HomeMy WebLinkAboutScenario Planning - Existing Coniditions, Zoning, & LUPAG Densities Technical Report - City Explained (2020)
Future Land Use Technical Report 1
PROJECT DOCUMENT
County of Hawaiʻi General Plan Comprehensive Review
Analysis Documentation: Existing Conditions, Zoning and
LUPAG Densities Technical Report
Date: February 18, 2020
Author: Ian Varley
Introduction
This technical report documents and describes a CommunityViz analysis built to explore patterns of
urbanization in the County of Hawaii (CoH). This analysis was delivered to CoH planners in 2018 to
answer questions regarding existing conditions and the patterns of densities allowed by zoning and the
county’s future land use system, LUPAG.
Density and Capacity
The analysis prepared for planners at CoH was intended to facilitate a greater understanding of existing
and proposed urban densities during the update of the County’s comprehensive plan. Density is
roughly defined as the compactness of urban development. For urban planners, measures of density
depending on whether the uses on the parcel are primarily residential or non-residential (e.g.,
commercial or industrial in nature). The two units of measurement used are dwelling units per acre (du
per ac) for residential uses and Floor Area Ratio (FAR) for nonresidential uses. FAR is defined as the
built square feet of building divided the area of the parcel in square feet.
Density was calculated for existing development (e.g., the number of houses on a parcel of land) and
estimated for the future based on land policy information. This latter case is what planners call
“capacity” or “build-out potential”. Land use regulations in CoH typically specify a maximum (or
minimum) density value, the number of dwelling units or square footage of a given building allowed per
acre. Once a density value is established, this value can be multiplied by the area of parcel to calculate
the gross capacity. Gross capacity is the maximum development potential of a property as vacant. This
treats a property as an undeveloped area to estimate the potential from the ground up. After
calculating gross capacity, net capacity can be generated comparing what has already been developed
(existing) with this theoretical maximum and calculates the difference between what is there today
versus what could be there someday.
The density allowed by land use policy often changes depending on the policy system in question. Like
most counties in the USA, land policy regarding density in CoH is stated in the zoning and by the future
land use plan. CoH’s existing future land use plan is called the General Plan Land Use Pattern Allocation
Guide (LUPAG). Capacity for both zoning and LUPAG was estimated as part of an earlier task and
published in a separate technical report (Task S1 Capacity Technical Report). This information was used
Future Land Use Technical Report 2
as a part of the scenario modeling tasks for CoH, which developed locations and quantities of future
urban growth depending on different policy assumptions.
This task allowed planners to get a deeper insight into the existing densities and allowed uses and
capacities under the zoning and LUPAG system. The analysis provided a method where the user could
select one or more parcels and query them for information about existing and planned density.
Using the Analysis
Structure
The analysis described here was set up using the CommunityViz decision-support software.
CommunityViz uses geographical databases (GIS) and is an extension to the ArcGIS platform. The
analysis was built by the consultant and delivered for review and use by CoH planning staff. The
analysis queried a parcel dataset that had been set up as a part of the capacity estimates used for
scenario modeling.
The analysis lets a user find specific information about existing development and allowable density by
querying one or more parcels. CommunityViz has a set of functions that provide an easy way for a user
to select a feature and get set of metrics, displayed in either a table or chart. In this analysis, the metrics
are displayed as indicators in the Indicators view and could be exported as a table for use in a
spreadsheet program. The analysis was built so that the user could select zoning or LUPAG
designations, neighborhoods, or other classifications to inspect a range of metrics. The analysis
included a set of “Saved Views” that set up the ArcMap/CommunityViz interface. Saved Views assist
users by arranging the screen display to match an arrangement, appearance and map symbology. The
saved views included in the analysis allowed the user to examine residential, commercial and industrial
capacity as well as current land use for either the windward or leeward side of the island.
The analysis called, “HawaiiLUPAGDensities.mxd” was provided to county planners. The analysis was
built on CommunityViz 5.1 for ArcGIS 10.4 but will work with the current production version of
CommunityViz (5.2) and ArcGIS 10.7 as of this writing. Appendix 1 contains a description of the fields
contained in the Parcels analysis layer.
Future Land Use Technical Report 3
Figure 1 Screenshot of the tool, focusing on a parcel near Kailua-Kona. A user would select one or more parcels, then click
the “Update IsSelected Formulas” button on the CommunityViz Scenario 360 Toolbar. The tool would update the
indicator metrics in the window at right.
Existing Development
A set of metrics describing the existing development status are provided to the user. These include the
number and type of existing dwelling units, nonresidential space and year built. In the case the user
chooses multiple parcels, the tool will identify the maximum and minimum FAR, average residential
density and year built. Metrics describing parcel area are also provided in Figure 2.
Future Capacity - Zoning
The zoning capacity is based on the county’s zoning policy. The county’s zoning code specifies what
land uses are allowed. While the county uses a system that bases allowed residential density in terms of
minimum lot size, this approach was readily adapted to the more commonly used system of allowed
dwelling units per acre. Density for non-residential uses under county zoning was based on a
combination of development standards and long term, historical trends (i.e., the density of
development typically rendered under the particular zoning classification). Both gross capacity (parcel
capacity without factoring in existing development) and net capacity (capacity factoring in existing
development) are provided.
Metrics associated with the zoning include gross and net capacity for both residential and non-
residential uses. Nonresidential uses are broken further into commercial and industrial uses. As with
the existing development, if the user chooses more than one parcel, maximum and minimums will be
found.
Future Land Use Technical Report 4
Figure 2 Metrics created for the density analysis
Future Density – LUPAG
The LUPAG capacity is based on the County’s existing
General Plan. While less explicit than zoning, the
LUPAG establishes residential densities for some of
its designations but does not suggest non-residential
densities. For the creation of the alternate scenario
that considers future development guided by LUPAG,
only residential densities were estimated;
nonresidential densities were guided by zoning.
Metrics for residential capacity under LUPAG are
provided: gross and net capacity, maximum and
minimum densities.
Analysis Limitations
Users of the analysis should be aware that other
factors besides existing development status may
influence capacity as well. Development limitations
such as steep slopes or wetlands may preclude
development. Special ownership such as areas
properties managed for conservation or recreation
may also preclude development. Some properties
have defined capacities as stated under an approved
master plan. A complete list of these factors are
discussed in the Capacity Technical Report. Factors
such as the availability and proximity of infrastructure
(e.g. potable water or wastewater) generally weren’t
addressed as a part of capacity. In the future land use
scenarios prepared for CoH, infrastructure was factor
in but as a component of land suitability for different
types and densities of use. The capacity analysis will
also not address illegal dwelling units or
nontraditional living situations such as group
quarters.
Existing Dwelling Units
Existing Farm Dwelling Units
Existing Nonresidential
Existing Nonresidential Avg Commercial FAR
Existing Nonresidential Max Commercial FAR
Existing Nonresidential Min Commercial FAR
Existing Ohana Dwelling Units
Existing Residential Avg Density
Existing Residential Max Density
Existing Residential Min Density
Existing Year Built Average
Existing Year Built Max
Existing Year Built Min
LUPAG Res Gross Capacity
LUPAG Res Net Capacity
LUPAG Residential Max Density
LUPAG Residential Min Density
Parcel Area Average
Parcel Area Minimum
Zoning Commercial Gross Capacity
Zoning Commercial Net Capacity
Zoning Ind Gross Capacity
Zoning Ind Net Capacity
Zoning Nonresidential Max Commercial FAR
Zoning Nonresidential Min Commercial FAR
Zoning Residential Gross Capacity
Zoning Residential Net Capacity
Zoning Residential Max Density
Zoning Residential Min Density
Future Land Use Technical Report 5
Figure 3 Metrics for existing conditions, LUPAG and zoning displayed for an area selected in Kea'au, Puna.
Results
This analysis revealed a couple of trends that development density in CoH rarely approaches what
zoning or the LUPAG suggest. In other words, parcels are consistently underbuilt, meaning the density of
development is routinely less than what the land policy states as a maximum. This is phenomena is fine
in certain contexts, for example in rural areas where infrastructure is absent and urban centers are
distant. In more urban contexts however, this is an undesirable outcome. In order to efficiently deliver
services and to achieve the community goals (e.g., more walkable neighborhoods, provide more people
with opportunities to take transit, improve urban sustainability), urban areas must achieve the densities
that are specified in documents such as the General Plan. This is true for both residential and non-
residential uses. Many factors contribute to this phenomenon but would likely include market
preferences, private sector financing preferring some unit types over others, and a lack of experience or
traditions building housing such as townhomes, bungalows and low-rise apartments (sometimes
referred to as “missing middle” housing).
In Hawaii, a tremendous amount of residential development occurs as single-family detached housing in
rural and suburban contexts. However, even in more urban contexts the under built phenomena exists.
For example, the tool showed that there are 1,296 dwelling units built on 267 acres since the year 2000
and that have a 2005 LUPAG designation of Medium Density Urban. The tool revealed that these
parcels have an existing density of 4.8 units per acre. The Medium Density Urban designation allows for
up to 35 units per acre and generally is applied in areas that can support urban development. Even
assuming that 20% to 30% of capacity can be lost during the land development process to accommodate
roads, parking, utilities, public space, etc., the existing density is well below would could be achieved in
areas that have been specifically designated for it.
Future Land Use Technical Report 6
Appendix 1
Parcel Fields Data Dictionary
The table defines the fields in the Parcels layer in the HawaiiLUPAGDensities.mxd and was requested by
CoH staff as documentation.
Name Units Description
Acres acres Parcel area in acres, derived from the GIS
ComCapacityGrossArea sq ft Based on current zoning, commercial gross capacity (capacity of
the parcel as vacant) in square feet.
ComCapacityGrossFAR Based on current zoning, commercial gross capacity (capacity of
the parcel as vacant) as FAR.
ComCapacityNetArea sq ft Based on current zoning, commercial net capacity (the gross
capacity of the parcel minus any built area) in square feet.
ComCapacitySqFtperAcre
sq feet
per
acre
Based on current zoning, commercial gross capacity (the gross
capacity of the parcel minus any built area) in square feet per
acre.
ComCapacityType sq feet
If any capacity on the parcel exists, the type of capacity was
classified into one of 11 types. See "Capacity Categories" in the
Capacity Technical Report. Capacity is based on current zoning.
ComCapacityTypeCapacity Process step for ComCapacityType.
ComCapacityTypeIsEasilyBuildable sq feet
Loosely defines parcels whose capacity is unconstrained (1,
easily buildable) or constrained (0, requires redevelopment due
to existing structure).
ComCapacityTypeRedev sq feet Process step for ComCapacityType.
CommercialAbsorption percent Process step for Commercial Capacity.
CropArea acres Area overlapped with the UH Hilo 2012 agriculture maps,
defined as agricultural crops.
DHHLzone DHHL zone name.
DHHLzoneIsDifferent DHHL zone does not match the county zoning (1).
ExistingComSqFt sq ft Existing commercial square footage.
ExistingDU du Existing number of dwelling units.
ExistingDUFarmAccessory du Existing farm accessory dwelling units.
ExistingDUOhana du Existing ohana dwelling units.
ExistingDUperAcre du per
acre Existing residential density in dwelling units per acre.
ExistingIndSqFt sq ft Existing industrial square footage.
ExistingNonResidentialSqFt Existing total nonresidential (commercial + industrial) square
footage.
FAR FAR Floor area ratio.
Future Land Use Technical Report 7
FAZ Forecast analysis zone numeric code.
FAZname Forecast analysis zone name.
IndCapacityGrossArea sq ft Based on current zoning, industrial gross capacity (capacity of
the parcel as vacant) in square feet
IndCapacityNetArea sq ft Based on current zoning, Industrial net capacity (the gross
capacity of the parcel minus any built area) in square feet.
IndCapacitySqFtperAcre
sq feet
per
acre
Based on current zoning, industrial gross capacity (the gross
capacity of the parcel minus any built area) in square feet per
acre.
isActiveAg acres If the parcel is under active agriculture per the UH Hilo
Agriculture map then 1 else 0.
isCom If existing use is or includes nonresidential activity, then 1 else 0.
isGovernment If existing use is government, then 1 else 0.
isHistoric If existing parcel includes a structure that's older than 1925,
then 1 else 0.
IslandSide Indicates if the parcel is either kona or ko‘olau.
isLeased Indicates is the parcel is government owned but privately leased
(1) or not (0).
isNonResCapacityExempt If the parcel has nonresidential capacity but is private and tax
exempt then 1, else 0.
isNonResRedevelopable If the parcel can be redeveloped with a commercial or industrial
use, the 1 else 0.
isResCapacityExempt If the parcel has residential capacity but is private and tax exempt then 1, else 0.
isResRedevelopable If the parcel has the ability to redevelop with a residential use
then 1, else 0.
isSLUDAgNonconforming if the parcel is a state land use agriculture designation but has a
county zoning designation that allows urban development then
1, else 0.
isUnbuildable du If the parcel is unbuildable do to steep slopes or wetlands then
1, else 0.
isUrban If the parcel is built on with commercial use, high density
residential or on sewer service then 1, else 0.
LandUseNew du Consultant derived land use type, based on multiple attributes
in the model.
LandUseRuralAgConsGov Designates if the land use is rural, conservation, government or agriculture, based on multiple attributes
LUPAG_ResCapacityGrossDU2 du Based on LUPAG rules, residential gross capacity (capacity of the
parcel as vacant) in dwelling units.
Future Land Use Technical Report 8
LUPAG_ResCapacityNetDU_UEalt du Based on LUPAG rules, residential net capacity (gross capacity
minus any existing structures) in dwelling units.
LUPAG_ResCapacityNetDU2 du Based on LUPAG rules, residential net capacity (gross capacity minus any existing structures) in dwelling units.
LUPAGarea sq ft Estimates the amount of the area of a parcel within the LUPAG
urban growth boundary.
LUPAGclass LUPAG class, applied in this case only to parcels within the UGB.
LUPAGDUperAcre du per acre Density allowed by LUPAG rules, unrestrained by any of the validity rules developed by CEI/Placeways with staff.
LUPAGDUperAcreMod2 du Process step, refines LUPAG residential capacity based on
validity rules.
LUPAGinSLUag du LUPAG capacity adjusted where it conflicts with SLUD
agriculture designation.
LUPAGisCapacityValid du
Validity rule for the LUPAG capacity, applies LUPAG densities
only in instances where CEI/Placeways and County staff felt that
LUPAG rules would most likely to be invoked to receive greater
densities (mostly greenfield sites). Value of 1 if validity is
confirmed.
LUPAGisCapacityValid2 du
Second of two validity rules for the LUPAG capacity, applies
LUPAG densities only in instances where CEI/Placeways and
County staff felt that LUPAG rules would most likely to be
invoked to receive greater densities (mostly greenfield sites).
Value of 1 if validity is confirmed.
MinimumLotSize sq feet Minimum lot size in square feet, from zoning.
ResCapacityAccessoryDU du Residential capacity due to ohana or farm accessory units, in
dwelling units.
ResCapacityDUperAcre
sq ft
per
acre
Based on current zoning, the residential capacity in dwelling
units per acre.
ResCapacityFarmDU acres Residential capacity due to farm accessory units, in dwelling
units.
ResCapacityGrossDU du Based on current zoning, residential gross capacity (capacity of
the parcel as vacant) in dwelling units.
ResCapacityInSLUag Residential capacity for agriculture in the state land use areas.
ResCapacityNet2Gross du The ratio of net to gross residential capacity.
ResCapacityNetDU du Based on current zoning, residential net capacity (gross capacity
minus any existing dwellings) in dwelling units.
Future Land Use Technical Report 9
ResCapacityOhanaDU du Residential capacity due to ohana units, in dwelling units.
ResCapacityType du
If any residential capacity on the parcel exists, the type of
capacity was classified into one of 11 types. See "Capacity Categories" in the Capacity Technical Report. Capacity is based
on current zoning.
ResCapacityTypeCapacity Process step for ResCapacityType
ResCapacityTypeGreenfield du Process step for ResCapacityType
ResCapacityTypeIsEasilyBuildable du Process step for ResCapacityType
ResCapacityTypeRedev du Process step for ResCapacityType
ResCapacityTypeUndevelopable du Process step for ResCapacityType
ResidentialEfficiency percent
Residential efficiency is an estimation of the amount of land left
over to develop once infrastructure, rights of way and open
space requirements are met.
ResidentialEfficiencyZone Residential efficiency values were assigned using urban and
rural, east and west side distinctions.
TMK_ALT1 TMK number
TotalNetTaxable dollars Total net taxable value, from RPT.
COM_BLDNUM_NUM Number of commercial buildings on the parcel. From RPT.
COM_SQFT Nonresidential square footage. From RPT.
COM_YRBLT Nonresidential year built. From RPT.
ComCapacitySpotNetCapacity Process step for commercial capacity.
CropCategory Crop type category. From UH Hilo crop map.
Distance2SewerService Distance from parcel to nearest sewer line.
District Planning district
IndCapacitySpotNetCapacity Process step for industrial capacity.
isAgZone Parcel is in an agriculture zone (1).
isConservation Parcel is in an conservation zone (1).
isInUGB Parcel is in the UGB.
isLandClassBuilt Process step.
isNonconformingRegion Indicates if the parcel is within a nonconforming subdivision.
isZoningUrban Zoning allows a more urban development pattern (1) as
opposed to agricultural or conservation.
LandClass
This is an RPT classification of land use. It includes classes that
are relevant to taxation ("HOMEOWNER") and was used as an
input to the land use classification developed by CEI/Placeways
for the scenario planning process (see LandUseNew).
Future Land Use Technical Report 10
LANDUSE This is a draft land use classification type. See LandUseNew for
the final land use classification used in the scenario planning
process.
MajorOwner Owner name. From RPT.
OBJECTID_1 Unique identifier
OpenWaterWetland percent Parcel is constrained by open water or wetland (1).
OrdinanceCode Not sure what this, came from RPT?
Owner Owner name. From RPT.
RES_NUMBER_RPT_Totals This estimates the number of dwelling units per parcel, from
RPT records. This was a process step, see ExistingDU for the final
tally.
RES_YRBLT Residential structure year built. From RPT.
ResCapacitySpotNetCapacity Process step for capacity estimation.
ReviewIsRoadOW Process step for identifying parcels that are actually roads or
other RoW.
SCENARIO CommunityViz field defining the active scenario.
Shape_Area Parcel area in square feet.
Shape_Length Parcel perimeter in feet.
Slope Slope in percent slope.
SLUD State land use classification.
TMK TMK number, from RPT.
Zoning Specific zoning classification
ZoningMajorCat Zoning classification generalized to its general type (zone
without minimum lot area distinction).