Alt Revenue Source Bonds
N
'.L
SOLE
06/02/21
12.675 Contra Costa Transportation Auth
Sales Tax Rev Ltd Tx Ref Bonds
N
CA
LEAD
06/02/21
97.240 Contra Costa Transportat-on Auth
Sa es 'ax Rev Ltd Tx Ref Bonds
N
CA
LEAD
06/02/21
25.800 Pennsylvania Housing Fin Agcy (PHFA)
Spec Ltd Oblig Multi-Fam Hsg Bond
N
PA
SOLE
06/02/21
12.240 Salt Lake & Sandy Metro Water Dt
Water Revenue Refunding Bonds
N
UT
SOLE
06/02/21
43.340 Salt Lake & Sandy Metro Water Dt
Water Revenue Refunding Bonds
N
UT
SOLE
06/03/21
19.160 Iowa State Board of Regents
Dormitory Revenue Bonds
C
IA
SOLE
06/03/21
19.685 Orlando Utilities Commission (OUC)
Utility System Revenue Rei Bonds
N
FL
CO -MGR
06/03/21
124.470 Rhode Island Hlth & Ed Bldg Corp
Pub Sch Rev Bond Fin Prog Bonds
N
RI
CO -MGR
06/03/21
82.220 Seattle City -Washington
Water System Imp & Ref Rev Bonds
C
WA
SOLE
06/04/21
73.420 Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO -MGR
06/04/21
247.670 Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO -MGR
06108/21
126.010 Charlotte -Mecklenburg Hosp Auth
Health Care Refunding Rev Bonds
N
NC
CO -MGR
06/08/21
39.340 Garland City -Texas
GO Refunding Bonds
C
TX
SOLE
06108/21
407.775 Georgia
General Obligation Bonds
C
GA
SOLE
06/09/21
13.605 Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO -MG R
Source: Refinitiv as of June 30. 2021
Sale D.
D•
•
-N
State
-.
06/09/21
42 595 Massachusetts Housing Fin Agcy
Housing Bonds
MA
CO -MGR
06/09/21
50.655 Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO -MGR
06/09/21
97.095 Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO -MGR
06/09/21
31.305 New Mexico Finance Auth (NMFA)
Sub Ln Pub Proj Revolv Fund Bond
N
NM
CO -MGR
06/09/21
55 370 Piedmont Muni Power Agency
Electric Revenue Ref Bonds
N
SC
LEAD
06/09/21
50.785 Sarpy Co -Nebraska
Hway Alloc Fund Pi edge Bonds
C
NE
SOLE
06/09/21
23.360 Savannah Economic Dev Auth
Revenue Refunding Bonds
N
GA
SOLE
06/09/21
333.630 West Virginia Parkways Auth
Sr Ln Turnpike Tol! Rev Bonds
N
WV
LEAD
06/10/21
138.755 Anaheim Public Financing Auth
tease Revenue Bonds
N
CA
CO -MGR
06/10/21
30.604 Atlantic Co (Buena) RSD
School Bonds
C
NJ
SOLE
06/10/21
38.885 Douglas -Arizona
P edged Revenue Obligations
N
AZ
CO -MGR
06/10/21
50.515 Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO -MGR
06/10/21
162 200 Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO -MGR
06/10/21
187.285 Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO -MGR
06/10/21
289.355 Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO -MGR
06/10/21
163 772 Memphis -She by IDB Eco Dev Grow Eng-ne
Local Gov Public Imp Bonds
N
TN
CO -MGR
08/10/21
5.650 Montgomery Co Hsg Opportunities Comm
Single Family Mortgage Rev Bonds
N
MD
CO -MGR
08/10/21
22 750 Montgomery Co Hsg Opportunities Comm
Single Family Mortgage Rev Bonds
N
MD
CO -MGR
06/10/21
40.015 Upper Trinity Regional Water Dt
Reg Treated Wtr Supp Sys Ref Bond
N
TX
CO -MGR
06115/21
122.480 Charleston City -South Carolina
Wtrwrks & Swr Sys Ref Rev Bonds
N
SC
LEAD
06/15/21
309 275 Idaho Energy Resources Auth
Transmission Facs Rev Bonds
N
ID
CO -MGR
06/15/21
52.285 Manassas City-Vrrginia
GO Public Improvement & Ref Bonds
C
VA
SOLE
06/15/21
37.230 Wisconsin Public Finance Auth
Health Care Facs Rev Bonds
N
WI
LEAD
06/16/21
241 895 NYC Housing Dev Corp
Multi Family Housing Rev Bonds
N
NY
CO -MGR
06/16/21
258 310 NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO -MGR
06/16/21
32 165 NYS Dorm Authority
State Personal income Tax Bonds
N
NY
CO -MGR
06/16/21
1.825.620 NYS Dorm Authority
State Personal Income Tax Bonds
N
NY
CO -MGR
06/16/21
284.745 NYS Environmental Facs Corp
St Clean & Drinking Wtr Fund Bond
N
NY
CO -MGR
06/16/21
80.000 Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO -MGR
06/17/21
6.430 Franklin City -Virginia
General Obligation Bonds
C
VA
SOLE
06/17/21
114.315 Oklahoma Muni Power Auth (OMPA)
Power Supply System Rev Ref Bonds
N
OK
CO -MGR
06/17/21
172.015 Oklahoma Muni Power Auth (OMPA)
Power Supply System Rev Ref Bonds
N
OK
CO -MGR
06/22/21
32.050 Santa Clara Co (Evergreen) SD
General Obligation Bonds
N
CA
SOLE
06/23/21
60.000 Collin Co (Melissa) ISD
School Building Bonds
N
TX
CO -MGR
06/23/21
5.655 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23/21
5.960 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23121
32.965 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23/21
34.805 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23/21
48.460 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23/21
81.795 NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO -MGR
06/23/21
167.755 Tennessee
General Obligation Bands
N
TN
CO -MGR
06/23/21
490.910 Tennessee
GO Refunding Bonds
N
TN
CO -MGR
06/24/21
10.000 Lexington Ind Dev Auth
Educational Facs Rev Ret Bonds
N
VA
SOLE
06/24/21
15.810 Lexington Ind Dev Auth
Educational Facs Rev Ref Bonds
N
VA
SOLE
06/24/21
39.825 NYC Housing Dev Corp
Multi-Fam ly Housing Rev Bonds
N
NY
CO -MGR
06/24/21
94.655 Northern Tobacco Sec Corp
Tobacco Settle Assect-Backe Bonds
N
AK
CO -MGR
06/24/21
187.825 Northern Tobacco Sec Corp
Tobacco Settle Assect-Backe Bonds
N
AK
CO -MGR
Total 2ti0,118b.853 `�
"..off.;
Source: Refinitiv as of June 30, 2021
Disclosures (Continued):
9
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
Informational Purposes Only; Important Information Regarding These Materials
The Materials are provided for general information about the transactions described herein. The Materials do not constitute an offer to sell or a solicitation
of an offer to buy, or a recommendation or commitment for any transaction involving the securities or financial products named or described herein, and are
not intended as investment advice or as a confirmation of any transaction. Assumptions stated herein may or may not be valid. Externally sourced information
contained in the Materials has been obtained or derived from sources we reasonably believe to be reliable, but Wells Fargo Securities and W FBNA make no
representation or warranty, express or implied, with respect thereto, and do not represent or guarantee that such information is accurate or complete. Wells
Fargo Securities and WFBNA do not assume or accept any liability for any loss which may result from reliance thereon, Wells Fargo Securities and/or one or
more of its affiliates may provide advice or may from time to time have proprietary positions in, or trade as principal in, any securities or other financial
products that may be mentioned in the Materials, or in derivatives related thereto.
Although we believe that market data and other information contained in the Materials is reliable, itis not warranted as to completeness or accuracy, is subject
to change without notice, and we accept no responsibility for its use or to update or keep it current. The Materials are not an offer or commitment for any
products or transactions. Our willingness to enter into any transaction is subject to final credit approval, agreement on transaction terms and compliance to
our satisfaction with all applicable legal and regulatory requirements, including onboarding and swap trading relationship documentation. Terms, rates, prices
and structure in the Materials are indicative only, and should not be relied upon as the terms, rates, prices or structure on which we or anyone else would be
willing to enter into, terminate or transfer a transaction with you, or relied upon for any other purpose. Actual rates and prices may be higher or lower
depending on market conditions at the time of execution. We reserve the right to amend, supplement or replace the Materials at any time, and your use of
the Materials constitutes your agreement to update the Materials with any such amendments, supplements or replacements we furnish you. In no event shall
Wells Fargo be liable to you or any third party for any direct or indirect, special, incidental, or consequential damages, losses, liabilities, costs or expenses
arising directly or indirectly out of or in connection with the Materials. The information in the Materials is confidential and may not be disclosed by you to
anyone without our written consent, other than to your advisors, and judicial or other governmental authorities or regulators having jurisdiction over you
(including, without limitation, federal, state or local tax authorities).
Applicability of Certain Regulations
One or more transactions described in the Materials may be "swaps" as defined in the CEA and CFTC regulations or foreign exchange ("FX") products subject
to certain CFTC regulations. From time to time, we may furnish you with certain information or request that you furnish us with certain information or
representations or take other actions we consider necessary or appropriate to comply with applicable legal or regulatory requirements, including the
requirement that, in order to enter into a swap with us, you must be an Eligible Contract Participant ("ECP") (as defined in CER Section la(18) and CFTC
Regulation 1.3). Nothing herein purports to be a complete statement of regulations applicable to swaps, matters which you should address with your own
legal advisors. For purposes of CFTC Regulations 1.71 and 23.605, please notethat the Materials area "solicitation" of a swap and nota "research report"
as defined therein. To the extent the Materials include a scenario analysis, such inclusion shall not supersede your right under CFTC Regulation 23.431(b) to
request and consult in the design of a scenario analysts. Nothing in the Materials should be construed as a recommendation or opinion with respect to any
swap or trad ng strategy involving a swap for purposes of CFTC regulations or the CEA. The Materials do not take into account your particular investment
objectives, financial condition or needs and are not intended to serve as a basis for entering into a swap or to suggest, through opinion, recommendation, or
otherwise, that you should enter into a particular swap or trading strategy involving a swap. In addition to the information furnished herein, you should not
enter into any swap or other transaction described in the Materials without reviewing and understanding our "Disclosure of Material Information for Swaps'
and accompany ng documents available to you at: •.v�vw.wellsfargo.coin/stiva isclosun ("Swap Disclosures").
If you area "Special Entity" with n the meaning of CFTC Regulation 23.401(c), you are hereby notified that these Materials are not, are not intended to be and
should not be interpreted as an expression of an opinion within the meaning of CFTC Regulation 23.440 by any person on behalf of Wells Fargo & Company
and is subsidiaries as to whether you should enter into any swap or trading strategy involving a swap.
If these Materials relate to an SBS they are intended only for persons that are ECPs as defined in CEA Section la(18) and the regulations issued thereunder.
If you are not an ECP and the Materials involve an SBS, pease disregard the Materials, delete the Materials without retaining a copy, and immediately notify
the sender.
Not Financial, Accounting, Tax or Legal Advice; Arm's Length Relationship
You should not construe the content of the Materials as financial, accounting, tax, legal or other advice, and you should consult your own financial advisor,
accountant, tax advisor and attorney for opinions on whether to enter into any transaction described in the Materials and as to as to financial, accounting, tax,
.ega. and related matters concerning these Materials. Wel s Fargo is not acting as your agent or advisor, including pursuant to Section 158 of the SEA or any
other applicable regulation, with respect to the transactions described in these Materials, and does not owe you a fiduciary duty. All transactions described in
the Mater als are arm's length transactions to be negotiated by each party acting in its own best interests. The price and other terms of any transaction will
be individually negotiated, and there is no assurance that they will represent the best price or terms available to you from us or other sources. Whether they
are executable, ind:cative or illustrative, you should assume that any price we offer, quote or otherwise provide to you for entering into, transferring or
terminating a transaction w th Wells Fargo is strictly a Wells Fargo price and should not be considered a "market price" offered by anyone else in the market.
In this regard, Wells Fargo under applicable CFTC regulat ons may be required to disclose to you a "pre -trade mid -market mark" of the transaction in order
for you to assess material incentives and conflicts of interest we may have in connection with the transaction. We may also be required to disclose material
econom'c terms and material risks of such transaction. Information about the pre -trade mid -market mark and other material disclosures regarding swaps can
be found at: Swap Disclosures.
LIBOR Discontinuation Risk
Dueto uncertainty surrounding thesustainabilityof the London Interbank Offered Rate ("LIBOR"), central banksand global regulators havecalled forfinancial
market participants to prepare for the discontinuation of LIBOR by the end of 2021. The continuation of LIBOR on the current basis cannot and will not be
guaranteed after 2021. Wh le global regulators and financial services industry market participants, including the Alternative Reference Rates Committee in
the United States, have been working on developing alternative reference rates ("ARR") for LIBOR and other interbank offered rates, there is no guarantee
that ARRs will be widely used by market participants by the end of 2021, that any ARRs developed will be suitable for each transaction as a substitute or
successor for LIBOR, that the composition or characteristics of ARRs will be similar to those of LIBOR, or that ARRs will be the economic equivalent of the
\\ cIIS I%ar,,1u StruritIt:
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
rate used in your LIBOR-based swap, SBS, or financing transactions. Therefore, if LIBOR is discontinued during the term of your swap or SBS, your payments
would be calculated differently and could be higher or more volatile than expected. These risks and others are discussed in greater detail at the IBOR
Alternative Reference Rates disclosure at: Swap Disclosures. Other information is available at: httosa/www.welisfarao.com/coni/fQ4us/libor/.
Negative Interest Rates (including disclosures regarding benchmark rate floors)
Even if your financing includes a LIBOR floor, such as a floor set at 0%, express wording in swap transactions is required to place a floor on LIBOR or other
floating benchmark rate of a swap transaction. No such 0% floor or other floor is included in an interest rate swap or other swap transaction unless mutually
agreed between the parties as reflected in the swap confirmation. Absent such floor in an interest rate swap, if a Floating Amount is negative under the swap,
the Floating Rate Payer does not make such payment. Instead, the Fixed Rate Payer pays the absolute value of the negative Floating Amount in addition to
the Fixed Amount. See §6.4 of the 2006 ISDA Definitions, as amended. If you wish to acquire a swap with a 0%floor or other floor, this may increase the price
of your swap as reflected in a higher Fixed Rate. For further information on negative interest rates, including their effect on swaps and the loans they are
hedging, see the Negative Interest Rates Disclosure (including disclosures regarding benchmark rate floors) at: Swap Disclosures.
Risks to Consider
While transactions described in the Materials may be used for hedging purposes to reduce certain risks associated with your assets or liabilities, the
effectiveness of hedging may depend upon holding these transactions to maturity and not reducing or disposing of all or any portion of the asset or liability
during the term of the hedge. If a transaction is terminated early, or if you reduce or dispose of all or a portion of the underlying asset or liability before the
transaction matures (such as prepaying a floating rate loan you hedge with a swap or disposing an FX or commodity liability or asset you have hedged),
depending on the nature of the transaction, you may incur a substantial loss oryou may receive little or no hedging benefit from any upfront premium payment
or any other costs incurred in purchasing the transaction. You may also incur a substantial loss if you enter into a transaction in anticipation of hedging an
asset or liability that does not materialize. You should understand that significant potential amounts could become payable by you for modifying a transaction,
terminating it early or transferring your position in the transaction to another person or entity, depending upon then existing market conditions and the terms
of your transaction. You should also consider that prepaying your loan or disposing of an asset or other liability, including a foreign currency denominated or
commodity liability or asset, does not relieve you of your obligations under a hedge transaction, which may be terminated early only in accordance with the
terms of the swap trading relationship documentation, other transaction documents, or otherwise by mutual agreement. Such termination may require
payment by you of an early termination amount, which may be substantial. Whether you use a transaction for hedging or another purpose, you should satisfy
yourself that you understand these and other risks discussed in greater detail in disclosures provided to you at: Swap Disclosures.
Independent Obligation
To the extent any transaction described in the Materials may be used to hedge against FX risks, commodity risks, or interest rate risks, the transaction would
be a separate and independent obligation and would not be contingent on whether or not any financing closes, is outstanding or is repaid, in whole or in part,
at any time, subject to any contractual requirement to terminate and settle the transaction early upon prepayment of any financing or for other financing-
related events. In addition, if you provide any existing or future collateral or other credit support to secure the transaction and any financing, then you would
be entitled to the release of such collateral or credit support only if certain conditions contained in the related collateral agreement or credit support document
are completely satisfied for both the transaction and any such financing, or we otherwise reach agreement with you on alternative collateral, credit support
or other arrangements.
Unmatched Terms & Conventions
If the principal amount or duration of a financing, FX, or commodity asset or liab'iity differs from that of a transaction used to hedge such financing, asset or
liability (e.g., a different notional amount), you may be exposed to r: sk of loss from such over -hedging or under -hedging. If any other economic terms or
characteristics of a fi nancing, asset or liability differ from those of the related hedge, then in addition to any losses that you could incur from such differences,
the hedge may create unanticipated accounting exposure or tax liability for you. To the extent fair value accounting applies to the hedge, you may have to
reflect unrealized gains and losses (i.e., the so-called "mark to -market" value of the hedge) over the life of the hedge on your balance sheet and/or income
statement. If hedge accounting applies, any ineffectiveness in the hedge resulting from such d.fferences may likewise need to be taken into account and
reflected in your financial results. These hedge valuation considerations may also be important to you for tax purposes, including any tax laws that may require
unrealized gains or losses on hedges to be taken into account in determining your income tax liability.
Conventions used in the underlying market for the financing, assets or I ab lit'es and the conventions used in the derivatives and FX markets may differ, and
we are under no obligation to ensure that any transaction we offer is a perfect hedge even if we provide you with the underlying financing, asset or liability.
For example, if the method for determining a loan's floating rate differs from that for a hedge's f oaring rate, the loan floating rate payments could diverge
from those of the hedge. As another example, f the method for determining the app icable exchange rate for a foreign currency denominated liability differs
from that for the exchange rate of the hedge, the payments associated with the underlying liab, lity could diverge from the hedge. Such divergence may occur
by convention or as the result of contractual differences, such as in the definition of or the reset timing of the exchange rate or for a referenced floating rate
benchmark, the dates or times at which the benchmark is set, the number of days in the payment periods, divergent fallback rates upon the temporary or
permanent discontinuation of the benchmark le. g., LIBOR) or the benchmark rate's rounding convention.
Disclaimer Regarding Projections, Forecasts & Other Data
The information in these Materials is subject to change without notice, does not constitute trading or investment advice or research, and has not been
prepared in accordance with any laws or regulations designed to promote the ndependence of research. Historical data, past trends and past performance do
not reflect or guarantee future results. Financia' projections and economic forecasts are based on hypothetical assumptions about uncertain future market
conditions and events and therefore should not be relied upon in connection with any asset, liability, transaction or otherwise, including any decision whether
or when to invest or hedge or to acquire or dispose of any asset, liability or transact -on. Project:ons or forecasts may not materialize, and reliance thereon
could result in substantial losses. It is impossible to predict whether, when or to what extent rates, values and other economic factors will rise or fall, and there
could be sharp differences between projections or forecasts and actual results. We,ls Fargo makes no representation or warranty that actual results will
conform to any projection or forecast and is not responsible for any loss or damage arising out of any reliance on or use of such information.
�Vcll, 1',11r;- ` ;'sialic,
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
Wells Fargo as Counterparty
Transact'ons described in the Materia;s are not bank deposits or FDIC insured, may expose you to the credit risk of Wells Fargo, and therefore involve risk of
loss to you apart from the market risk associated with the underlying rate, price or other economic measure on which the transaction is based. Financial
information concerning We -is Fargo is available at: www.wellsfarao.com/invest relationslinvestor relations.
Additional Information
In addition to the information furnished above, you should not enter into any swap transaction described in the Materials without reviewing and understanding
our "Disclosure of Material Information for Swaps" and accompany'ng documents available to you at: gwmwellsfargo.com/swapdisclosures
Updating the Materials
We reserve the r ght to amend, supplement or replace the Materials at any time, and your use of the Materials constitutes your agreement to update the
Materials with any such amendments, supplements or rep'acements we furnish you
Confidentiality
The information in the Materials is confidential and may not be disclosed by you to anyone without our written co,isent, other than to your advisors, and
jud cial or other governmental authorities or regulators having jurisdiction over you (includ'ng, without limitation, federal, state or local tax authorities).
Notwithstanding anyth'ng to the contrary contained 'n the Materials, all persons may disclose to any and al. persons, without limitations of any kind, the U.S.
federa., state or local tax treatment or tax structure of any transaction, any fact that may be relevant to understanding the U.S. federal, state or local tax
treatment or tax structure of any transaction, and al materials of any kind (including opinions or other tax analyses) relating to such U.S. federal, state or local
tax treatment or tax structure, other than the name of the parties or any other person named here n, or information that would permit identification of the
parties or such other persons, and any pric ng terms or nonpublic business or financial information that is unrelated to the U.S. federal, state or local tax
treatment or tax structure of the transact on to the taxpayer and is not relevant to understanding the U.S. federal, state or local tax treatment or tax structure
of the transaction to the taxpayer.
Limitation of Liability
In no event shall Wells Fargo be liable to you or any third party for any direct or ind'rect, special, incidental, or conseque-itial damages, losses, liabilities, costs
or expenses arising directly or indirectly out of or in connection with the Materials.
Wells Fargo does not provide tax advice. Any tax statement herein regarding US federal tax is not intended or written to be used, and cannot be used, by any
taxpayer for the purpose of avo ding any penalties. Any such statement herein was written to support the marketing or promotion of a transaction or matter
to which the statement relates. Each taxpayer shoLld seek advice based on the taxpayer's particular c rcumstances from an independent tax advisor.
If you have any questions or concerns about the disclosures presented herein, you should make those questions or co-icerns known immediately to Wells
Fargo.
2Q21
11c11� I�;tc�,u ticcuritics