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HomeMy WebLinkAboutFY26-27 Auditing: Investigative Services - Spire Hawaii LLPAE-PARTMLNT O FINANCE OA DAT r.EC'D: JUG; 3 0 2026 est ROUE TO: spire :: June 30, 2026 FIL:2: Ii1. Ms. Diane Nakagawa, Director of Finance c/o crystallene.pacheco@hawaiicounty.gov County of Hawai`i 25 Aupuni Street, Suite 2103 Hilo, Hawai`i 96720 SUBJECT: Cover Letter to County of Hawaii Auditing—Investigative Services (#FN.7) Dear Ms. Nakagawa: On behalf of Spire Hawaii LLP ("Spire"or"firm"), we are pleased to submit this letter as our expression of interest in providing services in the category Auditing—Investigative Services FN.7). Category: Auditing—Investigative Services(#FN.7) Full Legal Name and Address of Company: Spire Hawaii LLP 700 Bishop Street, Suite 2001 Honolulu, HI 96813 I will be the firm contact for this solicitation. You may email me at tyler.kimura@spirehi.com for future notices. Very truly yours, sue. Tyler Kimura, Partner 808.441.2891 tyler.kimura@spirehi.com Spire Hawaii LLP 700 Bishop Street,Suite 2001 Honolulu,HI 96813 spire Statement of Qualifications and Expression of Interest to Provide Professional Services to the County of Hawaii During Fiscal Year 2027 Category: Auditing - Investigative Services #FN.7 Solicitation No. 26-27 Fh44. i 77 OF Kph Prepared for: Ms. Diane Nakagawa, Director of Finance c/o crystallene.pacheco@hawaiicounty.gov County of Hawai`i 25 Aupuni Street, Suite 2103 Hilo, Hawaii 96720 Prepared by: Tyler Kimura, Partner Spire Hawaii LLP 700 Bishop Street, Suite 2001 Honolulu, HI 96813 tyler.kimura(Z)spirehi.com June 30, 2026 Spire Hawaii LLP spire Table of Contents A. Expression of Interest 1 B. Statement of Qualifications 2 1. The name of the firm or person,the principal place of business, and the location of all its offices 2 2. The age of the firm and its average number of employees over the past five years 2 3. The education,training, and qualifications of the individual, or if a firm, its key employees in accordance with HRS section 103D-304 2 4. A list of recent projects and the names of up to five clients who may be contacted, including at least two for whom services were rendered during the preceding year 6 5. Any promotional or descriptive literature which the firm desires to submit. 11 Appendix A: Resumes 12 Spire Hawaii LLP•700 Bishop Street,Suite 2001 •Honolulu,HI 96813 spire A. Expression of Interest June 30, 2026 Ms. Diane Nakagawa, Director of Finance c/o crystallene.pacheco@hawaiicounty.gov County of Hawaii 25 Aupuni Street, Suite 2103 Hilo, Hawai`i 96720 SUBJECT: Expression of Interest and Statement of Qualifications Auditing—Investigative Services (#FN.7) Dear Ms. Nakagawa: On behalf of Spire Hawaii LLP ("Spire" or "firm"), I am submitting this expression of interest, resume and current statement of qualifications,to the County of Hawai`i's("County")Department of Finance("Department")as stated in its 2026-2027 Notice to Providers of Professional Services. We are specifically interested in providing auditing services under category #FN.7 Auditing — Investigative Services. The pages that follow contain information regarding our qualifications to provide these services. Our firm is Spire Hawaii LLP, and our sole location is 700 Bishop Street, Suite 2001, Honolulu, Hawaii 96813. We are a locally owned and managed certified public accounting firm, based on Oahu. The professionals at Spire have experience with the government sector through performing audits (financial and performance audits) and forensic accounting engagements for private businesses, trusts and premier local law firms. We also have professionals trained as Certified Fraud Examiners. If selected for projects, we are able and willing to comply with the awardee requirements stated in the solicitation. If there are any questions regarding the information provided,please contact me. Very truly yours, SPIRE HAWAII LLP Tyler Kimura, Partner 808.441.2891 tyler.kimura@spirehi.com Spire Hawaii LLP 1 700 Bishop Street,Suite 2001 Honolulu,HI 96813 spire B. Statement of Qualifications 1. The name of the firm or person, the principal place of business, and the location of all its offices Name of the firm: Spire Hawaii LLP Principal place of business and sole location of firm: 700 Bishop Street, Suite 2001 Honolulu, HI 96813 2. The age of the firm and its average number of employees over the past five years Age of the firm: 16 years Average number of employees over the past five years: 28 employees 3. The education, training, and qualifications of the individual, or if a firm,its key employees in accordance with HRS section 103D-304 We believe the qualifications of our client service team are critical since it is the expertise and capabilities of the individuals involved that ultimately determine the success of the engagement. Therefore, if selected as the Department's service provider, we will carefully structure our client service team to provide the appropriate breadth and depth of professional services necessary to perform the engagement successfully. The engagement will be led by Tyler Kimura, Partner, and the project team is identified below. Other professional staff will be utilized throughout the engagement to complete tasks commensurate with each person's training and experience. The organizational structure we propose for the engagement provides an appropriate blend of project oversight,technical direction, and quality assurance. We do not anticipate any changes in the leadership or professional staffassigned to the engagement over the term of the contract. Should any unanticipated changes occur, we will communicate the changes and qualifications of any replacement personnel to the Department for approval as soon as practicable. Education, background experience, and qualifications are listed in the resumes in Appendix A. I Spire Hawaii LLP is the renamed entity that in 2010 acquired the Hawai`i practice of Grant Thornton LLP.The Honolulu office of Grant Thornton had been serving Hawai`i for over 50 years. 2 o spire 110 Our primary team members are: Tyler Kimura (CPA, Certified Fraud Examiner), partner of the firm, has experience in performance audits, financial analysis and forensic accounting engagements for state and county government as well as law firms involved in litigation. Mr. Kimura was the lead auditor for the Kaua`i County audits of the Department of Public Works Solid Waste Division, Department of Public Works Roads Division,Kaua`i Fire Department, and County of Kaua`i emergency procurements.He has also performed statutory Insurance Examinations of AlohaCare, Dongbu Insurance, First Insurance Company of Hawai'i, Hawai'i Medical Assurance Association, Hawai'i Medical Service Association, Zephyr Insurance Company, and UHA Health Insurance. Lucas Sayin (CPA), partner of the firm, has expertise in financial and performance audits, financial assessments, and process improvement. He has provided these services to government and private clients in various industry sectors such as real estate, resort, and hospitality, IT, and non-profit. Mr. Sayin is the lead for pre- and post-award audits of contractors for the State Department of Transportation, rent relief program auditing for the Council of Native Hawaiian Advancement, and Hawai'i public benefits fee audit for the Hawai`i Public Utilities Commission. Lani Nakazawa (JD) has over 25 years of government experience as a frontline worker, branch chief, division head, and department head. She is the team's government and collective bargaining expert, having served as legal analyst for the Hawai`i Labor Relations Board(aka HPERB),arbitrator in disputes between the counties and SHOPO and UPW, and litigator for all labor arbitrations involving the telephone company and the County of Kauai. She is also a Yellow Book trained government auditor and former Certified Fraud Examiner and has over 10 years of audit and fraud detection experience. Additionally, she has deep knowledge of the laws governing government agencies and records from her experience with the PUC, DCCA, and Kaua`i County. At the county, she was County Attorney and chief legal counsel for all county agencies and departments. Hanna Ngo(CPA)is a manager at Spire. She has over seven years of experience in the audit and accounting industry. At Spire, Hanna primarily focuses on providing a range of accounting, auditing, and consulting services including process improvement and internal control analysis to the clients in the commercial,government,real estate,manufacturing,not- for-profit and tourism industries. Omar Villoso(CPA-Philippines) is a manager with over 14 years of experience including service with PwC and KPMG,as well as internal audit in an insurance agency. He has strong supervisory, managerial, and project management ability. He is knowledgeable in International Financial Reporting Standards and Professional Practice of Internal Auditing. Jessica Werner is a senior associate at Spire Hawaii LLP. Her focus is financial analysis and advisory projects, including performance audits, forensic accounting, and economic damage analyses in the real estate, hospitality, construction, and public sectors. 3 spire :: We have been engaged to conduct performance audits and assessments for the County of Kaua`i and the County of Maui.Our approach to every audit rest upon three major factors:the engagement team providing the services, audit efficiency, and audit quality. Our approach is risk-based and emphasizes several key elements: planning, coordination, communication, and the use of contemporary audit techniques. All of our engagements receive direct involvement from the engagement partner. Our firm is purposefully structured to provide clients with experienced professionals who are well versed in their assigned area. Our teams can pinpoint the information required and ask for exactly what is needed. They possess the experience and training to get the job done and perform at the Department's expectations Upon notification of selection as the professional service provider, we will schedule a meeting with the Department to coordinate the details of the engagement, including time schedules and assistance to be provided by the Department's personnel, if any. We will also confirm our understanding of the objectives, scope of the work to be performed, and the applicable standards for which the engagement will be performed. Also, we will confirm our understanding of the desired deliverables and applicable deadlines. Our approach is risk-based and emphasizes several key elements: planning, coordination, communication, and the use of contemporary audit techniques. We are always concerned that our clients receive a cost-effective audit. To achieve this goal, we see that planning is done prior to beginning the engagement and we maximize the Department's involvement in preparing for the audit. We believe this assists us in making an efficient and objective appraisal of the client's operations. Our engagement team approach involves interfacing extensively with the Department during all phases of the audit. This team approach combines the considerable skills of our professional staff with the experience and knowledge of our client's personnel to ensure the successful completion of our assignments on a timely basis. To increase audit efficiency and effectiveness, we utilize several computer audit tools for audit field work. These computer-based systems enhance engagement planning and management, automate routine clerical and mathematical procedures, perform a variety of analytical review techniques, and enhance the analysis of an entity's internal control structure. These enhancements allow the audit team to evaluate a client's environment thoroughly and identify potential internal control weaknesses and operational inefficiencies. We can assist the Department with our extensive knowledge of government accounting. We have experience with the accounting systems of every State agency, as well as county system processes. We have also worked with the State on a Uniform Chart of Accounts. Through these experiences, we can provide financial reporting services and schedule preparation services that anticipate changes in compliance and reporting requirements. Spire has provided numerous accounting services to governmental agencies, involving departments of the executive branch, component units of departments, and fiduciary and proprietary funds. We have developed an accounting manual and specifications for a new accounting system to address audit findings for the Oahu Metropolitan Planning Organization; reviewed accounting standards, policies, procedures and requirements for the Hawai`i Tourism 4 spire :: Authority and the Office of Hawaiian Affairs ; examined, analyzed and interpreted accounting data, records and reports for the Department of Transportation, Highways Division and the Department of Business and Economic Development. We have advised and assisted the Department of Accounting and General Services and the Department of Budget and Finance on accounting, financial management, and policy matters relating to the adoption of a modern accounting system. Forensic accounting experience Our Certified Fraud Examiners specialize in identifying fraud risks and evaluating potential fraud schemes. Our expertise goes deeper than a conceptual knowledge of internal controls. We know why specific controls are in place because we understand the theories on why fraud occurs and how individuals can exploit control weaknesses. We have a practice dedicated to forensic accounting and fraud investigations, and have helped attorneys, trusts and commercial and not- for-profit entities identify and quantify fraudulent activity. Capacity to complete the work in the required time Our firm and project team are well qualified to meet the requirements of the auditing and accounting functions. Spire has significant experience in conducting services that advise, administer, supervise, and perform professional auditing and accounting work that requires the application of accounting theories, concepts,principles, and standards to the financial activities of governmental,private sector organizations, and not-for-profit organizations. Our quality assurance procedures are the final element in assuring excellence in service. We have adopted quality control standards, which apply to all areas of our practice. Our quality control standards ensure a high-quality work product that meets professional standards and guidelines. 5 spire :: 4. A list of recent projects and the names of up to five clients who may be contacted, including at least two for whom services were rendered during the preceding year Previous work experience Financial Audits All financial audits below were done in accordance with auditing standards generally accepted in the United States of America ("U.S. GAAS") and for governments, in accordance with auditing standards applicable to financial statement audits contained in Government Auditing Standards, issued by the Comptroller General of the United States ("GAGAS"). We have provided agreed upon procedures (attestation) services for state agencies and assisted in drafting their financial statements. Another service that we provided was a review of an agency's internal controls over the administration of funds held outside of the state treasury Agency/Client Description Type of Service Fiscal Year Senate and House of Representatives Hawaii State Financial audits 2016-Present Legislature International Travel Company Financial audit 2010-Present Neighbor Island Resort and Association Financial audit 2012-Present Ocean Education Non-Profit Financial audit 2015-Present State of Hawaii Public Utilities Commission,Public Financial audit 2016-2023 Benefits Fee Hawaii Hospitality Company Financial audit 2016-2023 Department ofBusiness,Economic Development& Tourism Financial audit 2011-2020 Defense Engineering Company Financial audit 2019-2020 Start-up Technology Company Review of financial statements 2018-2020 Hawaii Arts and Education Non-Profit Financial audit 2012-2019 Hawaii Real Estate Development Company Financial audit 2017-2018 Established Local Manufacturing Company Compilation 2016-2019 6 spirealPerformanceAuditsandAssessments We have assisted governmental entities with performance reviews of programs, policies, and practices in a wide variety of matters. Our performance reviews are designed to help organizations identify areas for improvement to enhance organizational effectiveness and efficiency. We aim to provide recommendations that are not only meaningful, but also achievable. We have also helped private organizations revamp their accounting processes, streamline operations, and identify and mitigate operational and financial risks. While performance reviews have a "backward looking" component, we understand that the value to our client lies in the unique and creative solutions to take into the future. Agency Audit subject Fiscal Year County of Maui,Office of the County Auditor County wide fraud risk assessment 2024-Present County Council,County of Kauai Hiring Pending County Council,County of Kauai Transfer Stations Pending County Council,County of Kauai Agricultural Dedication Pending County Council,County of Kauai Permitting Pending County Council,County of Kauai Elder Affairs Pending County Council,County of Kauai Emergency procurement 2020-2024 Zoning Administration andOfficeoftheCountyAuditor,County of Maui 2021-2022 Enforcement Division County Council,County of Kauai Department of Public Works Roads 2022 Division Department ofPublic Works SolidCountyCouncil,County of Kauai 2021 Waste Division County Council,County of Kauai Kaua`i Fire Department 2020 County Council,County of Maui Maui Invasive Species Committee 2019 County Council,County of Kauai Hiring practices follow-up 2018 Office of the County Auditor,County of Kauai Kauai Humane Society 2017 Office of the County Auditor,County of Kaua`i Payroll practices 2016 Office of the County Auditor,County of Kauai Hiring practices 2016 Office of the County Auditor,County of Kauai Furlough program 2014 7 spire Assurance and Accounting services In addition to audit services, we have also provided assurance and accounting services to state agencies. We have provided agreed upon procedures (attestation) services for state agencies and assisted in drafting their financial statements. Another service that we provided was a review of an agency's internal controls over the administration of funds held outside of the state treasury. Agency/Client Description Type of Service Fiscal Year County of Hawaii,Department of Finance ACFR Preparation Support 2024-Present Department of Accounting and General Services ACFR Preparation Support 2022-Present Department of Commerce and Consumer Affairs Audit Preparation Support 2023-Present Department of Accounting and General Services Pre-Audit Branch support— 2024-Present Vouchering Section's operations Department of Accounting and General Services Uniform Accounting&Reporting 2024-Present Branch(UARB)support Department of Defense,Hawai'i Emergency Maui wildfires monitoring reimbursements of American Red 2023-Present Management Agency Cross expenses C&C Honolulu-Department of the Prosecuting Accounting services for indirect& 2022-Present Attorney fringe billing Department of Health Verification and validation 2021-Present services for COVID surge staffing Attestation services conducting Department of Transportation,Highways Division pre-award overhead rate audits for 2019-Present over 50 consultants International Software Company Bookkeeping and outsourced 2010-Present controller services Technical accounting support in the Department of Accounting and General Services implementation of GASB 87 and 96 2021-2025 state-wide Department of Labor and Industrial Relations, Financial analysis and forecast 2019-2020 Unemployment Insurance Division County of Maui,Department of Transportation Evaluation of operational and 2016 reporting framework Department of Land and Natural Resources Verification and validation services 2013;2021-2022 for geothermal royalties City and County of Honolulu,Department of Agreed upon procedures 2011-2015 Transportation Services 8 sire1110p Consulting and Other Governance, Risk, and Compliance services We have assisted our clients in addressing corrective actions and other responses to audit findings or notices of deficiencies. This is part of our governance, risk, and compliance ("GRC") services, which address the rapid changes occurring in the market and in the professional services environment. Our GRC services include internal audit services, consulting, and governance and regulatory compliance. Our intent is to provide, recommend and institute new controls that can instill confidence in benefiting the organization and the constituents they represent. Agency/Client Name Type of Service Fiscal Year Enterprise Financial System Department of Accounting and General Implementation Support and the 2019-PresentServicesStateUniformChartofAccounts Project Department of Labor and Industrial Relations DLIR Kauai monitoring WIOA 2024-Present program County of Hawaii COVID-19 hazard pay project 2025 Department of Transportation,Highways HDOT Broadband Cost 2021-2024DivisionReasonablenessproject Part of a team with Nelson/ Department of Transportation,Highways Nygaard to develop the HDOT 2020-2024DivisionCoordinatedPublicTransit Human Services Plan Research and analysis services for Department of Transportation accounting,enforcement,and 2018-2024 process framework for the HiRUC program Office of Homeland Security Strategic planning project 2021 Evaluation of operational, Oahu Metropolitan Planning Organization reporting,and internal control 2016-2021framework,drafting accounting manual Office of Hawaiian Affairs Financial analyst to the Board of 2014-2021 Trustees Hawaii Tourism Authority Audit advisory services 2019-2020 Research,data analysis,and interview services for Department of Transportation Disadvantaged Business 2018-2020 Enterprise(DBE)Availability and Disparity Study 9 spireiv 1) Department of Transportation, State of Hawaii, Highways Division Reference contact person: Ms. Tammy Lee, Deputy Director Address: 869 Punchbowl St., Room 508 Phone number: (808) 587-2154 Nature of services provided: Agreed Upon Procedures for over 50 A&E firms submitting cost proposals to HDOT Dates of the engagement(s): 2019—Present 2) Hawai`i State Legislature, Senate Reference contact person: Carol Taniguchi, Chief Clerk Address: 415 S. Beretania Street, Room 010, Honolulu, Hawai`i, 96813 Phone number: (808) 586-6720 Nature of services provided: Financial statement audit of the Legislature Dates of the engagement(s): 2011 —2012, 2016 —Present 3) Department of Accounting and General Services,Audit Division, State of Hawaii Reference contact person: Ron Shiigi, Audit Administrator Address: 1151 Punchbowl Street, Room 230, Honolulu, Hawai`i 96813 Phone number: (808) 586-0364 Description of project: Implementation and training in support of the State's adoption of the new GASB 87 accounting standard Dates of the engagement(s): 2021 —Present 4) Office of the County Clerk, County of Kauai Reference contact person: Jade Tanigawa, County Clerk Address: 4396 Rice Street, Suite 209, Lihu`e, Hawai`i, 96766 Phone number: (808) 241-4188 Nature of services provided: Performance audits Dates of the engagement(s): 2012—2024 5) State of Hawaii Public Utilities Commission, State of Hawaii Reference contact person: Ashley Norman, Research Analyst Address: 465 S. King Street, Room 103, Honolulu, Hawai`i, 96813 Phone number: (808) 586-2054 Nature of services provided: Audit of the Public Benefits Fee of the Public Utilities Commission. Dates of the engagement(s): 2016—2022 to spire Ili 5. Any promotional or descriptive literature which the firm desires to submit. Forensic Accounting We examine allegations of accounting irregularities that may be the result of fraudulent activity. This is accomplished using accounting, auditing, and investigative skills to conduct an examination into a company's books and records. These projects are overseen by our experienced professionals who hold certifications in fraud examinations. A representation of our forensic accounting and litigation support engagements is provided below. Assisted a real estate developer investigate transactions entered into by the former president over a seven-year period, uncovering over $20 million in disbursements for personal expenses unrelated to the business. Assisted the Successor Trustee of two trusts with identifying and accounting for the Trusts' assets and numerous business holdings, including real estate, investments, deposits, and operational entities. Performed an investigation of a fraud scheme at a local contracting company involving former employees with access to bank accounts, checks, debit cards and accounting records, identifying over$100,000 in unapproved and improperly recorded disbursements. Performed an investigation of the transactions of a family business on behalf of a shareholder, identifying undocumented and unsubstantiated payments to certain family members and known associates of the company president. Performed an accounting of trust assets initiated by a beneficiary, including an evaluation of over 30 years-worth of real estate transaction records. Assisted beneficiaries of a family trust analyze the transactions entered into by the Trustee, including evaluating the financial performance of trust business assets as well as reconciling loans and distributions made to beneficiaries and various family members. Performed forensic accounting procedures on the transactions of a local professional association based on allegations made by certain members regarding inappropriate expenditures made by board members. Performed an investigation of loans taken by a company's controller against her profit- sharing account that she repaid with company funds. Provided expert analysis and testimony related to damages allegedly suffered by purchasers of real estate who relied on alleged misrepresentations of the developer. Provided expert testimony in a developer-contractor dispute involving appropriate expenses to include in a profit-sharing calculation. Calculated the losses suffered by a restaurant related to various fraud schemes perpetrated by the restaurant's accountant, including forged checks, unauthorized electronic bank transfers and fraudulent credit cards opened in the owner's name. 11 spireDom Appendix A: Resumes 12 spires, Tyler M. Kimura CPA,CFE,CFF Spire Hawaii LLP Tyler Kimura is a Partner with Spire Hawaii LLP, a Hawaii-based 700 Bishop Street,Suite 2001 accounting and consulting firm.Tyler specializes in providing forensic Honolulu,HI 96813 accounting,litigation consulting and fraud investigation services. T: 808.441.2891 Prior to joining Spire, Tyler performed advisory services at GrantE:tyler.kimura@spirehi.com Thornton LLP and was a managing consultant in the Disputes and Professional History Investigations practice at Navigant Consulting, Inc., in Los Angeles, Spire Hawaii LLP California. Partner Grant Thornton LLP With 20 years of experience in Hawaii and California,Tyler has been Manager qualified to testify as an expert on economic damages and fmancial Navigant Consulting,Inc. analysis,and has performed: Manager Numerous fraud investigations, including tracing of funds andEducationcalculationoflossesrelatedtofraudulenttransactions. Claremont McKenna Litigation consulting services,including calculations and critiquesCollegeBA—Economics- of economic damages related to breaches of contract, copyright Accounting infringement, misrepresentation, wrongful termination and other Licenses and Certifications claims in the real estate, construction, telecommunications, Certified Public entertainment,dental and marketing industries.Accountant(Hawaii) Financial analysis and due diligence procedures for both buyersCertifiedFraudExaminerandsellersinM&A transactions. CFE) Performance audits of governmental and not-for-profit entities. Certified in Financial Insurance examinations on behalf of the State of Hawaii Insurance Forensics(CFF) Division. Professional Memberships Association of Certified Tyler is the President of the Hawai`i Chapter of Association of Fraud Examiners Certified Fraud Examiners and is currently on the Board of Directors Hawaii Chapter of ACFE at Hawai`i Dental Service. He also served on the `lolani Alumni President Association Board from 2012 to 2019. American Institute of Tyler has presented numerous times to professional organizations andCertifiedPublic Accountants,FVS Section as a guest lecturer at the University of Hawai`i at Manoa Shidler School Community Involvement of Business on forensic accounting and fraud investigations. Hawaii Dental Service— Director lolani Alumni Association— Past President/Board Member 13 spire :: Lucas Sayin CPA, CGMA Spire Hawaii LLP Lucas Sayin is a Partner with Spire Hawaii LLP, a Hawaii-based 700 Bishop Street,Suite 2001 accounting and consulting firm. Lucas focuses on providing Honolulu,HI 96813 accounting, auditing, and consulting services, including audits and T: 808.441.2932 process improvement services to various organizations. E: lucas.sayin@spirehi.com Prior to joining Spire, Lucas worked for CohnReznick, LLP in Los Professional History Angeles, California, as well as at American Golf Corporation and Spire Hawaii LLP Holthouse Carlin&Van Trigt, in Santa Monica,California. Partner CohnReznick LLP Lucas has over 14 years of experience providing assurance and Senior Associate advisory services to private companies and government agencies in Holthouse Carlin&Van Trigt % Hawai`i and California in the not-for-profit,government,real estate, Associate j hospitality, and renewable energy industries. Education Assurance services for private companies in Hawaii across the Loyola Marymount tourism, hospitality, and real estate industries ranging in size University BS—Accounting from$5mm to over$200mm in revenues. BA—International Business Assurance services under Yellow Book for not-for-profit Licenses and Certifications organizations and state government agencies, including the Certified Public Accountant Senate,House of Representatives,and Public Benefits Fee ofthe Hawai`i,California) PUC. Chartered Global Over 50 analyses of FAR 31.2 ICR submissions for architecture Management Accountant and engineering firms conducting business with the State of CGMA) Hawaii. Professional Memberships j • Design and development of a uniform chart of accounts for the American Institute of State of Hawai`i,including analysis of IT ERP requirements and Certified Public Accountants implications to the design of chart of accounts for the Executive Hawai`i Society of Certified Branch. Public Accountants Financial analysis and due diligence procedures for both buyers Association of Government and sellers in M&A transactions. Accountants—Hawai`i Outsourced CFO and accounting services for private companies Chapter in Hawai`i ranging from real estate developments, clinical Community Involvement testing laboratories and farms. Arcadia Family of Companies Consulted on deployment of an IT business intelligence system Board Member for a multi-entity consolidated development entity, including University of Hawai`i at oversight of integration with existing accounting system. Manoa,School of Accountancy—Advisory Lucas serves as a Board Member of the University of Hawai`i at Board Member Manoa, School of Accountancy Advisory Board and is on the Board of Directors for the Arcadia Family of Companies. 14 spire :: Lani Nakazawa JD Spire Hawaii LLP Lani has over 40 years of experience providing advisory 700 Bishop Street,Suite 2001 and audit services to various organizations in Hawaii. At Honolulu,HI 96813 Spire Hawaii LLP, Lani works on organizational change T: 808.441.2932 projects,consulting projects,and performance audits. E:lani.nakazawa@spirehi.com Her work at Spire included projects to implement a Fiscal Professional History Sustainability initiative for the Office of Hawaiian Affairs, study the feasibility of a Road Usage Charge for the State Spire Hawaii LLP,Director Department of Transportation, institute a modern County of Kauai,County accounting system and accounting policies for the Attorney and Audit Manager Department of Accounting and General Services and the State of Hawai`i,DCCA Health Oahu Metropolitan Planning Organization. She was also Insurance Branch Chief part of the Spire team that conducted audits on hiring and State of Hawaii,PUC,Counsel payroll practices, overtime, furloughs, and invasive and Research Section Head species mitigation. Ashford&Wriston,Of Counsel Prior to joining Spire,Lath conducted performance audits Education for Kauai County on construction projects, energy Stanford University,BA efficiency initiatives, employee cost reduction programs, Sophia University,MA road maintenance funding, and emergency procurements. She also served as the County Attorney for the County ofUniversityofHawaii,JD Kauai, where she was chief legal counsel for all county Licenses and Certifications departments,boards,and commissions. Law license,State of Hawaii Before her appointment as County Attorney,she regulated Licensed by the U.S.District motor carriers and public utilities for the State and Court,Hawaii practiced law with Ashford & Wriston, focusing on Admitted to appear, employment and real estate matters. U.S.District Court of Appeals, Her community activities include serving as an officer and 9th Circuit and D.C.Circuit member of the Hawaii State Bar Association and the Hawai`i chapter of the Stanford Alumni Association. She Memberships was also the former chair of the board of directors of the Hawai`i State Bar Association State High Technology Development Corporation. 15 spire WitHannaNgo CPA, SAP ERP,CAPM Spire Hawaii LLP Hanna Ngo, a Manager with Spire Hawaii LLP, a Hawaii-based 700 Bishop Street,Suite 2001 accounting and consulting firm, has significant experience in the Honolulu,HI 96813 audit and accounting industry. At Spire, Hanna primarily focuses on T: 808.441.2970 providing a range of accounting, auditing, and consulting services E:hanna.ngo@spirehi.com including process improvement and internal control analysis to the Professional History clients in the commercial, government, real estate, manufacturing, Spire Hawaii LLP not-for-profit and tourism industries. Manager I Prior to joining Spire, Hanna worked for the Internal Audit Office at Education Brigham Young University-Hawaii as an Internal Auditor, Asia r. Brigham Young Pacific International School as an Accountant/Site Manager. Her University focus and specialty were to provide independent,objective assurance BBM—Accounting j and consulting activities designed to add value and improve BBM—Supply Chain s operations as well as bring a systematic, disciplined approach to Management evaluate and improve the effectiveness of risk management, internal International University ' control,and governance processes. VNU HCMC BS—Computer Science With over seven years of experience in Hawai'i, Hanna has worked Licenses and Certifications across various accounting fields,performing the following: SAP Certified Application Led multiple audit projects and accounting services, ensuring Associate-Enterprise their timely completion while introducing streamlined processes Asset Management with for improved efficiency. SAP ERP 6.0 EhP6 Conducted detailed financial audits and contributed to various Certified Associate in financial services across industries, demonstrating expertise in Project Management I financial analysis and reporting. CAPM) Provided constructive feedback and conducted careful reviews to maintain high work quality among junior staff members. Maintained up-to-date knowledge of Accounting Standards Codification, ensuring a comprehensive understanding of new standards and regulations to uphold compliance. Guided junior staff members, facilitating their professional growth, which led to reduced errors and improved performance across the team. 16 III II s i reWMp Omar Villoso CPA(Philippines) Spire Hawaii LLP Omar Villoso, a Manager with Spire Hawaii LLP, a Hawaii-based 700 Bishop Street,Suite 2001 accounting and consulting firm,has significant experience in internal Honolulu,HI 96813 audit and supervisory, managerial, and project management. He is T: 808.441.2825 knowledgeable in International Financial Reporting Standards and E:omar.villoso@spirehi.com Professional Practice of Internal Auditing. Professional History Before joining Spire,Omar worked with PwC and KPMG,as well as Spire Hawaii LLP internal audit in a bank. He has industry exposure in financial Manager services, pharmaceuticals, professional and business services, Robinsons Bank Corporation automotive,manufacturing,telecommunications, and non-profits.Financial Audit Unit Head Asialink Finance With over 14 years of experience in the Philippines, Omar has Corporation Audit Head worked across various accounting fields,performing the following: PwC SDC Manila Executed various financial, operational, compliance, IT, andServiceDeliveryAuditfraudaudits. Manager Investigated, devised plans and reconciled financials on clientKPMGPhilippinesaccountingissues.Senior Associate Prepared financial and audit reports for the purposes of decisionAuditAssociatemakinginFinanceandOperations.EY Philippines Proposed audit strategies and reported results to Management,Audit Associate Audit Committee and Board of Directors. Pioneered audit standardization processes in the Philippines forEducationoneoftheBigFourAccountingFirms.University of Santo Tomas Designed continuous audit procedures to improve risk preventionManila,Philippines,BS— and detection in bankingactivities.Accountancy Developed accounting manuals for various collection agencies. Licenses and Certifications Assisted in accounting system migration for a multinational Certified Public Accountant pharmaceutical company. Philippines) Assisted in developing internal audit rating system utilized for Professional Memberships departmental evaluation and reporting across the bank. Philippine Institute of Worked with global network firms executing audit procedures Certified Public Accountants for one of the Big Four Accounting Firms. 17 spire Jessica Werner Spire Hawaii LLP Jessica Werner, a Senior Associate with Spire Hawaii LLP, a 700 Bishop Street, Suite 2001 Hawaii-based accounting and consulting firm, has significant Honolulu,HI 96813 experience in financial analysis and advisory projects, including T: 808.441.2915 performance audits, forensic accounting, and the development of E:jessica.werner@spirehi.com economic damage analyses in the real estate, hospitality, Professional History construction and public sectors. Spire Hawaii LLP With over five years of experience in Hawai`i,Jessica has worked across various accounting fields, assisting in the following: Education Numerous fraud investigations,including tracing of funds and University of Hawaii at calculation of losses related to fraudulent transactions. Manoa—BA in Finance Litigation consulting services, including calculations and critiques of economic damages related to breaches of contract, Licenses and Certifications misrepresentation, wrongful termination and other claims in the real estate,construction,entertainment industries. Bloomberg Market Concept Financial analysis and advisory projects to assist clients in Certification making informed decisions. Performance audits of governmental and not-for-profit Professional Memberships entities. Association of Certified Fraud Examiners Hawai`i Chapter of ACFE 18