HomeMy WebLinkAboutWells Fargo Securites
County of Hawaii
Statements of Qualification and Expressions of Interest
Public Finance Bond Underwriting Services
(HRS 103D-304)
June 30, 2025
June 30, 2025
Ms. Diane Nakagawa, Director of Finance
County of Hawaii
25 Aupuni Street, Suite 2103
Hilo, Hawaii 96720
RE: Statement of Qualification to Provide Public Finance Bond Underwriting Services (HRS 103D-304) (FN.10)
Dear Diane:
Thank you for this opportunity to present our statement of qualifications and expression of interest to provide public
finance bond underwriting services (FN.10) to the County of Hawaii (the “County”). Wells Fargo Corporate & Investment
Banking (“Wells Fargo” or “WFCIB”) is committed to providing governmental entities with a full range of financial products
and services. Below we highlight some of Wells Fargo’s key attributes that we believe will make us a valuable financial
partner to the County.
▪ Understanding the Nuances of an Island Economy. Over the past decade, Wells Fargo has had the privilege of serving
as a public finance bond underwriter for various entities across the State of Hawaii. This vast experience has afforded
us the deep knowledge and appreciation of operating as an island economy and how to communicate those nuances
to the investing community. Specifically, we have served as the lead underwriter on $220 million of General Obligation
Bonds for the County of Maui, co-manager or selling group member on over $7 billion of GO Bonds for the State of
Hawaii, and co-senior and co-manager on $1 billion of Revenue Bonds for the State of Hawaii Department of
Transportation.
▪ Local Presence. Wells Fargo & Company (“WFC”) is proud to be one of a few national financial institutions to maintain
a local presence across the State. Wells Fargo Clearing Services, LLC, our retail brokerage affiliate, provides financial
advisory services to local high net worth residents across the islands, an important investing class we would look to
engage with during a bond offering. Our national retail platform of over 8,800 financial advisors includes 27 financial
advisors within the State. These local financial advisors manage over $5.7 billion of assets for residents within the
State. Additionally, and equally important, our sales team also covers local investors including regional banks, money
managers, and smaller investment funds who they have maintained relationships with for over 30 years.
▪ Capital Power. As a bank dealer, our municipal finance division is supported by the capital base of Wells Fargo Bank,
N.A., which as of March 31, 2025, totaled approximately $168.2 billion.1 This capital strength differentiates us from
our competitors, giving us the ability to support our pricings in even extremely volatile market conditions. Through
recent investor apprehension, global unrest, and market uncertainty, Wells Fargo continued to demonstrate
conviction and leadership in the municipal market.
Thank you again for this opportunity to present our qualifications to the County of Hawaii. I hope our response
demonstrates our strong interest in having the opportunity to work with you. Should you have any questions, please do
not hesitate to contact me directly at the number or e-mail address provided below.
Sincerely,
Julia Kim
Managing Director, Public Finance - West Region
(213) 253-7252 | julia.kim@wellsfargo.com
1 Source: WFBNA Call Report as of March 31, 2025
Corporate & Investment Banking
Public Finance - West Region
333 S. Grand Ave., 9th Floor
Los Angeles, CA 90071
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
TABLE OF CONTENTS
Section Page
1. The name of the firm or person, contact information including email address, the principal place of
business, and location of all of its offices;
1
2. The age of the firm and its average number of employees over the past five years; 2
3. The education, training, and qualifications of the individual, or if a firm, its key employees in accordance
with HRS 103D-304 and/or the professional and scientific occupation series contained in the United
States Office of Personnel Management’s Qualifications Standards Handbook
2
4. A list of recent projects and the names of up to five clients who may be contacted, including at least two
for whom services were rendered during the preceding year
4
5. Any promotional or descriptive literature which the individual or firm desires to submit. 5
Appendix Tab
Wells Fargo Public Finance Bond Underwriting Experience List I
Important Information & Disclaimer
This document and any other materials accompanying this document (collectively, the “Materials”) are provided for general informational purposes only. By accepting any
Materials, the recipient acknowledges and agrees to the matters set forth below.
Wells Fargo Corporate & Investment Banking and Wells Fargo Securities (each referred to herein as “CIB” and may be referred to elsewhere as “WFS”) are trade names
used for the corporate banking, capital markets and investment banking services of Wells Fargo & Company (“WFC”) and its subsidiaries, including but not limited to Wells Fargo Bank, N.A. (“WFBNA”), a member of the National Futures Association, and Wells Fargo Bank, N.A. Municipal Finance Group, a separately identifiable department of WFBNA which is registered with the U.S. Securities and Exchange Commission (“SEC”) as a municipal securities dealer.
Commercial banking products and services are provided by Wells Fargo Bank, N.A. (“WFBNA”). Investment banking and capital markets products and services provided by CIB
are not a condition to any banking product or service.
CIB, as potential underwriter or placement agent (together with any of its affiliates as context may require, “we”, or “Wells Fargo”) is providing the information contained in the
Materials for discussion purposes only in anticipation of, or in connection with, engaging in arm’s length commercial transactions with you in which Wells Fargo would be acting
solely as a principal or agent, as applicable, and not as a municipal advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether we have or are
currently acting as such on a separate transaction (the use of the term “agent” does not imply any fiduciary relationship).
These Materials are being provided to you for the purpose of working with you as an underwriter or placement agent (collectively, “underwriter”) on the transaction(s) described in the Materials. As part of its services as underwriter, CIB may provide information concerning the structure, timing, terms, and other similar matters concerning the issue of municipal securities that CIB proposes to underwrite as described in the Materials. The Materials may also contain such information. Any such information has been, and would
be, provided by CIB in the context of serving as an underwriter and not as your municipal or financial advisor. Additionally, CIB, as underwriter, has financial and other interests
that differ from your interests (or those of the issuer). In its capacity as underwriter, CIB’s primary role would be to purchase securities from you (or the issuer in the case of a
conduit transaction) for resale to investors, or arrange for the placement of securities with investors on your behalf. Wells Fargo will not have any duties or liability to any person
or entity in connection with the information being provided in the Materials.
The information provided herein is not intended to be and should not be construed as advice within the meaning of Section 15B of the Securities Exchange Act of 1934, and Wells
Fargo will not be acting as your municipal advisor under the municipal advisor rules (“Muni Advisor Rules”) of the SEC and the SEC’s guidance in its Registration of Municipal
Advisors Frequently Asked Questions dated May 19, 2014, as supplemented (collectively, “Muni Advisor Rules”). If you would like a municipal advisor that has legal fiduciary
duties to you, you are certainly free to engage a municipal advisor to serve in that capacity.
CIB distributes municipal securities to institutional investors primarily through Wells Fargo Bank, N.A. Municipal Finance Group (“WFBNA MFG”) and Wells Fargo Securities, LLC
(“WFSLLC”). Distribution to middle market clients is provided primarily through WFSLLC. Retail distribution is primarily provided by Wells Fargo Advisors, which is the trade
name used by Wells Fargo Clearing Services, LLC (“WFCS”) and Wells Fargo Advisors Financial Network, LLC (“WFAFN”), two non-bank separate registered broker-dealers
(members FINRA and SIPC). WFSLLC, WFBNA MFG, WFCS, and WFAFN are affiliates and are each wholly-owned subsidiaries of WFC.
Any municipal underwriting, commercial paper and remarketing rankings referenced herein represent combined totals for WFBNA MFG and WFSLLC. Non-municipal
underwriting, commercial paper and remarketing rankings referenced herein represent totals for WFSLLC only. Any secondary market trading data or information referenced
herein represents the secondary market trading data or information of WFBNA MFG and/or WFSLLC unless otherwise noted. Source information for any ranking information
not otherwise provided herein is available on request.
If the Materials are being provided to you under any of the following events, the information contained in the Materials and any subsequent discussions between us, including any and all information, advice, recommendations, opinions, indicative pricing, quotations and analysis with respect to any issuance of municipal securities, are provided to you in
reliance upon the Bank, RFP, IRMA exemptions and underwriter exclusion, as applicable, provided under the Muni Advisor Rules. In the event the Bank, RFP, IRMA exemptions,
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
or underwriter exclusion do not apply, the information included in the Materials are provided in reliance on the general information exclusion to advice under the Muni Advisor
Rules.
Any information related to a bank-purchased bond transaction (“Direct Purchase”) included in the Materials is a product offering of WFBNA or a subsidiary thereof as purchaser / investor (“Purchaser”). CIB will not participate in any manner in any Direct Purchase transaction between you and Purchaser, and Wells Fargo employees involved with a Direct
Purchase transaction are not acting on behalf of or as representatives of CIB. The information contained herein regarding Purchaser’s Direct Purchase is being provided to you
by CIB only for purposes of providing financing alternatives that may be available to you from WFC and its affiliates. Information contained in this document regarding Direct
Purchase is for discussion purposes only in anticipation of engaging in arm’s length commercial transactions with you in which Purchaser would be acting solely as a principal to
purchase securities from you or a conduit issuer, and not as a municipal advisor, financial advisor or fiduciary to you or any other person or entity regardless of whether Purchaser,
or an affiliate has or is currently acting as such on a separate transaction. Additionally, Purchaser has financial and other interests that differ from your interests. Purchaser’s sole
role would be to purchase securities from you (or the conduit issuer). Any information relating to a Direct Purchase is being provided to you pursuant to and in reliance on the
“Bank exemption” under the Muni Advisor Rules and the general information exclusion to advice under the Muni Advisor Rules.
In the event the Materials are being provided in connection with a RFP, the SEC exempts from the definition of municipal advisor “any person providing a response in writing or orally to a request for proposals or qualifications from a municipal entity or obligated person for services in connection with a municipal financial product or the issuance of municipal securities; provided however, that such person does not receive separate direct or indirect compensation for advice provided as part of such response” (“RFP exemption”). In such event, we have relied upon the RFP exemption, and on your distribution and execution of this RFP through a competitive process. In the event WFBNA MFG
is the party providing the Materials, responses to all questions, certifications, attestations, information requests, and similar in the RFP or RFQ to which this response relates are
specifically limited to, in context of, and as applied to, WFBNA MFG in its capacity as a separately identifiable department of a national bank that is registered as a municipal
securities dealer with the Securities and Exchange Commission, Office of the Comptroller of the Currency, and Municipal Securities Rulemaking Board; and not on behalf of
WFBNA, unless specified otherwise in our response.
In the event that you have provided us with your written representation that you are represented by an independent registered municipal advisor (an “IRMA”) within the meaning
of the Muni Advisor Rules, with respect to the transaction(s) described in the Materials we have provided you with our written disclosure that we are not a municipal advisor to
you and are not subject to the fiduciary duty under the Muni Advisor Rules, if applicable, and have taken certain other steps to establish the “IRMA exemption” under the Muni
Advisor Rules.
In the event that you have engaged us to serve as an underwriter with respect to the municipal securities issuance described in the Materials we have provided you with our
written disclosure regarding our role as an underwriter, that we are not a municipal advisor to you and are not subject to the fiduciary duty under the Muni Advisor Rules, if
applicable.
If savings threshold level information is contained herein, please be advised that CIB is not recommending nor providing advice regarding which maturities should be refunded
by you.
See additional important disclosures at the end of the Materials.
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 1
Statement of Qualifications
1. The name of the firm or person, contact information including email address, the principal place of business, and location of all of its
offices.
Wells Fargo & Co. is a publicly held corporation and trades on the NYSE under the ticker “WFC.” Wells Fargo & Co. opened for
business on July 13, 1852 and is now a diversified financial services company providing banking, insurance, investments,
mortgage and consumer finance. Wells Fargo & Co. was incorporated on January 24, 1929 in the State of Delaware and has
more than 4,177 retail bank branches across the country.2 We currently have a market capitalization of $254.2 billion, which
is the third largest amongst all U.S. Banks.3
Wells Fargo Corporate & Investment Banking (“WFCIB”) is the trade name for certain securities-related capital markets and
investment banking services of Wells Fargo & Co. and its subsidiaries, including Wells Fargo Bank, N.A. (“WFBNA”) and is
registered with the SEC and OCC as a municipal securities dealer. WFBNA will be the legal entity serving as underwriter for
the County of Hawaii.
Public Finance. Wells Fargo conducts its public finance business through the Municipal Finance Group in close conjunction
with other lines of business that cover government entities. Our investment banking, capital markets, and commercial
banking teams work collaboratively to ensure that our clients are provided with an integrated team that can provide a range
of financial resources. For the County, this means that all activities including investment banking, direct purchases, credit,
and treasury management are accessed through one team to ensure the County receives the highest level of service.
Julia Kim will continue to serve as the team leader and primary contact
to the County. Julia has been a public finance banker for two decades
and has worked on over $100 billion of financings for various types of
credits from general obligation bonds, revenue bonds, certificates of
participation and lease revenue bonds, enterprise and utility revenue
bonds, short-term cash flow borrowings, and direct purchases with
issuers in the states of Hawaii, California, Washington, and Utah. More
specifically, Julia has dedicated her efforts to support over $9 billion of
financings within the State since 2012 and actively works with the Wells Fargo Clearing Services financial advisors to market
bonds to local retail investors within the State. Julia has also served as the lead banker on back-to-back sole managed
financings for the County of Maui since 2020.
Our firm’s headquarters, bank headquarters and the principal place of business for our municipal securities professionals are
provided in the table below.
Corporate Headquarters Bank Headquarters Public Finance Investment Banking
Wells Fargo & Company
420 Montgomery Street
San Francisco, California 94104
Wells Fargo Bank, National Association
101 North Phillips Avenue
Sioux Falls, South Dakota 57104
Wells Fargo Corporate & Investment Banking
333 South Grand Avenue, 9th Floor
Los Angeles, California 90071
While Wells Fargo & Co. maintains thousands of offices worldwide, below we provide our 13 public finance locations.
Public Finance Locations
State Location State Location
CA NC 550 S. Tryon Street, Charlotte, NC, 28202 333 South Grand Ave., 9th Fl., Los Angeles, CA 90071
333 Market Street 28th Fl., San Francisco, CA, 94105 NY 30 Hudson Yards, 15th Fl., New York, NY, 10001
CO 1675 Broadway, Denver, CO 80202 PA 123 S. Broad Street, Philadelphia, PA, 19107
FL 100 S Ashley Drive, 10th Fl., Tampa, FL 33602 TX 1000 Louisiana Street, Houston, TX 77002
333 Avenue of the Americas, Miami, FL 33131 111 Congress Ave Austin, TX, 78701
IL 10 S. Wacker Drive., 5th Fl., Chicago, IL 60606 DC 1700 K St NW, 9th Fl., Washington, DC 20006
MS 188 E Capitol Street, Jackson, MS 39201
2 Source: Wells Fargo 2024 Annual Report
3 Source: Bloomberg as of June 24, 2025
Julia Kim
Managing Director
Public Finance – West Region
Wells Fargo Bank, N.A.
333 S. Grand Ave., 9th Fl
Los Angeles, CA 90071
Tel 213-253-7252
julia.kim@wellsfargo.com
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 2
2.The age of the firm and its average number of employees over the past five years.
Years in Business. Wells Fargo & Co. has been providing banking services since its inception in 1852. Records available to us indicate that Wells Fargo Bank, N.A. Municipal Finance Group (or a predecessor bank that subsequently merged into Wells Fargo Bank, N.A.) has been engaging in public finance activities dating back to at least 1966. The table to the right presents the average number of employees over the last five years from the overall company level and within the Public Finance division specifically.
Presence in the State of Hawaii. Wells Fargo is actively conducting business in the State of Hawaii and has been since 1973. We maintain various operations within the State and employ 65 professionals across the islands. Most relevant to public finance bond underwriting is our retail brokerage office through our affiliate, Wells Fargo Clearing Services, LLC (dba Wells Fargo Advisors). Wells Fargo Advisors maintains 27 local financial advisors who actively sell and trade municipal bonds, among other financial products. We work closely with these retail brokers ahead of various bond sales to ensure that they actively communicate to their local clients about upcoming bond transactions. This partnership has worked well and grown over the past decade.
3.The education, training, and qualifications of the individual, or if a firm, its key employees in accordance with HRS 103D-304 and/or the
professional and scientific occupation series contained in the United States Office of Personnel Management’s Qualifications Standards
Handbook.
Our team of experienced professionals will be dedicated to the County’s financings from kick-off to closing and will be
available to attend all in-person and virtual meetings and conference calls, as requested. The following table displays our
comprehensive team, which includes investment banking as well as professionals from our specialty teams, sales, trading and
underwriting, quantitative analytics, and government banking partners.
Wells Fargo Corporate & Investment Banking Team
Name Title Responsibility Office Location Years in Industry
Public Finance Investment Banking
Julia Kim Managing Director Primary Day-to-Day Contact Los Angeles, CA 21 Years
Michael Engelbrecht Managing Director Head of West Region Public Finance Los Angeles, CA 31 Years
Kristen Fontana Executive Director Credit Strategy New York, NY 15 Years
Evan Watson Associate Deal Execution Support Los Angeles, CA 3 Years
Grace Zhu Analyst Deal Execution Support Los Angeles, CA 2 Years
Municipal Sales, Trading and Underwriting
Parks Lineberger Managing Director Fixed Rate Underwriter Charlotte, NC 18 Years
Will Illingworth Executive Director Short-Term Underwriter Charlotte, NC 19 Years
Rebekah Wales Executive Director Head of Business Execution Charlotte, NC 14 Years
Capital Strategies and Debt Solutions
John Young Executive Director Quantitative Analytics Houston, TX 20 Years
Brian Goins Executive Director Direct Purchase Houston, TX 18 Years
Wells Fargo Bank, N.A. Government Banking
Lynn Love Managing Director Relationship Manager Los Angeles, CA 31 Years
Julia Kim will continue to serve as the primary contact to the County. Julia joined Wells Fargo in May of 2009
after her five-year tenure with Bank of America Securities Public Finance Investment Banking group. She has over
20 years of municipal finance experience and has worked on financings for various types of credits including
general obligation bonds, revenue bonds, certificates of participation and lease revenue bonds, enterprise and
utility revenue bonds, short-term cash flow borrowings, and direct purchases with issuers in the western region
of the United States. More specifically, she has served as the lead banker on three consecutive general obligation bond
financings for the County of Maui and co-senior manager on the State’s Department of Transportation- Highways Division.
Julia received her B.A. in Economics and a minor in Business Administration from the University of California, Berkeley.
WFC and Public Finance Employees
Year Company Public Finance
2020 238,609 143
2021 212,091 122
2022 196,262 118
2023 180,926 122
2024 164,953 114
Source: WFC Internal Data
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 3
Michael Engelbrecht is Co-Head of the West Region Public Finance Investment Banking group and will support
the County from a senior oversight level. Michael has more than 30 years of capital markets experience providing
investment banking services to water utilities, special districts and general municipal clients nationally. His
water/wastewater utility experience includes senior managed financings totaling in excess of $15 billion for over
140 separate water utility deals since 2015 and includes serving as senior and sole manager on financings for
agricultural water agencies, urban water agencies, wholesale water agencies and direct retail water agencies. During his
tenure at Wells Fargo, Michael has assisted issuers obtain initial credit ratings on 28 transactions with an aggregate par
amount of approximately $1 billion. Michael has also assisted clients with several unique financing structures including
securitizations of third-party contracts for underground water banking facilities. Michael holds a Masters Degree in Finance
from the University of Southern California and a bachelors degree in business economics from Wheaton College.
Kristen Fontana serves as the banking team’s credit strategist and will work closely with the County to develop
and provide guidance on content and structure for credit presentations to investors and rating agencies. Kristen
joined Wells Fargo upon graduation from the University of Chicago where her graduate work focused on public
finance and included research at the U.S. Office of Management and Budget as well as a consulting project with
the Chicago Community Trust. Prior to graduate school, Kristen spent a combined six years at two large investment banks
where she both fostered relationships with institutional equity clients and provided analytical support for the credit
derivatives business. She has worked with a variety of issuers including state, local, water and sewer as well as transportation
agencies. Kristen graduated cum laude with a B.S. in Finance from the University of Maryland, College Park and holds an M.P.P.
from the University of Chicago. She is currently serving on the GASB Board.
Evan Watson joined Wells Fargo in May 2022 and provides quantitative and deal execution support for a variety
of western region issuers. Since joining Wells Fargo, Evan has worked on a variety of credits across the United
States including utility revenue, lease revenue, higher education, and special bonds for issuers such as the State
of California, the City of Tucson, Southern California Public Power Authority, Los Angeles Department of Water
and Power, and Sacramento Municipal Utility District, among others. Prior to joining Wells Fargo, Evan worked as an auditor
for EY. Evan graduated from Gonzaga University with a B.A in Finance, B.B.A. in Accounting, and a minor in Leadership Studies.
Grace Zhu joined Wells Fargo CIB upon graduation in June 2023 and is responsible for providing day-to-day
analytical, quantitative, and transaction support for a variety of municipal clients throughout the West. She
holds a B.S. in Business from New York University Stern School of Business.
-------------------------------------- Municipal Sales, Trading & Underwriting --------------------------------------
Parks Lineberger is a Managing Director and Co-Head of the Syndicate Desk. His career with Wells Fargo
consists of over 18 years within the municipal finance group. Parks will be responsible for the marketing and
sale of the County’s bond transactions and will provide pricing details and general market updates and the
impact of market movements on the County’s financings. His experience includes, but is not limited to, GO
bonds, revenue bonds, lease revenue, housing, water and wastewater revenue transactions, and other credits
including healthcare, higher education, taxable, and corporate municipalities throughout the U.S. Parks holds a B.S. degree in
Finance and Accounting from North Carolina State University.
Will Illingworth joined Wells Fargo in 2006 and currently serves as the firm’s short-term underwriter. He also
works closely with the underwriting team to ensure a smooth execution and clear communication with the
syndicate by providing preliminary and final pricing wires and coordinating with the sales team and underwriters.
Will holds a B.S. in Business Administration, Finance & Corporate Real Estate from the University of South
Carolina as well as a M.B.A. from the University of South Carolina, Moore School of Business.
Rebekah Wales serves as the Head of Business Execution and joined Wells Fargo’s Municipal Finance Group in
2011 after four years of service in the public sector. Rebekah’s roles within Wells Fargo focuses on regulatory risk
mitigation, both for Public Finance transactions and on the Syndicate Desk. She focuses on ensuring adherence
to all regulatory requirements while providing seamless execution for Wells Fargo’s clients. Rebekah will work
closely with Parks and Will and the sales team as she is responsible for all of the transactional support on the underwriting
desk. This includes, but is not limited to, entering and monitoring orders, working with both the retail and institutional sales
teams, communicating with the syndicate, and making sure that price guidance and wires are distributed to all syndicate
members. She has a B.A. in English and a Juris Doctorate from the University of Alabama School of Law.
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 4
----------------------------------------- Capital Strategies and Debt Solutions ---------------------------------------------
John Young has over 18 years of municipal banking experience, starting his career in public finance at UBS
Investment Bank in 2005. He joined Wells Fargo’s Public Finance group in June 2008. John is currently part of
our Capital Strategies team where he is responsible for modeling some of our most complex financings. Over his
career, he has assisted a multitude of premier municipal entities in the Southwest region. More specifically, he
has been the lead banker on over $7 billion of senior managed transactions, including deals for the Texas Water
Development Board, Texas Transportation Commission, New Mexico Finance Authority, City of Houston, San Antonio Water
System, City of Austin, Harris County-Houston Sports Authority, and many others. John graduated from Rice University in
May 2005 with a B.S. in Physics and a B.A. in Economics. He also received an M.B.A. from the McCombs School of Business at
the University of Texas, where he was a recipient of the Dean’s Award for Academic Excellence.
Brian Goins joined Wells Fargo Public Finance in July of 2007 and is currently an Executive Director in the Debt
Solutions group. In this role, he provides customized debt financing strategies and direct lending solutions for the
Bank’s municipal clients. Prior to this role, Brian was a member of the Bank’s Municipal Placements team
delivering tax-exempt and taxable financing solutions for 501(c)(3) organizations, corporations and
municipalities. Brian graduated from the University of Texas in December of 2002 with a B.S. in Corporate Communications.
------------------------------------------------Government Banking --------------------------------------------------
Lynn Love is part of Wells Fargo Bank, N.A.’s commercial banking team and will serve as the County’s
Relationship Manager. She has the primary responsibility of managing traditional banking services for
governmental agencies including treasury management and lockbox services. Lynn brings three decades of
government banking experience to her role at Wells Fargo, where she has worked for 20 years. Lynn earned her
degree in economics from the University of La Verne.
4. A list of recent projects and the names of up to five clients who may be contacted, including at least two for whom services were
rendered during the preceding year.
Wells Fargo continues to be a top underwriter of municipal bonds, as illustrated by the wide array of large and high-profile
financings our firm has senior managed. The tombstones below display our recent experience with Hawaii issuers specifically.
In the adjacent table we summarize our experience as both a
senior and co-manager for public finance bond issues since
2020. Further in Appendix I we provide our full detailed list
of transactions in which WFCIB has served as a senior or co-
manager from January 2020 to present.
Year Senior Manager Co-Manager
Par ($000s) # of Deals Par ($000s) # of Deals
2020 $44,223 299 $86,757 406
2021 28,652 286 72,327 360
2022 29,927 218 56,931 270
2023 17,388 116 31,202 151
2024 45,837 259 93,045 343
2025 YTD 22,480 129 42,963 190
Source: Thomson Reuters SDC as of 6/23/2025
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 5
References. Below we provide five client references. We encourage the County to contact our references as we believe they
will speak highly of the services Wells Fargo and its professionals have provided.
Client References
Mr. Steve Tesoro
Internal Controls
County of Maui
200 South High Street
Wailuku, Hawaii 96793
(808) 270-7722
steve.tesoro@co.maui.us
Ms. Tammy Lee
Deputy Director, Administration
State of Hawaii Dept of Transportation
869 Punchbowl Street
Honolulu, Hawaii 96813
(808) 587-2218
tammy.l.lee@hawaii.gov
Mr. Kalbert Young
VP / Chief Financial Officer
University of Hawaii System
2444 Dole Street
Honolulu, Hawaii 96822
(808) 956-8903
kalbert@hawaii.edu
Mr. Louis McClure
Finance Team Lead
County of Orange
400 West Civic Center Drive
Santa Ana, CA 92701
(714) 834-5999
Louis.McClure@ocgov.com
Mr. John Patterson
Senior Financial Analyst
County of Los Angeles
500 West Temple Street
Los Angeles, CA 90012
(213) 974-2310
jpatterson@ttc.lacounty.gov
5. Any promotional or descriptive literature which the individual or firm desires to submit.
Wells Fargo has a broad range of financing experience and expertise and has been a top underwriter across the various sectors
of public finance for the past several years. For 2025 year-to-date, WFCIB has led 129 negotiated and competitive
transactions totaling a par amount of $22.5 billion.4 Further, as one of the largest financial service providers in the world,
we are able to offer broad-range financing solutions that reach beyond municipal underwriting when working collaboratively
with our commercial banking partners. To illustrate Wells Fargo’s breadth of expertise, below we summarize our financing
experience.
Wells Fargo Corporate & Investment Banking Negotiated Financing Experience Since 2021 ($mm)
Senior/Sole Managed Co-Managed Total
Par ($mm) # of Deals Par ($mm) # of Deals Par ($mm) # of Deals
General Obligation Bonds $23,621 110 $75,139 231 $98,760 341
Transportation Bonds (Ports, Highways, Airport) 30,287 89 44,227 116 74,514 205
Single and Multi-Family Housing Bonds 11,110 155 61,047 692 72,157 847
Certificates of Participation and Lease Revenue 2,019 18 5,223 21 7,242 39
Healthcare Related Bonds 336 5 11,439 27 11,775 32
Higher Education Bonds 11,135 74 25,231 86 36,366 160
Other Long-Term Financings 34,762 193 80,374 186 115,136 379
Total $113,270 644 $302,680 1,359 $415,950 2,003
Source: SDC Thomson Reuters. Other Long-Term Financings include other Revenue Bonds and Special Purpose Bonds
Serving Hawaii-Based Issuers. Wells Fargo is extremely proud of our history serving clients in the State of Hawaii. The
advantages of utilizing an underwriter with the knowledge of issues within the State include i) familiarity with State and local
economic conditions, ii) understanding Hawaii’s statutes and bond laws, iii) adhering to the State’s Constitutional
requirements, iv) obtaining and maintaining the appropriate licenses and certifications through Hawaii Compliance Express,
and v) knowing the local impactful investors will position our team well for leading the County’s future sales. In the following
table, we provide our transaction history in Hawaii since 2013.
Wells Fargo Transactions in Hawaii Since 2013
Sale Date Issuer Issue Type Par ($mm) Role
03/12/24 Honolulu Board of Water Supply Water Revenue $72.8 Selling Group
12/06/23 State of Hawaii General Obligation Bonds 750.0 Co-Manager
09/13/23 City and County of Honolulu General Obligation Bonds 189.8 Selling Group
08/09/23 City and County of Honolulu General Obligation Bonds 271.0 Selling Group
10/19/22 State of Hawaii General Obligation Bonds 800.0 Selling Group
08/18/22 County of Maui General Obligation Bonds 60.9 Sole Manager
01/20/22 State of HI DOT – Airports Division Airport Revenue 262.3 Selling Group
09/29/21 State of Hawaii General Obligation Bonds 59.5 Direct Purchase*
4 Source: Securities Data Corp., negotiated and competitive transactions from 1/1/2025-6/23/2025
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 6
Wells Fargo Transactions in Hawaii Since 2013
Sale Date Issuer Issue Type Par ($mm) Role
09/29/21 State of Hawaii General Obligation Bonds 1,882.9 Selling Group
08/04/21 County of Maui General Obligation Bonds 84.7 Sole Manager
07/21/21 City and County of Honolulu General Obligation Bonds 595.6 Selling Group
05/26/21 State of HI DOT – Highways Division Highway Revenue Bonds 137.0 Co-Senior
11/28/20 State of HI DOT – Harbors Division Harbor System Revenue 266.5 Selling Group
10/21/20 State of Hawaii General Obligation Bonds 1,1475.0 Selling Group
10/13/20 University of Hawaii Revenue Bonds 217.1 Selling Group
10/07/20 State of HI DOT – Airports Division Airport Revenue 582.9 Selling Group
09/20/20 County of Maui General Obligation Bonds 74.4 Sole Manager
07/22/20 City and County of Honolulu General Obligation Bonds 346.3 Selling Group
02/13/20 City and County of Honolulu General Obligation Bonds 295.2 Selling Group
11/14/19 State of HI DOT – Highways Division Revenue Bonds 81.8 Co-Senior
10/23/19 City and County of Honolulu General Obligation 496.9 Selling Group
09/25/19 Hawaii Electric Co. Revenue Bonds 80.0 Co-Manager
08/07/19 City and County of Honolulu General Obligation 548.9 Selling Group
07/10/19 Hawaii Electric Co. Refunding Revenue 150.0 Co-Manager
02/06/19 State of Hawaii General Obligation 575.0 Co-Manager
08/15/18 City and County of Honolulu General Obligation 468.4 Selling Group
08/09/18 State of HI DOT – Airports Division Airport Revenue 414.6 Co-Manager
01/30/18 State of Hawaii General Obligation 775.0 Selling Group
03/15/18 Hawaii Pacific Health Special Purpose Revenue 147.1 Lead Manager
12/14/17 University of Hawaii Revenue Bonds 110.7 Selling Group
08/10/16 State of HI DOT – Highways Division Highway Revenue 204.4 Co-Senior
10/15/15 State of Hawaii General Obligation 746.3 Selling Group
07/22/15 City and County of Honolulu General Obligation 698.9 Selling Group
03/16/15 City and County of Honolulu General Obligation 888.6 Selling Group
11/13/14 State of Hawaii General Obligation 1,008.6 Co-Manager
07/29/14 State of HI DOT – Highways Division Highway Revenue 163.6 Co-Senior
12/10/13 State of HI DOT – Airports Division Airport COPs 167.7 Selling Group
11/05/13 State of Hawaii General Obligation 860.8 Co-Manager
09/10/13 Hawaii Pacific Health Special Purpose Revenue 158.9 Co-Manager
Source: Thomson SDC Data. *Direct Purchase with Wells Fargo Bank, N.A.
Powerful Distribution Capabilities. Wells Fargo utilizes a broad and diverse distribution network, which covers three in-
house distribution channels: (1) institutional; (2) middle-market; and (3) retail brokerage. Our three-tiered investor channel,
as detailed below, provides us with the necessary flexibility to adapt our marketing strategy to changing market conditions
as they arise. Wells Fargo will utilize all three distribution outlets nationally and regionally to support the County’s bond
financings.
Wells Fargo’s Extensive Distribution Network
(1) Institutional Sales (2) Middle Market Sales* (3) Retail Sales**
Municipal Institutional
Sales
Tier 1 Clients National Middle
Market Sales*
Hawaii Middle
Market Sales*
National
Retail Sales**
Hawaii
Retail Sales**
13 member sales team
2 offices nationwide
250+ National Buyers
425+ Account Base
56 sales professionals
17 offices nationwide
Have covered on island
accounts for 30+ years
8,805 Retail advisors
Over 500 Locations
27 Retail advisors
$5.7 billion in Client Assets
*Provided by Wells Fargo Securities, LLC.; **Provided by Wells Fargo Advisors a trade name for Wells Fargo Clearing Services, LLC 1. Institutional Sales. Wells Fargo’s institutional salesforce distributes a full line of municipal products, including tax-exempt
and taxable securities. Our dedicated municipal institutional sales team concentrates its efforts solely on selling municipal
and structured finance products to the largest top-tier institutional municipal buyers nationwide. The municipal institutional
investor base includes the key national buyers of municipal securities including over 425 institutional accounts. Our
Municipal Institutional Client Services Group includes 14 dedicated municipal institutional sales professionals located in
Charlotte and New York. This includes coverage of large “Tier 1” high grade accounts – current top holders of the County’s
bonds – with assets over $1 billion such as Vanguard, BlackRock, and Northern Trust in addition to money managers,
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 7
insurance companies, bank portfolios, hedge funds and pension funds. While these large institutional accounts are covered
by all major broker-dealers, Wells Fargo maintains a formidable relationship with a majority of the County’s largest holders.5
2. Middle Markets Sales. One of our competitive
advantages is the ability to reach middle market
investors – an asset class that can be additive. As the
County seeks to expand its investor base, we believe
this to be particularly relevant. Indeed, most national
underwriters do not focus on these investors since
large institutional investors tend to dominant the
municipal market. While Wells Fargo continues to be a
top distributor to institutional accounts, our business
model allows us to focus on smaller and regional
investors who tend to buy-and-hold securities relative
to their larger institutional counterparts. Wells Fargo has 60 middle-market sales professionals who serve over 7,000 state
and local community banks, asset managers, regional depositories, corporate trust departments, corporations,
municipalities/public entities, and local insurance companies. The added benefit of middle market customers comes from
their knowledge of local credits and regions often times making them optimal buyers for the County’s bonds. When Wells
Fargo is not involved in a bond sale, this local professional retail account will only trade in the secondary market. Additionally,
the sales professionals in this group have been covering Bank of Hawaii for over 30 years, First Hawaiian Bank and other local
money managers. The firm’s deep relationship with local Hawaii-based accounts is demonstrated in the table above, with
$917 million traded with Hawaii-based middle market accounts since 2023.
3. Hawaii Retail Sales. Our municipal sales desk works closely with our retail brokerage network, through our affiliate Wells
Fargo Advisors, and maintains one of the largest retail brokerage network in the country. Our national retail platform
currently employs 8,805 full-service
retail brokers and has approximately
$1.9 trillion in total client held assets.6
Of this amount, over $363 million of
Hawaii based issuances are held by our
retail clients. Our Honolulu-based
retail brokerage offices maintain 27
financial advisors who actively sell and
trade municipal bonds, among other
financial products. Specifically, our financial advisors based in the State manage over 22,700 active accounts with a
combined $5.7 billion of assets for State of Hawaii residents. In fact, as of January 2025, more than 286 accounts held over
$11.11 million of the County’s various bonds, as shown to the right.7
Firm Capital. Wells Fargo Bank, N.A. (“WFBNA”) is the legal entity that provides municipal securities underwriting services
for Wells Fargo & Co. As a national bank registered with the SEC as a municipal securities dealer, WFBNA is not subject to
the SEC’s net capital rules that apply to most broker-dealers. WFBNA is, however, subject to capital regulations prescribed
by the Office of the Comptroller of the Currency (“OCC”), which is the regulatory authority for national banks. As such, we
are not required to prepare FOCUS reports, nor do we report equity capital, net capital or excess net capital.
Since WFBNA currently meets the definition of a “well capitalized” bank under the OCC’s capital regulations, WFBNA (Wells
Fargo Securities or Wells Fargo Corporate & Investment Banking as the trade name) is authorized under applicable federal
banking rules to underwrite municipal securities without any regulatory-defined capital constraint. WFBNA’s only constraint
as to the par value of municipal securities it underwrites is our own internal credit decision process. In the following table,
we present our annual capital position from calendar years 2020 through 2024.
5Source: Bloomberg as of June 2025
6 WFA statistical information as of March 31, 2024. Data is a combination of Wells Fargo Clearing Services, LLC; Wells Fargo Advisors Financial Network;
LLC and First Clearing, LLC.
7 Source: Wells Fargo Clearing Services LLC as of June 24, 2025.
Recent Hawaii Middle Market Trade Activity (Notional)
2023 2024 2025
Bank Of Hawaii $55,000,000 $61,000,000 $102,000,000
Bishop Street Capital Management 23,000,000 160,000,000 199,000,000
Central Pacific Bank 14,000,000 9,000,000 -
First Hawaiian Bank 119,000,000 84,000,000 -
Hawaii State Federal Credit Union - 44,000,000 45,000,000
Grand Total $212,000,000 $358,000,000 $347,000,000
Source: Internal data – CONFIDENTIAL
Wells Fargo Advisors
National State of Hawaii County of Hawaii
Client Assets* $1,880,457,788,519 $5,702,940,115 -
Number of WFA Accounts* 6,548,824 22,726 -
Number of WFA Salespeople 8,805 27 -
Municipal Bond Holdings**** $74,971,790,382 $363,491,547 $11,110,547
*Source Wells Fargo Clearing Services, LLC. As of March 31, 2025; **As of March 31, 2024; ***Total salespeople across the island as of March 31, 2025; ****As of June 24, 2025.
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Page 8
Wells Fargo Bank, N.A. Capital
December 31 Tier One Capital Total Risk-Based Capital Total Capital
2024 $145,651,000,000 $158,021,000,000 $166,189,000,000
2023 $142,108,000,000 $155,560,000,000 $163,002,000,000
2022 $140,644,000,000 $154,292,000,000 $161,470,000,000
2021 $149,318,000,000 $163,213,000,000 $171,142,000,000
2020 $150,168,000,000 $164,412,000,000 $170,928,000,000
Source: WFBNA Call Report While a number of firms have a large capital base, it is most important that such firms evidence their willingness to deploy
that capital in support of their clients. WFBNA has demonstrated its ability to commit capital in support of our municipal
clients by directly underwriting unsold balances on negotiated primary market issues, actively bidding for competitive issues,
supporting the secondary markets with an average daily inventory of fixed rate municipal securities in 2024 of approximately
$2.0 billion; and, as a commercial bank, providing credit enhancement, liquidity support, and direct purchase credit to
municipal issuers, such as we did for the State of Hawaii’s 2021 GO Bond sale.8 Below we highlight recent examples where
Wells Fargo used our capital to provide underwriting support in the primary market.
Wells Fargo CIB’s Select Municipal Negotiated Capital Commitments since 1/1/2024
Issuer Name Pricing Date Par Amount Underwritten % Underwritten
New York City Transitional Finance Authority 03/12/2025 $1,500,000,000 $16,025,000 1.07%
The Regents of The University of Colorado 01/16/2025 $293,355,000 $6,630,000 2.33%
State of Utah 09/12/2024 $97,155,000 $52,245,000 53.78%
Port of Morrow 06/05/2024 $76,020,000 $6,500,000 43.33%
State of Washington 3/26/2024 $1,092,550,000 $98,125,000 9.06%
Bay Area Toll Authority 2/28/2024 $110,000,000 $27,000,000 24.55%
*Represents tax-exempt series of transaction; Note: Balances may have been placed with investors at any of various points after pricing.
WFBNA Direct Purchases and Private Placements. In addition to traditional investment banking and underwriting services,
WFBNA strongly supports its clients with a variety of credit enhancement products such as providing letters of credit or
liquidity facilities and other traditional bank products. WFBNA is highly sought after for its capital and credit support and
we continue to be recognized as one of the most stable and best
capitalized banks in the world.
Direct Placement of County BANs. Alternatively to a public offering,
WFBNA offers our clients a Direct Purchase solution, which is similar to
the County’s private placement of Bond Anticipation Notes (“BANs”).
Instead of accessing the capital markets publicly, WFBNA would be the
sole purchaser of the County’s BANs for our balance sheet, without the
intention to sell or trade those securities.9 This product has proven to be
most beneficial for clients who want to minimize upfront costs as well as expedite a transaction to take advantage of market
conditions. The credit analysis would be conducted internally, and we would not require the County to obtain a public rating
nor produce any disclosure documents. As a bank broker-dealer, we may be able to offer financing solutions that are
customized for the County. We are able to collaborate with our commercial banking partners to provide the County with an
interim financing solution such as a Bond Anticipation Note or “Drawdown Direct Purchase.” This type of product can be
very beneficial to reduce negative carry from a project fund or to quickly drawdown funds on an as needed basis.
What makes Wells Fargo Bank, N.A.’s Direct Purchase option distinctive is that we have the ability to offer the County an
option to prepay without any breakage fee or prepayment penalty after the initial negotiated period. Further, the funds that
are drawn and paid back, can be re-drawn again in the future. And probably the most beneficial aspect is that any amount
not used would be charged a lower fee (typically 15-25 basis points), which can result in significant cost savings, particularly
when compared to the capital markets in a volatile rising interest rate environment. Our Direct Purchase can be offered as
fixed or variable, taxable or tax-exempt and short-or long-term options.
8 Source: WFS Municipal Underwriting Desk
9 WFBNA Direct Purchase is a product of WFBNA and is subject to credit approval
County of Hawaii Wells Fargo
Bank, N.A.
New Money or
Refunding Bonds
Continuing
Covenants
Agreement
Fixed Rate Fixed Rate
Direct Purchase Structure
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking Appendix
Appendix I:
Wells Fargo Public Finance Bond
Underwriting Experience Since January 2020
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
01/07/20 197.075 El Paso ISD Unltd Tx School Building Bonds N TX CO-MGR
01/08/20 400.000 Colorado Education Loan Program TRANs C CO LEAD
01/08/20 118.030 Philadelphia City-Pennsylvania GO Refunding Bonds N PA LEAD
01/08/20 279.465 Tarrant Co (Keller) ISD Unltd Tax School Building Bonds N TX CO-MGR
01/09/20 510.275 Arizona Transportation Board Highway Revenue Refunding Bonds N AZ CO-MGR
01/09/20 50.000 Ohio Hospital Revenue Bonds N OH CO-MGR
01/09/20 290.400 Ohio Hospital Revenue Bonds N OH CO-MGR
01/15/20 14.518 Champaign CUSD #4 GO School Building Bonds N IL CO-MGR
01/15/20 65.860 Champaign CUSD #4 GO School Building & Ref Bonds N IL CO-MGR
01/15/20 134.580 San Antonio City-Texas Electric & Gas Sys Rev Ref Bonds N TX CO-MGR
01/16/20 4.975 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/16/20 34.810 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/16/20 50.025 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/16/20 60.970 Southwestern Illinois Dev Auth Local Government Prog Rev Bonds N IL CO-MGR
01/20/20 20.800 Florida Housing Finance Corp Multi-Family Mortgage Rev Notes P FL SOLE
01/22/20 136.665 Harris Co (Humble) ISD Unltd Tax School Building Bonds N TX CO-MGR
01/23/20 36.345 Arizona Board of Regents Speed Revenue Refunding Bonds N AZ LEAD
01/23/20 39.805 Arizona Board of Regents Speed Revenue Refunding Bonds N AZ LEAD
01/23/20 53.685 Bowling Green State University General Receipts Bonds N OH LEAD
01/23/20 125.000 Oklahoma Dev Finance Auth Limited Obligation Revenue Bonds N OK SOLE
01/24/20 65.490 Ramsey Co (St Paul) ISD #625 Certificates of Participation C MN SOLE
01/27/20 3.355 Clarksville City-Arkansas Refunding Revenue Bonds P AR SOLE
01/28/20 120.814 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA CO-MGR
01/28/20 623.320 Wisconsin Gen Fund Annual Appro Ref Bonds N WI CO-MGR
01/29/20 19.325 San Diego Co Reg Trans Comm Sales Tax Revenue Ltd Tax Bonds N CA CO-MGR
01/29/20 55.495 San Diego Co Reg Trans Comm Sales Tax Revenue Ltd Tax Bonds N CA CO-MGR
01/30/20 26.103 Carver Co (Watertown-Mayer) ISD #111 GO School Bldg Bonds C MN SOLE
01/30/20 12.500 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Program Bonds N CT CO-MGR
01/30/20 29.955 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Program Bonds N CT CO-MGR
01/30/20 71.645 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Program Bonds N CT CO-MGR
01/31/20 199.725 North Carolina Medical Care Commiss Health Care Facs Rev Bonds N NC CO-MGR
02/03/20 17.695 Worcester City-Massachusetts GO Ballpark Project Bonds C MA SOLE
02/04/20 32.445 Anaheim Hsg & Pub Imp Auth Water System Revenue Ref Bonds N CA SOLE
02/04/20 38.000 Anaheim Hsg & Pub Imp Auth Revenue Bonds N CA SOLE
02/04/20 41.985 Benton Co (Siloam Spring) SD #21 Refunding Bonds C AR SOLE
02/04/20 9.250 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
02/04/20 130.750 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
02/04/20 80.495 Pennsylvania State University Revenue Bonds N PA CO-MGR
02/04/20 331.040 Pennsylvania State University Revenue Bonds N PA CO-MGR
02/05/20 70.365 Bryan City-Texas Comb Tax & Rev Certs of Oblig C TX SOLE
02/05/20 243.405 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
02/05/20 586.020 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
02/05/20 22.240 Las Vegas Valley Water Dt GO Water Refunding Bonds C NV SOLE
02/05/20 78.620 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
02/05/20 296.380 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
02/06/20 12.755 Greensboro City-North Carolina Limited Obligations Bonds N NC LEAD
02/06/20 47.040 NYC Municipal Water Fin Auth Water & Sewer System Rev Bonds N NY CO-MGR
02/06/20 481.250 NYC Municipal Water Fin Auth Water & Sewer System Rev Bonds N NY CO-MGR
02/06/20 31.645 Richland Co-South Carolina Utility System Revenue Bond N SC SOLE
02/06/20 273.790 Tarrant Co (Arlington) ISD Unltd Tx Sch Building & Ref Bonds N TX CO-MGR
02/11/20 31.555 Connecticut Hlth & Ed Facs Auth (CHEFA) Revenue Bonds N CT CO-MGR
02/11/20 220.415 Grand Parkway Transport Corp 1st Tier Toll Revenue Ref Bonds N TX CO-MGR
02/11/20 793.385 Grand Parkway Transport Corp 1st Tier Toll Revenue Ref Bonds N TX CO-MGR
02/11/20 1,293.260 Grand Parkway Transport Corp Sub Tier Toll Revenue Ref Bonds N TX CO-MGR
02/11/20 21.155 Midland City-Texas Tax & Ltd Pledge Rev Certs of Ob N TX CO-MGR
02/11/20 21.560 Midland City-Texas General Obligation Bonds N TX CO-MGR
02/11/20 38.175 Roanoke Economic Dev Authority Hospital Revenue Bonds N VA CO-MGR
02/11/20 250.345 Roanoke Economic Dev Authority Hospital Revenue Bonds N VA CO-MGR
02/11/20 448.430 Utah General Obligation Bonds N UT LEAD
02/12/20 608.080 Washington Various Purpose GO Bonds C WA SOLE
02/13/20 69.820 Cleveland City-Ohio Sub Lien Income Tax Ref Bonds N OH LEAD
02/13/20 1,081.385 New York City-New York General Obligation Bonds N NY CO-MGR
02/13/20 109.140 Oakland City-California GO & Refunding Bonds C CA SOLE
02/18/20 116.995 Duluth Economic Dev Auth Health Care Facs Revenue Bonds P MN SOLE
02/18/20 76.525 Kansas Development Fin Auth Refunding Revenue Bonds C KS SOLE
02/18/20 58.610 Shelby Co-Tennessee GO Refunding Bonds P TN SOLE
02/18/20 13.095 Wisconsin Hlth & Ed Fac Auth (WHEFA) Health Care Facilities Rev Bonds P WI SOLE
1
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
02/19/20 15.560 Huntersville Town-North Carolina General Obligation Bonds C NC SOLE
02/19/20 62.320 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
02/19/20 174.315 New Jersey Educational Facs Au Revenue Bonds N NJ CO-MGR
02/19/20 35.295 Pima Co-Arizona Sewer System Revenue Obligations N AZ LEAD
02/20/20 35.560 Auburn University General Revenue Refunding Bonds N AL LEAD
02/20/20 104.770 Auburn University General Revenue Refunding Bonds N AL LEAD
02/25/20 100.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Program Bonds N TN CO-MGR
02/25/20 100.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Program Bonds N TN CO-MGR
02/26/20 424.480 NYS Dorm Authority Revenue Bonds N NY CO-MGR
02/26/20 377.785 West Virginia University Bd of Gov Refunding Revenue Bonds N WV CO-MGR
02/27/20 46.685 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
02/27/20 100.630 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
02/27/20 300.000 Regents of the University of California Medical Center Pooled Rev Bonds N CA CO-MGR
02/27/20 650.000 Regents of the University of California Medical Center Pooled Rev Bonds N CA CO-MGR
02/27/20 850.000 Regents of the University of California Medical Center Pooled Rev Bonds N CA CO-MGR
02/28/20 16.755 Greensboro City-North Carolina GO Refunding Bonds N NC LEAD
02/28/20 27.035 Greensboro City-North Carolina GO Refunding Bonds N NC LEAD
02/28/20 50.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
02/28/20 17.525 Sullivans Island Town Pub Facs Corp Installment Purchase Rev Bonds N SC SOLE
03/03/20 105.005 Ellis Co (Midlothian) ISD Unltd Tx School Building Bonds N TX LEAD
03/03/20 37.275 Norfolk City-Virginia GO Capital Improvement Bonds N VA CO-MGR
03/03/20 45.630 Norfolk City-Virginia GO Refunding Bonds N VA CO-MGR
03/04/20 50.000 Maryland GO State & Loc Facs Loan Bonds C MD SOLE
03/04/20 126.435 Northern Illinois Univ Brd of Rgt Auxiliary Facs Sys Ref Rev Bonds N IL LEAD
03/04/20 82.360 Oklahoma Cap Imp Authority St Hways Cap Imp Rev Ref Bonds N OK CO-MGR
03/04/20 216.650 Utah Transit Au (UTA) Sales Tax Revenue Ref Bonds N UT LEAD
03/05/20 98.620 Louisiana GO Refunding Bonds C LA SOLE
03/05/20 800.000 New York City-New York General Obligation Bonds N NY CO-MGR
03/06/20 125.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
03/06/20 39.425 Winston-Salem City-North Carolina Water & Sewer Sys Rev & Ref Bonds N NC CO-MGR
03/06/20 153.000 Winston-Salem City-North Carolina Water & Sewer Sys Rev Ref Bonds N NC CO-MGR
03/09/20 3.735 Illinois Finance Authority Revenue Bonds P IL SOLE
03/10/20 2,095.650 California Various Purp GO & Ref Bonds N CA CO-MGR
03/11/20 55.000 Colorado Hsg & Fin Auth (CHFA) Homeownership Class I Bonds N CO CO-MGR
03/11/20 52.735 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
03/11/20 399.315 NYC Municipal Water Fin Auth Wtr&Swr Sys 2nd Gen Res Rev Bond N NY CO-MGR
03/11/20 233.000 NYS Dorm Authority Revenue Refunding Bonds N NY CO-MGR
03/12/20 22.040 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
03/12/20 17.070 San Diego Co (Escondido) USD General Obligation Bonds N CA SOLE
03/26/20 56.495 Buncombe Co-North Carolina Limited Obligation Bonds N NC CO-MGR
03/26/20 450.000 Missouri Hlth & Ed Facs Authority Educational Facilities Rev Bonds N MO LEAD
03/26/20 393.130 Phoenix City Civic Imp Corp Jr Lien Water System Rev Bonds N AZ CO-MGR
03/30/20 93.370 Anoka Co (Anoka-Hennepin) ISD #11 GO School Building Bonds C MN SOLE
04/01/20 38.000 Berkeley City-California General Obligation Bonds C CA SOLE
04/01/20 32.235 Buncombe Co-North Carolina Limited Obligation Bonds N NC CO-MGR
04/02/20 200.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
04/06/20 32.305 New Mexico Finance Auth (NMFA) Revolving Fund Rev & Ref Bonds N NM CO-MGR
04/07/20 135.445 Richmond City-Virginia Public Utility Revenue Bonds N VA LEAD
04/07/20 180.000 Richmond City-Virginia Public Utility Revenue Ref Bonds N VA LEAD
04/08/20 242.590 Allen Co-Ohio Hospital Facilities Revenue Bonds N OH LEAD
04/08/20 87.380 South Carolina Jobs Econ Dev Au Hospital Facilities Revenue Bonds N SC LEAD
04/08/20 234.855 South Carolina Jobs Econ Dev Au Hospital Facilities Revenue Bonds N SC LEAD
04/08/20 206.450 Virginia Small Business Fin Auth Health Facilities Revenue Bonds N VA LEAD
04/09/20 45.960 Marshall University Improvement & Ref Rev Bonds N WV SOLE
04/09/20 56.035 Marshall University Improvement & Refunding Bonds N WV SOLE
04/09/20 100.295 Virginia Public Building Auth Public Facilties Rev Bonds N VA LEAD
04/09/20 408.950 Virginia Public Building Auth Public Facilties Rev Ref Bonds N VA LEAD
04/13/20 338.480 Los Angeles Dept Wtr & Pwr (LADWP) Power System Revenue Bonds N CA CO-MGR
04/14/20 30.000 Arizona Board of Regents System Revenue Bonds N AZ LEAD
04/14/20 154.455 Arizona Board of Regents System Revenue Bonds N AZ LEAD
04/14/20 13.500 Inlivian Multi-Family Mtg-Backed Bonds N NC SOLE
04/14/20 346.680 Massachusetts Dev Finance Agcy Revenue Bonds N MA LEAD
04/14/20 150.659 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
04/14/20 63.675 Wake Co-North Carolina GO Refunding Bonds N NC LEAD
04/15/20 45.397 Colorado Hsg & Fin Auth (CHFA) Homeownership Class I Bonds N CO CO-MGR
04/16/20 1,439.115 California Various Purpose GO & Ref Bonds N CA CO-MGR
04/16/20 195.000 Lancaster Co (Lincoln) PSD #1 GO School Bonds C NE SOLE
2
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
04/16/20 38.955 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
04/17/20 113.280 California St Public Works Board Lease Revenue & Ref BOnds N CA LEAD
04/20/20 108.355 Harris Co (Tomball) ISD School Building Bonds N TX CO-MGR
04/21/20 190.955 Maryland Hlth & Hghr Ed Facs Au Revenue Bonds N MD CO-MGR
04/21/20 258.630 Pennsylvania Econ Dev Fin Auth Revenue Bonds N PA CO-MGR
04/22/20 83.740 Randall Co (Canyon) ISD School Building Bonds N TX CO-MGR
04/22/20 188.690 Washington MVFT GO Refunding Bonds N WA LEAD
04/22/20 222.045 Washington Various Purpose GO Ref Bonds N WA LEAD
04/23/20 24.150 Tulsa Public Facilities Auth Capital Improvements Rev Bonds C OK SOLE
04/23/20 9.600 Wyndham Hill Metro Dt # 2 Subordinate GO Limited Tax Bonds N CO SOLE
04/23/20 20.070 Wyndham Hill Metro Dt # 2 Senior GO Limited Tax Bonds N CO SOLE
04/27/20 165.780 Washoe Co SD GO Limited Tax School Imp Bonds N NV CO-MGR
04/29/20 114.020 NYS Power Authority Revenue Bonds N NY CO-MGR
04/29/20 328.990 NYS Power Authority Revenue Bonds N NY CO-MGR
04/29/20 791.620 NYS Power Authority Revenue Bonds N NY CO-MGR
04/30/20 139.150 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
04/30/20 85.580 Great Lakes Water Auth (GLWA) Wtr Supp Sys Sr & 2nd Ln Bonds N MI CO-MGR
04/30/20 377.515 Great Lakes Water Auth (GLWA) Water Supply Sys Rev Sr Ln Bonds N MI CO-MGR
05/01/20 77.840 NYS Dorm Authority Revenue Bonds N NY CO-MGR
05/05/20 61.885 Pennsylvania State University Revenue Bonds N PA CO-MGR
05/05/20 1,065.165 Pennsylvania State University Revenue Bonds N PA CO-MGR
05/06/20 108.500 Tennessee Hsg Dev Agcy (THDA) Residental Finance Program Bonds N TN CO-MGR
05/07/20 120.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC CO-MGR
05/11/20 2.234 El Paso Co (Socorro) ISD Refunding Bonds N TX CO-MGR
05/11/20 92.155 El Paso Co (Socorro) ISD Refunding Bonds N TX CO-MGR
05/12/20 7.370 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
05/12/20 34.395 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
05/13/20 42.145 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
05/13/20 274.310 So California Pub Pwr Au (SCPPA) Refunding Revenue Bonds N CA CO-MGR
05/13/20 10.000 Texas Dept of Hsg & Comm Affairs Multi-family Green Bonds N TX SOLE
05/14/20 15.225 Energy Northwest Electric Revenue & Ref Bonds N WA CO-MGR
05/14/20 341.320 Energy Northwest Electric Revenue & Ref Bonds N WA CO-MGR
05/14/20 340.000 NYC Transitional Finance Auth Future Tax Seccured Subor Bonds N NY CO-MGR
05/14/20 510.000 NYC Transitional Finance Auth Future Tax Seccured Subor Bonds N NY CO-MGR
05/14/20 447.315 Utah General Obligation Bonds N UT CO-MGR
05/14/20 230.450 Wisconsin Public Finance Auth Revenue Refunding Bonds P WI SOLE
05/15/20 25.710 Indiana Finance Authority Educational Facilities Rev Bonds N IN SOLE
05/15/20 457.160 NYS Dorm Authority Revenue Bonds N NY CO-MGR
05/20/20 3.950 Chicago Park District Limited Tax Refunding Bonds N IL CO-MGR
05/20/20 9.585 Chicago Park District Unlimited Tax Park Bonds N IL CO-MGR
05/20/20 30.225 Chicago Park District Unlimited Tax Park Bonds N IL CO-MGR
05/20/20 38.620 Chicago Park District LImimted Tax Park Bonds N IL CO-MGR
05/20/20 40.160 Chicago Park District Limited Tax Refunding Bonds N IL CO-MGR
05/20/20 850.000 Connecticut Special Tax Obligation Bonds N CT CO-MGR
05/20/20 425.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
05/27/20 27.975 Cedar Rapids City-Iowa General Obligation Bonds C IA SOLE
05/27/20 500.000 Colorado Certificates of Participation N CO CO-MGR
05/27/20 14.465 Dorchester Co-South Carolina Limited Obligation Bonds N SC SOLE
05/27/20 72.220 Prince William Co-Virginia GO Public Improvement Ref Bonds N VA LEAD
05/27/20 50.590 Salem City-Virginia GO Public Improvement & Ref Bonds C VA SOLE
05/28/20 99.370 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
05/28/20 159.460 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
05/28/20 58.400 NYS Housing Fin-Mortgage Agcy Housing Revenue Bonds P NY SOLE
05/28/20 316.000 NYS Housing Fin-Mortgage Agcy Housing Revenue Bonds P NY SOLE
05/28/20 47.905 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
05/28/20 30.000 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortagage Rev Bonds N PA SOLE
05/28/20 117.965 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortagage Rev Bonds N PA LEAD
05/28/20 42.485 Univ of North Carolina Bd of Gov General Revenue Bonds N NC SOLE
05/28/20 60.265 Virginia Public School Authority Sch Technology & Security Notes C VA SOLE
06/02/20 81.445 Wisconsin Center Dt Sr & Jr Dedicated Tax Rev Bonds N WI CO-MGR
06/03/20 78.435 Del Mar College Dt Limited Tax Bonds N TX LEAD
06/03/20 35.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
06/03/20 40.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
06/03/20 45.385 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
06/03/20 164.245 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
06/03/20 174.835 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
06/03/20 35.000 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
3
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/03/20 65.000 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
06/03/20 608.005 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
06/03/20 75.620 St Clair Co (East China) SD GO Unltd Tx Sch Bldg & Site Bonds C MI SOLE
06/03/20 545.000 Washington Metro Area Transit Au Dedicated Revenue Bonds N DC CO-MGR
06/04/20 82.555 Albuquerque City-New Mexico Gross Receipts & Lodgers Tax N NM CO-MGR
06/04/20 687.455 Great Lakes Water Auth (GLWA) Sewage Disposal Sys Sr &2nd Bonds N MI CO-MGR
06/04/20 204.255 Los Angeles Dept Wtr & Pwr (LADWP) Water System Revenue Bonds N CA LEAD
06/04/20 168.775 Miami-Dade Co-Florida GO Refunding Bonds C FL SOLE
06/04/20 100.000 Michigan St Hsg Dev Au (MSHDA) Single-Family Mortgage Rev Bonds N MI CO-MGR
06/04/20 127.045 Michigan St Hsg Dev Au (MSHDA) Single-Family Mortgage Rev Bonds N MI CO-MGR
06/04/20 33.935 Raleigh City-North Carolina Limited Obligation Bonds N NC LEAD
06/04/20 59.620 Raleigh City-North Carolina Limited Obligation Bonds N NC LEAD
06/04/20 225.365 San Luis Unit/Westlands Wtr Dt Fin Au Revenue & Subordinate Bonds N CA CO-MGR
06/05/20 10.500 South Adams Co Wtr & Sanit Dt Water & Wastewater Rev Notes P CO SOLE
06/09/20 62.645 Maryland Hlth & Hghr Ed Facs Au Revenue Bonds N MD CO-MGR
06/09/20 4.530 Muscle Shoals Solid Waste Disposal Auth Solid Waste Disposal Rev Bonds N AL LEAD
06/09/20 14.100 Muscle Shoals Solid Waste Disposal Auth Solid Waste Disposal Rev Bonds N AL LEAD
06/09/20 5.440 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 32.540 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 47.015 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 84.715 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 95.390 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 134.930 Oregon General Obligation Bonds N OR CO-MGR
06/09/20 35.000 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 65.000 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 100.000 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 138.430 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 300.000 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 350.025 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
06/09/20 6.005 Winston-Salem City-North Carolina General Obligation Bonds C NC SOLE
06/10/20 47.800 Albuquerque Bernalilio Co Wtr Util Auth Sr Lien Jt Wtr & Swr Sys Ref Bond N NM CO-MGR
06/10/20 140.913 Dallas City-Texas Wtrwrks & Swr Sys Rev Ref Bonds N TX CO-MGR
06/10/20 140.913 Dallas City-Texas Wtrwrks & Swr Sys Rev Ref Bonds N TX CO-MGR
06/10/20 181.833 Dallas City-Texas Wtrwrks & Swr Sys Rev Ref Bonds N TX CO-MGR
06/10/20 181.833 Dallas City-Texas Wtrwrks & Swr Sys Rev Ref Bonds N TX CO-MGR
06/10/20 167.800 Fort Worth City-Texas Wtr & Swr Sys Rev Ref & Imp Bonds C TX SOLE
06/10/20 21.665 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
06/10/20 60.000 Union Co-New Jersey BANs C NJ SOLE
06/11/20 178.390 Houston City-Texas Comb Util Sys 1st Lien Rev & Ref N TX LEAD
06/11/20 432.330 Houston City-Texas Comb Util Sys 1st Lien Rev & Ref N TX LEAD
06/11/20 377.635 Port of Morrow-Oregon Transmission Facilities Rev Bonds N OR CO-MGR
06/11/20 29.585 Santa Clara Co Financing Auth Lease Revenue Bonds C CA SOLE
06/11/20 56.255 Suffolk Co (Amityville) UFSD BANs C NY LEAD
06/12/20 16.575 Connecticut General Obligation Bonds N CT CO-MGR
06/12/20 41.000 Connecticut General Obligation Bonds N CT CO-MGR
06/12/20 56.020 Connecticut General Obligation Bonds N CT CO-MGR
06/12/20 83.955 Connecticut General Obligation Bonds N CT CO-MGR
06/12/20 86.095 Connecticut General Obligation Bonds N CT CO-MGR
06/12/20 116.355 Connecticut General Obligation Bonds N CT CO-MGR
06/16/20 178.715 Collin Co (Frisco) ISD Refunding Bonds N TX CO-MGR
06/16/20 400.000 Maryland Transportation Auth Transportation Facs Proj Rev Bond N MD CO-MGR
06/16/20 46.225 Oregon General Obligation Bonds N OR CO-MGR
06/17/20 4.870 Collin Co (Frisco) ISD Refunding Bonds N TX CO-MGR
06/17/20 76.790 Fort Bend Co (Lamar) CISD Unltd Tax Refunding Bonds N TX CO-MGR
06/17/20 18.595 Indiana State University Bd of Trustees Student Fee Bonds N IN LEAD
06/17/20 81.265 Indiana State University Bd of Trustees Stufent Fee Bonds N IN LEAD
06/17/20 64.595 Johnston Co Finance Corp Liminited Obligation Ref Bonds N NC CO-MGR
06/17/20 71.040 Johnston Co Finance Corp Liminited Obligation Bonds N NC CO-MGR
06/17/20 794.235 Texas Transportation Commission Highway Imp GO Refunding Bonds N TX CO-MGR
06/18/20 16.420 Bulloch Co Development Authority Revenue Bonds N GA SOLE
06/18/20 12.085 Charleston City-South Carolina Wtrwrks & Swr Sys Cap Imp Bonds N SC LEAD
06/18/20 168.695 Charleston City-South Carolina Wtrwrks & Swr Sys Ref Rev Bonds N SC LEAD
06/18/20 39.080 Geisinger Authority Health System Revenue Bonds N PA CO-MGR
06/18/20 89.540 Geisinger Authority Health System Revenue Bonds N PA CO-MGR
06/18/20 139.560 Geisinger Authority Health System Revenue Bonds N PA CO-MGR
06/18/20 480.050 Geisinger Authority Health System Revenue Bonds N PA CO-MGR
06/18/20 492.010 NYS Urban Development Corp State Personal Inc Tax Rev Bonds N NY CO-MGR
4
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/18/20 1,288.210 NYS Urban Development Corp State Personal Inc Tax Rev Bonds N NY CO-MGR
06/18/20 340.000 Riverside Co-California TRANs N CA LEAD
06/18/20 55.805 Spartanburg Regional Hlth Svcs Dt Hospital Revenue Bonds N SC SOLE
06/18/20 69.195 Spartanburg Regional Hlth Svcs Dt Hospital Revenue Bonds N SC SOLE
06/19/20 128.470 Miami University General Receipts Rev & Ref Bonds N OH CO-MGR
06/23/20 17.082 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 17.083 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 23.735 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 23.735 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 33.445 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 33.445 Houston City-Texas Airport Sys Spec Fac Rev Ref Bond N TX CO-MGR
06/23/20 90.050 Oakland Co (Pontiac) SD GO School Building & State Bonds N MI LEAD
06/23/20 8.500 Orange Co (Los Alamitos) USD General Obligation Bonds C CA SOLE
06/24/20 98.310 Alaska Municipal Bond Bank GO & Refundinig Bonds N AK CO-MGR
06/24/20 26.595 Corpus Christi City-Texas General Improvement Ref Bonds N TX CO-MGR
06/24/20 67.320 Corpus Christi City-Texas General Improvement Ref Bonds N TX CO-MGR
06/24/20 80.385 Corpus Christi City-Texas General Improvement Bonds N TX CO-MGR
06/24/20 16.410 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
06/24/20 50.935 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
06/25/20 85.000 California Municipal Fin Auth Revenue Bonds N CA SOLE
06/25/20 39.645 Campbell Co Indus Dev Auth Public Facility Lease Rev Bonds N VA LEAD
06/25/20 35.130 North Texas Municipal Water Dt Regional Wastewater Sys Rev Bonds C TX SOLE
06/30/20 1,200.000 Los Angeles Co-California TRANs N CA CO-MGR
06/30/20 1,094.915 Massachusetts School Bldg Auth Sr Dedicated Sales Tax Bonds N MA CO-MGR
06/30/20 72.500 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
06/30/20 72.500 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
07/01/20 140.885 Univ of Colorado Bd of Regents Univ Enterprise Ref Rev Bonds N CO LEAD
07/07/20 12.950 Missouri-Illinois Met Dt Bi-St Dev Agy Comb Ln Mass Transit Ref Bonds N MO LEAD
07/07/20 158.255 Missouri-Illinois Met Dt Bi-St Dev Agy Comb Ln Mass Transit Ref Bonds N MO LEAD
07/07/20 264.175 Tarrant Co College Dt General Obligation Bonds C TX SOLE
07/08/20 64.895 Bexar Co (Northside) ISD Refunding Bonds N TX CO-MGR
07/08/20 6.315 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/08/20 28.545 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/08/20 36.085 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/08/20 230.000 Houston City-Texas TRANs C TX LEAD
07/08/20 100.000 Las Vegas Valley Water Dt GO Limited Tax Water Bonds C NV SOLE
07/08/20 29.500 Oregon GO Refunding Bonds N OR CO-MGR
07/08/20 354.170 Oregon GO Refunding Bonds N OR CO-MGR
07/08/20 36.450 St Louis Co-Missouri GO Refunding Bonds C MO SOLE
07/08/20 44.770 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
07/08/20 200.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
07/09/20 26.590 Jacksonville Electric Authority (JEA) Water & Sewer Sys Sub Rev Bonds N FL CO-MGR
07/09/20 104.000 Jacksonville Electric Authority (JEA) Water & Sewer System Rev Bonds N FL CO-MGR
07/09/20 323.335 Regents of the University of California General Revenue Bonds N CA LEAD
07/09/20 400.000 Regents of the University of California General Revenue Bonds N CA LEAD
07/09/20 500.000 Regents of the University of California General Revenue Bonds N CA LEAD
07/09/20 600.000 Regents of the University of California General Revenue Bonds N CA LEAD
07/09/20 826.195 Regents of the University of California General Revenue Bonds N CA LEAD
07/09/20 88.295 Vermont Ed & Hlth Bldgs Fin Agy Revenue Bonds N VT CO-MGR
07/09/20 315.840 Wisconsin Transportation Revenue Ref Bonds N WI LEAD
07/09/20 106.540 Wisconsin Public Finance Auth Health Care Facs Rev & Ref Bonds N WI CO-MGR
07/10/20 221.670 Jacksonville Electric Authority (JEA) Electric System & Sub Rev Bonds N FL CO-MGR
07/14/20 139.173 Dallas ISD Unltd Tax School Bldg Bonds C TX SOLE
07/14/20 139.173 Dallas ISD Unltd Tax School Bldg Bonds C TX SOLE
07/14/20 600.000 Univ of Virginia Rector & Visitors General Revenue Pledge Bonds N VA CO-MGR
07/14/20 61.350 Virginia Resources Auth (VRA) Water & Sewer Sys Rev Ref Bonds N VA CO-MGR
07/14/20 36.455 Washington General Obligation Bonds C WA SOLE
07/15/20 50.250 Kansas Turnpike Authority Refunding Revenue Bonds N KS CO-MGR
07/15/20 328.450 NYS Dorm Authority Revenue Bonds N NY CO-MGR
07/15/20 17.760 Pennsylvania Hghr Ed Facs Auth Revenue Bonds N PA LEAD
07/15/20 134.735 Pennsylvania Hghr Ed Facs Auth Revenue Bonds N PA LEAD
07/16/20 212.700 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
07/16/20 339.360 Virginia College Building Auth Educational Facs Re Bonds N VA CO-MGR
07/17/20 16.000 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Note P MD SOLE
07/17/20 72.075 NYS Urban Development Corp State Personal Inc Tax Rev Bonds N NY CO-MGR
07/17/20 2,225.380 NYS Urban Development Corp State Personal Inc Tax Rev Bonds N NY CO-MGR
07/20/20 341.455 Virginia College Building Auth Revenue & Rev Ref Bonds N VA CO-MGR
5
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
07/21/20 22.500 NYS Housing Fin-Mortgage Agcy Afforable Housing Rev Bonds N NY CO-MGR
07/21/20 39.485 NYS Housing Fin-Mortgage Agcy Afforable Housing Rev Bonds N NY CO-MGR
07/21/20 46.320 NYS Housing Fin-Mortgage Agcy Afforable Housing Rev Bonds N NY CO-MGR
07/21/20 78.295 NYS Housing Fin-Mortgage Agcy Afforable Housing Rev Bonds N NY CO-MGR
07/21/20 76.695 San Antonio City-Texas Water System Jr Lien Rev Bonds N TX LEAD
07/21/20 76.695 San Antonio City-Texas Water System Jr Lien Rev Bonds N TX LEAD
07/22/20 300.000 Auburn University General Fee Revenue Bonds N AL CO-MGR
07/22/20 181.040 Harris Co (Humble) ISD School Building Bonds N TX LEAD
07/22/20 249.920 Maryland GO State & Local Facs Loan Bonds C MD SOLE
07/22/20 78.500 NYS Housing Fin-Mortgage Agcy Housing Revenue Bonds N NY LEAD
07/23/20 114.880 Dallas & Fort Worth Cities-Texas Joint Revenue Refunding Bonds N TX CO-MGR
07/23/20 114.880 Dallas & Fort Worth Cities-Texas Joint Revenue Refunding Bonds N TX CO-MGR
07/23/20 114.880 Dallas & Fort Worth Cities-Texas Joint Revenue Refunding Bonds N TX CO-MGR
07/23/20 114.880 Dallas & Fort Worth Cities-Texas Joint Revenue Refunding Bonds N TX CO-MGR
07/23/20 504.225 Mississippi GO Refunding Bonds N MS LEAD
07/23/20 1.705 Smith Co (Tyler) ISD Unlimited Tax Refunding Bonds N TX CO-MGR
07/23/20 121.420 Smith Co (Tyler) ISD Unlimited Tax Refunding Bonds N TX CO-MGR
07/28/20 410.000 Colorado Education Loan Prog TRANs C CO LEAD
07/28/20 48.520 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
07/28/20 198.305 Seattle City-Washington Muni Light & Power Imp Rev Bonds C WA SOLE
07/29/20 44.115 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
07/29/20 74.080 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
07/29/20 46.240 New Jersey Hsg & Mtg Fin Agency Single Family Housing Rev Bonds N NJ CO-MGR
07/29/20 55.370 New Jersey Hsg & Mtg Fin Agency Single Family Housing Rev Bonds N NJ CO-MGR
07/29/20 266.090 New Jersey Hsg & Mtg Fin Agency Single Family Housing Rev Bonds N NJ CO-MGR
07/30/20 600.000 Colorado General Fund TRANs C CO LEAD
08/04/20 118.460 Alabama Highway Corp Special Obligation Revenue Bonds N AL CO-MGR
08/04/20 52.800 Kaufman Co (Crandall) ISD School Building Bonds N TX LEAD
08/05/20 74.675 Alaska Housing Finance Corp General Mortgage Rev Bonds N AK CO-MGR
08/05/20 135.170 Alaska Housing Finance Corp General Mortgage Rev Bonds N AK CO-MGR
08/05/20 22.360 Long Island Power Authority Electric System Gen Rev Bonds N NY CO-MGR
08/05/20 91.615 Long Island Power Authority Electric System Gen Rev Bonds N NY CO-MGR
08/05/20 237.975 Long Island Power Authority Electric System General Rev Bonds N NY CO-MGR
08/05/20 250.000 Long Island Power Authority Electric System Gen Rev Bonds N NY CO-MGR
08/05/20 40.000 Maine State Housing Authority Mortgage Purchse Bonds N ME CO-MGR
08/05/20 47.810 Tucson City-Arizona General Obligation Bonds N AZ LEAD
08/05/20 0.007 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
08/05/20 0.007 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
08/05/20 46.500 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
08/05/20 120.995 Williamson Co (Leander) ISD School Building & Refunding Bonds N TX CO-MGR
08/06/20 43.820 Anchorage City-Alaska GO Refunding Bonds N AK CO-MGR
08/06/20 60.090 Anchorage City-Alaska General Obligation Bonds N AK CO-MGR
08/06/20 60.385 Anchorage City-Alaska GO & Refunding Bonds N AK CO-MGR
08/06/20 77.830 Anchorage City-Alaska GO Refunding Bonds N AK CO-MGR
08/11/20 3.000 Caldwell Co-Texas Comb Tax & Ltd Pledge Cert of Ob P TX SOLE
08/11/20 255.115 Los Angeles Co Metro Trans Auth Sales Tax Revenue Ref Bonds N CA LEAD
08/11/20 1,100.980 Los Angeles Co Metro Trans Auth Sales Tax Revenue Ref Bonds N CA LEAD
08/11/20 160.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
08/11/20 152.020 Minnesota GO State Trunk Highway Bonds C MN SOLE
08/11/20 180.190 Minnesota GO State Trunk Highway Ref Bonds C MN SOLE
08/12/20 257.495 Broome Co Local Dev Corp Revenue Bonds N NY CO-MGR
08/13/20 28.435 Lincoln Co-North Carolina Enterprise System Revenue Bonds N NC SOLE
08/13/20 25.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
08/13/20 72.500 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
08/13/20 167.305 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
08/13/20 6.213 Tom Green Co (San Angelo) ISD Refunding Bonds N TX CO-MGR
08/13/20 64.840 Tom Green Co (San Angelo) ISD Refunding Bonds N TX CO-MGR
08/13/20 50.100 Weymouth Town-Massachusetts GO Municipal Purpose Loan Bonds C MA SOLE
08/18/20 74.995 San Fran Bay Area Rapid Trans Dt General Obligation Bonds N CA CO-MGR
08/18/20 625.005 San Fran Bay Area Rapid Trans Dt General Obligation Bonds N CA CO-MGR
08/19/20 278.025 Denton Co ISD School Building Bonds N TX CO-MGR
08/19/20 380.000 Los Angeles Dept of Airports Senior Revenue Bonds N CA CO-MGR
08/19/20 678.500 Los Angeles Dept of Airports Senior Ref & Revenue Bonds N CA CO-MGR
08/19/20 53.924 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
08/19/20 80.886 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
08/19/20 7,200.000 Texas TRANs C TX LEAD
08/20/20 6.425 Rockwall ISD Refunding Bonds N TX CO-MGR
6
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
08/20/20 157.365 Rockwall ISD Refunding Bonds N TX CO-MGR
08/21/20 539.582 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
08/21/20 809.373 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
08/25/20 7.720 San Antonio City-Texas Comb Tax & Rev Cert of Obligation N TX CO-MGR
08/25/20 7.720 San Antonio City-Texas Comb Tax & Rev Cert of Obligation N TX CO-MGR
08/25/20 114.930 San Antonio City-Texas Gen Imp & Comb Tax Rev Cert of Ob N TX CO-MGR
08/25/20 114.930 San Antonio City-Texas Gen Imp & Comb Tax Rev Cert of Ob N TX CO-MGR
08/26/20 314.030 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
08/26/20 994.585 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
08/26/20 13.810 Lower Tule River Irrigation Dt Refunding Revenue Bonds N CA SOLE
08/27/20 9.445 Berkeley Co SD General Obligation Bonds C SC SOLE
08/27/20 367.895 Chicago Transit Authority Sales Tax Receipts Rev Bonds N IL CO-MGR
08/27/20 12.241 Delaware State Housing Authority Multi-Family Housing Rev Note P DE SOLE
08/27/20 20.190 Louisiana Regional Transit Auth Sales Tax Revenue Ref Bonds N LA LEAD
08/27/20 62.815 Louisiana Regional Transit Auth Sales Tax Revenue Ref Bonds N LA LEAD
08/27/20 1.055 Montgomery Co (New Caney) ISD Refunding Bonds N TX CO-MGR
08/27/20 61.210 Montgomery Co (New Caney) ISD Refunding Bonds N TX CO-MGR
08/27/20 440.192 New York City-New York General Obligation Bonds N NY CO-MGR
08/27/20 660.288 New York City-New York General Obligation Bonds N NY CO-MGR
08/28/20 265.000 Arkansas Development Fin Auth Industrial Development Rev Bonds N AR CO-MGR
09/01/20 96.665 Alaska Housing Finance Corp Revenue Bonds N AK CO-MGR
09/01/20 1.455 Arizona Industrial Dev Auth Lease Revenue Bonds N AZ SOLE
09/01/20 51.165 Arizona Industrial Dev Auth Lease Revenue Bonds N AZ SOLE
09/01/20 1,511.015 New York Transportation Dev Corp Special Facilities Rev Bonds N NY CO-MGR
09/01/20 300.000 Philadelphia City-Pennsylvania TRANs N PA LEAD
09/01/20 100.760 Virginia Transportation Board Federal Transportation Rev GANs N VA LEAD
09/02/20 212.500 California Various Purpose GO Bonds N CA CO-MGR
09/02/20 2,418.450 California Various Purpose GO & Ref Bonds N CA CO-MGR
09/02/20 19.245 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
09/02/20 55.000 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
09/02/20 102.935 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
09/02/20 24.095 North Charleston City-South Carolina Limited Obligation Bonds N SC SOLE
09/03/20 122.520 California Infrstr & Eco Dev Bank Refunding Revenue Bonds N CA SOLE
09/03/20 3,500.000 Florida St Board Admin Fin Corp Revenue Bonds N FL LEAD
09/03/20 2.815 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
09/03/20 64.360 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
09/03/20 212.140 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
09/09/20 56.660 Crystal Valley Metropolitan Dt #2 Ltd Tax GO Refunding & Imp Bonds N CO SOLE
09/09/20 20.770 Marshfield Town-Massachusetts GO Municipal Purpose Loan Bonds C MA SOLE
09/09/20 74.420 Maui Co-Hawaii General Obligation Bonds N HI SOLE
09/09/20 21.835 Sandwich Town-Massachusetts GO Municipal Purpose Loan Bonds C MA SOLE
09/09/20 325.895 Washington Suburban Sanitary Dt Consolidated Public Imp Bonds C MD SOLE
09/10/20 212.170 Michigan State Building Auth Revenue & Refunding Bonds N MI CO-MGR
09/10/20 556.855 Michigan State Building Auth Revenue Refunding Bonds N MI CO-MGR
09/11/20 333.445 Charlotte City-North Carolina Water & Sewer Sys Ref Ref Bonds N NC LEAD
09/15/20 49.410 Austin City-Texas Public Improvement & Ref Bonds N TX CO-MGR
09/15/20 218.725 Austin City-Texas Pub Imp & COBs & Pub Prop Bonds N TX CO-MGR
09/15/20 3.520 Potter Co (Amarillo) ISD Refunding Bonds N TX CO-MGR
09/15/20 84.870 Potter Co (Amarillo) ISD Refunding Bonds N TX CO-MGR
09/15/20 161.770 Sandy Springs Pub Facs Auth Refunding Revenue Bonds C GA SOLE
09/16/20 199.685 NYC Transitional Finance Auth Future Tax Secure Sub Bonds N NY CO-MGR
09/16/20 900.000 NYC Transitional Finance Auth Future Tax Secure Sub Bonds N NY CO-MGR
09/17/20 0.815 Allamuchy Twp-New Jersey Water Utility BANs C NJ SOLE
09/17/20 251.195 Harris Co Flood Control Dt Improvement Refunding Bonds N TX CO-MGR
09/17/20 200.000 North Carolina Housing Fin Agcy Home Ownership Rev & Ref Bonds N NC CO-MGR
09/22/20 112.065 Louisville-Jefferson Co Metro Swr Dt Swr & Drainage Sys Rev Ref Bonds C KY SOLE
09/22/20 124.835 Miami-Dade Co-Florida Cap Asset Acqui Special Ob Bonds C FL SOLE
09/22/20 28.090 Mobile Co-Alabama Limited Obligation Warrants N AL LEAD
09/22/20 628.515 Texas Water Development Board Revenue Bonds N TX CO-MGR
09/23/20 161.565 NYS Housing Fin-Mortgage Agcy Affordable Hsg Ref Rev Bonds N NY CO-MGR
09/23/20 91.515 Virginia Beach City-Virginia Storm Water Util Rev & Ref Bonds C VA SOLE
09/24/20 44.200 Albuquerque City-New Mexico Tran Infra Gross Receipts Tx Bond N NM CO-MGR
09/24/20 80.000 California Municipal Fin Auth Solid Waste Disposal Rev Bonds N CA CO-MGR
09/24/20 475.000 Miami-Dade Co SD TANs C FL LEAD
09/24/20 650.000 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
09/24/20 72.405 Tulare Co Transportation Auth Ltd Tx Sales Tax Revenue Bonds N CA CO-MGR
09/24/20 4.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
7
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
09/24/20 19.050 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
09/25/20 175.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
09/29/20 25.705 Henrico Co-Virginia Water & Sewer Sys Rev Bonds N VA CO-MGR
09/29/20 118.675 Henrico Co-Virginia Water & Sewer Sys Ref Rev Bonds N VA CO-MGR
09/30/20 52.035 Harris Co-Houston Sports Auth Senior Lien Revenue Ref Bonds N TX LEAD
09/30/20 60.130 Harris Co-Houston Sports Auth Senior & 2nd Ln Revenue Ref Bonds N TX LEAD
09/30/20 80.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
10/01/20 44.225 Colorado Certificates of Participation N CO LEAD
10/01/20 68.670 Colorado Certificates of Participation N CO LEAD
10/01/20 4.185 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
10/01/20 35.710 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
10/01/20 47.415 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
10/01/20 397.440 Florida State BOE Pub Education Cap Outlay Ref Bond C FL SOLE
10/01/20 64.035 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
10/01/20 28.640 New Bedford City-Massachusetts GO State Qual Muni Purp Ln Bonds C MA SOLE
10/05/20 86.200 Montgomery Co-Tennessee General Obligation Bonds C TN SOLE
10/06/20 614.615 Hampton Roads Trans Acc Com (HRTAC) Roads Transportation Fund Bonds N VA CO-MGR
10/06/20 11.485 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
10/06/20 250.000 Ohio Water Development Authority Wtr Poll Ctrl Ln Fund Ref Bonds N OH LEAD
10/06/20 59.375 Palm Beach Co-Florida Water & Sewer Rev Ref Bonds C FL SOLE
10/08/20 47.395 Albany-Dougherty Inner City Auth Refunding Revenue Bonds N GA LEAD
10/08/20 219.310 Arlington Co-Virginia GO Refunding Bonds N VA CO-MGR
10/08/20 47.830 Dallas Co (Garland) ISD Refunding Bonds N TX CO-MGR
10/08/20 900.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/08/20 99.570 Riverside Co-California Teeter Plan Obligation Notes N CA LEAD
10/09/20 178.070 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
10/13/20 232.830 Huntsville Health Care Auth Revenue Bonds N AL CO-MGR
10/14/20 26.650 Arlington Co Industrial Dev Auth Revenue Bonds N VA LEAD
10/14/20 30.940 Arlington Co Industrial Dev Auth Revenue Bonds N VA LEAD
10/14/20 0.365 Ellis Co (Midlothian) ISD Refunding Cap Appreciation Bonds N TX LEAD
10/14/20 1.195 Ellis Co (Midlothian) ISD Ref Capital Appreciation Bonds N TX LEAD
10/14/20 30.925 Ellis Co (Midlothian) ISD Refunding Bonds N TX LEAD
10/14/20 72.230 Ellis Co (Midlothian) ISD Refunding Bonds N TX LEAD
10/14/20 200.000 NYC Transitional Finance Auth Building Aid Revenue Bonds C NY SOLE
10/14/20 63.180 New Mexico Finance Auth (NMFA) State Transpo Ref Rev Bonds N NM CO-MGR
10/15/20 33.105 Centerra Metropolitan Dt #1 Special Rev Ref & Imp Bonds N CO SOLE
10/15/20 103.210 Fort Worth City-Texas Drainage Util Sys Rev & Imp Bonds C TX SOLE
10/15/20 14.770 Isle of Palms-South Carolina Water and Sewer System Rev Bonds C SC SOLE
10/15/20 23.075 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
10/15/20 179.165 Oklahoma Turnpike Authority Revenue Refunding Bonds N OK CO-MGR
10/15/20 187.195 Oklahoma Turnpike Authority Revenue Refunding Bonds N OK CO-MGR
10/15/20 45.824 San Francisco City/Co-California Multi-Family Housing Rev Note P CA SOLE
10/15/20 118.130 Virginia GO Refunding Bonds C VA SOLE
10/15/20 50.920 Westchester Co-New York GO Refunding Bonds C NY SOLE
10/16/20 19.920 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/16/20 40.390 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/16/20 59.375 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/19/20 7.289 Clark Co-Nevada GO Ltd Pub Facs Ref Bonds P NV SOLE
10/19/20 19.015 Santa Clara Co (Union) ESD GO Refunding Bonds N CA SOLE
10/20/20 52.000 Charles Co County Commissioners Consolidated Pub Imp Bonds C MD SOLE
10/20/20 38.460 Dallas City-Texas GO Refunding Bonds C TX SOLE
10/20/20 38.460 Dallas City-Texas GO Refunding Bonds C TX SOLE
10/20/20 194.470 Delaware Transportation Auth Grant Anticipation Bonds N DE CO-MGR
10/20/20 2.750 Nevada GO Natural Resources & Ref Bonds C NV SOLE
10/20/20 53.170 Sandy Springs Pub Facs Auth Revenue Bonds C GA SOLE
10/20/20 320.840 Virginia Public School Authority School Financing Ref Bonds C VA SOLE
10/20/20 13.665 William and Mary College General Revenue Pledge Bonds N VA CO-MGR
10/20/20 137.495 William and Mary College General Rev Pledge & Ref Bonds N VA CO-MGR
10/21/20 198.890 California Various Purpose GO Ref Bonds C CA SOLE
10/21/20 25.000 Charleston Co SD TANs C SC SOLE
10/21/20 33.105 Fossil Ridge Metro Dt #3 Limited Tax GO Ref & Imp Bonds N CO SOLE
10/22/20 206.085 Alabama Pub School & College Au Capital Imp Pool & Ref Bonds N AL LEAD
10/22/20 1,274.750 Alabama Pub School & College Au Capital Improvement & Ref Bonds N AL LEAD
10/22/20 56.365 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/22/20 76.075 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/22/20 1.168 Harris Co (Goose Creek) CISD Refunding Bonds N TX CO-MGR
10/22/20 363.230 Los Angeles Co Pub Works Fin Au Lease Revenue Bonds N CA LEAD
8
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
10/22/20 109.725 Washington State University General Revenue & Ref Bonds N WA CO-MGR
10/26/20 49.535 Santa Clara Co (Cupertino) USD GO Refunding Bonds N CA SOLE
10/26/20 14.860 Scott Co (Shakopee) ISD #720 GO School Building Ref Bonds C MN SOLE
10/27/20 29.440 Apex-North Carolina GO Refunding Bonds C NC SOLE
10/27/20 387.150 Harris Co (Cypress-Fairbanks) ISD School Building & Ref Bonds N TX CO-MGR
10/27/20 30.725 Platte Co (Park Hill) SD GO Refunding Bonds C MO SOLE
10/27/20 54.025 Westchester Co (Pelham) UFSD School District Serial Bonds C NY SOLE
10/28/20 502.615 California St Public Works Board Lease Revenue Refunding Bonds N CA LEAD
10/28/20 27.395 Charleston Public Facs Corp Installment Purchase Rev Bonds N SC LEAD
10/28/20 72.000 Clayton Co-Georgia General Obligation Bonds P GA SOLE
10/28/20 144.520 Galveston Co (Clear Creek) ISD Refunding Bonds N TX CO-MGR
10/28/20 28.770 O Fallon City-Missouri Special Obligation Bonds C MO SOLE
10/28/20 199.755 Upper Occoquan Sewerage Auth Reg Sewerage Sys Rev Ref Bonds C VA SOLE
10/28/20 74.750 Utah Transit Au (UTA) Sales Tax Revenue Ref Bonds N UT LEAD
10/28/20 1.065 Ventura Co (Oak Park) Usd GO Refunding Bonds N CA SOLE
10/28/20 7.891 Ventura Co (Oak Park) Usd GO Refunding Bonds N CA SOLE
10/28/20 38.835 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
10/29/20 252.810 Georgia Muni Electric Au (MEAG) General Resolution & Sub Bonds N GA LEAD
10/29/20 35.645 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
10/29/20 40.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
10/29/20 119.000 Milwaukee City-Wisconsin GO Refunding Promissory Notes C WI SOLE
10/29/20 700.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
10/29/20 700.000 North Carolina Limited Obligation Bonds N NC CO-MGR
10/29/20 85.330 Polk Co (Southeast Polk) CSD GO School Bonds C IA SOLE
10/29/20 5.000 Ventura Co (Conejo Valley) USD General Obligation Bonds N CA SOLE
10/29/20 44.995 Ventura Co (Conejo Valley) USD General Obligation Bonds N CA SOLE
10/30/20 93.060 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
10/30/20 151.630 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
10/30/20 444.415 Wisconsin Center Dt Sr & Jr Dedicated Tax Rev Bonds N WI CO-MGR
11/10/20 125.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
11/12/20 10.725 Hampton City-Virginia GO Public Improvement Bonds N VA CO-MGR
11/12/20 16.895 Hampton City-Virginia GO Public Improvement & Ref Bonds N VA CO-MGR
11/12/20 63.400 Hoover Industrial Dev Board Environmental Imp Rev Bonds N AL CO-MGR
11/12/20 33.300 Indiana Finance Authority Environmental Imp Rev Bonds N IN CO-MGR
11/12/20 13.700 Los Angeles City-California Multi-Family Housing Rev Note P CA SOLE
11/12/20 36.010 Mesa City-Arizona Excise Tax Revenue Obligations N AZ SOLE
11/16/20 62.720 Collin Co (Plano) ISD Refunding Bonds N TX LEAD
11/17/20 47.510 Bexar Co (San Antonio) ISD Refunding Bonds N TX LEAD
11/17/20 93.185 Hartford Co Metropolitan Dt General Obligation BANs C CT SOLE
11/18/20 77.390 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
11/18/20 51.120 Massachusetts Dev Finance Agcy Special Obligation Ref Bonds C MA SOLE
11/18/20 15.155 Minneapolis-St Paul Metro Council GO Transit Refunding Bonds C MN SOLE
11/18/20 3,672.360 New Jersey GO Emergency Bonds N NJ CO-MGR
11/18/20 44.970 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/18/20 50.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/19/20 18.885 Anchorage City-Alaska Port Revenue Bonds N AK CO-MGR
11/19/20 46.210 Anchorage City-Alaska Port Revenue Bonds N AK CO-MGR
11/19/20 38.970 Athens Housing Authority Revenue Bonds N GA LEAD
11/19/20 10.195 Univ of Oklahoma Bd of Regents General Revenue Ref Bonds N OK CO-MGR
11/19/20 60.565 Univ of Oklahoma Bd of Regents General Revenue Ref Bonds N OK CO-MGR
11/20/20 38.070 Franklin Co Industrial Dev Auth Public Fac Lease Rev Ref Bonds N VA LEAD
11/20/20 31.530 NYC Housing Dev Corp Housing Impact Bonds N NY LEAD
11/20/20 257.535 NYC Housing Dev Corp Housing Impact Bonds N NY LEAD
11/24/20 3.875 Denton Co ISD Refunding Bonds N TX CO-MGR
11/24/20 265.570 Denton Co ISD Refunding Bonds N TX CO-MGR
11/24/20 9.415 Shreveport City-Louisiana Water & Sewer Rev Ref Bonds N LA LEAD
11/24/20 18.035 Shreveport City-Louisiana Water & Sewer Rev Ref Bonds N LA LEAD
12/01/20 6.965 Colorado Reg Transportation Dt Revenue Bonds N CO LEAD
12/01/20 304.820 Colorado Reg Transportation Dt Revenue Bonds N CO LEAD
12/01/20 500.000 Illinois State Toll Highway Auth Toll Highway Sr Revenue Bonds N IL CO-MGR
12/01/20 60.000 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
12/02/20 22.035 Louisiana Gov Env Fac & CDA (LCDA) Revenue Bonds N LA SOLE
12/02/20 23.860 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
12/02/20 1,500.000 New Jersey Trans Trust Fund Au Transportation Program Bonds N NJ CO-MGR
12/03/20 91.430 Frisco City-Texas GO Refunding & Improvement Bonds C TX SOLE
12/03/20 534.425 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Reso Bonds N NY CO-MGR
12/03/20 194.570 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY LEAD
9
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
12/03/20 287.045 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/03/20 15.720 Pima Co-Arizona Certificates of Participation N AZ CO-MGR
12/03/20 50.390 Pima Co-Arizona Certificates of Participation N AZ CO-MGR
12/03/20 170.800 Will Co-Illinois GO Alt Rev Source Ref Bonds N IL SOLE
12/08/20 242.570 Los Angeles Dept Wtr & Pwr (LADWP) Water Sytem Revenue Bonds N CA CO-MGR
12/08/20 37.040 Ohio Higher Ed Fac Commission Revenue Bonds N OH LEAD
12/09/20 484.160 Georgia State Road & Tollway Auth Fed Hway GANs & Reimburse Bonds N GA CO-MGR
12/09/20 2.800 Massachusetts Housing Fin Agcy Single Family Mortgage Rev Bonds N MA CO-MGR
12/09/20 102.365 Massachusetts Housing Fin Agcy Single Family Mortgage Rev Bonds N MA CO-MGR
12/09/20 202.315 Port of Morrow-Oregon Transmission Facs Rev Bonds N OR LEAD
12/09/20 279.315 University of Connecticut GO & Refunding Bonds N CT CO-MGR
12/10/20 27.240 Tucson City-Arizona Ref Certificates of Participation N AZ SOLE
12/11/20 19.800 Florida Gulf Coast Univ Fin Corp Capital Improvement Ref Rev Bonds N FL SOLE
12/11/20 137.605 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/11/20 315.345 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/15/20 109.310 Collin Co (Frisco) ISD Refunding Bonds N TX CO-MGR
12/15/20 182.170 Collin Co (Frisco) ISD School Building & Refunding Bonds N TX CO-MGR
12/15/20 319.025 Empire State Development Corp Revenue Bonds C NY SOLE
12/15/20 338.605 Empire State Development Corp Revenue Bonds C NY SOLE
12/15/20 37.550 New Hampshire GO Refunding Bonds C NH SOLE
12/16/20 310.195 NYC Health & Hosp Corp Health System Bonds N NY CO-MGR
12/16/20 73.260 NYC Trust for Cultural Resources Refunding Revenue Bonds N NY CO-MGR
12/16/20 6.750 Three Springs Metro Dt #1 Sub Ltd Tx GO Refunding Bonds N CO SOLE
12/17/20 20.805 Denton Co (Little Elm) ISD Refunding Bonds N TX LEAD
12/17/20 1,500.000 New York City-New York General Obligation Bonds N NY CO-MGR
12/17/20 14.500 South Carolina St Hsg Fin & Dev Au Multi-Family Rental Hsg Rev Bonds N SC SOLE
01/06/21 1.475 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/06/21 28.915 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/06/21 51.525 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/06/21 54.275 Louisiana Transportation Auth Refunding Bonds N LA LEAD
01/07/21 89.580 Multnomah Co-Oregon Full Faith & Credit Ref Oblig C OR SOLE
01/12/21 79.000 Salt Lake Co (Canyons) SD BOE General Obligation Bonds C UT SOLE
01/12/21 52.345 San Diego Co (Escondido) USD GO Refunding Bonds N CA SOLE
01/13/21 46.665 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS SOLE
01/14/21 250.000 Long Island Power Authority Electric System Gen Rev Notes N NY CO-MGR
01/14/21 34.995 Virginia Polytechnic Ins & State Univ General Rev Pledge Ref Bonds N VA CO-MGR
01/15/21 35.780 Greensboro City-North Carolina Limited Obligation Bonds N NC LEAD
01/20/21 117.285 Harris Co (Channelview) ISD Unlimited Tax Schhool Bldg Bonds C TX SOLE
01/21/21 99.250 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD LEAD
01/21/21 995.235 New Jersey Turnpike Authority Turnpike Revenue Bonds N NJ CO-MGR
01/21/21 7.920 Scottsdale Muni Property Corp Excise Tax Rev Ref Bonds N AZ LEAD
01/21/21 135.185 Scottsdale Muni Property Corp Excise Tax Rev Ref Bonds N AZ LEAD
01/26/21 50.000 Los Angeles Dept Wtr & Pwr (LADWP) Power System Demand Rev Bonds N CA SOLE
01/26/21 135.010 Ohio Turnpike & Infrastructure Comm Turnpike Revenue Bonds N OH CO-MGR
01/26/21 4.365 Oregon Revenue Bonds N OR CO-MGR
01/26/21 26.260 Oregon Revenue & Refunding Bonds N OR CO-MGR
01/26/21 76.470 Scott Co (Shakopee) ISD #720 GO School Building Ref Bonds N MN SOLE
01/28/21 52.985 Amarillo City-Texas General Obligation Bonds C TX SOLE
01/28/21 557.505 Chicago City BOE GO & Ref Dedicated Rev Bonds N IL CO-MGR
01/28/21 37.135 Port Freeport-Texas General Obligation Bonds C TX SOLE
02/02/21 95.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
02/02/21 197.725 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
02/03/21 205.435 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
02/04/21 900.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY LEAD
02/04/21 178.195 New Orleans City-Louisiana Sewerage Svc Rev Ref Bonds N LA CO-MGR
02/04/21 194.300 New Orleans City-Louisiana Water Revenue Refunding Bonds N LA CO-MGR
02/09/21 147.330 Austin City-Texas Rental Car Spec Fac Rev Ref Bonds N TX LEAD
02/09/21 68.659 Metropolitan Transportation Authority Transportation Rev Green Bonds C NY SOLE
02/09/21 160.206 Metropolitan Transportation Authority Transportation Rev Green Bonds C NY SOLE
02/09/21 713.365 Tennessee State School Bond Au Higher Ed Facs 2nd Program Bonds N TN CO-MGR
02/10/21 118.885 Florida Dept of Transportation Federal Hway Reimburse Rev Bonds C FL LEAD
02/11/21 70.370 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
02/16/21 17.525 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
02/16/21 175.515 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
02/17/21 135.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
02/17/21 169.985 Pulaski Co (No Little Rock) SD #1 Refunding Bonds C AR SOLE
02/17/21 658.055 Tucson City-Arizona Certificates of Participation N AZ CO-MGR
10
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
02/18/21 50.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
02/18/21 81.590 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
02/19/21 114.975 Colorado St Univ Sys Bd of Gov System Enterprise Rev Ref Bond P CO SOLE
02/19/21 35.800 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
02/19/21 122.125 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
02/23/21 225.000 Mecklenburg Co-North Carolina GO School Bonds C NC SOLE
02/23/21 290.230 Regents of the University of California General Revenue Bonds N CA CO-MGR
02/23/21 1,089.330 Regents of the University of California General Revenue Bonds N CA CO-MGR
02/24/21 107.490 Galveston Co (Clear Creek) ISD School Building Bonds N TX CO-MGR
02/24/21 50.000 Maryland GO State & Local Facs Loan Bonds C MD SOLE
02/24/21 9.190 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
02/24/21 94.940 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
02/24/21 212.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
02/24/21 75.000 NYC Municipal Water Fin Auth Wtr & Swr 2nd Gen Reso Rev Bonds N NY CO-MGR
02/24/21 75.000 NYC Municipal Water Fin Auth Wtr & Swr 2nd Gen Reso Rev Bonds N NY CO-MGR
02/24/21 403.260 NYC Municipal Water Fin Auth Wtr & Swr 2nd Gen Reso Rev Bonds N NY CO-MGR
02/24/21 127.605 Nebraska Public Power Dt General Revenue Bonds N NE CO-MGR
02/24/21 269.810 Sacramento Co Sanit Dt Fin Au Refunding Revenue Bonds N CA CO-MGR
02/25/21 392.945 Regents of the University of California Revenue Bonds N CA CO-MGR
02/25/21 739.045 Regents of the University of California Revenue Bonds N CA CO-MGR
02/25/21 44.245 Unified Gov of Wyandotte Co/Kansas City GO Improvement Bonds C KS SOLE
02/25/21 95.250 Univ of North Carolina Bd of Gov General Revenue Bonds N NC CO-MGR
03/02/21 411.710 Regents of the University of California Limited Project Revenue Bonds N CA CO-MGR
03/03/21 46.420 Emery Co SD General Obligation Bonds C UT SOLE
03/04/21 88.810 Indiana Finance Authority Environmental Improvement Bonds N IN CO-MGR
03/04/21 119.735 Mississippi General Obligation Bonds N MS LEAD
03/04/21 361.385 New York City-New York General Obligation Bonds N NY CO-MGR
03/04/21 900.000 New York City-New York General Obligation Bonds N NY CO-MGR
03/09/21 148.490 Wisconsin Transportation Revenue Bonds N WI CO-MGR
03/10/21 116.150 San Diego Co Reg Trans Comm Ltd Tx Sub Sales Tax Rev Bonds N CA CO-MGR
03/10/21 149.840 San Diego Co Reg Trans Comm Ltd Tx Sales Tax Rev Bonds N CA LEAD
03/11/21 125.000 California GO Various Purpose Bonds N CA CO-MGR
03/11/21 1,717.060 California GO Various Purpose & Ref Bonds N CA CO-MGR
03/11/21 58.040 Hillsborough Co-Florida Wstwtr Impact Fee Special Assess N FL CO-MGR
03/11/21 574.795 NYC Municipal Water Fin Auth Municipal Wtr Finance Auth N NY CO-MGR
03/12/21 14.055 Pitt Co-North Carolina Limited Obligation Bonds N NC SOLE
03/12/21 16.885 Pitt Co-North Carolina Limited Obligation Bonds N NC SOLE
03/16/21 90.420 Alaska Housing Finance Corp State Capital Project Bonds N AK LEAD
03/16/21 49.170 Montgomery Co (New Caney) ISD Unltd Tax School Building Bonds N TX CO-MGR
03/16/21 20.910 Oregon General Obligation Bonds N OR CO-MGR
03/16/21 152.520 Oregon General Obligation Bonds N OR CO-MGR
03/16/21 436.725 Oregon General Obligation Bonds N OR CO-MGR
03/16/21 11.500 San Francisco City/Co-California General Obligation Bonds C CA SOLE
03/17/21 145.880 Florida Dept of Transportation Refunding Bonds C FL SOLE
03/17/21 143.250 Orlando Utilities Commission (OUC) Utility Sytem Revenue Bonds N FL LEAD
03/17/21 150.860 Orlando Utilities Commission (OUC) Utility Sytem Revenue Bonds N FL CO-MGR
03/17/21 15.000 Texas Dept of Hsg & Comm Affairs Sustainble Multifamily Bonds N TX SOLE
03/18/21 186.720 Wake Co-North Carolina GO Public Improvement Bonds N NC LEAD
03/19/21 291.640 NYS Dorm Authority St Personal Income Tax Rev Bonds N NY CO-MGR
03/19/21 1,871.420 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY CO-MGR
03/19/21 34.015 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
03/19/21 96.780 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
03/19/21 17.865 North Carolina Housing Fin Agcy Home Ownership Rev Ref Bonds N NC CO-MGR
03/19/21 150.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
03/23/21 695.475 California St Public Works Board Lease Revenue Ref Bonds N CA LEAD
03/23/21 244.185 Ctl Texas Reg Mobility Au (CTRMA) Sub Lien Revenue BANs N TX CO-MGR
03/23/21 255.075 Ctl Texas Reg Mobility Au (CTRMA) Senior Lien Revenue Bonds N TX CO-MGR
03/23/21 48.025 Georgetown City-Texas Comb Tx Surplus Pub Contract Ob P TX SOLE
03/23/21 149.990 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
03/24/21 67.400 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
03/24/21 94.405 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
03/24/21 121.450 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
03/24/21 52.995 California Educational Facs Auth Revenue Bonds N CA SOLE
03/24/21 746.005 Maryland Transportation Auth Transportation Facs Proj Rev Bond N MD CO-MGR
03/24/21 1,001.070 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
03/24/21 294.020 San Jose City-California Airport Revenue Ref Bonds N CA CO-MGR
03/25/21 47.430 Allegheny Co Hospital Dev Auth Revenue Bonds N PA CO-MGR
11
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
03/25/21 39.145 Calleguas Municipal Water Dt Water Revenue Ref Bonds N CA SOLE
03/25/21 11.095 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/25/21 26.705 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/25/21 35.245 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/25/21 45.000 Orange Co (Irvine) USD General Obligation Bonds C CA SOLE
03/25/21 221.860 Pennsylvania Econ Dev Fin Auth Revenue Bonds N PA CO-MGR
03/25/21 146.490 San Diego Co Water Auth Sub Ln Water Rev Ref Bonds N CA CO-MGR
03/31/21 58.865 Government of Guam Hotel Occupancy Tx Rev Ref Bonds N GU CO-MGR
03/31/21 330.700 San Antonio City-Texas Electric & Gas Sys Jr Ln Ref Bond N TX CO-MGR
03/31/21 181.265 University of Pittsburgh Pitt Asset Notes N PA CO-MGR
04/01/21 18.785 Troy Industrial Dev Board Industrial Development Bonds N AL SOLE
04/06/21 29.740 Lawrence City-Kansas GO Improvement Bonds C KS SOLE
04/06/21 75.000 Missouri Joint Municipal Electric Utility Comm Credit Agreement P MO SOLE
04/06/21 2.350 Purdue Univ Board of Trustees Certificates of Participation N IN LEAD
04/06/21 29.935 Purdue Univ Board of Trustees Certificates of Participation N IN LEAD
04/07/21 300.400 California Educational Facs Auth Revenue Bonds N CA CO-MGR
04/07/21 21.260 Caroline County Government Water & Sewer System Rev Bonds C VA SOLE
04/07/21 37.870 Florence Co Public Facilities Corp Installment Purchase Rev Ref Bond N SC SOLE
04/07/21 129.070 San Francisco City & Co Airport Comm Revenue Refunding Bonds N CA CO-MGR
04/07/21 195.225 San Francisco City & Co Airport Comm Revenue Refunding Bonds N CA CO-MGR
04/07/21 222.810 San Francisco City & Co Airport Comm Revenue Refunding Bonds N CA CO-MGR
04/07/21 381.865 Univ of Texas Sys Bd of Regents Revenue Financing System Bonds N TX LEAD
04/08/21 240.985 California Various Purpose GO & Ref Bonds C CA SOLE
04/08/21 29.755 Clayton Co Development Authority Revenue Bonds N GA SOLE
04/08/21 50.195 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
04/08/21 56.265 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
04/08/21 544.770 Massachusetts Bay Transport Auth Subordinated Sales Tax Bonds N MA CO-MGR
04/08/21 101.620 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
04/13/21 14.190 Oregon Dept of Admin Services Revenue Refunding Bonds N OR CO-MGR
04/13/21 109.915 Oregon Dept of Admin Services Revenue Refunding Bonds N OR CO-MGR
04/13/21 69.235 Palm Beach Co-Florida Public Improvement Rev Ref Bonds C FL SOLE
04/13/21 827.580 Pennsylvania Econ Dev Fin Auth Revenue Bonds N PA CO-MGR
04/13/21 10.050 Wilmington City-North Carolina GO Refunding Bonds C NC SOLE
04/14/21 40.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
04/14/21 74.000 Texas Dept of Hsg & Comm Affairs Multi-Family Housing Rev Bonds N TX SOLE
04/20/21 7.060 American Municipal Power Inc Revenue Bonds N OH CO-MGR
04/20/21 91.185 American Municipal Power Inc Revenue Bonds N OH CO-MGR
04/20/21 1,076.210 California Var Purp GO Refunding Bonds N CA CO-MGR
04/20/21 77.790 Virginia Public School Authority School Financing Bonds C VA SOLE
04/21/21 3.790 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/21/21 27.210 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/21/21 54.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/21/21 17.290 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
04/21/21 47.455 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
04/21/21 132.825 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
04/21/21 87.940 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/21/21 124.395 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/21/21 150.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY LEAD
04/21/21 101.940 Orange Co School Board Certificates of Participation N FL CO-MGR
04/21/21 300.000 Pima Co-Arizona Pledged Revenue Obligations N AZ CO-MGR
04/23/21 144.190 Connecticut Special Tax Oblig Ref Bonds N CT CO-MGR
04/23/21 886.695 Connecticut Special Tax Oblig & Ref Bonds N CT CO-MGR
04/28/21 1.295 Charleston Co SD General Obligation BANs C SC SOLE
04/28/21 304.500 New Jersey Trans Trust Fund Au Transportation System Bonds N NJ CO-MGR
04/28/21 580.420 New Jersey Trans Trust Fund Au Transportation System Bonds N NJ CO-MGR
04/28/21 589.250 New Jersey Trans Trust Fund Au Transportation Program Bonds N NJ CO-MGR
04/28/21 99.035 Northern Illinois Univ Brd of Rgt Auxiliary Facs System Rev Bonds N IL CO-MGR
05/05/21 86.065 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
05/05/21 156.870 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
05/05/21 75.930 Miami University General Receipts Rev & Ref Bonds N OH CO-MGR
05/05/21 66.890 Milledgeville-Baldwin Co Dev Auth Revenue Bonds N GA SOLE
05/05/21 31.520 Tulsa Co (Jenks) ISD #5 Combined Purpose Bonds C OK SOLE
05/06/21 80.545 Los Angeles Co (Norwalk-La Mirada) USD General Obligation Bonds N CA SOLE
05/07/21 71.230 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
05/10/21 29.380 Galveston ISD Refunding Bonds N TX CO-MGR
05/11/21 101.125 Energy Northwest Electric Revenue & Ref Bonds N WA LEAD
05/11/21 610.600 Energy Northwest Electric Revenue & Ref Bonds N WA LEAD
12
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
05/11/21 17.695 Indiana Finance Authority Educ Fac Ref Revenue Bonds N IN SOLE
05/11/21 6.785 Orange Co (Huntington Beach) UHSD Ref Certificates of Participation N CA SOLE
05/12/21 22.105 North Charleston Pub Fac Corp Installment Purchase Rev Bonds N SC SOLE
05/12/21 39.755 North Charleston Pub Fac Corp Installment Purchase Ref Bonds N SC SOLE
05/12/21 10.605 Plano City-Texas Waterworks & Swr Sys Rev Bonds C TX SOLE
05/12/21 71.630 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
05/13/21 35.820 Bulloch Co Development Authority Revenue Bonds N GA SOLE
05/13/21 216.200 Fairfax Co-Virginia Sewer Revenue & Ref Bonds N VA CO-MGR
05/13/21 120.000 North Dakota Hsg Fin Agcy Housing Financne Program Bonds N ND CO-MGR
05/13/21 103.930 Orange Co (Huntington Beach) UHSD GO Refunding Bonds N CA SOLE
05/18/21 39.450 University of Louisville General Receipts Bonds C KY SOLE
05/19/21 500.000 Colorado Certificates of Participation N CO CO-MGR
05/19/21 13.700 Glendale City-Arizona General Obligation Bonds N AZ CO-MGR
05/19/21 155.240 Louisiana Grant Anticipation Rev Bonds N LA LEAD
05/19/21 41.070 Plymouth Town-Massachusetts GO Municipal Purpose Loan Bonds C MA SOLE
05/19/21 82.340 University of Cincinnati General Receipts & Ref Bonds N OH LEAD
05/19/21 25.670 West Virginia University Bd of Gov Improvement Revenue Bonds N WV CO-MGR
05/19/21 45.005 West Virginia University Bd of Gov Improvement Revenue Bonds N WV CO-MGR
05/20/21 38.895 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
05/20/21 136.675 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
05/20/21 32.920 Wisconsin Public Finance Auth Revenue & Refunding Bonds N WI LEAD
05/20/21 34.080 Wisconsin Public Finance Auth Revenue Bonds N WI LEAD
05/21/21 300.000 Charlotte-Mecklenburg Hosp Auth Health Care Revenue Bonds N NC CO-MGR
05/21/21 300.000 Charlotte-Mecklenburg Hosp Auth Health Care Revenue Bonds N NC CO-MGR
05/21/21 50.100 Univ of North Carolina Bd of Gov General Revenue Refunding Bonds N NC SOLE
05/25/21 16.300 California Housing Finance Agcy Multi-Family Mtg-Backed Rev Bonds N CA SOLE
05/25/21 3.630 Collin Co (Frisco) ISD Refunding Bonds N TX LEAD
05/25/21 36.550 Collin Co (Frisco) ISD Refunding Bonds N TX LEAD
05/25/21 105.175 Florida Development Fin Corp Solid Waste Disposal Rev Bonds N FL CO-MGR
05/25/21 22.720 Glendale City-Arizona Water & Sewer Revenue Bonds N AZ LEAD
05/25/21 17.355 Indiana Finance Authority Educational Facs Ref Rev Bonds N IN SOLE
05/25/21 6.210 Wake Forest Town-North Carolina GO Public Improvement Bonds C NC SOLE
05/25/21 22.790 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
05/25/21 108.960 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
05/25/21 160.070 Williamson Co (Leander) ISD Refunding Bonds N TX CO-MGR
05/26/21 26.705 Baseline Metro Dt #1 Sub & Special Revenue Bonds N CO SOLE
05/26/21 137.205 Hawaii Highway Revenue Bonds N HI LEAD
05/26/21 11.755 Louisiana Gov Env Fac & CDA (LCDA) Revenue Bonds N LA SOLE
05/26/21 16.145 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
05/27/21 39.245 Will Co-Illinois GO Alt Revenue Source Bonds N IL SOLE
06/01/21 13.000 Truckee Meadows Water Auth Sub Water Rev Ref Bonds P NV SOLE
06/02/21 12.675 Contra Costa Transportation Auth Sales Tax Rev Ltd Tx Ref Bonds N CA LEAD
06/02/21 97.240 Contra Costa Transportation Auth Sales Tax Rev Ltd Tx Ref Bonds N CA LEAD
06/02/21 12.240 Salt Lake & Sandy Metro Water Dt Water Revenue Refunding Bonds N UT SOLE
06/02/21 43.340 Salt Lake & Sandy Metro Water Dt Water Revenue Refunding Bonds N UT SOLE
06/03/21 19.160 Iowa State Board of Regents Dormitory Revenue Bonds C IA SOLE
06/03/21 19.685 Orlando Utilities Commission (OUC) Utility System Revenue Ref Bonds N FL CO-MGR
06/03/21 124.470 Rhode Island Hlth & Ed Bldg Corp Pub Sch Rev Bond Fin Prog Bonds N RI CO-MGR
06/03/21 82.220 Seattle City-Washington Water System Imp & Ref Rev Bonds C WA SOLE
06/04/21 73.420 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
06/04/21 247.670 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
06/04/21 9.338 Oakland Park City-Florida Promissory Note Refunding Bonds P FL SOLE
06/07/21 125.000 Wake Forest University Revenue Bonds P NC SOLE
06/08/21 126.010 Charlotte-Mecklenburg Hosp Auth Health Care Refunding Rev Bonds N NC CO-MGR
06/08/21 39.340 Garland City-Texas GO Refunding Bonds C TX SOLE
06/08/21 407.775 Georgia General Obligation Bonds C GA SOLE
06/09/21 13.605 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
06/09/21 97.095 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
06/09/21 31.305 New Mexico Finance Auth (NMFA) Sub Ln Pub Proj Revolv Fund Bond N NM CO-MGR
06/09/21 50.785 Sarpy Co-Nebraska Hway Alloc Fund Pledge Bonds C NE SOLE
06/09/21 23.360 Savannah Economic Dev Auth Revenue Refunding Bonds N GA SOLE
06/09/21 333.630 West Virginia Parkways Auth Sr Ln Turnpike Toll Rev Bonds N WV LEAD
06/10/21 138.755 Anaheim Public Financing Auth Lease Revenue Bonds N CA CO-MGR
06/10/21 30.604 Atlantic Co (Buena) RSD School Bonds C NJ SOLE
06/10/21 38.885 Douglas-Arizona Pledged Revenue Obligations N AZ CO-MGR
06/10/21 50.515 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
06/10/21 162.200 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
13
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/10/21 187.285 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
06/10/21 289.355 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
06/10/21 163.772 Memphis-Shelby IDB Eco Dev Grow Engine Local Gov Public Imp Bonds N TN CO-MGR
06/10/21 5.650 Montgomery Co Hsg Opportunities Comm Single Family Mortgage Rev Bonds N MD CO-MGR
06/10/21 22.750 Montgomery Co Hsg Opportunities Comm Single Family Mortgage Rev Bonds N MD CO-MGR
06/10/21 40.015 Upper Trinity Regional Water Dt Reg Treated Wtr Supp Sys Ref Bond N TX CO-MGR
06/15/21 122.480 Charleston City-South Carolina Wtrwrks & Swr Sys Ref Rev Bonds N SC LEAD
06/15/21 309.275 Idaho Energy Resources Auth Transmission Facs Rev Bonds N ID CO-MGR
06/15/21 52.285 Manassas City-Virginia GO Public Improvement & Ref Bonds C VA SOLE
06/15/21 37.230 Wisconsin Public Finance Auth Health Care Facs Rev Bonds N WI LEAD
06/16/21 241.895 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/16/21 258.310 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/16/21 32.165 NYS Dorm Authority State Personal Income Tax Bonds N NY CO-MGR
06/16/21 1,825.620 NYS Dorm Authority State Personal Income Tax Bonds N NY CO-MGR
06/16/21 284.745 NYS Environmental Facs Corp St Clean & Drinking Wtr Fund Bond N NY CO-MGR
06/16/21 80.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
06/17/21 225.000 Dallas-Fort Worth Intl Airport Subordinate Lien Rev Bonds P TX SOLE
06/17/21 6.430 Franklin City-Virginia General Obligation Bonds C VA SOLE
06/17/21 39.363 San Jose City-California Multi-Family Housing Rev Note P CA SOLE
06/18/21 125.963 Oklahoma Muni Power Auth (OMPA) Power Supply System Rev Ref Bonds N OK CO-MGR
06/18/21 172.015 Oklahoma Muni Power Auth (OMPA) Power Supply System Rev Ref Bonds N OK CO-MGR
06/22/21 32.050 Santa Clara Co (Evergreen) SD General Obligation Bonds N CA SOLE
06/23/21 60.000 Collin Co (Melissa) ISD School Building Bonds N TX CO-MGR
06/23/21 10.530 Michigan St Hsg Dev Au (MSHDA) Multi-Family Housing Rev Bonds N MI SOLE
06/23/21 5.655 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 5.960 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 32.965 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 34.805 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 48.460 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 81.795 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/23/21 167.755 Tennessee General Obligation Bonds N TN CO-MGR
06/23/21 490.910 Tennessee GO Refunding Bonds N TN CO-MGR
06/24/21 10.000 Lexington Ind Dev Auth Educational Facs Rev Ref Bonds N VA SOLE
06/24/21 15.810 Lexington Ind Dev Auth Educational Facs Rev Ref Bonds N VA SOLE
06/24/21 686.340 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/24/21 94.655 Northern Tobacco Sec Corp Tobacco Settle Assect-Backe Bonds N AK CO-MGR
06/24/21 187.825 Northern Tobacco Sec Corp Tobacco Settle Assect-Backe Bonds N AK CO-MGR
06/29/21 192.510 Texas Municipal Power Agency Transmission Sys Rev Ref Bonds N TX CO-MGR
07/01/21 50.000 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
07/01/21 400.000 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
07/01/21 45.865 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
07/01/21 67.090 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
07/01/21 149.765 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
07/01/21 241.845 Philadelphia Auth for Indus Dev Hospital Revenue Bonds P PA SOLE
07/02/21 62.500 San Francisco City/Co-California Multifamily Housing Revenue Note P CA SOLE
07/08/21 124.235 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
07/08/21 1,664.085 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
07/13/21 370.000 Colorado Education Loan Prog TRANs C CO LEAD
07/13/21 82.525 Fairfax Co Water Authority Water Revenue Bonds C VA SOLE
07/13/21 11.395 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
07/14/21 121.815 Jacksonville Electric Authority (JEA) Wtr & Swr System Revenue Bonds N FL LEAD
07/14/21 300.000 Univ of Virginia Rector & Visitors General Rev Pledge & Ref Bonds N VA CO-MGR
07/15/21 44.560 Jacksonville Electric Authority (JEA) Electric System & Sub Rev Bonds N FL CO-MGR
07/15/21 40.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
07/15/21 582.820 NYC Transitional Finance Auth Building Aid Revenue Bonds N NY CO-MGR
07/16/21 4.290 Lakeland City-Florida Capital Improvement Rev Bonds N FL SOLE
07/16/21 15.005 Lakeland City-Florida Capital Imp Rev & Ref Bonds N FL SOLE
07/16/21 26.195 Lakeland City-Florida Capital Imp Rev & Ref Bonds N FL SOLE
07/20/21 39.475 Gainesville City-Florida Utilities Systems Revenue Bonds N FL CO-MGR
07/20/21 56.285 Gainesville City-Florida Utilities Systems Revenue Bonds N FL CO-MGR
07/20/21 54.030 NYS Thruway Authority Revenue Bonds C NY SOLE
07/21/21 32.805 Chapel Hill Town-North Carolina Limited Obligation Bonds N NC CO-MGR
07/21/21 2.770 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
07/21/21 36.230 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
07/21/21 65.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
07/21/21 170.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
07/21/21 280.750 Travis Co (Austin) ISD School Building & Refunding Bonds N TX CO-MGR
14
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
07/21/21 19.175 Virginia Resources Auth (VRA) State Moral Oblig Rev Bonds C VA SOLE
07/22/21 140.000 Florida Housing Finance Corp Homeowner Mtg Revnue Bonds N FL CO-MGR
07/22/21 7.010 Huntsville City-Alabama Water Revenue Warrants N AL CO-MGR
07/22/21 71.010 Huntsville City-Alabama Water Revenue Warrants N AL CO-MGR
07/23/21 13.680 Monroe City-North Carolina Limited Obligation Bonds N NC SOLE
07/26/21 29.885 Port Freeport-Texas Senior Lien Revenue Bonds N TX CO-MGR
07/27/21 234.600 New Mexico Finance Auth (NMFA) State Transportation Rev Bonds N NM LEAD
07/28/21 112.345 Iowa State Board of Regents Hospital & Revenue Ref Bonds C IA SOLE
07/28/21 76.055 Loudoun Co Sanitation Auth Water & Sewer Sys Rev & Ref Bonds C VA SOLE
07/28/21 8.545 Panoche Financing Auth Revenue Bonds N CA SOLE
07/28/21 8.610 Panoche Financing Auth Revenue Bonds N CA SOLE
07/29/21 128.230 Collin Co (McKinney) ISD Unlimited Tax Bldg & Ref Bonds N TX CO-MGR
07/29/21 15.380 Walnut Valley Water Dt Water Revenue Refunding Bonds N CA SOLE
07/29/21 282.555 Washington Various Purpose GO Bonds C WA SOLE
07/30/21 111.025 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
08/04/21 84.740 Maui Co-Hawaii General Obligation Bonds N HI SOLE
08/04/21 50.000 Montgomery Co Hsg Opportunities Comm Limited Obligation Bonds N MD CO-MGR
08/04/21 10.120 Patriots Energy Group Gas System Imp Revenue Bonds N SC SOLE
08/04/21 51.400 Patriots Energy Group Gas System Imp & Ref Rev Bonds N SC SOLE
08/04/21 166.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
08/04/21 80.990 Virginia Transportation Board Senior Lien Revenue Bonds N VA LEAD
08/05/21 932.050 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
08/10/21 53.185 Garland City-Texas Electric Util Sys Rev Ref Bonds N TX CO-MGR
08/10/21 153.105 Garland City-Texas Electric Util Sys Rev Ref Bonds N TX CO-MGR
08/10/21 42.000 Lexington Co SD #3 GO BANs C SC SOLE
08/10/21 325.000 Massachusetts Bay Transport Auth Subordinated Sales Tax BANs C MA LEAD
08/10/21 151.168 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
08/11/21 50.070 Johnston Co-North Carolina Water & Sewer System Rev Bonds N NC LEAD
08/11/21 75.000 Maryland GO State & Loc Facs Loan Bonds C MD SOLE
08/11/21 22.695 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
08/11/21 155.500 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
08/17/21 69.410 Jefferson Co (Nederland) ISD School Building Bonds N TX LEAD
08/17/21 504.535 Kansas Development Fin Auth Revenue Bonds N KS CO-MGR
08/17/21 5.995 Rowland Water Dt Water Revenue Refunding Bonds N CA SOLE
08/17/21 30.175 Rowland Water Dt Water Revenue Refunding Bonds N CA SOLE
08/18/21 89.125 Des Moines City-Iowa General Obligation Bonds C IA SOLE
08/18/21 43.610 New Mexico Finance Auth (NMFA) Revolving Fund Revenue Bonds N NM CO-MGR
08/18/21 99.000 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
08/19/21 316.390 Miami-Dade Co-Florida Seaport & Sub Rev Refunding Bonds N FL LEAD
08/19/21 384.670 Miami-Dade Co-Florida Seaport Sub & Rev Refunding Bonds N FL LEAD
08/19/21 541.770 Miami-Dade Co-Florida Seaport & Sub Rev Refunding Bonds N FL LEAD
08/19/21 15.000 Mississippi Development Bank Special Obligation Bonds N MS SOLE
08/19/21 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
08/19/21 294.750 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
08/24/21 10.020 Berkeley Co SD General Obligation Bonds C SC SOLE
08/24/21 131.500 Broomfield City and Co-Colorado Water Revenue Bonds N CO SOLE
08/24/21 335.115 Montgomery Co-Maryland GO Cons Pub Imp Proj & Ref Bonds C MD SOLE
08/24/21 115.335 North Fort Bend Wtr Auth Water System & Rev Ref Bonds N TX CO-MGR
08/24/21 18.360 Salt Lake Co Muni Bldg Auth Lease Revenue Bonds N UT SOLE
08/24/21 99.990 Tennessee Hsg Dev Agcy (THDA) Residental Fin Program Bonds N TN CO-MGR
08/25/21 25.700 Gloucester City-Massachusetts GO Municipal Purpose Loan Bonds C MA SOLE
08/25/21 70.175 Houston City-Texas Airport Sys Special Fac Rev Bonds N TX CO-MGR
08/25/21 219.320 Houston City-Texas Airport Sys Special Fac Rev Bonds N TX CO-MGR
08/25/21 108.950 King Co (Federal Way) SD #210 GO Unlimited Tax Bonds C WA SOLE
08/25/21 252.595 North Carolina Grant Anticip Rev Vehicle Bonds N NC CO-MGR
08/26/21 22.362 Kennesaw Dev Auth Multi-Family Housing Bonds N GA SOLE
08/26/21 22.362 Kennesaw Urban Redev Agency Multi Family Bonds N GA SOLE
08/26/21 430.290 SC Pub Svc Au (Santee Cooper) Revenue Refunding & Imp Bonds N SC CO-MGR
08/27/21 162.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC LEAD
08/31/21 125.000 Cary Town-North Carolina GO Public Improvement Bonds C NC SOLE
08/31/21 9.950 Ventura Co (Conejo Valley) USD General Obligation Bonds N CA SOLE
08/31/21 10.070 Ventura Co (Conejo Valley) USD General Obligation Bonds N CA SOLE
08/31/21 10.190 Ventura Co (Conejo Valley) USD General Obligation Bonds N CA SOLE
09/01/21 250.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
09/02/21 950.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
09/03/21 5.000 District of Columbia Hsg Fin Agy Multi-Family Dev Program Bonds N DC SOLE
09/03/21 49.475 District of Columbia Hsg Fin Agy Multi-Family Dev Program Bonds N DC SOLE
15
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
09/07/21 14.855 Webster City-Texas Comb Tax & Rev COBs C TX SOLE
09/08/21 37.275 Cape May Co-New Jersey General Obligation Bonds C NJ SOLE
09/08/21 30.230 Spartanburg Co-South Carolina General Obligation Bonds C SC SOLE
09/09/21 37.795 Cecil Co-Maryland GO Public Improvement Bonds C MD SOLE
09/09/21 13.675 Cleveland City-Ohio Sub Ln Income Tax & Ref Bonds N OH CO-MGR
09/09/21 68.080 Cleveland City-Ohio Sub Ln Income Tax & Ref Bonds N OH CO-MGR
09/09/21 89.900 Massachusetts Housing Fin Agcy Single Family Hsg Revenue Bonds N MA CO-MGR
09/09/21 6.500 Wichita City-Kansas GO Temporary Notes C KS SOLE
09/14/21 2,095.070 California Various Purp GO & Refunding Bonds N CA LEAD
09/14/21 2.430 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
09/14/21 158.960 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
09/14/21 137.155 Nebraska Public Power Dt General Revenue Bonds N NE CO-MGR
09/14/21 178.225 Washington Health Care Facs Au Refunding Rev Bonds N WA CO-MGR
09/15/21 194.390 Long Island Power Authority Electric System Gen Revenue Bonds N NY LEAD
09/15/21 355.755 Long Island Power Authority Electric System Revenue Gen Bonds N NY LEAD
09/15/21 15.020 Maine State Housing Authority Revenue Bonds N ME CO-MGR
09/15/21 38.930 Maine State Housing Authority Revenue Bonds N ME CO-MGR
09/15/21 88.100 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
09/15/21 542.235 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
09/21/21 222.975 Massachusetts GO Refunding Bonds C MA SOLE
09/21/21 45.565 Montana Bd of Regents of Higher Ed General Revenue Bonds N MT SOLE
09/21/21 72.150 Montana Bd of Regents of Higher Ed General Revenue Bonds N MT SOLE
09/21/21 600.000 Ohio State University General Receipts Bonds N OH CO-MGR
09/21/21 662.820 Orange Co Transportation Auth BANs N CA CO-MGR
09/22/21 37.820 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev &Ref Bonds N NY LEAD
09/22/21 109.965 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
09/23/21 10.938 District of Columbia Hsg Fin Agy Multi-Family Housing Rev Bonds N DC SOLE
09/23/21 38.000 King Co (Bellevue) SD #405 Unlimited Tax GO Bonds C WA SOLE
09/24/21 5.000 District of Columbia Hsg Fin Agy Multi-Family Dev Program Bonds N DC LEAD
09/24/21 25.145 District of Columbia Hsg Fin Agy Multi-Family Dev Program Bonds N DC LEAD
09/28/21 59.090 Riverside Co Infrastructure Fin Auth Lease Revenue Refunding Bonds N CA CO-MGR
09/28/21 440.710 Riverside Co Infrastructure Fin Auth Lease Revenue Refunding Bonds N CA CO-MGR
09/29/21 101.705 Wisconsin Public Finance Auth Refunding Revenue Bonds N WI CO-MGR
09/30/21 73.255 Albuquerque Bernalilio Co Wtr Util Auth Sr Ln Jt Wtr&Swr Sys Imp Rev Bond N NM CO-MGR
09/30/21 125.195 Georgia Muni Electric Au (MEAG) Subordinated Bonds N GA LEAD
09/30/21 178.720 Georgia Muni Electric Au (MEAG) Subordinated Bonds N GA LEAD
09/30/21 1,839.955 Golden State Tobacco Sec Corp Enhance Tobacco Settle Bonds N CA CO-MGR
09/30/21 10.000 Macon-Bibb Co Housing Auth Multi-Family Housing Rev Bonds P GA SOLE
09/30/21 444.735 Texas Water Development Board St Wtr Implementation Fund Bonds N TX LEAD
10/05/21 22.705 Greensboro City-North Carolina Limited Obligation Ref Bonds N NC LEAD
10/05/21 25.140 Greensboro City-North Carolina Limited Obligation Ref Bonds N NC LEAD
10/05/21 0.405 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 0.790 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 1.485 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 7.115 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 7.750 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 9.505 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
10/05/21 88.735 Riverside Co Trans Comm (RCTC) Toll Revenue Senior Ln Ref Bonds N CA CO-MGR
10/05/21 526.324 Riverside Co Trans Comm (RCTC) Toll Revenue Sr Lien Ref Bonds N CA CO-MGR
10/05/21 14.405 Westmoreland Co Indus Dev Auth Pub Facility Revenue Ref Bonds C VA SOLE
10/06/21 299.085 California St Public Works Board Lease Revenue Ref Bonds N CA CO-MGR
10/06/21 253.390 Lower Colorado River Authority (LCRA) Refunding Revenue Bonds N TX CO-MGR
10/06/21 44.500 Rhode Island & Providence Plan GO Consolidated Cap Dev Loan C RI SOLE
10/06/21 87.410 Riverside Co-California Teeter Plan Obligation Notes N CA CO-MGR
10/07/21 20.440 Alabama Fed Aid Highway Fin Auth Special Obligation Revenue Bonds N AL CO-MGR
10/07/21 1,496.170 Alabama Fed Aid Highway Fin Auth Special Obligation Revenue Bonds N AL CO-MGR
10/07/21 438.935 Omaha Public Power Dt (OPPD) Electric System Revenue Bonds N NE LEAD
10/07/21 70.180 Trinity River Authority Reg Wastewater Sys Ref Bonds N TX LEAD
10/07/21 227.605 Univ of Colorado Bd of Regents Uni Enterprise Ref Rev Bonds P CO SOLE
10/08/21 28.870 Colorado St Univ Sys Bd of Gov Sys Enterprise Rev Ref Bonds N CO LEAD
10/08/21 38.580 Colorado St Univ Sys Bd of Gov Sys Enterprise Rev & Ref Bonds N CO LEAD
10/13/21 167.260 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX CO-MGR
10/14/21 10.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT CO-MGR
10/14/21 20.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT CO-MGR
10/14/21 20.950 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
10/14/21 39.960 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
10/14/21 55.605 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
16
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
10/14/21 125.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
10/14/21 3.095 South Texas College Dt Limited Tax Refunding CABs N TX CO-MGR
10/14/21 55.065 South Texas College Dt Limited Tax Refunding Bonds N TX CO-MGR
10/15/21 4.465 Tarrant Co (Keller) ISD Refunding PCABs N TX CO-MGR
10/15/21 166.325 Tarrant Co (Keller) ISD Refunding Bonds N TX CO-MGR
10/19/21 191.250 California Statewide CDA (CSCDA) Student Housing Revenue Bonds N CA CO-MGR
10/19/21 1.880 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/19/21 28.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/19/21 42.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/19/21 53.120 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/19/21 232.895 Dallas City-Texas Hotel Occupancy Tx Rev Ref Bonds N TX CO-MGR
10/19/21 427.040 Georgia Ports Authority Revenue Bonds N GA CO-MGR
10/19/21 60.885 Missouri Board of Public Bldgs Special Obligation Bonds C MO SOLE
10/19/21 3.995 Savannah Economic Dev Auth Revenue Ref & Imp Bonds N GA SOLE
10/19/21 32.330 Savannah Economic Dev Auth Revenue Ref & Imp Bonds N GA SOLE
10/19/21 69.575 Univ of Colorado Bd of Regents Univ Enterprise Ref Rev Bonds N CO LEAD
10/19/21 447.845 Utah Transit Au (UTA) Sub & Sales Tx Ref Rev Bonds N UT SOLE
10/20/21 142.010 American Municipal Power Inc Revenue Refunding Bonds N OH CO-MGR
10/20/21 16.165 Richland Co-South Carolina Ref Assessment Rev Bonds N SC SOLE
10/20/21 27.000 Weber Co (Ogden City) SD BOE GO School Building Bonds C UT SOLE
10/21/21 206.350 Dallas & Fort Worth Cities-Texas Joint Revenue Refunding Bonds N TX CO-MGR
10/21/21 101.235 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
10/21/21 454.140 Hudson Yards Infrastructure Corp Hudson Yards Revenue Bonds N NY CO-MGR
10/21/21 226.630 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
10/22/21 40.500 California Municipal Fin Auth Multifamily Housing Revenue Note P CA SOLE
10/26/21 141.415 Fort Bend Co (Lamar) CISD Unlimited Tax Refunding Bonds N TX LEAD
10/26/21 25.880 Morgan Hill Metro Dt #3 Sr&Sub GO Ltd Tx Ref&Imp Bonds N CO SOLE
10/26/21 7.500 Oregon General Obligation Bonds N OR CO-MGR
10/26/21 38.675 Oregon General Obligation Bonds N OR CO-MGR
10/27/21 34.280 Virginia Resources Auth (VRA) State Moral Obligation Rev Bonds C VA SOLE
10/28/21 261.325 Indiana Finance Authority State Revolving Fund Prog Bonds N IN CO-MGR
10/28/21 41.345 Montgomery Co-Maryland Ltd Obligation Ref Certificates C MD SOLE
11/01/21 8.445 Louisiana Gov Env Fac & CDA (LCDA) Revenue Bonds N LA SOLE
11/02/21 16.300 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
11/02/21 125.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
11/02/21 132.980 Washington Var Purpose GO Refunding Bonds C WA SOLE
11/03/21 7.370 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
11/03/21 8.475 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
11/03/21 28.740 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
11/03/21 168.005 Miami-Dade Co SD GO School Refunding Bonds C FL SOLE
11/04/21 23.250 Adams Co Housing Authority Multifamily Housing Revenue Note P CO SOLE
11/04/21 73.545 Charleston Co-South Carolina Special Source Rev Ref Bonds N SC SOLE
11/04/21 26.880 Dallas City-Texas Equip Acquisition Contract Oblig C TX LEAD
11/04/21 45.920 Dallas City-Texas Comb & Tax Rev COBs C TX LEAD
11/04/21 53.475 Fairfax Co Economic Dev Auth Revenue Refunding Bonds N VA LEAD
11/04/21 33.450 Los Angeles Housing Authority Multifamily Housing Revenue Note P CA SOLE
11/04/21 167.770 Minneapolis City-Minnesota Health Care Sys Rev Bonds N MN CO-MGR
11/04/21 45.000 Pima Co-Arizona Sewer System Rev Obligations P AZ SOLE
11/04/21 50.000 Pima Co-Arizona Certificates of Participation P AZ SOLE
11/04/21 2.700 Washington St Hsg Fin Commission Single-Family Prog Bonds N WA CO-MGR
11/04/21 76.825 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
11/09/21 448.665 California Various Purpose GO & Ref Bonds C CA SOLE
11/09/21 576.355 Dallas Area Rapid Transit Auth Sr Lien Sales Tx Rev Ref Bonds N TX CO-MGR
11/09/21 36.010 Lenexa City-Kansas General Obligation Bonds C KS SOLE
11/09/21 39.330 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
11/09/21 125.715 Snohomish Co-Washington Limited Tax GO & Refunding Bonds C WA SOLE
11/09/21 200.000 South Broward Hospital Dt Hospital Revenue Bonds C FL SOLE
11/10/21 56.385 Arizona Transportation Board Highway Revenue Ref Bonds P AZ SOLE
11/10/21 43.745 California Municipal Fin Auth Multi-Family Housing Rev Bonds N CA SOLE
11/10/21 133.035 Charlotte City-North Carolina GO Refunding Bonds N NC CO-MGR
11/10/21 500.000 Connecticut Special Tax Obligations Bonds N CT CO-MGR
11/10/21 144.540 NYS Environmental Facs Corp State Revolving Funds Rev Bonds N NY CO-MGR
11/10/21 23.760 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
11/10/21 25.000 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
11/10/21 199.510 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
11/10/21 253.150 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
11/11/21 141.210 Univ of North Carolina Bd of Gov General Revenue Refunding Bonds N NC LEAD
17
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
11/16/21 48.205 Chandler City-Arizona GO Refunding Bonds N AZ LEAD
11/16/21 3.235 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
11/16/21 7.850 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
11/16/21 17.000 Macon-Bibb Co Housing Auth Multifamily Note P GA SOLE
11/16/21 51.120 Utah Co (Alpine) SD BOE GO Refunding Bonds C UT SOLE
11/17/21 20.560 Harris Co (Pasadena) ISD Unlimited Tax Refunding Bonds N TX CO-MGR
11/17/21 13.180 Liberty Ranch Metro Dt Limited Tax GO Refunding Bonds N CO SOLE
11/17/21 33.860 New Orleans City-Louisiana Limited Tax Bonds C LA SOLE
11/17/21 79.180 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
11/17/21 90.820 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
11/17/21 6.515 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/17/21 142.565 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/18/21 25.885 Andover Town-Massachusetts GO Muni Purp Loan Bonds C MA SOLE
11/18/21 166.120 Mississippi General Obligation Bonds N MS LEAD
11/18/21 964.850 Mississippi GO & Refunding Bonds N MS LEAD
11/18/21 7.115 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
11/18/21 104.245 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
11/18/21 100.167 NYS Dorm Authority Revenue Bonds N NY CO-MGR
11/18/21 245.450 NYS Dorm Authority Revenue Bonds N NY CO-MGR
11/18/21 28.455 Ohio Higher Ed Fac Commission Revenue Refunding Bonds N OH CO-MGR
11/18/21 35.000 Ohio Higher Ed Fac Commission Revenue Refunding Bonds N OH CO-MGR
11/23/21 70.860 Massachusetts Housing Fin Agcy Single Family Hsg Rev Bonds N MA CO-MGR
11/30/21 24.000 Macon-Bibb Co Housing Auth Multifamily Note P GA SOLE
12/01/21 250.250 Anaheim Public Financing Auth Lease Revenue Bonds N CA CO-MGR
12/01/21 31.295 Chandler City-Arizona General Obligation Bonds C AZ SOLE
12/01/21 154.205 Los Angeles Municipal Imp Corp Lease Revenue Bonds C CA SOLE
12/01/21 30.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Ref Bonds N MD CO-MGR
12/01/21 221.770 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Ref Bonds N MD CO-MGR
12/02/21 15.140 Allegheny Co Higher Ed Bldg Auth University Revenue Bonds N PA LEAD
12/02/21 47.890 Allegheny Co Higher Ed Bldg Auth University Revenue Bonds N PA LEAD
12/02/21 61.335 Anchorage City-Alaska GO Refunding Bonds N AK CO-MGR
12/02/21 100.545 Anchorage City-Alaska General Obligation Bonds N AK CO-MGR
12/02/21 98.295 Harris Co-Texas Permanent Imp Refunding Bonds N TX LEAD
12/02/21 24.660 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD CO-MGR
12/02/21 38.570 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/02/21 46.800 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/02/21 134.910 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/02/21 210.185 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/02/21 44.620 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI CO-MGR
12/02/21 49.890 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI CO-MGR
12/03/21 122.795 Alaska Housing Finance Corp General Mortgage Revenue Bonds N AK CO-MGR
12/07/21 123.295 Lakeland City-Florida Energy System Revenue Bonds N FL CO-MGR
12/07/21 315.940 Pulaski Co (Little Rock) SD Revenue & Construction Bonds C AR SOLE
12/08/21 87.465 Denton Co ISD Unlimited Tax Refunding Bonds N TX CO-MGR
12/08/21 1,384.990 Golden State Tobacco Sec Corp Tobacco Settle Asset-Backed CABs N CA CO-MGR
12/08/21 2,799.625 Golden State Tobacco Sec Corp Tobacco Settle Asset-Backed Bonds N CA CO-MGR
12/08/21 100.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY LEAD
12/08/21 134.080 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/08/21 185.105 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/09/21 339.710 NYS Dorm Authority State Personal Inc Tax Rev Bonds C NY SOLE
12/09/21 37.870 New Jersey Hsg & Mtg Fin Agency Multi-Family Conduit Rev Bonds N NJ SOLE
12/09/21 186.285 Utah State Board of Regents General Revenue Bonds N UT CO-MGR
12/09/21 28.500 Vancouver Housing Authority Multifamily Note P WA SOLE
12/10/21 28.790 NYS Housing Fin-Mortgage Agcy Multi-Family Mtg-Backed Bonds N NY SOLE
12/10/21 171.210 NYS Housing Fin-Mortgage Agcy Multi-Family Mtg-Backed Bonds N NY SOLE
12/14/21 46.045 Colorado St Univ Sys Bd of Gov System Enterprise Rev Ref Bonds N CO LEAD
12/14/21 20.000 Myrtle Beach City-South Carolina Limited Obligation Bonds N SC SOLE
12/15/21 3.420 Atlanta City-Georgia Various Purpose GO Bonds N GA CO-MGR
12/15/21 188.500 Atlanta City-Georgia GO Refunding Bonds N GA CO-MGR
12/15/21 3.800 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 16.330 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 39.895 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 77.770 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 84.600 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 112.335 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 165.270 Connecticut General Obligation Bonds N CT CO-MGR
12/15/21 300.000 Connecticut General Obligation Bonds N CT CO-MGR
18
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
12/15/21 11.265 Heritage Ridge Metropolitan Dt Sr Ltd Tax GO Refunding Bonds N CO SOLE
12/23/21 15.425 Denver City and Co-Colorado Multifamily Housing Revenue Note P CO SOLE
01/05/22 50.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
01/05/22 50.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
01/06/22 54.610 New Hampshire Muni Bond Bank Revenue Bonds C NH SOLE
01/12/22 21.795 Louisiana Gasoline & Fuels Tx Rev Ref Bonds N LA LEAD
01/12/22 620.995 Louisiana Gasoline & Fuel Tx Rev Ref Bonds N LA LEAD
01/12/22 4.000 Mississippi Home Corporation Single Family Mtg Rev Ref Bonds N MS LEAD
01/12/22 70.675 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
01/12/22 32.340 Nebraska Municipal Energy Agency Power Supply Sys Ref Rev Bonds N NE CO-MGR
01/13/22 42.820 Charleston City-South Carolina Limited Obligation Bonds N SC SOLE
01/13/22 47.935 Miami University General Receipts & Ref Rev Bonds N OH CO-MGR
01/13/22 82.295 Rockwall ISD Unlimited Tax Schl Building Bonds N TX CO-MGR
01/13/22 16.520 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD CO-MGR
01/13/22 99.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD CO-MGR
01/19/22 20.465 Charleston Public Facs Corp Installment Purchase Rev Bonds N SC LEAD
01/19/22 750.000 New Jersey Trans Trust Fund Au Transportation Program Bonds N NJ CO-MGR
01/20/22 100.000 Cobb Co SD General Obligation Notes C GA SOLE
01/20/22 13.370 Sacramento City Housing Authority Multi-Family Mtg-backed Bonds N CA SOLE
01/21/22 330.105 Metro Washington Airports Auth Dulles Toll Road Rev Ref Bonds N DC LEAD
01/21/22 424.725 Metro Washington Airports Auth Dulles Toll Road Rev Ref Bonds N DC LEAD
01/21/22 950.000 NYC Transitional Finance Auth Future Tax Subordinate Bonds N NY CO-MGR
01/25/22 35.000 California Educational Facs Auth Revenue Bonds N CA SOLE
01/25/22 4.220 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
01/25/22 28.630 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
01/25/22 45.780 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
01/25/22 75.285 Lawrence City-Massachusetts GO State Qualified Muni Purp Loan C MA SOLE
01/25/22 194.815 San Francisco City & Co Airport Comm Revenue Bonds N CA CO-MGR
01/25/22 236.475 San Francisco City & Co Airport Comm Revenue Bonds N CA CO-MGR
01/25/22 301.530 San Francisco City & Co Airport Comm Revenue Bonds N CA CO-MGR
01/25/22 43.095 San Jacinto Comm College Dt Ltd Tax GO Bldg & Ref Bonds N TX LEAD
01/25/22 38.075 University of Idaho Regents Gen Revenue & Rev Ref Bonds N ID SOLE
01/27/22 672.750 Montgomery Co Hghr Ed & Health Auth Revenue Bonds N PA CO-MGR
02/01/22 350.000 Massachusetts GO Consolidated Loan Bonds C MA SOLE
02/02/22 24.990 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
02/02/22 75.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
02/02/22 3.600 VDW Metropolitan Dt #2 Limited Tax GO Ref Bonds N CO SOLE
02/02/22 7.220 VDW Metropolitan Dt #2 Limited Tax GO Ref Bonds N CO SOLE
02/02/22 41.615 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
02/04/22 500.000 NYC Municipal Water Fin Auth Water & Sewer Revenue Bonds N NY CO-MGR
02/07/22 346.850 Indiana Finance Authority Lease Approp Refunding Bonds N IN CO-MGR
02/08/22 19.735 Greater Orlando Aviation Auth Airport Facs Ref Rev Bonds N FL LEAD
02/08/22 75.540 Greater Orlando Aviation Auth Airport Revenue & Ref Bonds N FL LEAD
02/08/22 191.765 Greater Orlando Aviation Auth Airport Facs Rev & Ref Bonds N FL LEAD
02/08/22 310.220 Ohio Turnpike & Infrastructure Comm Turnpike Jr Lien Rev Ref Bonds N OH CO-MGR
02/09/22 7.585 Denton Co ISD Unlimited Tax Refunding Bonds N TX CO-MGR
02/09/22 9.335 Duplin Co-North Carolina Limited Obligation Ref Bonds N NC SOLE
02/09/22 1,283.191 SC Pub Svc Au (Santee Cooper) Revenue Oblig Ref Bonds N SC CO-MGR
02/10/22 26.280 Denton Co ISD Refunding Bonds N TX CO-MGR
02/10/22 34.650 Denton Co ISD GO Improvement & Refunding Bonds N TX CO-MGR
02/10/22 145.060 Maricopa Co Industrial Dev Auth Exempt Facs Revenue Bonds N AZ CO-MGR
02/10/22 104.250 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
02/10/22 60.050 San Bernardino Co Trans Auth Sales Tax Revenue Ref Bonds N CA SOLE
02/15/22 50.000 Indianapolis Loc Pub Imp Bond Bank Revenue Bonds N IN LEAD
02/15/22 140.000 Peninsula Corridor Jt Power Board Sales Tax Revenue Bonds N CA CO-MGR
02/15/22 57.775 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
02/15/22 5.065 Waco City-Texas Comb Tax & Rev Certs of Oblig C TX SOLE
02/15/22 24.570 Waco City-Texas GO Refunding Bonds C TX SOLE
02/15/22 47.990 Winrock Town Ctr Tax Incr Dev Dt #1 Snr Lien Gross Rec Tax Inc Bonds N NM SOLE
02/16/22 100.355 Provo City SD Muni Bldg Auth Lease Revenue Bonds C UT SOLE
02/17/22 16.750 Berthoud-Heritage Metropolitan Dt #10 Sr & Sub Ltd Tax GO Bonds N CO SOLE
02/17/22 207.760 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA LEAD
02/23/22 20.500 San Diego Co (Escondido) USD General Obligation Bonds N CA SOLE
02/24/22 13.055 Dallas Co (Duncanville) ISD Unlimited Tax Refunding Bonds N TX LEAD
02/24/22 230.000 Gwinnett Co SD GO Sales Tax Bonds C GA SOLE
02/24/22 25.325 Hale Center Education Facs Corp Revenue Improvement & Ref Bonds N TX SOLE
02/24/22 111.390 Hillsborough Co Aviation Auth Revenue Bonds N FL CO-MGR
19
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
02/24/22 263.760 Hillsborough Co Aviation Auth Revenue Bonds N FL CO-MGR
02/24/22 348.105 Hillsborough Co Aviation Auth Sub Revenue Refunding Bonds N FL CO-MGR
02/24/22 180.400 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
02/25/22 16.895 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
02/25/22 45.210 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
02/25/22 153.590 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
02/28/22 1.415 Dallas Co (Duncanville) ISD Unlimited Tax Refunding Bonds N TX LEAD
02/28/22 105.765 Dallas Co (Duncanville) ISD Unlimited Tax Refunding Bonds N TX LEAD
03/01/22 22.530 Greeley City-Colorado Fist-Lien Sewer Imp Rev Bonds C CO SOLE
03/02/22 8.905 Connecticut Housing & Fin Auth (CHFA) Hsg Mtg Finance Program Bonds N CT CO-MGR
03/02/22 74.995 Connecticut Housing & Fin Auth (CHFA) Hsg Mtg Finance Program Bonds N CT CO-MGR
03/02/22 33.650 Fort Bend Co-Texas Certificates of Obligation N TX CO-MGR
03/02/22 778.970 NYC Municipal Water Fin Auth Wtr&Swr Sys 2nd Gen Res Rev Bonsd N NY CO-MGR
03/02/22 268.620 Virginia Transportation Board Transpo Cap Proj & Ref Bonds C VA SOLE
03/03/22 43.655 Fort Bend Co-Texas Road Bonds N TX CO-MGR
03/03/22 494.670 Los Angeles Dept Wtr & Pwr (LADWP) Water Systen Revenue Bonds N CA LEAD
03/03/22 12.455 Louisiana Gov Env Fac & CDA (LCDA) Revenue Bonds N LA SOLE
03/03/22 342.630 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX CO-MGR
03/03/22 50.000 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
03/03/22 100.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
03/07/22 264.805 Dallas ISD Unlimited Tax Refunding Bonds N TX LEAD
03/09/22 150.000 California Various Purpose GO Ref Bonds N CA LEAD
03/09/22 200.000 California Various Purpose GO Ref Bonds N CA LEAD
03/09/22 1,878.890 California Various Purpose GO & Ref Bonds N CA LEAD
03/10/22 120.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
03/10/22 140.525 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
03/10/22 709.795 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
03/14/22 63.000 Ramsey Co (White Bear Lake) ISD #624 GO School Building Bonds C MN SOLE
03/15/22 2,422.335 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY LEAD
03/15/22 50.000 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds C VA SOLE
03/17/22 84.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
03/22/22 49.980 Salt Lake Co (Canyons) SD BOE GO Refunding Bonds C UT SOLE
03/22/22 46.885 Tulsa Co (Broken Arrow) ISD #3 GO Combined Purpose Bonds C OK SOLE
03/23/22 17.845 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/23/22 102.440 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/23/22 217.945 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/23/22 175.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
03/24/22 900.905 New York City-New York General Obligation Bonds N NY CO-MGR
03/24/22 200.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC CO-MGR
03/25/22 398.265 NYC Housing Dev Corp Capital Fund Program Rev Bonds N NY CO-MGR
03/29/22 413.720 San Antonio City-Texas Electric & Gas Sys Rev Ref Bonds N TX LEAD
03/29/22 26.375 Utah Co (Alpine) SD BOE GO Refunding Bonds C UT SOLE
03/30/22 41.335 Alaska Municipal Bond Bank General Obligation Bonds N AK LEAD
03/30/22 204.560 Louisiana General Obligation Bonds C LA SOLE
03/30/22 30.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
03/30/22 125.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
03/30/22 41.255 Ohio Higher Ed Fac Commission Higher Ed Facility Rev Bonds N OH LEAD
03/31/22 184.590 Idaho Housing & Fin Assoc Sales Tax Revenue Bonds N ID CO-MGR
03/31/22 950.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
04/01/22 28.365 Kaufman Co (Crandall) ISD School Building Bonds N TX CO-MGR
04/05/22 1,188.105 Dallas & Fort Worth Cities-Texas Joint Revenue Improvement Bodns N TX CO-MGR
04/05/22 97.200 Massachusetts Bay Transport Auth Assessment Bonds N MA LEAD
04/05/22 197.970 Massachusetts Bay Transport Auth Assessment Bonds N MA LEAD
04/05/22 172.195 Monroeville Finance Authority UPMC Revenue Bonds N PA CO-MGR
04/05/22 608.310 NYS Power Authority Revenue Bonds N NY CO-MGR
04/05/22 7.000 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
04/05/22 77.900 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
04/05/22 212.430 Pennsylvania Econ Dev Fin Auth Revenue Bonds N PA CO-MGR
04/05/22 413.205 Regents of the University of Michigan General Revenue Bonds N MI CO-MGR
04/05/22 1,000.015 Triborough Bridge & Tunnel Auth Payroll Mobility Tax Ref Bonds N NY CO-MGR
04/06/22 20.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
04/06/22 125.000 Illinois Housing Dev Authority Revenue Bonds N IL LEAD
04/07/22 75.000 California Municipal Fin Auth Revenue Bonds N CA SOLE
04/07/22 31.140 Los Angeles Co Development Auth General Revenue Bonds N CA SOLE
04/12/22 15.210 District of Columbia Revenue Bonds N DC LEAD
04/12/22 144.485 District of Columbia Private Activity Revenue Bonds N DC LEAD
04/12/22 111.970 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
20
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
04/12/22 257.570 Guam Power Authority Revenue Refunding Bonds N GU LEAD
04/12/22 23.425 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
04/13/22 34.095 Anaheim Hsg & Pub Imp Auth Revenue Refunding Bonds N CA LEAD
04/13/22 79.855 Anaheim Hsg & Pub Imp Auth Revenue Refunding Bonds N CA LEAD
04/13/22 230.785 Anaheim Hsg & Pub Imp Auth Revenue Bonds N CA LEAD
04/13/22 50.000 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
04/13/22 100.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
04/13/22 51.960 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/19/22 75.090 Clark Co-Nevada GO Limited Tax Bonds C NV SOLE
04/20/22 140.085 Collin Co (Frisco) ISD Unltd Tx School Building Bonds N TX CO-MGR
04/20/22 6.360 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT CO-MGR
04/20/22 78.030 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT CO-MGR
04/20/22 207.830 Massachusetts Dev Finance Agcy Revenue Bonds N MA CO-MGR
04/20/22 50.185 Midcities Metro Dt #2 Spec Rev Refunding Bonds N CO SOLE
04/20/22 18.815 Nebraska St Colleges Facs Corp Facilities Program Ref Bonds N NE CO-MGR
04/20/22 0.216 San Bernardino Co (Barstow) USD General Obligation Bonds N CA SOLE
04/20/22 5.280 San Bernardino Co (Barstow) USD General Obligation Bonds N CA SOLE
04/21/22 33.670 Charleston City-South Carolina Hospitality Tax Rev Bonds N SC LEAD
04/21/22 31.360 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD CO-MGR
04/22/22 5.695 Waterfall Metro Dt #1 Sr&Sub GO Ltd Tax Ref Bonds N CO SOLE
04/26/22 168.250 San Diego Public Facs Fin Auth Sub Sewer Revenue Bonds N CA LEAD
04/26/22 327.300 San Francisco City/Co-California GO Refunding Bonds N CA LEAD
04/27/22 48.375 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
04/27/22 188.910 Gilbert Town-Arizona General Obligation Bonds N AZ LEAD
04/27/22 407.875 Hampton Roads Trans Acc Com (HRTAC) Transportation Funds Sr Ln Bonds N VA LEAD
04/27/22 500.825 Maricopa Co-Arizona Pledged Revenue Obligations P AZ SOLE
04/27/22 222.030 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
04/27/22 1,100.000 Regents of the University of California Medical Ctr Pooled Rev Bonds N CA CO-MGR
04/27/22 1,900.000 Regents of the University of California Medical Ctr Pooled Rev Bonds N CA CO-MGR
04/28/22 34.755 High Point City-North Carolina Comb Enterprise Sys Rev Bonds N NC LEAD
04/28/22 30.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
05/04/22 100.000 California Poll Control Fin Auth Var Rate Dmnd Solid Wst Dis Note P CA LEAD
05/04/22 31.000 Harris Co (Alief) ISD Unltd Tax Sch Bldg & Ref Bonds C TX SOLE
05/04/22 135.045 Michigan St Hsg Dev Au (MSHDA) Rental Housing Rev Bonds N MI CO-MGR
05/05/22 300.000 North Carolina Limited Obligation Bonds N NC LEAD
05/05/22 50.000 North Dakota Hsg Fin Agcy Hsg Finance Program Bonds N ND CO-MGR
05/10/22 2.215 Energy Northwest Electric Revenue Ref Bonds N WA CO-MGR
05/10/22 513.955 Energy Northwest Electric Revenue & Ref Bonds N WA CO-MGR
05/10/22 175.745 Oregon General Obligation Bonds N OR CO-MGR
05/10/22 242.635 Oregon General Obligation Bonds N OR CO-MGR
05/10/22 26.500 Pennsylvania State University Revenue Bonds N PA CO-MGR
05/10/22 125.450 Pennsylvania State University Revenue Bonds N PA CO-MGR
05/10/22 106.980 Queen Creek Town-Arizona Excise Tax & State Rev Oblig N AZ CO-MGR
05/10/22 184.910 Wisconsin General Obligation Bonds C WI SOLE
05/11/22 820.000 NYS Dorm Authority Revenue Bonds N NY CO-MGR
05/11/22 13.350 Virginia Resources Auth (VRA) State Moral Oblig Rev Bonds C VA SOLE
05/12/22 48.070 Virginia College Building Auth Education Facilities Rev Bonds N VA CO-MGR
05/12/22 584.175 Virginia College Building Auth Education Facilities Rev Bonds N VA CO-MGR
05/17/22 29.360 Camden Co-New Jersey General Obligation Bonds C NJ SOLE
05/17/22 1.395 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
05/17/22 48.310 Maine Hlth & Hghr Ed Facs Auth Revenue Bonds N ME CO-MGR
05/18/22 150.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
05/18/22 123.605 St Louis Co-Missouri Special Obligation Bonds C MO SOLE
05/19/22 23.270 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
05/19/22 37.375 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
05/19/22 111.625 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
05/19/22 130.000 New York City-New York General Obligation Bonds N NY CO-MGR
05/19/22 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
05/24/22 26.840 Durham City-North Carolina GO Refunding Bonds C NC SOLE
05/24/22 109.070 Metropolitan St Louis Sewer Dt Wastewater Sys Imp & Ref Bonds N MO CO-MGR
05/24/22 66.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD CO-MGR
05/25/22 97.700 Alaska Housing Finance Corp State Capital Projet Bonds N AK CO-MGR
05/25/22 59.395 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
05/25/22 149.990 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
05/26/22 2.180 Connecticut GO Refunding Bonds N CT CO-MGR
05/26/22 5.765 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 10.795 Connecticut General Obligation Bonds N CT CO-MGR
21
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
05/26/22 16.005 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 75.940 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 117.435 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 136.000 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 138.060 Connecticut General Obligation Bonds N CT CO-MGR
05/26/22 566.690 Connecticut GO Refunding Bonds N CT CO-MGR
06/02/22 197.120 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
06/02/22 111.555 NYS Housing Fin-Mortgage Agcy Affordable Hsg Revenue Bonds N NY CO-MGR
06/02/22 351.490 NYS Housing Fin-Mortgage Agcy Affordable Hsg Revenue Bonds N NY CO-MGR
06/03/22 18.500 Aurora City Housing Auth Multi-Family Housing Rev Note P CO SOLE
06/07/22 900.000 Los Angeles Co-California TRANs N CA CO-MGR
06/07/22 115.705 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY LEAD
06/07/22 1.175 Sweetgrass Metro Dt #2 Sub GO Ltd Tax Ref Bonds N CO SOLE
06/07/22 8.150 Sweetgrass Metro Dt #2 General Obligation Bonds N CO SOLE
06/08/22 150.000 Maryland GO State & Loc Facs Loan Bonds C MD SOLE
06/08/22 18.770 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/08/22 25.840 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/08/22 30.345 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/08/22 100.000 Minnesota Housing Fin Agency Rental Housing Finance Bonds N MN CO-MGR
06/08/22 53.215 New Mexico Finance Auth (NMFA) Pub Proj Revolv Fund Bonds N NM CO-MGR
06/08/22 88.035 Ohio Higher Ed Fac Commission Revenue Bonds C OH LEAD
06/08/22 41.750 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
06/09/22 49.245 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
06/09/22 29.790 Watertown Town-Massachusetts GO Muni Purp Loan Bonds C MA SOLE
06/16/22 5.000 New Jersey Hsg & Mtg Fin Agency Multi-Family Conduit Rev Bonds N NJ SOLE
06/16/22 37.130 Southern Illinois Univ Bd of Tr Facilities System Rev Bonds N IL SOLE
06/22/22 151.190 Charleston City-South Carolina Capital Improvement Rev Bonds N SC LEAD
06/22/22 226.595 Georgia General Obligation Bonds C GA SOLE
06/22/22 150.000 Massachusetts Transportation Fund Rev Bonds N MA LEAD
06/22/22 200.000 Massachusetts Transportation Fund Rev Bonds N MA LEAD
06/22/22 115.670 Northern Virginia Trans Dt Comm Transpo Dt Special Oblig Bonds N VA CO-MGR
06/24/22 2.940 Montgomery Co Hsg Opportunities Comm Single Family Mtg Rev Bonds N MD CO-MGR
06/24/22 3.000 Montgomery Co Hsg Opportunities Comm Single Family Mtg Rev Bonds N MD CO-MGR
06/24/22 14.660 Montgomery Co Hsg Opportunities Comm Single Family Mtg Rev Bonds N MD CO-MGR
06/28/22 509.015 Alabama Corrections Inst Fin Au Revenue Bonds N AL CO-MGR
06/28/22 48.500 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
06/29/22 50.405 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA CO-MGR
06/29/22 51.185 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA CO-MGR
06/29/22 61.565 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA CO-MGR
06/29/22 212.005 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA CO-MGR
06/29/22 103.560 Scott Co SD Finance Corp School Building Revenue Bonds C KY SOLE
06/29/22 52.645 Wisconsin Public Finance Auth Educational Facs & Ref Bonds N WI LEAD
06/30/22 83.865 Harris Co (Deer Park) ISD School Building Bonds N TX CO-MGR
06/30/22 950.000 NYC Transitional Finance Auth Future tax Secured Sub Bonds N NY CO-MGR
07/06/22 9.971 Oregon Hsg & Comm Svcs Dept Multi-Family Hsg Mtg-Backed Bonds N OR SOLE
07/06/22 14.810 Oregon Hsg & Comm Svcs Dept Multi-Family Housing Rev Bonds N OR SOLE
07/07/22 36.730 Duchesne SD Muni Bldg Auth Lease Revenue Bonds N UT SOLE
07/08/22 761.654 Oklahoma Dev Finance Auth Ratepayer-Backed Bonds N OK CO-MGR
07/12/22 295.000 Colorado Education Loan Prog Tax & RANs C CO SOLE
07/12/22 4.480 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/12/22 35.515 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/12/22 26.465 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
07/12/22 131.650 Phoenix City Civic Imp Corp Sub Excise Tax Rev Bonds N AZ CO-MGR
07/12/22 85.910 Seattle City-Washington Water System Imp & Ref Rev Bonds C WA SOLE
07/13/22 401.145 NYS Thruway Authority State Personal Inc Tax Rev Bonds C NY SOLE
07/14/22 50.000 Colorado Hsg & Fin Auth (CHFA) Homeownership Bonds N CO CO-MGR
07/18/22 20.300 Albuquerque City Gross Receipts Tax Imp Rev Bonds N NM CO-MGR
07/18/22 66.655 Albuquerque City Gross Receipts Tax Imp Rev Bonds N NM CO-MGR
07/19/22 75.000 North Dakota Hsg Fin Agcy Housing Finance Program Bonds N ND CO-MGR
07/19/22 28.145 Oregon General Obligation Bonds N OR CO-MGR
07/20/22 13.190 District of Columbia Hsg Fin Agy Multi-Family Dev Prog Bonds N DC LEAD
07/20/22 24.105 District of Columbia Hsg Fin Agy Multi-Family Dev Prog Bonds N DC LEAD
07/20/22 54.180 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
07/21/22 104.600 Collin Co (McKinney) ISD School Building and Ref Bonds N TX CO-MGR
07/21/22 492.295 NYC Transitional Finance Auth Building Aid Revenue Bonds N NY CO-MGR
07/22/22 151.340 NYC Housing Dev Corp Multi-Family Housing Bonds N NY CO-MGR
07/26/22 15.950 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD SOLE
22
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
07/28/22 50.075 Indiana Co Indust Dev Auth Refunding Revenue Bonds N PA SOLE
08/03/22 755.615 Georgia Ports Authority Revenue Bonds N GA CO-MGR
08/03/22 72.355 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
08/03/22 15.000 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
08/10/22 3.600 Crystal Valley Metropolitan Dt #2 Limited Tax GO Bonds N CO SOLE
08/16/22 290.000 Arkansas Development Fin Auth Environmental Imp Rev Bonds N AR CO-MGR
08/16/22 4.620 Santa Clara Co (Cambrian) SD GO Refunding Bonds C CA SOLE
08/16/22 2.050 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
08/16/22 80.335 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
08/17/22 132.190 Dallas Co-Texas Certificates of Obligation Bonds N TX CO-MGR
08/17/22 130.360 Long Island Power Authority Electric Sys Gen Rev Bonds N NY LEAD
08/17/22 100.000 Long Island Power Authority Electric Sys Gen Rev Bonds N NY LEAD
08/17/22 150.000 Long Island Power Authority Electric Sys Gen Rev Bonds N NY LEAD
08/17/22 60.875 Maui Co-Hawaii General Obligation Bonds N HI SOLE
08/17/22 65.240 Regents of the University of California General Revenue Bonds N CA CO-MGR
08/17/22 702.330 Regents of the University of California General Revenue Bonds N CA CO-MGR
08/18/22 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
08/18/22 1,354.200 Oklahoma Dev Finance Auth Ratepayer-Backed Bonds N OK CO-MGR
08/18/22 317.960 Regents of the University of California General Revenue Bonds N CA CO-MGR
08/18/22 52.500 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
08/23/22 80.760 Berkeley Co SD General Obligation Bonds C SC SOLE
08/23/22 145.900 Minneapolis-St Paul Metro Airports Comm Sub Airport Revenue Bonds N MN LEAD
08/23/22 226.785 Minneapolis-St Paul Metro Airports Comm Sub Airport Revenue Bonds N MN LEAD
08/23/22 50.000 Minnesota Housing Fin Agency Homeownership Finance Bonds N MN CO-MGR
08/23/22 160.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
08/23/22 955.000 Triborough Bridge & Tunnel Auth Payroll Mobility Tax BANs C NY LEAD
08/24/22 24.245 Sacramento Transportation Auth Revenue Refunding Bonds N CA SOLE
08/25/22 51.345 California Educational Facs Auth Revenue Bonds N CA SOLE
08/25/22 10.650 California Educational Facs Auth Refunding Revenue Bonds N CA SOLE
08/25/22 464.680 Charlotte City-North Carolina Water & Swr Sys Rev Bonds N NC LEAD
08/25/22 13.405 Charlotte City-North Carolina Water & Swr Sys Rev Bonds N NC LEAD
08/25/22 98.720 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
08/25/22 867.470 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
08/25/22 129.685 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
08/25/22 23.270 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
08/30/22 12.490 Great Lakes Water Auth (GLWA) Swg Disposal Sys Rev Ref Bonds N MI CO-MGR
08/30/22 207.215 Great Lakes Water Auth (GLWA) Revenue Sr Lien Bonds N MI CO-MGR
08/30/22 197.965 Great Lakes Water Auth (GLWA) Swg Disposal Sys Rev Bonds N MI CO-MGR
08/30/22 122.215 Laredo City-Texas Waterworks & Swr Sys Rev Bonds N TX CO-MGR
08/30/22 219.335 Manatee Co-Florida Public Improvement & Ref Bonds N FL LEAD
08/30/22 206.190 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Notes N SC CO-MGR
08/31/22 698.570 Chicago City-Illinois General Airport Sr Lien Rev Bonds N IL CO-MGR
08/31/22 575.905 Chicago City-Illinois General Airport Rev & Ref Bonds N IL CO-MGR
08/31/22 343.080 Chicago City-Illinois General Airport Sr Lien Ref Bonds N IL CO-MGR
08/31/22 150.450 Chicago City-Illinois General Airport Sr Lien Bonds N IL CO-MGR
08/31/22 104.195 Minnesota Housing Fin Agency State Appropriation Bonds N MN CO-MGR
08/31/22 185.900 Palm Beach Co School Board Certificates of Participations N FL CO-MGR
09/01/22 25.315 York Co (Fort Mill) SD #4 General Obligation BANs C SC SOLE
09/07/22 60.000 Horry Co-South Carolina Limited Obligation Bonds N SC LEAD
09/08/22 25.000 California Various Purpose GO Ref Bonds N CA CO-MGR
09/08/22 2,291.685 California Various Purpose GO & Ref Bonds N CA CO-MGR
09/08/22 420.565 Omaha Public Power Dt (OPPD) Electric System Revenue Bonds N NE CO-MGR
09/12/22 60.250 Martin Co-Texas Tax Notes C TX SOLE
09/13/22 34.990 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
09/13/22 40.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
09/13/22 25.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
09/13/22 150.000 Wasatch Co SD Loc Bldg Auth Lease Revenue Bonds N UT CO-MGR
09/15/22 72.760 Univ of Mississippi Ed Bldg Corp Revenue Bonds N MS CO-MGR
09/15/22 128.050 Wichita City-Kansas GO Temporary Notes C KS SOLE
09/15/22 18.000 Wichita City-Kansas General Obligation Bonds C KS SOLE
09/15/22 9.815 Wichita City-Kansas General Obligation Bonds C KS SOLE
09/16/22 787.290 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
09/16/22 94.780 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
09/16/22 53.585 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
09/20/22 2.080 Gainesville Redev Authority Revenue Bonds C GA SOLE
09/21/22 35.485 Arizona Industrial Dev Auth Lease Revenue Bonds N AZ SOLE
09/22/22 60.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
23
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
09/22/22 49.035 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
09/22/22 10.175 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
09/27/22 33.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD LEAD
09/27/22 17.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD SOLE
09/28/22 140.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
09/28/22 280.000 Illinois General Obligation Bonds C IL SOLE
09/28/22 95.000 Massachusetts Bay Transport Auth Sub Var Rate Demand Oblig Bonds N MA SOLE
09/28/22 961.850 Texas Water Development Board St Wtr Implementation Rev Fund N TX CO-MGR
09/29/22 194.220 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX CO-MGR
09/29/22 6.465 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
09/29/22 16.750 Mulberry Metropolitan Dt #2 Sub & Limited Tax GO Bonds N CO SOLE
09/29/22 17.000 Mulberry Metropolitan Dt #2 Capital Facilties Fee Rev Bonds N CO SOLE
09/29/22 24.810 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
09/29/22 160.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
10/04/22 84.055 Riverside Co-California Tester Plan Obligation Notes N CA LEAD
10/05/22 167.130 California Veterans GO Bonds N CA LEAD
10/05/22 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/05/22 400.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/05/22 71.570 Orange Co (Bridge City) ISD Unlimited Tax School Bldg Bonds C TX SOLE
10/05/22 0.830 Orange Co (Bridge City) ISD Unlimited Tax School Bldg Bonds C TX SOLE
10/05/22 20.000 Summerville-South Carolina Limited Obligation Bonds N SC SOLE
10/06/22 100.000 California Municipal Fin Auth Solid Waste Disposal Rev Bonds N CA CO-MGR
10/11/22 140.000 Clay Co (No Kansas City) SD #74 GO Improvement Bonds C MO SOLE
10/12/22 40.000 Boone Co (Columbia) SD GO Improvement Bonds C MO SOLE
10/12/22 700.000 New Jersey Turnpike Authority Turnpike Revenue Bonds N NJ LEAD
10/12/22 122.075 Tampa Bay Water Auth Water Supp Auth Util Sys Bonds N FL CO-MGR
10/12/22 127.235 Williamson Co (Leander) ISD Unltd Tax School Building Bonds N TX CO-MGR
10/13/22 25.170 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT LEAD
10/13/22 30.030 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT LEAD
10/13/22 43.445 NYS Housing Fin-Mortgage Agcy Affordable Hsg Revenue Bonds N NY CO-MGR
10/13/22 94.850 NYS Housing Fin-Mortgage Agcy Affordable Hsg Revenue Bonds N NY CO-MGR
10/17/22 68.225 Pima Co-Arizona Sewer Sys Rev & Ref Oblig Bonds N AZ CO-MGR
10/18/22 88.375 California Dept of Veteran Affairs Home Purchase Revenue Bonds N CA LEAD
10/18/22 44.760 Collin Co (Frisco) ISD Refunding Bonds N TX LEAD
10/18/22 60.300 Rhode Island GO Consolidated Cap Dev Loan C RI SOLE
10/18/22 510.655 Southeast Pennsylvania Trans Auth Revenue Bonds N PA CO-MGR
10/19/22 1,143.490 Connecticut Special Tax Oblig & Ref Bonds N CT CO-MGR
10/19/22 117.815 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT CO-MGR
10/19/22 8.025 Johnstown North Metro Dt #2 Limited Tax GO Ref & Imp Bonds N CO SOLE
10/19/22 65.465 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
10/19/22 73.610 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
10/19/22 257.090 Wisconsin GO Refunding Bonds N WI CO-MGR
10/19/22 20.585 Wisconsin GO Refunding Bonds N WI CO-MGR
10/20/22 109.755 Anchorage City-Alaska Solid Waste Services Ref Bonds N AK CO-MGR
10/20/22 18.700 Jersey City-New Jersey Special Emergency Notes C NJ SOLE
10/20/22 60.515 Pima Co-Arizona Certificates of Participation N AZ LEAD
10/20/22 27.930 Pima Co-Arizona Certificates of Participation N AZ LEAD
10/21/22 14.770 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
10/21/22 65.690 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
10/21/22 14.000 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
10/25/22 78.860 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
10/25/22 39.175 Virginia Resources Auth (VRA) Infrastructure Revenue Bonds N VA CO-MGR
10/26/22 319.065 California Various Purp GO Refunding Bonds C CA SOLE
10/26/22 193.930 Collin Co (Richardson) ISD School Building Bonds N TX LEAD
10/26/22 33.475 Harvey (Hesston) USD #460 GO School Building Bonds C KS SOLE
10/26/22 137.410 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
10/26/22 24.240 Salt Lake City-Utah Sales & Excise Tax Rev Bonds N UT CO-MGR
10/26/22 40.015 Salt Lake City-Utah Sales & Excise Tax Rev Bonds N UT CO-MGR
10/26/22 35.590 St Petersburg City-Florida Public Utility Revenue Bonds C FL SOLE
10/27/22 950.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY LEAD
10/27/22 52.515 University of Connecticut Special Oblig Student Fee Bonds N CT CO-MGR
10/28/22 100.000 Bartow Co Development Authority Solid Waste Disposal Facs Bonds N GA SOLE
10/28/22 243.920 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
10/28/22 45.155 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
10/28/22 50.000 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
11/01/22 109.715 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
11/01/22 20.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
24
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
11/01/22 36.000 Maine State Housing Authority Mortgage Purchase Bonds N ME CO-MGR
11/03/22 67.500 New Mexico Finance Auth (NMFA) Senior Lien Revolv Fund Bonds N NM CO-MGR
11/03/22 46.590 Overland Park City-Kansas Special Obligation Rev Bonds N KS SOLE
11/07/22 11.555 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
11/08/22 43.400 Clark Co-Nevada Refunding Revenue Bonds N NV LEAD
11/08/22 40.230 Clark Co-Nevada Jet Aviation Refunding Rev Bonds N NV LEAD
11/08/22 4.335 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
11/08/22 35.660 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
11/08/22 26.465 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
11/09/22 547.310 California General Obligation Bonds C CA SOLE
11/09/22 50.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/09/22 24.290 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/09/22 75.710 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/09/22 114.360 Ohio Major New St Infrastructure Bonds N OH CO-MGR
11/09/22 426.640 SC Pub Svc Au (Santee Cooper) Revenue Imp & Ref Bonds N SC CO-MGR
11/09/22 194.850 SC Pub Svc Au (Santee Cooper) Revenue Imp & Ref Bonds N SC CO-MGR
11/10/22 9.275 Santa Clara Co (Union) ESD General Obligation Bonds N CA SOLE
11/10/22 6.950 Santa Clara Co (Union) ESD General Obligation CABs N CA SOLE
11/15/22 66.370 Hennepin Co (Minneapolis) SSD #1 Refunding COPs C MN SOLE
11/15/22 29.880 Hennepin Co (Minneapolis) SSD #1 Long-Term Facs Maintenance Bonds C MN SOLE
11/15/22 100.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
11/15/22 6.705 Nevada Natural Resources Bonds C NV SOLE
11/15/22 44.000 Travis Co Housing Finance Corp Multi-Family Housing Rev Bonds N TX LEAD
11/16/22 25.610 Centerra Metropolitan Dt #1 Special Revenue Imp Bonds N CO SOLE
11/16/22 150.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
11/16/22 458.000 Louisiana Gov Env Fac & CDA (LCDA) Insurance Assessment Rev Bonds N LA LEAD
11/16/22 23.025 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/16/22 72.075 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/17/22 98.955 Florida Dept of Transportation Revenue Bonds C FL SOLE
11/17/22 43.685 Missouri Joint Municipal Electric Utility Comm Power Supply Sys Rev Bonds N MO CO-MGR
11/17/22 28.550 Montgomery Co-Maryland Water Qual & Ref Rev Bonds C MD SOLE
11/17/22 180.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC CO-MGR
11/17/22 670.790 NYC Municipal Water Fin Auth Water & Sewer System Bonds N NY CO-MGR
11/17/22 24.915 NYC Municipal Water Fin Auth Water & Sewer System Bonds N NY CO-MGR
11/17/22 27.150 NYC Municipal Water Fin Auth Water & Sewer System Bonds N NY CO-MGR
11/17/22 27.145 NYC Municipal Water Fin Auth Water & Sewer System Bonds N NY CO-MGR
11/21/22 200.000 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
11/29/22 29.525 Connecticut GO Refunding Bonds N CT CO-MGR
11/29/22 250.000 Connecticut General Obligation Bonds N CT CO-MGR
11/29/22 225.940 Connecticut GO Refunding Bonds N CT CO-MGR
11/29/22 6.900 Connecticut GO Refunding Bonds N CT CO-MGR
11/29/22 77.035 Connecticut General Obligation Bonds N CT CO-MGR
11/29/22 31.605 Connecticut General Obligation Bonds N CT CO-MGR
11/29/22 165.340 Connecticut General Obligation Bonds N CT CO-MGR
11/29/22 57.025 Connecticut General Obligation Bonds N CT CO-MGR
11/29/22 68.995 Connecticut General Obligation Bonds N CT CO-MGR
11/30/22 32.790 Milwaukee City-Wisconsin Promissory Notes&Corp Purp Bonds C WI SOLE
11/30/22 268.355 San Jose Financing Authority Wastewater Revenue Bonds N CA LEAD
12/02/22 24.690 NYS Housing Fin-Mortgage Agcy Affordable Hsg Rev Bonds N NY CO-MGR
12/02/22 48.125 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
12/06/22 48.150 Arvada City-Colorado Water Enterprise Revenue Bonds C CO SOLE
12/07/22 21.055 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
12/07/22 51.070 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
12/07/22 141.100 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/07/22 354.070 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/07/22 214.035 Oregon Dept of Transportation Highway User Tx Rev Sr Lien Bonds N OR CO-MGR
12/07/22 125.000 Virginia Small Business Fin Auth Environmental Facs Rev Bonds N VA SOLE
12/08/22 100.000 NYC Municipal Water Fin Auth Water and Sewer System Bonds N NY SOLE
12/08/22 770.000 Triborough Bridge & Tunnel Auth Payroll Mobility Tax BANs C NY LEAD
12/09/22 87.965 Alaska Housing Finance Corp Gen Mortgage Revenue Bonds N AK CO-MGR
12/13/22 1,759.135 Pennsylvania Econ Dev Fin Auth Private Activity Revenue Bonds N PA LEAD
12/15/22 253.615 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
12/16/22 110.000 Portland City-Oregon Second Lien Sewer Sys Rev Bonds P OR SOLE
01/05/23 69.015 Owensboro Reg Water Resource Agy Wastewater Revenue Bonds C KY SOLE
01/06/23 33.755 Los Angeles Co Development Auth Multi-Family Housing Rev Bonds N CA SOLE
01/10/23 631.450 Collin Co (Plano) ISD Unltd Tax School Building Bonds N TX CO-MGR
01/10/23 233.980 Harris Co (Tomball) ISD Unltd Tax School Building Bonds N TX CO-MGR
25
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
01/11/23 34.665 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
01/11/23 299.000 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
01/11/23 154.380 Utah State Board of Regents General Revenue Bonds N UT LEAD
01/13/23 61.665 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/13/23 8.525 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/13/23 16.740 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/13/23 44.720 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/13/23 128.035 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/13/23 192.370 Georgia Muni Electric Au (MEAG) Revenue Bonds N GA LEAD
01/18/23 46.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD CO-MGR
01/18/23 99.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD CO-MGR
01/18/23 226.950 Washington Various Purpose GO Bonds C WA SOLE
01/19/23 100.000 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
01/24/23 72.555 Brazoria Co (Angleton) ISD Unlimited Tax School Bldg Bonds C TX SOLE
01/26/23 24.655 Arvin-Edison Water Storage Dt Wtr Certificates of Participation N CA SOLE
01/31/23 29.880 Alaska Municipal Bond Bank General Obligation Bonds N AK CO-MGR
01/31/23 56.640 Alaska Municipal Bond Bank General Obligation Bonds N AK CO-MGR
02/01/23 23.525 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
02/01/23 84.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
02/07/23 26.085 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
02/07/23 3.290 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
02/07/23 36.705 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
02/07/23 98.445 Harris Co (Sheldon) ISD Unltd Tax School Building Bonds C TX SOLE
02/07/23 11.570 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
02/07/23 55.420 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
02/07/23 33.000 Minnesota Housing Fin Agency Rental Housing Finance Bonds N MN CO-MGR
02/08/23 46.870 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 22.940 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 3.500 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 7.820 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 11.435 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/08/23 63.335 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
02/09/23 130.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
02/09/23 1,077.595 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
02/15/23 365.045 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX CO-MGR
02/15/23 25.000 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
02/15/23 52.455 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
02/15/23 52.350 Regents of the University of California General Revenue Bonds N CA CO-MGR
02/15/23 1,771.690 Regents of the University of California General Revenue Bonds N CA CO-MGR
02/22/23 17.205 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds P MD CO-MGR
02/23/23 61.355 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
02/23/23 95.000 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
02/23/23 688.320 New York City-New York General Obligation Bonds N NY CO-MGR
02/24/23 12.541 Richmond Redev & Housing Agency Multi-Family Housing Rev Bonds N VA SOLE
02/28/23 120.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
02/28/23 37.500 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
03/01/23 181.155 Illinois Finance Authority Revenue Bonds N IL CO-MGR
03/01/23 162.040 Oyster Bay Town-New York Water District Notes C NY SOLE
03/02/23 98.980 Florida Dept of Transportation Seaport Investment Prog Ref Bonds C FL SOLE
03/03/23 124.780 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
03/03/23 205.295 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
03/03/23 17.910 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
03/08/23 1,804.055 California Various Purpose GO Bonds N CA LEAD
03/08/23 171.715 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
03/08/23 63.652 Westborough Town-Massachusetts General Obligation BANs C MA SOLE
03/09/23 65.025 Metro Atlanta Rapid Transit Au (MARTA) Sales Tax Revenue Bonds N GA CO-MGR
03/09/23 1,293.000 NYC Municipal Water Fin Auth Wtr&Swr Sys 2nd Gen Res Rev Bonds N NY CO-MGR
03/15/23 950.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
03/15/23 175.605 Oregon General Obligation Bonds N OR CO-MGR
03/15/23 652.025 Oregon General Obligation Bonds N OR CO-MGR
03/15/23 8.540 Oregon General Obligation Bonds N OR CO-MGR
03/15/23 152.875 Oregon General Obligation Bonds N OR CO-MGR
03/17/23 49.610 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
03/17/23 80.285 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
03/21/23 1,491.485 Louisiana Gov Env Fac & CDA (LCDA) System Restoration Bonds N LA LEAD
03/22/23 111.200 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
03/22/23 86.200 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
26
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
03/22/23 144.715 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
03/22/23 34.875 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
03/22/23 125.725 NYS Housing Fin-Mortgage Agcy Affordable Housing Revenue Bonds N NY LEAD
03/28/23 98.125 Purdue Univ Board of Trustees Purdue Uni Student Facs Sys Bonds N IN LEAD
03/29/23 240.000 New York City-New York General Obligation Bonds C NY SOLE
03/29/23 20.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
03/29/23 120.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
03/30/23 314.865 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
03/30/23 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
04/03/23 33.530 Manvel-Texas Comb Tax&Rev Certs of Oblig Bonds C TX SOLE
04/04/23 139.850 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/04/23 15.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/04/23 21.260 West City-Texas Comb Tax&Rev Certs of Oblig Bonds C TX SOLE
04/05/23 2,552.715 California Various Purpose GO & Ref Bonds N CA CO-MGR
04/05/23 16.080 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
04/06/23 9.210 Sanford City-North Carolina Limited Obligation Bonds N NC SOLE
04/11/23 52.410 Oregon General Obligation Bonds N OR CO-MGR
04/12/23 62.485 Anne Arundel Co-Maryland GO Ref & Water and Swr Bonds C MD SOLE
04/12/23 349.685 Idaho Housing & Fin Assoc Sales Tax Rev Bonds N ID CO-MGR
04/12/23 25.575 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
04/12/23 180.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC LEAD
04/13/23 88.145 Palm Beach Co-Florida Public Improvement Rev Bonds C FL SOLE
04/18/23 27.730 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
04/18/23 88.815 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
04/18/23 72.855 Arizona Board of Regents System Revenue Bonds N AZ CO-MGR
04/18/23 368.710 Harris Co (Cypress-Fairbanks) ISD School Building Bonds N TX CO-MGR
04/19/23 135.505 Collin Co (Frisco) ISD School Building and Ref Bonds N TX CO-MGR
04/19/23 200.000 Illinois General Obligation Bonds N IL LEAD
04/19/23 2,311.210 Illinois General Obligation & Ref Bonds N IL LEAD
04/19/23 60.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
04/19/23 60.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
04/19/23 11.210 Oregon Hsg & Comm Svcs Dept Mtg Revenue Bonds N OR CO-MGR
04/19/23 40.005 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
04/19/23 254.695 So California Pub Pwr Au (SCPPA) Revenue Bonds N CA LEAD
04/19/23 116.855 Wake Co-North Carolina Limited Obligation Bonds N NC CO-MGR
04/20/23 56.550 Iowa State Board of Regents Parking System BANs C IA SOLE
04/20/23 164.410 Ohio State University General Receipts Bonds N OH SOLE
04/25/23 108.800 Norfolk City-Virginia GO Capital Improvement Bonds N VA CO-MGR
04/25/23 15.070 Norfolk City-Virginia GO Capital Improvement Bonds N VA CO-MGR
04/25/23 431.495 So California Pub Pwr Au (SCPPA) Revenue Bonds N CA LEAD
04/25/23 134.405 Union Co-North Carolina GO School Bonds C NC SOLE
04/26/23 242.960 Fort Bend Co (Katy) ISD School Building Bonds N TX CO-MGR
04/26/23 60.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
04/26/23 90.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
04/26/23 150.960 NYS Environmental Facs Corp Revenue Bonds N NY CO-MGR
04/26/23 201.195 Virginia Port Authority Revenue & Refunding Bonds N VA LEAD
04/26/23 8.230 Washington St Hsg Fin Commission Single Family Program Bonds` N WA CO-MGR
04/26/23 14.700 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
04/26/23 41.770 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
04/27/23 50.000 Emeryville-California General Obligation Bonds C CA SOLE
04/27/23 495.425 Wisconsin GO Refunding Bonds N WI CO-MGR
05/02/23 506.815 Energy Northwest Electric Rev Ref Bonds N WA LEAD
05/02/23 181.500 Minneapolis City-Minnesota Health Care System Rev Bonds N MN CO-MGR
05/02/23 181.500 Minneapolis City-Minnesota Health Care System Rev Bonds N MN CO-MGR
05/03/23 254.210 Chicago City-Illinois Second Lien Water Rev Bonds N IL CO-MGR
05/03/23 322.205 Chicago City-Illinois Second Lien Water Rev Ref Bonds N IL CO-MGR
05/09/23 42.000 California Infrstr & Eco Dev Bank Rev Refunding Bonds N CA SOLE
05/09/23 472.570 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX LEAD
05/09/23 191.885 Manatee Co-Florida Pub Util Rev Imp & Ref Bonds N FL CO-MGR
05/09/23 24.040 Oakland Co (Pontiac) SD GO School Building & Site Bonds N MI LEAD
05/10/23 85.085 Fort Worth City-Texas Comb Tax&Rev Certs of Oblig Bonds C TX SOLE
05/11/23 240.000 Arkansas Development Fin Auth Environmental Imp Rev Bonds N AR CO-MGR
05/11/23 31.950 Garrard Co SD Fin Corp School Building Rev Bonds C KY SOLE
05/11/23 112.505 Metro Atlanta Rapid Transit Au (MARTA) Sales Tax Revenue Bonds N GA LEAD
05/17/23 150.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
05/18/23 22.390 Los Angeles Co (Wiseburn) USD General Obligation Ref Bonds C CA SOLE
05/18/23 14.500 Pima Co (Amphitheater) USD #10 School Improvement Bonds N AZ SOLE
27
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
05/23/23 495.530 Los Angeles Dept Wtr & Pwr (LADWP) Water System Rev Bonds N CA LEAD
05/23/23 64.203 Somerville City-Massachusetts General Obligation BANs C MA SOLE
05/24/23 28.220 Dorchester Co-South Carolina Wtrwks & Swr Sys Rev Bonds N SC SOLE
05/24/23 105.195 Georgetown City-Texas Utility System Revenue Bonds N TX CO-MGR
05/24/23 388.910 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
05/24/23 5.070 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
05/25/23 215.090 Oregon H-way User Tax Rev Sub Lien Bonds N OR LEAD
05/25/23 215.090 Oregon Dept of Transportation Highway User Tax Rev Sub Ln Bonds N OR LEAD
05/25/23 3.710 Rock Co-Wisconsin GO Promissory Notes C WI SOLE
05/31/23 72.500 Illinois Housing Dev Authority Multi-Family Housing Rev Bonds N IL SOLE
05/31/23 41.638 Los Angeles Co Development Auth Multi-Family Housing Rev Bonds N CA SOLE
05/31/23 32.000 Santa Clara Co (Union) ESD General Obligation Bonds N CA SOLE
05/31/23 106.190 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
06/01/23 58.235 New Jersey Hsg & Mtg Fin Agency Multi-Family Housing Rev Bonds N NJ CO-MGR
06/01/23 45.860 New Jersey Hsg & Mtg Fin Agency Multi-Family Housing Rev Bonds N NJ CO-MGR
06/01/23 29.850 New Jersey Hsg & Mtg Fin Agency Multi-Family Housing Rev Bonds N NJ CO-MGR
06/01/23 150.695 New York City-New York General Obligation Bonds N NY CO-MGR
06/01/23 1,409.180 New York City-New York General Obligation Bonds N NY CO-MGR
06/01/23 303.205 Raleigh City-North Carolina Comb Enterprise Sys Rev&Ref Bonds N NC CO-MGR
06/01/23 163.790 Utah State Board of Regents General Revenue Bonds N UT LEAD
06/02/23 4.715 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
06/02/23 75.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
06/02/23 45.285 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
06/06/23 20.000 Carteret Co-North Carolina GO School Bonds C NC SOLE
06/06/23 12.165 Franklin Co Industrial Dev Auth Public Facility Revenue Bonds N VA LEAD
06/06/23 40.000 Los Angeles Co (Norwalk-La Mirada) USD General Obligation Bonds N CA SOLE
06/06/23 337.915 Univ of Texas Sys Bd of Regents Revenue Fin System Bonds N TX CO-MGR
06/07/23 21.405 Montgomery Co Hsg Opportunities Comm Single Fam Mtg Rev Bonds N MD CO-MGR
06/07/23 8.000 Montgomery Co Hsg Opportunities Comm Single Fam Mtg Rev Bonds N MD CO-MGR
06/07/23 217.510 Virginia Transportation Board Transportation Rev Bonds C VA SOLE
06/08/23 187.375 Arlington Co-Virginia GO Public Improvement Bonds C VA SOLE
06/08/23 14.385 Montana Bd of Regents of Higher Ed General Revenue Ref Bonds N MT SOLE
06/08/23 300.000 Ohio Water Development Authority Wtr Pollution Ctrl Loan Fund Rev N OH CO-MGR
06/09/23 172.855 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/09/23 419.870 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/12/23 47.365 Chambers Co-Texas Comb Tx & Rev Certs of Oblig C TX SOLE
06/13/23 159.990 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
06/14/23 29.390 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
06/14/23 91.645 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
06/15/23 60.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
06/15/23 90.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
06/20/23 80.000 Gaston Co-North Carolina GO School BANs C NC SOLE
06/21/23 6.570 College Station City-Texas General Obligation Bonds C TX SOLE
06/21/23 9.410 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
06/21/23 9.300 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
06/21/23 3.900 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
06/21/23 149.360 Massachusetts Dev Finance Agcy Refunding Revenue Bonds N MA CO-MGR
06/21/23 50.370 Massachusetts Dev Finance Agcy Refunding Revenue Bonds N MA CO-MGR
06/21/23 47.545 Orange Co Transportation Auth Sr Lien Toll Road Rev Ref Bonds N CA LEAD
06/21/23 99.995 Putnam Co SD (FL) GO School Bonds C FL SOLE
06/21/23 89.580 Texas GO Wtr Financial Assistance Bonds N TX CO-MGR
06/21/23 24.875 Texas GO Wtr Financial Assistance Bonds N TX CO-MGR
06/21/23 35.750 Texas GO Wtr Fin Assistance Ref Bonds N TX CO-MGR
06/22/23 290.725 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
06/22/23 29.580 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
06/22/23 125.200 Swarthmore Borough Authority Swarthmore College Rev Bonds C PA SOLE
06/27/23 41.060 Harris Co (Klein) ISD Unlimited Tax Ref Bonds C TX SOLE
06/27/23 433.355 San Diego Co Reg Trans Comm Sales Tax Revenue Bonds N CA LEAD
06/27/23 135.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
06/27/23 100.000 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
06/28/23 10.000 Wisconsin Hsg & Econ Dev Auth Weekly Var Rate Hsg Rev Bonds N WI SOLE
06/29/23 2.780 Battery Park City Authority Senior Revenue Bonds N NY CO-MGR
06/29/23 339.820 Battery Park City Authority Senior Revenue Bonds N NY CO-MGR
06/29/23 9.205 Battery Park City Authority Senior Revenue Bonds N NY CO-MGR
06/29/23 380.720 Battery Park City Authority Senior Revenue Bonds N NY CO-MGR
06/29/23 138.320 Corpus Christi City-Texas Utility Sys Rev Imp & Ref Bonds N TX CO-MGR
06/29/23 227.655 Florida Insurance Assistance Interlocal Agy Insurance Spec Assessment Bonds N FL LEAD
28
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/29/23 125.000 Florida Insurance Assistance Interlocal Agy Insurance Assesment Rev Bonds N FL LEAD
06/29/23 237.670 Florida Insurance Assistance Interlocal Agy Insurance Spec Assessment Bonds N FL LEAD
06/29/23 70.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
06/29/23 30.000 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
06/29/23 62.785 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
06/29/23 32.215 NYS Housing Fin-Mortgage Agcy Homeowner Mortgage Rev Bonds N NY CO-MGR
06/30/23 18.000 So California Metro Water Dt Flexible Rate Revolving Note P CA SOLE
07/06/23 116.645 Galveston Co (Dickinson) ISD Schoolhouse Bonds N TX LEAD
07/07/23 29.295 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
07/07/23 70.000 Mississippi Home Corporation Single Family Mtg Rev Bonds N MS CO-MGR
07/11/23 44.025 Allegheny Co Higher Ed Bldg Auth Revenue Bonds N PA SOLE
07/11/23 75.000 Charlotte City-North Carolina GO Housing Bonds C NC SOLE
07/11/23 146.830 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
07/11/23 76.665 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
07/11/23 25.880 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
07/11/23 414.035 San Francisco City/Co Public Util Comm Water Revenue Bonds N CA LEAD
07/11/23 37.135 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
07/11/23 73.760 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA LEAD
07/12/23 18.535 Frisco City-Texas Comb Tx & Surplus Rev COBs C TX SOLE
07/12/23 42.775 Frisco City-Texas Comb Tx & Surplus Rev COBs C TX SOLE
07/12/23 160.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
07/13/23 54.035 Miami Beach City-Florida General Obligation Bonds N FL LEAD
07/13/23 43.120 Miami Beach City-Florida General Obligation Bonds N FL LEAD
07/18/23 280.985 Michigan State Building Auth Revenue Refunding Bonds N MI CO-MGR
07/18/23 559.535 Santa Clara Valley Trans Auth Sales Tax Rev Ref Bonds N CA LEAD
07/19/23 337.155 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
07/19/23 462.200 California State Univ Trustees Systemwide Revenue Bonds N CA CO-MGR
07/19/23 37.055 Gastonia City-North Carolina Combined Utilities Sys Rev Bonds N NC SOLE
07/19/23 130.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds C NY SOLE
07/19/23 600.000 Salt Lake City-Utah Airport Revenue Bonds N UT CO-MGR
07/19/23 486.875 San Francisco City/Co Public Util Comm Refunding Revenue Bonds N CA CO-MGR
07/19/23 27.980 San Francisco City/Co Public Util Comm Refunding Revenue Bonds N CA CO-MGR
07/20/23 2.200 District of Columbia Hsg Fin Agy Multi-Family Housing Rev Bonds N DC SOLE
07/20/23 521.730 Fort Bend Co (Lamar) CISD Unltd Tax Schoolhouse Bonds N TX CO-MGR
07/20/23 80.595 Johnston Co-North Carolina Water and Sewer Sys Rev Bonds N NC CO-MGR
07/20/23 115.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
07/20/23 185.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
07/20/23 950.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
07/20/23 72.725 Philadelphia Energy Auth City Service Agreement Rev Bonds N PA LEAD
07/20/23 10.800 Philadelphia Energy Auth City Service Agreement Rev Bonds N PA LEAD
07/20/23 23.500 Texas State Affordable Hsg Corp Multi-Family Housing Rev Bonds N TX SOLE
07/25/23 18.865 Columbus Hospital Authority Refunding Revenue Antic Certs C GA SOLE
07/26/23 199.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
07/27/23 141.580 Charleston Ed Excellence Fin Corp Installment Purch Rev Ref Bonds N SC SOLE
07/27/23 130.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
07/27/23 20.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
07/27/23 38.435 Myrtle Beach City-South Carolina Wtrwrks & Swr Sys Ref & Imp Bonds N SC SOLE
08/01/23 50.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
08/01/23 62.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
08/01/23 23.415 Marble Falls City-Texas Comb Tax & Rev COBs C TX SOLE
08/01/23 31.050 San Marcos City-Texas Comb Tax & Rev COBs C TX SOLE
08/02/23 165.405 Harris Co (Spring Branch) ISD Unltd Tx Schoolhouse Bonds N TX LEAD
08/02/23 400.000 Long Island Power Authority Electric System Gen Rev Bonds N NY LEAD
08/02/23 179.310 Long Island Power Authority Electric System Gen Rev Bonds N NY LEAD
08/02/23 3.645 Montgomery Co Hsg Opportunities Comm Multiple Purpose Bonds N MD CO-MGR
08/02/23 57.355 Montgomery Co Hsg Opportunities Comm Multiple Purpose Bonds N MD CO-MGR
08/03/23 61.290 NYS Dorm Authority State Sales Tax Revenue Bonds N NY CO-MGR
08/03/23 1,303.485 NYS Dorm Authority State Sales Tax Revenue Bonds N NY CO-MGR
08/03/23 379.765 NYS Dorm Authority State Sales Tax Revenue Bonds N NY CO-MGR
08/08/23 119.135 Harris Co-Texas Permanent Imp Ref Bonds N TX CO-MGR
08/08/23 96.560 Harris Co-Texas Road Refunding Bonds N TX CO-MGR
08/08/23 797.800 Washington Metro Area Transit Au Second Lien Dedicated Rev Bonds N DC LEAD
08/09/23 106.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
08/09/23 64.000 Florida Housing Finance Corp Homeowner Mtg Rev Bonds N FL CO-MGR
08/09/23 72.610 Garland City-Texas Electric Util Sys Rev Ref Bonds N TX CO-MGR
08/10/23 950.000 New York City-New York General Obligation Bonds N NY CO-MGR
08/10/23 66.685 New York City-New York General Obligation Bonds N NY CO-MGR
29
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
08/10/23 51.190 Webster Town-New York BANs C NY SOLE
08/11/23 0.745 California Municipal Fin Auth Multi-Family Housing Rev Bonds P CA SOLE
08/14/23 61.945 Kingsport City-Tennessee GO Public Improvement Bonds C TN SOLE
08/15/23 76.070 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
08/15/23 150.295 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
08/15/23 225.890 Louisiana Grant Anticipation Revenue Bonds N LA LEAD
08/16/23 180.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
08/16/23 452.680 Tennessee General Obligation Bonds C TN SOLE
08/22/23 296.415 Sacramento Transportation Auth Measure A Sales Tax Rev Ref Bonds N CA CO-MGR
08/23/23 1,193.645 Michigan State Trunk Line Fund Bonds N MI LEAD
08/23/23 70.000 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
08/23/23 30.000 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
08/24/23 126.665 California Infrstr & Eco Dev Bank Revenue Refunding Bonds N CA SOLE
08/24/23 1,000.000 NYC Transitional Finance Auth Future Tax Sec Sub Bonds N NY LEAD
08/24/23 185.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
08/29/23 190.000 Huntsville Health Care Auth Bonds N AL SOLE
08/29/23 154.470 Lakeland City-Florida Energy System Rev & Ref Bonds N FL LEAD
08/29/23 100.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
08/30/23 26.635 Minnesota Housing Fin Agency State Appropriation Bonds N MN CO-MGR
08/30/23 110.970 Richmond City-Virginia Pub Utility Rev & Ref Bonds N VA LEAD
09/06/23 50.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
09/06/23 99.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
09/07/23 2,581.595 California Var Purp GO & Ref Bonds N CA CO-MGR
09/07/23 29.920 Maryland Dept Hsg & Com Dev (DHCD) Housing Rev Bonds N MD CO-MGR
09/07/23 4.280 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
09/07/23 99.450 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
09/07/23 81.945 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
09/08/23 351.370 Arizona Transportation Board Highway Rev & Rev Ref Bonds N AZ LEAD
09/08/23 87.310 Michigan St Hsg Dev Au (MSHDA) Single Family Mortgage Rev Bonds N MI CO-MGR
09/08/23 305.615 Michigan St Hsg Dev Au (MSHDA) Single-Family Mtg Rev Bonds N MI CO-MGR
09/12/23 169.845 Greenville Co SD General Obligation Notes C SC SOLE
09/12/23 10.995 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
09/12/23 49.005 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
09/12/23 60.000 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
09/12/23 30.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
09/12/23 265.570 Ohio State University General Receipts Bonds N OH CO-MGR
09/12/23 111.885 Ohio State University General Receipts Ref Bonds N OH CO-MGR
09/12/23 41.330 Royse City-Texas Comb Tx & Ltd Surp Rev COBs C TX SOLE
09/13/23 26.020 Central Kitsap Fire & Rescue Unltd Tax GO Bonds C WA SOLE
09/14/23 888.855 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY CO-MGR
09/14/23 37.715 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY CO-MGR
09/18/23 40.615 Upton Co-Texas Tax Notes C TX SOLE
09/18/23 50.000 York Co (Clover) SD #2 General Obligation BANs C SC SOLE
09/19/23 154.490 Minneapolis-St Paul Metro Airports Comm Sub Airport Revenue Ref Bonds N MN CO-MGR
09/19/23 8.290 Minneapolis-St Paul Metro Airports Comm Sub Airport Revenue Ref Bonds N MN CO-MGR
09/25/23 40.000 Walnut Creek Special Utility Dt Water System Revenue Bonds C TX SOLE
09/27/23 94.175 Missouri Joint Municipal Electric Utility Comm Power Project Rev Ref Bonds N MO CO-MGR
09/27/23 5.080 Texas Water Development Board Revenue Bonds N TX LEAD
09/27/23 1,007.490 Texas Water Development Board Revenue Bonds N TX LEAD
09/28/23 33.305 Muscle Shoals Solid Waste Disposal Auth Revenue Bonds N AL LEAD
09/28/23 604.015 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
09/28/23 88.710 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
10/02/23 55.000 Indiana Finance Authority Revenue Bonds D IN SOLE
10/03/23 549.760 Omaha Public Power Dt (OPPD) Electric System Revenue Bonds N NE CO-MGR
10/03/23 77.600 Utah Transit Au (UTA) Sales Tax Rev Ref Bonds N UT SOLE
10/04/23 440.545 California Various Purpose GO Bonds C CA SOLE
10/04/23 87.180 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/04/23 22.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
10/04/23 178.750 Illinois Housing Dev Authority Revenu Bonds N IL LEAD
10/04/23 64.165 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
10/04/23 305.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
10/04/23 55.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
10/04/23 100.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA CO-MGR
10/04/23 150.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA CO-MGR
10/04/23 77.552 Woodbridge Twp-New Jersey BANs C NJ SOLE
10/05/23 110.000 Florida Housing Finance Corp Homeowner Mtg Revenue Bonds N FL CO-MGR
10/05/23 40.000 Florida Housing Finance Corp Homeowner Mtg Revenue Bonds N FL CO-MGR
30
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
10/05/23 14.565 Lee Co-North Carolina Limited Obligation Bonds N NC SOLE
10/05/23 700.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/05/23 265.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/11/23 85.065 Charlotte City-North Carolina Refunding Certs of Participation N NC LEAD
10/11/23 130.140 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
10/11/23 271.300 Houston City-Texas Public Improvement & Ref Bonds N TX CO-MGR
10/12/23 15.750 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT LEAD
10/12/23 36.430 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Finance Prog Bonds N CT LEAD
10/17/23 260.000 Massachusetts GO Consolidated Loan Bonds C MA SOLE
10/17/23 577.235 North Texas Tollway Auth (NTTA) System Revenue Ref Bonds N TX CO-MGR
10/18/23 35.250 Arlington Co Industrial Dev Auth Revenue Bonds N VA CO-MGR
10/18/23 21.590 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
10/18/23 2.360 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
10/18/23 100.810 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY LEAD
10/18/23 42.350 Pima Co-Arizona Sewer Sys Revenue & Ref Oblig N AZ CO-MGR
10/19/23 20.640 Augusta Dev Auth Revenue Bonds N GA SOLE
10/19/23 1,224.005 Connecticut Special Tax Oblig & Ref Bonds N CT CO-MGR
10/19/23 187.975 Empire State Development Corp State Sales Tax Rev Bonds C NY SOLE
10/19/23 43.500 Maiker Housing Partners Multi-Family Housing Rev Bonds N CO SOLE
10/19/23 64.865 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
10/19/23 4.105 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
10/19/23 90.895 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
10/19/23 1,000.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
10/19/23 23.915 Pima Co-Arizona Certificates of Participation N AZ LEAD
10/19/23 15.155 Pima Co-Arizona Certificates of Participation N AZ LEAD
10/24/23 734.220 NYS Power Authority Revenue Bonds N NY CO-MGR
10/24/23 100.000 Pinellas Co SD TANs C FL SOLE
10/25/23 389.370 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mtg Rev Bonds N PA LEAD
10/25/23 20.235 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mtg Rev Bonds N PA LEAD
10/31/23 40.220 Cleveland City-Ohio Refunding Certs of Participation N OH LEAD
10/31/23 14.485 Myrtle Beach City-South Carolina Limited Obligation Bonds N SC SOLE
10/31/23 140.020 Oregon General Obligation Bonds N OR CO-MGR
10/31/23 18.050 Oregon General Obligation Bonds N OR CO-MGR
11/01/23 190.125 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
11/01/23 74.240 Montgomery Co Hsg Opportunities Comm Multiple Purpose Bonds N MD CO-MGR
11/06/23 275.000 University of Pittsburgh University Capital Project Bonds N PA LEAD
11/06/23 200.000 University of Pittsburgh Higher Education Pitt Asset Notes N PA LEAD
11/07/23 110.000 California Educational Facs Auth Revenue Bonds N CA LEAD
11/07/23 200.000 Charlotte City-North Carolina General Obligation Bonds D NC SOLE
11/07/23 126.960 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
11/08/23 50.000 California Municipal Fin Auth Solid Waste Disposal Rev Bonds N CA CO-MGR
11/08/23 48.375 Charleston Public Facs Corp Installment Purchase Rev Bonds N SC LEAD
11/08/23 75.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
11/08/23 325.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Rev Bonds N MD CO-MGR
11/08/23 282.250 Massachusetts Clean Water Trust State Revolving Fund & Ref Bonds N MA CO-MGR
11/08/23 111.870 Massachusetts Clean Water Trust State Revolving Fund Bonds N MA CO-MGR
11/08/23 48.750 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/08/23 82.500 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
11/08/23 43.750 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/08/23 358.045 University of Connecticut GO & Refunding Bonds N CT CO-MGR
11/08/23 50.000 Yolo Co (Washington) USD General Obligation Bonds C CA SOLE
11/09/23 141.000 Hampton Roads Trans Acc Com (HRTAC) Trans Fund Intermediate Lien BANs N VA LEAD
11/09/23 30.175 Miami City-Florida Spec Oblig Non-Ad Val Rev Bonds N FL CO-MGR
11/09/23 241.220 Miami City-Florida Special Oblig Rev Bonds N FL CO-MGR
11/09/23 75.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
11/09/23 235.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
11/09/23 128.960 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
11/09/23 661.500 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
11/09/23 6.555 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
11/09/23 36.200 NYS Utility Debt Securitization Auth Restructuring Bonds N NY CO-MGR
11/09/23 65.000 Southampton Co Indus Dev Auth Environmental Imp Rev Bonds N VA SOLE
11/10/23 41.900 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/10/23 125.955 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/13/23 121.500 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
11/14/23 297.060 Great Lakes Water Auth (GLWA) Sewage Disposal Sys Ref Bonds N MI CO-MGR
11/14/23 215.745 Great Lakes Water Auth (GLWA) Water Supply Sys Rev & Ref Bonds N MI CO-MGR
11/15/23 48.750 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
31
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
11/15/23 26.250 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
11/15/23 88.000 Orange Co (Anaheim) ESD General Obligation Bonds C CA SOLE
11/15/23 40.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD LEAD
11/15/23 105.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD LEAD
11/15/23 70.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD SOLE
11/15/23 20.000 South Dakota Housing Dev Auth Homeownership Mtg Bonds N SD SOLE
11/16/23 2.200 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/16/23 50.505 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/16/23 65.590 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/16/23 59.165 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/16/23 1,250.000 New Jersey Trans Trust Fund Au Transportation Program Bonds N NJ LEAD
11/17/23 23.400 Atlanta Urban Resdtl Fin Auth Multi-Family Housing Rev Note P GA SOLE
11/17/23 65.500 Maryland Dept Hsg & Com Dev (DHCD) Project Loan P MD SOLE
11/28/23 44.210 Colorado Reg Transportation Dt Certificates of Participation N CO CO-MGR
11/29/23 28.460 Allegheny Co Higher Ed Bldg Auth University Revenue Bonds N PA SOLE
11/29/23 206.785 Idaho Housing & Fin Assoc Single Family Mortgage Rev Bonds N ID CO-MGR
11/29/23 14.605 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
11/29/23 100.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
11/29/23 50.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
11/29/23 155.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
11/29/23 200.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
11/30/23 34.575 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
11/30/23 175.000 Manatee Co-Florida Revenue Improvement Bonds N FL CO-MGR
12/05/23 7.320 Franklin City-Virginia GO Public Improvement Bonds N VA SOLE
12/06/23 30.430 Goleta Water Dt Refunding Revenue Bonds N CA SOLE
12/06/23 750.000 Hawaii General Obligation Bonds N HI CO-MGR
12/06/23 56.195 NYS Housing Fin-Mortgage Agcy Affordable Hsg Rev Bonds N NY CO-MGR
12/06/23 22.740 NYS Housing Fin-Mortgage Agcy Affordable Hsg Rev Bonds N NY CO-MGR
12/06/23 52.835 NYS Housing Fin-Mortgage Agcy Affordable Hsg Rev Bonds N NY CO-MGR
12/06/23 31.500 Texas State Affordable Hsg Corp Multi-Family Housing Rev Bonds N TX SOLE
12/06/23 24.900 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
12/06/23 57.700 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
12/07/23 198.030 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/07/23 53.585 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/07/23 1,269.070 NYC Transitional Finance Auth Future Tx Sec Sub Bonds N NY CO-MGR
12/08/23 32.650 Riverhead IDA Econ Job Dev Corp Multi-Family Bonds N NY SOLE
12/11/23 22.130 Illinois Housing Dev Authority Multi-Family Housing Rev Bonds N IL SOLE
12/12/23 199.568 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds D MD LEAD
12/13/23 37.395 Comm of Iron Range Res & Rehab Minnesota Educ Fac Rev Bonds C MN SOLE
12/13/23 99.595 Illinois Housing Dev Authority Multi-Family Housing Rev Bonds N IL SOLE
12/14/23 46.000 Alliance Regional Water Auth BANs D TX SOLE
12/14/23 334.625 Empire State Development Corp State Personal Inc Tx Rev Bonds C NY SOLE
12/14/23 873.710 Illinois State Toll Highway Auth Toll Highway Sr Rev Bonds N IL LEAD
12/14/23 40.000 Worcester (Spencer East-Brookfield) RSD General Obligation BANs C MA SOLE
12/15/23 16.245 Serratoga Falls Metro Dt #1 Senior GO Limited Tax Bonds P CO SOLE
12/15/23 8.755 Serratoga Falls Metro Dt #1 Senior GO Limited Tax Bonds P CO SOLE
12/19/23 18.895 Dorchester Co-South Carolina Summers Corner Imp Dt Asmt Bonds N SC SOLE
12/19/23 15.500 Westchester Co Indust Dev Agcy Multi-Family Housing Rev Bonds N NY SOLE
12/19/23 10.000 Wisconsin Hsg & Econ Dev Auth Housing Rev Bonds N WI SOLE
12/20/23 209.570 Connecticut General Obligation Bonds N CT CO-MGR
12/20/23 426.190 Connecticut GO & Refunding Bonds N CT CO-MGR
12/20/23 45.470 Connecticut General Obligation Bonds N CT CO-MGR
12/20/23 47.840 Connecticut General Obligation Bonds N CT CO-MGR
12/20/23 97.120 Connecticut General Obligation Bonds N CT CO-MGR
12/20/23 22.310 Erie Co Industrial Dev Agency Multi-Family Bonds N NY SOLE
01/04/24 61.530 Truckee Meadows Water Auth Water Revenue Bonds N NV LEAD
01/09/24 63.800 Tacoma City-Washington Water Sys Rev Ref Bonds N WA LEAD
01/10/24 100.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC LEAD
01/10/24 200.000 North Carolina Housing Fin Agcy Home Ownership Revenue Bonds N NC LEAD
01/11/24 670.000 Colorado Educ Loan Prog TRANs C CO LEAD
01/11/24 213.680 Dallas City-Texas Comb Tx & Revenue COBs C TX SOLE
01/11/24 54.060 Fulton Co Development Authority Georgia Tech Facs Revenue Bonds N GA CO-MGR
01/11/24 1,882.265 Massachusetts GO Cons Loan & Ref Bonds N MA CO-MGR
01/12/24 19.660 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
01/12/24 70.000 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS LEAD
01/17/24 93.750 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
01/18/24 281.280 Los Angeles Dept Wtr & Pwr (LADWP) Water System Revenue Bonds N CA LEAD
32
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
01/19/24 62.615 Howard Co Housing Commission General Revenue Bonds N MD CO-MGR
01/22/24 19.250 Fayette Co (Schulenburg) ISD Unlimited Tax Schl Bldg Bonds C TX SOLE
01/23/24 34.060 Fulton Co Development Authority Revenue Bonds N GA CO-MGR
01/23/24 73.605 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
01/23/24 31.395 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
01/23/24 82.650 Mississippi St Univ Ed Bldg Corp Revenue & Refunding Bonds N MS LEAD
01/23/24 48.325 Mississippi St Univ Ed Bldg Corp Refunding Bonds N MS LEAD
01/24/24 120.000 Alaska Housing Finance Corp Gen Mortgage Revenue Bonds II N AK CO-MGR
01/24/24 123.120 Alaska Housing Finance Corp Gen Mtg Rev Bonds II N AK CO-MGR
01/24/24 53.750 Lynnfield Town-Massachusetts General Obligation BANs C MA SOLE
01/24/24 143.970 Regents of the University of California General Revenue Bonds N CA CO-MGR
01/24/24 1,251.925 Regents of the University of California General Revenue Bonds N CA CO-MGR
01/24/24 162.000 Rock Hill City-South Carolina Combined Util System Rev Bonds N SC SOLE
01/24/24 150.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
01/25/24 32.350 Tacoma City-Washington Reg Wtr Supply Sys Rev Ref Bonds N WA CO-MGR
01/25/24 9.250 Ventura Co (Conejo Valley) USD General Obligation CIBs N CA SOLE
01/25/24 20.341 Ventura Co (Conejo Valley) USD General Obligation CABs N CA SOLE
01/31/24 75.000 Bristol Co (Bristol-Plymouth) RSD General Obligation BANs C MA SOLE
01/31/24 1,024.320 NYS Thruway Authority General Revenue Bonds N NY CO-MGR
02/01/24 31.575 Aiken-South Carolina Water & Sewer Sys Rev Bonds N SC SOLE
02/05/24 23.345 Runnels Co (Jim Ned) CISD Unlimited Tax Sch Bldg Bonds C TX SOLE
02/06/24 190.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
02/07/24 658.605 Massachusetts GO Refunding Bonds N MA CO-MGR
02/07/24 20.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
02/07/24 29.395 North Charleston City-South Carolina Limited Obligation Bonds N SC SOLE
02/07/24 31.050 San Joaquin Co Transpo Auth Measure K Sales Tax Ref Bonds N CA SOLE
02/07/24 87.300 Sherburne Co (Elk River Area) ISD #728 GO Schl Bldg&Alt Facs Ref Bonds C MN SOLE
02/07/24 150.000 Wisconsin Environmental Imp Fund Rev Bonds C WI SOLE
02/08/24 145.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
02/08/24 1,000.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
02/13/24 94.500 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
02/13/24 175.500 Tennessee Hsg Dev Agcy (THDA) Residential Finance Program Bonds N TN CO-MGR
02/14/24 349.250 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
02/14/24 28.975 University System of Maryland Aux Facs & Tuition Rev Bonds C MD SOLE
02/14/24 75.890 University System of Maryland Aux Facs & Tuition Rev Bonds C MD SOLE
02/20/24 32.205 Wisconsin Public Finance Auth Revenue Bonds N WI SOLE
02/21/24 197.195 Connecticut Housing & Fin Auth (CHFA) Housing Mgt Fin Prog Bonds N CT CO-MGR
02/21/24 622.765 Maryland Transportation Authority Revenue Refunding Bonds N MD CO-MGR
02/21/24 412.570 Univ of Texas Sys Bd of Regents Permanent Univ Fund Bonds N TX LEAD
02/21/24 129.465 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
02/21/24 9.900 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
02/21/24 37.705 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
02/22/24 217.555 Bay Area Toll Authority (BATA) Revenue Bonds N CA CO-MGR
02/22/24 182.160 Bay Area Toll Authority (BATA) Revenue Bonds N CA CO-MGR
02/22/24 152.840 Bay Area Toll Authority (BATA) Revenue Bonds N CA CO-MGR
02/22/24 281.450 California Infrstr & Eco Dev Bank Revenue Bonds N CA SOLE
02/22/24 38.440 Rock Co-Wisconsin General Obligation Bonds C WI SOLE
02/23/24 126.330 Michigan St Hsg Dev Au (MSHDA) Single-Family Mortgage Rev Bonds N MI CO-MGR
02/23/24 248.295 Michigan St Hsg Dev Au (MSHDA) Single-Family Mortgage Rev Bonds N MI CO-MGR
02/27/24 165.857 Oyster Bay Town-New York Water District Notes C NY SOLE
02/28/24 110.000 Bay Area Toll Authority (BATA) Revenue Bonds N CA LEAD
02/28/24 205.620 Pennsylvania Housing Fin Agcy (PHFA) Single-Family Mtg Rev Bonds N PA CO-MGR
02/28/24 59.060 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mtg Rev Bonds N PA CO-MGR
02/29/24 39.695 Fulton Co Development Authority Georgia Tech Fac Ref Fev Bonds N GA CO-MGR
02/29/24 1,200.000 New York City-New York General Obligation Bonds N NY CO-MGR
02/29/24 309.905 New York City-New York General Obligation Bonds N NY CO-MGR
03/05/24 10.575 Kentucky Revenue Refunding Bonds C KY SOLE
03/05/24 1,092.295 Regents of the University of California General Revenue Bonds N CA CO-MGR
03/06/24 244.850 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
03/06/24 290.940 Idaho Housing & Fin Assoc Single Family Mortgage Bonds N ID CO-MGR
03/06/24 318.180 Lower Colorado River Authority (LCRA) Transmission Cont Ref Rev Bonds N TX LEAD
03/06/24 14.765 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
03/06/24 1,363.775 NYC Municipal Water Fin Auth Water and Sewer Revenue Bonds N NY CO-MGR
03/07/24 60.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
03/07/24 110.000 Florida Housing Finance Corp Homeowner Mortgage Bonds N FL CO-MGR
03/11/24 60.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
03/11/24 160.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds, N VA CO-MGR
33
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
03/11/24 80.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA CO-MGR
03/12/24 54.080 Portland City-Oregon Limited Tax Revenue Bonds C OR SOLE
03/13/24 70.000 Anderson Co SD #4 General Obligation BANs C SC SOLE
03/13/24 285.190 California Health Facs Fin Auth Revenue Bonds N CA CO-MGR
03/13/24 319.375 Clark Co-Nevada Airport System Sub Lien Ref Rev N NV CO-MGR
03/13/24 150.920 Clark Co-Nevada Airport Sys Jr Sub Ln Rev Notes N NV CO-MGR
03/13/24 718.200 Colorado Health Facilities Auth Revenue Bonds N CO CO-MGR
03/13/24 100.000 Texas Dept of Hsg & Comm Affairs Residential Mortgage Rev Bonds N TX CO-MGR
03/13/24 150.000 Texas Dept of Hsg & Comm Affairs Residential Mortgage Rev Bonds N TX CO-MGR
03/13/24 37.251 Winchester Town-Massachusetts General Obligation BANs C MA SOLE
03/14/24 338.780 Idaho Housing & Fin Assoc Sales Tax Rev Bonds N ID CO-MGR
03/14/24 64.735 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY CO-MGR
03/14/24 2,811.100 NYS Dorm Authority State Personal Inc Tax Rev Bonds N NY CO-MGR
03/15/24 58.910 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/15/24 15.205 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/15/24 209.510 NYS Housing Fin-Mortgage Agcy Affordable Housing Rev Bonds N NY CO-MGR
03/19/24 127.255 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
03/19/24 114.325 Los Angeles Co Metro Trans Auth 1st Tier Sr Sls Tx Rev Ref Bonds N CA LEAD
03/19/24 42.680 Los Angeles Co Metro Trans Auth 1st Tier Sr Sls Tx Rev Ref Bonds N CA LEAD
03/19/24 235.843 New Hampshire National Fin Auth Municipal Certificates Series N NH CO-MGR
03/19/24 235.843 New Hampshire National Fin Auth Municipal Certificates Series N NH CO-MGR
03/19/24 242.185 NYS Dorm Authority Consol Fifth Gen Reso Rev Bonds C NY SOLE
03/19/24 11.000 San Diego Co (Escondido) USD General Obligation Bonds N CA SOLE
03/19/24 207.580 Wisconsin Transportation Rev Ref Bonds N WI LEAD
03/22/24 717.295 NYS Environmental Facs Corp Revenue Bonds N NY CO-MGR
03/26/24 2,608.650 California Various Purpose GO & Ref Bonds N CA LEAD
03/26/24 1,092.550 Washington GO Refunding Bonds N WA LEAD
03/27/24 43.000 Colorado Hsg & Fin Auth (CHFA) Multi-Family Housing Rev Bonds N CO SOLE
03/27/24 1,280.105 New York City-New York General Obligation Bonds N NY CO-MGR
03/27/24 174.765 New York City-New York General Obligation Bonds N NY CO-MGR
03/27/24 72.530 Purdue Univ Board of Trustees Purdue Univ Student Fee Bonds N IN CO-MGR
03/27/24 33.065 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
03/27/24 99.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
03/27/24 15.935 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
04/02/24 28.420 Arizona Board of Regents Speed Revenue Ref Bonds N AZ LEAD
04/02/24 150.000 Colorado Bridge & Tunnel Enterprise Senior Infrastructure Rev Bonds N CO CO-MGR
04/02/24 13.240 Dorchester Co-South Carolina Limited Obligation Bonds N SC SOLE
04/02/24 130.845 Trinity River Authority Reg Wstwtr Sys Rev Imp & Ref N TX LEAD
04/04/24 182.810 North Carolina Turnpike Authority Revenue & Refunding Bonds N NC CO-MGR
04/04/24 190.835 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/04/24 131.460 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/09/24 27.000 Arizona Industrial Dev Auth Multi-Family Bonds N AZ SOLE
04/09/24 17.565 Cape Coral City-Florida General Obligation Bonds N FL SOLE
04/09/24 30.000 Inlivian Multi-Family Bonds N NC SOLE
04/09/24 734.995 Massachusetts Dev Finance Agcy Revenue Bonds N MA CO-MGR
04/09/24 62.095 Minnesota Housing Fin Agency Residential Hsg Fin Bonds N MN CO-MGR
04/09/24 11.125 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
04/09/24 26.780 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
04/09/24 377.450 Sacramento MUD (SMUD) Electric Revenue Ref Bonds N CA CO-MGR
04/09/24 250.000 Sacramento MUD (SMUD) Electric Revenue Bonds N CA CO-MGR
04/09/24 22.160 Sacramento MUD (SMUD) Electric Revenue Ref Bonds N CA CO-MGR
04/10/24 600.000 NYS Dorm Authority Revenue Bonds N NY CO-MGR
04/11/24 29.555 Arizona Board of Regents No AR Univ Sys Rev Ref Bonds N AZ LEAD
04/11/24 44.450 Colorado Science & Tech Pk Metro Dt #1 Spec&Sub Spec Rev Ref&Imp Bonds N CO LEAD
04/11/24 9.775 Colorado Science & Tech Pk Metro Dt #1 Sub Special Rev Ref & Imp Bonds N CO LEAD
04/16/24 153.970 Arizona Board of Regents System Revenue Bonds N AZ LEAD
04/16/24 168.440 Arizona Board of Regents System Revenue Bonds N AZ LEAD
04/16/24 60.455 Arizona Board of Regents System Revenue Bonds N AZ LEAD
04/16/24 45.215 Lakes at Centerra Metro Dt #2 Ltd Tax GO Refunding Bonds N CO SOLE
04/17/24 31.885 Laurens Co Public Fac Auth Purchase Revenue Bonds N SC SOLE
04/17/24 49.890 New Mexico Finance Auth (NMFA) Sub Lien Pub Project Rev Bonds N NM LEAD
04/17/24 788.560 NYC Municipal Water Fin Auth Water & Sewer 2nd Gen Res Bonds N NY CO-MGR
04/18/24 151.485 Arizona Board of Regents Speed Revenue Bonds N AZ CO-MGR
04/18/24 1,000.000 Florida St Board Admin Fin Corp Revenue Bonds N FL LEAD
04/23/24 573.405 Energy Northwest Elec Rev & Ref Bonds N WA CO-MGR
04/23/24 91.630 Long Beach City-California Senior Water Revenue Bonds N CA CO-MGR
04/23/24 27.690 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
34
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
04/23/24 210.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
04/23/24 12.310 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bond N MD CO-MGR
04/23/24 49.680 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/23/24 3.710 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/23/24 45.895 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/24/24 266.685 Oregon General Obligation Bonds N OR LEAD
04/24/24 299.080 Oregon General Obligation Bonds N OR LEAD
04/24/24 0.790 Oregon General Obligation Bonds N OR LEAD
04/24/24 69.410 South Carolina Jobs Econ Dev Au Educational Facs Rev Bonds N SC CO-MGR
04/25/24 48.365 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
04/25/24 73.900 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
04/25/24 2.485 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
04/25/24 84.300 North Texas Municipal Water Dt Reg Wstwtr Sys Con Rev Bonds C TX SOLE
04/25/24 25.030 St Louis Co (Webster Groves) SD General Obligation Bonds C MO SOLE
04/26/24 2,219.280 Florida Development Fin Corp Revenue Bonds N FL CO-MGR
04/26/24 28.419 Fulton Co Development Authority Senior Hsg Rev Note P GA SOLE
04/30/24 1,909.790 South Carolina Jobs Econ Dev Au Health Care Facs Rev Bonds N SC CO-MGR
04/30/24 136.070 Virginia Resources Auth (VRA) Infrastructure Rev Bonds N VA CO-MGR
05/01/24 96.625 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
05/01/24 150.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Program Bonds N CT CO-MGR
05/01/24 116.140 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
05/01/24 228.500 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
05/07/24 26.395 Arizona Board of Regents Refunding COPs N AZ CO-MGR
05/07/24 250.000 Augusta City-Georgia General Obligation Bonds C GA SOLE
05/07/24 79.050 Brazoria Co (Angleton) ISD Ultd Tax Sch Bldg Bonds C TX SOLE
05/07/24 115.585 Hampton Roads Sanitation Dt Wastewater Revenue Ref Bonds N VA LEAD
05/07/24 1,018.270 Illinois Finance Authority Revenue Bonds N IL LEAD
05/07/24 69.355 Iowa Finance Authority Single Family Mortgage Bonds N IA CO-MGR
05/07/24 80.000 Iowa Finance Authority Single Family Mortgage Bonds N IA CO-MGR
05/07/24 89.665 Plano City-Texas GO Refunding & Improvement Bonds C TX SOLE
05/07/24 160.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mtg Bonds N VA LEAD
05/07/24 23.830 Waterbury Housing Authority Multi-Family Bonds N CT SOLE
05/08/24 266.800 Energy Northwest Electric Rev Ref Bonds N WA SOLE
05/08/24 112.170 Polk Co-Iowa GO Capital Loan Notes N IA CO-MGR
05/09/24 313.865 Metro Atlanta Rapid Transit Au (MARTA) Sales Tax Rev & Ref Bonds N GA LEAD
05/09/24 340.615 San Francisco City/Co-California GO Refunding Bonds N CA LEAD
05/14/24 17.000 Arkansas Wtr,Wst Disp&Poll Abate Fac Bond C AR SOLE
05/14/24 18.540 San Francisco City & Co Airport Comm Revenue Refunding Bonds N CA CO-MGR
05/14/24 782.535 San Francisco City & Co Airport Comm 2nd Series Revenue Refunding Bond N CA CO-MGR
05/14/24 123.590 San Francisco City & Co Airport Comm 2nd Series Revenue Refunding Bond N CA CO-MGR
05/14/24 288.885 Tarrant Regional Water Dt Water Revenue Ref & Imp Bonds N TX CO-MGR
05/14/24 178.500 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
05/14/24 76.500 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
05/15/24 145.510 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
05/15/24 117.450 Georgetown City-Texas Utility System Rev Bonds N TX CO-MGR
05/15/24 534.420 Miami-Dade Co-Florida Water & Sewer Sys & Ref Rev N FL CO-MGR
05/16/24 75.000 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
05/16/24 75.000 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
05/16/24 60.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
05/16/24 15.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
05/16/24 1,500.000 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/16/24 956.830 NYS Dorm Authority Sch Dt Rev Fin Program Bonds N NY CO-MGR
05/16/24 5.075 San Antonio City Ed Facs Corp Higher Ed Rev Ref & Imp Bonds N TX CO-MGR
05/16/24 62.165 San Antonio City Ed Facs Corp Higher Ed Rev Ref & Imp Bonds N TX CO-MGR
05/21/24 7.740 Arlington City-Texas Permanent Imp Ref Bonds C TX SOLE
05/21/24 384.105 Great Lakes Water Auth (GLWA) Wtr Supply Sys Rev Ref Bonds N MI CO-MGR
05/21/24 387.565 Great Lakes Water Auth (GLWA) Sewage Disp Sys Rev Ref Bonds N MI CO-MGR
05/21/24 24.750 Monroe Twp-New Jersey BANs C NJ SOLE
05/21/24 278.758 New Hampshire National Fin Auth Municipal Certificates N NH CO-MGR
05/21/24 609.425 Texas St Univ Sys Bd of Regents Rev Fin Sys & Ref Bonds N TX LEAD
05/22/24 100.000 Florida Housing Finance Corp Homeowner Mtg Revenue Bonds N FL CO-MGR
05/22/24 150.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
05/22/24 148.305 Fort Worth City-Texas Water & Sewer Sys Rev Bonds C TX SOLE
05/22/24 75.170 Pennsylvania Housing Fin Agcy (PHFA) Single-Family Mortgage Rev Bonds N PA CO-MGR
05/22/24 374.795 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mtg Rev Bonds N PA CO-MGR
05/22/24 8.000 Rock Hill City-South Carolina Ltd Obligation Bonds N SC SOLE
05/22/24 190.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
35
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
05/23/24 30.385 South Carolina Jobs Econ Dev Au Economic Dev Rev Bonds N SC SOLE
05/24/24 280.000 Clayton Co SD General Obligation Bonds D GA SOLE
05/29/24 274.140 University of Cincinnati Gen Rec & Gen Rec Ref Bonds N OH CO-MGR
05/30/24 17.065 Montgomery Co Hsg Opportunities Comm Single Family Mortgage Rev Bonds N MD CO-MGR
05/30/24 12.935 Montgomery Co Hsg Opportunities Comm Single Family Mtg Rev Bonds N MD CO-MGR
05/30/24 63.820 Spartanburg City-South Carolina Installment Purchase Rev Bonds N SC SOLE
06/03/24 138.640 E-470 Public Highway Authority Senior Revenue Bonds N CO LEAD
06/03/24 0.975 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
06/03/24 23.580 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
06/03/24 5.030 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
06/03/24 50.685 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
06/04/24 90.385 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/04/24 20.095 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/04/24 27.155 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/04/24 115.100 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
06/04/24 97.130 Prince Georges Co-Maryland GO Pub Imp Ref Bonds C MD SOLE
06/04/24 1,098.840 San Antonio City-Texas Elec & Gas Sys Rev & Ref Bonds N TX CO-MGR
06/05/24 45.680 Alexandria Sanitary Authority Wastewater Revenue Bonds N VA CO-MGR
06/05/24 346.065 Bay Area Toll Authority (BATA) Toll Bridge & Sub Toll Bridge Rev N CA CO-MGR
06/05/24 250.000 Bay Area Toll Authority (BATA) Toll Bridge Revenue Bonds N CA CO-MGR
06/05/24 284.735 Chesterfield Co Eco Dev Auth Revenue Bonds N VA LEAD
06/05/24 200.000 Maryland GO St & Lcl Facs Loan Bonds C MD SOLE
06/05/24 823.615 Metro Washington Airports Auth Airport Sys Rev & Ref Bonds N DC CO-MGR
06/05/24 98.735 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
06/05/24 29.260 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
06/05/24 199.500 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
06/05/24 100.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
06/05/24 89.445 So California Metro Water Dt Subordinate Water Rev Ref Bonds N CA CO-MGR
06/05/24 86.940 So California Metro Water Dt Subordinate Water Rev Ref Bonds N CA CO-MGR
06/06/24 254.655 Lower Colorado River Authority (LCRA) Refunding Revenue Bonds N TX CO-MGR
06/06/24 76.020 Port of Morrow-Oregon Transmission Facs Rev Bonds N OR LEAD
06/06/24 425.000 Riverside Co-California TRANs N CA CO-MGR
06/10/24 27.820 Univ of Arizona Board of Regents Rev Ref Bonds N AZ SOLE
06/10/24 14.525 Orange Water & Sewer Authority Water & Sewer Sys & Ref Bonds N NC SOLE
06/11/24 105.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
06/11/24 80.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
06/11/24 117.485 New Mexico Finance Auth (NMFA) State Transpo Ref Rev Bonds N NM CO-MGR
06/12/24 350.520 Maryland Eco Dev Corp (MEDCO) Revenue Bonds N MD SOLE
06/12/24 128.660 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/12/24 311.725 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/12/24 75.000 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
06/12/24 15.000 Pitt Co-North Carolina Limited Obligation Bonds N NC SOLE
06/12/24 80.390 So California Metro Water Dt Subordinate Water Rev Ref Bonds N CA CO-MGR
06/13/24 30.740 Puente Basin Water Agency Water Revenue Bonds N CA SOLE
06/18/24 150.000 Bay Area Toll Authority (BATA) Revenue Bonds N CA CO-MGR
06/18/24 50.000 Bay Area Toll Authority (BATA) Revenue Bonds N CA LEAD
06/18/24 116.670 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
06/18/24 21.030 Georgia Housing Finance Authority Single Family Mortgage Rev Bonds N GA CO-MGR
06/18/24 113.750 Georgia Housing Finance Authority Single Family Mortgage Bonds N GA CO-MGR
06/18/24 40.890 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
06/18/24 1.565 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
06/18/24 48.720 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
06/18/24 80.125 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
06/18/24 80.125 NYC Housing Dev Corp Housing Impact Bonds N NY LEAD
06/18/24 230.510 Oregon Dept of Transportation Grant Anticipation Revenue Bonds N OR LEAD
06/20/24 228.385 NYS Housing Fin Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/20/24 81.545 NYS Housing Fin Agcy Affordable Housing Revenue Bonds N NY CO-MGR
06/20/24 192.645 Raleigh City-North Carolina Limited Obligation Bonds N NC CO-MGR
06/21/24 17.475 Montgomery Co Hsg Opportunities Comm Multi-Family Housing Dev Bonds N MD CO-MGR
06/24/24 150.000 Los Angeles City-California General Obligation Bonds C CA SOLE
06/24/24 444.760 Oregon Dept of Transportation Hway User Tx Rev Ref Sub Lien N OR CO-MGR
06/25/24 78.075 Chesapeake City-Virginia Snr Toll Road Rev Ref Bonds N VA CO-MGR
06/25/24 694.015 Kansas Dept of Transportation Highway Rev & Ref Bonds N KS LEAD
06/25/24 100.000 Texas Dept of Hsg & Comm Affairs Residential Mtg Revenue Bonds N TX CO-MGR
06/25/24 150.000 Texas Dept of Hsg & Comm Affairs Residential Mtg Revenue Bonds N TX CO-MGR
06/26/24 606.755 Omaha Public Power Dt (OPPD) Electric System Revenue Bonds N NE CO-MGR
06/26/24 101.885 Pulaski Co (Little Rock) SD Construction Bonds C AR SOLE
36
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/26/24 770.105 Triborough Bridge & Tunnel Auth Payroll Mobility Ref Green Bonds N NY CO-MGR
06/27/24 987.635 Massachusetts Bay Transport Auth Senior Sales Tax Bonds N MA CO-MGR
06/27/24 97.705 Massachusetts Bay Transport Auth Senior Sales Tax Bonds N MA CO-MGR
06/27/24 50.000 Montgomery Co Hsg Opportunities Comm Multi-Family Mtg Rev Note P MD SOLE
07/01/24 40.000 Linn Co (College) CSD GO School Bonds C IA SOLE
07/01/24 40.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
07/09/24 60.345 Fairfax Co Water Authority Water Revenue Bonds C VA SOLE
07/10/24 71.085 Sanford City-North Carolina Enterprise Systems Revenue Bonds N NC LEAD
07/11/24 102.320 Fulton Co Development Authority Georgia Tech Facs Rev Bonds N GA LEAD
07/11/24 734.250 Houston City-Texas GO & Pub Imp Refunding Bonds N TX CO-MGR
07/16/24 46.285 Detroit City-Michigan Unlimited Tax GO Bonds C MI SOLE
07/16/24 54.830 Guam Power Authority Revenue Refunding Bonds N GU LEAD
07/16/24 26.590 Irving City-Texas Wtrwrks & Swr Sys New Lien Bonds C TX SOLE
07/16/24 153.645 Portland City-Oregon Second Lien Water Sys Rev Ref N OR LEAD
07/17/24 40.580 Greensboro City-North Carolina Limited Obligation Bonds N NC LEAD
07/17/24 1,433.190 Regents of the University of California General Revenue Bonds N CA CO-MGR
07/18/24 40.160 Brazoria Co (Sweeny) ISD Unlimited Tax School Bldg Bonds C TX SOLE
07/18/24 2,249.535 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY LEAD
07/18/24 210.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY LEAD
07/23/24 65.410 American Municipal Power Inc Comb Hydroelec Proj Rev Ref Bonds N OH CO-MGR
07/23/24 68.000 California Housing Finance Agcy Ltd Oblig Mult-Family Hsg Bonds N CA SOLE
07/23/24 76.500 California Housing Finance Agcy Ltd Oblig Mult-Family Hsg Bonds N CA SOLE
07/23/24 45.770 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
07/23/24 214.190 Connecticut GO Refunding Bonds C CT SOLE
07/23/24 75.000 Cranston City-Rhode Island General Obligation BANs C RI SOLE
07/23/24 240.775 Hampton Roads Sanitation Dt Wastewater Revenue Bonds N VA CO-MGR
07/23/24 27.225 Lincoln Co-North Carolina Limited Obligation Bonds N NC SOLE
07/23/24 267.475 San Diego Public Facs Fin Auth Subordinated Sewer Rev Bonds N CA CO-MGR
07/23/24 1,408.705 Texas Transportation Commission Turnpike Sys 1st & 2nd Tier Ref N TX LEAD
07/24/24 206.020 Minneapolis-St Paul Metro Airports Comm Subordinate Airport Rev Bonds N MN LEAD
07/24/24 465.125 Minneapolis-St Paul Metro Airports Comm Subordinate Airport Rev Bonds N MN LEAD
07/24/24 266.112 New Hampshire National Fin Auth Municipal Certificates N NH LEAD
07/24/24 1,237.055 SC Pub Svc Au (Santee Cooper) Improvement & Ref Rev Oblig N SC CO-MGR
07/24/24 73.000 SC Pub Svc Au (Santee Cooper) Revenue Improvement Oblig N SC CO-MGR
07/25/24 59.995 Charlotte City-North Carolina GO Refunding Bonds N NC CO-MGR
07/25/24 155.870 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mtg Rev Bonds N PA CO-MGR
07/25/24 338.340 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
07/30/24 66.665 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
07/30/24 324.335 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
07/30/24 110.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
07/30/24 75.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
07/30/24 40.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
07/30/24 125.425 Northampton Co Gen Purpose Auth Higher Education Fixed Rate Rev N PA LEAD
07/30/24 66.000 Upper Trinity Regional Water Dt Reg Treated Wtr Supp Sys Rev Ref N TX CO-MGR
07/31/24 361.035 Central Florida Expressway Au Senior Lien Revenue Bonds N FL LEAD
07/31/24 1,106.225 New York City-New York General Obligation Bonds N NY LEAD
08/05/24 40.820 Leawood City-Kansas General Obligation Bonds C KS SOLE
08/06/24 58.055 Iowa Finance Authority Single-Family Mtg Bonds N IA CO-MGR
08/06/24 64.175 Iowa Finance Authority Single-Family Mtg Bonds N IA CO-MGR
08/06/24 1,332.990 Louisiana Public Facs Auth (LPFA) Sr Lien Revenue Bonds N LA LEAD
08/06/24 104.280 Louisville-Jefferson Co Metro Swr Dt Sewer & Drainage Sys Rev Bonds C KY SOLE
08/06/24 349.920 Lower Colorado River Authority (LCRA) Transmission Cont Ref Rev Bonds N TX CO-MGR
08/06/24 64.000 Norwalk Housing Authority Multi-Family Housing Rev Bonds N CT SOLE
08/06/24 86.060 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
08/06/24 63.400 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
08/07/24 63.000 California Housing Finance Agcy Ltd Oblig Multi-Fam Hsg Bonds N CA SOLE
08/07/24 11.590 California State Univ Trustees Systemwide Revenue Bonds N CA LEAD
08/07/24 659.325 California State Univ Trustees Systemwide Revenue Bonds N CA LEAD
08/07/24 150.355 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
08/07/24 49.645 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
08/07/24 717.040 Long Island Power Authority Electric Sys Gen Rev Bonds N NY CO-MGR
08/07/24 288.480 Long Island Power Authority Electric Sys Gen Rev Bonds N NY CO-MGR
08/07/24 58.205 Pender Co-North Carolina Limited Obligation Bonds N NC CO-MGR
08/07/24 160.005 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA CO-MGR
08/08/24 270.450 Los Angeles Dept Wtr & Pwr (LADWP) Power System Rev Bonds N CA LEAD
08/08/24 20.995 Michigan St Hsg Dev Au (MSHDA) Multi-Family Housing Rev Bonds N MI SOLE
08/08/24 168.325 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
37
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
08/08/24 185.240 Oyster Bay Town-New York BANs C NY LEAD
08/13/24 67.765 Johnston Co-North Carolina Water & Sewer Rev Bonds N NC LEAD
08/13/24 121.440 Ohio Major New St Infras Proj Rev Bond N OH LEAD
08/14/24 47.375 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
08/14/24 100.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
08/14/24 13.025 Pendleton-South Carolina Wtrwks & Swr Sys Rev Bonds N SC SOLE
08/15/24 29.320 Clemson-South Carolina Water and Sewer System Rev Bonds N SC SOLE
08/15/24 660.825 Maryland Eco Dev Corp (MEDCO) Revenue Bonds N MD LEAD
08/15/24 78.405 Reno-Tahoe Airport Auth Airport Revenue Bonds N NV CO-MGR
08/15/24 159.855 Reno-Tahoe Airport Auth Airport Revenue Bonds N NV CO-MGR
08/20/24 22.015 Anderson Co-South Carolina Sewer System Revenue Bonds N SC SOLE
08/20/24 60.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
08/20/24 15.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
08/20/24 29.480 Wharton Co (Boling) ISD Unltd Tax Sch Bldg Bonds C TX SOLE
08/21/24 50.000 South Dakota Housing Dev Auth Homeownerhsip Mtg Bonds N SD LEAD
08/21/24 200.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD LEAD
08/22/24 181.295 Charlotte City-North Carolina Storm Water Fee Rev Ref Bonds N NC LEAD
08/22/24 723.555 Dallas & Fort Worth Cities-Texas Jt Rev Ref & Imp Bonds N TX LEAD
08/22/24 300.000 New York City-New York General Obligation Bonds C NY CO-MGR
08/22/24 1,500.000 New York City-New York General Obligation Bonds N NY CO-MGR
08/22/24 15.000 Rutherford Co Hlth & Ed Facs Bd Multi-Family Housing Bonds N TN SOLE
08/27/24 15.199 Ballston Quarter Comm Dev Auth Revenue Bonds P VA SOLE
08/27/24 24.805 Ballston Quarter Comm Dev Auth Revenue Bonds P VA SOLE
08/27/24 2,584.360 California Various Purpose GO & Ref Bonds N CA CO-MGR
08/27/24 58.205 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
08/28/24 549.985 Chicago City-Illinois Gen Airport Snr Lien Rev Bonds N IL LEAD
08/28/24 436.875 Chicago City-Illinois Gen Airport Snr Lien Rev Bonds N IL LEAD
08/28/24 7.560 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
08/28/24 55.040 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
08/28/24 540.340 Utah Transit Au (UTA) Sub & Sales Tax Rev Ref Bonds N UT SOLE
08/28/24 15.600 York Co (Fort Mill) SD #4 General Obligation Bonds C SC SOLE
08/29/24 45.100 Fauquier Co Econ Dev Auth Public Facility Revenue Bonds C VA SOLE
08/29/24 11.840 Loudoun Co Economic Dev Auth Public Facs Rev Ref Bonds C VA SOLE
09/04/24 72.530 Charleston Ed Excellence Fin Corp Installment Purch Rev Ref Bonds N SC SOLE
09/04/24 147.725 Mississippi Development Bank Special Obligation Ref Bonds N MS SOLE
09/04/24 26.735 Mississippi Development Bank Special Obligation Ref Bonds N MS SOLE
09/04/24 58.785 Mississippi Development Bank Special Obligation Ref Bonds N MS LEAD
09/04/24 268.680 Orlando Utilities Commission (OUC) Utility System Rev & Ref Bonds N FL CO-MGR
09/05/24 115.000 Florida Housing Finance Corp Homeowner Mortgage Revenue Bonds N FL CO-MGR
09/05/24 50.000 Florida Housing Finance Corp Homeowner Mortgage Revenue Bonds N FL CO-MGR
09/05/24 398.405 Georgia Muni Electric Au (MEAG) Project One & Gen Res Proj Bonds N GA LEAD
09/05/24 100.000 Massachusetts GO Consolidated Loan Bonds C MA SOLE
09/06/24 161.895 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
09/06/24 132.050 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
09/06/24 130.765 Michigan St Hsg Dev Au (MSHDA) Rental Housing Revenue Bonds N MI CO-MGR
09/10/24 109.765 Arizona Water Infrastructure Fin Auth Water Quality Rev Ref Bonds N AZ CO-MGR
09/10/24 300.200 Chicago City-Illinois 2nd Lien Water Rev Ref Bonds N IL CO-MGR
09/10/24 200.000 Hennepin Co-Minnesota General Obligation Bonds C MN SOLE
09/10/24 45.170 Lynn City-Massachusetts GO State Qualified Muni Purp Loan C MA SOLE
09/10/24 124.085 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
09/10/24 3.240 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
09/10/24 20.940 Massachusetts Housing Fin Agcy Single Family Housing Rev Bonds N MA CO-MGR
09/10/24 90.500 Santa Clara Valley Water Dt Water System Ref Rev Bonds C CA SOLE
09/10/24 25.025 Santa Clara Valley Water Dt Water System Ref Rev Notes C CA SOLE
09/10/24 489.835 Tampa Bay Water Utility System Ref & Rev Bonds N FL CO-MGR
09/10/24 56.050 Tampa Bay Water Utility System Ref Rev Bonds N FL CO-MGR
09/11/24 337.710 Charleston City-South Carolina Wtrwrks & Swr Sys Cap Imp Bonds N SC LEAD
09/11/24 14.450 Cleveland Hlth & Ed Facs Bd Multi-Family Housing Bonds N TN SOLE
09/11/24 173.540 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
09/11/24 12.010 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
09/11/24 3.250 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
09/11/24 65.910 Macon Co-North Carolina Limited Obligation Bonds N NC CO-MGR
09/11/24 220.000 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
09/12/24 194.700 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
09/12/24 1,500.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
09/12/24 97.155 Utah State Bldg Ownership Auth Lease Revenue & Refunding Bonds N UT SOLE
09/16/24 93.315 Laredo City-Texas Wtrwks & Swr Sys Rev Bonds N TX CO-MGR
38
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
09/16/24 31.535 Laredo City-Texas Comb Tax & Rev COBs N TX CO-MGR
09/17/24 116.035 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
09/17/24 19.425 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
09/17/24 104.125 Missouri Joint Municipal Electric Utility Comm Power Proj Rev Ref Bonds N MO CO-MGR
09/17/24 56.425 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
09/17/24 143.390 NYC Housing Dev Corp Housing Impact Bonds N NY CO-MGR
09/17/24 6.645 Viridian Farm Pub Imp Dt #1 Sub & Ltd Tax GO Bonds N UT SOLE
09/18/24 472.830 Jacksonville Electric Authority Electric System & Sub Rev Bonds N FL CO-MGR
09/19/24 159.205 Baseline Metro Dt #1 Spec & Sub Rev & Ref Imp Bonds N CO SOLE
09/19/24 88.325 Dorchester Co-South Carolina Wtrwks & Swr Sys Rev Bonds N SC SOLE
09/19/24 100.000 Oklahoma Dev Finance Auth Health System Revenue Bonds D OK SOLE
09/19/24 316.404 Washington St Hsg Fin Commission Municipal Certificates N WA CO-MGR
09/23/24 795.525 California St Public Works Board Lease Revenue Ref Bonds N CA CO-MGR
09/24/24 22.620 Maryland Dept Hsg & Com Dev (DHCD) Multi-Fam Development Rev Bonds N MD CO-MGR
09/24/24 450.000 NYS Power Authority Revenue Bonds N NY CO-MGR
09/24/24 17.310 Williamson Co (Leander) ISD Refunding Bonds N TX LEAD
09/25/24 292.535 Harris Co (Cypress-Fairbanks) ISD Sch Bldg Bonds N TX LEAD
09/25/24 26.630 Lee Co-North Carolina Limited Obligation Bonds N NC SOLE
09/25/24 886.770 NYC Municipal Water Fin Auth Water & Sewer Gen Res Rev Bonds N NY CO-MGR
09/25/24 458.595 Port Authority of New York & New Jersey Consolidated Bonds N NY CO-MGR
09/25/24 602.785 Port Authority of New York & New Jersey Consolidated Bonds N NY CO-MGR
09/25/24 467.270 Sacramento Co-California Airport System Senior Rev Bonds N CA LEAD
09/25/24 114.325 Waltham City-Massachusetts GO Muni Purp Loan Bonds C MA SOLE
09/26/24 1,205.795 Texas Water Development Board St Wtr Implementation Rev Fund N TX CO-MGR
09/26/24 362.465 Texas Water Development Board St Wtr Implementation Rev Fund N TX CO-MGR
10/01/24 396.280 Metropolitan Transportation Authority Dedicated Tax Fund Green Bonds C NY SOLE
10/01/24 585.140 Pennsylvania Turnpike Commission Turnpike Sub Rev Ref Bonds N PA LEAD
10/02/24 150.000 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
10/02/24 125.000 Massachusetts Commonwealth Trans Fund Rev Bonds N MA CO-MGR
10/02/24 214.760 Massachusetts Commonwealth Trans Fund Rev Ref N MA CO-MGR
10/02/24 45.000 MIDA Mtn Vet Prog Pub Infr Dt Tax Allocation Revenue Bonds N UT SOLE
10/02/24 351.040 NYS Dorm Authority Revenue Bonds N NY CO-MGR
10/02/24 762.830 NYS Dorm Authority Revenue Bonds N NY CO-MGR
10/02/24 40.090 Pender Co-North Carolina Limited Obligation Bonds N NC CO-MGR
10/03/24 10.000 Colorado Hsg & Fin Auth (CHFA) Solid Waste Disposal Rev Bonds D CO SOLE
10/03/24 3.000 Colorado Hsg & Fin Auth (CHFA) Solid Waste Disposal Rev Bonds D CO SOLE
10/03/24 290.200 Michigan St Hsg Dev Au (MSHDA) Single-Family Mtg Rev Bonds N MI CO-MGR
10/03/24 154.705 Michigan St Hsg Dev Au (MSHDA) Single-Family Mtg Rev Bonds N MI CO-MGR
10/03/24 179.065 New Hampshire National Fin Auth Affordable Hsg Certificates N NH SOLE
10/03/24 123.075 Riverside Co-California Teeter Plan Obligation Notes N CA CO-MGR
10/08/24 28.000 California Infrstr & Eco Dev Bank Revenue Ref Bonds N CA SOLE
10/08/24 163.000 Colorado Hsg & Fin Auth (CHFA) Single-Family Mtg Bonds N CO CO-MGR
10/08/24 203.600 Georgia Housing Finance Authority Single-Family Mtg Bonds N GA CO-MGR
10/08/24 10.400 Georgia Housing Finance Authority Single-Family Mtg Bonds N GA CO-MGR
10/08/24 79.510 Michigan Finance Authority Local Gov Loan Prog Rev Bonds N MI LEAD
10/08/24 92.760 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
10/08/24 62.255 Pima Co-Arizona Sewer Sys Rev & Ref Obligations N AZ LEAD
10/08/24 102.900 Texas Public Finance Auth (TPFA) Lease Rev Ref Bonds N TX CO-MGR
10/08/24 106.240 Washington State University General Revenue Ref Bonds N WA CO-MGR
10/09/24 50.000 California General Obligation Bonds N CA LEAD
10/09/24 100.000 California General Obligation Bonds N CA LEAD
10/09/24 60.235 Indianapolis Loc Pub Imp Bond Bank Revenue & Refunding Bonds N IN SOLE
10/09/24 28.875 Jacksonville Transportation Auth Sr Lien Local Option Gas Tax Ref N FL CO-MGR
10/09/24 23.840 Jacksonville Transportation Auth Sr Lien Local Optional Gas Tx Ref N FL CO-MGR
10/09/24 62.725 Mebane-North Carolina Combined Utility Revenue Bonds N NC CO-MGR
10/09/24 29.125 Mississippi Home Corporation Single Family Mtg Rev Bonds N MS LEAD
10/09/24 96.755 Mississippi Home Corporation Single Family Mtg Rev Bonds N MS LEAD
10/10/24 99.680 Connecticut GO & Refunding Bonds N CT CO-MGR
10/10/24 240.000 Connecticut General Obligation Bonds N CT CO-MGR
10/10/24 282.025 Connecticut GO & Refunding Bonds N CT CO-MGR
10/10/24 166.085 Connecticut General Obligation Bonds N CT CO-MGR
10/10/24 71.340 Connecticut General Obligation Bonds N CT CO-MGR
10/10/24 77.575 Connecticut General Obligation Bonds N CT CO-MGR
10/10/24 820.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/10/24 680.000 New York City-New York General Obligation Bonds N NY CO-MGR
10/15/24 18.970 Greenville City Public Facs Corp Installment Purchase Rev Bonds N SC SOLE
10/16/24 289.515 Louisiana Gasoline & Fuels Tax Ref Bonds N LA LEAD
39
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
10/16/24 209.570 NYS Housing Fin Agcy Housing Revenue Bonds N NY LEAD
10/16/24 237.100 Pennsylvania GO Refunding Bonds C PA SOLE
10/16/24 707.500 Pennsylvania General Obligation Bonds C PA SOLE
10/16/24 45.340 Will Co Forest Preserve Dt GO Limited Tax Bonds N IL SOLE
10/17/24 85.080 NYC Trust for Cultural Resources Revenue & Refunding Bonds N NY CO-MGR
10/17/24 80.000 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
10/17/24 80.000 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
10/22/24 112.400 Dallas Co (Highland Park) ISD Unlimited Tax Refunding Bonds C TX SOLE
10/22/24 22.500 Iowa Finance Authority Single-Family Mtg Bonds N IA CO-MGR
10/22/24 73.030 Iowa Finance Authority Single-Family Mtg Bonds N IA CO-MGR
10/22/24 80.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
10/22/24 40.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
10/23/24 99.998New York Transportation Development Corporatio Special Facilties Rev Bonds N NY CO-MGR
10/23/24 1,845.640New York Transportation Development Corporatio Special Facilties Rev Bonds N NY CO-MGR
10/23/24 35.000 Williston Basin SD #7 GO School Building Bonds C ND SOLE
10/24/24 92.235 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/24/24 206.410 Connecticut Housing & Fin Auth (CHFA) Housing Mortgage Fin Prog Bonds N CT CO-MGR
10/24/24 47.300 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
10/24/24 1,500.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
10/29/24 381.150 California Various Purp GO & Ref Bonds C CA SOLE
10/29/24 59.687 California Municipal Fin Auth Multi-Family Hsg Rev Bonds P CA SOLE
10/29/24 371.000 Harris Co-Houston Sports Auth Sr Lien Revenue Ref Bonds N TX LEAD
10/29/24 27.550 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
10/29/24 580.000 UAB St Vincent Health Sys Auth Revenue Bonds D AL LEAD
10/29/24 80.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
10/29/24 160.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
10/29/24 215.480 Virginia Housing Dev Auth (VHDA) Commonwealth Mortgage Bonds N VA LEAD
10/30/24 390.945 Atlanta City-Georgia Wtr&Wstwtr Sub Lien Rev Bonds N GA LEAD
10/30/24 45.430 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
10/30/24 89.325 Oregon Hsg & Comm Svcs Dept Mortgage Revenue Bonds N OR CO-MGR
10/30/24 659.205 Washington Gneeral Obligation Ref Bonds N WA CO-MGR
10/30/24 891.395 Washington Various Purpose GO Ref Bonds N WA CO-MGR
10/30/24 8.435 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
10/30/24 89.360 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
10/30/24 20.000 Washington St Hsg Fin Commission Single Family Program Bonds N WA CO-MGR
10/30/24 32.205 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
10/30/24 61.605 Wisconsin Hsg & Econ Dev Auth Housing Revenue Bonds N WI LEAD
10/31/24 11.485 Myrtle Beach City-South Carolina Limited Obligations Bonds N SC SOLE
10/31/24 63.750 Myrtle Beach City-South Carolina Limited Obligation Bonds N SC SOLE
11/01/24 11.500 Lackawanna Co Redevelopment Auth Guaranteed Lease Rev Note D PA SOLE
11/06/24 11.115 Anderson City-South Carolina Limited Obligation Bonds N SC SOLE
11/12/24 195.385 Fort Bend Co (Lamar) CISD Refunding Bonds N TX CO-MGR
11/12/24 19.100 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
11/12/24 78.350 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
11/12/24 92.550 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
11/12/24 60.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
11/12/24 116.395 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/12/24 9.500 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/12/24 38.280 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
11/14/24 26.490 Blaine City-Minnesota GO Temporary Tx Increment Bonds C MN SOLE
11/14/24 8.885 Blaine City-Minnesota GO Temporary Tax Abatement Bonds C MN SOLE
11/14/24 507.905 Los Angeles Dept Wtr & Pwr (LADWP) Power System Rev Bonds N CA LEAD
11/14/24 88.680 North Las Vegas City-Nevada GO Water & Wstswatr Rec Sys Bonds N NV SOLE
11/14/24 373.640 Omaha Public Power Dt (OPPD) Electric System Revenue Bonds N NE CO-MGR
11/14/24 58.555 St Vrain Lakes Metro Dt #2 Sub & Ltd Tx GO Ref & Imp Bonds N CO SOLE
11/15/24 41.815 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/15/24 15.780 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/15/24 9.425 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/15/24 91.895 Massachusetts Housing Fin Agcy Housing Bonds N MA CO-MGR
11/18/24 12.860 Los Angeles Housing Authority Multi-Family Housing Rev Bonds N CA SOLE
11/18/24 9.600 Los Angeles Housing Authority Multi-Family Housing Rev Bonds N CA SOLE
11/19/24 25.015 Kaufman Co MUD #3 Unlimited Tax Utility Bonds C TX SOLE
11/19/24 25.185 Norfolk City-Virginia Water Rev Ref Bonds N VA CO-MGR
11/19/24 34.830 Norfolk City-Virginia Water Rev Ref Bonds N VA CO-MGR
11/19/24 215.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
11/20/24 111.160 Garland City-Texas Elec Util Sys Rev Ref Bonds N TX LEAD
11/20/24 1,100.000 Houston City-Texas Airport Sys Spec Facs Rev Bonds N TX CO-MGR
40
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
11/20/24 195.000 North Dakota Hsg Fin Agcy Hsg Finance Program Bonds N ND CO-MGR
11/20/24 304.715 Omaha Airport Authority Airport Facs Rev Bonds N NE CO-MGR
11/20/24 67.495 Tucson City-Arizona Water System Rev Obligations N AZ CO-MGR
11/21/24 15.115 Greer-South Carolina Combined Utility Sys Rev Bonds N SC SOLE
11/21/24 5.535 Massachusetts Housing Fin Agcy Single-Family Hsg Rev Bonds N MA CO-MGR
11/21/24 143.605 Massachusetts Housing Fin Agcy Single-Family Hsg Rev Bonds N MA CO-MGR
11/21/24 48.135 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
11/21/24 248.720 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
11/21/24 12.000 Rock Hill City-South Carolina Limited Obligation Bonds N SC SOLE
11/21/24 31.250 Tennessee Hsg Dev Agcy (THDA) Residential Finance Prog Bonds N TN CO-MGR
11/25/24 28.000 Florida Capital Trust Authority Revenue Bonds N FL SOLE
11/25/24 9.050 Florida Capital Trust Authority Revenue Bonds N FL SOLE
11/26/24 16.500 Texas State Affordable Hsg Corp Multi-Family Housing Rev Bonds N TX SOLE
12/03/24 191.385 Anchorage City-Alaska Port Revenue Bonds C AK SOLE
12/03/24 58.775 Hallandale Beach City-Florida Utility Sys Rev Bonds C FL SOLE
12/03/24 200.000 Illinois Housing Dev Authority Revenue Bonds N IL LEAD
12/03/24 100.000 Illinois Housing Dev Authority Revenue Bonds N IL CO-MGR
12/03/24 178.000 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD CO-MGR
12/03/24 346.100 NYC Housing Dev Corp Multi-Family Mortgage Rev Bonds N NY LEAD
12/03/24 203.900 NYC Housing Dev Corp Multi-Family Mortgage Rev Bonds N NY LEAD
12/03/24 44.575 Pima Co-Arizona Certificates of Participation N AZ CO-MGR
12/04/24 13.000 Florence Co-South Carolina Hospitality Fee Rev Bonds N SC SOLE
12/04/24 89.345 Mississippi Alcoholic Beverage Ctrl Rev Bonds N MS SOLE
12/05/24 60.445 Calleguas Municipal Water Dt Water Revenue Ref Bonds N CA SOLE
12/05/24 236.090 Colorado Bridge & Tunnel Enterprise Senior Rev Ref Bonds N CO LEAD
12/05/24 139.705 Greater Orlando Aviation Auth Airport Facs Rev Bonds N FL CO-MGR
12/05/24 632.710 Greater Orlando Aviation Auth Airport Facs Rev Bonds N FL CO-MGR
12/05/24 1,500.000 New Jersey Trans Trust Fund Au Transportation Program Bonds N NJ CO-MGR
12/06/24 275.975 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/06/24 127.100 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
12/09/24 56.700 New Mexico Finance Auth (NMFA) Environmental Improvement Bonds N NM SOLE
12/10/24 69.335 Queen Creek Town-Arizona Excise Tax & St Shared Rev Oblig N AZ LEAD
12/10/24 82.380 Univ of Illinois Bd of Trustees Univ of IL Aux Facs Sys Bonds N IL SOLE
12/11/24 43.435 Comm of Iron Range Res & Rehab Minnesota Revenue Bonds C MN SOLE
12/11/24 34.295 Florence Co-South Carolina Special Source Rev Bonds N SC SOLE
12/11/24 60.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
12/11/24 435.357 New Hampshire National Fin Auth Municipal Certificates N NH CO-MGR
12/11/24 2,146.115 NYS Dorm Authority State Sales Tax Rev Bonds N NY CO-MGR
12/11/24 3.895 NYS Dorm Authority State Sales Tax Rev Bonds N NY CO-MGR
12/12/24 275.000 Massachusetts General Obligation Bonds C MA SOLE
12/12/24 28.500 Reedsburg City-Wisconsin Sanitary Swrage Sys Rev BANs C WI SOLE
12/13/24 14.220 Jefferson Co Industrial Dev Auth (MO) Multi-Family Hsg Rev Bonds N MO SOLE
12/13/24 135.600 NYS Housing Fin Agcy 325 Kent Ave Hsg Rev Bonds N NY LEAD
12/18/24 73.500 California Enterprise Dev Auth Revenue Bonds N CA SOLE
12/18/24 1,500.000 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
12/19/24 7.000 Iowa Finance Authority Industrial Dev Rev Bonds N IA SOLE
12/19/24 13.000 Loveland Housing Authority Multi-Family Housing Rev Bonds D CO SOLE
12/19/24 186.000 Triborough Bridge & Tunnel Auth Second Sub Rev BANs C NY LEAD
12/20/24 46.200 Chester Co Hlth & Ed Facs Board Health System Rev Ref Bonds N PA SOLE
12/20/24 21.000 Colorado Hsg & Fin Auth (CHFA) Multi-Family Note P CO SOLE
12/20/24 150.000 Virginia Small Business Fin Auth CP Revenue Notes N VA CO-MGR
12/20/24 150.000 Virginia Small Business Fin Auth CP Revenue Notes N VA CO-MGR
01/07/25 89.241 Union Twp-New Jersey General Improvement Bonds C NJ SOLE
01/08/25 75.685 California Educational Facs Auth Revenue Refunding Bonds N CA SOLE
01/08/25 26.595 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
01/08/25 13.405 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
01/08/25 10.615 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
01/08/25 49.385 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
01/08/25 96.500 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
01/08/25 75.500 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
01/08/25 7.475 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
01/08/25 136.525 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
01/08/25 66.525 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
01/08/25 14.475 Utah Housing Corporation (UHC) Single Family Mortgage Bonds N UT CO-MGR
01/14/25 184.455 Salt Lake City-Utah Public Utilities Rev Bonds N UT CO-MGR
01/14/25 883.785 San Francisco City & Co Airport Comm Second Ser Rev Bonds N CA LEAD
01/14/25 105.305 San Francisco City & Co Airport Comm Second Ser Rev Bonds N CA LEAD
41
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
01/14/25 17.115 San Francisco City & Co Airport Comm Second Ser Rev Bonds N CA LEAD
01/14/25 175.000 Texas Dept of Hsg & Comm Affairs Residential Mtg Rev & Ref Bonds N TX CO-MGR
01/15/25 64.645 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/15/25 4.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/15/25 40.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/15/25 532.845 Jacksonville Electric Authority Water & Sewer System Rev Bonds N FL CO-MGR
01/15/25 413.850 Miami-Dade Co SD Certificates of Participation N FL CO-MGR
01/15/25 47.255 San Francisco City/Co Redev Success Agy Tax Alloc Ref Bonds N CA SOLE
01/15/25 11.730 San Francisco City/Co Redev Success Agy Tax Alloc Ref Bonds N CA SOLE
01/16/25 4.680 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
01/16/25 16.340 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
01/16/25 293.355 Univ of Colorado Bd of Regents University Entrep Rev & Ref Bonds N CO LEAD
01/22/25 501.580 Portland City-Oregon 2nd Lien Swr Sys Rev & Ref Bonds N OR CO-MGR
01/23/25 199.995 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
01/23/25 100.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
01/23/25 120.000 Greenwich Town-Connecticut General Obligation BANs C CT SOLE
01/23/25 36.020 Hillsborough Co Solid Waste & Res Rec Rev Bonds N FL CO-MGR
01/23/25 58.140 Hillsborough Co Solid Waste & Res Rec Ref Bonds N FL CO-MGR
01/23/25 159.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
01/23/25 40.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD CO-MGR
01/27/25 60.000 Iowa Finance Authority Single-Family Mtg Bonds N IA CO-MGR
01/27/25 54.150 Iowa Finance Authority Single Family Mortgage Bonds N IA CO-MGR
01/27/25 150.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mtg Bonds N VA CO-MGR
01/28/25 160.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
01/28/25 1,500.000 Regents of the University of California General Revenue Bonds N CA LEAD
01/28/25 500.000 Regents of the University of California General Revenue Bonds N CA LEAD
01/29/25 118.345 Bristol Co (Bristol-Plymouth) RSD State Qualified GO School Bonds C MA SOLE
01/29/25 65.265 Colorado Hsg & Fin Auth (CHFA) Multi-Family Proj Bonds N CO CO-MGR
01/29/25 120.550 NYS Environmental Facs Corp State Revolving Fund Rev Bonds N NY CO-MGR
01/29/25 7.390 NYS Environmental Facs Corp State Revolving Fund Rev Bonds N NY CO-MGR
02/04/25 84.620 California Educational Facs Auth Revenue Refunding Bonds N CA SOLE
02/04/25 519.200 Lower Colorado River Authority (LCRA) Transmission Contract Ref Bonds N TX CO-MGR
02/04/25 70.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
02/04/25 15.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
02/04/25 35.080 Shelby Co Board of Education General Obligation Bonds C AL SOLE
02/04/25 170.580 Williamson Co (Round Rock) ISD School Building Bonds N TX CO-MGR
02/04/25 62.850 Williamson Co (Round Rock) ISD School Building Bonds N TX CO-MGR
02/05/25 110.000 Alaska Housing Finance Corp General Mortgage Rev Bonds N AK CO-MGR
02/05/25 29.395 Westchester Co-New York General Obligation Bonds C NY SOLE
02/06/25 92.500 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC LEAD
02/06/25 206.500 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC LEAD
02/11/25 24.910 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
02/11/25 0.460 Colorado Hsg & Fin Auth (CHFA) Multi-Family/Project Bonds N CO CO-MGR
02/11/25 33.555 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
02/11/25 13.550 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
02/11/25 42.085 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
02/11/25 31.795 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT CO-MGR
02/11/25 75.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
02/11/25 75.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
02/12/25 70.260 Idaho Health Facilities Auth Revenue Bonds P ID SOLE
02/12/25 75.975 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
02/12/25 174.025 Maryland Dept Hsg & Com Dev (DHCD) Residential Revenue Bonds N MD CO-MGR
02/12/25 225.000 Ohio Housing Finance Agency (OHFA) Residential Mtg Rev Bonds N OH CO-MGR
02/12/25 14.450 Portland City-Oregon Non-Rev Credit Fac & Related Bond P OR SOLE
02/13/25 79.610 Cherokee Co School System GO Refunding Bonds C GA SOLE
02/13/25 26.210 Iredell Co-North Carolina Limited Obligation Bonds N NC SOLE
02/13/25 477.625 Metro Atlanta Rapid Transit Au (MARTA) Sales Tax Rev & Ref Bonds N GA LEAD
02/13/25 246.540 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
02/13/25 1,701.230 NYC Transitional Finance Auth Future Tax Secured Sub Bonds N NY CO-MGR
02/19/25 500.000 Pennsylvania Econ Dev Fin Auth Revenue Bonds N PA CO-MGR
02/19/25 122.305 San Mateo Co Transit Dt Limited Tax Bonds N CA CO-MGR
02/20/25 69.565 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
02/20/25 90.435 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
02/20/25 42.825 Montgomery Co Hsg Opportunities Comm Multifamily Housing Devt Bonds N MD CO-MGR
02/20/25 27.300 St Charles Industrial Dev Auth Multi-Family Housing Rev Bonds N MO SOLE
02/21/25 188.150 Miami-Dade Co-Florida Aviation Revenue Bonds N FL CO-MGR
02/21/25 262.505 Miami-Dade Co-Florida Aviation Revenue Bonds N FL CO-MGR
42
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
02/21/25 71.255 Miami-Dade Co-Florida Aviation Revenue Bonds N FL CO-MGR
02/25/25 341.105 Bay Area Toll Authority (BATA) Toll Bridge Revenue Bonds N CA LEAD
02/25/25 36.365 Georgia Housing Finance Authority Single-Family Mtg Bonds N GA CO-MGR
02/25/25 208.080 Georgia Housing Finance Authority Single-Family Mtg Bonds N GA CO-MGR
02/25/25 320.795 Idaho Housing & Fin Assoc Sales Tax Revenue Bonds N ID CO-MGR
02/25/25 73.625 Metro Water Recovery Sewer Refunding Bonds N CO SOLE
02/25/25 199.165 Missouri Joint Municipal Electric Utility Comm Power Proj Rev Ref Bonds N MO CO-MGR
02/26/25 344.735 Auburn University General Fee Revenue Bonds N AL LEAD
02/26/25 267.795 Harris Co (Humble) ISD School Building and Ref Bonds N TX LEAD
02/26/25 172.019 Hoboken City-New Jersey BANs C NJ SOLE
02/26/25 963.035 SC Pub Svc Au (Santee Cooper) Revenue Obligations & Ref Bonds N SC CO-MGR
02/26/25 58.000 SC Pub Svc Au (Santee Cooper) Revenue Obligations N SC CO-MGR
02/26/25 30.070 Virginia Public Building Auth Public Facilities Rev Bonds C VA SOLE
02/27/25 950.000 NYC Municipal Water Fin Auth Water & Swr 2nd Gen Res Bonds N NY CO-MGR
03/04/25 271.325 California Educational Facs Auth Revenue Bonds N CA LEAD
03/04/25 227.565 Orange Co Local Transport Auth Sales Tax Rev Ref Bonds N CA CO-MGR
03/04/25 142.670 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
03/04/25 29.850 Virginia Housing Dev Auth (VHDA) Rental Housing Bonds N VA CO-MGR
03/05/25 94.180 Beaufort-Jasper Wtr & Swr Auth Wtrwrks & Swr Sys Rev Bonds N SC LEAD
03/05/25 434.080 Massachusetts Dev Finance Agcy Revenue Bonds N MA CO-MGR
03/05/25 69.160 Missouri Joint Municipal Electric Utility Comm Power Proj Ref Rev Bonds N MO CO-MGR
03/05/25 1,211.580 Regents of the University of California General Revenue Bonds N CA CO-MGR
03/05/25 45.910 The Colony City-Texas Comb Tax & Ltd Surplus Rev COBs C TX SOLE
03/05/25 251.750 Wisconsin General Obligation Bonds C WI SOLE
03/06/25 1,410.515 New York City-New York General Obligation Bonds N NY CO-MGR
03/06/25 231.000 NYS Housing Fin Agcy Housing Revenue Bonds N NY LEAD
03/06/25 262.940 Pennsylvania Housing Fin Agcy (PHFA) Single-Family Mortgage Rev Bonds N PA LEAD
03/06/25 63.870 Pennsylvania Housing Fin Agcy (PHFA) Single-Family Mortgage Rev Bonds N PA LEAD
03/07/25 17.265 Sanford City-North Carolina Enterprise Systems Rev Bonds N NC SOLE
03/10/25 52.000 Dane Co (Waunakee) CSD BANs C WI SOLE
03/11/25 65.000 Massachusetts Housing Fin Agcy Single Family Hsg Rev Bonds N MA CO-MGR
03/11/25 7.035 Massachusetts Housing Fin Agcy Single Family Mortgage Rev Bonds N MA CO-MGR
03/11/25 67.965 Massachusetts Housing Fin Agcy Single Family Mortgage Rev Bonds N MA CO-MGR
03/12/25 2.550 Greensboro City-North Carolina Limited Obligation Bonds N NC SOLE
03/12/25 18.655 Greensboro City-North Carolina Limited Obligation Bonds N NC SOLE
03/12/25 135.095 NYC Housing Dev Corp Multi-Family Hsg Rev Bonds N NY CO-MGR
03/12/25 107.725 NYC Housing Dev Corp Multi-Family Hsg Rev Bonds N NY CO-MGR
03/13/25 89.405 Colorado Reg Transportation Dt Certificates of Participation N CO CO-MGR
03/13/25 1,500.000 NYC Transitional Finance Auth Future Tax Sec Subordinate Bonds N NY LEAD
03/18/25 590.590 Alabama Fed Aid Highway Fin Auth Special Obligation Rev Bonds N AL LEAD
03/18/25 40.000 Minnesota Housing Fin Agency Residential Housing Finance Bonds N MN CO-MGR
03/18/25 348.539 New Hampshire National Fin Auth Municipal Certificates N NH CO-MGR
03/18/25 8.510 New York Government General Obligation Bonds C NY SOLE
03/18/25 49.115 St Johns Co-Florida Spec Obligation Ref Rev Bonds C FL SOLE
03/20/25 442.310 California Various Purpose GO & Ref Bonds C CA SOLE
03/20/25 93.585 Forsyth Co-Georgia GO Sales Tax Bonds C GA SOLE
03/25/25 198.125 Louisiana Gas & Fuels Tax 2nd Lien Bonds N LA LEAD
03/26/25 26.265 Fossil Ridge Metro Dt #3 Ltd Tax GO Improvement Bonds N CO SOLE
03/26/25 33.795 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
03/26/25 100.000 Mississippi Home Corporation Single Family Mortgage Rev Bonds N MS CO-MGR
03/26/25 559.830 NYC Municipal Water Fin Auth Wtr & Swr Sys 2nd Gen Res Bonds N NY CO-MGR
03/26/25 54.735 Wisconsin Public Finance Auth Revenue Bonds N WI SOLE
03/27/25 39.360 Asheville City-North Carolina Limited Obligation Bonds N NC SOLE
03/27/25 100.450 Kansas Development Fin Auth Revenue Bonds C KS SOLE
03/31/25 21.520 Maryland Dept Hsg & Com Dev (DHCD) Housing Revenue Bonds N MD CO-MGR
04/01/25 73.220 City of Lawrence, Kansas GO Temporary Notes C KS SOLE
04/02/25 2,631.480 California Various Purp GO & Ref Bonds N CA CO-MGR
04/02/25 52.755 Michigan St Hsg Dev Au (MSHDA) Single Fam Mortgage Rev Bonds N MI CO-MGR
04/02/25 337.245 Michigan St Hsg Dev Au (MSHDA) Single Fam Mortgage Rev Bonds N MI CO-MGR
04/02/25 400.000 Triborough Bridge & Tunnel Auth Payroll Mobility Tax BANs C NY LEAD
04/03/25 34.175 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
04/03/25 467.960 San Francisco City/Co Public Util Comm San Francisco Water Rev Bonds N CA CO-MGR
04/03/25 55.475 San Francisco City/Co Public Util Comm San Francisco Water Rev Bonds N CA CO-MGR
04/04/25 35.835 District of Columbia Hsg Fin Agy Coll Multi-Fam Hsg Rev Bonds N DC SOLE
04/08/25 103.365 California St Public Works Board Lease Revenue Bonds N CA LEAD
04/08/25 603.020 California St Public Works Board Lease Revenue Bonds N CA LEAD
04/09/25 1,500.000 New York City-New York General Obligation Bonds N NY CO-MGR
43
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
04/09/25 14.665 New York City-New York General Obligation Bonds N NY CO-MGR
04/09/25 57.215 New York City-New York General Obligation Bonds N NY CO-MGR
04/10/25 5.625 Charleston Co SD General Obligation BANs C SC SOLE
04/10/25 205.255 District of Columbia University Rev & Ref Bonds N DC CO-MGR
04/10/25 52.830 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
04/10/25 14.265 Orange Co (La Habra City) SD General Obligation Bonds C CA SOLE
04/14/25 624.350 Oregon General Obligation Bonds N OR CO-MGR
04/14/25 301.175 Oregon General Obligation Bonds N OR CO-MGR
04/15/25 57.190 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
04/15/25 9.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/15/25 45.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Bonds N CO CO-MGR
04/15/25 37.810 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
04/15/25 1,750.000 New York City-New York General Obligation Bonds N NY CO-MGR
04/15/25 61.940 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/15/25 98.220 NYC Housing Dev Corp Multi-Family Housing Rev Bonds N NY CO-MGR
04/16/25 7.260 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
04/16/25 15.550 Colorado Hsg & Fin Auth (CHFA) Multi-Family Project Bonds N CO CO-MGR
04/21/25 32.385 University Of Louisville General Receipts Bonds C KY SOLE
04/21/25 140.000 Virginia Housing Dev Auth (VHDA) Commonwealth Mtg Bonds N VA CO-MGR
04/22/25 56.045 Douglas Co-Nebraska Educ Facs Rev & Ref Bonds N NE CO-MGR
04/22/25 85.170 Douglas Co-Nebraska Educ Facs Rev & Ref Bonds N NE CO-MGR
04/22/25 27.695 Johnston Co Finance Corp Ltd Obligation Bonds N NC CO-MGR
04/22/25 39.160 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/22/25 2.300 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/22/25 67.700 Washington St Hsg Fin Commission Single-Family Program Bonds N WA CO-MGR
04/23/25 158.240 Colorado Hsg & Fin Auth (CHFA) Single Family Mortgage Rev Bonds N CO CO-MGR
04/23/25 17.000 Connecticut General Obligation Bonds N CT CO-MGR
04/23/25 195.630 Connecticut GO & Refunding Bonds N CT CO-MGR
04/23/25 190.575 Connecticut General Obligation Bonds N CT CO-MGR
04/23/25 92.425 Connecticut General Obligation Bonds N CT CO-MGR
04/23/25 96.520 Connecticut GO & Refunding Bonds N CT CO-MGR
04/23/25 766.945 Connecticut GO & Refunding Bonds N CT CO-MGR
04/23/25 39.470 Connecticut GO & Refunding Bonds N CT CO-MGR
04/23/25 649.565 NYC Municipal Water Fin Auth Water & Sewer Sys Rev Bonds N NY CO-MGR
04/23/25 441.515 State of North Carolina GANs Rev Vehicle & Ref Bonds N NC CO-MGR
04/24/25 198.680 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
04/25/25 54.146 New Hampshire National Fin Auth Multifamily Affordable Hsg Certs N NH SOLE
04/29/25 200.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
04/29/25 50.000 Tennessee Hsg Dev Agcy (THDA) Residential Fin Prog Bonds N TN CO-MGR
04/29/25 213.850 Univ of No Texas Sys Bd of Regents Rev Fin Sys Ref & Imp Bonds N TX LEAD
04/30/25 301.110 District of Columbia Income Tax Secured Revenue Bonds N DC LEAD
04/30/25 1,172.305 District of Columbia Income Tax Secured Rev&Ref Bonds N DC LEAD
04/30/25 259.455 East Bay MUD Water System Rev Bonds N CA LEAD
04/30/25 478.995 East Bay MUD Water System Rev Ref Bonds N CA LEAD
04/30/25 33.940 East Carolina University General Revenue Bonds C NC SOLE
04/30/25 109.025 Energy Northwest Columbia Gen Station Elec Rev Bds N WA LEAD
04/30/25 836.210 Energy Northwest Co Gen St Elec Rev & Ref Bonds N WA LEAD
05/01/25 340.025 Los Angeles Dept Wtr & Pwr (LADWP) Power System Rev Bonds N CA CO-MGR
05/01/25 650.000 Los Angeles Dept Wtr & Pwr (LADWP) Power System Rev Bonds N CA CO-MGR
05/01/25 87.560 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
05/01/25 52.440 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
05/01/25 35.000 Minnesota Housing Fin Agency Residential Housing Fin Bonds N MN CO-MGR
05/06/25 46.840 De Soto City-Texas Comb Tax & Rev COBs C TX SOLE
05/06/25 64.050 Iowa Finance Authority Single Family Mortgage Rev Bonds N IA CO-MGR
05/06/25 60.000 Iowa Finance Authority Single Family Mortgage Rev Bonds N IA CO-MGR
05/06/25 39.970 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
05/06/25 20.030 Kentucky Housing Corporation Single Family Mortgage Rev Bonds N KY CO-MGR
05/06/25 60.000 Kentucky Housing Corporation Single Family Mtg Rev Bonds N KY CO-MGR
05/06/25 187.500 Texas Dept of Hsg & Comm Affairs Residential Mtg Rev & Ref Bonds N TX CO-MGR
05/06/25 62.500 Texas Dept of Hsg & Comm Affairs Residential Mtg Rev Bonds N TX CO-MGR
05/06/25 150.000 West Virginia Economic Dev Auth Solid Waste Disposal Facs Rev N WV LEAD
05/07/25 275.000 Fulton Co-Georgia General Fund TANs C GA SOLE
05/07/25 127.200 Illinois Finance Authority Revenue Bonds N IL CO-MGR
05/07/25 67.800 Illinois Finance Authority Revenue Bonds N IL CO-MGR
05/07/25 79.480 Multnomah Co (Portland) PSD #1J General Obligation Bonds C OR SOLE
05/08/25 246.735 New Jersey Inst of Tech (NJIT) General Obligation Bonds N NJ LEAD
05/13/25 808.505 Harris Health System Limited Tax Bonds N TX CO-MGR
44
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
05/13/25 154.905 Indiana Finance Authority Lease App Ref Bonds N IN CO-MGR
05/13/25 26.610 Maryland Dept Hsg & Com Dev (DHCD) Multi-Family Dev Rev Bonds N MD LEAD
05/14/25 11.740 Maryland Dept Hsg & Com Dev (DHCD) Local Gov Infras Bonds N MD CO-MGR
05/14/25 200.000 North Dakota Hsg Fin Agcy Housing Finance Prog Bonds N ND CO-MGR
05/14/25 60.000 North Dakota Hsg Fin Agcy Housing Finance Prog Bonds N ND CO-MGR
05/14/25 230.810 Seattle City-Washington Water Sys Imp & Ref Rev Bonds N WA CO-MGR
05/14/25 51.100 So California Pub Pwr Au (SCPPA) Refunding Rev Bonds N CA SOLE
05/14/25 87.030 So California Pub Pwr Au (SCPPA) Refunding Rev Bonds N CA SOLE
05/14/25 178.000 South Carolina St Hsg Fin & Dev Au Mortgage Revenue Bonds N SC CO-MGR
05/14/25 34.020 St Lucie Co-Florida Non-Ad Val Rev Bonds C FL SOLE
05/14/25 11.745 Timberleaf Metropolitan District GO Ref & Imp & Subodinate Bonds N CO SOLE
05/14/25 160.570 Univ of Arizona Board of Regents System Rev & Rev Ref Bonds N AZ CO-MGR
05/15/25 27.885 Manhattan City-Kansas GO Temporary Notes C KS SOLE
05/15/25 44.425 Maryland Dept Hsg & Com Dev (DHCD) Multi-Fam Dev Rev Bonds N MD LEAD
05/15/25 36.550 New Hampshire National Fin Auth Special Rev Bonds N NH SOLE
05/15/25 15.805 North Kern/Cawelo Financing Auth Water Revenue Bonds N CA LEAD
05/15/25 650.000 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/15/25 485.060 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/15/25 20.990 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/15/25 40.655 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/15/25 300.000 NYC Transitional Finance Auth Future Tx Secured Sub Bonds N NY CO-MGR
05/15/25 980.420 NYS Dorm Authority School District Rev Bonds N NY CO-MGR
05/15/25 27.755 NYS Dorm Authority School District Rev Bonds N NY CO-MGR
05/15/25 20.510 NYS Dorm Authority School District Rev Bonds N NY CO-MGR
05/16/25 340.207 California Municipal Fin Auth Municipal Certificates N CA LEAD
05/16/25 69.949 California Municipal Fin Auth Municipal Certificates N CA LEAD
05/16/25 13.778 California Municipal Fin Auth Municipal Certificates N CA LEAD
05/20/25 100.000 Clay Co (No Kansas City) SD #74 GO Improvement Bonds C MO SOLE
05/20/25 22.015 Kentucky Asset/Liability Comm Project Notes C KY SOLE
05/20/25 155.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Rev Bonds N MD CO-MGR
05/20/25 45.000 Maryland Dept Hsg & Com Dev (DHCD) Residential Rev Bonds N MD CO-MGR
05/21/25 464.170 Boston City-Massachusetts General Obligation Bonds N MA CO-MGR
05/21/25 51.550 Douglass City-Kansas GO Sales Tax Imp Bonds C KS SOLE
05/21/25 140.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
05/21/25 30.000 Florida Housing Finance Corp Homeowner Mortgage Rev Bonds N FL CO-MGR
05/21/25 206.555 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
05/21/25 92.445 North Carolina Housing Fin Agcy Home Ownership Rev Bonds N NC CO-MGR
05/21/25 10.750 Pulaski Co Econ Devt Auth Public Facility Revenue Bonds C VA SOLE
05/22/25 200.000 Arkansas Development Fin Auth Revenue Bonds N AR LEAD
05/22/25 14.465 Maryland Dept Hsg & Com Dev (DHCD) Housing Rev Bonds N MD CO-MGR
05/28/25 503.485 Omaha Public Power Dt (OPPD) Electric System Rev Bonds N NE LEAD
05/28/25 80.000 Pennsylvania Econ Dev Fin Auth Solid Waste Disp Rev Bonds N PA CO-MGR
05/29/25 20.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT LEAD
05/29/25 250.000 Connecticut Housing & Fin Auth (CHFA) Housing Mtg Fin Prog Bonds N CT LEAD
05/29/25 34.000 Los Angeles Co (Wiseburn) USD General Obligation Bonds N CA LEAD
05/29/25 1,087.075 New Jersey Turnpike Authority Turnpike Revenue Bonds N NJ CO-MGR
05/29/25 68.125 New Jersey Turnpike Authority Turnpike Revenue Bonds N NJ CO-MGR
05/29/25 984.790 NYS Dorm Authority Revenue Bonds N NY CO-MGR
05/29/25 1,195.595 NYS Dorm Authority Revenue Bonds N NY LEAD
05/29/25 26.935 Oak Island Town-North Carolina Enterprise System Rev Ref Bond N NC SOLE
05/30/25 138.510 New Hampshire National Fin Auth Affordable Housing Certificates N NH LEAD
05/30/25 24.105 New Hampshire National Fin Auth Affordable Housing Certificates N NH LEAD
05/30/25 27.860 San Francisco City/Co-California Multi-Fam Hsg Rev Bonds N CA SOLE
05/30/25 29.215 San Francisco City/Co-California Multi-Fam Hsg Rev Bonds N CA SOLE
05/30/25 125.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD LEAD
05/30/25 74.000 South Dakota Housing Dev Auth Homeownership Mortgage Bonds N SD LEAD
06/02/25 400.000 Bay Area Toll Authority (BATA) Bay Area Toll Bridge Rev Bonds N CA LEAD
06/02/25 113.085 Bay Area Toll Authority (BATA) Bay Area Toll 2nd Sub Bridge Rev N CA LEAD
06/03/25 233.345 Georgia Housing Finance Authority Single Family Mortgage Rev Bonds N GA CO-MGR
06/03/25 17.860 Georgia Housing Finance Authority Single Family Mortgage Rev Bonds N GA CO-MGR
06/03/25 394.430 Las Vegas Valley Water Dt GO Water Improvement Bonds N NV CO-MGR
06/03/25 694.175 Univ Of Texas Sys Bd Of Regents Revenue Financing Sys Bonds N TX LEAD
06/04/25 99.410 Mississippi Development Bank Special Obligation Bonds N MS SOLE
06/04/25 151.805 Seattle City-Washington Drainage & Wstwater Sys Imp Ref N WA CO-MGR
06/05/25 400.000 Baldwin Co Industrial Dev Auth Solid Waste Disposal Rev Bonds N AL CO-MGR
06/05/25 36.985 High Point City-North Carolina Combined Enterprise Sys Rev Bonds N NC LEAD
06/05/25 72.520 Lakeland City-Florida Capital Improvement Rev & Ref N FL LEAD
45
APPENDIX I
Wells Fargo Corporate and Investment Banking
Public Finance Bond Underwriting Experience Since January 2020
Sale Date Par Amount ($mils) Issuer Issue Description Bid State Role
06/05/25 13.000 Lakeland City-Florida Capital Improvement Rev & Ref N FL LEAD
06/05/25 25.235 Lakeland City-Florida Capital Improvement Rev Bonds N FL LEAD
06/05/25 501.030 Los Angeles Dept Wtr & Pwr (LADWP) Power System Revenue Bonds N CA CO-MGR
06/05/25 714.425 Metro Washington Airports Auth Airport System Rev & Ref Bonds N DC CO-MGR
06/10/25 175.000 California Health Facs Fin Auth Revenue Bonds N CA CO-MGR
06/10/25 124.410 California Health Facs Fin Auth Revenue Bonds N CA CO-MGR
06/10/25 46.385 California Health Facs Fin Auth Revenue Bonds N CA CO-MGR
06/10/25 46.900 Colorado Hsg & Fin Auth (CHFA) Multi-Fam Hsg Rev Bonds N CO SOLE
06/10/25 83.055 Fort Worth City-Texas Special Tax Rev & Ref Bonds N TX LEAD
06/10/25 133.725 Iowa State Board of Regents Parking Sys Rev Ref Bonds C IA SOLE
06/10/25 53.885 Kentucky Rural Water Fin Corp Public Proj Rev Bonds C KY SOLE
06/10/25 303.605 Lower Colorado River Authority (LCRA) Refunding Revenue Bonds N TX CO-MGR
06/10/25 184.020 Lower Colorado River Authority (LCRA) Refunding Revenue Bonds N TX CO-MGR
06/10/25 133.665 NYC Housing Dev Corp Multi-Fam Hsg Rev Bonds N NY CO-MGR
06/10/25 247.515 NYC Housing Dev Corp Multi-Family Hsg Rev Bonds N NY CO-MGR
06/10/25 100.000 Sacramento MUD (SMUD) Electric Revenue Bonds N CA CO-MGR
06/10/25 100.000 Sacramento MUD (SMUD) Sub Electric Rev Ref Bonds N CA CO-MGR
06/10/25 100.000 Sacramento MUD (SMUD) Sub Electric Rev Ref Bonds N CA CO-MGR
06/10/25 58.000 Salt Lake Co (Murray City) SD BOE General Obligation Bonds C UT SOLE
06/11/25 43.580 Colorado St University Laser Facility Revenue Bonds N CO LEAD
06/11/25 35.550 Colorado St University Laser Facility Revenue Bonds N CO LEAD
06/11/25 28.100 Memorial City Redev Auth Tax Increment Contract Rev Bonds N TX LEAD
06/11/25 508.765 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
06/11/25 68.760 Pennsylvania Housing Fin Agcy (PHFA) Single Family Mortgage Rev Bonds N PA CO-MGR
06/11/25 158.825 Tampa Bay Water Utility System Ref Rev Bonds N FL LEAD
06/11/25 55.865 Upper Trinity Regional Water Dt Reg Treated Water Supply Sys N TX LEAD
06/11/25 17.920 Upper Trinity Regional Water Dt Reg Treated Water Supply Sys N TX LEAD
06/12/25 9.500 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
06/12/25 60.000 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
06/12/25 83.075 Colorado Hsg & Fin Auth (CHFA) Single Family Mtg Bonds N CO CO-MGR
06/12/25 95.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
06/12/25 50.000 Wisconsin Hsg & Econ Dev Auth Home Ownership Rev Bonds N WI CO-MGR
06/17/25 35.000 Berkeley City-California General Obligation Bonds C CA SOLE
06/17/25 60.000 Minnesota Housing Fin Agency Residential Hsg Finance Bonds N MN CO-MGR
06/17/25 28.745 Nacogdoches City-Texas Wtrwrks & Swr Sys Rev Bonds C TX SOLE
06/17/25 26.685 New Hampshire National Fin Auth Special Revenue Bonds N NH SOLE
06/18/25 53.223 Los Angeles Co Development Auth Multi-Family Housing Rev Bonds N CA SOLE
06/18/25 163.430 NYC Housing Dev Corp Housing Impact Bonds N NY LEAD
06/18/25 85.000 NYC Housing Dev Corp Housing Impact Bonds N NY LEAD
06/18/25 150.265 NYS Dorm Authority Revenue Bonds N NY CO-MGR
06/18/25 221.345 NYS Dorm Authority Revenue Bonds N NY CO-MGR
06/23/25 439.805 Fort Bend Co (Katy) ISD School Bldg Bonds N TX LEAD
06/24/25 142.710 Miami-Dade Co-Florida General Obligation Bonds C FL SOLE
TOTAL: $597,152.261
46
County of Hawaii
Public Finance Bond Underwriting– HRS 103D-304 (FN.10)
Wells Fargo Corporate & Investment Banking
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