HomeMy WebLinkAboutFY23-24 Public Finance Bond Underwriting , Wells FargoC = FIN,
DA72 r,Eca: JUN 3 0 2023
IBC' i
Corporate &
Investment Banking
County of Hawaii
Statements of Qualification and Expressions of Interest
Public Finance Bond Underwriting Services
MRS 103D-304]
June 30, 2023
goCorporate &
Investment Banking
June 30, 2023
Ms. Deanna Sako, Director of Finance
County of Hawaii
25 Aupuni Street, Suite 2103
Hilo, Hawaii 96720
Corporate & Investment Banking
Public Finance - West Region
333 S. Grand Ave., 91 Floor
Los Angeles, CA 90071
RE: Statement of Qualification to Provide Publ+c Finance Bond Underwriting Services (HRS 103D-304)
Dear Deanna:
Thank you for this opportunity to present our statement of qualifications and expression of interest to provide public
finance bond underwriting services to the County of Hawaii (the "County'). Wells Fargo Corporate & Investment Banking
("Wells Fargo' or "WFCIB") is committed to providing governmental entities with a full range of financial products and
services. Below we highlight some of Wells Fargo's key attributes that we believe will make us a valuable financial partner
to the County.
• Understanding the Nuances of an Island State. Over the past decade, Wells Fargo has had the privilege of serving as
a bond underwriter for various entities across the State of Hawaii, which has given us the deep understanding of
operating as an island state. Specifically, we have served as the lead underwriter on $220 million of General Obligation
Bonds for the County of Maui, co.. manager on over $3.2 bi Ilion of GO Bonds for the State of Hawaii, co -senior manager
on nearly $600 million of Revenue Bonds for the Department of Transportation Highways Division, and co -manager
on $414 million of Airport Revenue Bonds for the Airports Division.
Local Presence. Wells Fargo & Company ("WFC") is proud to be one of a few national financial institutions to maintain
a local presence across the State. Wells Fargo Clearing Services, LLC, our retail brokerage affiliate, provides financial
advisory services to local high net worth residents across the islands. Our national retaii platform of nearly 10,000
financial advisors includes 17 financial advisors within the State of Hawaii. These local financial advisors manage over
$4.9 billion of assets for residents within the State. Additionally, and equally important, our sales team also covers
local investors including regional banks, money managers, and smaller investment funds. As an example of Wells
Fargo's deep relationships with local investors, there have been several instances where a Honolulu -based investor
submitted sizable orders through WFCIB (while serving as a comanager) based upon our proprietary relationship.
This is just one example of our strong regional connections.
• Capital Power. As a bank dealer, WFCIB has access to the capital base of WFBNA, which as of March 31, 2023, totaled
approximately $162.5 billion.' This capital strength differentiates us from our competitors, giving us the ability to
support our pricings in even extremely volatile market conditions. Through recent investor apprehension, global
unrest, and market uncertainty, Wells Fargo continued to demonstrate conviction and leadership in the municipal
market.
Thank you again for this opportunity to present our qualifications to the County of Hawaii. I hope our response
demonstrates our strong interest in having the opportunity to work with the County. Should you have any questions,
please do not hesitate to contact me directly at the number or a -mail address provided below.
In Kindness,
��� t
Julia Kim
Director, West Region
(213) 253-7252 1iulia.kim@wellsfar og com
1 Source: WFBNA Call Report as of March 31, 2023
.Y Y Y .j
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
TABLE OF CONTENTS
Section Page
1. The name of the firm or person, contact information including email address, the principal place of 1
business, and location of all of its offices;
2. The age of the firm and its average number of employees over the past five years; 2
3. The education, training, and qualifications of the individual, or if a firm, its key employees in accordance 2
with HRS 103D.-304 and/or the professional and scientific occupation series contained in the United
States Office of Personnel Management's Qualifications Standards Handbook
4. A list of recent projects and the names of up to five clients who may be contacted, including at least two 4
for whom services were rendered during the preceding year
5. Any promotional or descriptive literature which the individual or firm desires to submit. 5
Appendix
Appendix I — Deal List
mportant information & Disclaimer
Tab
This document and any other materials accompanying this document (collectively, the "Materials") are provided for general informational
purposes only. By accepting any Materials, the recipient acknowledges and agrees to the matters set forth below.
Wells Fargo Corporate & Investment Banking and Wells Fargo Securities (each referred to herein as "CIB" and may be referred to
elsewhere as "WFS") are trade names used for the corporate banking, capital markets and investment banking services of Wells Fargo
& Company ("WFC") and its subsidiaries, including but not limited to Wells Fargo Bank, N.A. ("WFBNA"), a member of the National
Futures Association, and Wells Fargo Bank, N.A. Municipal Finance Group, a separately identifiable department of WFBNA which is
registered with the U.S. Securities and Exchange Commission ("SEC") as a municipal securities dealer.
Commercial banking products and services are provided by Wells Fargo Bank, N.A. ("WFBNA"). Investment banking and capital
markets products and services provided by CIB are not a condition to any banking product or service.
CIB, as potential underwriter or placement agent (together with any of its affiliates as context may require, "we", or "Wells Fargo") is
providing the information contained in the Materials for discussion purposes only in anticipation of, or in connection with, engaging In
arm's length commercial transactions with you in which Wells Fargo would be acting solely as a principal or agent, as applicable, and not
as a municipal advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether we have or are currently
acting as such on a separate transaction (the use of the term "agent" does not imply any fiduciary relationship).
These Materials are being provided to you for the purpose of working with you as an underwriter or placement agent (collectively,
"underwriter") on the transaction(s) described in the Materials. As part of its services as underwriter, CIB may provide information
concerning the structure, timing, terms, and other similar matters concerning the issue of municipal securities that CIB proposes to
underwrite as described in the Materials. The Materials may also contain such information. Any such information has been, and would be,
provided by CIB in the context of serving as an underwriter and not as your municipal or financial advisor. Additionally, CIB, as underwriter,
has financial and other interests that differ from your interests (or those of the issuer). In its capacity as underwriter, CIB's primary role
would be to purchase securities from you (or the issuer in the case of a conduit transaction) for resale to investors, or arrange for the
placement of securities with investors on your behalf, Wells Fargo will not have any duties or liability to any person or entity in connection
with the information being provided in the Materials.
The information provided herein is not intended to be and should not be construed as advice within the meaning of Section 1513 of the
Securities Exchange Act of 1934, and Wells Fargo will not be acting as your municipal advisor under the municipal advisor rules ("Muni
Advisor Rules") of the SEC and the SEC's guidance in its Registration of Municipal Advisors Frequently Asked Questions dated May 19, 2014,
as supplemented (collectively, "Muni Advisor Rules"). If you would like a municipal advisor that has legal fiduciary duties to you, you are
certainly free to engage a municipal advisor to serve in that capacity.
CIB distributes municipal securities to institutional investors primarily through Wells Fargo Bank, N.A. Municipal Finance Group ("WFBNA
MFG") and Wells Fargo Securities, LLC ("WFSLLC"). Distribution to middle market clients is provided primarily through WFSLLC. Retail
distribution is primarily provided by Wells Fargo Advisors, which is the trade name used by Wells Fargo Clearing Services, LLC ("WFCS") and
Wells Fargo Corporate & Investment Banking
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
Wells Fargo Advisors Financial Network, LLC ("WFAFN"), two non -bank separate registered broker -dealers (members FINRA and SIPC).
WFSLLC, WFBNA MFG, WFCS, and WFAFN are affiliates and are each wholly -owned subsidiaries of WFC.
Any municipal underwriting, commercial paper and remarketing rankings referenced herein represent combined totals for WFBNA MFG and
WFSLLC. Non -municipal underwriting, commercial paper and remarketing rankings referenced herein represent totals for W FSLLC only. Any
secondary market trading data or information referenced herein represents the secondary market trading data or information of WFBNA
MFG and/or WFSLLC unless otherwise noted. Source information for any ranking information not otherwise provided herein is available on
request.
If the Materials are being provided to you under any of the following events, the information contained in the Materials and any subsequent
discussions between us, including any and all information, advice, recommendations, opinions, indicative pricing, quotations and analysis
with respect to any issuance of municipal securities, are provided to you in reliance upon the Bank, RFP, IRMA exemptions and underwriter
exclusion, as applicable, provided underthe Muni Advisor Rules. In the event the Bank, RFP, IRMA exemptions, or underwriter exclusion do
not apply, the information included in the Materials are provided in reliance on the general information exclusion to advice under the Muni
Advisor Rules.
Any information related to a bank -purchased bond transaction ("Direct Purchase") included in the Materials is a product offering of WFBNA
or a subsidiary thereof as purchaser / investor ("Purchaser"). CIB will not participate in any manner in any Direct Purchase transaction
between you and Purchaser, and Wells Fargo employees involved with a Direct Purchase transaction are not acting on behalf of or as
representatives of CIB. The information contained herein regarding Purchaser's Direct Purchase is being provided to you by CIB only for
purposes of providing financing alternatives that maybe available to you from WFC and its affiliates. Information contained in this document
regarding Direct Purchase is for discussion purposes only in anticipation of engaging in arm's length commercial transactions with you in
which Purchaser would be acting solely as a principal to purchase securities from you or a conduit issuer, and not as a municipal advisor,
financial advisor or fiduciary to you or any other person or entity regardless of whether Purchaser, or an affiliate has or is currently acting as
such on a separate transaction. Additionally, Purchaser has financial and other interests that differfrom your interests. Purchaser's sole role
would be to purchase securities from you (or the conduit issuer). Any information relating to a Direct Purchase is being provided to you
pursuant to and in reliance on the "Bank exemption" under the Muni Advisor Rules and the general information exclusion to advice under
the Muni Advisor Rules.
I n the event the Materials are being provided in connection with a RFP, the SEC exempts from the definition of municipal advisor "any person
providing a response in writing or orally to a request for proposals or qualifications from a municipal entity or obligated person for services
in connection with a municipal financial product or the issuance of municipal securities; provided however, that such person does not receive
separate director indirect compensation for advice provided as part of such response" ("RFP exemption"), In such event, we have relied upon
the RFP exemption, and on your distribution and execution of this RFP through a competitive process. In the event W FBNA MFG is the party
providing the Materials, responses to all questions, certifications, attestations, information requests, and similar in the RFP or RFQ to which
this response relates are specifically limited to, in context of, and as applied to, WFBNA MFG in its capacity as a separately identifiable
department of a national bank that is registered as a municipal securities dealer with the Securities and Exchange Commission, Office of the
Comptroller of the Currency, and Municipal Securities Rulemaking Board; and not on behalf of WFBNA, unless specified otherwise in our
response.
In the event that you have provided us with your written representation that you are represented by an independent registered municipal
advisor (an "IRMA") within the meaning of the Muni Advisor Rules, with respect to the transaction(s) described in the Materials we have
provided you with our written disclosure that we are not a municipal advisor to you and are not subject to the fiduciary duty under the Muni
Advisor Rules, if applicable, and have taken certain other steps to establish the "IRMA exemption" under the Muni Advisor Rules.
In the eventthat you have engaged us to serve as an underwriter with respect to the municipal securities issuance described in the Materials
we have provided you with our written disclosure regarding our rate as an underwriter, that we are not a municipal advisor to you and are not
subject to the fiduciary duty under the Muni Advisor Rules, if applicable.
if savings threshold level information is contained herein, please be advised that CIB is not recommending nor providing advice regarding
which maturities should be refunded by you.
See additional important disclosures at the end of the Materials.
Wells Fargo Corporate & Investment Banking
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
Statement of Qualifications
1. The name of the firm or person, contact information including email address, the principal place of business, and location of all of its offices.
Wells Fargo & Co. is a publicly held corporation and trades on the NYSE under the ticker "WFC." Wells Fargo & Co. opened for
business on July 13, 1852 and has grown into a diversified financial services company providing banking, insurance,
investments, mortgage and consumer finance. Wells Fargo & Co. was incorporated on January 24, 1929 in the State of
Delaware and has more than 4,600 retail bank branches acrossthe country.Z We currently have a market capitalization of $157
billion, which is the third largest amongst all U.S. Banks.-
Wells Fargo Corporate & Investment Banking ("WFCIB") is the trade name for certain securities -related capital markets and
investment banking services of Wells Fargo & Co. and its subsidiaries, including Wells Fargo Bank, N.A. ("WFBNA") and is
registered with the SEC and OCC as a municipal securities dealer. WFBNA will be the legal entity serving as underwriterfor the
County of Hawaii.
Public Finance. Wells Fargo conducts its public finance business through the Municipal Finance Group in close conjunction
with other lines of business that cover government entities. Our investment banking, capital markets, and commercial banking
teams work collaboratively to ensure that our clients are provided with an integrated team that can provide a range of financial
tools. For the County, this means that all activities including investment banking, direct purchases, credit, and treasury
management products are accessed through one team to ensure the County receives the highest level of service.
Julia Kim will continue to serve as the team leader and primary contact
to the County. Julia joined WFCIB in May of 2009 and has nearly two Corporate&
decades of municipal finance experience working on over $100 billion of M Inves(ment Banking Welts Fargo Bank, NA.
financings for various types of credits from general obligation bonds, 333 S. Grand Ave., 9`1 F1
revenue bonds, certificates of participation and lease revenue bonds, Julia Kim Los Angeles, CA 90071Tel 213-253-7252
enterprise and utility revenue bonds, short-term cash flow borrowings, director Fax 213-253-7240
and direct purchases with issuers in the states of Hawaii, California, and Public Finance -West Region julia.kim@wellsfargo.com
Washington. Julia has dedicated her efforts to support over $8 billion of
financings within the State since 2012 and actively works with the Wells
Fargo Clearing Services retail brokers sales team to market bonds to local retail investors. Julia has served as the lead banker
on back to back sole managed financings for the County of Maui since 2020.
Our firm's headquarters, bank headquarters and the principal place of business for our municipal securities professionals are
provided in the table below.
Wells Fargo & Company Wells Fargo Bank, National Association Wells Fargo Corporate & Investment Banking
420 Montgomery Street 101 North Phillips Avenue 333 South Grand Avenue, gth Floor
San Francisco, California 94104 Sioux Falls, South Dakota 57104 Los Angeles, California 90071
While Wells Fargo & Co. maintains thousands of offices worldwide, below we provide our 12 public finance locations.
state (.oration _1L Stater Location
CA 333 South Grand Ave., 9u' FI., Los Angeles, CA 90071 NC 301 S. College Street, Charlotte, NC, 28202
550 California Street,l2t' FI., San Francisco, CA, 94104 NY 30 Hudson Yards, 62"d FI., New York, NY,10001
CO 1675 Broadway, Denver, CO 80202 PA 123 S. Broad Street, Philadelphia, PA,19107
FL 2363 Gulf to Say Blvd., Clearwater, FL 33765 1000 Louisiana Street, Houston, TX 77002
IL 10 S. Wacker Drive., 5u' FI., Chicago, IL 60606 TX 1445 Ross Avenue, Dallas, TX, 75202
M$ 188 E Capitol Street, Jackson, MS 39201 111 Congress Ave Austin, TX, 78701
Z Source Wells Fargo 2022 Annual Report
a Source: Bloomberg as of June 15, 2023
Wells Fargo Corporate & Investment Banking rage 1
County of Hawaii
Public Finance Bond Underwriting —HRS 103D-304
2. The age of the firm and its average number of employees over the past five years.
Years in Business. Wells Fargo & Co. has been providing banking WFC and
services since its inception in 1852. Records available to us Year Company Public PF Banking PF_Sales 8 T_ rad11
indicate that Wells Fargo Bank, N.A. Municipal Finance Group (or 2018 251,781 115 53
a predecessor bank that subsequently merged into Wells Fargo 2019 247,938 88 56
Bank, N.A.) has been engaging in public finance activities dating 2020 238,609 95 48
back to at least 1966. 2021 212,091 88 34
_2022 196,262* 85 33
Source: WFC Internal Data; - 2022 provisional EEO 1 data
Presence in the State of Hawaii. Wells Fargo is actively conducting business in the State of Hawaii and has been since 1973.
We maintain various operations within the State and employ 68 professionals across the islands. Most relevant to public
finance bond underwriting is our retail brokerage office through our affiliate, Wells Fargo Clearing Services, LLC (dba Wells
Fargo Advisors). Wells Fargo Advisors maintains 17 local financial advisors who actively sell and trade municipal bonds, among
other financial products. We work closely with these retail brokers ahead of various bond sales to ensure that they actively
communicate to their local clients about upcoming bond transactions. This partnership has worked well and grown over the
past decade.
3. The education, training, and qualifications of the individual, or if a firm, its key employees in accordance with HRS 103D-304 and/or the
professional and scientific occupation series contained in the United States Office of Personnel Management's Qualifications Standards
Handbook
Ourteam of experienced professionals will be dedicated to the County's financings from kick-off to closing and will be available
to attend all meetings and conference calls as requested. The following table displays our comprehensive team, which includes
investment banking as well as professionals from our specialty teams, sales, trading and underwriting, quantitative analytics,
and government banking partners.
Wells Fargo Corporate & Investment Banking Team to the County of Hawaii
Name .. . - . . Title Responsibility Office Location Year in Industry
Public Finance Investment Banking
Julia Kim
Director
Primary Contact
Los Angeles, CA
18 Years
Michael Engelbrecht
Managing Director
Head of West Region Public Finance
Los Angeles, CA
26 Years
Kristen Fontana
Director
Credit Strategy
New York, NY
13 Years
Samantha Fong
Associate
Deal Execution Support
San Francisco, CA
4 Years
Evan Watson
Analyst
Deal Execution Support
Los Angeles, CA
2 Years
Municipal Sales, Trading and Underwriting Team
Parks Lineberger
Managing Director
Fixed Rate Underwriter
Charlotte, NC
16 Years
Will Illingworth
Director
Short -Term Underwriter
Charlotte, NC
17 Years
Rebekah Wales
Director
Head of Business Execution
Charlotte, NC
12 Years
Capital Strategies and Debt Solutions
Scott Goldstein
Director
Quantitative Expert
Denver, CO
33 Years
Matt Antunes
Director
Direct Purchases
New York, NY
13 Years
Wells Fargo Bank, N.A. Government Banking
Lynn Love Senior Vice President Relationship Manager Los Angeles, CA 29 Years
Julia Kim will continue to serve as the primary contact to the County. Julia joined Wells Fargo in May of 2009 after
her five-year tenure with Banc of America Securities' Public Finance Investment Banking group. She has 18 years of
municipal finance experience and has worked on over $100 billion of financings for various types of credits from
general obligation bonds, revenue bonds, certificates of participation and lease revenue bonds, enterprise and utility
revenue bonds, short-term cash flow borrowings, and direct purchases with issuers including the states of Hawaii,
California, and Washington. Julia has dedicated her efforts to support over $8 billion of financings within the State of Hawaii.
Julia received her B.A. in Economics and a minor in Business Administration from the University of California, Berkeley. She
will be available from kick-off to closing for any of the County's potential financings.
Michael Engelbrecht is Co -Head of the West Region Public Finance Investment Banking group and will support
the County from a senior management level. Michael has more than 30 years of capital markets experience during
which he has provided investment banking services to water utilities, special districts and general municipal clients
nationally. His water/wastewater utility experience includes senior managed financings totaling in excess of $15
Wells Fargo Corporate & Investment Banking Page 2
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
billion for over 140 separate water utility deals since 2015 and includes serving as senior and sole manager on financings for
agricultural water agencies, urban water agencies, wholesale water agencies and direct retail water agencies. During his tenure
at Wells Fargo, Michael has assisted issuers obtain initial credit ratings on 28 transactions with an aggregate par amount of
approximately $1 billion. Michael has also assisted clients with several unique financing structures including securitizations of
third -party contracts for underground water banking facilities. Michael holds Master's Degree in Finance from the University
of Southern California and a bachelor's degree in business economics from Wheaton College,
Kristen Fontana serves as the banking team's credit strategist and will work closely with the County to develop
and provide guidance on content and structure for credit presentations to investors and rating agencies. Kristen
joined Wells Fargo upon graduation from the University of Chicago where her graduate work focused on public
finance and included research at the U.S. Office of Management and Budget as well as a consulting project with
the Chicago Community Trust. Prior to graduate school, Kristen spent a combined six years at two large investment banks
where she bothfostered relationships with institutional equity clients and provided analytical supportforthe credit derivatives
business. She has worked with a variety of issuers including state, local, water and sewer as well as transportation agencies.
Kristen graduated cum laude with a B.S. in Finance from the University of Maryland, College Park and holds an M.P.P. from the
University of Chicago. She is currently serving on the GASB Board.
Samantha Fong joined Wells Fargo in March 2022 and provides quantitative and deal execution support for a
variety of western region issuers. Since beginning her career in public finance in 2019, she has worked with a range
w of credits including airports, convention centers, general obligation bonds, lease revenue bonds, pension obligation
bonds, school districts, transportation, and utility credits. Samantha graduated from the University of California,
Riverside with a B.A. in Public Policy and a B.S. in Sustainability Studies.
Evan Watson joined Wells Fargo in May 2022 in the Los Angeles office and provides quantitative and deal
execution support for a variety of western region issuers. Since joining Wells Fargo, Evan has worked on a variety
of credits across the United States including utility revenue, lease revenue, higher education, and special bonds for
issuers such as the State of California, the City of Tucson, Southern California Public Power Authority, Los Angeles
Department of Water and Power, and Sacramento Municipal Utility District, among others. Prior to joining Wells Fargo, Evan
worked as an auditor for EY. Evan graduated from Gonzaga University with a B.A in Finance, B.B.A. in Accounting, and a minor
in Leadership Studies.
Municipal Sales, Trading & Underwriting
Parks Lineberger is a Managing Director and Co -Head of the Underwriting Desk. His career with Wells Fargo
consists of over 16 years within the municipal finance group. Parks will be responsible for the marketing and sale
of the County's bond transactions and will provide pricing details and general market updates and the impact of
market movements on the County's financings. His experience includes, but is not limited to, GO bonds, revenue
bonds, lease revenue, housing, water and wastewater revenue transactions, and other credits including
healthcare, higher education, taxable, and corporate municipalities throughout the U.S. Parks holds a B.S. degree in Finance
and Accounting from North Carolina State.
Will Illingworth joined Wells Fargo in 2006 and currently serves as the firm's short-term underwriter nationally.
He also works closely with the underwriting team to ensure a smooth execution and clear communication with the
syndicate by providing preliminary and final pricing wires and coordinating with the sales team and underwriters.
Will holds a B.S. in Business Administration, Finance & Corporate Real Estate from the University of South Carolina
as well as a M.B.A. from the University of South Carolina, Moore School of Business.
milRebekah Wales currently serves as the Head of Business Exexcution and joined Wells Fargo's Municipal Finance
Group in 2011 after four years of service in the public sector. Rebekah's roles within Wells Fargo focuses on
regulatory risk mitigation, both for Public Finance transactions and on the Syndicate Desk. She focuses on ensuring
adherence to all regulatory requirements while providing seamless execution for Wells Fargo's clients. Rebekah
will work closely with Parks and Will and the sales team as she is responsible for all of the transactional support on the
underwriting desk. This includes, but is not limited to, entering and monitoring orders, working with both the retail and
institutional sales teams, communicating with the syndicate, and making sure that price guidance and wires are distributed to
all syndicate members. She has a B.A. in English and a Juris Doctorate from the University of Alabama School of Law.
Wells Fargo Corporate & Investment Banking P2yt� 3
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
------------------------------------- Capital Strategies and Debt Solutions
Scott Goldstein joined Wells Fargo Securities in 1993 (via merger with A.G. Edwards). He has 33 years of
experience in investment banking as a quantitative specialist with an extensive understanding of bond related tax
code issues. He has structured over 1,000 senior managed municipal transactions with significant emphasis for
refunding and structured financial solutions. His primary focus has been in the area of higher education, system
revenue and general infrastructure issues. He has been instrumental in developing and applying several refunding innovations,
providing analytical decision -making framework for cash market and derivative solutions, as well as, improving escrow
efficiencies to help issuers lower their cost of capital or overall funding cost. Scott is a graduate of the University of Maryland,
College Park, Maryland, where he earned a B.S. degree in business with an emphasis in finance and accounting. He received his
M.B.A. degree in finance from George Washington University, Washington, D.C.
Matt Antunes joined Wells Fargo in 2011 where he specializes in structured lending to municipal entities. He will be
responsible for pricing any Direct Purchases on behalf of the County. Prior to his tenure at Wells Fargo, he had spent the
previous six years at Bank of America Merrill Lynch. Matt has worked in a number of capacities including short-term municipal
trading, Tender Option Bonds, and Public Finance Banking. Matt graduated from the University of Virginia.
Government Banking
nLynn Love from Wells Fargo Bank, N.A.'s commercial banking team, will continue to serve as the County's
Relationship Manager. She has the primary responsibility for all aspects of the County's traditional banking
relationship including treasury management and lockbox services. Lynn brings over 25 years of government
banking experience to her role at Wells Fargo, where she has worked for 19 years. Lynn earned her degree in
economics from the University of La Verne.
4 A list of recent projects and the names of up to five clients who maybe contacted, including at least two for whom services were rendered
during the preceding year.
Wells Fargo continues to be a top underwriter of municipal bonds, as illustrated by the wide array of large and high -profile
financings our firm has senior managed. The tombstones below display our recent experience with Hawaii issuers specifically.
County of Maui
State of Hawaii
$60,875,000
I
$1,88Z,955,000
General Obligation Bonds
General Obligation Bonds
Series 2022
Series G0, GE, GF, GG, GN, GI, GJ
Sale Oate: August 2022
Sate Date: September 25, 2021
Rating! Aa1 I AA- / AA-
Rating: Aa2 I AA, 1 AA
Final Maturity Maria, 1, 2042
Final Maturity. October 1- 204i
Tax Status: Tax-Exiempt
Tax -Status Exempt & Taxable
Sole Manager
Selling Group
®torpurateK
(urixtratt.& `
In"strnent said. AK
h WIMMnl?t,'I!kil f
I
County of Maui
State of Hawaii DOT
County of Maui
$84,740,000
$137,205,000
$74,420,000
General obligation Bonds
Highway Revenue Bonds
General Obligation Bonds
Series 2021
Series 2021
Series 2020
Sate Date: August 8, 2021
Sale Date: May 26, 2021
Sale Date: September 4, 212E
Rating: Aal/AA+/AA•
Rating: Aa21AA+
Rating: Aal/AA-/A,r,+
rival Maturity: March 1, 2041
Final Maturity: January 1, 2041
Final Maturity: March 1, 20a0
Tax Status: Tax -Exempt
Tax Status; rax-Exempt
Tax -Status: Tax -Exempt
Sole Manager
Co -Senior Manager
Sole Manager
®t urporsle&
1, Wnking
Lurpuratu&
4[testment Ranking
® curixuateh
Insesilltenl Baking
,estmeut
In Appendix I we provide our full detailed list of transactions in which WFCIB served as a senior or co -manager from January
2019 to present.
Wells Fargo Corporate & Investment Banking Page 4
APMAL
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
References. Below we provide five client references. We encourage the County to contact our references as we believe they
will speak highly of the services Wells Fargo and its professionals have provided.
Mr. Scott Teruya
Client References
Ms. Tammy Lee
Mr. Kalbert Young
Director of Finance
Deputy Director, Administration
VP / Chief Financial Officer
County of Maui
State of Hawaii Dept of Transportation
University of Hawaii System
200 S. High Street
869 Punchbowl Street
2444 Dole Street
Wailuku, Hawai'i 96793
Honolulu, Hawaii 96813
Honolulu, Hawai'i 96822
(808) 270-7722
(808) 587-2218
(808) 956-8903
scottAeru a@co.maui.us
tamm .I.lee@hawaii. ov
kalbert[Whawaii.edu
Mr. Louis McClure
Mr. John Patterson
Finance Team Lead
Senior Financial Analyst
County of Orange
County of Los Angeles
400 West Civic Center Drive
500 West Temple Street
Santa Ana, CA 92701
Los Angeles, CA 90012
(714) 834-5999
(213) 974-2310
Louis.McClure@oc ov.com
jpatterson@)ttc.lacounty.gov
5. Any promotional or descriptive literature which the individual or firm desires to submit
Wells Fargo has a broad range of financing experience and expertise and has been a top underwriter across the various sectors
of public finance for the past several years. For 2023 year-to-date, WFCIB has served on 73 competitive and negotiated
transactions nationally.4 Further, as one of the largest financial service providers in the world, we are able to offer broad -
range financing solutions that reach beyond municipal underwriting when working collaboratively with our commercial
banking partners. To illustrate Wells Fargo's breadth of experience, below we summarize our financing experience.
j[Par ($mm) 8 of Deals Par ($mmj 1t of Deals
Par ($mm) 8 of Deals
General Obligation Bonds 1 21,836 148 _ 84,736
I 329 F
106,573 477
Transportation Bonds (Ports, Highwa)Ls, Airport) 21,040 86 49,933
149
70,973 235
Single and_Multi-Family Housing Bonds 6,613 125+ 46,090
607
52,703 732
_
Certificates of Participation and Lease Revenue_ 2,985 30 4,592
20
7,576 50
i Healthcare Related Bonds 1,497 18 12,421
I 54
13,918 72
Public and Private Higher Education Bonds 9,147 106 31,840 134
40,987 240
_
Other Long -Term Financings 30,593 233 77,202 266
107,795 499
Total $93,711 746 $306,824 1.SS9
$400,524 2,30S
Source: SDC Thomson Reuters. Other Long -Term Financings include other Revenue Bonds and Special Purpose Bonds
Serving Hawaii -Based Issuers. Wells Fargo is extremely proud of our history serving clients in the
State of Hawaii. The
advantages of utilizing an underwriter with a knowledge of issuers within the State include i) familiarity
with State and local
economic conditions, ii) understanding Hawaii's statutes and bond laws, iii) adhering to the
State's Constitutional
requirements, iv) obtaining and maintaining the appropriate licenses and certifications through Hawaii Compliance Express,
and v) knowing the local impactful investors will position our team well for leading the County's future
sales. In the following
table, we provide our transaction history in Hawaii since 2012.
Wells Fargo Transactions in Hawaii Since 2012-.-.
Sale pate issuer eTjljm _ Par ($mlonl....
10/19/22 State of Hawaii General Obligation Bonds $800.0
Selling Group
08/18/22 County of Maui General Obligation Bonds $60.9
Sole Manager _
01/20/22 State of Hi DOT -Airports Division Airport Revenue 262.3
Selling Group
09/29/21 State of Hawaii _ General Obligation Bonds 59.5
_
Direct Purchase*
09/29/21 StateJoiH`a_w_'a_iF General Obligation Bonds' 1,882.9
Selling Group
08/04/21 County of Maui
_
General Obligation Bonds 84.7
Sole Manager
07/21/21 I City and County of Honolulu
General Obligation Bonds 595.6
Selling Group
05/26/21 State of HI DOT-- Highways Division
Highway Revenue Bonds 137.0
Co -Senior
11/28/20 State of HI DOT -Harbors Division
Harbor System Revenue 266.5
_
Selling Group
" Source Securities Data Corp., Negotiated long tern transactions, Full to Bookrunner (1/1/2022 - 5/13/2022)
Wells Fargo Corporate & Investment Banking . Page 5
County of Hawaii
Public Finance Bond Underwriting - HRS 103D-304
44ellS FargoTransactionsr
sale Date Issuer ....... _ Issue 7j8
Par "mrn)
Role
10/21/20 State of Hawaii General Obligation Bonds
1,1475.0
Selling Group
10/13/20 University of Hawaii Revenue Bonds
217.1
Selling Group
10/07/20 State of HI DOT -Airports Division_ Airport Revenue
582.9
Selling Group
09/20/20 County of Maui General Obligation Bonds
74.4
Sole Manager
_
T
07/22/20 City and County of Honolulu _
General Obligation Bonds
346.3
Selling Group
_
02/13/20 City and County of Honolulu
General Obligation Bonds
295.2
Selling Group
11/14/19 State of HI DOT -Highways Division
Revenue Bonds
81.8
Co -Senior
10/23/19 City and County of Honolulu
General Obligation
496.9
Selling Group
09/25/19 Hawaii Electric Co.
Revenue Bonds
80.0
Co -Manager
08/07/19 City and County of Honolulu
General Obligation
548.9
Selling Group
07/10/19 Hawaii Electric Co. _funding
Revenue
150.0
Co -Manager
02/06/19 State of Hawaii General Obligation
575.0
Co -Manager
08/15/18 City and County of Honolulu General Obligation
468.4
Selling Group
08/09/18 State of HI DOT -Airports Division Airport Revenue
414.6
Cc -Manager
01/30/18 State of Hawaii General Obligation
775.0
Selling Group
03/15/18 Hawaii Pacific Health Special Purpose Revenue
147.1
Lead Manager
12/14/17 University of Hawaii Revenue Bonds
110.7
Selling Group
08/10/16 State of HI DOT- Highways Division Highway Revenue
204.4
Co -Senior
10/15/15 State of Hawaii General Obligation
746.3
Selling Group
07/22/15 City and County of Honolulu General Obligation
698.9
Selling Group
03/16/15 City and County of Honolulu General Obligation
888.6
Selling Group
11/13/14 State of Hawaii General Obligation
1,008.6
Co -Manager
07/29/14 State of HI DOT -Highways Division Highway Revenue
163.6
Co -Senior
12/10/13 State of HI DOT -Airports Division Airport COPS
167.7
Selling Group
11/05/13 State of Hawaii General Obligation
860.8
Co -Manager
09/10/13 Hawaii Pacific Health Special Purpose Revenue
1589
Co -Manager
12/04/12 State of Hawaii General Obligation
866.9
Co -Manager
03/15/12 Kamehameha Schools Taxable LIBOR Note"
25.0
Sole Manager
Source: Thomson SOC Data. 'Direct Purchase with Wells Fargo Bank. N.A
Recent Example. For the State's 2021 General Obligation Bond sale, Wells Fargo Bank, N.A. committed
to Direct Purchase
$59.5 million of the $1.8 billion of the publicly offered bonds through maturity at the time of the primary
offering. Given our
role as a selling group member, this is a significant contribution to the State's sale by increasing aggregate demand and thus
adding to the overall value of the State's GO sale. We note our public market purchase
was completed through our internal
credit review affording an opportunity for the State to take advantage of Wells Fargo's
balance sheet.
We hope to have the
opportunity to support the County in a similar way in the future.
Powerful Distribution Capabilities. Wells Fargo utilizes a broad and diverse distribution
network, which
covers three in-house
distribution channels: (1) institutional; (2) middle market; and (3) retail brokerage. Our three -tiered investor channel, as
detailed below, provides us with the necessary flexibility to adapt our marketing strategy
to changing
market conditions as
they arise. Wells Fargo will utilize all three distribution outlets nationally and regionally to support the County's bond
financings.
Fargo'sWells
ill Instituilonal Sales _ ..... _.. _ (2) Middle Market Sakes*
i3) R1Rai1 Sa
12 member sales team l 250+ National Buyers I 60 sales professionals I Have covered on island ! 12,027 Retail advisors I 17 Retail advisors
2 offices nationwide I 425+Account Base 17 offices nationwide accounts for 30+years 1 547 Locations $4.9 billion in Client Assets
*Provided by Wells Fargo Securities, LLC.: "Provided by Wells Fargo Advisors a trade name for Wells Fargo Clearing Services, LLC
1. Institutional Sales. Wells Fargo's institutional salesforce distributes a full line of municipal products, including tax-exempt
and taxable securities. Our dedicated municipal institutional sales team concentrates its efforts solely on selling municipal
and structured finance products to the largest top -tier institutional municipal buyers nationwide. The municipal
institutional investor base includes the key national buyers of municipal securities including over 425 institutional
accounts. Our Municipal Institutional Client Services Group includes 12 dedicated municipal institutional sales
Wells Fargo Corporate & Investment Banking ='age k
County of Hawaii
Public Finance Bond Underwriting — HRS 103D-304
professionals located in Charlotte and New York. This includes coverage of large "Tier 1" high grade accounts —current top
holders of the County's bonds —with assets over $1 billion such as Vanguard, BlackRock, and Northern Trust in addition to
money managers, insurance companies, bank portfolios, hedge funds and pension funds. While these large institutional
accounts are covered by all major broker -dealers, Wells Fargo maintains a formidable relationship with a majority of the
County's largest holders.$
2. Middle Markets Sales. One of our competitive advantages is the ability r r
to reach middle market investors — an asset class that can be additive. Investor Hawaii
Middle __ Trade Amount
As the County seeks to expand its investor base, we believe this to be First Hawaiian Bank Trade
particularly relevant. Indeed, most national underwriters do not focus Bank a Hawaii 77,590,650
on these investors since large institutional investors tend to dominant ----_
the municipal market. While Wells Fargo continues to be a top Bishop Street _ 20,680,000
distributor to institutional accounts, our business model allows us to Lee Financial Group 1,875,000
focus on smaller and regional investors who tend to buy -and -hold First Honolulu Securities, Inc 115,000
securities relative to their larger institutional counterparts. Wells Fargo Bank Of Hawaii _ 35,000
has 60 middle -market sales professionals who serve over 7,000 state Source: Wells Fargo Municipal Underwriting Desk CC
and local community banks, asset managers, regional depositories, corporate trust departments, corporations,
municipalities/public entities, and local insurance companies. The added benefit of middle market customers comes from
their knowledge of local credits and regions often times makingthem optimal buyersforthe County's bonds. For example,
on the State's most recent Highway Revenue Bond sale, a local municipal fund, which Wells Fargo has a proprietary
relationship with, entered an order directly through our firm during the initial offering even though we were serving as a
co -manager. When Wells Fargo is not involved in a bond sale, this local professional retail account will only trade in the
secondary market. Additionally, the sales professionals in this group have been covering Bank of Hawaii for over 30 years,
First Hawaiian Bank and other local money managers. An order from a middle market investor can range from small odd
lots to $50 million+ blocks of bonds. In the current market, middle markets investors have been extremely active buyers
of municipal bonds and our ability to reach these investors allows us to be more focused in marketing and pricing bonds
on the County's behalf.
3. Hawaii Retail Sales. Our municipal sales desk works closely with our retail brokerage network, through our affiliate Wells
Fargo Advisors, maintains one of the largest retail brokerage network in the country.r, Our national retail platform
currently employs 12,027 full -service retail brokers and has approximately $1.5 trillion in total client held assets.? Of this
amount, over $319 million of Hawaii based issuances are held by our retail clients. Our Honolulu -based retail brokerage
offices maintain 17 financial advisors who actively sell
and trade municipal bonds, among other financial
products. Specifically, our financial advisors based in
the State manage over 22,700 active accounts with a
combined $4.9 billion of assets for State of Hawaii
residents. In fact, as of May 2023, more than 260
accounts held over $78 million of the County's various
bonds, as shown to the right.'
Well s Fargo Advisors
National CountyofHawali
Client Assets* $1,576,089,003,9S4 $78,307,320
Number of WFA Accounts* 6,416,764 262
Number of WFA Salespeople 12,027** 17***
Municipal Bond Holdings**** $66,554,211,561 $12,473,833
*Source Wells Fargo Clearing Services, LLC As of March 31, 2023; **As of March 31, 2023: "'Total
salespeople across the Island as of March 31.2023; ****As of February 3, 2023
Firm Capital. Wells Fargo Bank, N.A. ("WFBNA") is the legal entity that provides municipal securities underwriting services for
Wells Fargo & Co. As a national bank registered with the SEC as a municipal securities dealer, WFBNA is not subject to the
SEC's net capital rules that applyto most broker -dealers. WFBNA is, however, subject to capital regulations prescribed by the
Office of the Comptroller of the Currency ("OCC"), which is the regulatory authority for national banks. As such, we are not
required to prepare FOCUS reports, nor do we report equity capital, net capital or excess net capital.
Since WFBNA currently meets the definition of a "well capitalized" bank under the OCC's capital regulations, WFBNA (Wells
Fargo Securities or Wells Fargo Corporate & Investment Banking as the trade name) is authorized under applicable federal
banking rules to underwrite municipal securities without any regulatory -defined capital constraint. WFBNA's only constraint
$source: Bloomberg as of May 8, 2023
s Source: Wells Fargo Internal Data as of May 8, 2023
' WFA statistical information as of December 31, 2022. Data is a combination of Wells Fargo Clearing Services, LLC; Wells Fargo Advisors Financial Network;
LLC and First Clearing, LLC.
Source: Wells Fargo Clearing Services LLC as of February 3, 2023
Wells Fargo Corporate & Investment Banking Page 7
County of Hawaii
Public Finance Bond Underwriting —HRS 103D-304
as to the par value of municipal securities it underwrites is our own internal credit decision process. In the table below, we
present our annual capital position from calendar years 2018 through 2022.
low
December 31 Tier One Capital _ Total Risk -Based Capital Total Capital
2022 $140,644,000,000 $154,292,000,000 $161,470,000,000
2021 $149,318,000,000 1 $163,213,000,000 $171,142,000,000
2020 $150,168,000,000 $164,412,000,000 $170,928,000,000
2019 $145,149,000r000 $158,615,000,000 $167,393,000,000
2018 $142,684,000,000 $155,557,000,000 $163,379,000,000
Source: WFBNA Call Report
While a number of firms have a large capital base, it is most important that such firms evidence their willingness to deploy that
capital in support of their clients. WFBNA has demonstrated its ability to commit capital in support of our municipal clients by
directly underwriting unsold balances on negotiated primary market issues, actively bidding for competitive issues, supporting
the secondary markets with an average daily inventory of fixed rate municipal securities in 2022 of approximately $2.6 billion;
and, as a commercial bank, providing credit enhancement, liquidity support, and direct purchase credit to municipal issuers,
such as we did for the State of Hawaii's 2021 GO Bond sale 9 Below we highlight recent examples where Wells Fargo used our
capital to provide underwriting support in the primary market.
State of Illinois
04/19/23
$2,311,205,000
$159,580,000
6.90%
$1,594,396
Metropolitan Washington Airports Authority*
01/21/22
_
$421,7-5,000
$113,245,000
T 26.85%
$548,944
Massachusetts Bay Transportation Authority
04/05/22
$295,315,000
$99,410,000 —
33.66%
$283,358 �T
Pima County
10/20/22
$88,655,000
$47,705,000
53.81%
$38,919 _m
Los Angeles Department of Water & Power _
03/03/22
$524,425,000
$65,850,000
12.56%
$454,005
Manatee Countv
08/30/22
$216,845,000
$56,345,000 ,
25.98%
$217,237
*Represents tax-exempt series of transaction; Note: Balances may have been placed with investors at any of varlous paints after pricing.
WFBNA Direct Purchases and Private Placements. In addition to
traditional investment banking and underwriting services, WFBNA
strongly supports its clients with a variety of credit enhancement
products such as providing letters of credit or liquidity facilities and
other traditional bank products. WFBNA is highly sought after for
its capital and credit support and we continue to be recognized as
one of the most stable and best capitalized banks in the world.
Continuing
Covenants
Agreement
County of Wells Fargo
L Hamil Ja Bank, N.A.
Direct Placement of County BANs. Alternatively to a public
offering, WFBNA offers our clients a Direct Purchase solution, which is similar to the County's private placement of Bond
Anticipation Notes ("BANs"). Instead of accessing the capital markets publicly, WFBNA would be the sole purchaser of the
County's BANs for our balance sheet, without the intention to sell or trade those securities.1° This product has proven to be
most beneficial for clients who want to minimize upfront costs as well as expedite a transaction to take advantage of market
conditions. The credit analysis would be conducted internally, and we would not require the County to obtain a public rating
nor produce any disclosure documents. As a bank broker -dealer, we may be able to offer financing solutions that are
customized for the County. We are able to collaborate with our commercial banking partners to provide the County with an
interim financing solution such as a Bond Anticipation Note or "Drawdown Direct Purchase." This type of product can be very
beneficial to reduce negative carry from a project fund orto quickly drawdown funds on an as needed basis.
What makes Wells Fargo Bank, N.A.'s Direct Purchase option distinctive is that we have the ability to offer the County an
option to prepay without any breakage fee or prepayment penalty after the initial negotiated period. Further, the funds that
are drawn and paid back, can be re -drawn again in the future. And probably the most beneficial aspect is that any amount not
Source: WFS Municipal Underwriting Desk
io WFBNA Direct Purchase is a product of WFBNA and is subject to credit approval
Wells Fargo Corporate & Investment Banking Page 8
County of Hawaii
Public Finance Bond Underwriting — HRS 10313-304
used would be charged a lower fee (typically 15-25 basis points), which can result in significant cost savings, particularly when
compared to the capital markets in a volatile rising interest rate environment. Our Direct Purchase can be offered as fixed or
variable, taxable or tax-exempt and short -or long-term options.
Weils Fargo Corporate & Investment Banking Page 9
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
01/09/19
49.600
Allegheny Co Higher Ed Bldg Auth
Revenue Bonds
N
PA
LEAD
61/ 99/19
_
130.000
Charleston City -South Carolina
Wtrwrks & Swr Sys Cap Imp Bonds
N
SC
LEAD
01/09/19
325.000
Colorado
Education Loan Program TRANS
C
CO
LEAD
01/09/19
750.000
New Jersey Trans Trust Fund Au_
Transportation Program Bonds_
N
NJ
LEAD
01/10/19
268.775
Gaming I ax Revenue Bonds
N
MS
LEAD
01/14/19
19.535
_Mississippi
Cumberland Co Muni Auth
Revenue Bonds
N
PA
LEAD
01/14/19
402.102
Orange Co -California
Pension Obligation Bonds
P
CA
SOLE
01/14/19
10.000
Sartell City -Minnesota
General Obligation Bonds
C
MN
SOLE
01/14/19
_ 14.325
Washington Co Commissioners
Revenue Bonds
N
MD
LEAD
01/15/19
425 005
Arizona
Ref Certificates of Participation
N
AZ
LEAD_
01/15/19
21.410
Tarrant Co (Birdville) ISD
Unlimited Tax School Bldg Bonds
N
TX
CO-MGR
01/15/19
136.225
Tarrant Co (Birdville) ISD
_ Unlimited Tax School Bldg Bonds
N
TX
CO-MGR
01/15/19
127,715
Utah
General Obligation Bonds
N
UT
CO-MGR
01/16/19
100,000
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
01/16/19
101.595
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
01/17/19
46.180
Bell Co (Salado) ISD _
Unlimited Tax School Bldg Bonds
N
TX
CO-MGR
01/17/19
39.465
_
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
01/17/19
60.000
NYC Municipal Water Fin Auth
Water &Sewer Sys Rev Bonds
N
NY
CO-MGR
01/17/19
70.000
NYC Municipal Water Fin Auth
Water & Sewer Sys Rev Bonds
N
NY
CO-MGR
01/17/19
345.000
NYC Municipal Water Fin Auth
Water & Sewer Sys Rev Bonds
N
NY
CO-MGR
01/23/19
136.520
Boulder (Boulder Vlly) SD #RE-2
General Obligation Bonds
C
CO
SOLE
01/23/19
68.025
Dallas ISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
01/23/19
84.365
Pennsylvania Turnpike Commission
Turnpike Revenue Refunding Bonds
N
PA
LEAD
01/23/19
10.580
Co (Lake Travis) ISD
Unitd Tax School Building Bonds
N
TX
CO-MGR
01/23/19
82.125
_Travis
Travis Co (Lake Travis) ISD
Un(td Tax School Building Bonds
N
TX
CO-MGR
01/24/19
449.110
New Jersey Turnpike Authority
Turnpike Revenue Bonds
N
NJ
CO-MGR
01/24/19
92.355
Randall Co (Canyon) ISD _
Unitd Tax School Building Bonds
N
TX
LEAD
01/24/19
10.000
York Co -South Carolina
General Obligation Bonds _
C
SC
SOLE
01_129119
_
74.555
Shelby Co -Tennessee
GO Refunding Bonds
C
TN
SOLE
01/30/19
2.300
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
01/30/19
89.800
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
_
02/01/19
�134.390
NYS Housing Fin -Mortgage Agcy
Affordable Housing Ref Rev Bonds
N
NY
CO-MGR
^_
02/05/19
_
147.610
Garland City -Texas
Electric Utility Sys Rev Ref Bond
N
TX
LEAD
02/06/19
15.000
Connecticut Housing & Fin Auth (CH FA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
_
02/06/19
72.980
Connecticut Housing & Fin Auth (CH FA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
02/06/19
143.33E
Hawaii
General Obligation Bonds
N
HI
CO-MGR
02/06/19
431.665
Hawaii
General0bligatlon Bonds
N
HI
CO-MGR
02/07/19
57.205
California Municipal Fin Auth
Revenue Bonds
N
CA
SOLE
02/07/19
l l3 520
California Municipal Fin Auth
Revenue Bonds
N
CA
SOLE
02/07/19
L49.770
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
_ LEAD
02/07/19
63 960
San Joaquin Co Transpo Auth
_ Sales Tax Revenue Bonds
N
CA
CO-MGR
02/12/19
22 840
Midland City -Texas
Tx & Ltd Pledge Rev Cert of Oblig
N
TX
CO-MGR
02/12/19
28.530
_ _
Midland City -Texas
GO Improvement & Refunding Bonds
N
TX
CO-MGR
02/12/19
175.000
Richland Co -South Carolina_
General Obligation BANS _
C_
SC_
SOLE
02/12/19
175.000
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
02/12/19
150,925
Univ of North Carolina Bd of Gov
General Revenue Refunding Bonds
N
NC
LEAD
02/13/19
83.170
NYS Dorm Authority_
_R_evenue Bonds ____N_
NY
_ CO-MGR
02/13/19
_
176-125
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MGR
02/13/19
603.460
NYS Dorm Authority
_ Revenue Bonds
N
NY
CO-MGR
02/13/19
37.145
_
New Mexico Finance Auth (NMFA)
Revolving Fund Revenue Bonds
N
NM
LEAD
02/13/19
19.595
Oregon
General Obligation Bonds
N
OR
CO-MGR
02/13/19 _ _
40.170
Oregon
General Obligation Bonds_
N
OR
CO-MGR
02/13/19
466.355
Oregon
General Obligation Bonds
N
OR
CO-MGR
02/13/19
29.525
Virginia Beach City Virginia
Storm Water Utility Revenue Bonds
C
VA
SOLE
02/14/19
44.220
Durham Co -North Carolina
GO Refunding Bonds
N
NC
CO-MGR
02/14/19
695.595
Main Street Natural Gas Inc
Gas Supply Revenue Bonds
N
GA
LEAD
02/14/19
20.320
Mississippi Development Bank
Special Obligation Bonds
N
MS
LEAD
02/14/19
57.430
Mississippi Development Bank
Special Obligation Bonds
N
MS
LEAD
02/14/19
16.755
Regents of the University of Michigan
General Revenue Bonds
N
MI
CO-MGR
02/14/19
148.330
Regents of the University of Michigan
General Revenue Bonds -_
N
Mi
CO-MGR
02/14/19
78.210
Washington St Hsg Fin Commission
Single family. Program Bonds
N
WA
CO-MGR
02/19/19
23.100
Brookfield City -Wisconsin
GO Conference Center Bonds
C
WI
SOLE
02/20/19
49.058
_- Mercer Co -New Jersey
BANS
C
NJ
SOLE.-
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
baie i_ -
02/21/19
66.750
Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO-M_GR
021 22/19
58.740
Mississippi Home Corporation
Single Family Mortgage Rev Bands
N
MS
LEAD
02/22/19
39.725
North Carolina Medical Care Commiss
Health Care Facilities Rev Bonds
N
NC
LEAD
02/26/19
80.000
Hennepin Co Reg Railroad Auth
Limited Tax Bonds
C
MN
SOLE
02/26/19
19.130
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
02/26/19
61.295
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
_
02/27/19
42.475
Iowa State Board of Regents
Hospital Revenue Bonds
C
IA
SOLE
02/27/19
140.000~
Maryland Dept Hsg & Com Dev (DHCD)
Reidential Revenue Bonds
_
N
MD
CO-MGR
02/28/19
24.400
NYS Housing Fin -Mortgage Agcy
Homeowne_r_Mortgage Rev Bonds
N
NY
CO MGR
02/28/19
30.000
NYS Housing Fin -Mortgage Agcy
Homrowner Mortgage Rev Bonds
N
NY
CO-MGR
02/28/19
68.670
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
03/01/19
48.965
Maryland Transportation Auth
Grant & Rev Antic Ref Bonds
P
MD
SOLE
03/06/19
500.040
_
California
Various Purpose GO Ref Bonds
N
CA
CO-MGR
03/06/19
11,791.810
California
GO Var Purpose & Ref Bonds
N
CA
CO-MGA
03/06/19
100.610
Oregon Dept of Admin Services
Certificates of Participation
N
OR
CO-MGR
03/07/19 915.225 New York City -New York General Obligation Bonds N NY CO-MGR
03/11/19
62.455
Will Co -Illinois
GO Alternate Revenue Source Bonds
N
IL
LEAD
03/12/19 -
87.025
Baltimore Co -Maryland
Certificates of Partkipation
C
MD
SOLE
03/12/19
93,240
Colorado Hsg & Fin Auth (CH FA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
03/13/19
62.335
Kansas Turnpike Authority
Turnpike Refunding Rev Bonds
N
KS
CO MGR
03/13/19
9.095
_
NYS Housing Fin -Mortgage Agcy
_
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
22.400
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
22.565
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
23.830
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
27.565
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
_
03/13/19
45.600
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
52.250
NYS Housing Fin -Mortgage Ag W-
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/13/19
114.040
New York
General Obligation Bonds
C
NY
SOLE
03/13/19
_
221.005
Texas Water Development Board
St Revolving Fund Revenue Bonds
N
TX
_
CO-MGR_
03/13/19
25.040
Virginia Public Building Auth
Public Facilities Revenue Bonds
C
VA
SOLE
03/14/19
301.095
Dallas Area Rapid Transit Auth
Sr Ln Sales Tax Revenue Ref Bonds '
N
TX
_
CO-MGR
03/14/19
233.925
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
03/21/19
10,000
Pennsylvania Hghr Ed Facs Auth
University Revenue Bonds
N
PA
SOLE
03/21/14
18.690
Pennsylvania Hghr Ed Facs Auth
University Revenue Bonds
N
PA
SOLE
03/26/19
62.465
Arizona Transportation Board
GANs
N
AZ
LEAD
03/26/19
420.885
California
Various Purpose GO Bonds
C
CA
SOLE
03/27/19
35.410
Connecticut Airport Authority
Customer Fac Charge Rev Bonds
N
CT
CO-MGR
03/27/19
115,690
Connecticut Airport Authority
Customer Fac Charge Rev Bonds
N
CT
CO-MGR
03/27/19
850,000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
03l27/19
56.235
Oregon Dept of Admin Services
Oregon Lottery Revenue Bonds
N
OR
CO-MGR
03/27/19
1.00.395_
Oregon Dept of Admin Services
Oregon State Lottery Rev Bonds
N
OR
CO-MGR
03/27/19
17.840�
Salt Lake Co Muni Bldg Auth
Lease Revenue Bonds
N
UT
SOLE
03/27/19
16.600
Santa Clara USD
GO Refunding Bonds
C
CA
SOLE
03/28/19
96.655
Fulton Co Development Authority
Georgia Tech Facilities Rev Bonds
N
GA
CO-MGR
03/28/19
03/28/19
03/29/19
10.400
146.700
9.190
Louisiana Gov Env Fac & CDA (LCDA)
North Carolina Housing Fin Agcy
District of Columbia Hsg Fin Agy
Revenue Bonds
Home Ownership Revenue Bonds
Multi -Family Dev Program Bonds
N
N
N
LA
NC
DC
SOLE
CO-MGR
SOLE
03/29/19
_208,725
Univ of Massachusetts Bldg Au
Refunding Revenue Bonds
N
MA
LEAD
04/02/19
_
207.650
Wisconsin Public Finance Auth
Hospital Revenue Bonds
N
WI
CO-MGR
04/03/19
26.665
Gainesville City -Florida
_
Utilities System Revenue Bonds
N
FL
CO-MGR
04/03/19
153.820
�Gainesville City -Florida
Utilities System Revenue Bonds_
N
FL
CO-MGR
04/04/19
16.500
_
Florida Municipal Loan Council
Revenue Bonds
N
FL
SOLE
04/04/19
185.000
--i..----------
Louisiana
Grant Anticipation Rev Bonds
N
LA
LEAD
04/04/19
42.045
_
of North Carolina Bd of Gov
General Revenue Bonds
N
NC
LEAD
04/05/19
27.810
_Univ
4 NYC Housing Dev Corp
Multi- Family Rev Bonds
N
NY
CO-MGR
04/05/19
149,070
NYC Housing Dev Corp
_Housing
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
04/09/19
85.000
Lexington Co SD #1
General Obligatlon BANS
C
SC
SOLE
04/09/19
158.905
Williamson Co (Round Rock) ISD
Unitd Tax School Building Bonds
C
TX
SOLE
04/10/19
111.310
Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO-MGR
04/10/19
!_ 57.610
Jacksonville City -Florida_
Care Facs Rev Ref Bonds
N
FL
LEAD
04/10/19
500.000
NYC Municipal Water Fin Auth
--Health
Water & Sewer Revenue Bonds
N
NY
CO-MGR
04/11/19 _
2,023.975
California
Various Purpose GO & Ref Bonds
N
CA
CO-MGR
04/11/19
120.950
Charlotte City -North Carolina
Certificates of Participation
N
NC
LEAD
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
F
04/12/19
31.713
Washington St Hsg Fin Commission
Multi -Family Housing Rev Bond_ s_
P
WA
SOLE -
04/23/19
12.085
_
Portland City -Oregon
GO Refunding Bonds
C
OR
SOLE -
04/24/19
265.390
Collin Co (Frisco) ISD
Unit Tx School Bldg & Ref Bonds
N
TX
LEAD
04/24/19
15.000
Connedicut_Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-M_ GR
04/24/19
7i.995
_
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
04/24/19
239.465
University of Conned cut
General Obligation Bonds
N
CT
CO-MGR
04/30/19
188.660
Philadelphia City Pennsylvania
GO Refunding Bonds
N
PA
CO-MGR
04/30/19
88.250
Virginia Public School Authority
School Financing Bonds
C
VA
SOLE
05/01/19
20.845 Y
Connecticut Hith & Ed Facs Auth (CHEFA) _
Revenue Refunding Bonds
C
CT
SOLE
05/01/19
135,385
El Paso Co (Socorro) ISD
School Building Bonds
N
TX
CO-MGR
05/01/19
6.610
Massachusetts Housing Fin Agcy
_
Single Family Housing Rev Bonds
N
MA
CO-MGR
05/01/19
18.000
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
05/01/19
19.890
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
_
05/01/19
_
33.065
Mesa City- Arizona
_General Obligation Bonds
N
AZ
SOLE
05/02/19
10.000
Marlboro Co SD
General Obligation Bonds
C
SC
SOLE
05/02/19
120,000
Milwaukee City -Wisconsin
RANs
C
WI
LEAD_
05/07/19
25.785
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
OSl07/19
37.000
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
05/08/19
18.330
Energy Northwest_
Station Electric Rev Ref Bonds
N
WA
CO-MGR
05/08/19
251.575
Energy Northwest
Station Electric Rev & Ref Bonds
N
WA
CO-MGR
05/08/19
19.190
Massachusetts Wtr Resources Auth
General Revenue Ref Bonds _ _
_N
MA
CO-MGR_
05/08/19
125.000
_
Massachusetts Wtr Resources Auth
General Revenue Bonds
N
MA
CO-MGR
05/08/19
13.000
Mississippi Development Bank
Special Obligation Bonds
N
MS
SOLE
05/08/19
8.000
Williamson Co (Leander) ISD
School Building Bonds
N
TX
CO-MGR
05/08/19
77.360
Williamson Co (Leander) ISD
School Building Bonds
N
TX
CO-MGR
05/09/19
34.935
Charlotte City -North Carolina
Ref Certificate of Participation
N
NC
LEAD
05/09/19
96.975
Charlotte City -North Carolina
Ref Certificate of Participation
N
NC
LEAD
05/09/19
59.695
Chester Co Hlth & Ed Facs Board
Health System Revenue Bonds'
P
PA
SOLE
05/14/19
329.150
Prince Georges Co -Maryland
GO Consolidated Pub Imp Bonds
C
MD
SOLE
05/15/19
726.650
Allegheny Co Hospital Dev Auth
UMPC Revenue Bonds _
N_
PA
CO-MGR
05/15/19
9.850
Collin Co (Richardson) ISD
Unitd Tax School Building Bands
N
TX
CO-MGR
05/15/19
107.110
Collin Co (Richardson) ISD
Unitd Tax School Building Bands
N
TX
CO-MGR
05/15119
18.570
Indiana Finance Authority
St Revoving Fund Program Bonds
C
IN
SOLE
OS/15119
19.720
Santa Clara Co (Fremont) UHSD
General Obligation Bonds
N
CA
CO-MGR
05/15/19
30.000
_
Santa Clara Co (Fremont) UHSD_
_ General Obligation Bonds
N
CA
CO-MGR
05/15/19
100.280
Santa Clara Co (Fremont) UHSD _
General Obligation Bonds
N
CA
CO-MGR
05/15/19
7.355
Texas T
GO_ Wtr Fin Ref Bonds
N
TX
LEAD
05/15/19
21.320
Texas
_GO Wtr Fin Ref Bonds
N
TX
LEAD
05/15/19
24.075
Texas
_
GO Wtr Fin Ref Bonds
N
TX
LEAD
05/15/19
42.600
_
_ Texas
GO Wtr Fin Ref Bonds
N
TX
LEAD
05/16/19
40.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
05/17/19
21.190
Albany -Dougherty Inner City Auth
Refunding Revenue Bonds
N
GA
LEAD
05/17/19
76.225
Rock Hill City -South Carolina
Combined Utility System Rev Bonds
N
SC
SOLE
05/21/19
45.440
Hidalgo Co -Texas
Certs of Ob & Ltd Tax Ref Bonds
N
TX
LEAD__
05/22/19�-
44.700
_
Minneapolis -St Paul Metro Council �u
GO Transit Bonds
C
MN
SOLE
05/22/19
72.300
Minneapolis -St Paul Metro Council
GO Transit Bonds
C
MN
SOLE
05/22/19_
9.045
Oregon
General Obligation Bonds
N_
OR
-OR
CO-MGR_
_____
05/22/19
150.115
_
Oregon
_
General Obligation Bonds
N
CO-MGR
05/23/19
210.000
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
_
05/23/19
�600.000
North Carolina
Grant Antic Rev Vehicle Bonds
N
NC
CO-MGR
13.120
North Charleston City -South Carolina
Ltd Tax Increment Pledge Bonds
N
SC
SOLE
_OS/23119_
05/23119
�125.000
Pennsylvania Housing_ Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
05/28/19
_
60.360
Lubbock ISD
Unitd Tax School Building Bonds_
N
TX
CO-MGR
05/29/19
23.620
_
Arizona Reg Pub Transport Auth
Trans Excise Tax Rev Ref Bonds
N
AZ
SOLE
05/29/19
142.720
Hillsborough Co -Florida
Capital Imp Non -Ad Val Rev Bonds
_ C
FL
SOLE
05/30/19
74.510
College Station City Texas
Certificates of Obligation
C
TX
SOLE
05/31/19
2.455
Sanford City -North Carolina
Enterprise Sys Rev & Ref Bonds
N
NC
SOLE
05/31/19 T
36.140
Sanford City -North Carolina
Enterprise Sys Rev & Ref Bonds
N
NC
SOLE
O5/31119
6.205
Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
05/31/19
10.435
Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
06/04/19
78.085
Henrico Co -Virginia
Water and Sewer Revenue Bonds
C
VA
SOLE
06/04/19
63.100
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program
N
TN
CO-MGR
06l04/19
136.900
Tennessee Hsg Dev Agcy (THDA)
Residential F nance Program
N
TN
CO-MGR
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
inescript4ona:-ir•��r�:r�ra
06/O5/19
2.535
Arizona Industrial Dev Auth
Housing Rev Bonds
N
AZ
CO-MGR
06/05/19
106.870
Arizona Industrial Dev Auth
_ _Student
Student Housing Revenue Bonds
N
AZ
CO-MGR
06,05/19
_
170.370
Loudoun Co Virginia
_
GO Public Improvement Bonds
C
VA
SOLE
06/05/19
28.990
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
O6/05/19
41.685
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR_
06/05/19
59.300
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MG]
06/05/19
3.735
Tigard -Tualatin SO #231
GO Refunding Bonds
N
OR
CO-MGR
06/05/19
90.360
Tigard -Tualatin 5D #231
General Obligation Bonds
N
OR
CO-MGR
06/06/19
60.000
Alaska Housing Finance Corp_
State Capital Project Bonds II y�
N
AK
CO-MGR
06/06/19
30.000
Arkansas
Wtr Wst Disp & Poll Abatemement
C
AR
SOLE
06/06/19
47.610
High Point City -North Carolina
Combined Enterprise Sys Rev Bonds
N
NC
LEAD
6.560
Loudoun Co Economic Dev Auth
ility Lease Rev Bonds
06/06/19
163.110
Metro Washington Airports Auth
Dulles Toll Rd 1 Sr Ln Ref Bonds
06/11/19
4.045
Fontana City -California
Special Tax Bonds _
06/12/19
113.355
Chesapeake Hospital Authority
Hospital Faci(tty Revenue Bonds
06/12/19
93,340
Fort Worth City -Texas
Water & Sewer Sys Rev Bonds
06/12/19
_ 34.011
Gloucester Twp-New Jersey
General Obligation Bonds
06/13/19
60.000
Los Angeles Co (Norwalk -La Mirada) USD
General Obligation Bonds
C VA SOLE
N DC CO-MGR
N CA SOLE
N VA CO-MGR
_ C TX SOLE
C_ NJ SOLE
N CA SOLE
06/13/19
130.790
Metro Atlanta Rapid Transit Au (MARTA)
Sales Tax Revenue Bonds
C
GA
SOLE
06/13/19
130.955
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
O6/13119
175.Q00
J NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
06/13/19
359.640
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
06/13/19
New Mexico Finance Auth (NMFA)
Revolving Fund Rev & Ref Bonds
N
NM
CO- MGR
06/13/19
_43.870
300.000
North Carolina
Limited Obligation Build NC Bonds
N
NC
CO-MGR
06/13/19
196.805!
Wake Co -North Carolina
Limited Obligation Bonds
N
NC
LEAD
06/18/19
73.845
Hidalgo Co Drainage Dt #1
Unlimited Tax Improvement Bonds
N
TX
CO-MGR
O6/18/19
8,881
Virginia Resources Auth (VRA)
Clean Wtr St Match Rev Bond
P
VA
SOLE
06/19/19
33,450
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
_
CO-MGR_
06/19/19
36,450
Colorado Hsg & Fin Auth (CH_ FA_)_
_
Singe(Family Mortgage Bonds
N
CO
CO-MGR
06/19/19 -=
_
14-1.070
Georgia
General Obligat"on Bonds
C
GA
SOLE
06/19/19
320.810
Georgia
General Obligation Bonds
C
GA
SOLE
O6/19/19
31.795
PortFreeport Texas
General Obligation Bonds
N
TX
CO-MGR
_
06/20/19
6.000
Wright Co -Minnesota
Certificates of Participation
C
MN
SOLE
06/20/19
W21/19
06/21/19
06/25/19
06/25/19
06126/19
50.085 Wright Co -Minnesota Certification of Participation C MN SOLE
29.845 - Connecticut _ - _- St Revolv Fund Ref Gen Rev Bonds N CT CO-MGR
250.000
Connecticut
St Revoly Fund Gen Rev Bonds
N
CT
CO-MGR
300.000
Illinois State Toll Highway Auth
Toll Highway Senior Revenue Bonds
N
IL
i6EAD
98.200
Port of Morraw-Oregon
Transmission Facilties Rev Bonds
N
OR
CO-MGR
161.310
Long Beach City -California
Harbor Revenue Bonds
N
CA
CO-MGR
06/26/19
1,660.440
Los Angeles City -California
TRANS
C
CA
LEAD
06/26/19
10.160
_
Louisiana Gov Env Fac & CDA (tiCDAI
Revenue Bonds
N
LA
S016E
06/26/19
11.500
Louisiana Gov Env Fac & CDA (LCDAI
Revenue Bonds
N
LA
SOLE
06/26/19
459.600
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Resol Bonds
N
NY
CO-MGR
06/26/19
20,000
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
-
06/26/19
18.000
Newport News Redev & Hsg Auth
Revenue Bonds
P
VA
SOLE
06/27/19
306.985
North Carolina Medical Care Commiss
Health Care fats Rev Bonds
N
NC
CO- MGR
07/03/19
117.830
Illinois Finance Authority
Revenue Bonds
N
I L
SOL E
07/10/19
129.025
Charleston City -South Carolina
Wtrwrks&Swr Sys Cap Imp Rev Bonds
N
SC
LEAD
07/10/19
93.300
Deschutes Co (Bend- La Pine) ASO #1
General Obligation Bonds
C
OR
SOLE
07/10/19
R 150.000
Hawaii Dept of Budget A Finance
Special Purpose Revenue Bonds
N
HI
CO-MGR
07/10/19
59,230
Montgomery Co (New Caney) ISO
Unitd Tax School Building Bonds
N
TX
CO-MGR
07/11/19
81.335
California State UnlvTrustees
Systemwide Revenue Bonds
N
CA
CO-MGR
07/11/19
449.430
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
07/11/19
59.203
Colorado Hsg & Fin Auth (CHFA)
Homeownership Bonds
N
CO
CO-MGR
0_7/1_1/19
1.500
Michigan 5t Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
Ml
CO-MGR
07/11/19
30.735
Michigan St Hsg Dev Au (MSHDA) _
Rental Housing Revenue Bonds
N
Mk
CO-MGR
07/11/19
171.750
Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
07/11/19
75.000
NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
NY
CO-MGR
07/11/19
75.000
NYC Municipal Water Fin Auth
& Sewer System Rev Bonds
-N
NY
CO- MGR_
07/11/19
300.000
NYC Municipal Water Fin Auth
_Water
Water & Sewer System Rev Bonds
N_
NY
CO-MGR_
07/11/19
9.600
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N_
NY
SOLE
07/11/19
72.770
NY5 Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
_
SOLE
07/15/19
40.269
Orange Co -California
Teeter Plan Obligation Notes
P
CA
SOLE
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
07/16/19
39.110
Maine State Housing Authority
Mortgage Purchase Bonds
N_
ME
C_ O-MGR
07/17/19
600.000
Colorado
_ _
. ! General Fund Tax RANs
C
CO
LEAD
07/17/19
5.590
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
_
CO-MGR_
07/17/19
15.000
Connecticut Housing & Fin Auth (CHFA)
Housing_ Mortgage Fin Prog Bonds
N
CT
CO-MGR
07/17/19
65.395
Connecticut Hous.'ng & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
07/18/19
_ 54.640
Maine_Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
LEAD
07/22/19
_ 11.5_75
_ Pasadena City -California
Electric Revenue Ref Bonds
C
CA
SOLE
07/23/19
184.500
Florida Dept of Transportation
Right of Way Acquisition & Bridge
C
FL
SOLE
07/23/19
11.220
Montgomery Co Hsg Opportunities Comm
Program_ Revenue Bonds
N
MD
CO-MGR
07/23_/19
32.890
Montgomery Co Hsg Opportunities Comm
Program Revenue Bonds
N
MD
CO-MGR
07/24/19
30.440
Maryland Dept Hsg & Corn Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
07/24/19
800.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
07/24/19
26.905
Pennsylvania Hghr Ed Facs Auth
College Revenue Bonds
N
PA
SOLE
07/24/19
49.840
Vermont Ed & Hlth B,dgs Fin Agy
Revenue Refunding Bonds
N
VT
_
CO-MGR
07/25/19
7.860
Virginia Resources Auth (VRA)
StMoralOblig&lnfrastructureBonds
N
VA
LEAD
07/25/19
17.355
Virginia Resources Auth (VRA)
StMoralOblig&lnfrastru_ctureBonds
N
VA
LEAD
07/25/19
40.990
Virginia Resources Auth (VRA)
Infrastructure Revenue Bonds
N
VA
LEAD
07/26/19
_
189.920
Charlotte City -North Carolina
GO Refunding Bonds
N
NC
CO-MGR
07130119Y
104.775
City -Texas
Elc Util Sys Rev Ref & Imp Bonds
N
TX
CO-MGR
07/30/19
169.850
_ _Austin
Austin City -Texas
Electric Util Sys Rev Ref Bonds
N
TX
CO-MGR
07/30/19
48.630
- _
San Diego Assoc of Governments
Cap-it Grant Receipts Rev Bonds
N
CA J
LEAD
07/30/19
51.125
San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
53.745
San Diego Assoc of Governments
Capital Grant Receipts_Rev Bonds
N
CA
LEAD
07/30/19
56.500
San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
07/30/19
071_31_/19
08/06/19
08/06/19
08/06/19
08/13/19
08/13/19
08/13/19
08/14/19
08/14/19
125.000
12.250
108.970
213.585
341.325
378.140
74.862
81.000
_ 0.765
14.555
San Diego Assoc of Governments
Capital Grant Receipts Rev Bonds
N
CA
LEAD
Gallatin Airport Authority
Airport Revenue & Refunding Bonds
P
MT
SOLE
Galveston Co (Clear Creek) ISD
Unitd Tax School Building Bonds
N
TX
CO-MGR
Pennsylvania Hghr Ed Facs Auth _
_ _ Refunding Revenue Bonds_ _
N
_ PA
CO MGR
Pennsylvania Turnpike Commission
_TT Turnpike Revenue Bonds
N
PA
CO-MGR
Chesapeake Bay Bridge -Tunnel
1st Tier Gen Resolution Rev BANS
N
VA
CO-MGR
Colorado Hsg & F n Auth (CHFA]
Homeownership Class I Bonds
N
CO
CO-MGR
Odessa City -Texas
Combination Tax & Rev Certs of Ob
N
TX
CO-MGR
Arizona Industrial Dev Auth
Lease Revenue Bonds -� {
N
AZ
_SOLE_
Arizona Industrial Dev Auth
Lease Revenue Bonds
N
AZ
SOLE
08/15/19
12.285
District of Columbia Hsg Fin Agy
Multi -Family TE M_tg Backed Bonds
N
DC
SOLE
08/15/19
39.725
Georgia Priv College & Univ Auth
Revenue Bonds
N
GA
CO-MGR
08/15/19
218.115
Georgia Priv College & Univ Auth
Revenue Bonds
N
GA
CO-MGR
08/15/19
150.000
North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO-MGR
08/16/19
32.065
Fulton Co Development Authority
Revenue Bonds
N
GA
CO-MGR
08/16/19
131,575
Fulton Co Development Authority
_
Revenue Bonds
N
GA
CO-MGR
08/16/19
52.005
Pennsylvania Housing Fln Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
08/16/19
122.920
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
08/19/19
69.970
Jefferson Co (Nederland) ISD
Untd Tx School Building Bonds
N
TX
LEAD
08/21/19
99.600
Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
08/21/19
_ 60.775 T�
Petaluma City -California _
_ _
Wastewater Revenue Ref Bonds
C
CA
SOLE
08/21/19
2.435
Santa Clara Co (Union) ESD
General Obligation Bonds
N
CA
SOLE
08/21/19
11.562
Santa Clara Co (Union) ESD
_ _
GO Capital Appreciation Bands
N
CA
SOLE
08/21/19
8,000.000
Texas
TRANS
C
TX
LEAD
08/22/19_
58.750
_
Charlotte City North Carolina
Water & Sewer Revenue Ref Bonds
N
NC
CO-MGR
08/22/19
37.185
Fulton Co Development Authority
Refunding Revenue Bonds
N
GA
CO-MGR
_
08/22/19
23.305
Houston City -Texas
Public Improvement Ref Bonds
N
TX
CO-MGR
08/22/19
214.625
Houston City -Texas
Public Improvement Ref Bonds
N
TX
CO-MGR
08/22/19
255.385
-�
Houston City -Texas
-
Public Improvement Ref Bonds
N
TX
CO-MGR
08/22/19
102.035
North Carolina Muni Pwr AM ttl
Catawba Electric Rev Ref Bonds
N_
NC
CO-MGR
08/22/19
84.980
Pennsylvania Hghr Ed Facs Auth
_-
Revenue & Refunding Bonds 4
C
PA
SOLE
858.435
Massachusetts
GO Refunding Bonds
N
MA
CO-MGR
_08/26/19
08/27/_19
9.150
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
_ _
08/27/19 -
_ _
T 14.000
Massachusetts Housing Fin Agcy
Single Family Mortgage Rev Bonds
N
MA
CO-MGR
08/27/19
20.290
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
08/28/19
10.650
Contra Costa Comm College Ot
T General Obligation Bonds
N
CA
CO-MGR
08/28/19
_
99.350
Contra Costa Comm College Ot
General Obligation Bonds
N
CA
CO-MGR
08/28/19
221.660
Contra Costa Comm College Dt
GO Refunding Bonds
N
CA
CO-MGR
08/28/19
137.135
Delaware Transportation Auth
Transportation Sys Sr Rev Bonds
C
DE
SOLE
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
zDaie.ta
,u
U_
08/28/19
24.380
Mississippi Med Ctr Ed Bldg Corp
Revenue Bonds_
N
MS
CO-MGR
09/04/19
32.330
Faulkner Co (Conway) SD #1
Refunding Bonds
C
AR
SOLE
09/04/19
46.000
Placer Co (Tahoe Truckee) USD
Certificates of Participation
N
CA
SOLE
09/04/19
6M500
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
09/04/19
89.500
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO MGR
09/05/19
59.050
Benton Co (Rogers) SD #30 -
Construction Bonds
C
AR
SOLE
09/05/19
81.735
California
Various Purpose GO Bonds
N
CA
CO-MGR_
09/05/19
2,323.585
California
Various Purpose GO & Ref Bands
N
CA
CO-MGR
09/05/19
61.504
_ _
_Chicago City BOE
Unitd Tax GO Refunding Bonds
_
N
IL
CO-MGR
09/05/19
287,575
Chicago City BOE
Unitd Tax GO Refunding Bonds
N
IL
CO-MGR
09/05/19
43.565
Davis SD BOE
GO Refunding Bonds
N
UT
SOLE
09/05/19---
54.4 00
Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
MT
CO-MGR
09/05/19
92.355
Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
MT
CO-MGR
09/06/19
28.485
Fulton Co Development Authority
Refunding Revenue Bonds
N
GA
CO-MGR
09/10/19
72.440
Albany Co -New York
Various Purpose Serial Bonds
C
NY
SOLE
09/10/19
106.530
Anchorage City -Alaska '
GO & Refunding Bonds
N
AK
LEAD
09/10/19
119.345
Greenville Co SD
General Obligation Bonds
C
Sc
SOLE
09/10/19
65.285
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO-MGR
09/10/19
150.000
Univ of Virginia Rector & Visitors
General Revenue Pledge Bonds
N
VA
CO-MGR
09/11/19
24.985
Alaska Housing Finance Corp _
General Mortgage Revenue Bonds
N
AK
CO-MGR
09/11/19
136.700
Alaska Housing Finance Corp
Mortgage Revenue Bonds
N
AK
CO-MGR
09/11/19
20.000
NYS Housing Fin -Mortgage Agcy
_General
Homeowner Mtg Revenue Bonds
N
NY
CO-MGR
09/11/19
66.740
NYS Housing Fin -Mortgage Agcy
Homeowner Mt1 Revenue Bonds
N
NY
CO-MGR
09/11/19
125.440
NYS Housing Fin -Mortgage Agcy
Homeowner Mtg Revenue Bonds
N
NY
CO-MGR
09/11/19
10.395
Tarrant Co (Grapevine-Colleyville) I5D
School Building Bonds
N
TX
LEAD
09/11/19
42.950
Tarrant Co (Grapevine-Colleyville) ISD
School Building Bonds
N
TX
LEAD
09/11/19
39.125
West Virginia University Bd of Gov
Refunding Revenue Bonds
N
WV
CO-MGR_
09111/19
95.840
West Virginia University Bd of Gov
Improvement Revenue Bonds
N
WV
LEAD
09/12/19--
�218.175
Long island Power Authority
Electric System Gen Rev Bonds
N
NY
CO-MGR
09/12/19
284.250
Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO-MGR
09/12/19
164.430
Missouri -Illinois Met Dt Bi-St Dev Agy
Mass Trans Sales Tax App Bonds
N
MO
LEAD
09/12/19
8.460
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
09/12/19
205.885
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
09/12/19
91.390
Wichita City -Kansas
GO Temporary Notes
C
KS
SOLE
09/16/19
70.445
Columbia City -Missouri
Water & Elctrc Sys Ref Rev Bonds
C
MO
SOLE
09/17/19
126-685
Alaska Indus Dev & Export Auth
Revenue Bonds
N
AK
CO-MGR
09/17/19
5.405
Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO-MGR
09/17/19
34.605_
Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO-MGR
09/17/19
301.665
Cleveland City -Ohio
Airport System Revenue Bonds
N
OH
CO-MGR
09/17/19
56.250
Lowell City -Massachusetts
GO St Qual Muni Purp Loan Bonds
C
MA
SOLE_
09/17/19
121.910
South Carolina State Ports Auth
Revenue Bonds
N
SC
CO-MGR
09/17/19
125.000
South Carolina State Ports Auth
Revenue Refunding Bonds
N
SC
CO-MGR
09/17/19
258,420
South Carolina State Ports Auth
Revenue Bonds
N
SC
CO-MGR
09/18/19
138.690
Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO-MGR
09/18/19
26.680
Manassas Park -Virginia
GO Refunding Bonds
C
VA
SOLE
09/18/19
41.145
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MGR
09/18/19
53.725
NYS Dorm Authority
Adjustable Rate Revenue Bonds
N
NY
CO-MGR
09/18/19
53.725
NYS Dorm Authority
Adjustable Rate Revenue Bonds
N
NY
CO-MGR
09/18/19
53,730
NYS Dorm Authority
Adjustable Rate Revenue Bonds
_
N
NY
CO-MGR
09/19/19
67,720
Champaign CUSD #4
GO Alt Rev Source Refunding Bonds
N
IL
CO-MGR
09/19/19
68.590
Florence -South Carolina
Wtrwks & Swr Sys & Cap Imp Bonds
C
SC
SOLE
09/19/19
9.455
St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/19/19
16.545
St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/19/19
20.545
St Joseph Co -Indiana
Economic Development Rev Bonds
N
IN
SOLE
09/20/19
1,135.370
_
Greater Orlando Aviation Auth
_
Airport Facilities Revenue Bonds
N
FL
LEAD
09/23/19
17.720
District of Columbia Hsg Fin Agy
Multi -family Dev Program Bonds
N
DC
LEAD
09/24/19
54.000
Hampton City -Virginia
GO Public Improvement Bonds
C
VA
SOLE
09/24/19
150.000
New Jersey Trans Trust Fund Au
Transportation Program Notes
N
NJ
SOLE
09/24/19
1,000.000
New Jersey Trans Trust Fund Au
Transportation Program Bonds
N
NJ
LEAD
22.985
Texas Water Development Board
St Wtr Implementation Fund Bonds
N
TX
CO-MGR
_09124/19
09/24/19
835.825
Texas Water Development Board
St Wtr Implementation Fund Bonds
N
TX
CO-MGR
09/24/19
50.000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds_
C
VA
SOLE
09/25/19
29.385
Connecticut Housing & Fin Auth (CHFA)
Housing Finance Prog Bonds
N
CT
CO-MGR
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
bale Date Mr
Amount 113 mils)
lescription
oio
�Pxaice
etale
09/25/19
98.690
Connecticut Housing & Fin Auth (CHFA)
Housing Finance Prog Bonds
_N
CO-MGR
09/2S/39
80.000
Hawall Dept of Budget & Finance
Special Purpose Revenue Bands
N
_CT
HI
CO-MGR
09/2S/19
90.280
Las Vegas Valley Water Dt
GO Ltd Tx Water Refunding Bonds
C
NV
SOLE
09/25/19
3.390
Univ of Mississippi Ed Bldg Corp
Revenue Refunding Bonds
N
M5
CO-MGR
09/25/19
73.350
Univ of Mississippi Ed Bldg Corp
Revenue Refunding Bonds
N
MS
CO-MGR
09/26/19
14.420
Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bonds
N
LA
SOLE
_
09/26/19
_
235.840
Mississippi
General Obligation Bonds
N
MS
LEAD
09/26/19
51.420
Montgomery Co Hsg Opportunities Comm
Multi Family Housing Dev Bonds
N
MD
LEAD
09/26/19
19.915
North_ Charleston City -South Carolina
Ltd Oblig Tx nc Pledge Bonds
N
SC
SOLE
09/26/19
21.705
Suffolk City -Virginia
General Obligation Bonds
N
VA
SOLE
09/26/19
52.335
Suffolk City -Virginia_
GO Refunding Bonds
N
VA
SOLE
09/27/19
34.445
Maine State Housing Autho_ri_ty
Mortgage Revenue Bonds
N
ME
CO-MGR
10/01/19
147.495
Trinity River Authority
Revenue Improvemebt & Ref Bonds
N
TX
CO-MGR
10/01/19
2.355
Univ of North Carolina Bd of Gov
General Revenue & Refunding Bonds
N
NC
SOLE
10/01/19
39.040
Univ of North Carolina Bd of Gov
General Revenue & Refunding Bonds
N
NC
SOLE
10/01/19
11.180
Univ of North Carolina -Wilmington
General Revenue Refunding Bonds
N
NC
SOLE
10/02/19
50.000
Indianapolis Lac Pub imp Bond Bank
Revenue Bonds
N
IN
LEAD
10/02/19
199.505
Massachusetts Dept of Transport
Metropolitan Hway Sys fief Bond
N
MA
CO-MGR
10/02/19
464.650
Massachusetts Dept of Transport
Metropolitan Hway Sys Ref Bond
N
MA
CO-MGR
10/02/19
_
49.940
Ohio Higher Ed Fac Commission
Revenue Bonds
N
OH
LEAD
10/02/19
29.895
Trinity River Authority
Revenue Improvement & Ref Bonds
N
TX
LEAD
10/03/19
230.880
Harris Co (Spring_ Branch) ISD
_
Unlimited Tax Schoolhouse Bonds
N
TX
CO-MGR
10/03/19
215-000
_
Indiana Finance Authority
_
State Revolving Fund Prog Bonds_
N
IN
CO-MGR
10/03/19
27.490
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MO
CO-MGR
10/03/19
319.580
Maryland Dept Hsg & Corn Dev [DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
10/03/19
39.800
Portland City -Oregon
2nd Lien Wtr Sys Rev Ref Bonds
N
OR
CO-MGR
10/03/19
112.005
Portland City -Oregon
2nd Lien Wtr Sys Rev Ref Bonds
N
OR
CO-MGR
10/03/19
111.920
So California Pub Pwr Au (SCPPA)
Refunding Revenue Bonds
N
CA
LEAD
_
10/04/19
340.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
10/04/19
510.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
10/08/19
_
42.645
Chattanooga City -Tennessee
GO & Refunding Bonds
C
TN
SOLE
10/08/19
175.625
Oregon
General Obligation Bonds
N
OR
CO-MGR
10/08/19
190.865
Oregon
General Obligation Bonds
N
OR
CO-MGR
_
10/09/19
18.500
Aiken Co CSD
General Obligation Bonds
C
SC
SOLE
10/09/19
15.000
Connecticut Housing & Fin Auth (CHFA)
Hsg Mortgage Finance Prog Bonds
N
CT
CO-MGR
10/09/19
68.735
Connecticut Housing & Fin Auth [CHFA}
Htg Mortgage Finance Prog Bonds
N
CT
CO-MGR
10/09/19
22.825
Massachusetts Wtr Resources Auth
General Revenue Ref Bonds
N
MA
CO-MGR
10/09/19
__ 50.000
Massachusetts Wtr Resources Auth�-`
General Revenue Bonds
N
MA
CO-MGR
10/09/19
547,750
Massachusetts Wtr Resources Auth
General Revenue Bonds
N
MA
CO-MGR
10/09/19
63.175
Michigan St Hsg Dev Au (MSHDA)-
Single Family Mortgage Rev Bonds
N
MI
CO-MGR"
10/09/19
261.825
Michigan St Hsg Dev Au (MSHDA)
Si ngle Family Mortgage Rev Bonds
N
MI
CO-MGR
10/09/19
33.615
Wisconsin Public Finance Auth
Revenue Bonds
N
WI
SOLE
10/10/19
123.225
Florida Dept of Transportation
Fed Hway Reimbursement Rev Bonds
C
FL
SOLE -
10/16/19
18.640
Nevada System of Higher Ed
Universities Revenue Bonds
C
NV
SOLE
10/10/19
84.115
Riverside Co -California
Teeter Plan Obligation Notes
N
CA
CO-MGR
10/11/19
29.685
Greensboro City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
10/11/19
49.965
So Regional Joint Development Auth
Refunding Revenue Bonds _
N
GA
SOLE
10/15/19
52.565
Beaufort -Jasper Wtr & Swr Auth
Waterworks & Swr Sys Rev Bonds
N
SC
SOLE
10/15/19
36.860
Wake Co -North Carolina
GO Pk Greenways Rec & Space Bonds
C
NC
SOLE
10/16/19
42.575
Albuquerque City -New Mexico
Refunding & Improvement Rev Bonds
N
NM
LEAD
32.995
Central Berkshire RSD
GO State Qualified School Bonds
C
MA
SOLE
_10/16/19 _
10h6/19
3.00.000
Ohio Water Development Authority
Water Poll Ctr Ln_Fund Ref Bonds
N
OH
CO-MGR
10/16/19
28.990
Oregon
General Obligation Bonds
N
OR
CO-MGR
10/16/19
42.545
St Petersburg City Florida
_
Public Utility Ref Revenue Bonds
C
FL
SOLE
10/17/19
3.695
_
Colorado Hsg &Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/17/19
27.505
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/17/19
55.285
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/17/19
191.610
Massachusetts Clean Water Trust
State Revolving Fund Bonds
N
MA
CO-MGR
10/17/19
16.875
_
Montgomery Co (New Caney) ISD
U_nitd Tax Refunding Bonds
N
TX
CO-MGR
10/17/19
17.640
NYS Housing Fin -Mortgage Agcy
_ _
Affordable Housing Rev Bonds
N
NY
CO-MGR
10/17/19
34.080
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
10/17/19
49.200
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
10/17/19
90.995
Nebraska Public Power Dt
General Revenue Bonds
N
NE
CO-MGR
APPrE:NDix I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
J:21Lr iWAMOunit
I�mi is)
Or
Description:bate
Issue
10/17/19
26,670
Richland Co -South Carolina
Installment Purchase Rev Bonds
N
SC
SOLE
10/17/19 T
34.610
_ Virginia Public School Authority_
Special Oblig 5ch Fin Ref Bonds
N
VA
CO-MGR
10/18119
15.185
Cape Fear Public Utility Auth
Water & Sewer Sys Rev & Ref Bonds
N
NC
CO-MGR
10/18I19
77.580
Cape Fear Public Utility Auth
_
Water & Sewer Sys Rev & Ref Bonds
N
NC
CO-MGR
_10121/19
106.478
Virginia Housing Dev Auth (VHDA)
_Commonwealth Mortgage Bonds
N
VA
LEAD
10/22/19
92,630
Allegheny Co Industrial Dev Auth
Environmental Imp Rev Ref Bonds
N
PA
_
CO-MGR
10/22/19
275.000
Hoover Industrial Dev Board
Environmental Imp Rev Bonds
N
AL
CO-MGR
10/22/19
84.980
Kent Hospital Finance Auth
Revenue Refunding Bonds
N
MI
CO-MGR
10/22/19
36.415
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR_
10/23/19
52.960
Montgomery Economic Dev Auth
Revenue Bonds
N
VA
CO-MGR
10/23/19
104.695
Montgomery Economic Dev Auth
Revenue & Refunding Bonds
N
VA
CO-MGR
10/24/19
_ 32.335
Arlington Co -Virginia
GO Refunding Bonds
N
VA
LEAD
10/25/19
137.755
_
Omaha Public Power Dt (OPPD)
Electric System Rev Bonds
N
NE
CO-MGR
10/29/19
294.905
California Municipal Fin Auth
Facility,Revenue Bonds
N
CA
CO-MGR
10/30/19
2.625
Fort Bend Co (Katy) ISD
_Special
Refunding Bonds
_
N
TX
LEAD
10/30/19
166,545
Fort Bend Co (Katy) ISD
Refunding Bonds T
N
TX
LEAD
10/30/19
418,120
Lehigh Co General Purpose Auth
Hospital Revenue Bonds
N
PA
CO-MGR
10/30/19
32.885
Virginia Resources Auth (VRA)
State Moral Obligation Rev Bonds
C
VA
SOLE
10/31/19
49.035
Mississippi Development Bank
Special Obligation Ref Bonds
N
MS
LEAD
10/31119
25.815
Mountain Reg Water Spec Svc Dt
_
Water Revenue Ref Bonds
N
UT
SOLE
11/01/19
55,180
Colorado Health Facilities Auth
Hospital Revenue Ref Bonds
P
CO
SOLE
11101l19
62,500
Colorado Health Facilities Auth_
_
Hospital Revenue Ref Bonds
P
CO
SOLE
11/01l19
117.680
_
Colorado Health Facilities Auth
Hospital Revenue Ref Bonds
P
CO
SOLE
R
11/05/19
140.790
Garland City -Texas
LL
Electric Utility System Rev Ref
N
TX
CO-MGR
11/05/19
103.805
Orange Co -Florida
Sales Tax Revenue Ref Bonds
C
FL
SOLE
11/06/19
715.420
_
Massachusetts School Bldg Auth
Subor Dedicated Sales Tax Bonds
N
MA
CO-MGR
11/06/19
100.000
Ohio Public Fac Commission
General Obligation Bonds
C
OH
SOLE
11/06/19
297.840
Oregon Dept of Transportation
Hway User Tax Sub Lien Bonds
N
OR
CO-MGR
11/06/19
323.050
Oregon Dept of Transportation
Highway User Tax Sr Lien Bonds
N
OR
CO-MGR
11/06/19
200.000
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
11/06/19
61.830
Utah Transit Au (UTA)
Sales Tax Revenue Bonds
N
UT
LEAD
11/06/19
247.880
Utah Transit Au (UTA)
Sales Tax Revenue Ref Bonds
N
UT
LEAD
11/07/19
53.445
Indiana Finance Authority
St Revolv Fund Prog Ref Bonds
N
IN
LEAD
11/07/19 -
5.530
Washington St Hsg Fin Commission
Single -Family Program Bonds
N
WA
CO-MGR
11/07/19
14.390
Washington St Hsg Fin Commission
Single -Family Program Bonds
N
WA
CO-MGR
11/07/19
18.615
Washington St Hsg Fin Commission
Single --Family Program Bonds
N
WA
CO-MGR
11/08/19
252.385
Georgia Muni Electric Au (MEAG)
Subordinated Revenue Bonds
N
GA
LEAD
11/12/19
23.370
Collin Co (Plano) ISD
Unitd Tx Sch Bldg & Ref Bonds
C
TX
SOLE
11/13/19
74,000
California Housing Finance Agcy
Multi -Family Mtg Backed Bonds
N
CA
SOLE
11/13/19
42-350
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds!
N
ME
CO-MGR
_
11/13/19
151.580
_South Carolina State Ports Auth
Revenue Refunding Bonds
N
SC
CO-MGR
11/13/19
705.550
Texas Transportation Commission
St of Texas Hwa_y Imp GO Ref Bonds
N
TX
CO-MGR
11/13/19
396,315
Washington
Motor Vehicle Fuel Tx GO Ref Bond
N
WA
CO-MGR
_
11/14/19
-�
_ 369.045
Giant Co -Nevada
Refunding Revenue Bonds
N
NV
LEAD
11/14/19
9.075
Conroe City -Texas
Limited Tax Refunding Bonds
N
TX
LEAD
11/14/19
19.915
Conroe City-TTexas
Certificates of Obligation
N
TX
LEAD
11/14/19
23,730
Conroe City -Texas
Certificates of Obligation
N
TX
LEAD
11/14/19
40.000
Gary Building Corporation
Lease Rental Revenue Bonds
N
IN
SOLE
12/14/19
81.835
Hawaii
_
Highway Revenue Bands
N
HI
LEAD
11/14/19
53.500
Massachusetts
_
Federal Highway GANs
N
MA
CO-MGR
11/14/19
200.000
Massachusetts
Commonwealth Tranpo Fund Rev Bond
N
MA
CO-MGR
11/14/19
149.995
Univ of North Carolina Bd of Gov
Revenue Bonds
N
INC
CO-MGR
11/15/19
32,575
_
Florida Gulf Coast Univ Fin Corp
Capital Improvement Ref Rev Bonds
N
FL
LEAD
11/15/19
162,605
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
11/15/19
9,500
Orange Water & Sewer Authority
Water & Sewer Sys Rev Ref Bonds
N
NC
SOLE
11/15/19
16.640
Orange Water & Sewer Authority
Water & Sewer Sys Rev Bonds
N
NC
SOLE
11/15/19
13.800
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
11/15/19
123.235
Pennsylvania Housing Ffn ARcy (PHFA)
Family Mortgage Rev Bonds
N
PA
CO-MGR
11/19/19
500.000
California Health Facs Fin Auth
-Single
Senior Revenue Bonds
N
CA
CO-MGR
11/19/19
Memorial City Redev Auth
11/19/19 25.445 Nevada
11/19/19 2.620 Salt Lake City -Utah
11/19/19 58.540 Sak Lake City -Utah
37,400
Tax Inc Contract Rev & Ref Bonds
N
TX
LEAD
GO Wtr Poll Ctrl Revolv Lev Bonds
C
NV
SOLE
Sales & Excise Tx Rev Ref Bonds
N
UT
SOLE
Sales & Excise Tx Rev Ref Bonds
N
UT
SOLE
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
Description
Bid
State
Role
Sale Date Par
11/19/19
Amou nt ($ rn I Is)
401.360
III.1"Mu
Williamson Co (Round Rock) ISD
Issue
Unitd Tax School Bldg Ref Bonds
N
TX
CO-MGR
11/19/19
140.790
Wisconsin Hlth & Ed Fac Auth (WHEFA)
Revenue Bonds r
N
WI
CO-MGR
11/20/19
165.805
Colorado
Certificates of Participation
N
CO
CO-MGR
11/20/19
65.000
Colorado Hsg & Fin Auth (CHFA)
Homeownership Class 1 Bonds
N
CO
CO-MGR
11/20/19
u 18.765
Fairfax Co Water Authority
Water Refunding Revenue Bonds
N
VA
LEAD
11/20/19
91.230
Fairfax Co Water Authority
Water Refunding Revenue Bonds
N
VA
LEAD
11/20/19
39.205
Idaho State Building Authority
St Building Refunding Rev Bonds
N
ID
SOLE
11/20/19
11/20/19
7.565
9.840
Montgomery Co Hsg Opportunities Comm
Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Rev Bonds
Multi -Family Housing Rev Bonds
N
N
MD
MD
CO-MGR
CO-MER
11/20/19
261.165
Troy Capital Resource Corporation
Revenue Refunding Bonds
N
- NY
CO-MGR
11/20/19
200.000
_
University_ of Pittsburgh
Pitt Asset Notes
N
PA
CO-MGR
11/20/19
400.000
University of Pittsburih
University Bonds
N
PA
CO-MGR
11/21/19
86.145
University of Cincinnati _
General Receipts Bonds
N
OH
LEAD
11/21/19
234.215
University of Cincinnati
General Receipts Bonds
N
OH
LEAD
11/26/19
5.785
Henry Co Industrial Dev Auth
Public Facility Lease Rev Bonds
N
VA
LEAD
11/26/19 -_
19.515
Henry Co Industrial Dev Auth
Grant RANs _
N
VA
LEAD
12/03/19
21.170
Will Co Forest Preserve Dt
GO Limited Tax Bonds
N
IL
SOLE
12/04/19
14.970
Delano Earlimart Irrlgatlon Dt
Refunding Revenue Bonds
N
CA
SOLE
12/04/19
16.905
Denton Co (Little Elm) ISD
School Building Bonds
N
_ TX
LEAD
12/04/19
18.485
Denton Co (Little Elm) ISD
Refunding Bonds
N
_TX
LEAD -
12/04/19
49.500
Denton Co (Little Elm) ISD
Refunding_ Bonds
N
TX
LEAD
12/04/19
37.710
_
Lexington Ind Dev Auth
Educational Fau Rev Ref Bonds
N
VA
LEAD
12/04/19
5.995
Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
12/04/19
438.120
_NYS
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
12/04/19 619.775 New Jersey Trans Trust Fund Au Transporation System Bonds N NJ CO-MGR
12/04/19
946.335
New Jersey Trans Trust Fund Au
Transporation System Bonds
N
N1
CO-MGR
12/04/19
180.010
Ohio
Major New St Infra Proj Rev Bonds
N
OH
CO-MGR
12/04/19
29.480
Port Freeport -Texas
Sr Lien Revenue Bonds
N
TX
CO-MGR
12/04/19
45.200
Port Freepart-Texas _
Sr Lien Revenue Bonds
N
TX
CO-MGR
12/05/19�
414.345
Hampton Roads Trans ACC Com (HRTAC)
Intermediate Lien BANS
N
VA
CO-MGR
12/05/19
72.355
Louisiana St Univ & Agri & Mech Coll
Auxiliary Revenue Ref Bonds
N
LA
CO-MGR
_
12/05/19
637.665
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Reso Bonds
N
NY
CO-MGR
12/05/19
19.390
Patriots Energy Group
Gas System Imp & Ref Rev Bonds
N
SC
SOLE
12/05/19
_
442.620
San Diego Co Reg Trans Comm
Sales Tax Revenue Bonds
N
CA
CO-MGR
12/05/19
52.440
Upper Occoquan Sewerage Auth
Regional Sewerage Sys Rev Bonds
C
VA
SOLE
12/06/19 71.330 NYC Housing Dev Corp Multi-Famlly Housing Rev Bonds N NY CO-MGR
12/06/19
243.170
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/11/19
68.480
Alaska Indus Dev & Export Auth
Refunding Revenue Bonds
N
AK
LEAD
12/11/19
150,000
North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO-MGR
12/11/19
66.265
Vauxmont Metropolitan Dt
Sub Ltd Tx GO & Spec Rev Ref Bond
N
CO
SOLE
12/11/19
66.355
Vauxmont Metropolitan Dt
Sr Ltd Tx GO & Spec Rev Ref Bond
N
CO
SOLE
12/12/19
12.400
Erie Commons Metro Dt #2
Sub GO iJmked Tax Bonds
N
CO
SOLE
12/12/19
20.250
Erie Commons Metro Dt #2
Senior GO Limited Tax Bonds
N
CO
SOLE
12/12/19
7.770
Greenwood City -South Carolina
Comb Pub Util Sys Rev Ref Bonds
N
SC
SOLE
12/12/19
122.915
Illinois Finance Authority. __ _
_
Revenue Refunding Bonds
N
IL
SOLE
12/12/19
4.495
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
12/12/19
73.710
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
12/12/19
72.165
_
Metro Washington Airports Auth
Airport 2Sys Revenue Ref Bonds
N
DC
LEAD
12/12/19
283.385
Metro Washington Airports Auth
Airport Sys Revenue Ref Bonds
N
DC
LEAD
12/13/19
340.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
12/13/19
510.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
12/17/19
50.265
Ctl Texas Reg Mobility Au (CTRMA)
Sr Lien Revenue Bonds
N
TX
CO-MGR_
12/17/19_
170,995
Maine Govemmental Facs Auth (MGFA)
Lease Rental Revenue Bonds
N
ME
CO-MGR
12/17/19
34.350
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
12/17/19 37.480 New Jerse
12/18/19
12/18/19
12_/18/19
12/18/19
01/07/20
01/08/20
Conduit Rev Bonds
NJ
34.205
Arizona Board of Regents
Revenue Refunding Bonds N AZ
78,520
Arizona Board of Regents
Revenue Refunding Bonds N AZ
39.460
NYS Dorm Authorlty
State Persona(Inc Tax Rev Bonds N NY
1,391.585
NYS Dorm Authority
State Personal Inc Tax Rev Bonds N NY
1,973575 NYS Dorm Authority
197.075 El Paso ISD
400.000 Colorado
01/08/20 118.030 Philadelphia City- Pennsylvania
State Personal Inc Tax Rev Bonds
Unkd Tx School Building Bonds
Education Loan Program TRANS
GO Refunding Bonds
SOLE _
CO-MGR
CO-MGR
CO-MGR
CO-MGR
N NY CO-MGR
N TX CO-MGR
C CO LEAD
N PA LEAD
APPENDIX I
Wells Fargo Corporate and Investment Ranking
Public Finance Bond Underwriting Experience Since January 2019
Date Par
Amount ($rnits)
Iss"r
DescriptionSate
issue
01/08/20
279.465
Tarrant Co (Keller) ISD
Unitd Tax School Building Bonds
N
TX
CO-MGR
01/09/20
510.275
Arizona Transportation Board
Highway Revenue Refunding Bonds_
N
AZ _
CO-MGR
01/09/20
50.000
Ohio
Hospital Revenue Bonds
N
OH
CO-MGR
01/09/20
290,400
Ohio
Hospital Revenue Bonds
N
OH
CO-MGR
01/15/20
14.518
Champaign CUSO #4
GO School Building Bonds
N
IL
CO-MGR
01/15/20
65.860
Champaign CUSD #4
GO School Building & Ref Bonds
N
_
IL
CO MGR
01/15/20
134,580
San Antonio City -Texas
_
Electric & Gas Sys Rev Ref Bonds
N
TX
CO-MGR
01/16/20
_ 4.975
Colorado Hsg & Fin Auth (CHFA)
Single_Family Mortgage Bonds
N
CO
CO-MGR
01/16/20-
34.810
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
01/16/20
50.025
Colorado Hsg & Fin Auth (CHFA)
�- Single Family Mortgage Bonds
N
CO
CO-MGR
01/16/20
60.970
Southwestem Illinois Dev Auth
Local Government Prog Rev Bonds
N
kL
CO-MGR
01/20/20
20.800
_
Florida Housing Finance Corp
Multi Family Mortgage Rev Notes
P
FL
SOLE
01/22/20
136.665
�THarris Co (Humble) ISD
Unitd Tax School Building Bonds
N
TX
CO-MGR
01/23/20
36.345!
Arizona Board of Regents
Speed Revenue Refunding Bonds
N
AZ
LEAD
01/23/20
39.805
Arizona Board of Regents
Speed Revenue Refunding Bonds
N
AZ
LEAD
01/23/20
53.685
Bowling Green State University
General Receipts Bonds
N
OH
LEAD
01/23/20
125.000
Oklahoma Dev Finance Auth
Limited Obligation Revenue Bonds
N
OK
SOLE
01/24/20
65.490
Ramsey Co (St Paul) ISD #625
Certificates of Participation
C
MN
SOLE
01/27/20
3.355
Clarksville City -Arkansas
Refunding Revenue Bonds
P
AR
SOLE
01/28/20
120.814
Virginia Housing Dev Auth (VHDA)
Commonwealth Mortgage Bonds
N
VA
CO-MGR
01/28/20
623.320
Wisconsin
Gen Fund Annual Appro Ref Bonds
N
CO-MGR
01/29/20
19.325
_
San Diego Co Reg Trans Comm
Sales Tax Revenue Ltd Tax Bonds
N
_WI
CA
CO-MGR
01/29/20
55.495
San Diego Co Reg Trans Comm
Sales Tax Revenue Ltd Tax Bonds
N
CA
CO-MGR
61/30/20
26.103
Carver Co (Watertown -Mayer) ISD #111
GO School Bldg Bonds
C
MN
SOLE
01/30/20
12.500
Connecticut Housing & Fin Auth (CHFAI
Housing Mtg Finance Program Bonds
N
CT
CO-MGR
01/30/20
29.955
Connecticut Housing & Fin Auth (CHFAI
Housing Mtg Finance Program Bonds
N
CT
CO-MGR
01/30/20
71.645
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Program Bonds
N
CT
CO-MGR
61/31/20
199 725
North Carolina Medical Care Commiss
Health Care Facs Rev Bonds
N
NC
CO-MGR_
02/03/20
17.695
Worcester City -Massachusetts
�GO Ballpark Project Bonds
C
MA
SOLE
02/04/20
32."5_
Anaheim Hsg & Pub Imp Auth
Water System Revenue Ref Bonds
N
CA
SOLE
02/04/20
38.000
Anaheim Hsg & Pub Imp Auth
Revenue Bonds
N
CA
SOLE
02/04/20
41.985
Benton Co (Siloam Spring) SD #21
Refunding Bonds
C
AR
SOLE
02/04/20
9.250
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
02/04/20
130.750
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
02/04/20
80.495
Pennsylvania State University
Revenue Bonds
N
PA
CO-MGR
02/04/20
331.040
Pennsylvania_ State University
Revenue Bonds
N
PA
CO-MGR
02/05/20
70.365
Bryan City -Texas
Comb Tax & Rev Certs of Oblig
C
TX
SOLE
02/05/20
243.405
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
02/05/20
586.020
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
02/05/20
22.240
Las Vegas Valley Water Ot
GO Water Refunding Bonds
C
NV
SOLE
02/05/20
78.620
NYC Housing Dev Corp
Housing Impact Bonds
N
NY
CO-MGR
02/05/20
296.380
NYC Housing Dev Corp
Housing Impact Bonds
N
NY
CO-MGR
02106/20
12.755
Greensboro City -North Carolina
Limited Obligations Bonds
N
NC
LEAD
02/06/20
47.040
NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
CO-MGR
02/06/20
481,250
_
NYC Municipal Water Fin Auth
Water & Sewer System Rev Bonds
N
_NY
NY
CO-MGR
02/06/20
31.645
Richland Co -South Carolina
Utility System Revenue Bond
N
SC
SOLE
02/06/20
273.790
Tarrant Co (Arlington) ISD
_
Unitd Tx Sch Building & Ref Bonds
N
TX
CO-MGR
02/11/20
31.555
Connecticut Hlth & Ed Facs Auth (CHEFA)
Revenue Bonds
N
CT
CO-MGR
02/11/20
220.415
Grand Parkway Transport Corp
1st Tier Toll Revenue Ref Bonds
N
TX
CO-MGR
02/11/20
793.385
Grand Parkway Transport Corp
1st Tier Toll Revenue Ref Bonds
N
TX
CO-MGR
1,293.260
Grand Parkway Transport Corp
Sub Tier Toll Revenue Ref Bonds
N
TX
CO-MGR
_02/11120
02/11/20
21.155
Midland City -Texas
Tax & Ltd Pledge Rev Certs_of Ob
N
TX
CO-MGR
02111/20
21.560
_
Midland City -Texas
General Obligation Bonds
N
TX
CO-MGR
02/11/20
38.175
Roanoke Economic Dev Authority
Hospital Revenue Bonds
N
VA
CO-MGR
02/11/20
2S0.345
Roanoke Economic Dev Authority
Hospital Revenue Bonds
N
VA
CO-MGR
02/11/20
448,430
Utah
General Obligation Bonds
N
UT
LEAD
02112/20
608.080
Washington
Various Purpose GO Bonds
C
WA
SOLE
02/13/20
69.820
Cleveland City -Ohio
Sub Lien Income Tax Ref Bonds
N
OH
LEAD
02/13/20
1,081.385
New York City -New York
General Obligation Bonds_
N
NY
CO-MGR
02/13/20
_
109.140
Oakland City -California
GO & Refunding_ Bonds
C
CA
SOLE
02/18/20
116.995
Economic Dev Auth
Health Care Fars Revenue Bonds
P
MN
SOLE
02/18/20
76.525
_Duluth
Kansas Development Fin Auth
Refunding Revenue Bonds
C
KS
SOLE
02/18/20
58.610
Shelby Co -Tennessee
GO Refunding Bonds
P
TN
SOLE
10
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
02/18/20
13.095
Wisconsin Hlth & Ed Fac Auth (WHEFA)
Health Care Facilities Rev Bonds
P
WI
SOLE
02/19/20
15.560
Huntersville Town -North Carolina
Obligation Bonds
C
NC
SOLE
02/19/20
62.320
Mississippi Home Corporation
_General _
Single Family Mortgage Rev Bonds
N
MS
LEAD
02/19/20
174.315
New Jersey Educational Facs Au
Bonds
N
NJ
CO-MGR
02/19/20
35.295
Pima Co -Arizona
_Revenue _
Sewer System Revenue Obligations
N
AZ
LEAD
02/20/20
Auburn University
General Revenue Refunding Bonds
N
AL
LEAD
02/20/20
- - _35.560_
104.770
Auburn University_
General Revenue Refunding Bonds
N
AL
LEAD
02/25/20
100.000
_
Tennessee Hsg Dev Agcy (THDA)
Residential Fin Program Bonds
N
TN
CO-MGR
02/25/20
100.000
Tennessee Hsg Dev Agcy (THDA)_
Residential Fin Program Bonds
N
TN
CO-MGR
02/26/20
424.480
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MGR
02/26/20
377.785
West Virginia University Bd of Gov
Refunding Revenue Bonds
N
WV
CO-MGR
02/27/20
46.685
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
02/27/20
100.630
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR_
02/27/20
Regents of the University of California
Medical Center Pooled Rev Bonds
N
CA
CO-MGR
02/27/20
_300DOO
650.000
Regents of the University of California
Medical Center Pooled Rev Bonds
N
CA
CO-MGR
02/27/20
850.000
Regents of the University of California
Medical Center Pooled Rev Bonds
N
CA
CO-MGR
02/28/20
16.755
Greensboro City North Carolina
GO Refunding Bonds
N
NC
LEAD
02/28/20
27.035
Greensboro City North Carolina
GO Refunding Bonds
N
NC
LEAD
02/28/20
50.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
02/28/20
17.525
Sullivans Island Town Pub Facs Corp
Installment Purchase Rev Bonds
N
SC
SOLE
03/03/20
105.005
Ellis Co (Midlothian) ISO
Unitd Tx School Building Bonds
N
TX
LEAD
03/03/20
37.275
_ _ Norfolk City -Virginia
GO Capital Improvement Bonds
N
VA
CO-MGR
03/03/20
45.630
irginia
Norfolk Cit�:V03/04/20
GO Refunding Bonds
N
VA
CO-MGR
50.000
Maryland
GO State & Loc Facs Loan Bonds
C
MD
SOLE
03/04/20
126.435
Northern Illinois Univ Brd of Rgt
Auxiliary Facs Sys Ref Rev Bonds
N
IL
LEAD
03/04/20
82.360
Oklahoma Cap Imp Authority
St Hways Cap Imp Rev Ref Bonds
N
OK
CO-MGR
03/04/20
216.650
Utah Transit Au (U_TA)
Sales Tax Revenue Ref Bonds
N
UT
LEAD
03/05/20
98.620
Louisiana
GO Refunding Bonds
C_
LA
SOLE
03/05/20_
800.000
New York City-NewYork
_ _
General Obligation Bonds
_
N
NY
CO-MGR
03/06/20
125.000
Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO-MGR
03/06/20
39.425
Winston Salem City -North Carolina
Water & Sewer Sys Rev & Ref Bonds
N
NC
CO-MGR
03/06/20
153.000
Winston-Salem City -North Carolina
Water & Sewer Sys Rev Ref Bonds
N
NC
CO-MGR
03/09/20
3.735
Illinois Finance Authority
Revenue Bonds
P
IL
SOLE
_
03/10/20
2,095.650
California
Various Purp GO & Ref Bonds
N
CA
CO-MGR
03/11/20
55.000
Colorado Hsg & Fin Auth (CHFA)
Homeownership Class I Bonds
N
CO
CO-MGR
03/11/20
52.735
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
03/11/20
399.315
NYC Municipal Water Fin Auth
Wtr&Swr Sys 2nd Gen Res Rev Bond
N
NY
CO-MGR
03/11/20
233,000 _
NY5 Dorm Authority
Revenue Refunding Bonds
N
NY
CO-MGR
-
03/12/20
22.040
-
NYC Housing Rev Corp
Multi -Family Housing Rev Bands
N
NY
CO-MGR
03/12/20
17.070
San Diego Co (Escondido) USO r
General Obligation Bonds
N
CA
SOLE
03/26/20
56.495
Buncombe Co -North Carolina
Limited Obligation Bonds
N
NC
CO-MGR
03/26/20
450.000
Missouri Hlth & Ed Facs Authority
Educational Facilities Rev Bonds
N
MO
LEAD
03/26/20
393.130
Phoenix City Civic Imp Corp
Jr Lien Water System Rev Bonds
N
AZ
CO-MGR
03/30/20
Anoka Co (Anoka -Hennepin) ISD all
GO School Building Bonds
C
MN
SOLE
_
04/01/20
_ _93.370
38.000
Berkeley City -_California
General Obligation Bonds
C
CA
SOLE }
04/01/20
32.235
Buncombe Co -North Carolina
Limited Obligation Bonds
N
NC
CO-MGR
04/02/20
200.000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
_
04/06/20 -
32.305
New Mexico Finance Auth (NM FA)
_ Revolving Fund Rev & Ref Bonds
N
NM
CO-MGR
04/07/20
135.445_
Richmond City-Virginia
Public Utility Revenue Bonds
N
VA
LEAD
04/07/20
180.000
Richmond City -Virginia
Public Utility Revenue Ref Bonds
N
VA
LEAD
04/08/20
242.590
_
Allen Co -Ohio
Hospital Facilities Revenue Bonds
N
OH
LEAD
04TO8120
87.380
South Carolina Jobs Econ_Dev Au
Hospital Facilities Revenue Bonds
N
SC
LEAD
04/08/20
234.855
South Carolina Jobs Econ Dev Au
Hospital Facilities Revenue Bonds
N
SC
LEAD
04/08/20
206.450
Virginia Small Business Fin Auth
Health Facilities Revenue Bonds
N
VA
LEAD
04/09/20
45.960
Marshall University
Improvement & Ref Rev Bonds
N
WV
SOLE
04/09/20
56.035
Marshall University
Improvement & Refunding Bonds
N
WV
SOLE
04/09/20
100.295
Virginia Public Building Auth
Public Facilties Rev Bonds
N
VA
LEAD
04/09/20
408.950
Virginia Public Building Auth
Public Facilties Rev Ref Bonds
N
VA
LEAD
04/13/20
338.480
Los Angeles Dept Wtr & Pwr (LADWP)
Power System Revenue Bonds
N
CA
CO-MGR_
04/14/20
T 30.ODO
Arizona Board of Regents
System Revenue Bonds
N
AZ
LEAD
04/14/20 _
154.455
Arizona Board of Regents
System Revenue Bonds
N
AZ
LEAD
04/14/20
f T 13.500
Inlivian
Multi-FamilyMtg-BackedBonds
N
NC
SOLE
04/14/20
346.680
Massachusetts Dev Finance Apcy
Revenue Bonds
N
MA
LEAD
11
APPENDIX I
Wells Fargo Corporate and Investment Banking
PubBc Finance Bond Underwriting Experience Since January 2029
fbate i+h1(axe 1/_1u:vDInI
F]mIF1p
i33j.%;r
iwyLer ipiT7-
-6i
btata,
note •
04/14/20_
150.659
Virginia Housing Dev Auth (VHDA)
_
Commonwealth Mortgage Bonds
N
VA
LEAD
04/14/20
63.675
Wake Co -North Carolina
GO Refunding Bonds
N
NC
LEAD -
04/15/20
45.397
_
Colorado Hsg & Fin Auth (CHFA)
Homeownership Class I Bonds
N
CO
CO-MGR
04/16/20
1,439.115
California
Various Purpose GO & Ref Bonds
N
CA
CO-MGR
04/16/20
195.000
Lancaster Co (Lincoln) PSD #1
GO School Bonds
C
NE
SOLE
04/16/20
38.955
_
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
04/17/20
113.280
California St Public Works Board
Lease Revenue & Ref Bonds
N
CA
LEAD
04/20/20
108.355
Harris Co (Tomball) ISD
School Building Bonds
N
TX
CO-MGR
04/21/20
190,955
Maryland Hlth & Hghr Ed Facs Au
Revenue Bonds
N
MD
CO-MGR
04/21/20
258.630
Pennsylvania Econ Dev Fin Auth
Revenue Bonds
N
PA
CO-MGR
04/22/20
83.740
Randall Co (Canyon) ISO
LL School Building Bonds
N
TX
CO-MGR
04/22/20 _
_ 188.690
Washington
MVFT GO Refunding Bonds
N
WA
LEAD
04/22/20
222.045
Washington
Various Purpose GO Ref Bonds
N
WA
LEAD
04/23/20
24.150
Tulsa Public Facilities Auth
Capital Improvements Rev Bonds
C
OK
SOLE
04/23/20
9.600
Wyndham Hill Metro Dt # 2 _
Subordinate GO Limited Tax Bonds
N
CO
SOLE
04/23/20
20.070
Wyndham Hill Metro Dt # 2
Senior GO Limited Tax Bonds
N
CO
SOLE
04/27/20
165.780
Washoe Cv 5D
GO Limited Tax School Imp Bonds
N
NV
CO-MGR
04/29/20
114.020
NYS Power Authority
Revenue Bonds
N
NY
CO-MGR
04/29/20
328.990
NYS Power Authority
Revenue Bonds
NY
CO-MGR
04/29/20
791.620
NYS Power Authority
Revenue Bonds
_N
N
NY
CO-MGR
04/30/20
139.150
Georgia Housing Finance Authority_
_ Single Family Mortgage Bonds
N
GA
CO-MGR
04/30/20
B5.580
Great Lakes Water Auth (GLWA)
Wtr 5upp Sys Sr & 2nd Ln Bonds
N
MI
CO-MGR
04/30/20
377,515
Great Lakes Water Auth (GLWA)
Water Supply Sys Rev Sr Ln Bonds
N
MI
CO-MGR
05/01120
77.840
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MGR
05/05/20
61.885
Pennsylvania State Univers;ty
Revenue Bonds
N
PA
CO-MGR
O5/05/20
1,065.165
Pennsylvania State University
_
Revenue Bonds
N
PA
CO-MGR
OS/06/20
108.500
Tennessee Hsg Dev Agcy (THDA)
Residental Finance Program Bonds
N
TN
CO-MGR
05/07/20
120.000
North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO MGR
05/11/20
2,234
El Paso Co (Socorro) ISD
Refunding Bonds
N
TX
CO-MGR
05/11/20
92.155
El Paso Co (Socorro) ISD
Refunding Bonds
N
TX
CO-MGR
O5/12/20
7.370
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
O5/12/20
34.395
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
05/13/20
42.145
Massachusetts_ Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
05/13/20
274.310
So California Pub Pwr Au (SCPPA)
Refunding Revenue Bonds
N
CA
CO-MGR
05/13/20
10.000
Texas Dept of Hsg & Comm Affairs
Multi -family Green Bonds
N
TX
SOLE_
05/14/20
15.225
Energy Northwest
Electric Revenue & Ref Bonds
N
WA
CO-MGR
_0_5/14/20
341.320
Energy Northwest
Electric Revenue & Ref Bonds
N
WA
CO-MGR
05/14/20
340.000
NYC Transitional Finance Auth
Future Tax Seccured Subor Bonds
N
NY
CO-MGR
05/14/20
510.000
NYC Transitional Finance Auth
Future Tax Seccured Subor Bonds
N
NY
CO-MGR
05/14/20
447.315
Utah
General Obligation Bonds
N
UT
CO-MGR
05/14/20
230,450
Wisconsin Public Finance Auth
Revenue Refunding Bonds
P
WI
SOLE
05/15/20
25.710
Indiana Finance Authority
Educational Facilities Rev Bonds
N
IN
SOLE
05/15/20
457,160
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MGR
05/20/20
3.950
Chicago Park District
Limited Tax Refunding Bonds
IL
CO-MGR
05/20/20
9.585
Chicago Park District
_N
Unlimited Tax Park Bonds
N
IL
CO-MGR
05/20/20
30.225
Chicago Park District
Unlimited Tax Park Bonds
N
IL
CO-MGR
05/20/20
38.620
Chicago Park District
Llmimted Tax Park Bonds
N
IL
CO-MGR
05/20/20
40.160
Chicago Park District
Limited Tax Refunding Bonds
N
IL
CO-MGR
05/20/20
850.000
Connecticut
Special Tax Obligation Bonds
N
CT
COTMGR
O5/20/20
425,000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
05/27/20
27.975
Cedar Rapids City -Iowa
General Obligation Bonds
C
IA
SOLE
75/27/20
500.000
Colorado i
Certificates of Participation
N
CO
CO-MGR
OS/27/20
14.465
Dorchester Co -South Carolina
Limited Obligation Bonds
N
SC
SOLE
05/27/20
72.220
Prince William Co -Virginia
GO Public Improvement Ref Bonds
N
VA
LEAD
05/27/20
50.590
Salem City -Virginia
GO Public Improvement & Ref Bonds
C
VA
SOLE
05/28/20
99.370
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
_
O5/28/20
159.460
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
05/28/20
58.400
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
05/28/20
316.000
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
P
NY
SOLE
05/28/20
47.905
Y Oregon Hsg & Comm Svcs Dept
_
Mortgage Revenue Bonds lT
N
OR
CO-MGR
05/28/20
30.000
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortagage Rev Bonds
N
PA
SOLE
05/28/20
117.965
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortagage Rev Bonds
N
PA
LEAD
05/28/20
42.485
Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
SOLE
12
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
Sale ..
05/28/20
60.265
Virginia Public School Authority
Sch Technology & Security Notes
C
VA
SOLE
06/02/20
81.445
Wisconsin Center Dt
Sr & Jr Dedicated Tax Rev Bonds
N
WI
CO-MGR
06/03/20
78.435
Del Mar College Dt
Umlted Tax Bonds
N
TX
LEAD
06/03/20
35.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
06/03/20
40.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
06/03/20
45.385
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR
06/03/20
164.245
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR
06/03/20 _
174.835
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR_
06103/20�
35.000
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
06/03/20
65.000
NYC Municipal Water Fin Auth _
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
06/03/20
608.005
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
06/03/20
75.620
St C,air Co (East China) SD
GO_Unitd Tx Sch Bldg & Site Bonds
C
MI
SOLE
06/03/20
545.000_
Washington Metro Area Trans t Au
Dedicated Revenue Bonds
N
OC
CO-MGR
06/04/20
82.555
Albuquerque City -New Mexico
Gross Receipts & Lodgers Tax
N
NM
CO-MGR
06/04/20
687.45' `
Great Lakes Water Auth (GLWAI
Sewage Disposal Sys Sr &2nd Bonds
N
MI
CO-MGR
66/04/20
204.255 _
Los Angeles Dept Wtr & Pwr (LADWP)
Water System Revenue Bonds
N
CA
LEAD
06/04/20
168.775
-
Miami -Dade Co -Florida
GO Refunding Bonds _ _
C
FL
06/04/20
100.000
_
Michigan St Hsg Dev Au (MSHOA)
Single -Family Mortgage Rev Bonds
N
MI
_SOLE
CO-MGR
06/04/20
127.045
Michigan St Hsg Dev Au (MSHDA)
Single -Family Mortgage Rev Bands
N
MI
CO-MGR
06/04/20
33.935
Raleigh City -North Carolina
Limited Obligation Bands
N
NC
LEAD
06/04/20
59.620
Raleigh City -North Carolina
_
Limited Obligation Bonds
N
NC
LEAD
225,365
San Luis Unit/Westlands Wtr Dt Fin Au
Revenue & Subordinate Bonds
N
CA
CO-MGR
_06/04/20
06/05/20
10.500
South Adams Co Wtr & Sanit Dt
Water & Wastewater Rev Notes
P
CO
SOLE
06/09/20
62.645
Maryland Hlth & Hghr Ed Fats Au
Bonds
N
MD
CO-MGR
06/09/20
4.530
Muscle Shoals S&id Waste Disposal Auth
_Revenue
So,id Waste D sposal Rev Bonds
N
AL
LEAD
O6/09120
14.100
Muscle Shoals Solid Waste Disposal Auth
So,id Waste Disposal Rev Bonds
N
AL
LEAD
O6/09/20
5.440
Oregon
Genera'. Obligation Bonds
N
OR
CO-MGR
06/09/20
_
32.540
Oregon
Genera, Obligation Bonds
N
OR
CO-MGR
06/09/20
47.015
Oregon
Genera'. Obligation Bonds
N
OR
CO-MGR
O6/09120
84.715
Oregon
General Obligation Bonds
N
OR
CO-MGR
06/09/20
95.390
Oregon
General Obligation Bonds
N
OR
CO-MGR
06/09/20
134.930
_ Oregon
YRegents
General Obligation Bonds
N
OR
CO-MGR
06/09/20
35.000
of the University of Michigan
General Revenue Bonds
N
MI
CO-MGR
06/09/20
65.000
Regents of the University of Michigan
General Revenue Bonds
N
MI
CO-MGR
06/09/20
100.000
Regents of the University of Michigan
General Revenue Bonds
N
MI
CO-MGR
06/09/20
138,430
Regents of the University of Michigan
General Revenue Bonds
N
MI
CO-MGR
06/09/20
300.000
Regents of the UniversityMichigan
General Revenue Bonds
N
CO-MGR
06/09/20
350.025
_of
Regents of the University of Michigan
General Revenue Bonds
N
_MI
MI
CO-MGR
_
06/09/20
T 6.005
Winston-Salem Cky-North Carolina
General Obligation Bonds
C
NC
SOLE
06/_0/20
47 800
_
Albuquerque Bernalilio Co Wtr Util Auth
Sr Lien Jt Wtr & Swr Sys Ref Bond
N
NM
CO-MGR
06/10/20
140.913
Dallas City -Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO-MGR
06/10/20
140.913
Dallas City -Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO-MGR
06/10120
181.833
Dallas City Texas ^�^
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO-MGR
06110120
181.833
Dallas City-Texas
Wtrwrks & Swr Sys Rev Ref Bonds
N
TX
CO-MGR
06/10l20
�_ 167.800
Fort Worth City -Texas
Wtr & Swr Sys Rev Ref & Imp Bonds
C
TX
SOLE
06/10/20
21.665
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR
60.000
Union Co -New Jersey
BANS
C
NJ
SOLE
_06/10/20
06/11/20
178.390
Houston City Texas
Comb Util Sys 1st Lien Rev & Ref
N
TX
LEAD
O6/11/20
432.330
Houston City -Texas
Comb Util Sys 1st Lien Rev & Ref
N
TX
LEAD
06/11/20
377.635
_
Port of Morrow -Oregon
_
Transmission Facilities Rev Bonds
N
OR
CO-MGR
06/11/20
29.585
_
Santa Clara Co Financing Auth
�4 Lease Revenue Bonds
C
CA
SOLE
06/11/20
56.2SS
Suffolk Co (Amityville) UFSD
BANS
C
NY
LEAD
06/12/20-^
16.575
Connecticut
General Obligation Bonds
N
CT
CO-MGR
06/12/20
41.000
Connecticut
General Obligation Bands
N
CT
CO-MGR
06/12/20
56.020
Connecticut
General Obligation Bonds
N
CT
CO-MGR
06/12/20
83.955
Connecticut _
_ General Obligation Bonds
N
CT
CO-MGR
06/12/20
86.095
Connecticut
General Obligation Bonds
N
CT
CO-MGR
06/12/20
116.355
Connecticut
General Obligation Bonds
N
CT
CO-MGR
06/16/20
178.715
_
Collin Co (Frisco) ISD
_ _
Refunding Bonds
N
TX
CO-MGR
06/16/20
400.000
Maryland Transportation Auth
Transportation Facs Proj Rev Bond
N
MD
CO-MGR
06/16/20
46.225
Oregon
General Obligation Bonds
N
OR
CO-MGR
_
06/17/20
_ _
4.870
_
Collin Co (Frisco) ISO
Refunding Bonds
N
TX
CO-MGR
06/17/20
76.790
Fort Bend Co (Lamar) CISD
Unitd Tax Refunding Bonds
N
TX
CO-MGR
13
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
bate Aare lar
-
l. scription
bid
State
Roie
06/17/20
18.595
Indiana State University Bd of Trustees
Student Fee Bonds
N
N
LEAD
06/17/20
81.265
Indiana State University Bd of Trustees
Stufent Fee Bonds
N
N
LEAD
06/17/20
64.595
Johnston Co Finance Corp
Liminited Obligation Ref Bonds
N
NC
CO-MGR
06/17/20
71.040
Johnston Co Finance Corp
Liminited Obligation Bonds
N
NC
CO-MGR
06/17/20
794.235
Texas Transportation Commission
Highway Imp GO Refunding Bonds
N
TX
CO-MGR
06/18/20
16.420
Bulloch Co Development Authority
Revenue Bonds
N
GA
SOLE
06/18/20
12.085
Charleston City -South Carolina_
Wtrwrks & Swr Sys Cap Imp Bonds
N
SC
LEAD
06/18/20 v�
168.695
Charleston City -South Carolina
Wtrwrks & Swr Sys Ref Rev Bonds
N
SC
LEAD
06/18/20
39.080
GeisingerAuthority_
Health System Revenue Bonds
N
PA
CO-MGR
06/18/20
89.540
Geisinger Authority
_
Health System Revenue Bonds
N
PA
CO-MGR
06/18/20
139.560
Geisinger Authority
Health System Revenue Bonds
N
PA
CO-MGR
06/18/20
480.050
GeisingerAuthority
Health System Revenue Bonds
N
PA
CO-MGR
06/18/20
492.010
NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO-MGR
06/18/20
1,288.210
NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO-MGR_
06/18/20
340.0_00
Riverside Co -California
TRANS
N
CA
LEAD
06/18/20
_
55.805
Spartanburg Regional Hlth Svcs Dt
Hospital Revenue Bonds
N
SC
SOLE
06/18/20
69.195
Spartanburg Regional Hlth Svcs Dt
Hospital Revenue Bonds
N
SC
SOLE
06/19/20
128.470
Miami University
General Receipts Rev & Ref Bonds
N
OH
CO-MGR
06/23/20
17.082
Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
17.083
Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
23,735
_
Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
23.735
Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
33.445
Houston City -Texas
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
33.445
Houston City -Texas _
Airport Sys Spec Fac Rev Ref Bond
N
TX
CO-MGR
06/23/20
90.050
Oakland Co (Pontiac) SD
GO School Building & State Bonds
N
MI
LEAD
06/23/20
8.S00
Orange Co (Los Alamitos) USD
General Obligation Bonds
C
CA
SOLE
06/24/20
98.310
Alaska Municipal Bond Bank
GO & Refundinig Bonds
N
AK
CO-MGR
06/24/20
26.595
Corpus Christy City -Texas
General Improvement Ref Bonds
N
TX
CO-MGR
06/24/20
67.320
Corpus Christi City -Texas
_'_'_General Improvement Ref Bonds
N
TX
CO-MGR
06/24/20
SD.38S
Corpus Christl City -Texas
General Improvement Bonds
N
TX
CO-MGR
06/24/20
16.410
Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
CO-MGR
06/24/20
50.935
Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
CO-MGR
06/25/20
85.000
California Municipal Fin Auth
Revenue Bonds
N
CA
SOLE
06/25/20
39.645
Campbell Co Indus Dev Auth
Public Facility Lease Rev Bonds
N
VA
LEAD
06/25/20
35.130
_ North Texas Municipal Water Dt
Regional Wastewater Sys Rev Bonds
C
TX
SOLE
06/30/20
1,200.000
Los Angeles Co -California
TRANS
N
CA
CO-MGR
06/30/20
1,094.915
Massachusetts School Bldg Auth
Sr Dedicated Sales Tax Bonds
N
MA
CO-MGR
06/30/20
72.500
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO-MGR
06/30/20
72,500
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO-MGR
07/01/20
140.885
Univ of Colorado Bd of Regents
Univ Enterprise Ref Rev Bonds
N
CO
LEAD
07/07/20
12.950
Missouri -Illinois Met Dt Bi-St Dev Agy
Comb Ln Mass Transit Ref Bonds
N
_
MO
LEAD
07/07/20
158.255
Missouri -Illinois Met Dt Bi-St Dev Agy
Comb Ln Mass Transit Ref Bonds
N
MO
LEAD
07/07/20
264.175
Tarrant Co College Dt
_
General Obligation Bonds
C
TX
_
SOLE
07/08/20
64,895
Bexar Co (Northside) ISD
Refunding Bonds
N
TX
CO-MGR
07/08/20
6.315
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
07/08/20
26.545
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
07/08/20
36.085
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortqaqe Bonds
N
CO
CO-MGR
07/08/20
230.000
Houston City -Texas
TRANS
C
TX
LEAD_
07/08120
100.000
Las Vegas Valley Water Dt
_ _
GO_ Limited Tax Water Bonds
C
NV
SOLE_
07/08/20
29.500
Oregon
_
GO Refunding Bonds
N
OR
CO-MGR
_
6N_08/20
354.170 T
_
Oregon T
GO Refunding Bonds
N
OR
CO-MGR
07/08/20
36.450
St Louis Co Missouri
GO Refunding Bonds
C
MO
SOLE
07/08/20
44.770
Virginia Housing Dev Auth (VHDA)�
Rental Housing Bonds
N
VA
LEAD
071D8120
200.000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bands
N
VA
LEAD
07/09/20
26.590
Jacksonville Electric Authority (JEA)
Water & Sewer Sys Sub Rev Bonds
N
FL
CO-MGR
07/09/20
104.000
Jacksonville Electric Authority (JEA) _
Water & Sewer System Rev Bonds
N
FL
CO-MGR
07/09/20
323.335
Regents of the University of California
General Revenue Bonds
N
CA
LEAD
07/09/20 T�
400.000
Regents of the University of California
General Revenue Bonds
N
CA
LEAD
07/09/20
500.000
Regents of the University of California
General Revenue Bonds
N
CA
LEAD
07/09/20
600.000
Regents of the University of California
General Revenue Bonds
N
CA
LEAD
07/09/20
826,195
Regents of the University of California
General Revenue Bonds
N
CA
LEAD
07/09/20
88,295
Vermont Ed & Hlth Bldgs Fin Agy
Revenue Bonds
_
N
VT
CO-MGR
07/09/20
31S.840
Wisconsin
Transportation Revenue Ref Bonds
N
WI
LEAD
L4
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
07/09/20
106.540
Wisconsin Public Finance Auth
Health Care Fars Rev & Ref Bands
N
WI
CO-MGR
07/10/20
221.670
Jacksonville Electric Author-ty (JEA)
Electric System & Sub Rev Bonds
N
FL
CO-MGR
07/14/20
139.173
Dallas ISD
Unitd Tax School Bldg Bonds
C
TX
SOLE
07/14/20
139,173
Dallas ISD
Unttd Tax School Bldg Bonds
C
TX
SOLE
07/14/20
600.000
Univ of Virginia Rector & Visitors
General Revenue Pledge Bonds
N
VA
CO-MGR
07/14/20
61.350
Virginia Resources Auth (VRA)
Water & Sewer Sys Rev Ref Bonds
N
VA
CO-MGR
07/14/20
36.455
_ Washington _
Obligation Bonds
C
WA
SOLE
07/15/20
50.250
Kansas Turnpike Authority
_General
_Refunding Revenue Bonds _
N
KS
CO-MGR
07/15/20
328.450
NYS Dorm Authority
Revenue Bonds
N
NY
CO MGR
07/15/20
17.766
Pennsylvan a Hghr Ed Facs Auth
_ _
Revenue Bonds
N
PA
LEAD
07/15/20
134.735
Pennsylvan a Hghr Ed Facs Auth
Revenue Bonds
N
PA
-
LEAD
07/16/20
212.700
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR
07/16/20
339.360
Virgin a College Budd ng Auth
Educat onal Facs Re Bonds
N
VA
CO-MGR_
07/17/20
16.000
Maryland Dept Hsg & Corn Dev (DHCD)
Mufti -Family Note
P
MD
SOLE_
07/17/20
72.075
NYS Urban Development Corp
_
State Personal Inc Tax Rev Bonds
N
NY
CO-MGR
07/17/20
2,225.380
_
NYS Urban Development Corp
State Personal Inc Tax Rev Bonds
N
NY
CO-MGR
07/20/20
341.455
Virginia College Building Auth _
Revenue & Rev Ref Bonds
N
VA
CO-MGR
07/21/20
22.500
NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO-MGR
07/21/20
39.485
NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO-MGR
07/21/20
46.320
NY5 Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO-MGR
07/21/20
78.295
NYS Housing Fin -Mortgage Agcy
Afforable Housing Rev Bonds
N
NY
CO-MGR
07/21/20
76.695
San Antonio City -Texas
Water System Jr Lien Rev Bonds
N
TX
LEAD
07/21/20
76.695
San Antonio City Texas
Water System Jr Lien Rev Bonds
N
TX
LEAD
07/22/20
300.000
Auburn University
General Fee Revenue Bonds
N
AL
CO-MGR
07/22/20
181.040
Harris Co (Humble) ISD
S-hoot Building Bonds
N
TX
LEAD
07/22/20
249.920
Maryland
GO State & Local Facs Loan Bonds
C
MD
SOLE
07/22/20
78.500
NYS Housing Fin -Mortgage Agcy
Housing Revenue Bonds
N
NY
LEAD
07/23/20
114,880
Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO-MGR
07/23/20
114.880
Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO-MGR
07/23/20
114.880
Dallas & Fort Worth Cities -Texas
Joint Revenue Refunding Bands
N
TX
CO-MGR
07/23/20
Da_lias &_Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO-MGR
_ _
07/23/20
_ _114,880_
504.225
Mississippi
GO Refunding Bonds _
N
MS
LEAD
07/23/20
1.705
Smith Co (Tyler} ISD
Unlimited Tax Refunding Bonds
N
TX
CO-MGR
07/23/20
121.420
Smith Co (Tyler) ISD
Unlimited Tax Refunding Bonds
N
TX
CO-MGR
07/28/20
410.000
- Colorado
Education Loan Prog TRANS
C
CO
LEAD
07/28/20
48.520
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO-MGR
07/28/20
198,305
Seattle City -Washington
Muni Light & Power Imp Rev Bonds
__C
_ WA_
SOLE
07/29/20
44.115
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
07/29/20
74.080
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
07/29/20
46.240
New Jersey Hsg & Mtg Fin Agency
Single Family Housing Rev Bonds
N
NJ
CO-MGR
0-1/29/20
55.370
New Jersey Hsg & Mtg F n Agency
Single Family Housing Rev Bonds
N
NJ
CO-MGR
07/29/20
266.090
New Jersey Hsg & Mtg Fin Agency
Single Family Housing Rev Bonds
N
NJ
CO-MGR
07/30/20
600.000
Colorado
General Fund TRANS
C
CO
LEAD
08/04/20
118.460
Alabama Highway Corp_
Speciai Obligation Revenue Bonds
N
AL
CO-MGR
08/04/20
52.800
_ - Kaufman Co (Crandall) ISD
T School Building Bonds
N -
TX
LEAD
08/05/20
74.675
Alaska Housing Finance Corp
General Mortgage Rev Bonds
N
AK
CO-MGR
08/05/20
135,170
Alaska Housing Finance Corp
General Mortgage Rev Bonds
N
AK
CO-MGR
08/05/20
22.360
_ _
Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO-MGR
08/05/20
91-615
Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO-MGR
08/05/20
237-975
_Long
Long Island Power Authority_
Electric System General Rev Bonds
N
NY
CO-MGR
08/05/20
25Q000
_
Long Island Power Authority
Electric System Gen Rev Bonds
N
NY
CO-MGR
08/05/20
40.000
Maine State Housing Authority
Mortgage Purchse_Bonds_
N
ME
CO-MGR
08/05/26
_ 47.810
Tucson City -Arizona
General Obligation Bonds
T N
AZ
LEAD
08/05/20
0.007
Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO-MGR
08/05/20
0.007
Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO-MGR
08/05/20
_
46.500
_
Williamson Co (Leander) ISD
_
Refunding Bonds
N
TX
CO-MGR
08/05/20
120.995
Williamson Co (Leander) ISD
School Building & Refunding Bonds
N
TX
CO-MGR
08/06/20
43.820
Anchorage City -Alaska
GO Refunding Bonds
N
AK
CO-MGR
08/06/20
60.090
Anchorage City -Alaska
General Obligation Bonds
N
AK
CO-MGR
08/06/20
60.385
Anchorage City -Alaska
GO & Refunding Bonds
N
AK
CO-MGR
08/06/20
77.830
Anchorage City -Alaska
GO Refunding Bonds_
N
AK
CO-MGR
08/11/20
3.000
Caldwell Co -Texas
Comb Tax & Ltd Pledge Cert of Ob
P
TX
SOLE
08/11/20
255-115
Los Angeles Co Metro Trans Auth
Sales Tax Revenue Ref Bonds
N
CA
LEAD
15
L
APPENDIX 1
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
bale i_
O861720
1,100.980
Los Angeles Co Metro Trans Auth
Sales Tax Revenue Ref Bonds
N
CA
LEAD
08/11/20
160.000
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
08/11/20
15ZO20
Minnesota
GO State Trunk Highway Bonds
C
MN
SOLE
08/11/20
180.190
Minnesota
GO State Trunk Highway Ref Bonds
_
C
MN
SOLE
08/12/20
257,495
_
Broome Co Local Dev Corp
Revenue Bonds
N
NY
CO-MGR
08/13/20
28.435
Lincoln Co -North Carolina
Enterprise System Revenue Bonds
N
NC
SOLE
08113/20
25.000
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
08/13/20
72.500
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
08/13/20
167.305
NYC Housing Dev Corp
Multi_ -Family Housing Rev Bonds
N
NY
CO-MGR
08/13/20
6.213
Tom Green Co (San Angelo) ISO
Refunding Bonds
N
TX
CO-MGR
08/13/20
64.840
Tom Green Co (San Angelo) ISD
Refunding Bonds
N
TX
CO-MGR
08/13/20
50.100
Weymouth Town -Massachusetts
GO Mun:cipal Purpose Loan Bonds
C
MA
SOLE
08/18/20
74.995
San Fran Bay Area Rapid Trans Ot
General Obligation Bonds
N
CA
CO-MGR
08/18/20
625,005
San Fran Bay Area Rapid Trans Dt
General Obligation Bonds
N
CA
CO-MGR
08/19/20
278.025
Denton Co ISO
School Buiiding Bonds
N
TX
CO-MGR
08/19/20
380.000
Los Angeles Dept of Airports
Sen or Revenue Bonds
N
CA
CO-MGR
08/19/20
678.500
Los Angeles Dept of Airports
Senior Ref & Revenue Bonds
_
N
CA
CO-MGR
08/19/20
53.924-
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
08/19/20
80.886�
NYC Transitional F nance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
08/19/20
7,200.000
Texas
TRANS
C
TX
LEAD
O8/20/20
6.425
_
_ Rockwall ISO
Refunding Bonds
_N
TX
CO-MGR
08/20/20
157.365
Rockwall ISD
Refunding Bonds
N
TX
CO-MGR
08/21/20
539.582
_
NYC Transit onal Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
08/21/20
809.373
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
08/25/20
7,720
San Antonio City -Texas
Comb Tax & Rev Cert of Obligation
N
TX
CO-MGR
08/25/20
7,720
San Antonio City -Texas
_
Comb Tax & Rev Cert of Obligation
N
TX
CO-MGR
08/25/20
114930
San Antonio City -Texas
Gen Imp & Comb Tax Rev Cert of Ob
N
TX
CO-MGR
08/25/20
114.930
San Antonio City -Texas
Gen Imp & Comb Tax Rev Cert of O_b,
N
TX
CO-MGR
08/26/20
314.030
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
08126I20
994.585
_ _
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
08/26/20
13.810
Lower Tule River Irrigation_ Dt
Refunding Revenue Bonds
N
CA
SOLE
08/27/20
9.445
Berkeley Co SD
General Obligation Bonds
C
SC
SOLE
08/27/20
367.895
_ _
Chicago Transit Authority_
Sales Tax Receipts Rev Bonds
N
IL
CO-MGR
08/27/20
12.241
Delaware State Housing Authority
Multi -Family Housing Rev Note
P
DE
SOLE
08/27/20
20.190
Louisiana Regional Transit Auth
Sales Tax Revenue Ref Bonds
N
LA
LEAD
08/27/20
_ 62.815
Louisiana Regional Transit Auth
Sales Tax Revenue Ref Bonds
N
LA
LEAD
08127/20
1.055
Montgomery Co (New Caney) ISD
Refunding Bonds
N
TX
CO-MGR
08/27/20
61-210
Montgomery Co (New Caney) ISD
Refunding Bonds
N
TX
CO-MGR
08/27/20
440,192
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
08/27/20
660.288
_
New York C,ty-New York
_
General Obligation Bonds
N
NY
CO-MGR
08/28/20
265.000
Arkansas Development Fin Auth
Industrial Development Rev Bonds
N
AR
CO-MGR
09/01/20
96.665
Alaska Housing Finance Corp
Revenue Bonds
N
AK
CO-MGR
09/01/20
1.455
Arizona Industrial Dev Auth
Lease Revenue Bonds
N
AZ
SOLE
09/01/20
51.165
Arizona Industrial Dev Auth
T Lease Revenue Bonds
N
AZ
SOLE
09/01/20
1,511,015
New York Transportation Dev Corp
Special Facilities Rev Bonds _
N
NY
CO-MGR
09/01/20
300.000
Philadelphia City -Pennsylvania
TRANS
N
PA
LEAD
09/01/20
100.760
Virginia Transportation Board
Federal Transportation Rev GANs
N
VA
LEAD
09/02/20
212.500
Californla
Various Purpose GO Bonds
N
CA
CO-MGR
09/02/20
2,418.450
California
Various Purpose GO Ref Bonds
CA
CO-MGR
09/02/20
19.245
_
NYS Housing Fin -Mortgage Agcy
_&_
Homeowner Mortgage Rev Bonds
_N
N
NY
C_O-MGR
09/02/20
55,000
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
09/02/20
104935
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
09/02/20
24.095
CSouth Carolina
North Charlestonity-
Limited Obligation Bonds
N
SC
SOLE
09/03/20
122.520
Caliifornia Infrstr & Eco Dev Bank
Refunding Revenue Bonds
N
CA
SOLE
09/03/20
3,500,000
_
Florida St Board Admin Fin Corp
Revenue Bonds
N
FL
LEAD
09/03/20
2.815
Massachusetts Housing Fin Agcy
_ _
Single Family Housing Rev Bonds
N
MA
CO-MGR
09/03/20
64.360
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
09/03/20
212.140
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
09/09/20
56.660
Crystal Valley Metropolitan Dt #2
Ltd Tax GO Refunding & Imp Bonds
N
CO
SOLE
09/09/20
20.770
Marshfield Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
09/09/20
74A20
Maui Co -Hawaii ---
General Obligation Bonds
N
Hi
SOLE
09/09/20
21.835
Sandwich Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
09/09/20
325.895
Washington Suburban Sanitary Dt
Consolidated Public Imp Bonds
C
MD
SOLE
10
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
09/10/20
212.170
Michigan State Building Auth
Revenue & Refunding Bonds
_ N_
_MI
_CO-MGR
09/10/20
556.855
Michigan State Building Auth
Revenue Refunding Bonds
N
MI
CO-MGR
09/11/20
333.445
Charlotte City -North Carolina
Water & Sewer Sys Ref Ref Bonds
N
NC
LEAD
09/15/20
49.410
Austin City -Texas
Public Improvement & Ref Bonds
N
TX
CO-MGR
09/15/20
218.725
Austin City -Texas
Pub Imp & COBs & Pub Prop Bonds
N
TX
CO-MGR
09/15/20
3.520
Potter Co (Amarillo) ISD
Refunding Bonds
N
TX
CO-MGR
09/ 55/20
_
84.870
Potter Co (Amarillo) ISD
Refunding Bonds
N
TX
CO-MGR
09/15/20
_
161.770
Sandy Springs Pub Facs Auth
Refunding Revenue Bonds
C
GA
SOLE
09/16/20
199.685
NYC Transitional Finance Auth
Future Tax Secure Sub Bonds
N
NY
CO-MGR
09/16/20
900.000
NYC Transitional Finance Auth
Future Tax Secure Sub Bonds
N
NY
CO-MGR
09/17/20
0.815
_
AllamuchyTwp New Jersey
Water Utility BANS
C
NJ
SOLE
09/17/20
251.195
Harris Co Flood Control Dt
Improvement Refunding Bonds
N
TX
CO-MGR
69/17/20
200.000
North Carolina Housing Fin Agcy
Home Ownership Rev & Ref Bonds
N
NC
CO-MGR
09/22/20
_
J 112.065
_
J Louisville -Jefferson Co Metro Swr Dt
Swr & Drainage Sys Rev Ref Bonds
C
KY
SOLE
09/22/20
124.835
Miami -Dade Co -Florida
Cap Asset Acqui Special Ob Bonds
C
FL
SOLE
09/22/20
28.090
Mobile Co -Alabama
Limited Obligation Warrants
N
AL
LEAD
09/22/20
628.515
Texas Water Development Board
Revenue Bonds
N
TX
CO-MGR
09/23/20
161.565
NYS Housing_Fln-Mortgage Agcy
Affordable Hsg Ref Rev Bonds
N
NY
CO-MGR
09/23/20
91.515
_
Virginia Beach City -Virginia
Storm Water Util Rev & Ref Bonds
C
VA
SOLE
09/24/20
44.200
Albuquerque City -New Mexico
Tran Infra Gross Receipts Tx Bond
N
NM
CO-MGR
09/24/20
80.000
California Municipal Fin Auth
Solid Waste Disposal Rev Bonds
N
CA
CO-MGR
09/24/20
475.000
Miami -Dade Co SD
TANS
C
FL
LEAD
09/24/20
650.000
NYC Municipal Water Fin Auth
W_tr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
09/24/20
72.405
_
Tulare Co Transportation Auth
Ltd Tx Sales Tax Revenue Bonds
N
CA
CO-MGR
09/24/20
4.0067
Virginia Housing DevAuth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
09/24/20
19.050
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
09/25/20_
175.000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
09/29/20
25.705
Henrico Co -Virginia
Water & Sewer Sys Rev Bonds
N
VA
CO-MGR
09/29/20
118.675
Henrico -Virginia
Water & Sewer Sys Ref Rev Bonds
N
VA
CO-MGR
09/30/20
52.035
_Co
Harris Co -Houston Sports Auth
Senior Lien Revenue Ref Bonds
N
TX-
LEAD
09/30/20
60.130
Harris Co -Houston Sports Auth
Senior & 2nd Ln Revenue Ref Bonds
N
-
TX
LEAD
09/30/20
80.000
Illinois Housing Dev Authority _
_ _ Revenue Bonds
N
_ IL _CO-_MGR_
10/01/20
44.225
Colorado
Certificates of Participation
N
CO
LEAD
10/01/20
68.670
Colorado_
Certificates of Participation
N
CO
LEAD
10/01/20
4.185
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/01/20
35.710
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/01/20
47-415
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
10/01/20
397.440
Florida State BOE
Pub Education Cap Outlay Ref Bond
C
FL
SOLE
10/01/20
64.035
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR_
10/01/20
28.640
New Bedford Gty-Massachusetts
Be
GO State Qual Muni Purp Ln Bonds
C
MA
SOLE
10/05/20
86.200
Montgomery Co -Tennessee
General Obligation Bonds
C
TN
SOLE v
10/06/20
614.615
Hampton Roads Trans Acc Com (HRTACI
Roads Transportation Fund Bonds
N
VA
CO-MGR
10/06/20
11.485
Maryland Dept Hsg & Corn Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MER
10/06/20
250.000
Ohio Water Development Authority_
Wtr Pall Ctrl Ln Fund Ref Bonds
N
OH
LEAD
10/06/20
� 59.375
W - Pa m Beach Co -Florida
Water & Sewer Rev Ref Bonds
C
FL
SOLE
10/08/20
47.395
Albany -Dougherty Inner City Auth
Refunding Revenue Bonds
N
GA
LEAD
10/08/20
219.310
Arlington Co -Virginia
- -
GO Refunding Bonds
N
VA
CO-MGR
10/08/20
47230
Dallas Co (Garland) ISD
Refunding Bonds_
N
TX
CO-MGR
10/08/20
900.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
10/08/20
99570
Riverside Co -California
Teeter Plan Obligation Notes
N
CA
LEAD
10/09/20
17&070
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
10/13/20
232.830
Health Care Auth
Revenue Bonds
N
AL
CO-MGR
10/14/20
26.650
_Huntsville
Arlington Co Industrial Dev Auth
Revenue Bonds
N
VA
LEAD
10/14/20
30.940
Arlington Co Industrial Dev Auth
Revenue Bonds
N
VA
LEAD
10/14/20
0.365
Ellis Co (Midlothian) ISD
Refunding Cap Appreciation Bonds
N
TX
LEAD_
10/14/20
1.195
Ellis Cc (Midlothian) ISD
Ref Capital Appreciation Bonds
N
TX
LEAD
10/14/20
30 925
Ellis Co (M:dlothian) ISD
Refunding Bonds
N
TX
LEAD
10/14/20
72.230
Ellis Co (Midlothian) ISO
Refunding Bonds
N
TX
LEAD -
10/14/20
200.000
NYC Transitional Finance Auth
Building Aid Revenue Bonds_
C
NV
SOLE
10/14/20
63.180
New Mexico Finance Auth (NMFA)
State Transpo Ref Rev Bonds
N
NM
CO-MGR
10/15/20
33.105
Centerra Metropolitan Dt Nl
Special Rev Ref & Imp Bonds
N
CO
SOLE
10/15/20
103.210
Fort Worth City -Texas
Drainage Util Sys Rev & Imp Bonds
C
TX
SOLE
10/15/20
14.770
Isle of Palms -South Carolina
_
Water and Sewer System Rev Bonds
C
SC
SOLE
17
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
lescription
Bid
State
Role
10/15/20
23.075
Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
10/15/20
179.165
Oklahoma Turnpike Authority
Revenue Refunding Bonds
N
OK
CO-MGR
10/15/20
187.195
Oklahoma Turnpike Authority
Revenue Refunding Bonds
N
OK
CO-MGR
10/15/20
45,824
San Francisco City/Co-California
Multi -Family Housing Rev Note
P
CA
SOLE
10/15/20
118.130
Virginia
GO Refunding Bonds
C
VA
SOLE
10/15/20
50.920
Westchester Co -New York
GO Refunding Bonds
C
NY
SOLE
10/16/20
19.920
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
10/16/20
40.390
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR_
10/16/20
59.375
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
_
10/19/20
7.289
Clark Co -Nevada
GO Ltd Pub Facs Ref Bonds_
P
NV
SOLE
10/19/20
19.015
Santa Clara Co (Union) ESD
GO Refunding Bonds
N
CA
_
SOLE
10/20/20
52.000
Charles Co County Commissioners
Con_ solidated Pub Imp Bonds
C
MD
SOLE
10/20/20
38.460
Dallas City -Texas
GO Refunding Bonds
C
TX
SOLE
10/20/20
38.460
Dallas City -Texas
GO Refunding Bonds
C
TX
SOLE
10/20/20
194.470
Delaware Transportation Auth
Grant Anticipation Bonds
N
DE
CO-MGR
10/20/20
2.750
Nevada
GO Natural Resources & Ref Bonds
C
NV
SOLE
10/20/20
53.170
Sandy Springs Pub Facs Auth
Revenue Bonds
C
GA
SOLE
10/20/20
320.840
Virginia Public School Authority
School Financing Ref Bonds
C
VA
SOLE
10/20/20
13.665
_ William and Mary College
General Revenue Pledge Bonds
N
VA
CO-MGR
10/20/20
137,495
William and Mary College
General Rev Pledge & Ref Bonds
N
VA
CO-MGR
10/21/20
198.890
California
Various Purpose GO Ref Bonds
C
CA
SOLE
10/21120
25.000
Charleston Co SD
TANS
C
SC
SOLE
10/21/20
_ 33.105
_
Fossil Ridge Metro Dt 83
_ Limited Tax GO Ref & Imp Bonds
N
CO
SOLE
10/22/20
206.085
Alabama Pub School & College Au
Capital Imp Pool & Ref Bonds
N
AL
LEAD
10/22/20
1,274.750
Alabama Pub School & College Au
Capital Improvement & Ref Bonds
N
AL
10/22/20
56.365
Connecticut Housing & Fln Auth (CHFAI
Housing Mortgage Fin Prog Bonds
N
CT
_LEAD
CO-MGR
10/22/20
76.075
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
10/22/20
1.168
Harris Co (Goose Creek) CISD
Refunding Bonds
N
TX
CO-MGR
10/22/20
363.230
Los Angeles Co Pub Works Fin Au
Lease Revenue Bonds
N
CA
LEAD
10/22/20
109.725
Washington State University
General Revenue & Ref Bonds
N
WA
CO-MGR
10/26/20
49.535
Santa Clara Co (Cupertino) USD
GO Refunding Bonds
N
CA
SOLE
10/26/20
14.860
Scott Co (Shakopee) ISD #720
_
GO School Building Ref Bonds
C
MN
SOLE
10/27/20
29.440
Apex -North Carolina
GO Refunding Bonds
C
NC
SOLE
10/27/20
387.150
Harris Co (Cypress -Fairbanks) ISD
_
School Building & Ref Bonds
N
TX
CO-MGR
10/27/20
30.725
Platte Co (Park Hilt) SD
GO Refunding Bonds
C
MO
SOLE
10/27/20
54.025
Y
Westchester Co (Pelham) UFSD
School District Serial Bonds
C
NY
SOLE
10/28/20
502.615
California St Public Works Board
Lease Revenue Refunding Bonds
N
CA
LEAD
10/28/20
27.395
Charleston Public Fars Corp
Installment Purchase Rev Bonds
N
SC
LEAD
10128/20
72.000
Clayton Co -Georgia
General Obligation Bonds
P
GA
SOLE
10/28/20
144.520
Galveston Co (Clear Creek) ISD
Refunding Bonds
N
TX
CO-MGR
10128/20
28.770
O Fallon City -Missouri
Obligation Bonds
C
MO
SOLE
10/28/25
_
_ 199.755
Upper Occoquan Sewerage Auth
_Special
Reg Sewerage Sys Rev Ref Bonds
C
VA
SOLE
10/28/20
74,750
Utah Transit Au (UTA)
--..Sales Tax Revenue Ref Bonds
N
UT
LEAD -
10/28/20
1.065
_
Ventura Co (Oak Park) Usd
GO Refunding Bonds
N
CA
SOLE
10/28/20
7.891
Ventura Co (Oak Park) Usd
GO Refunding Bonds
N
CA
SOLE
10/28/20
38,835
_
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
10/29/20
252.810
Georgia Muni Electric Au (MEAG)
General Resolution & Sub Bonds
N
GA
LEAD
10/29/20
35.645
+Maine State Housing Authority
_
Mortgage Purchase Bonds
N
ME
CO-MGR
10/29/20
_
40.000
Maine State Housing Authority
_
Mortgage Purchase Bonds
N
ME
CO-MGR
10/29/20
119.000
Milwaukee City -Wisconsin
GD Refunding Promissory Notes
_
C
_
__WI
SOLE
10/29/20
700.000
_ _
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
10/29/20
7.00.000
North Carolina
Limited Obligation Bonds
N
NC
CO-MGR
10/29/20
85.330
Polk Co (Southeast Polk) CSD
GO School Bonds
C
IA
SOLE
10/29/20
5.000
Ventura Co (Conejo Valley) USD
_
General Obligation Bonds
N
CA
SOLE
10/29/20__
44.995
Ventura Co (Conejo Valley) USD
_ _
General Obligation Bonds
N
CA
SOLE
10/30/20
93,060
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
10/30/20
151.630
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
10/30/20
444.415
Wisconsin Center Dt_ T
Sr& Jr_ Dedicated Tax Rev Bonds
N
WI
CO-MGR
11/10/20
125.000
North Dakota Hsg Fin Agc_y
Housing Finance Program Bonds
N
ND
CO-MGR
11/12/20
10.725 '
Hampton City -Virginia
GO Public Improvement Bonds
N
VA
CO-MGR
11/12/20
16.895
Hampton City -Virginia
LL GO Public Improvement & Ref Bonds
N
VA
CO-MGR
11/12/20
63.400
_
_ Hoover Industrial Dev Board
Environmental Imp Rev Bonds
N
AL
CO-MGR
11/12/20
33.300
Indiana Finance Authority
Environmental Imp Rev Bonds
N
IN
CO-MGR
10
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
..
,.
11/12/20
13.700
Los Angeles City -California _
Multi -Family Housing Rev Note
P_
CA
SOLE
11/12/20
36.010
Mesa City -Arizona
Excise Tax Revenue Obligations
N
AZ
SOLE
11/16/20
62.720
Co lin Co (Plano) ISD
__-Refunding Refunding Bonds
N
TX
LEAD
11/17/20
_
47.510
_
Co (San Antonio) ISO
Refunding Bonds
N
TX
LEAD
11/17/20
_
93.185
_ _Bexar
Hartford Co Metropolitan Dt -
General Obligation BANs
C
CT
SOLE
11/18/20
77,390
Georgia Muni Electric Au (MEAL)
Revenue Bonds
N
GA
LEAD
11/18/20
51.120
Massachusetts Dev Finance Agcy
Special Obligation Ref Bonds
C
MA
SOLE
11/18/20
15.155
Minneapolis -St Paul Metro Council
GO Transit Refunding Bonds
C
MN
SOLE
11/18/20
3,672.360
New Jersey
GO Emergency Bonds
N
NJ
CO-MGR
11/18/20
44.970
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
11/18/20
- 50.000
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
11/19/20
18.885
Anchorage City -Alaska
Port Revenue Bonds
N
AK
CO-MGR
11/19/20
46.210
Anchorage City- Alaska
_ _
Port Revenue Bonds
N
AK
CO-MGR
11/19/20
38.970
Athens Housing Authority
Revenue Bonds
N
GA
LEAD
1_1/19/20
10.195
Univ of Oklahoma Bd of Regents
General Revenue Ref Bonds
N
OK
CO-MGR
11/19/20
60.565
Univ of Oklahoma Bd of Regents
General Revenue Ref Bonds
N
OK
CO-MGR
11/20/20
38.070
Franklin Co Industrial Dev Auth
Public Fac Lease Rev Ref Bonds
i-
N
VA
LEAD
11/20/20
31.530
NYC Housing Dev Corp_
Housing Impact Bonds
N
NY
LEAD
11/20/20
257.535
NYC Housing Dev Corp
Housing Impact Bonds
N
NY
LEAD
11/24/20
3.875
Denton Co ISO
Refunding Bonds
N
TX
CO-MGR
11/24/20
265.570
Denton Co ISO
Refunding Bonds
N
TX
CO-MGR
11/24/20
9.415
Shreveport City -Louisiana
Water & Sewer Rev Ref Bonds
_.. -- -
N
LA
LEAD
11/24l20
18.035
----- -�
Shreveport City -Louisiana _
�r
Water &Sewer Rev Ref Bonds
N
LA
LEAD
12/01/20
6,965
Colorado Reg Transportation Dt
Revenue Bonds
N
CO
LEAD
12/01/20
304,820
Colorado Reg Transportation Dt
J-� _ Revenue Bonds
N
CO
LEAD
12/01/20
500,000
Illinois State Toll Highway Auth
Toll Highway Sr Revenue Bonds
N
IL
CO-MGR
12/01/20
60.0 00
Oregon Hsg &_Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
12/02/20
22.035
Louisiana Gov Env Fac & COA (LCOA)
Revenue Bonds
N
LA
SOLE
12/02/2^
23,860
Maryland Dept Hsg & Corn Dev (DHCO)
Housing Revenue Bonds
N_
MD
CO-MGR
12/02/20
L.500.000
New Jersey Trans Trust Fund Au
Transportation Program Bonds
N
NJ
CO-MGR
12/03/20
91.430
Frisco City -Texas
GO Refunding & Improvement Bonds
C
TX
SOLE
12/03/20
534,425
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Reso Bonds
N
NY
CO-MGR
12/03/20
194.570
NYS Housing Fin Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
LEAD
12/03/20
287.045
NYS Housing Fin Mortgage Agcy_
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/03/20
15.720
Pima Co -Arizona
Certificates of Participation
N
AZ
CO-MGR
12/03/20
50.390
Pima Co -Arizona
Certificates of Participation
N
AZ
CO-MGR
12/03/20
170.800
Will Co -Illinois
GO Alt Rev Source Ref Bonds
N
IL
SOLE
12/08/20
242.570
Los Angeles Dept Wtr & Pwr (LADWP)
Water Sytem Revenue Bonds
N
CA
CO-MGR
12/08/20
37.040
Ohio Higher Ed Fac Commission
Revenue Bonds
N
OH
LEAD
12/09/20
4"160
Georgia State Road & Tollway_Auth_
Fed Hway GANs & Reimburse Bonds
N
GA
CO-MGR
12/09/20
2,800
Massachusetts Housing Fin Agcy
Single Family Mortgage Rev Bonds
N
MA
CO-MGR
12/09/20
102,365
_
Massachusetts Housing Fin Agcy
Single Family Mortgage Rev Bonds
N
MA
CO-MGR
12/09/20
202,315
Port of Morrow -Oregon
Transmission Facs Rev Bonds
N
OR
LEAD
279,315
University of Connecticut
GO & Refunding Bonds
N_
CT
CO-MGR
_12109/20
12/10/20 -
27.240
Tucson City -Arizona
Ref Certificates of Participation
N
AZ
SOLE
12/11/20
19.800
Florida Gulf Coast Univ Fin Corp
Capital Improvement Ref Rev Bonds
N
FL
SOLE
12/11/20
137,605
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/11/20
315.345
_
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/15/20
109.310
Collin Co (Frisco) ISD
Refunding Bonds
N
TX
CO-MGR
12/15/20
182.170
Collin Co (Frisco) ISD
School Building & Refunding Bonds
N
TX
CO-MGR
12/15/20
319.025
Empire State Development Corp
Revenue Bonds
C
NY
SOLE
12/15/20
338,605
Empire State Development Corp
Revenue Bonds
C
NY
SOLE
12/15/20
37.550
New Hampshire
GO Refunding Bonds
C
NH
SOLE
12/16/20
310.195
NYC Health & Hosp Corp
-
Health System Bonds
N
NY
CO-MGR
12/16/20
73.260
NYC Trust for Cultural Resources
Refunding Revenue Bonds
N
NY
CO-MGR
12/16/20
6.750
Three Springs Metro Dt #1
Sub Ltd Tx GO Refunding Bonds
N
CO
SOLE
12/17/20
20-805
Denton Co (Little Elm) ISD
Refunding Bonds
N
TX
LEAD
12/17/20
1,500.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
12/17/20
14-500
South Carolina St Hsg Fin & Dev Au
Multi -Family Rental Hsg Rev Bonds_
N_
SC
SOLE
0110fiI21
1.475
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
01/06/21
28.915
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
01/06/21
51.525
Colorado Hsg_ & Fin Auth (CHFA)_ _ _
Single Family Mortgage Bonds
N
CO
CO-MGR
01/06/21
54.275 --
- Louisiana Transportation Auth
Refundin9. Bonds
N
LA
LEAD
19
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
i.
yij
mLFrr
01/07/21
89.580
Multnomah Co -Oregon
Full Faith & Credit Ref Oblig
C
OR
SOLE
01112l21
79.000
Salt Lake Co (Canyons) SD BOE
General Obligation Bonds-
C
UT
SOLE
01/12/21
__ S2,345
San Diego Co (Escondido) USD
GO Refunding Bonds
N
CA J
SOLE
01/13/21
46.665
Mississippi Home Corporation_
Single Family Mortgage Rev Bonds
N
MS
SOLE
01/14/21
250.000
_
Long Power Authority
Electric System Gen Rev Notes
N
NY
CO-MGR
01/14/21
34.995
_Island _ _
Vlrglnla Polytechnic Ins & State Univ
General Rev Pledge Ref Bonds
N
_
VA
CO-MGR
01/15/21
35.780
_
Greensboro City -North Carolina
Limited Obligation Bonds
N
NC
LEAD
01/20/21
117-285
Harris Co (Channelview) ISD
Unlimited Tax Schhool Bldg Bonds
C
TX
SOLE
01/21/21
99.250
Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds
N
MD
LEAD
Ol/21/21
995.235
New Jersey Turnpike Authority
Turnpike Revenue Bonds
N
NJ
CO-MGR
01/21/21
7,920
Scottsdale Muni Property Corp
Excise Tax Rev Ref Bonds
N
AZ
LEAD
01/21/21
135.185
Scottsdale Muni Property Corp
Excise Tax Rev Ref Bonds
_
N
AZ
LEAD
01/26/21
Los Angeles Dept Wtr & Pwr (LADWP)
Power System Demand Rev Bonds
N
CA
SOLE
01/26I21
_50,000
135.010
Ohio Turnpike & Infrastructure Comm
Revenue Bonds
N
OH
CO-MGR
01/26/21
4.365
- Oregon
_ _Turnpike
Revenue Bonds
N
OR
CO-MGR
01/26/21
26.260
Oregon
Revenue & Refunding Bonds
N
OR
CO-MGR
01/26/21
76.470
Scott Co (Shakopee) ISD #720
GO School Building Ref Bonds
N
MN
SOLE
01/28/21
52,985
Amarillo City -Texas
General Obligation Bonds
C
TX
SOLE
01/28/21
557.505
Chicago City BOE
GO & Ref Dedicated Rev Bonds
N
iL
CO-MGR
01/28/21
37.135
_
Port Freeport -Texas
General Obligation Bonds
C
TX
SOLE
02/02/21
95.000
_ Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO-MGR
02/02/21
197,725
Maryland Dept Hsg & Corn Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
02/03/21
205.435
NYCTransitlonal Finance Auth
Future Tax Secured Sub Bonds
_
C
NY
SOLE
02/04/21
900.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
LEAD
02/04/21
178.195
_
New Orleans City. -Louisiana
Sewerage Svc Rev Ref Bonds
N
LA
CO-MGR
02/04/21
194.300
_
New Orleans City-Louisiana
Water Revenue Refunding Bonds
N
LA
CO-MGR
02/09/21
147,330
Austin City -Texas
Rental Car Spec Fac Rev Ref Bonds
N
TX
LEAD
02/09/21
68.659
Metropolitan Transportation Authority
Transportation Rev Green Bonds
C
NY
SOLE
02/09/21
160.206
Metropolitan Transportation Authority
Transportation Rev Green Bonds
C
NY
SOLE
02/09/21
_
713.365
Tennessee State School Bond Au
Higher Ed Facs 2nd Program Bonds
N
TN
CO-MGR
02/10/21
118.885
Florida Dept of Transportation
Federal Hway Reimburse Rev Bonds
C
FL
LEAD
02/11/21
70,370
Connecticut Housing & Fin Auth (CHFA) -
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
02/16/21
17.525
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
02/16/21
175.515
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
02/17/21
135-000
Florida Housing Finance Corp
Homeowner Mortgage Rev Bonds
N
FL
CO-MGR
_
02/17/21
169.985
ski
PulaCo (No Little Rock) 5D #1
Refunding Bonds
C
AR
SOLE
02/17/21
658.055
Tucson City -Arizona i
Certlficates of Participa_tion
N
AZ
CO-MGR
02/18/21
50 000
Maine State Housing Authority_
_
Mortgage Purchase Bonds
N
ME
CO-MGR
02/18/21
81,590
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
LEAD
02/19/21
114.975
Colorado St Univ Sys Bd of Gov
Syste_m_Enterprise Rev Ref Bond
P
CO
SOLE
02/19/21
35,800
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
02/19/21
122,125
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
02/23/21
225.000
Mecklenburg Co -North Carolina
GO School Bonds
C
NC
SOLE
02/23/21
290.230
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
02/23/21
1,089.330
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
02/24/21
107,490
Galveston Co (Clear Creek) ISD
School Building Bonds
N
TX
CO-MGR
02/24/21
50,000
Maryland
GO State & Locai Facs Loan Bonds
C
MD
SOLE
02/24/21
9,190
NYC Housing Dev Corp
_
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
02/24/21
94.940
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
02/24/21
- 212.000
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
02/24/21
75.000
NYC Municipal Water Fin Auth
Wtr & Swr 2nd Gen Reso Rev Bonds
N
NY
CO-MGR
02/24/21
75.000
NYC Municipal Water Fin Auth
Wtr & Swr 2nd Gen Reso Rev Bonds
N
NY
CO-MGR
02/24/21
403.260
NYC Municipal Water Fin Auth
Wtr &_Swr 2nd Gen Reso Rev Bonds
N
NY
CO-MGR
02/24/21
127.605
_
Nebraska Public Power Dt
General Revenue Bonds
N
NE
CO-MGR
02/24/21
�269.810
_
Sacramento Co Sanit Dt Fin Au
Refunding Revenue Bonds
N
CA
CO-MGR
02/25/21
�392.945
Regents of the University of California
Revenue Bonds
N
CA
CO-MGR
02/25/21
739.045
Regents of the University of California
Revenue Bonds
N
CO-MGR
02l25/21
44.245
_
Unified Gov of Wyandotte-Co/Kansas City
_
GO Improvement Bonds
C
_CA
KS
SOLE
02/25/21
95.250
Univ of North Carolina Bd of Gov
General Revenue Bonds
N
NC
CO-MGR
03/02/21
411.710
Regents of the University of California
Limited Project Revenue Bonds
N
CA
CO-MGR
03/03/21
46,420
Emery Co SD
General Obligation Bonds
C
UT
SOLE
03/04/21
88.810
Indiana Finance Authority
Environmental Improvement Bonds
N
IN
CO-MGR
03/04/21
I5-7-i9
Mississippi -
General Obligation Bonds
N
MS
LEAD
20
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
03/04/21
361.385
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
03/04/21
900.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
03/09/21
148.490
_
Wisconsin R !�
_
Transportation Revenue Bonds
N
Wi
CO-MGR
03/10/21
116.150
San Diego Co Reg Trans Comm
Ltd Tx Sub Sales Tax Rev Bonds
N
CA
CO-MGR
03/10/21
149.840
San Diego Co Reg Trans Comm
Ltd Tx Sales Tax Rev Bonds
N
CA
LEAD
03/11/21
125.000
California
GO Various Purpose Bonds
N
CA
CO-MGR
03/11/21
1,717.060
California
GO Various Purpose & Ref Bonds
N
CA
CO-MGR
03/11/21
58.040
Hillsborough Co -Florida
Wstwtr mpact Fee Special Assess
N
FL
CO-MGR
03/11/21
574.795
NYC MunicLpal Water Fin Auth
Mun:cipal Wtr Finance Auth
N
NY
CO-MGR
03/12/21
14.055
Pitt Co -North Carolina
Limited Obl-gation Bonds
N
NC
SOLE
03/12/21
16.885
Pitt Co -North Carolina
Limited Obl:gation Bonds
N
NC
SOLE
03/16/21
90.420
Alaska Housing Finance Corp
State Capital Project Bonds
N
AK
LEAD_
03/16/21
49.170
Montgomery Co (New Caney) ISD
Un1td Tax School Building Bonds
N
TX
CO-MGR
03/16/21
20.910
Oregon
General Obligation Bonds
N
OR
CO-MGR
03/16/21
152.520
Oregon
General Obligation Bonds
N
OR
CO-MGR
03/16/21
436.725
Oregon_
General Obligation Bonds
N
OR
CO-MGR
03/16/21
11.500
San Francisco City/C_o-California
General Obligation Bonds
C
CA
SOLE
_ _
03/17/21
145.880
Florida Dept of Transportation
Refunding Bonds
C
FL
SOLE
03/17/21
143.250
Orlando Utilities Commission (OUC)
_
Utility S_yt_em Revenue Bonds
N
FL
LEAD
_
03/17/21
150.860
Orlando Utilities Commission (OUC)
Utility Sytem Revenue Bonds
N
FL
CO-MGR
03/17/21
15.000
Texas Dept of Hsg & Comm Affairs
Sustainble Multifamily Bonds
N
TX
SOLE
03/18/21
186,720
Wake Co -North Carolina
GO Public Improvement Bonds
N
NC
LEAD
03/19/21
291.640
NYS Dorm ALLtho ity
St Personal Income Tax Rev Bonds
N
NY
CO-MGR
03/19/21
1,871.420
NYS Dorm Authority
State Personal Inc Tax Rev Bonds
N
NY
CO-MGR
03/19/21
34,015
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
03/19/21
96.780
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
03/19/21
17,865_
North Carolina Housing Fin Agcy
Home Ownership Rev Ref Bonds
N
NC
CO-MGR
03/19/21
_
150.000
North Carolina_ Housing Fin Agcy
Home Ownership Rev Bonds
N
NC
CO-MGR
03/23/21
_
695.475
California St Public Works Board
Lease Revenue Ref Bonds
N
CA
LEAD
03/23/21
244.185
Ctl Texas Reg Mobility Au (CTRMA)
Sub Lien Revenue BANS
N
TX
CO-MGR
03/23/21
255.075
Ctl Texas Reg Mobility Au (CTRMA)
Senior Lien Revenue Bonds
N
TX
CO-MGR
03/23/21
48.025
_ Georgetown City Texas
Comb Tx Surplus Pub Contract Ob
P
TX
SOLE
03/23/21
149.990
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO-MGR
-03/24/21
67.400
Arizona Board of Regents
System Revenue Bonds
N
AZ
CO-MGR
03/24/21
_ 94.405
Arizona Board of Regents
System Revenue Bonds
N
AZ
CO-MGR
03/24/21
121.450
Arizona Board of Regents
System Revenue Bonds
N
AZ
CO-MGR
03/24/21
52.995
California Educational Facs Auth
Revenue Bonds
N
CA
SOLE
03/24/21
746.005
Maryland Transportation Auth
Transportation Facs Proj Rev Bond
N
MD
CO-MGR
03/24/21
1,001:070
NYC Transitional Finance Auth _
Future Tax Secured Sub Bonds
N
NY
CO-MGR
03/24/21
294.020
San Jose City -California
_ _Airport Revenue Ref Bonds
N
CA
CO-MGR
03/25/21
47.430
Allegheny Co Hospital Dev Auth
Revenue Bonds
N
PA
CO-MGR
03/25/21
39.145
Calleguas Municipal Water Dt
_ _
Water Revenue Ref Bonds
N
CA
SOLE
03/25/2-
11.095
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
-NY
CO-MGR_
03/25/21
26.705
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/25/21
35.245
_
T NYS Housing Fin -Mortgage Agc_ y
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/25/21
45.000
Orange Co (Irvine) USD _
General Obligation Bonds
C
CA
SOLE
03/25/21
221.860
Pennsylvania Econ Dev Fin Auth_
Revenue Bonds
N
PA
CO-MGR
03/25/21
146.490
-- San Diego Co Water Auth_
_
Sub Ln Water Rev Ref Bonds
N
CA
CO-MGR
03/31/21
58.865
Govemmen_t of Guam
Hotel Occupancy Tx Rev Ref Bonds
N
GU
CO-MGR
_
03/31/21
330.700
San Antonio City -Texas
Electric & Gas Sys Jr Ln Ref Bond
N
TX
CO-MGR
03/31/21
181.265
University of Pittsburgh
Pitt Asset Notes
N
PA
CO-MGR
04/01/21
18.785
Troy Industrial_ Dev Board
Industrial Development Bonds
N
AL
SOLE
04/06/21
29.740
Lawrence City -Kansas
GO Improvement Bonds
C
KS
SOLE
04/06/21
75.000
Missouri Joint Municipal Electric Utility Comm
Credit Agreement
P
MO
SOLE
04/06/21
2.350
Purdue Univ Board of Trustees
Certificates of Participation
N
IN
LEAD
04/06/21
29.935
Purdue Univ Board of Trustees
Certificates of Participation
N
IN
LEAD
04/07/21
300.400
California Educational Facs Auth
Revenue Bonds
N
CA
CO-MGR
04/07/21
21.260
Caroline County Government
Water & Sewer System Rev Bonds
VA
_ _ SOLE _
04/07/21
37.870
Florence Co Public Facilities Corp
Installment Purchase Rev Ref Bond
_C
N
SC
SOLE
04/07/21
129-070
San Francisco City & Co Airport Comm _
Revenue Refunding Bonds
N
CA
CO-MGR
04/07/21
195-225
an Franci_sc_o City & Co Airport Comm
Revenue Refunding Bonds
N
CA
CO-MGR
04/07/21
222.810
San Francisco City & Co Airport Comm
Revenue Refunding Bonds
N
CA
CO-MGR
04/07/21
381.865
Univ of Texass Bd of Regents
Revenue Financing System Bonds
N_
-TX
LEAD
21
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
04/08/21 240,985 California
Various Purpose GO & Ref Bonds C CA SOLE
04/08/21
29.755
Clayton Co Development Authorty_
Revenue Bonds
N
GA
SOLE
04/08/21
_
50.195
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR
04/08121
56.265
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR
04/08/21
544.770
Massachusetts Bay Transport Auth
Subordinated Sales Tax Bonds
N
MA
CO-MGR
04/08/21
_ 101,620
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N +
VA
CO-MGR
04/13121
14.190
Oregon Dept of Admin Services
Revenue Refunding Bonds
N
OR
CO-MGR
04/13/21
109.915
Oregon Dept of Admin Services
Revenue Refunding Bonds
N
OR
CO-MGR
04/13/21 _ _
Palm Beach Co -Florida
Public Improvement Rev Ref Bond_ s_
C
FL
SOLE
04/13/21
_69,235
827,580
Pennsylvania Econ Dev Fin Auth
Revenue Bonds
N
PA
CO-MGR
04/13/21
10.050
Wilmington City -North Carolina_
_
GO Refunding Bonds
C
NC
SOLE
04/14/21
40.000
Maine State Housing Authority
_
Mortgage Purchase Bonds
N
ME
CO-MGR
04/14/21
74.000
Texas Dept of Hsg & Comm Affairs
Multi -Family Housing Rev Bonds
N
TX
SOLE
04/20/21
7.060
American Municipal Power Inc
Revenue Bonds
N
OH
CO-MGR
04/20/21
91.185
American Municipal Power Inc
Revenue Bonds
N
OH
CO-MGR
04/20/21
1,076.210
California
_
Var Purp GO Refunding Bonds
N
CA
CO-MGR
04/20/21
77.790
_
Virginia Public School Authority
School Financing Bonds
L C
VA
SOLE
04/21/21
3.790
Colorado Hsg & Fin Auth (CHFA)
Sinqle Familv Mortoace Bonds
N
CO
CO-MGR
04/21/21
27.210
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
04/21/21
54.000
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
04/21/21
17.290
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
04/21/21
47.455
Connecticut Housing & Fin Auth (CHFA)
Housing Mortga a Fin in Prog Bonds
N
CT
CO-MGR
04/21/21
132.825
Connecticut Housing & Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N
CT
CO-MGR
04/21/21
87.940
NYC Housing pev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
_0_4121/21
_ 124.395
NYC Housing Dev Corp
Multi-Famlly Housing Rev Bonds
N
NY
CO-MGR
04121/21
150.000
NYC Housing Dev Corp
Multi-Famly Housing Rev Bonds
N
NY
LEAD
04/21/21
101.940
Orange Co Schooi Board
Certificates of Participation
N_
FL.
CO-MGR
04/21/21
300,000
Pima Co -Arizona
i Pledged Revenue Obligations
N
AZ
CO-MGR
04/23/21
144.190
Connecticut
Special Tax Oblig Ref Bonds
N
CT
CO-MGR
04/23/21
886.695
Connecticut
Special Tax Oblig & Ref Bonds
N
CT
CO MGR
04/28/21
1.295
_
Charleston Co SD
General Obligation BANS
C
SC
SOLE
04/28/21
304,500
New Jersey Trans Trust Fund Au
Transportation System Bonds
N
NJ
CO-MGR
04/28/21
580.420
_ New Jersey Trans Trust Fund Au
Transportation System Bonds
N
NJ J
CO-MGR
04/28/21
589.250
New Jersey Trans Trust Fund Au
Transportation Program Bonds
N
N1
CO-MGR
04/28/21
99.035
Northern Illinois Univ Brd of Rgt
Auxiliary Facs System Rev Bonds
N
IL
CO-MGR
05/05/21
86.065
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO MGR
05/05/21
156.870
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR
05/05/21
75.930
Miami University
General Receipts Rev & Ref Bonds
N
OH
CO-MGR
05/05/21
66.890
Milledgeville -Baldwin Co Dev Auth
Revenue Bonds
N
GA
SOLE
05/05/21
31.520
Tulsa Co (Jenks) ISD #5
Com_bined Purpose Bonds
C
OK
SOLE
05/06/21
80.545
Los Angeles Co (Norwalk -La Mirada) USD
General Obligation Bonds
N
CA
SOLE
05/07/21
71.230
Massachusetts Housing Fin Ag_cy LL
Single Family Housing Rev Bonds
N
MA
CO MGR
05/10/21
29.380
Galveston ISD
Refunding Bonds
N
TX
CO- MGR
05/11/21
101.125
Energy Northwest
Electric Revenue & Ref Bonds
N
WA
LEAD
05/11/21
610.600
Energy Northwest
Electric Revenue & Ref Bonds
N
WA
LEAD
05/11/21
17.695
Indiana Finance Authority__
Educ Fac Ref Revenue Bonds
N
iN
SOLE
05/11/21
6.785
Orange Co (Huntington Beach) UHSD_
Ref Certificates of Participation
N
CA
SOLE
05/12/21
_
22.105
North Charleston Pub Fac Corp
Installment Purchase Rev Bonds
N
SC
_
SOLE
05/12/21
39.755
North Charleston Pub Fac Corp_
Installment Purchase Ref Bonds
N
SC
_
SOLE
05/12/21
10.605
Plano City -Texas
Waterworks& Swr Sys Rev Bonds
C
TX
_
SOLE
05/12/21
71.630
Washington St Hsg Fin Commission
Single F amily Program Bonds
N
WA
CO-MGR
05/13/21
_ 35.820
Bulloc_h Co Development Authority
Revenue Bonds _
N
GA
SOLE
05/13/21
216.200
Fairfax Co -Virginia r
_
Sewer Revenue &Ref Bonds
N
VA
CO-MGR
75/13/21
120.000
North Dakota Hsg Fin Agcy
Housing Financne Program Bonds
N
NO
CO-MGR
05/13/21
103.930
Orange Co (Huntington Beach) UHSD
GO Refunding Bonds
N
CA
SOLE
05/18/21
39.450
University of Louisville
General Receipts Bonds
C
KY
SOLE
05/19/21
500.000
Colorado
Certificates of Participation
N
CO
CO-MGR
05/19/21
13.700
Glendale City -Arizona
General Obligation Bonds
N
AZ
CO-MGR
05/19/21
155.240
-- _ _
LouisianaT
Grant Anticipation Rev Bonds
-
N
LA
LEAD
05/19/21
41.070
Plymouth Town -Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
05/19/21
82.340
University of Cincinnati
Receipts & Ref Bonds
N
LEAD
05/19/21
25.670
West Virginia University Bd of Gov
_General
Improvement Revenue Bonds
N
_OH
WV
CO-MGR
05/19/21
45.005
W est Virginia University Bd of Gov
Improvement Revenue Bonds
_
N
WV
CO-MGR
22
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Rand Underwriting Experience Since January 2029
05/20/21
38.895
Pennsylvan-a Housing F n Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
05/20/21
136.675
Pennsylvania Housing F.n Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
05/20/21
32.920
Wisconsin Public Finance Auth
Revenue & Refunding Bonds
N
WI
LEAD
05/20/21
34.080
Wisconsin Public Finance Auth
Revenue Bonds
N
WI
LEAD
05/21/21
300.000
Charlotte -Mecklenburg Hosp Auth
Health Care Revenue Bonds
N
NC
CO-MGR
05/21/21
300.000
Charlotte -Mecklenburg Hosp Auth
Health Care Revenue Bonds
N
NC
CO-MGR
05/21/21
50.100
Univ of North Carolina Bd of Gov
General Revenue Refunding Bonds
N
NC
SOLE
05/25/21
16.300
California Housing Finance Agcy
Multi -Family Mtg-Backed Rev Bonds
N
CA
SOLE
OS/25/21
_
3.630'
Collin Co (Frisco) ISO
Refunding Bonds
NY
TX
LEAD
OS/2S121
36.556
Collin Co (Frisco) ISO
Refunding Bonds
N
TX
LEAD
OS/2S/21
105.175
_
Florida Development Fin Corp
_
_ Solid Waste Disposal Rev Bonds
N
FL
CO-MGR
05/25/21
22.720
Glendale City -Arizona _
_ Water & Sewer Revenue Bonds
N
AZ
LEAD
05/25/21
17.355
Indiana Finance Authority
Educational Fats Ref Rev Bonds
N
IN
SOLE
05/25/21
6.210
_
Wake Forest Town -North Carolina
GO Public Improvement Bonds_
C
NC
SOLE
05/25/21
22.790
_
Williamson Co (Leander) ISO
Refunding Bonds
N
TX
CO-MGR
05/25/21
10&960
Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO-MGR
05/25/21
160.070
Williamson Co (Leander) ISD
Refunding Bonds
N
TX
CO-MGR
05/26/21
2005
Baseline Metro Dt ttl
Sub & Special Revenue Bonds
N
CO
SOLE
05/26/21
137.205
Hawaii
Highway Revenue Bonds
N
HI
LEAD -
05/26/21
11.755
Louisiana Gov Env Fac & COA (LCOA)
_
Revenue Bonds
N
LA
SOLE
05/26/21
16.145
Montgomery Co Hsg Opportunities Comm
Multi -Family Housing Dev Bonds J
N
MD
_
CO-MGR
05/27/21
� 39.245
Will Co-Ulinois
GO AR Revenue Source Bonds
N
IL
SOLE
06/01/21
13.000
Truckee Meadows Water Auth
Sub Water Rev Ref Bonds
P
NV
SOLE
06/02/21
12. 775
Contra Costa Transportation Auth
Sales Tax Rev Ltd Tx Ref Bonds
N
CA
LEAD
06/02/21
97.240
Contra Costa Transportation Auth
Sales Tax Rev Ltd Tx Ref Bonds
N
CA
LEAD
06/02/21
12.240
Salt Lake & Sandy Metro Water Dt
Water Revenue Refunding Bonds
N
UT
SOLE
_
06/02/21
43.340
Salt Lake & Sandy Metro Water Dt
Water Revenue Refunding Bonds
N
UT
SOLE
06/03/21
19.160
Iowa State Board of Regents
Dormitory Revenue Bonds
C
IA
SOLE
06/03/21
19.685
Orlando Utilities Commission (OUC)
Utility System Revenue Ref Bonds
N_
FL
CO-MGR
06/03/23.
124.470
Rhode Island Hlth & Ed Bldg Corp
Pub Sch Rev Bond Fin Prog Bonds
_
N
RI
CO-MGR_
06/03/21
82.220
Seattle City -Washington
Water System Imp & Ref Rev Bonds
C
WA
SOLE
06/04/21
73.420
_Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
06/04/21
247,670
Michigan St Hsg Dev Au (MSHDA)_ _ _
Rental Housing. Revenue Bonds
N
MI
CO-MGR
06/04/21
9.338
Oakland Park City -Florida
Promissory Note Refunding Bonds
P
FL
SOLE
/07/21
125.000
Wake Forest University
Revenue Bonds
P
NC
E
SOLE
06/08/21
126.010
Charlotte -Mecklenburg Hosp Auth
Health Care Refunding Rev Bonds
N
NC
CO-MGR
06/08/21
39.340
Garland City -Texas
GO Refunding Bonds
C
TX
SOLE
06/08/21
407.775
Georgia
General Obligation Bonds
C
_ GA
_ SOLE
06/09/21
13.605
_ _
Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
66/09/21
97.095
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
M5
CO-MGR
06/09/21
31.305
New Mexico Finance Auth (NMFA) ---.Sub
Ln Pub Proj Revolv Fund Bond
N
NM
CO-MGR
06/09/21
50.78S
Sarpy Co -Nebraska
Hway Alloc Fund Pledge Bonds
C
NE
SOLE
06/09/21
23.360
Savannah Economic Dev Auth
Revenue Refunding Bonds
N
GA
SOLE
06/09/21
333.630
West Virginia Parkways Auth
Sr Ln Turnpike Toll Rev Bonds_
N
WV
LEAD
06/10/21
138,755
_
- Anaheim Public Financing Auth
Lease Revenue Bonds
N
CA_
CO-MGR.
06/10/21
30.604
Atlantic Co (Buena) RSD
School Bonds
C_
NJ
SOLE
06/10/21
38.885
Douglas -Arizona
Pledged Revenue Obligations
N
AZ
CO-MGR
06/10/21
50.515
Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO-MGR
06/10/21
162.200
Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO-MGR
06/10/21
187.285
Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO-MGR
06/10/21
289.355
_ _ _
Massachusetts
Commonwealth Trans Fund Rev Bonds
N
MA
CO-MGR
06/10/21
163.772
Memphis -Shelby IDB Eco Dev Grow Engine
Local Gov Public Imp Bonds
N
TN
CO-MGR
06/10/21
5.650
Montgomery Co Hsg Opportunities Comm
Single Family Mortgage Rev Bonds
N
MD
CO-MGR
06/10/21
22.750
Montgomery Co Hsg Opportunities Comm
Single Family Mortgage Rev Bonds
N
MD
CO-MGR
06/10/21
40.015
Upper Trinity Regional Water Dt
Reg Treated Wtr Supp Sys Ref Bond
N
TX
CO-MGR
06/15/21
122.480
Charleston City -South Carolina
Wtrwrks & Swr Sys Ref Rev Bonds
N
SC
LEAD
06/15/21
309.275
Idaho Energy Resources Auth ...
Transmission Fats Rev Bonds
N
ID
CO-MGR
06_/15/z1 _
52.285
Manassas City -Virginia _
-
GO Public Improvement & Ref Bonds
C
VA
SOLE
06/15/21
37.230
Wisconsin Public Finance Auth
Health Care Faa Rev Bonds
N
WI
LEAD_
06/16/21
241.895
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
06/16/21
258.310
_ _ _ NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N_
NY
CO-MGR_
06/16/21
32.165
NYS Dorm Authority_
State Personal Income Tax Bonds
N
NY
CO-MGR.
06/16/21
1,825.620
_
NYS Dorm Authority
State Personal Income Tax Bonds
N
NY
CO-MGR
23
0;114ZILM4I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
Sate ..
66/16/21
284,745
NYS Environmental Facs Corp
St Clean & Drinking Wtr Fund Bond
N
NY
CO-MGR
06/16/21
80.000
Virginia Housing DevAuth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
06/17/21
225.000
Dallas -Fort Worth Intl Airport
Subordinate Lien Rev Bonds
P
TX
SOLE
06/17/21
_
6.430
Franklin City -Virginia
General Obligation Bonds
C
VA
SOLE
06/17/21
_ _
39.363
San Jose City.California
Multi -Family Housing Rev Note
P
CA
SOLE
06/18/21
125.963
Oklahoma Muni Power Auth (OMPA)
Power Supply System Rev Ref Bonds
N
OK
CO-MGR
06/18/21
172.015
Oklahoma Muni Power Auth (OMPA)
Power Supply System Rev Ref Bonds
N
OK
CO-MGR
06/22/21
32.050
Santa Clara Co (Evergreen) SD
General Obligation Bonds
N
CA
SOLE
06/23/21
_ _
T 60.000
_
Collin Co (Melissa) ISO
School Building Bonds
N
TX
CO-MGR
06/23/21
10.530
Michigan St Hsg Dev Au (MSHDA)
Multi -Family Housing Rev Bonds
N_
MI
SOLE
06/23/21
5.655
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
5,960
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
32.965
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
34.805
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
48.460
NYS Housing Fin -Mortgage Agcy_
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
81.795
NYS Housing Fin -Mortgage Agcy ��.
Affordable Housing Revenue Bonds
N
NY
CO-MGR
06/23/21
167.755
Tennessee
General Obligation Bonds
N
TN
CO-MGR
06/23/21
490.910
Tennessee
GO Refunding Bonds
N
TN
CO-MGR
06/24/ .1
10.000
Lexington Ind Dev Auth
Educational Facs Rev Ref Bonds
N
VA
SOLE
06/24/21
15.810
Lexington Ind Dev Auth
Educational Facs Rev Ref Bonds
N
VA
SOLE
06/24/21
686.340
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
06/24/21
T 94.655
Northern Tobacco Sec Corp
Tobacco Settle Asses -Backe Bonds
N
AK
CO-MGR
06/24/21
187,825
Northern Tobacco Sec Corp
Tobacco Settle Assect- Backe Bonds
N
AK
CO-MGR
06/29/21
192.510
Texas Municipal Power Agency
Transmission Sys Rev Ref Bonds
N
TX
CO-MGR
07/01/21
50.000
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
400.000
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR_
_07/01/21
07/01/21
45.865
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
07/01/21
67.090
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
07/01/21
149.765
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR_
07/01/21
241.845
Philadelphia Auth for Indus Dev
Hospital Revenue Bonds
P
PA
SOLE
07/02/21
62.500
T San Francisco City/Co-California
Multifamily Housing Revenue Note
P
CA
SOLE
07/08/21
124.235
California State Univ Trustees
Systemwide Revenue Bonds
N
CA
CO-MGR
07/08/21
1,664.08S
_
California State UnivTrustees
Systemwide Revenue Bonds
N
CA
CO-MGR
07/13/21
370.000
Colorado
_ _Education Loan Prog TRANS
C
CO
LEAD
07/13/21
_
82.525
Fairfax Co Water Authority
Water Revenue Bonds
C
VA
SOLE
07/13/21
11,395
Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
07/14/21
121.815
Jacksonville Electric Authority (JEA)
Wtr & Swr System Revenue Bonds
N
FL
LEAD_
07/14/21
300.000
Univ of Virginia Rector & Visitors
General Rev Pledge & Ref Bonds
N
VA
CO-MGR
07/15/21
44.560
Jacksonville Electric Authority (JEA)
Electric System & Sub Rev Bonds
N
FL
CO-MGR
07/15/21
40.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
07/15/21
582.820
NYC Transitional Finance Auth
Building Aid Revenue Bonds
N
NY
CO-MGR
07/16/21
4.290
Lakeland Oty-Florida
Capital Improvement Rev Bonds
N
FL
SOLE
07/16/21
15.005
_
Lakeland Clty-Florida
Capital Imp Rev & Ref Bonds
N
FL
SOLE
07/16/21
26.195
_
Lakeland City -Florida
Capital Imp Rev & Ref Bonds
N
FL _
SOLE
07/20121
39.475
Gainesville Clty-Florida
Utilities Systems Revenue Bonds
N
FL
CO_-MGR
07/20/21
56.285
Gainesville City -Florida
Utilitles Systems Revenue Bonds
N
FL
CO-MGR
07/20/21
54.030
NYS Thruway Authority
Revenue Bonds
C
NY
SOLE
07/21/21
32.805
Chapel Hill Town -North Carolina
Limited ORigation Bonds
N
NC
CO-MGR
0N21/21
_
2.770
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
0_7/21/21
36.230
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
07121/21-
65.000
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
07/21/21
_
170.000
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
07/21/21
280.750
Travis Co (Austin) ISD
School Building &Refunding Bonds
N
TX
CO-MGR
07/21/21
19,175
Virginia Resources Auth (VRA)
State Moral Oblig Rev Bonds
C
VA
SOLE
07/22/21
140.000
Florida Housing Finance Corp
Homeowner Mtg Revnue Bonds
N
FL
CO-MGR
_
07/22IT17- T
7.010
_
Huntsville City -Alabama
Water Revenue Warrants
N
AL
CO-MGR_
07/22/21
71.010
Huntsville City -Alabama_
Revenue Warrants
N
AL
CO-MGR
F/13/21
13.680
Monroe City -North Carolina
_ _Water _
Limited Obligation Bonds
N
NC
SOLE
07/26/21
29.885
Port Freeport -Texas
Senior Lien Revenue Bonds
N
TX
CO-MGR
07/27/21
234.600
New Mexico Finance Auth (NMFA)
State Transportation Rev Bonds_
N
NM
LEAD
07/28/21
112.345
Iowa State Board of Regents
Hospital & Revenue Ref Bonds
C
IA
SOLE
07/28/21
76.055
Loud oun Co Sanitation Auth
Water & Sewer Sys Rev & Ref Bonds
C
VA
SOLE
07/28/21
8.545
Panoche Financing Auth
Revenue Bonds
N
CA
SOLE
24
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
07/28/21
8.610
Panoche Financing Auth
Revenue Bonds
N
CA
SOLE
07/29/21
128.230
Collin Co (McKinney) ISO
Unlimited Tax Bldg & Ref Bonds
N
TX
CO-MGR
07/29/21
15.380
Walnut Valley Water Dt
Water Revenue Refunding Bonds
N
CA
SOLE
07/29/21
282,555
Washington
Various Purpose GO Bonds
C
WA
SOLE
07/30/21
111.025
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
08/04/21
84.740
Maul Co-Hawali
General obligation Bonds
N
H 1
SOLE
08/04/21
50.000
Montgomery Co Hsg Opportunities Comm_
Limited Obligation Bonds
N
MD
CO-MGR
08/04/21
10.120
_Patriots Energy Group
_ _
Gas System Imp Revenue Bonds
N
SC
SOLE
08/04/21
51.400
T Patriots Energy Group
Gas System Imp & Ref Rev Bands
N
SC
SOLE
08/04/21
166.000
South Carolina St Hsg Fin & Dev Au
Mortgage Revenue Bonds
N_
SC
CO-MGR
08/04/21
80.990
Virginla Transportation Board
Senior Lien Revenue Bonds
N
VA
LEAD
08/05/21
932.050
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
08/10/21
53.185_
Garland City -Texas
Electric Util Sys Rev Ref Bonds
N
TX
CO-MGR
08/10/21
_
_ _153.105
_ Garland City -Texas
Electric Util Sys Rev Ref Bonds
N
TX
CO-MGR
08/10/21
42.000
Lexington Co SO b3
GO BANS
C
SC
SOLE
08/10/21
325.000
Massachusetts Bay Transport Auth
Subordinated Sales Tax BANS
C
MA
LEAD
08/10/21
151.168
Virginia Housing DevAuth (VHDA)
Commonwealth Mortgage Bonds
N
VA
LEAD
08/11/21
50.070
Johnston Co -North Carolina
Water & Sewer System Rev Bonds
N
NC
LEAD
08/11/21
75.000
Maryland
GO State & Loc Facs Loan Bonds
C
MD
SOLE
08/11/21
22.695
NYC Housing Dev Corp _ _
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
08/11/21
155.500
V NYC Housing Dev Corp_
Multi -Family Housing Rev Bonds
N
NY_CO-MGR_
08/17/21
69,410
Jefferson Co (Nederland) ISO
Schoo, Building Bonds
N
TX
LEAD
08/17/21
504,535
Kansas Development Fin Auth
Revenue Bonds
N
KS
CO-MGR
08/17/21
5.995
Rowland Water Dt
Water Revenue Refunding Bonds
N
CA
SOLE
08117/21
30.175
Rowland Water Dt
Water Revenue Refunding Bonds
N
CA
SOLE
08/18/21
89.125
Des Moines City -Iowa
General Obligation Bonds
C
IA
SOLE
08/18/21
43.610
New Mexico Finance Auth (NMFA)
Revolving Fund Revenue Bonds
N
NM
CO-MGR
08/18/21
99.000
Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
08/19/21
31&3_90
Miami -Dade Co-Fiorfda
Seaport & Sub Rev Refunding Bonds
N
FL
LEAD
08/19/21
384.670
Miami -Dade Co -Florida
Seaport Sub & Rev Refunding Bonds
N
FL
LEAD
08/19/21
541.770
Miami -Dade Co -Florida
Seaport & Sub Rev Refunding Bonds
N
FL
LEAD
08/19/21
15,000
Mississippi Development Bank
Special Obligation Bonds
N
MS
SOLE
08/19121
950.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
08/19/21
294350
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
08/24/21
10.020
Berkeley Co SO T
_
General Obligation
C
SC
SOLE
48l24/21
131.500
Broomfield City and Co -Colorado
_ _Bonds
Water Revenue Bonds
N
CO
SOLE
08/24/21 _
335:115
Montgomery Co -Maryland _
GO Cons Pub Imp Proj & Ref Bonds
C
MD
SOLE
08/24/21
115.335
North Fort Bend Wtr Auth -�
Water System & Rev Ref Bonds
N
TX
CO-MGR
08/24/21 T
18360
Salt Lake Co Muni Bldg Auth
Lease Revenue Bonds
N_
UT
SOLE
08/24/21
99,990
Tennessee Hsg Dev Agcy (THDA)
Residental Fin Program Bonds
N_
TN
CO-MGR
08125/21
25.700
Gloucester C-ty-Massachusetts
GO Municipal Purpose Loan Bonds
C
MA
SOLE
08/25/21
70r175
Houston City -Texas
Airport Sys Special Fac Rev Bonds
N
TX
CO-MGR
08/25/21
219.320
Houston City -Texas
Airport Sys Special Fac Rev Bonds
N
TX
CO-MGR
08/25/21
108.950
King Co (Federal Way) SO #210
GO Unlimited Tax Bonds
C
WA
SOLE
08/25/21
252.595
� ry North Carolina
_
Grant Anticip Rev Vehicle Bonds
N
NC
CO-MGR
08/26/21
22.362
Kennesaw Dev Auth
Multi -Family Housing Bonds
N
GA
SOLE
08/26/21
22.362
Kennesaw Urban Redev Agency
Multi Family Bonds
N
GA
SOLE
08/26/21 _
430.290
SC Pub Svc Au (Santee Cooper)
_ _
Revenue Refunding & Imp Bonds
N
SC
CO-MGR
08/27/21
162.000
North Carolina Housing Fin Agcy
Ownership Revenue Bonds
N
NC
LEAD
08/31/21
125.000
Cary Town -North Carolina
_Home
GO Public Improvement Bonds
C
NC
SOLE
08/31/21
9.950
Ventura Co (Conejo Valley) USD
General Obligation Bonds
N
CA
SOLE
08/31/21
10.070
Ventura Co (Conejo Valley) USD
General Obligation Bonds
N
CA
SOLE
08/31/21
10,190
Ventura Co (Conejo Valley) USD
General Obligation Bonds
N
CA
SOLE
09/01/21
250.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
09/02/21
950,000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
09/03/21
5.000
District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
SOLE
09/03/21
49.475
District of Columbia Hsg Fin Agy
Mufti -Family Dev Program Bonds
N
DC
SOLE
09/07/21
14.855
Webster City -Texas
Comb Tax & Rev COBS _ _ _
_ C _
_ TX
SOLE
09/08/21
37.2757
Cape May Co -New Jersey
General Obligation Bonds
C
NJ
SOLE
09/08/21
30.230
Spartanburg Co -South Carolina
General Obligation Bonds
C
SC
SOLE
09/09/21 _
_ 37.795 _
_ _ Cecil Co -Maryland
GO Public Improvement Bonds
C
MD
SOLE
09/09/21
13.675
Cleveland City -Ohio
Sub Ln Income Tax & Ref Bonds
N
OH
CO-MGR
09/09/21
68.080
Cleveland City -Ohio
Sub Ln Income Tax & Ref Bonds
N
OH
CO-MGR
25
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
bale l7c0f4wT•,UKVints
FSLft
F�jiev"C: Lion
mawss�ra:nra
09/09/21
89.900
Massachusetts Housing Fin Agcy
Single Family Hsg Revenue Bonds
N
MA
CO-MGR
09/09/21
6.500
Wichita City -Kansas
GO Temporary Notes
C
KS
SOLE
09/14/21
2,095.070
California
Various Purp GO & Refunding Bonds
N
CA
LEAD
09/14/21
2.43O
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Fin Program Bonds
N
CT
_
CO MGR
09/14/21
158.960
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Fin Program Bonds
N
CT
CO-MGR
09/14/21
137.155
Nebraska Public Power Dt
General Revenue Bonds
N
NE
CO-MGR
09/14/21
178.225
Washington Health Care Facs Au
Refunding Rev Bonds
N
WA
CO-MGR
09/15/21
194.390
Long Island Power Authority
Electric System Gen Revenue Bonds
N
NY
LEAD
09/15/21
355,755
Long Island Power Authority
Electric System Revenue Gen Bonds
N
NY
LEAD
09/15/21
15.020
Maine State Housing Authority
Revenue Bonds
N
ME
CO-MGR
09/15/21
38.930
Maine State Housing Authority
Revenue Bonds
N
_ME
CO-MGR
09/15/21
88.100
NYC Municipal Water Fin Auth
Wtr & Swr Sys 27d Gen Res Bonds
N
NY
CO-MGR
09/15/21
542.235
NYC Municipal Water Fin Auth
Wtr & Swr Sys 2nd Gen Res Bonds
N
NY
CO-MGR
09/21/21
222.975
Massachusetts
GO Refunding Bonds
C
MA
SOLE
09/21/21
45.565
Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
_
MT
SOLE
09/21/21
72.150
Montana Bd of Regents of Higher Ed
General Revenue Bonds
N
MT
SOLE
09/21/21
600,000
Ohio State University
General Receipts Bonds
N
OH
CO-MGR
09/21/21
662.820
Orange Co Transportation Auth
BANS
N
CA
CO-MGR
09/22/21
37.820
NY5 Housing Fin -Mortgage Agcy
Affordable Housing Rev &Ref Bonds
N
NY
LEAD
09/22/21
109.965
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
09/23/21
10.938
District of Columbia Hsg Fln Agy
Multi-Famly Housing Rev Bonds
N
DC
SOLE
09/23/21
38,000
King Co (Bellevue} SD #405
Unlimited Tax GO Bonds
C
WA
SOLE
09/24/21
5.000
District of Columbia Hsg Fin Agy
Multi Family Dev Program Bonds
N
DC
LEAD
09/24/21
25.145
District of Columbia Hsg Fin Agy
Multi -Family Dev Program Bonds
N
DC
LEAD
09/28/21
59.090
Riverside Co lnfrastrudure Fin Auth
Lease Revenue Refunding Bonds
N
CA
CO-MGR
09/28/21
440,710
Riverside Co Infrastructure Fin Auth
Lease Revenue Refunding Bonds
N
CA
CO-MGR
09/29/21
101.705
Wisconsin Public Finance Auth
Refunding Revenue Bonds
N
WI
CO-MGR
09/30/21
73.255
Albuquerque Bernalilio Co Wtr Util Auth
Sr Ln A Wtr&Swr Sys Imp Rev Bond
N
NM
CO-MGR
09/30/21
125.195
Georgia Muni Electric Au (MEAG)
Bonds
N
GA
LEAD
09/30/21
178.720
Georgia Muni Electric Au (MEAG)
_Subordinated
Subordinated Bonds
N
GA
LEAD
09/30/21
1.839.955
Golden State Tobacco Sec Corp
Tobacco Settle Bonds
N
CA
CO-MGR
09/30/21
10.000
Macon -Bibb Co Housing Auth
_Enhance
Multi -Family Housing Rev Bonds
P
GA
SOLE
09/30/21
444.735
Texas Water Development Board
St Wtr Implementation Fund Bonds
N
TX
LEAD
10/05/21
22-705
_
Greensboro City- North Carolina
Limited Obligation Ref Bonds
N
NC
LEAD
10/05/21
25.140
_
Greensboro City- North Carolina
Limited Obligation Ref Bonds
N
NC
LEAD
10/OS/21
0.405
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev Rev Bonds
N
MD
SOLE
10/05/21
0.790
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev Rev Bands
N
MD
SOLE
10/OS/21
1.485
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev, Rev Bonds
N
MD
SOLE
10/05/21
7.115
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev Rev Bonds
_
N
MD
SOLE
10/05/21
7.750
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev Rev Bonds
N
MO
SOLE
10/OS/21
9.5135
Maryland Dept Hsg & Com Dev (DHCD)
Multi -Family Dev Rev Bonds
10/05/21
88.735
Riverside Co Trans Comm (ROTC)
Toll Revenue Senior Ln Ref Bonds
10/O5/21
526.324
Riverside Co Trans Comm (ROTC)
Tall Revenue Sr Lien Ref Bonds
10/05/21
14.405
Westmoreland Co Indus Dev Auth
Pub Facility Revenue Ref Bonds
10/06/21
299.085
California St Public Works Board
Lease Revenue Ref Bonds
10/06/21
253,390
Lower Colorado River Authority (LCRA)
Revenue Bonds
10/06/21
44.500
Rhode Island & Providence Plan
_Refunding
GO Consolidated Cap Dev Loan
N MD SOLE
N CA CO-MGR
N CA CO-MGR
C VA SOLE
N CA CO-MGR
N TX CO-MGR
C RI SOLE
10/_06/21
87.410
Riverside Co-CaNfornia
Teeter Plan Obligation Notes
N
CA
CO-MGR
10/07/21
20.440
Alabama Fed Aid Highway Fin Auth
Special Obligation Revenue Bonds
N
AL
CO-MGR
10/07/21
1,496.170
Alabama Fed Aid Highway Fin Auth
Special Obligation Revenue Bonds
N
AL
CO-MGR
10/07/21
438,935
Omaha Public Power Dt (OPPO)
Electric System Revenue Bonds
N
NE
LEAD
10/07/21
-
70,180
Trinity River Authority
Reg Wastewater Sys Ref Bonds_
N
TX_
LEAD
�-
10/07/21
227.605
Univ of Colorado Bd of Regents
Uni Enterprise Ref Rev Bonds
P
CO
SOLE
10/08/21
28.870
Colorado St Univ Sys Bd of Gov
Sys Enterprise Rev Ref Bonds
N
CO
LEAD
10/08/21
38.580
Colorado St Univ Sys Bd of Gov
Sys Enterprise Rev & Ref Bonds
N
CO
LEAD
10/13/21
167.260
Lower Colorado River Authority (LCRA)
Transmission Contract Ref Bonds
N
TX
CO-MGR
10/14/21
10.000
Connecticut Housing & Fin Auth (CH FA)
Housing Mtg Finance Prog Bonds
N
CT
CO-MGR
10/14/21
20.000
Connecticut Housing & Fin Auth (CH FA)
Housing Mtg Finance Prog Bonds
N
CT
CO-MGR
10/14/21
Connecticut Housing & Fin Auth (CHFAI
Housing Mtg Fin Prog Bonds
N
CT
CO-MGR
10/14/21
_20.950
39.960
Connecticut Housing & Fin Auth (CHFAI
Housing Mtg Fin Prog Bonds
N
CT
CO-MGR
10/14/21
55.605
Connecticut Housirq& Fin Auth _(CH FA)
Housing Mtg Fin Program Bonds
N
CT
CO-MGR
10/14/21
125.000
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
i0/14121
3.095
South Texas College Dt
Limited Tax Refunding CABS
N
TX
CO-MGR
29
APPENDIX I
Wells Fargo Corporate and investment Banking
Public Finance Bond Underwriting Experience Since January 2012
10/14/21
55.065
South Texas College Dt
Umited Tax Refunding Bonds___
N
TX
CO-MGR
10/15/21
4.465
Tarrant Co (Keller) ISD
Refunding PCABs
N
TX
CO-MGR
10/15/21
166.325
Tarrant Co (Keller) ISD
Refunding Bonds
N
TX
CO-MGR
10/19/21
19.1.2_50_
Statewide CDA (CSCDA)
Student Housing Revenue Bonds
N
CA
CO-MGR
10/19/21
1.880
_California
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
10/19/21
_
28.006
Colorado Hsg & Fin Auth (CHFAI
Single Family Mortgage Bonds
N
CO
CO-MGR
10/19/21
42.006
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
10/19/21
53.120
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
10/19/21
232.895
Dallas City -Texas
Hotel Occupancy Tx Rev Ref Bonds
N
TX
CO-MGR
10/19/21
427.040
Georgia Ports Authority
Revenue Bonds
N
GA
CO-MGR
10/19/21
60.885
Missouri Board of Public B°,dgs
Special Obligation Bonds
C
MO
!SOLE
10/19/21
1995
Savannah Economic Dev Auth
Revenue Ref & Imp Bonds
N
GA
SOLE
10/19/21
32.330
Savannah Economic Dev Auth
Revenue Ref & Imp Bonds
N
GA
SOLE
10/19/21
69.575
Univ of Colorado Bd of Regents
Univ Enterprise Ref Rev Bonds
N
CO
LEAD
10/19/21
447.845
Utah Transit Au (UTA)
Sub & Sales Tx Ref Rev Bonds
N
UT
SOLE
10/20/21
142.010
American Municipal Power Inc
Revenue Refunding Bonds
N
OH
CO-MGR
_
10/20/21
_
16.165
Richland Co -South Carolina
Ref Assessment Rev Bonds
N
SC
SOLE
10/20/21
27.000
Weber Co (Ogden City) SD BOE
GO Scholl Budding Bonds
C
UT
SOLE
10/21/21
206.350
Dallas _& Fort Worth Cities -Texas
Joint Revenue Refunding Bonds
N
TX
CO-MGR
10/21/21�
101.235
Georgia Housing FinanceA_uthority
Single Family Mortgage Bonds
N
GA
CO-MGR
10/21/21
454.140
Hudson Yards Infrastructure Corp
Hudson Yards Revenue Bonds
N
NY
CO-MGR
10/21/21
226.630
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
10/22/21
i 40.500
California Municipal Fin Auth
Multifam ly Housing Revenue Note
P
CA
SOLE
10/26/21
141,415
Fort Bend Co (Lamar) CISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
10/26/21
25.880
Morgan Hill Metro Dt k3
Sr&Sub GO Ltd Tx Ref&Imp Bonds
N
CO
SOLE
10/26/21
7,500
Oregon
Genera% Obligat-on Bonds
N
OR
CO-MGR
10/26/21
38.675
Oregon
General Obligat:on Bonds
N
OR
CO-MGR
10/27/21
34.280
Virginia Resources Auth (VRA)
State Moral Obligation Rev Bonds
C
VA
SOLE
10/28/21
261,325
Indiana Finance Authority
State Revolving Fund Prog Bonds
N
IN
CO-MGR
10/28/21
41.345
MontgomeryCo-Maryland
Ltd Obligation Ref Certificates
C
MD
SOLE
11/01/21
8,445
Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bonds
N
LA
SOLE
11102/21
16.300
North Dakota Hsg Fin Agcy
Housing Finance Program Bonds
N
ND
CO-MGR
11/02/21
125,000
North Dakota Hsg Fin Agcy
Housing Finance Program Bonds
N
NO
CO-MGR
11/02/21
132.980
Washington
Var Purpose GO Refunding Bonds
C
WA
SOLE
11/03/21
7.370
Maryland Dept Hsg _& Com Dev (DHCD)
Housing Revenue Bonds
- N
MD
CO-MGR
11/03/21
8.475
Maryland Dept Hsg & Com Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
11/03/21
28.740
Maryland Dept Hsg & Com D_ev_(DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
11/03/21
168.005
Miami -Dade Co SD
GO School Refunding Bonds
C
FL
SOLE
11/04/21
23.250
Adams Co Housing Authority
Multifamily Housing Revenue Note_
P
CO
T SOLE
11/04/21
73.545
Charleston Co -South Carolina
Special Source Rev Ref Bonds _
N
SC
SOLE
11/04/21
26,880
Dallas City -Texas
Equip Acquisition Contract Oblig
C
TX
LEAD
11/04/21
45,920
Dallas City -Texas
Comb & Tax Rev COBS
C
TX
LEAD
11/04/21
53.475
Fairfax Co Economic Dev Auth
Revenue Refunding Bonds
N
VA
LEAD
11/04/21
33.450
Los Angeles Housing Authority
Multifamily Housing Revenue Note _
P
CA
SOLE
11/04/21
_
167.770
Minneapolis City-Minnesota-_�
_ Health Care Sys Rev Bonds
N
MN
CO-MGR
11/04/21
45.000
Pima Co -Arizona
Sewer System Rev Obligations
P
AZ
SOLE
11/04/21
50.000
Pima Co -Arizona
Certificates of Participation
_ P
-_N
AZ
SOLE
11/04121
2 700
St Hsg Fin Commission
Single -Family Prog Bonds _ _
WA
CO-MGR
11/04/21
76.825
_Washington
Washington St Hsg Fin Commission
Single -Family Program Bonds
N
WA
CO-MGR
11/09/21
448.665
California
Various Purpose GO & Ref Bonds
C
CA
SOLE
11/09/21
576.355
Dallas Area Rapid Transit Auth
Sr Lien Sales Tx Rev Ref Bonds
N
TX
CO-MGR
11/09/21
36.010
Lenexa City -Kansas
General Obligation Bonds
C
KS
SOLE
11/09/21
39.330
Maine State Housing Authority
Mortgage Purchase Bonds_
_ N
ME
CO-MGR_
11/09/21
125.715
Snohomish Co -Washington
Limited Tax GO & Refunding Bonds
C
SOLE
11/09/21
200.000
_
South Broward Hospital Dt
Hospital Revenue Bonds
C
_WA
FL
SOLE
11/10/21 56.385 Arizona_ Transportation Board
11/10/21 43.745 California Municipal Fin Auth
11/10/21 133.035 Cha_rlo_tte City -North Carolina
11/10/21 500.000 Connecticut
11/10/21
11/10/21__ _
11/10/21
11/10/21
144.540 NYS Environmental Facs Corp
Highway Revenue Ref Bonds
Multi -Family Housing Rev Bonds
GO Refunding Bonds
Special Tax Obligations Bonds
State Revolving Funds Rev Bonds
23.760 NYS Housing Fin -Mortgage Agcy Homeowner Mortgage Rev Bonds
25.000 NYS Housing Fin -Mortgage Agcy_ Homeowner Mortgage Rev Bonds
199.510 NYS Housing Fin -Mortgage Agcy Homeowner Mortgage Rev Bonds
27
P AZ SOLE
N CA SOLE
N NC CO-MGR
N CT CO-MGR
N NY CO-MGR
N NY CO-MGR
N NY_ CO-MGR
N NY CO-MGR
APPENDIX I
Wells Fargo Corporate and Imrestrnent Banking
Public Finance Bond Underwriting Experience Since January 2019
..
•t
11/10/21
253,150
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
11/11/21
141.210
Unly of North Carolina 8d of Gov
General Revenue Refunding Bonds
N
NC
LEAD
11/16/21
48.205
Chandler City -Arizona
GO Refunding Bonds
N
AZ
LEAD
11/16/21
3.235
Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO-MGR
11/16/21
7.850
Colorado Hsg & Fin Auth (CHFA)
MultFFamily Project Bonds
N
CO
CO-MGR
11/16/21 _
17.000
Macon -Bibb Co Housing Auth
Multifamily Note
P
GA
SOLE
11/16/21
51.120
Utah Co (Alpine) SO BOE
GO Refunding Bonds
C
UT
11/17/21
20.560
Harris Co (Pasadena) ISO
_
Unlimited Tax Refunding Bonds
N
TX
_SOLE
CO-MGR
11/17/21
13.180
Liberty Ranch Metro Dt
Limited Tax GO Refunding Bonds
N
CO
SOLE
11/17/21
33.860
New Orleans City -Louisiana i
Limited Tax Bonds
C
LA
SOLE
11/17/21
79.180
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO-MGR
11/17/21
90.820
Tennessee Hsq. Dev Agcy (THDA)
Residential Finance Prog Bonds
N
TN
CO-MGR
11/17/21
6.515
Virginia Housing Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
11/17/21
142.565
_Dev
Virginia Housing Dev Auth (VHDA)
_
Rental Housing Bonds
N
VA
CO-MGR
11/18/21
25.885
Andover Town -Massachusetts
GO Muni Purp Loan Bonds
C
MA
SOLE
11/18/21 _
166.120
INississlppi
General Obligation Bonds
N
MS
LEAD
11/18/21
964,850
Mississippi
GO & Refunding Bonds
N
MS
_
LEAD
11/18/21
7.115
Montgomery Co Hsg Opportunities Comm
Multi- Family Housing Dev Bonds
N
MD
CO-MGR
11/18/21
104,245
Montgomery Co Hsg Opportunities Comm
Multi- Family Housing Dev Bonds
N
MD
CO-MGR
11/18/21
100.167
NYS Dorm Authority_
Revenue Bonds
N
NY
CO-MGR
11/18/21
245.450
NYS Dorm Authority
Revenue Bonds
N
NY
CO•MGR
11/18/21 _
28.455
Ohio Higher Ed Fac Commission -
Revenue Refunding Bonds
N
OH
CO-MGR_
11/18/21
35.000
--
Ohio Higher Ed Fac Commission
-
Revenue Refunding Bonds
N
OH
CO-MGR
11/23/21
70.860
Massachusetts Housing Fin Agcy
Single Family Hsg Rev Bonds
N
MA
CO-MGR
11/30/21
24.000
Macon -Bibb Co Housing Auth
Multifamily Note
P
GA
SOLE
12/01/21
250.250
Anaheim Public Financing Auth
Lease Revenue Bonds
N
CA
CO-MGR
12/01/21
31.295
Chandler City -Arizona
General Obligation Bonds
C
AZ
SOLE
12/01/21
154.205
Los Angeles Municipal Imp Corp
Lease Revenue Bonds
_
C
CA
SOLE
12/01/21
30.000
Maryland Dept Hsg & Corn Dev (DHCD)
_
Residential Revenue Ref Bonds
N
MD
CO-MGR
12/01/21
221.770
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Ref Bonds
N
MD
CO-MGR
12/02/21
15.140
Allegheny Co Higher Ed Bldg Auth
University Revenue Bonds
N
PA
LEAD
12/02/21
47.890
Allegheny Co Higher Ed Bldg Auth__
_University Revenue Bonds
N
PA
LEAD
12/02/21
61.335
Anchorage City -Alaska
GO Refunding Bonds
N
AK
CO-MGR
12/02/21
100.545
Anchorage City -Alaska
_
General Obligation Bonds
N
AK
CO-MGR
12/02/21
98.295
Harris Co -Texas
Permanent Imp Refunding Bonds
N
TX
LEAD
12/02/21
24.660
Maryland Dept Hsg & Corn Dev (DHCD)
Multi -Family Dev Rev Bonds
N
MD
CO-MGR
12/02/21
38.570
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/02/21
46.800
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/02/21
134.910
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/02/21
210,185
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/02/21
44.620
Wisconsin Hsg & Econ Dev Auth
_
Housing Revenue Bonds
N
WI
CO-MGR
12/02/21
49.690
Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
CO-MGR
12/03/21
122.795
Alaska Housing Finance Corp
General Mortgage Revenue Bonds
N
AK
CO-MGR
12/07/21
123.295
Lakeland City -Florida
Energy System Revenue Bonds
N
FL
CO-MGR
12/07/21
315,940
_
Pulaski Co (Little Rock) SO �T
Revenue & Construction Bonds
C
AR
SOLE
12/08/21
87.465
Denton Co ISD
Unlimited Tax Refunding Bonds
N
TX
CO-MGR
12/08/21
1,384.990
Golden State Tobacco Sec Corp
Tobacco Settle Asset -Backed CABS
N
CA
CO-MGR
12/08/21
2,799,625
Golden State Tobacco Sec Corp
Tobacco Settle Asset -Backed Bonds
N
CA
CO-MGR
12/08/Z1
100.000
NYC Housing Dev Corp
Mu':ti-Family Housing Rev Bonds
N
NY
LEAD
12/08/21
134.080
NYC Housing Dev Corp
Mu'.ti-Family Housing Rev Bonds
N
NY
CO-MGR
12/08/21
185.105
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/09/21
339.710
NYS Dorm Authority
State Personal Inc Tax Rev Bonds
C
NY
SOLE
12/09/21
37.870
New Jersey Hsg & Mtg Fin Agency
Multi -Family Conduit Rev Bonds
N
NJ
SOLE
12/09/21
186.285
Utah State Board of Regents
General Revenue Bonds
N
UT
CO-MGR
12/09/21
28.500
Vancouver Housing Authority
Multifamily Note
P
WA
SOLE
12/10/21
28.790
NYS Housing Fin -Mortgage Agcy
Multi -Family Mtg-Backed Bonds
N
NY
SOLE
12/10/21
171.210
NYS Housing Fin -Mortgage Agcy
Multi -Family Mtg-Backed Bonds
N
NY
SOLE
12/14/21
46.045
Colorado St Univ Sys 8d of Gov
System Enterprise Rev Ref Bonds
N
CO
LEAD
12/14/21
20.000
_
Myrtle Beach City -South Carolina
Limited Obligation Bonds
N
SC
SOLE
12/15/21
3.420
Atlanta City -Georgia
Various Purpose GO Bonds
N
GA
CO-MGR
12/1S121
188.500
Atlanta City -Georgia
GO Refunding Bonds
N
GA
CO-MGR
12/15/21
3.800
Connecticut
_ _
t General Obligation Bonds
N
CT
CO-MGR
12115/21
16.330
Connecticut _
General Obligation Bonds
N
CT
CO-MGR
28
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
t ,_,
, .
12/15/21
39.895
Connecticut
General Obligation Bonds
N
CT
CO-MGR
12/15/21
77.770
_
Connecticut
General Obligation Bonds
N_
CT
_ CO-MGR
12/15/21
84.600
_
Connecticut
General Obligation Bonds
N
_ CT
CO-MGR
12/15/21
112.335
Connecticut
General Obligation Bonds
N
CT
CO-MGR
12/15/21
165.270
Connecticut
General Obligation Bonds
N
CT
CO-MGR
12/15/21
300.000
Connecticut
General Obligation Bonds
N
CT
CO-MGR
12/15/21
11.265
Heritage Ridge Metropolitan Dt
Sr Ltd Tax GO Refunding Bonds
N
CO
SOLE
12/23/21
15.425
Denver City and Co -Colorado
_Multifamily Housing Revenue Note
P
CO
SOLE
01/05/22
50.000
Maine State Housing AuthorityT
^ Mortgage Purchase Bonds
N
ME
CO-MGR
01/05/22
50.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
01/06/22
54.610
New Hampshire Muni Bond Bank
Revenue Bonds
C
NH
SOLE
01/12/22
21.795
Louisiana
Gasoline & Fue',s Tx Rev Ref Bonds
N
LA
LEAD
01/12/22
620.995
Louisiana
Gasoline & Fuel Tx Rev Ref Bonds
N
LA
LEAD
01/12/22
4.000
_
Mississippi Home Corporation
Single Family Mtg Rev Ref Bonds
N
MS
LEAD
Ol/12/22
70.675
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
LEAD
01/12/22
Nebraska Municipal Energy Agency
Power Supply Sys Ref Rev Bonds
N_
NE
CO-MGR
01/13/22
_32.340
42.820
Charleston City -South Carolina
Limited Obligation Bonds
N
SC
SOLE
01/13/22
47.935
Miami University
General Receipts & Ref Rev Bonds
N
OH
CO-MGR
01/13/22
82.295
Rockwall ISD
Unlimited Tax Schi Building Bonds
N
TX
CO-MGR
01/13/22
16.520
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SD
CO-MGR
01/13/22
99.000
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SD
CO-MGR
01/19/22
20.465
Charleston Public Facs Corp
_ Installment Purchase Rev Bonds
N
SC
LEAD
01/19/22
750000
New Jersey Trans Trust Fund Au
Transportation_ Program Bonds
N
NJ
CO-MGR
01/20/22
100,000
Cobb Co 5D
General Obligation Notes
C
GA
SOLE
01/20/22
13.370
Sacramento City Housing Authority
Multi -Family Mtg-backed Bonds
N
CA
SOLE
01/21/22
330.105
Metro Washington Airports Auth
Dulles Tolt Road Rev Ref Bonds
N
DC
LEAD
01/21/22
424,725
Metro Washington Airports Auth
Dulles Toll Road Rev Ref Bonds
N
DC
LEAD
01/21/22
950,000
NYC Transitional Finance Auth
Future Tax Subordinate Bonds
N
NY
CO-MGR
01/25/22
35.000
California Educational Facs Auth
Revenue Bonds _
N
CA
SOLE
01/25/22
4.220
Colorado Hsg &Fin Auth (CHFA)
Single Family Mtg Bonds
N
CO
CO-MGR
01/25/22
28.630
Colorado Hsg & Fin Auth (CHFA)
Single Family Mtg Bonds
N
CO
CO-MGR
01/25/22
45.780
Colorado Hsg & Fin Auth (CHFA)
Single Family Mtg Bonds
N
CO
CO-MGR
01/25/22
75.285
Lawrence City -Massachusetts
GO State Qualified Muni Purp Loan
C
MA
SOLE
01125/22
194.815
San Francisco City & Co Airport Comm
Revenue Bonds
N
CA
CO-MGR
01/25/22
236.475
San Francisco City Co Airport Comm
Revenue Bonds
N
CA
CO-MGR
01/25/22
301.530
_&
San Francisco City & Co Airport Comm
Revenue Bonds
N
CA
CO-MGR
01/25/22
43.095
San Jacinto Comm College Dt
Ltd Tax GO Bldg _& Ref Bonds
N
TX
LEAD
01/25/22
38.07S
University of Idaho Regents
Gen Revenue & Rev Ref Bonds
N
ID
SOLE
01/27/22
672.750
Montgomery Co Hghr Ed & Health Auth
Revenue Bonds
N
PA
CO-MGR
02/01/22
350.000
Massachusetts
GO Consolidated Loan Bonds
C
_ MA
SOLE
02/02/22
24.990
Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO-MGR
02/02/22
75.000
Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO-MGR
02/02/22
3.600
VDW MetropotItan Dt N2
Limited Tax GO Ref Bonds
N
CO
SOLE
02/02/22
7.220
VDW Metropolitan of N2
Limited Tax GO Ref Bonds _
N
CO
SOLE
02/02/22
_
41.615
_
Virginia Housing Dev Auth (VHDA)
Commonwealth Mortgage Bonds
N
VA
LEAD
02/04/22
500,000
NYC Municipal Water Fin Auth
Water & Sewer Revenue Bonds
N
NY
CO-MGR
346,850
Indiana Finance Authority
Lease Approp Refunding Bonds
N
IN
CO-MGR
_02/07/22
02/08/22
_ 19.735
Greater Orlando Aviation Auth
Airport Facs Ref Rev Bonds
NFL
LEAD
02/08/22
75.540
Greater Orlando Aviation Auth
Airport Revenue & Ref Bonds
N
FL
LEAD
02/08/22
191.765
Greater Orlando Aviation Auth
Airport Facs Rev & Ref Bonds
N
FL
LEAD
02/08/22
310.220
Ohio Turn_p_ike_& Infrastructure Comm
Turnpike Jr Lien Rev Ref Bonds
N
OH
CO-MGR
02/09/22
7.585
Denton Co ISD
Unlimited Tax Refunding Bonds
N
TX
CO-MGR
02/09/22
9.335
Duplin Co -North Carolina
Limited Obligation Ref Bonds
N
NC
SOLE
02/09/22
1,283.191
SC Pub Svc Au (Santee Cooper)
Revenue Oblig Ref Bonds
N
SC
CO-MGR
02/10/22�26.280
Denton Co ISD
Refunding Bonds
N
TX
CO-MGR
02/10/22
34,650
Denton Co ISD
GO Improvement & Refunding Bonds
N
TX
CO-MGR
02/10/22
145.060
Maricopa Co Industrial Dev Auth
Exempt Facs Revenue Bonds
N
AZ
CO-MGR
02/10/22
104.250
NYC Dev Corp
Housing Impact Bonds
N
NY
CO-MGR
02/10/22
60.050
_Housing
San Bernardino Co Trans Auth
Y Sales Tax Revenue Ref Bonds
N
CA
SOLE
02/15/22
50.000
Indianapolis Loc Pub Imp Bond Bank
Revenue Bonds
N
IN
LEAD
02/15/22
140.000
Peninsula Corridor it Power Board
Sales Tax Revenue Bonds
N
CA
CO-MGR
02/15/22
57.775
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N_
VA
CO-MGR
02/15/22
5.065
Waco City -Texas
_
Comb Tax & Rev Certs of Oblig
C
TX
SOLE
29
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
DescriptionSale Date Par Amount ($mIls) linuer Issue 02/15/22 24.570 Waco City Texas GO Refunding Bonds C TX SOLE
02/15/22 47.990 Winrock Town Ctr Tax Incr Dev Dt #1 Snr Lien Gross Rec Tax Inc Bonds N NM SOLE
02/16/22
_02/_17/22
02/17/22
02/23/22
02/24/22
02/24/22
02/24/22
16.750
Provo City SD Muni Bldg Auth _ Lease Revenue Bonds C UT SOLE
oud-Heritage Metropolitan Dt #10 Sr & Sub Ltd Tax GO Bonds N CO SOLE
207 760
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
LEAD
20.500
San Diego Co (Escondido) USD
General Obligation Bonds
N
^ CA
SOLE
13.055
Dallas Co (Duncanville) ISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
230,000
Gwinnett Co SO
GO Sales lax Bonds
C
GA
SOLE
25.325
Hale Center Education Facs Corp
Revenue Improvement &Ref Bonds
N
TX
SOLE
02/24/22
111.390
Hillsborough Co Aviation Auth
Revenue Bonds
N
FL
CO-MGR
02/24/22
_
263.760
Hillsborough Co Aviation Auth
Revenue Bonds
N
FL
CO-MGR
02/24/22
348.105
Hillsborough Co Aviation Auth
Sub Revenue Refunding Bonds
N
FL
CO-MGR
02l24/22
180.400
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
02/25/22
16.895
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
02/25/22
45.210
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
02/25/22
153.590
NYS Housing Fin -Mortgage Agcy
Homeowner Mortgage Rev Bonds
N
NY
CO-MGR
02/28/22
1.415
Dallas Co (Duncanville) ISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
02/28/22
105.765
_ Dallas Co (Duncanville) ISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
03/01/22
22.530
Greeley City -Colorado
Fist -Lien Sewer Imp Rev Bonds
C
CO
SOLE
03/02/22
8.905
Connecticut Housing & Fin Auth (CHFA)
Hsg Mtg Finance Program Bonds
N
CT
CO-MGR
03/02/22
74.995
Connecticut Housing & Fin Auth (CHFA)
Hsg Mtg Finance Program Bonds
N
CT
CO-MGR
03/02/22
_
- 33.650
Fort Bend Co -Texas
Certificates of Obligation
N
TX
CO-MGR
03/02/22
778.970
_
NYC Municipal Water Fin Auth
_ _
Wtr&Swr Sys 2nd Gen Res Rev Bonsd
N
NY
CO-MGR
03/02/22
268.620
Virginia Transportation Board
Transpo Cap Proj & Ref Bonds
C
VA
SOLE
03/03/22
43.655
Fort Send Co -Texas
Road Bonds
N
TX
CO-MGR
03/03/22 494.670 Los Angeles Dept Wtr & Pwr (LADWP) Water Systen Revenue Bonds N CA LEAD
03/03/22
12.455
Louisiana Gov Env Fac & CDA (LCDA)
Revenue Bonds
N
LA
SOLE
03/03/22
342.630
Lower Colorado River Authority (LCRA)
Transmission Contract Ref Bonds
N
TX
CO-MGR
03/03/22
50.000
Minnesota Housing Fin Agency
Residential Hsg Fin Bonds
N
MN
CO-MGR
03/03/22
100.000
Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
N
MN
CO-MGR
03/07/22
264.805
Dallas ISD
Unlimited Tax Refunding Bonds
N
TX
LEAD
03/09/22
150.000
California
Various Purpose GO Ref Bonds
N
CA
LEAD
03/09/22
200.000
California
Various Purpose GO Ref Bonds
N
CA
LEAD
03/09/22
1,878.890
California
rio
Vaus Purpose GO & Ref Bonds
N
CA
LEAD
03/10/22
120.000
Florida Housing Finance Corp
Homeowner Mtq ev Bonds_
N
FL
_
CO-MGR
03/10/22
140.525
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
03/10122
709.795
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
03/14/22
63.000
Ramsey Co (White Bear take) ISD #624
GO School Building Bonds
C
MN
SOLE
03/15/22
2,422.335
NYS_ Dorm_ Authority
State Personal Inc Tax Rev Bonds
N
NY
_
LEAD
03/15/22
50.000
_
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
C
VA
SOLE
03/17/22
84.000
South Carolina St Hsg Fin & Dev Au
Mortgage Revenue Bonds
N
SC
CO-MGR
03/22/22
49.980
Salt Lake Co (Canyons) SO BOE
GO Refunding Bonds
C
UT
SOLE
03/22/22
46.885
Tulsa Co (Broken Arrow) ISO 03
GO Combined Purpose Bonds
C
OK
SOLE
03/23/22
17.845
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/23/22
102.440
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/23/22
217.945
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
03/23/22
175.000
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
03/24/22
900.905
New York City -New York
General Obligation Bonds
_ _
T
N
NY
CO-MGR
03/24/22
200.000
North Carolina Housing Fin Agcy
_
Home Ownership Revenue Bonds
N
NC
CO-MGR
03/25/22
398.265
NYC Housing Dev Corp
Capital Fund Program Rev Bonds
N
NY
CO-MGR
03/29 222
413.720
San Antonio City -Texas
Electric & Gas Sys Rev Ref Bonds
N
TX
LEAD
03/29/22
_
26.375
Utah Co (Alpine) SD BOE
GO Refunding Bonds
C
UT
SOLE
03/30/22 w
41.335
Alaska Municipal Bond Bank
General Obligation Bonds
N
_AK
LEAD_
204.560
Louisiana
Obligation Bonds_
C
LA
SOLE
_03130122
03/30/22
30.000
_ _
_h D
Nortakota Hsg Fin Agcy
_General
Housing Finance Program Bonds
N
ND
CO-MGR
03/30/22
125.000
North Dakota Hsg Fin Agcy
Housing Finance Program Bonds
N
ND
CO-MGR
03/30/22
41.255
Ohio Higher Ed Fac Commission
Higher Ed Facility Rev Bonds
N
OH
LEAD
03/31/22
184.5_90_
Idaho Housing & Fin Assoc
Sales Tax Revenue Bonds
N
ID
CO-MGR
3/3 01/22 _
950.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
04/01/22
28.365
Kaufman Co (Crandall) ISD
_
School Building Bonds
N
TX
CO-MGR
04/05/22
1.188.105
_
Dallas & Fort Worth Cities -Texas
_
Joint Revenue Improvement Bodns
N
TX
CO-MGR
04/05/22 97.206 Massachusetts Bay Transport Auth Assessment Bonds N MA LEAP
04/05/22 197.970 Massachusetts Say Transport Auth Assessment Bonds N MA LEAD
30
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
bate Date olarArnount
1.1mils;
Issuer
issue kcscription
--w
W.n
04/05/22
172.195
Monroeville Finance Authority_
UPMC Revenue Bonds
N
PA
CO-MGR
04/05/22
608.310
NYS Power Authority
Revenue Bonds
N
NY
CO-MGR
04/05/22
7.000
Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
04/05/22
77.900
Oregon Hsg & Com_ m Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
04/05/22
_ _
Pennsylvania Econ Dev Fin Auth
-
Bonds
N
PA
CO-MGR
04/05/22
_212.430
413.205
_
Regents of the University of Michigan
- _ _Revenue
General Revenue Bonds
N
Ml
CO-MGR
04/05/22
1.000.015
T_riborough Bridge & Tunnel Auth
Payroll Mobility Tax Ref Bonds
N
NY
CO-MGR
04/06/22
20.000
Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO-MGR
04/06/22
125.000
Illinois Housing Dev Authority
Revenue Bonds
N
IL
LEAD
04/07/22
California Municipal Fin Auth
Revenue Bonds
N
CA
SOLE
04/07/22
_75,000
_ _ 31.140
_
Los Angeles Co Development Auth
General Revenue Bonds
N
CA
SOLE
04/12/22
15.210
District of Columbia
Revenue Bonds
N
DC
LEAD
04/12/22
144,485
District of Columbia
_
Private Activity Revenue Bonds_
N
DC
LEAD -
04/12/22
111.970
Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO-MGR
04/12/22
257.570
Guam Power Authority
Revenue Refund ng Bonds
N
GU
LEAD
04/12/22
23.425
Virginia Housing_ Dev Auth (VHDA)
Renta, Housing Bonds
N
VA
CO-MGR
04/13/22
34.095
Anaheim Hsg & Pub Imp Auth
Refund.ng Bonds
N
_
CA
LEAD
_
04/13/22
79.855
_
Anaheim Hsg & Pub Imp Auth
_Revenue
Revenue Refund.ng Bonds
N
CA
LEAD
04/13/22
230,785
_Anaheim Hsg & Pub Imp Auth
Revenue Bonds
N
CA
LEAD
04/13/22
50.000
Minnesota Housing Fin Agency
Residential Hsg Fin Bonds
N
MN
CO-MGR
04/13/22
100.000
Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
N
MN
CO-MGR
04/13/22
51.960
_
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR_
04/19/22
75.090
Clark Co -Nevada
GO Limited Tax Bonds
C
NV
SOLE
04/20/22
140.085
Collin Co (_Frisco) ISO
Unitd Tx School Building Bonds
N
TX
CO-MGR
04/20/22
6.360
Connecticut Housing & Fin Auth (CH FA)
Housing Mtg Finance Prog Bonds
N
CT
CO-MGR
04/20/22
78.030
Connecticut Housing & Fin Auth (CH FA)
Housing Mtg Finance Prog Bonds
N
CT
CO-MGR
04/20/22
207.830
Massachusetts Dev Finance Agcy
Revenue Bonds
N
MA
CO-MGR
04/20/22
50.185
Midcities Metro Dt #2
Spec Rev Refunding Bonds
N
CO
SOLE
04/20/22
18.815
Nebraska St Colleges Facs Corp
Facilities Program Ref Bonds
N
NE
CO-MGR
04/20/22
0.216
San Bernardino Co (Barstow] USD
General Ob.igation Bonds
N
CA
SOLE_
04/20/22
5.280
San Bernardino Co (Barstow) USD
General Obigation Bonds
N
CA
SOLE
04/21/22
33.670
Charleston City -South Carolina
Hospitality Tax Rev Bonds
N
SC
LEAD
04/21/22
i 31.360
Maryland Dept Hsg & Com Dev (DHCD)
Multi- Family Dev Rev Bonds
N
MD
CO-MGR
04/22/22
5.695
Waterfall Metro Dt #1
Sr&Sub GO Ltd Tax Ref Bonds
N
CO
SOLE
04/26/22
168.250
San_ Diego Public Facs Fin Auth
_ S_ _u_b Sewer Revenue Bonds
N
CA
LEAD
04/26/22
3.27.300
_
San Francisco City/Co-California
GO Refunding Bonds
N
CA
LEAD
04/27/22
48.375
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
04/27/22
188.910
Gilbert Town -Arizona
General Obligation Bonds
N
AZ
LEAD
04/27/22
407.875
Hampton Roads Trans Acc Com (HRTAC)
Transportation Funds Sr Ln Bonds
N
VA
LEAD
04/27/22
500,825
Maricopa Co -Arizona
Pledged Revenue Ob:igations
P
AZ
SOLE
04/27/22
222,030
Pennsylvania Housing Fin Agcy (PHFA)
Single Fancily Mortgage Rev Bonds
N
PA
CO-MGR
04/27/22
1,100.000
Regents of the University of California
Medical Ctr Pooled Rev Bonds
N
CA
CO-MGR
04/27/22
1,900.000
Regents of the University of California
T Medic`al Ctr Pooled Rev Bonds
N
CA
CO-MGR
04/28/22
r
34.755
High Point City -North Carolina
Comb Enterprise Sys Rev Bonds
N
NC
LEAD
04/28/22
_
- 30.000
North Dakota Hsg Fin Agcy
Housing Finance Program Bonds
N
ND
CO-MGR
05/04/22
100.000
California Poll Control Fin Auth
Var Rate Dmnd Sold Wst Dis Note
P
CA
LEAD
05/04/22
31.600
Harris Co (Alief) ISD
Unitd Tax Sch Bldg & Ref Bonds Y
�C
TX
SOLE
05/04/22v
135.045
Michigan St Hsg Dev Au (MSHDA)
Rental Housing Rev Bonds
N
MI
CO-MGR
05/05/22
300.000
North Carolina
Limited Obligation Bonds
N
NC
LEAD
05/05/22
50.000
North Dakota Hsg Fin Agcy
Hsg Finance Program Bonds
N
ND
CO-MGR
05/10/22
2.215 _
Energy Northwest
Electric Revenue Ref Bonds
N
WA
CO-MGR
05/10/22
513.955
Energy Northwest
_
Electric Revenue & Ref Bonds
N
WA
CO-MGR
05/10/22
175.745
Oregon
General Obligation Bonds
N
OR
CO-MGR
05/10/22
242.635
Oregon
General Obligation Bonds
N
OR
CO-MGR
05/10/22
26.500
Pennsylvania State University
Revenue Bonds
N
PA
CO-MGR'
05/10/22
125.450
Pennsylvania State University
Revenue Bonds
N
PA
CO-MGR
05/10/22
_ 106,980
_
Queen Creek Town -Arizona
Excise Tax & State Rev Oblig_
N
AZ
CO-MGR
_05_/10/22
184.910
4 Wisconsin _
General Obligation Bonds
C
WI
SOLE
05/11/22 v
820.000
NYS Dorm Authority
Revenue Bonds
N
NY
CO-MG_R
05/11/22
13.350
Virginia Resources Auth (VRA)
State Moral Oblig Rev Bonds
C
VA
SOLE
05112/22
48.070
Virginia College Building Auth
Education Facilities Rev Bonds
N
VA
CO-MGR
05/12/22
584.175
Virginia College Building Auth
Education Facilities Rev Bonds
N
VA
CO-MGR
05/17/22
29.360
Camden Co -New Jersey___
General Obligation Bonds
C
NJ
SOLE
31
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
iisuer
Issue ..
05/17/22
1.395
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR
05/17/22
48.310
Maine Hlth & Hghr Ed Facs Auth
Revenue Bonds
N
ME
CO-MGR
05/18/22
150.000
Florida Housing Finance Corp
Homeowner Mtg Rev Bonds
N
FL
CO-MGR
05/18/22
123.605
St Louis Co -Missouri
Special Obligation Bonds
C
MO
SOLE
05/19/22
23.270
Maryland Dept Hsg & Com Oev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
05/19/22
37.375
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
05/19/22
�111.625
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
6S/19/22
130.000
New York City -New York
_
General Obligation Bonds
N
NY
CO-MGR
05/19/22
950.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
05/24/22
26.840
Durham City -North Carolina
GO Refunding Bonds
C
NC
SOLE
05/24/22
109.070
Metropolitan St Louis Sewer Dt
Wastewater Sys Imp & Ref Bonds
N
MO
CO-__MGR
65/24/22
66.000
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SD
CO-MGR
05/25/22
97.700
Alaska Housing Finance Corp
State Capital Projet Bonds
N
AK
CO-MGR
05/25/22
59.395
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
05/25/22
149.990
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
05126/22
2.180
Connecticut
GO Refunding Bonds
N
CT
CO-MGR
05/26/22
5,765
Connecticut
General Obligation Bonds
N
CT
CO-MGR
OSl26/22
10.795
Connecticut
General Obligation Bonds
N
CT
CO-MGR
_05/26/22
_ 16,005
Connecticut
General Obligation Bonds
CT
CO-MGR
05/26/22
75,940
Connecticut
_
General Obligation Bonds
_N
N
CT
CO-MGR
05/26/22
117.435
General Obligation Bonds
N
CT
CO-MGR
05/26/22
_ 136.060
_Connecticut _ _
Connecticut
General Obligation Bonds
N
CT
CO-MGR
_
05/26/22
138.060
Connecticut
General Obligation Bonds
N
CT
CO-MGR
_^
05/26/22
566.690
Connecticut
GO Refunding Bonds
N
CT
CO-MGR
O6l02/22
197.120
Michigan St Hsg Dev Au (MSHOA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
06/02/22
111.555
NYS Housing Fln-Mortgage Agcy
Affordable Hsg Revenue Bonds
N
NY
CO-MGR
06/02/22
351.490
NYS Housing Fin -Mortgage Agcy
Affordable Hsg Revenue Bonds
N
NY
CO-MGR
06/03/22
18.500
Aurora City Housing Auth
Multi -Family Housing Rev Note
P
CO
SOLE
06/07/22
900.000
Los Angeles Co -California
_
TRANS
N
CA
CO-MGR
06/07l22
115.705
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
LEAD
06/07/22
1.175
Sweetgrass Metro Dt #2
Sub GO Ltd Tax Ref Bonds
N
CO
SOLE
06/07/22
8.150
Sweetgrass_Metro Dt U2
General Obligation Bonds
N
CO
SOLE -
06/08/22
15Q.000
-
Maryland
GO State & Loc Facs Loan Bonds
C
MD
SOLE
06/08/22
18.770
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
06/08/22
25.840
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
06/08122
30.345
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
06/08/22
100.000
Minnesota Housing Fin Agency
Rental Housing Finance Bonds
N
MN
CO-MGR
06/08/22
53.215
New Mexico Finance Auth (NMFA)
Pub Proj Revolv Fund Bonds
N
NM
CO-MGR
06/08/22
88.035
Ohio Higher Ed Fac Commission
~Revenue Bonds
C
OH
LEAD
06/08/22
41.750
Virginia_ Housing Dev Auth (VHDA)
_
Rental Housing Bonds
N
VA
LEAD
06/09/22
49.245
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
06/09/22
29.790
Watertown Town -Massachusetts
GO Muni Purp Loan Bonds
C
MA
SOLE
06/16/22
5.000
New Jersey Hsg & Mtg Fin Agency
Multi -Family Conduit Rev Bands
N
NJ
SOLE
06/16/22
37.130
Southern Illinois Univ Bd of Tr
Facilities System Rev Bonds
N
IL
SOLE
06/22/22
151.190
Charleston City -South Carolina
_
Capital Improvement Rev Bonds
N
SC
LEAD
06/22/22
226.595
_Georgia
General Obligation Bonds
C
GA
SOLE
06/22/22
150.000
Massachusetts
_
Transportation Fund Rev Bonds
N
MA
LEAD
06/22/22
200.000
Massachusetts
Transportation Fund Rev Bonds
N
MA
LEAD
06/22/22
-
115.670
Northern Virginia Trans Dt Comm
Trans_po Dt Special Oblig Bonds
N
VA
CO-MGR
06/24/22
2.940
_
Montgomery Co Hsg Opportunities Comm
Single Family Mtg Rev Bonds
N
MID
CO-MGR
06/24/22
3.000
Montgomery Co Hsg Opportunities Comm
Single Family Mtg Rev Bonds
N
MD
CO-MGR
06/24/22 _
14.660
Montgomery Co Hs_g Opportunities Comm
Single Family Mtg Rev Bonds
N
MD
CO-MGR
06/28/22
509.015
Alabama Corrections Inst Fin Au
Revenue Bonds
N
AL
CO-MGR
06128/22 48.500
06/29/22 50.405
06/29/22 51.185
06/29/22 61.565
06/29/22
212,005
06129/22
103,560
06/29/22
52.645
06l30/22
_
7 8 5
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Fin Program Bonds
N
CT
CO-MGR
_ Georgia Muni Electric Au (MEAG)_
Revenue Bonds _
N
GA
CO-MGR
Georgia Muni Electric Au (MEAD)
Revenue Bonds
N
GA
CO-MGR
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
CO-MGR
_
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
CO-MGR
_
Scott Co SO Finance Corp
School Building Revenue Bonds
C
KY
SOLE
Public Finance Auth
Educational Facs & Ref Bonds
N
WI
LEAD
_Wisconsin _
Harris Co (Deer Park) ISD
School Building Bonds
N
TX
CO-MGR
06/30/22 950.000 NYC Transitional Finance Auth Future tax Secured Sub Bonds N NY CO-MGR
07/06/22 9,971 Oregon Hsg & Comm Svcs Dept Multi Family Hsg Mtg-Backed Bonds N OR SOLE
32
07_/06/22
07/07/22
07/08/22
07/12/22
_07/12/22
07/12/22
07/12/22
07/12/22
07/12/22
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
14.810
Oregon Hsg & Comm Svcs Dept
J Multi -Family Housing Rev Bonds
N
OR
SOLE
36.730
_
Duchesne SD Mum Bldg Auth
_
Lea_se Revenue Bonds
N
LIT
SOLE
761.654
Oklahoma Dev Finance Auth
_
Ratepayer -Backed Bonds _
N
OK
CO-MGR
2.95.000
Colorado
Education Loan Prog Tax &_RANs
C
CO
SOLE
4.480
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
35.515
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N _
CO
CO-MG_R_
26.465
Colorado Hsg & Fin Auth (CH FA)
Single Family Mortgage Bonds
N
CO
CO-MGR
131.650
Phoenix City Civic Imp Corp
Sub Excise Tax Rev Bonds
N
AZ
CO-MGR
85.910
Seattle C-,ty-Washington
Water System Imp & Ref Rev Bonds
C
WA
SOLE
07/13/22 401.145 NYS Thruway Authority State Personal Inc Tax Rev Bonds _ C NY SOLE
07/14/22 50.000 Colorado Hsg & Fin Auth (CHFAj Homeownership Bonds _ N CO CO-MGR
07/18/22 20.300 Albuquerque City Gross Receipts Tax Imp Rev Bonds N NM CO-MGR
07/18/22 66.655 Albuquerque City
07/19/22 75.000 North Dakota Hsg Fin Agcy
07/19/22
07/20/22
07/20/22
07/20/22
Gross Receipts Tax Imp Rev Bonds
Housing Finance Program Bonds
28.145 Oregon General Obligation Bonds
N NM CO-MGR
N ND CO-MGR
N OR CO-MGR
_ 13.190 District of Columbia Hsg Fin Agy Multi -Family Dev Prog Bonds_ N DC LEAD
24-105 _District of Columbia Hsg Fin Agy Multi -Family Dev Prog Bonds _ _ _ N DC _LEAD _
54-180 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
07/21/22
104.600
Collin Co (McKinney) ISD
School Building and Ref Bonds
N
TX_
CO-MGR
07/21/22
492.295
NYC Transitional Finance Auth
Building Aid Revenue Bonds
N
NY
CO-MGR
07/22/22
151,340
NYC Housing Dev Corp
Multi -Family Housing Bonds
N
NY
CO-MGR
_
07/26/22
15.950
Maryland Dept Hsg & Com Dev (DHCD)
Multi -Family Dev Rev Bonds
N
MD
SOLE
07/28/22
50.075
Indiana Co Indust Dev Auth
Refunding Revenue Bonds
N
PA
SOLE
08/03/22
755.615
Georgia Ports Authority
Revenue Bonds
N
GA
CO-MGR
08/03/22
72.355
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO-MGR
08/03/22
15.000
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
CO-MGR
08/10/22
3.600
Crystalall Vey Metropolitan Dt #2
Limited Tax GO Bonds
__N
CO
SOLE
08/16/22
290.000
Arkansas Development Fin Auth
Environmental Imp Rev Bonds
N
AR
CO-MGR
_
68/16/22
4.620
Santa Clara Co (Cambrian) SD
GO Refunding Bonds
C
CA
SOLE
08/16/22
2.050
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
08/16/22
_ _ _
80.335
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
08/17/22
132.190
Dallas Co--rexas
Certif-cates of Obligation Bonds
N
TX
CO-MGR
08/17/22 T
_
130,360
Long Island Power Authority
Electric Sys Gen Rev Bonds
N
NY
LEAD
08/17/22
100.000
Long Island Power_ Authority
Electric Sys Gen Rev Bonds
N
NY
LEAD
08/17/22
150.000
Lo_ Power Authority
Electric Sys Gen Rev Bonds
N
NY
LEAD
09/17/22
60.875
_n_g_Island
Maul Co -Hawaii
General Obligation Bonds
N
HI
SOLE
08/17/22
65.240
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
08/17/22
702.330
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
08/18/22
950 000
New York City New York
General Obligation Bonds
N
NY
CO-MGR
08/18/22
1,354 200
Oklahoma Dev Finance Auth
Ratepayer -Backed Bonds
N
OK
CO-MGR
08/18/22
317,960
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
08/18/22
52.500
Wisconsin Hsg & Econ Dev Auth
Home Ownership Rev Bonds
N
WI
CO-MGR
08/23/22
80.760
Berkeley Co SD
General Obligation Bonds _
C
SC
SOLE
08/23/22
145.900
_
Minneapolis -St Paul Metro Airports Comm
Sub Airport Revenue Bonds
N
MN
LEAD
08/23/22
226.785
_
Minneapolis -St Paul Metro Airports Comm
Sub Airport Revenue Bonds
N
MN
LEAD
08/23/22
50.000
Minnesota Housing Fin Agency
Homeownership Finance Bonds
N
MN
CO-MGR
08/23/22
160.000
South Carolina St Hsg Fin & Dev Au
Revenue Bonds
N
SC
CO-MGR
08/23/22
955.000
Triborough Bridge & Tunnel Auth
_Mortgage
_ Payroll Mobility Tax BANS
C
NY
LEAD
08/24/22
24.245
Sacramento Transportation Auth
Revenue Refunding Bonds
N
CA
SOLE
08/25/22
51.345
California Educational Facs Auth
Revenue Bonds
N _
CA
SOLE
08/25/22
10.650
California Educational Facs Auth
Refunding Revenue Bonds
N
CA
SOLE
08/25/22
464.680
Charlotte City -North Carolina
Water & Swr Sys Rev Bonds
N
_
NC
LEAD
08/25/22
13.405
Charlotte City North Carolina
Water & Swr Sys Rev Bonds
N
NC
LEAD
08/25/22
98.720
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
08/25/22
867.470
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
08/25/22
129,685
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
08/25/22
23.270
Pennsylvania Housing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
08/30/22
12A90
Great Lakes Water Auth (GLWA)
Swg Disposal Sys Rev Ref Bonds
N
MI
CO-MGR
08/30/22
207.215
Great Lakes Water Auth (GLWA)
Revenue Sr Lien Bonds
N
MI
CO-MGR
08/30/22
197.96S
Great Lakes Water Auth (GLWA)
Swg Disposal Sys Rev Bonds
N
MI
CO-MGR
08/30/22
122.215
Laredo City -Texas
Waterworks & Swr Sys Rev Bonds
N
TX
CO-MGR
08/30/22
219.335
Manatee Co -Florida
Public Improvement & Ref Bonds
N
FL
LEAD
08/30/22
206.190
South Carolina St Hsg Fin & Dev Au
Mortgage Revenue Notes
N
SC
CO-MGR
33
APPENDIX I
Welts Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
• ta>•-1r�ir>•:r�ra
08/31/22
698.570
City -Illinois
General Airport Sr Lien Rev Bonds
N
IL
CO-MGR
08/31/22
575.905
_Chicago
City Illinois
General Airport Rev & Ref Bonds
N
IL
CO-MGR
08/31/22
343.080
_Chicago
T Chicago City Illinois
_
General Airport Sr Lien Ref Bonds
N
IL
CO-MGR
08/31/22
150.450
Chicago City-lilinois
General Airport Sr Lien Bonds
N
L
CO-MGR
08/31/22
104.195
Minnesota Housing Fin Agency
State Appropriation Bonds_
N
MN
CO-MGR
08/31/22 _
185.900
Palm Beach Co School Board
Certificates of Participations
N
FL
CO-MGR
09/01/22
25.315
_ York Co (Fort Mill) SO #4
General Obligation BANS
C
SC
SOLE
09/07/22
60.000
Worry Co -South Carolina
Limited Obligation Bonds
N
SC
LEAD
09/08/22
25.000
California
Various Purpose GO Ref Bonds
N
CA
CO-MGR
09/08/22
2,291.685
California
Various Purpose GO & Ref Bonds
N
CA
CO- MGR
09/08/22 _
420.565
_
Omaha Public Power Dt (OPPD)
Electric System Revenue Bonds
N_
NE
CO-MGR
09/12/22
60.250
Martin _Co- Texas
Tax Notes
C
TX
SOLE
09/13/22
34.990 _
Minnesota_ Housing Fin Agency
_ _
Residential Housing Finance Bonds
N
MN
CO-MGR
09/13/22
40.000
Minnesota Housing Fin Agency
Residential Hsg Finance Bonds
_
N
MN
CO=MGR
09/13/22
25.000
Minnesota Housing Fin Agency
Residential Housing Fin Bonds
N
MN
CO-MGR
09/13/22
150.000
Wasatch Co SD Loc Bldg Auth
Lease Revenue Bonds
N
UT
CO-MGR
_09/15/22
72.760
Univ of Mississipp. Ed Bldg Corp
Revenue Bands
N
MS
CO-MGR
09/15/22
128.050
Wichita City Kansas
GO Temporary Notes
C
KS
SOLE
09/15/22
18.000
Wichita City -Kansas
_
General Obligation Bonds
_
C
KS
SOLE
09/15/22
9.815
_ Wichita City -Kansas
General Obligation Bonds
C
KS
SOLE
09/16/22
_ 787.290
NYS Utility Debt Securitization Auth
Restructuring Bonds
N
NY
CO-MGR
_
09/16/22
94.780
T
NYS Utility Debt Securitization Auth
Restructuring Bonds
N
NY
CO=MGR
09/16/22
53.585
NYS Utility Debt Securitization Auth
Restructuring Bonds
N
NY
CO=MGR
09/20/22
2.080
Gainesville Redev Authority
Revenue Bonds
C
GA
SOLE
09/21/22
35.485
_
Arizona Industrial Dev Auth
Lease Revenue Bonds
N
AZ
SOLE
09/22/22
60.000
_ Maine State Housing Authority_
Mortgage Purchase Bonds
N
ME
CO-MGR
09/22/22 _
49.035
Virginia_ Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO MGR
09/22/22
10.175
Virginia Housing Dev Auth (VHDA)
i Rental Housing Bonds
N
VA
CO-MGR
09/27/22
33.000
South Dakota Housing DevAuth
Homeownership Mtg Bonds -
N
SD
LEAD
09/27/22
17.000
�-
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SO
SOLE
09/28/22
140.000
Florida Housing Fnance Corp
Homeowner Mtg Rev Bonds
N
FL
CO-MGR
09/28/22�
290.000
U.linois
General Obligation Bonds
C
IL
SOLE
09/28/22
95.000
Massachusetts Bay Transport Auth
Sub Var Rate Demand Oblig Bonds
N
MA
SOLE
09/28/22
961A50
Texas Water Development Board
St Wtr Implementation Rev Fund
N
TX
CO-MGR
09/29/22
194,220
09/29/22
6.465
09/29/22
16.750
09/29/22
17.000
Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX
Maryland Dept Hsg & Com Dev (DHCD)
Mulberry Metropolitan Dt #2
Mulberry Metropolitan Dt #2
Housing Revenue Bonds _
Sub & Limited Tax GO Bonds
Capital Facilties Fee Rev Bonds
CO-MGR
N_ CO SOLE
N CO SOLE
09/29/22
24.810
Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
09/29/22
160.000
_ Ten_n_ essee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
10/04/22
84.055
Riverside Co -California
Tester Plan Obligation Notes
N
CA
LEAD
10/05/22
167.130
Veterans GO Bonds
N
CA
LEAD
10/05/22
950.000
_California
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
10/05/22
400.000
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
10/05/22
71.570
Orange Co (Bridge City) ISO
Unlimited Tax School Bldg Bonds
C
TX
SOLE
10/05/22
0.830
Orange Co (Bridge City) ISO
Unlimited Tax School Bldg Bonds
C
TX
SOLE
10/05/22
20.000
Summerville -South Carolina
Limited Obligation Bonds
N
SC
SOLE
10/06/22
100.000
Municipal Fin Auth
Solid Waste Disposal Rev Bonds
N
CA
CO-MGR
10/11/22
140.000
_California
Clay Co (No Kansas City) SD #74
GO Improvement Bonds
C
MO
SOLE
10/12/22
40.000
Boone Co (Columbia) SD
GO Improvement Bonds
C
MO
SOLE
10/12/22
_ 700.000
New Jersey Turnpike Authority__
Turnpike Revenue Bonds
N
NJ
LEAD
10/12/22
122.075
Tampa Say Water Auth
Water Supp Auth Util Sys Bonds
N
FL
_
CO_-MGR
10/12/22
127.235
Williamson Co (Leander) ISO
Unitd Tax School Building Bonds
N
TX
CO-MGR
10/13/22
25.170
Connecticut Housing & Fin Auth (CHF__A)
Housing Mtg Finance Prog Bonds
N
CT
LEAD
10/13/22
30.030
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Prog Bonds
N
CT
LEAD
10/13/22
43.445
NYS Housing Fin -Mortgage Agcy
Affordable Hsg Revenue Bonds
N
NY
CO-MGR
10/13/22
94.850
NYS Housing Fin -Mortgage Agcy
Affordable Hsg Revenue Bonds
N
NY
CO-MGR
10/17/22
68.225
Pima Co -Arizona
Sewer Sys Rev & Ref Oblig Bonds
N
AZ
CO-MGR
10/18/22
88.375
_ _ _
California Dept of Veteran Affairs
Home Purchase Revenue Bonds
N
CA
LEAD
10/18/22
44.760
Collin Co (Frisco) ISO
Refunding Bonds
N_
TX
LEAD
10/18/22
--
60.300
Rhode Island
_
GO Consolidated Cap Dev Loan
C
RI
SOLE
10/18/22
510.655
_
Southeast Pennsylvania Trans Auth
Revenue Bonds
N
PA
CO-MGR
10/19/22
1,143.490
Connecticut
_
Special Tax Oblig & Ref Bonds
N
CT
CO-MGR
34
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2029
10/19/22
117.815
Connecticut Housing & Fin Auth (CHFA)
Housing Mtg Finance Prog Bonds _
N
CT
CO-MGR
10/19/22
8.025
Johnstown North Metro Dt#2
Limited Tax GO Ref & Imp Bonds
N
CO
SOLE
10/19/22
65.465
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
10/19/22
73.610
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
10/19/22
257.090
Wisconsin
GO Refunding Bonds
N
WI
CO-MGR
10/19/22
20.585
Wisconsin
GO Refunding Bonds
N
WI
CO-MGR
16/20/22
109.755
Anchorage City -Alaska
Solid Waste Services Ref Bonds
N
AK
CO-MGR
10/20/22
18.700
Jersey City -New Jersey
Special Emergency Notes
C
NJ
SOLE
10/20/22
60.515
Pima Co -Arizona
Certificates of Participation
N
AZ
LEAD
10/20/22
27.930
_
Pima Co -Arizona
Cert-ficates of Participation
N
AZ
LEAD
10/21/22
14.770
Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
10/21/22
65.690
Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
10/21/22
14.000
Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
10/25/22
78.860
Massachusetts Housing Fin Agey
Single Family Housing Rev Bonds
N
MA
CO-MGR
10/25/22
39.175
Virginia Resources Auth (VRA)
Infrastructure Revenue Bonds
N
VA
CO-MGR
10/26/22
319,065
California
Various Purp GO Refunding Bonds
C
CA
SOLE
10/26/22
193.930
Collin Co (Richardson) ISD
School Building Bonds
N
TX
LEAD
10/26/22
33.475
Harvey (Hesston) USD #460
GO School Building Bonds
C
KS
SOLE
10/26/22
137.410
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
C
NY
SOLE
10/26/22
24.240
Salt Lake City -Utah
Sales & Excise Tax Rev Bonds
N
UT
CO-MGR
10/26/22
40.015
Salt Lake City -Utah
Sales & Excise Tax Rev Bonds
N
UT
CO-MGR
10/26/22
35.590
St Petersburg City-Florlda
Public Utility Revenue Bonds
C
FL
SOLE
10/27/22
950.000
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
LEAD
10/27/22
52.515
University of Connecticut
Special Oblig Student Fee Bonds
N
CT
CO-MGR
10/28/22
100.000
Bartow Co Development Authority
Solid Waste Disposal Facs Bonds
N
GA
SOLE
10/28/22
243,920
-
Michigan St Hsg Dev Au (MSHDA)_
Single Family Mortgage Rev Bonds T
N
MI
CO-MGR
10/28/22
45.155
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
10/28/22
50.000
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
11/01/22
109.715
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
11/01/22
20.000
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
11/01/22
36.000
Maine State Housing Authority
Mortgage Purchase Bonds
N
ME
CO-MGR
11/03/22
67.500
New Mexico Finance Auth (NM FA)
Senior Lien Revolt' Fund Bonds
N
NM
CO-MGR
11/03/22
46.590
Overland Park City -Kansas
Special Obligation Rev Bonds
N
KS
SOLE
11/07/22
11.555
Maryland Dept Hsg & Corn Dev (DHCD)
Housing Revenue Bonds
N
MD
CO-MGR
11/08/22
_
43.400
Clark Co -Nevada
Refunding Revenue Bonds
N
NV
LEAD
11/08/22
40.230
Clark Co -Nevada
Jet Aviation Refunding Rev Bonds
N
NV
LEAD
11/08/22
_
4.335
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
11/08/22
35.660
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
11/08/22
26.465
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
11/09/22
547.310
California
General Obligation Bonds_
C
CA
SOLE
11/09/22
50.000
Minnesota Housing Fin Agency -
Residential Housing Finance Bonds
N
MN
CO-MGR
11/09/22
24.290
Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO-MGR
11/09/22
75.710
Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO-MGR
11/09/22
114.360
Ohio
Major New St Infrastructure Bonds
N
OH
CO-MGR
11/09/22 _
426.640
_ _
- SC Pub Svc Au (Santee Cooper)
Revenue Imp & Ref Bonds
N
SC
CO-MGR
11/09/22
194.850
SC Pub Svc Au (Santee Cooper)
Revenue Imp & Ref Bonds _
N
SC
CO-MGR
11/10/22
9.275
Santa Clara Co (Union) ESD
General Obligation Bonds
N
CA
SOLE
_
11/10/22
6.950
Santa Clara Co (Union) ESD
General Obligation CABs
N
_ CA
SOLE
11/15/22
66.370
_
Hennepin Co (Minneapolls) SSD 41
Refunding COPS
C
MN
SOLE
11/15/22
29.880
Hennepin Co (Minneapolis) SSD #1
Long -Term Facs Maintenance Bonds
C
MN
SOLE
11/15/22
100.000
Maryland Dept Hsg & Corn Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
11/15/22
6.705
Nevada
Natural Resources Bonds
C
NV
SOLE
11/15/22
44.000
Travis Co Housing Finance Corp
MUM -Family Housing Rev Bonds_
N
TX
LEAD
11/16/22
25.610
Centerra Metropolitan Dt #1
Special Revenue lmp Bonds
N
CO
SOLE
11/16/22
150.000
Illinois Housing Dev Authority
Revenue Bonds
N
_ IL
CO-MGR
11/16/22
458.000
Louisiana Gov Env Fac & CDA (LCDA)
insurance Assessment Rev Bonds
_
N
LA
LEAD
11/16/22
y 23.025
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
11/16/22
72.075
Virginia Housing Dev Auth (VHDA)
Rental Housing Bonds
N
VA
CO-MGR
11/17/22
98.955
Florida Dept of Transportation
Revenue Bonds
C
FL
SOLE
11/17/22
43,685
Missouri Joint Municipal Electric Utility Comm
Power Supply Sys Rev Bands
N
MO
CO-MGR
11/17/22
28.550
Montgomery Co -Maryland
Water Qual & Ref Rev Bonds
C
MD
SOLE
11/17/22
180.000
North Carolina Housing Fin Agcy
Home Ownership Revenue Bonds
N
NC
CO-MGR
11/17/22
670,790
NYC Municipal Water Fin Auth
Water & Sewer System Bonds
N
NY
CO-MGR
3S
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
'Me Xar
issie izscription
Bid
State
Role
11/17/22
24.915
NYC Municipal Water Fin Auth
Water & Sewer System Bonds
N
NY
CO-MGR
11/17/22
27.150
_ _
NYC Municipal Water Fin Auth
Water & Sewer System Bonds
N
NY
CO-MGR
11/17/22
27.145
NYC Municipal Water Fin Auth
Water & Sewer System Bonds
N
NY
CO-MGR
11/21/22
200.000
Massachusetts Housing Fin Agcy
Single Family Housing Rev Bonds
N
MA
CO-MGR
11/29/22
29.525
_ Connecticut _
GO Refunding Bonds
N
CT
CO-MGR
11/29/22 _
250.000
Connecticut _
General Obligation Bonds
N
CT
CO-MGR
11/29/22
225.940
Connecticut
GO Refunding Bonds
N
CT
CO-MGR
11/29/22
6.900
_ Connecticut
GO Refunding Bonds
N
CT
CO-MGR
11/29/22
77.035
Connecticut
General Obligation Bonds
N
CT
CO-MGR_
9/
11/222
31.605
Connecticut
General Obligation Bonds
N
CT
CO-MGR
11/29/22
165,340
Connecticut
General Obligation Bonds
N
CT
CO-MGR
11/29/22
57.025
Connecticut _
General Obligation Bonds
N
CT
CO-MGR
11/29/22
68.995
Connecticut
General Obligation Bonds
N
CT
CO-MGR
11/30/22
32.790
Milwaukee City -Wisconsin
Promissory Notes&Corp Purp Bonds
C
WI
SOLE
11/30/22
268,355
San Jose Financing Authority
Wastewater Revenue Bonds
N
CA
LEAD
12/02/22
24.690
NYS Housing Fin -Mortgage Agcy
Affordable Hsg Rev Bonds
N
NY
CO-MGR
12/02/22
48.125
NYS Housing Fin -Mortgage Agcy
Affordable Housing Rev Bonds
N
NY
CO-MGR
12/06/22
48.150
Arvada City -Colorado
Water Enterprise Revenue Bonds
C
CO
SOLE
12/07/22
21.055
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
12/07/22
51.070
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
12/07/22
141.100
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/07/22
354,070
NYC Housing Dev Corp
_ Multi -Family Housing Rev Bonds
N
NY
CO-MGR
12/07/22
214.035
_
Oregon Dept of Transportation
Highway User Tx Rev Sr Lien Bonds
N
OR
CO-MGR
12/07/22
125.000
Virginia Small Business Fin Auth
Environmental Facs Rev Bonds
N
VA
SOLE
12/08122_
100.000
_
NYC Municipal Water Fin Auth _
Water and Sewer System Bands
N
NY
SOLE
12/08/22
770.000
Triborough Bridge &_Tunnel Auth
Payroll Mobility Tax BANS
C
NY
LEAD
12/09/22
87.965
Alaska Housing Finance Corp
Gen Mortgage Revenue Bonds
N
AK
CO-MGR
12/13/22
1,759.135
Pennsylvania Econ Dev Fin Auth
Private Activity Revenue Bonds
N
PA
LEAD
12/15/22
_ 253.615
Idaho Housing & Fin Assoc
Single Family Mortgage Bonds
N
ID
CO-MGR
12/16/22
110.000
Portland City -Oregon
Second Lien Sewer Sys Rev Bonds
P
OR
SOLE
_
01/05/23
69.015
Owensboro Reg Water Resource Agy
Wastewater Revenue Bonds
C
KY
SOLE
01/06/23
33.755
Los Angeles Co Development Auth_
Multi -Family Housing Rev Bonds
N_
CA
_
SOLE
01/10/23
631.450
Collin Co (Plano) ISD
Unitd Tax School Building Bonds
N
TX
CO- MGR
01/10/23
233.980 _
_ Harris Co (Tomball) ISD
Unitd Tax School Building Bonds
N
TX
CO-MGR
T
01/11/23
34.665
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
01/11/23
299.000
Pennsylvania Housing Fin Agcy (PH FA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
_01111/23
154,380
Utah State Board of Regents
General Revenue Bonds
N
UT
LEAD
01/13/23
61.665
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
01/13/23
8.525
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
01/13/23
16.740
Georgia Muni Electric Au (MEAGI
Revenue Bonds
N
GA
LEAD
01/13/23
44.720
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
01/13/23
128.03S
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
01/13/23
192,370
Georgia Muni Electric Au (MEAG)
Revenue Bonds
N
GA
LEAD
01/18/23
46.000
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SD
CO-MGR
01/18/23
99.000
South Dakota Housing Dev Auth
Homeownership Mtg Bonds
N
SO
CO-MGR
01/18/23
226.950
Washington _
Various Purpose GO Bonds
C
WA
SOLE
01/19/23
100.000
Georgia Housing Finance Authority
Single Family Mortgage Bonds
N
GA
CO-MGR
01/24/23
72.555
Brazoria Co (Angleton) ISD
01/26/23
24.655
Arvin -Edison Water Storage Dt
01/31/23
29.880
Alaska Municipal Bond Bank
01/31/23
56.640
Alaska Municipal Bond Bank
02/01/23
23.525
Colorado Hs_g & Fin Auth (CHFA)
02/01/23
84.000
Colorado Hsg & Fin Auth (CHFA)
02/07/23
26.085
Colorado Hsg & Fin Auth (CHFAI
02/07/23
3.290
Colorado Hsg & Fin Auth (CHFAI
02 007123
36.705
Colorado Hsg & Fin Auth (CHFAI
02/07/23
98.445
Harris Co (Sheldon) ISD
02/07/23
11.570
Minnesota Housing Fin Agency
02/07/23
-
55.420
Minnesota Housing Fin Agency
02/07/23
33.000
Minnesota Housing Fin Agency
02/08/23
46.870
Massachusetts Housing Fin Agcy
Unlimited Tax School Bldg Bonds
C
TX
SOLE
Wtr Certificates of Participation
N
CA
SOLE
General Obligation Bonds
N
AK
CO-MGR
General Obligation Bonds
N
AK
CO-MGR
_
Single Family Mortgage Bonds
N
CO
CO-MGR
_
Single Family Mortgage Bonds i
N
CO
CO-MGR
Single Family Mortgage Bonds
N
CO
CO-MGR
Single
Single
Mortgage Bonds N CO CO-MGR
Mortgage Bonds N CO CO-MGR_
Unitd Tax School Building Bonds
Residential Housing Finance Bonds
Residential Housing Finance Bonds
Rental Housino Finance Bonds
Bonds
C TX SOLE
N MN CO-MGR_
N MN CO-MGR
N MN CO-MGR
N MA CO-MGR
02/08/23 22.940 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 3.500 Massachusetts Housing Fin Agcy Housing Bonds J N MA CO-MGR
36
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
Sale ..
+
02/08/23
7.820
Massachusetts Housing Fin Agcy
Housing Bonds
_N
MA
CO-MGR
02/08/23 i
11.435
Massachusetts Housing Fin Agcy_
Housing Bonds
N _
_MA
CO-MGR
02/08/23
63.335
Massachusetts Housing Fin Agcy
Housing Bonds
N
MA
CO-MGR
02/09/23
130.000
Florida Housing Finance Corp
Homeowner Mtg Rev Bonds
N
FL
CO-MGR
_
02/09/23
1,077.595
NYC Transitional Finance Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
02/15/23
365.045
Lower Colorado River Authority (LCRA)
Transmission Contract Ref Bonds
N
TX
CO-MGR
02/15/23
25.000
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
LEAD
02/15/23
52.455
Mississippi Home Corporation
Single Family Mortgage Rev Bonds
N
MS
LEAD
02/15/23
52.350
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
02/15/23
1,771.690
Regents of the University of California
General Revenue Bonds
N
CA
CO-MGR
02/22/23
_
17.205
Maryland Dept Hsg & Cam Dev (DHCD)
Housing Revenue Bonds
P
MD
CO-_MGR
02/23/23
61.355
Massachusetts Housing Fin Agcy
S ngle Family Housing Rev Bonds
N
MA
CO-MGR
02/23/23
95.000
Massachusetts Housing Fin Agcy
Singe Family Housing Rev Bonds
N
MA
CO-MGR
02/23/23
688.320
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
02/24/23
12.541
Richmond Redev & Housing Agency
Multi Family Housing Rev Bonds
N
VA
SOLE
02/28/23
_
120.000
Illinois Housing Dev Authority
Revenue Bonds
N
IL
CO-MGR
02l28/23
37.500
Illinois Housing DevAuthorlty_
Revenue Bonds
N
IL
CO-MGR
03/01 /23
181.155
Illinois Finance Authority
Revenue Bonds
N
IL
CO-MGR
03/01/23�
162.040
Oyster Bay Town -New York
Water Distr:ct Notes
C
NY
SOLE
03/02/23
98.980
Florida Dept of Transportation
Seaport Investment Prog Ref Bonds
C
FL
SOLE
03/03/23
124,780
Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
03/03/23
205.295
Michigan St Hsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
03/03/23
17.910
Michigan SMsg Dev Au (MSHDA)
Rental Housing Revenue Bonds
N
MI
CO-MGR
03/08/23
1,804.055
California
Various Purpose GO Bonds
N
CA
LEAD
03/08/23
171.715
Connecticut Mousing &Fin Auth (CHFA)
Housing Mortgage Fin Prog Bonds
N_
CT
CO-MGR
03/08/23
63.652
Westborough Town -Massachusetts
GeneralObligat-onBANs
C
MA
SOLE
03/09/23
_
65.025
Metro Atlanta Rapid Transit Au (MARTA)
Sales Tax Revenue Bonds
N
GA
CO-MGR
03/09/23
1,293.000
NYC Municipal Water Fin Auth
Wtr&Swr Sys 2nd Gen Res Rev Bonds
N
NY
CO-MGR
03/15/23
950.000
NYC Transitional rinanre Auth
Future Tax Secured Sub Bonds
N
NY
CO-MGR
03/15/23
175,605
Oregon
General Obligation Bonds
N
OR
CO-MGR
03115l23
652.025
Oregon 4
General Obligation Bonds r�
N
OR
CO-MGR
03/15/23
8.540
Oregon
General Obligation Bonds
N
OR
CO-MGR
03/15/23
152.875
Oregon
General Obligation Bonds
N
OR
CO-MGR
03/17/23
49.610
Housing & Fin Assoc
Single Family Mortgage Bonds
N
ID
CO-MGR
03/17/23
80.285
_Idaho
Idaho Housing & Fin Assoc
Single Family Mortgage Bonds
N
ID
CO-MGR
03/21/23
1.491.485
Louisiana Gov Env Fac & CDA (LCDA)
System Restoration Bonds
N
LA
LEAD
03/22/23
111.200
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
03/22/23
86,200
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
03/22/23
144,715
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
03/22/23
34,875
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
03/22/23
125.725
NYS Housing Fin -Mortgage Agcy
Affordable Housing Revenue Bonds
N
NY
LEAD
03/28/23
98.125
Purdue Univ_Board of Trustees
Purdue Uni Student Facs Sys Bonds
N
IN
LEAD
03/29/23
240.000
New York City -New York
General Obligation Bonds
C
NY
SOLE
03/29/23
20.000
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
03/29/23
120.000
Tennessee Hsg Dev Agcy (THDA)
Residential Finance Program Bonds
N
TN
CO-MGR
03/30/23
314.865
Michigan St Hsg Dev Au (MSHDA)
Single Family Mortgage Rev Bonds
N
MI
CO-MGR
03/30/23
New York City -New York
General Obligation Bonds
N
NY
_ CO-MGR_
_
p4/03/23 Y
_950.000
33.530
_
Manvel-Texas
Comb Tax&Rev Certs of Oblig Bonds
C
TX
SOLE
04/04/23
139.850
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
04/04/23
_
15.000
Colorado Hsg &Fin Auth (CHFA]
Single fly Mortgage Bonds
N
CO
CO MGR
04/04/23
21.260
West City -Texas
Comb Tax&Rev Certs of Oblig Bonds
C
TX
SOLE
04/05/23
2,552.71S
California
Various Purpose GO & Ref Bonds
N
CA
CO-MGR
04/05/23
16,080
Colorado Hsg & Fin Auth (CHFA)
Multi-Family/Project Bonds
N
CO
CO-MGR
04/06/23
9,210
Sanford City -North Carolina
limited Obligation Bonds
N
NC
SOLE
04/11/23
52,410
Oregon
General Obligation Bonds
N
OR
CO-MGR
04/12/23
62.485
4 Anne Arundei Co -Maryland
GO Ref & Water and Swr Bonds
C
MD
SOLE
04/12/23
04/12/23
04/12/23
04/13/23
04/18/23
04/18/23
04/18/23
349.685
Idaho Housing & Fin Assoc
25.575
Maryland Dept Hsg & Cam Dev (DHCD)
180.000
North Carolina Housing Fin Agcy
88.145
Palm Beach Co -Florida
27.730 Arizona Board of Regents
_ 88.815 Arizona Board of Regents
72.855 Arizona Board of Regents
37
Sales Tax Rev Bonds
N
ID
CO-MGR
Housing Revenue Bonds
N
MD
CO-MGR__
Home Ownership Revenue Bonds
N
NC
LEAD
Public Improvement Rev Bonds
C
FL
SOLE
System Revenue Bonds
System Revenue Bonds
System Revenue Bonds
N AZ CO-MGR
N AZ CO-MGR
N AZ CO-MGR
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
Sale Date Par Amount ($mlls) Issucr Issue Description Bid State R�_I_e
04/18/23 368.710 Harris Co (Cypress -Fairbanks) '.SD School Building Bonds N TX CO-MGR
04/19/23 13S.S05 _ _Collin Co (Frisco) ISD School Building and Ref Bonds N TX CO-MGR
04/19/23 200.000 - Illinois General Obligation Bonds N IL LEAD !
04/19/23 2,311.210
04/19/23 60.000
Illinois
Residential
& Ref Bonds N _ IL LEAD
Finance Bonds N MN CO-MGR
04/19/23
60.000
Minnesota Housing Fin Agency
Residential Housing Finance Bonds
N
MN
CO-MGR
04/19/23
11.210
Oregon Hsg & Comm Svcs Dept
Mtg Revenue Bonds
N
OR
CO-MGR
04/19/23
40.005~
Oregon Hsg & Comm Svcs Dept
Mortgage Revenue Bonds
N
OR
CO-MGR
04/19/23
254.695
So California Pub Pwr Au (SCPPA)
Revenue Bonds
N
CA
LEAD
04/19/23
116.855
Wake Co -North Carolina
Limited Obligation Bonds
N
NC
CO-MGR
Q4120/23
56-550
Iowa State Board of Regents
Parking System BANS
C
IA
SOLE
04/20/23
164.410
Ohio State University
General Receipts Bonds
N
OH
SOLE
04/25/23
108.800
Norfolk City -Virginia
GO Capital Improvement Bonds
N
VA
CO-MGR
64/25/23
15,070
Norfolk City -Virginia
_
GO Capita( Improvement Bonds
N
VA
CO-MGR
04/25/23
431.495
So California Pub Pwr Au (SCPPA)
T Revenue Bonds
N
CA
LEAD
04/25/23
134.405
Union C_a-North Carolina {�
T ~_GO School Bonds
C
NC
SOLE
04/26/23
_
242,960
Fort Bend Co (Katy) ISD_
School Building Bonds
N
TX
CO-MGR
04/26/23
60.000
Maryland Dept Hsg & Com Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
04/26/23
90.000
Maryland Dept Hsg & Cam Dev (DHCD)
Residential Revenue Bonds
N
MD
CO-MGR
04/26/23
150.960
NYS Environmental Facs Corp
Bonds T
N
NY
04/26/23
201.195
Virginia Port Authority
_ _Revenue
Revenue & Refunding Bonds
N
VA
_CO-MGR
LEAD
04/26/23
8.230
Washington St Hsg Fin Commission
Single Family Program Bonds'
N
WA
CO-MGR
04/26/23
14.700
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
04/26/23
41.770
Washington St Hsg Fin Commission
Single Family Program Bonds
N
WA
CO-MGR
04/27/23
50.000
Emeryville -California
General Obligation Bonds_
C
CA
SOLE
04/27/23
495.425
Wisconsin
GO Refunding Bonds
N_
WI
CO-MGR
05/02/23
506,815
Energy Northwest
Electric Rev Ref Bonds
N
WA
LEAD
05/02/23
181.500
Minneapolis City -Minnesota
Health Care System Rev Bonds
N
MN
CO-MGR
05/02/23
181.500
Minneapolis City -Minnesota
Health Care System Rev Bonds
N
MN
CO-MGR
05/03/23
254.210
Chicago City -Illinois
Second Lien Water Rev
N
IL
CO-MGR
05/03/23
322.205
Chicago City -Illinois
_Bonds
Second Lien Water Rev Ref Bonds
N
IL
_CO
-MGR
05/09/23
42,000
_
California Infrstr & Eco Dev Bank_
Rev Refunding Bonds
N
CA
SOLE
05/09123
472,570
Lower Colorado River Authority (LCRA)
Ri
Transmission Contract Ref Bonds
N
TX
LEAD
05/09/23
191.885
Manatee Co -Florida
Pub Util Rev Imp & Ref Bonds
N
FL
CO-MGR
05/09/23
24,040
Oakland Co_(Pontiac) SD
_
GO School Building & Site Bonds
N
MI
LEAD
05/10/23
85.085
Fort Worth City -Texas
Comb Tax&Rev Certs of Oblig Bonds
C
TX
SOLE
05/11/23
240.000
Arkansas Development Fin Auth
Environmenta( Imp Rev Bonds
N
AR
CO-MGR
05/11/23
31,950
Garrard Co SD Fin Corp
School Building Rev Bonds
C
KY
SOLE
05/11/23
112.505
Metro Atlanta Rapid Transit Au (MARTA)
Sales Tax Revenue Bonds
N
GA
LEAD
05/17/23
150.000
Florida Housing Finance Corp
Homeowner Mortgage Rev Bonds
N
FL
CO-MGR
05/18/23
22.390
Los Angeles Co (Wiseburn) USD
General Obligation Ref Bonds
C
CA
SOLE
05/18/23
- - - 14.500
Pima Co (Amphitheater) USD $110
_
Schoolfmprovement Bonds
N
AZ
SOLE
05/23/23
495.530
Los Angeles Dept Wtr & Pwr (LADWP)
Water System Rev Bonds_
N
CA
LEAD
05/23/23
64.203
Somerville City -Massachusetts T
_
General Obligation BANS
C
MA
SOLE
_05/24123
20.220
Dorchester Co -South Carolina
Wtrwks & Swr Sys Rev Bonds
N
SC
SOLE
05/24/23
105.195
Georgetown City -Texas
_ Utility System Revenue Bonds
N
TX
CO-MGR
05/24/23
388.910
Pennsylvania Hpusing Fin Agcy (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
05/24/23
5,070
Pennsylvania Housing Fin Ag_c_y (PHFA)
Single Family Mortgage Rev Bonds
N
PA
CO-MGR
05/25/23
215.090
Oregon
H-way_User Tax Rev Sub Lien Bonds
N
OR
LEAD
05/25/23
215.090
_ _ Oregon___Dept of Transportation
Highway User Tax Rev Sub Ln Bonds
N
OR
LEAD
05/25/23
3,710
Rock Co -Wisconsin
GO Promissory Notes
C
WI
SOLE
05/31/23
72.500
Illinois Housing Dev Authority
Multi -Family Housing Rev Bonds
N
IL
SOLE
05/31/23
41.638
Los Angeles Co Deve'.opment Auth
Multi-Fami(y Housing Rev Bonds
N
CA
SOLE
05/31/23
32.000
Santa Clara Co (Union) ESD
General Obligation Bonds
N
CA
SOLE
05/31/23
106.190
South Carolina St Hsg Fin & Dev Au
_
Mortgage_ Revenue Bonds
N
SC
CO-MGR
06/01/23
58,235
New Jersey Hsg & Mtg Fin Agency
Multi -Family Housing Rev Bonds
N
NJ
CO-MGR
06/01/23
45.860
New Jersey Hsg & Mtg Fin Agency
Multi -Family Housing Rev Bonds
N
NJ
CO-MGR
06/01/23
29,850
New Jersey Hsg & Mtg Fin Agency
MUT-Famil)Housing Rev Bonds
N
N1
CO-MGR
06/01/23
150.695
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
06/01/23
1,409.180
New York City -New York
General Obligation Bonds
N
NY
CO-MGR
_06/01/23 303.205 Raleigh City -North Carolina Comb Enterprise Sys Rev&Ref Bonds
06/01/2_3 163.790 Utah State Board of Regents General Revenue Bonds
06/02/23 4.715 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds
38
N NC CO-_MGR
N UT LEAD
N CO CO-MGR
APPENDIX 1
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2019
06/02/23
75.000
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
66/02/23
45.M
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Rev Bonds
N
CO
CO-MGR
06/06/23
20.000
Carteret Co -North Carolina
GO School Bonds
C
NC
SOLE
06/06/23
12.165
Franklin Co Industrial Dev Auth
Public Facility Revenue Bonds
N
VA
LEAD
06/06/23
40.000
Los Angeles Co (Norwalk -La Mirada) USD
General Obligation Bonds
N
CA
SOLE
06/06/23
337.915
Univ of Texas Sys Bd of Regents
Revenue Fin System Bonds
N
TX
CO-MGR
06/07/23
21.405
Montgomery Co Hsg Opportunities Comm
Single Fam Mtg Rev Bonds
N
MD
CO-MGR
06/07/23
8.000
Montgomery Co Hsg Opportunities Comm
Single Fam Mtg Rev Bonds
N
M-
CO-MGR
06/07/23
217.510
Virginia Transportation Board
Transportation Rev Bonds
C
VA
SOLE
06/08/23
187.375
Arlington Co -Virginia
GO Public Improvement Bonds
C
VA
SOLE
06/08/23
14.385
Montana Bd of Regents of Higher Ed
General Revenue Ref Bonds
N
MT
SOLE
06/08/23
300,000
Ohio Water Development Authority
Wtr Pollution Ctrl Loan Fund Rev
N
OH
CO-MGR
06/09/23
172,855
NYC Housing Dev Corp
Multi Family Housing Rev Bonds
N
NY
CO-MGR
06/09/23
419.870
NYC Housing Dev Corp
Multi -Family Housing Rev Bonds
N
NY
CO-MGR
06/12/23
47.365
Chambers Co -Texas
Comb Tx & Rev Certs of 0blig
C
TX
SOLE
06/13/23
159.990
Colorado Hsg & Fin Auth (CHFA)
Single Family Mortgage Bonds
N
CO
CO-MGR
06/14/23
29.390
Wisconsin Hsg & Econ Dev Auth
Housing Revenue Bonds
N
WI
LEAD
06/14/23
_
91.645
Wisconsin Hsg & Eton Dev Auth
, _
Housing Revenue Bonds
N
- WI Y_LEAD
06/15/23
60.000
Minnesota Housing Fin Agency_
Residential Housing Fin Bonds
N_
MNCO-MGR
06/15/23
90.000
T Minnesota Housing Fin Agency
_
Residential Hsg Finance Bonds
N
MN
CO-MGR_
06/20/23
80.000
Gaston Co -North Carolina
GO School BANS
C
NC
SOLE
06/21/23
6.570
College Station City -Texas
General Obligation Bonds
C
TX
SOLE
06/21/23
9.410
Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO-MGR
06/21/23
9.300
Colorado Hsg & Fin Auth (CHFA)
Multi -Family Project Bonds
N
CO
CO-MGR
06/21/23 _
3.900
Colorado Hsg & Fin Auth (CHFA)
Multi Family Project Bonds
N
CO
CO-MGR
06/21/23
LL 149.360
Massachusetts Dev Finance Agcy
Refunding Revenue Bonds
N
MA
CO-MGR
06/21/23
50.370
Massachusetts Dev Finance Agcy
Refunding Revenue Bonds
N
MA
CO-MGR
06/21/23
47.545
Orange Co Transportation Auth
Sr Lien Toll Road Rev Ref Bonds
N
CA
LEAD
06/21/23
99.995
Putnam Co SD (FL)
GO School Bonds
C
FL
SOLE
06/21/_2_3
89.580
Texas
06/21/23
24.875
_
Texas
06/21/23
35.750
Texas
06/22/23
290.725
NYC Housing Dev Corp
06/22/23
29.580
NYC Housing Dev Corp
06/22/23
_ 125.200
Swarthmore Borough Authority
39
GO Wtr Financial Assistance Bonds
N
TX
CO MGR
GO Wtr Financial Assistance Bonds
N
TX
CO-MGR
GO Wtr Fin Assistance Ref Bonds
N
TX
CO-MGR
Housing Impact Bonds
N
NY
CO-MGR
_
Housing Impact Bonds
N
NY
CO-MGR
Swarthmore College Rev Bonds
C
PA
SOLE
County of Hawaii
Public Finance Bond Underwriting —HRS 10313-304
Disclosures (Continued):
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2Q23
Wells Fargo Corporate & Investment Banking