HomeMy WebLinkAbout2007-05-09 Board of Ethics Minutes Regular SessionHAWAII COUNTY BOARD OF ETHICS
MINUTES — REGULAR SESSION
Wednesday, May 9, 2007 — 10:00 a.m.
Corporation Counsel Conference Room
101 Aupuni St., Suite 325
Hilo, Hawaii 96720
Present: Wayne Joseph, Chair (WJ)
Ann Lum, Vice Chair (AL)
John Dill, Member (JD)
Kendall Sharpless, Member (KS)
Also Present: Bobby Jean Leithead -Todd, Deputy Corporation Counsel (BT)
Karen Delimont, Secretary (KD)
Amy G. Self, Deputy Corporation Counsel (AS)
Jerome Warren, Petitioner (JW)
1. CALL TO ORDER
The Chair called the meeting to order at 10:08 a.m.
2. STATEMENTS FROM THE PUBLIC ON AGENDA ITEMS
Petitioner, Jerome Warren introduced himself to the Board.
3. APPROVAL OF MINUTES
Minutes of the April 11, 2007, Regular Session: Ms. Lum moved to accept and file
the Regular Session minutes; Mr. Dill seconded the motion. All members voted aye.
Motion carried.
Minutes of the April 11, 2007, Closed Session: Ms. Lum moved to accept and file the
Closed Session minutes; Mr. Dill seconded the motion. All members voted aye. Motion
carried.
Minutes of the April 11, 2007, Executive Session: Ms. Lum moved to accept and file
the Executive Session minutes; Mr. Dill seconded the motion. All members voted aye.
Motion carried.
Board of Ethics
Minutes of Regular Session
May 9, 2007
4. COMMUNICATIONS
Communication 2007 -27: Letter of resignation from the Board of Ethics by Kerry
Inouye to Mayor Harry Kim dated April 4, 2007.
Motion and Vote: Ms. Lum moved to accept and file Communication 2007 -27 and send
him a letter of appreciation; Mr. Dill seconded the motion. All members voted aye.
Motion carried.
Communication 2007 -28: Letter of acceptance of resignation to Kerry Inouye from
Mayor Harry Kim dated April 9, 2007.
Motion and Vote: Ms. Lum moved to accept and file Communication 2007 -28; Mr. Dill
seconded the motion. All members voted aye. Motion carried.
5. NEW BUSINESS
Petition 2007 -03 Jerome Warren: Whether Christopher Yuen and Bob Jacobson
violated Sections 2 -84(c) and 2 -84(d) of the Code of Ethics by supporting a sidewalk
variance for Big Isle Ventures.
WJ: Mr. Warren, would you like to come and take a chair here. We received your petition
and in your petition you cited two sections; Sections 2 -84(c) and 2- 84(d). So for the members of
the Board I would like to direct your attention to letters (c) and (d) and I think the most
significant part of letters (c) and (d) is that your petition is going to show that someone within the
county accepted compensation in exchange for a favor, is that correct? Do you have evidence
that shows that?
JW: The evidence I have is only what I've read in the Ka`u Calendar, that's kind of our local
paper, and in there the paper states that money was donated by the applicant for this particular
Bill 62 to the Honu `apo Fund, and I know that my councilman has been very active in that and if
you kind of connect the dots you can see where Chris Manfredi is applying for rezoning and then
if you go back through back issues, through this Ka`u Calendar, you can see where he has been
kind of promoted as a benefactor to the community. That's the tie -in that I see.
WJ: I'm still trying to see the connection here. Did you make copies of that, by the way, to
share with the Board?
JW: No. I was informed that this would be more of a pre- hearing and that we are just here to
discuss whether or not there is an issue and then perhaps if that does become an issue then I have
everything with me. I could copy it and annotate it if indeed that is an issue here. That is just
my introduction to this was just watching the council meeting one evening and seeing a rezoning.
Seeing the applicant not present, seeing the consultant not present, seeing Chris Yuen
representing them, and seeing my councilman, Bob, kind of also representing them with these
platitudes.
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Minutes of Regular Session
May 9, 2007
WJ: But you do understand now that you are making allegations that Bob Jacobson and Chris
Yuen did something and in return was compensated in some way for what they did, and you will
have to make that tie -in, and I don't think reading a newspaper article makes the tie -in.
JW: I'm just a citizen and I don't have, all I have is me, and all I see is what is out there and
so....
WJ: There might be different venues in which you can take, and this venue, we just follow the
Code of Ethics, and what you cited specifically was that these two people with the county
received some - -some sort of compensation for favor and unless you can show a direct link to that
I don't think your position has any foundation.
JW: I realize that and when I first saw this I was taken aback . Then I tried every avenue I
could to rectify the situation, or to expose it, or to get some feedback, and I realize that I am
clutching at straws, but this is the only avenue where they said they were listening to me.
Everybody else just shined me on, brushed me off. This was the avenue where I thought I would
perhaps have a venue.
WJ: Yes.
KS: May I ask a question? What other avenues are you talking about?
JW: Ah, calling my councilman directly. No, never heard anything back. I'm calling the
Office of Information Practices, that's - -they always seem to be the knight -in- shining armor- -and
then I thought this was an OIP matter, and they said well its an ethics matter, and I think that ...
and I'm sure, like I don't remember the direct route how I got here, but that was part of the
steppingstones that led me to this venue.
AL: The variance was —the person did not have to build a sidewalk? I mean to put it in plain
words?
JW: Yes, ma'am.
AL: And they received the variance?
JW: They would have received it had I not intervened. They were ready to get it and Chris
Yuen and Bob Jacobson were ready to give it to them.
AL: So, now it's being —what is the status?
JW: The status now, it is —this is ironic —these are the March the 8"' minutes and I only got
them yesterday in my mailbox after work. So, the ... now ....
AL: Minutes of the council meeting?
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Minutes of Regular Session
May 9, 2007
JW: ... of the council meeting, yes ma'am. Then, now had I not gone to April 4th, I believe
the April 18th, it would have just been rubber stamped and it would have been approved already.
I did make a diligent effort, and then I was able to have the thing postponed in favor of a public
hearing. So, that is the only reason this thing hasn't been rubber stamped.
AL: So, there will be a public hearing now?
JW: Yes ma'am, on May 22 in Naalehu, I believe.
JD: I just want to try and clarify exactly the players. This Chris ....
AL: Yuen.
JD: No, not Yuen.
JW: Chris Manfredi.
JD: Okay, so he is the CEO or manager of Ventures, Big Island Ventures?
JW: That's the hard thing. If you read the literature you would think so. But, between then
and now I have been doing more and more research and he is —I even went to talk to the guy,
`cause I live just up the street from him and not the friendliest person I have ever met just went
to talk to him, man -to -man, and cause I would use that sidewalk to go to the stores by- and -by. I
just walked up his driveway and said "Hi, are you Chris Manfredi ?" I have seen him before in
other public meetings, and he was very defensive. Long story short, he told me that he's not a
developer, he is a car mechanic. When I looked in the application, indeed he is not even the
applicant.
JD: Okay, sorry to interrupt, but I want to try and get a bird's -eye view on this. So, whether
or not he is with Big Island Ventures or not, Big Island Ventures applied for this variance, right?
Okay, then what you are claiming is that Bob Jacobson and Chris Yuen were ready to rubber
stamp this variance, or proposed variance, and the conflict that you see is that ... I am still
confused about this Honu`apo Fund and how that becomes involved with Bob Jacobson.
JW: Yes sir. When we've been led to believe that Chris Manfredi and his partners have
purchased, purchased six - thousand acres along the —be somewhere —this thing you would see
when you drive down the highway, you know, on either side of the highway. It's, I don't even
know if they own it. I went to look for the tax records. I don't see them. I still see C. Brewer as
owning it.
JD: Well, I am still trying to get to where you see the conflict. Who donated money to the
Big Island Ventures?
JW: Well, according to this paper, Chris Manfredi has donated ... it's like so many thousand
dollars to the Honu `apo Fund and that has endeared him to the community, and it has endeared
him with my councilman, because this is a feather in his cap, this whole ... I'm glad that
Board of Ethics
Minutes of Regular Session
May 9, 2007
somebody has saved Honu`apo, I have no problem with that. It is just to me that should not
affect his further dealings with the county.
JD: Well, I think Wayne is right. You can't really depend on newspaper articles as concrete
evidence.
AL: But, also it is not fitting into - -it really is not fitting into what we ....
JD: The section of the ....
AL: Yeah, what we have in conflicts. It's like another step or two removed.
JW: There is no smoking gun. Right, I realize that and I do admit that I am clutching at
straws.
AL: But now you have, by your interest, brought it to public hearing, public, not public
hearing, but public meeting, to have it discussed in public meeting, right? You said that instead
of being improved it is now going, there is going to be a public —what do you call it?
JW: I think it is a public hearing.
AL: Okay, a public hearing on it.
JW: Yeah.
AL: So the community will have input.
JW: Yes, ma'am.
BT: Board has the authority to accept the petition or to reject a petition if they feel the petition
does not fall within the purview of the Code of Ethics.
KS: Earlier you said I think - -and I need you to tell me yes or no on this - -you said that Mr.
Yuen represented somebody?
JW: Yes, ma'am.
KS: How does he represent ... he's the planning director. Who are you alleging that he
represented?
JW: Ah, traditionally, if I can backtrack to March the 8"'. Traditionally, when you see a bill
come forward for rezoning you will see the applicant at the table, and you will see the applicant's
consultant at the table. Then if you follow all this, you would be led to believe that the applicant
is Chris Manfredi and the consultant is Steven Lim. On March the Stn
KS: Who's Steven Lim?
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May 9, 2007
JW: He works for Carlsmith.
BT: Mr. Lim is an attorney with Carlsmith.
JW: Yeah, Carlsmith, excuse me, Carlsmith and Ball, he is the attorney, and he would be the
consultant for this rezoning. Every time I've seen one of these rezonings you always see the
applicant and the consultant, or maybe there will be one, or the other, or both. I've never seen
one where neither party was there, yet the planning director was speaking in their behalf.
KS: I don't ... you're alleging that the planning director was speaking on their behalf, there is
no proof of that.
JW: I have that in my notes here.
AL: Is it possible that once, I don't know, I have never been to a meeting, but is it possible
that they give him all the things and he accepts it and then he says something, but he is not
representing them ....
KS: No, I don't see how ... unless we have these documents before us, I don't see how Mr.
Yuen could possibly represent Mr. Lim and Mr. Manfredi. I don't see how ... and that relates
to Section (d) as representing, and I don't see anything that I can understand, or see, or evaluate
in terms of either Mr. Jacobson or Mr. Yuen being a representative of these people.
JW: Well, I just, again been trying to get the minutes for a long time and they only came in
the mail yesterday. Then the crux of it would start on page 13, and then goes to page 14, where
Mr. Jacobson says "I know the applicants, he's very sincere about this ..." Umm, then a
discussion with him as to whether he officially approves of this -- keeping it - -I guess I am not
reading it right. Okay, I'm sorry. Page 14, Mr. Jacobson, "I just wanted to thank Chris for his
hard work and the members of the Planning Commission for this and the applicant for being
open and accepting of the community. He lives up there and he really does care a great deal for
the community. He's been able to work with us on a number of issues and I am grateful for his
open- mindedness and that of our Planning Director." The applicant is Philip Kenner. Philip
Kenner lives in Scottsdale, Arizona. The people are led to believe it is Chris Manfredi, he's
there sometimes, but he's not a member of the community, you know.
KS: Chris Manfredi ... I mean that ... I just can't see any substantial evidence. I mean these
are phrases you are reading out of context, which I appreciate because you only got them
yesterday and whatnot, but thanking somebody for community involvement in my mind is not
equal representation on any level.
JW: Well, if ... it's political, it is very political.
AL: It's political, he's a political -being thanking somebody in his community —Bob Jacobson,
right? It's his constituents.
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May 9, 2007
JW: Yeah, and I don't even know if Chris Manfredi is registered to vote. I doubt it.
AL: I think where we are hung up is that our Code of Ethics that we are charged to ....
JW: Right.
AL: ... deal with, has both of these things, compensate, compensation and transaction,
capacity ... you know, acting in a representative capacity for a fee or other compensation to
secure passage of a ... it's pretty definite that there has to be some benefit, compensation rather
than kind words and hearts and flowers. We are really bound by this. I'm leaning toward the
fact that your public hearing is going to be your best shot. If you have an objection, gather up
some people to make sure the views of the community are representative of that, and get them to
listen to that, because I am not seeing that we're going to be able to act.
JW: And I realize that, and then again with the chronology, like my approach is the shotgun
approach. When I first saw this - -I just - -I went everywhere and talked to everybody and I did
everything. Then again, with the chronology, I did this before I got the public hearing. I do
agree with you that the ... my goal is to just get a sidewalk for our community. I am not out to
persecute anybody.
AL: I appreciate sidewalks. We need more sidewalks.
JW: I wish my councilman felt the same.
AL: But, I suggest ... I'm afraid that ... I am not seeing that we have anything that we can
accept.
JD: Can I make a suggestion? For your public hearing is to try and get any concrete evidence
you can in terms of the donations to the fund by the applicant or this Manfredi guy. I think Ann
is right; we are bound by the wording of the Code of Ethics. If there is no check written out
directly to Bob Jacobson then our hands are tied. I think you have, I think your suspicions are
well grounded, but I don't think we can do anything about it.
JW: And I understand that. I thank you for listening. I really appreciate your consideration.
I really do.
WJ: I'm waiting to entertain a motion to ... there is no foundation, so our motion should be
that we have to reject it ....
AL: I move that we regretfully reject Mr. Warren's petition because we have no grounds in
2 -84(c) and 2- 84(d).
WJ: Well, I don't know about the word "regretfully."
AL: Okay, okay ... we cannot accept it. Alright, I will withdraw the motion and re -word it.
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May 9, 2007
Motion: Ms. Lum moved that we reject the Petition of Mr. Jerome Warren finding that
we have no basis in our Code of Ethics, Section 2 -84(c) and 2 -84(d) to act on; Ms.
Sharpless seconded the motion.
Discussion:
WJ: Now we are open for discussion.
JD: What about the possibility, say for instance Mr. Warren does uncover some sort of
evidence that is directly, that can be applied by these ....
WJ: If it fits into the code where he can show that compensation, or a substantial benefit was
made to county employee, then by all means resubmit a petition and follow this. But in this
particular case, this petition does not fall within the parameters we are given.
BT: I would like to say a couple of things, just about process. My understanding is that this
was a bill for a rezoning, is that correct?
JW: Yes, ma'am.
BT: Bills for rezoning are initiated at the Planning Department. They are commented upon by
various county officers. The Planning Department makes a recommendation on whether it
should be approved or not to the Planning Commission. The Planning Commission then holds
public hearings and public notices with it. The Planning Commission then either goes along with
the planning director's recommendations or amends them and then sends on its recommendations
to the County Council who then hears it in the Planning Committee. The Planning Committee,
which consists of all nine council members, would have to approve the recommendation by a
vote of at least five at a public- noticed meeting. They would then forward the rezoning
ordinance to the County Council. In order for it to become law it would have to be passed at two
readings, both noticed publicly, and it would require at least five members of the County Council
to approve that. The reason I am stating that is that I want the record, I guess, to reflect clearly
that. Neither the planning director or the council member, individually, has the authority to
approve a rezoning ordinance. They can make recommendations; Council Member Jacobson can
make proposed amendments. My understanding is that this came up with a recommendation
from the Planning Commission?
JW: Yes I believe ....
BT: For the variance?
nm�'l Q
BT: They were both for the rezoning?
JW: If I can backtrack, it is here.
M.
Board of Ethics
Minutes of Regular Session
May 9, 2007
WJ: Excuse me Bobby Jean, can we take care of this motion first. We do have a motion and a
second, and members, if there is no further discussion then all in favor of rejecting this petition
say aye.
Vote: All members voted aye; motion carried.
AL: But, this is really interesting.
WJ: Yeah, and we invited you to join in and take part in this discussion as well.
BT: I just wanted to address process because in the past there would usually be someone from
the department. Under Chris' tenure, Chris has almost invariably attended all the Planning
Committees and many of the council meetings when there is a rezoning request, to answer any
questions that the county council has and to provide input on the department's recommendations.
I would suspect that the record would reflect that that is how he appeared there, in his role as the
planning director. My understanding, too, is that the reasons given for recommending the
variance is that there is an old, stone wall and a tree that they don't want to have cut down, is that
it?
JW: Yes, ma'am. That were their reasons, yes.
BT: Okay, so you have already voted and motioned, but I kinda wanted to put it into context
in terms of what was occurring and the process. Also, if you are opposed to the variance your
best avenue is to drum -up support in the community because Mr. Jacobson is one vote, and the
council has shown that they are very receptive to members of the community. You might also
find when you go out that there are some people that want to save the tree.
JW: The tree in question is a banyan tree and it is not that old, and there are two of them.
BT: I'm just saying that you will find that sometimes communities will respond differently
and have different reasons, but if you want to get your sidewalk, your best bet is to have public
support showing that that is what you want. Show up at that hearing and demonstrate to the
council that that is what the community wants, and the council most likely will take that into
consideration.
JW: If I can clarify, Bruce McClure, he recommended the sidewalk, and after it passed his
desk then the variance was granted by the Planning Commission. I guess we are not here to
argue all the nuts - and - bolts.
WJ: Mr. Warren, thank you for coming in. We appreciate it.
JD: Good luck.
JW: Thank you.
Board of Ethics
Minutes of Regular Session
May 9, 2007
6. UNFINISHED BUSINESS
a. Review and comment on the Hawaii County Board of Ethics Booklet for
new employees, board and commission members, and elected officials.
BT: We want to get this right because this is the first time that we are putting out any kind of
major publication out of our office. It is the first time for the Board of Ethics. It is going to be
the first time that anything like this is coming out of Corporation Counsel.
AL: I am so happy with it that I don't even want to talk about these things, these errors.
BT: No, no we want those.
KD: We want those, better now than when it becomes public, please.
AL: Okay, I am on page 4, examples of prohibited private comma personal comma or
business activities. Prohibited private personal or business uses need some commas in there, first
sentence. Isn't it private comma and personal? I like my serial comma in there. I was raised old
school and I put all my serial commas in.
KS: So private comma personal ....
AL: Well, you can say private comma personal if you don't do serial commas. But above it
you have private comma personal comma, so I would do the same thing there. I'm sure I missed,
bound to miss something. Page 8, under boards and commissions required to file disclosures,
one, two, three, fourth line; since you have commissions capitalized, Liquor Adjudication
Commission should be capitalized. Page 10, Advisory Opinions, who may request, bottom of
the page, BOE, you haven't used that before, it has always been written out Board of Ethics.
And I think only one more. Page 13, email is generally written e -mail, unless it's changed.
KD: I think you can go either way.
AL: Can it?
KS: Where is it?
AL: E -mail, I have always seen it written with a hyphen.
KD: I think that now it is accepted without a hyphen.
AL: Okay, fine. I have an s. The term business includes non - profit organizations, probably
should be an s on the bottom of that one?
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May 9, 2007
BT: There should probably be an addition there, because there is an exception to that. That is
when it is a county- sponsored, non - profits such as Food Bank, Hawaii Island United Way.
Those are given official government sanction to use county time, and Blood Bank is another one.
AL: You had that in a previous draft.
BT: Yeah, I think we need to reinsert that, that there is an exception for county- sponsored,
non - profit fundraisers such as Hawaii Island United Way.
AL: So, you will be happy to know that is all the little page corners that I had turned down.
BT: Okay.
KD: Thank you.
JD: Boy, Ann you are something else.
AL: I am a lousy speller so if you've got misspellings you get somebody else to look at it.
KS: This is um ... I read this with very ....
AL: What page?
KS: No, in general. I'm just ... I read this as a weasel.
AL: Good, like you are a Miss Newby in the office?
KS: Or that I'm Miss Union Representative.
AL: Good.
KS: And I think that it's great. It's really - -how should I say it - -it makes this a very living
document, a living thing. You know, it is not just a rule and stuff. And that if you are smart
enough to have a job, whether its picking up paper in the park or running the county, I think you
can understand this because I tried to flip things around and say "What if, what if ?" and weasel
out of it. I think it is really good.
AL: Well, what I felt about it was if I was Miss Newby in the county, picking up paper or
running the county, whatever, I would be proud that I was coming into an organization that had
this as its basis. I mean it's always been there.
KS: Right.
AL: It's just when you read it all.
KS: It is just a nice, not nice ... just ....
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May 9, 2007
AL: Yup.
KS: It's good for everybody.
AL: There is a lot of pride, even if it's only just nit - picking. I have a lot of pride in this.
KS: The other thing I was wondering is, does this need a procedure accompanying it so that as
it comes out from the Corp Counsel's office various departments don't interpret its use their own
way? In other words, every employee is going to get it. There is no sign on the dotted line that
you got it, kind of thing which is probably a little restrictive, but just to make sure ....
BT: The Board of Ethics is always the final arbiter on interpretations of the ethics code.
KS: No, but what I am saying is ....
AL: You want to make sure that people get it.
KS: I want to make sure that every department head, or whoever is responsible, or the HR
Department knows what our intent is on how this is distributed. It doesn't just sit on somebody's
back shelf and I'll give `em ....
AL: If they ask me ....
KS: Right. It is just as important as getting people to sign their tax forms.
BT: I think you have the authority to say that this is an official publication and that it is your
desire that this be distributed to every new employee and every existing employee and ask that
the Corporation Counsel see that is taken care of. Because Lincoln conducts training with
employees and he is really looking forward to having this `cause they can sit there and look at it
while he is running the training.
AL: And say what is this?
KS: Could that be like a letter or from ... a letter from us?
BT: Or, it can be a letter to the mayor saying that we've done this. We are very proud of it
and we would like to have this distributed to all county employees and all new hires.
KS: I'd like to give it some sort of official directions, like it's not just another dead tree.
BT: No, no, the mayor will, I think, will really be happy with this `cause he is big on this kind
of stuff, you know. I think he's going to be ecstatic that we've created a document.
AL: I wish we could put an authorship, I wish you could put your authorship on it.
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May 9, 2007
KS: Yeah.
[Inaudible]
BT: It's just the office.
KS: Would you give them a timeline, not a timeline but, all new employees will receive this
document within the first six months of their employment period, all existing employees will
receive this document by December 1, 2007, is that a little nit - picky?
BT: Well, I think you should shoot for sooner. Obviously they have to do it, but there is a
new fiscal year coming up, July 1, that's as soon as these can be printed up, because they can be
done by our machine room so it is not that huge of cost to the county. It can be done internally.
Ask that it be distributed.
KS: I would like to suggest that this letter include these timelines and then that we will- -a
statement - -that we will check up, if it is within our power. In other words, can we go to the
human resources office and say "How many people haven't gotten it, or how many ... T'
BT: You know the mayor can adopt it as policy.
KS: That's what I'm asking.
BT: So, you say that you are going to ask the mayor if he can adopt it as a policy. That every
new employee and every existing employee should be given a copy and this should also be made
available to the general public at the County Clerk's office.
KS: That's what ... that would be the best.
BT: And to every newly elected ....
KS: Every elected official.
BT: Yes, every elected official. When I went for my initial confirmation meeting, it actually
came up. They asked "Well, how do you insure? What do you do to make sure that county
employees treat their equipment properly and don't misuse it and what not ?" I said the first
thing is training and education of employees, because they need to know what the rules are.
After the meeting I said this is a caveat, this is a draft I'm sending you. This is a courtesy. The
board is looking at this and we are about to put this together as a publication. I got several thank
yous from the council members, they were excited.
AL: Happy to know that we are doing something.
BT: Hey, you know how long we've had a board? We have had an ethics code since the
1960's and we've never done a publication.
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May 9, 2007
KS: The only thing I'd spend money on is a better copy of this.
BT: Of the seal?
KS: This is just a blow up, but if Lincoln is concerned and wants it to look professional ....
BT: Yeah, Lincoln wants it to look good and professional.
JD: And were we going to discuss the styles, Karen?
KD: You can discuss whatever you like.
JD: Can I see the yellow one?
KD: The shiny yellow one?
JD: Yeah.
BT: Yeah, because there are different ways of putting booklets together.
KD: There were different fonts and stuff ....
BT: And we might want to send it out to a printer because we don't have a printing machine.
AL: Oh this is a nice one. This is a little bigger, the print is a little bigger.
BT: That one was done out of the Office of Aging.
AL: And this is a sans -serif font.
KS: I knew you would say something about that.
BT: See, we justified the print here to have that line going up and down, right?
AL: Yeah the lines, but this print is smaller to make it a smaller book.
KS: Cost of government.
AL: Yeah. I wonder, when you look at the size of that one and look at the size of ... I
wonder if we saved a couple of pages here when we didn't need to.
JD: What is the font, I mean the size?
KD: I think it is a 12.
JD: A 12?
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May 9, 2007
KD: I can certainly go ahead and look at that and see if we can put that in.
JD: This is really nice.
KS: In terms of font, I can read this. These glasses, these are the wrong glasses and my eyes
have expired and I can read this one.
AL: Style -wise, I'm not fond of bold and underline on the same thing, but that is just a thing
of mine, nit - picky.
KS: I think this is easier to read than this for some reason, or it is just my crazy eyes. It might
be those sans - serifs.
KD: You don't like bold and underline, you were saying?
AL: No, I don't like bold and underline together.
KD: You like it better if it is just either underlined or just bold?
AL: In this case, bold would be it. I think underlines, unless they are actual professional lines
you put in, they mess up the descenders, you know the y's and the q's and the g's it makes it
harder to ... this is a different font. The introduction is a different font.
KD: Yes, the intro is a different font and so is the table of contents.
JD: I think it is a cleaner font.
KD: The intro?
JD: Yes.
AL: Yeah, that's because it doesn't have the little lines on it. But as far as reading, it is
probably easier to read the other one. But, I like your little gizzies here by the ....
KD: Those are supposed to be little mazes.
KS: Little mazes?
AL: Yeah, see those little gizzies, those are mazes.
KD: See the whole thing has a concept to it, because here he is confused and inside are the
little mazes.
KS: Yeah.
AL: A little too subtle for me.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
KS: That's cool, I like that. I was thinking like a Hawaiian tattoo?
JD: I like that Karen, I like it.
KD: Lincoln kept sending it back and saying to make it look better. I wasn't sure what to do.
He wants it to look professional.
KS: I think then that making it look better is up to Lincoln and the Council. I mean ....
AL: I'm so pleased with the content.
KS: This, in my work experience, this is what I would be getting and really many, many
copies of that High Road, so thick and black. So, let Lincoln. Maybe there are some artistic
people in the office, but don't ask me.
AL: Well, maybe there is someone who is a printer who can just look at it.
BT: But, it is pretty much good to go?
KS: Yes.
AL: Yeah, these are little ... he may want some printer or publisher to give him some advice
on it.
BT: Yeah, because you can't see the canoe on it.
KD: You know, I'm not sure where we can get that, but machine room might have it.
AL: I think that Lincoln has a subtle point here. The more professional it looks the more
seriously people are going to take it. If it comes out, like you handed them this little draft, mine
is a little crooked ....
BT: That's the way it's been coming out on the machine when we send it through.
AL: Sure - -but I hate to say that —but, we are all influenced by the looks.
KD: Do you like the glossy cover?
AL: The glossy is ... I think you are looking for like more weight to it.
KD: Is there a particular color that you think is ....
AL: I think blue is too calm.
KD: Blue is calm, red would be alert.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
AL: Maybe red is too danger. Maybe yellow is good.
KD: Glossy yellow?
BT: Just like that yellow or orangey ....
KS: Yellow and red are Hawaii colors.
JD: Yeah.
KS: Black and white — black, white, and gray certainly sends a message.
AL: I think red is too strong, blue is too calm and yellow is ....
KS: Would you - -in terms of the importance of this - -would you put a little line somewhere that
this book belongs to, with a blank so people could write their name?
AL: No, they can write their name anywhere they wanted. Let them have a little
independence. I like the idea of asking the mayor to make it a policy. So, we would then have to
ask him for his approval on it?
BT: No, he can just do it as a directive. So ask him.
AL: Well, just politeness would be to give it to him and let him look at it first.
BT: And say that we would like this to be distributed. Especially if we are going to do
something glossy, it is going to go to a printer.
KD: Right, and we can check with Aging to find out how they had this done. They are right
here.
AL: That is a county publication?
BT: Yeah, that is a county publication.
KD: The County Office of Aging is right next to us, so maybe they had someone who printed
this up.
AL: Well, I don't like - -for Aging it is fine - -the little flowers. I don't want a floral. I think
plain with a picture. I like this little confused picture idea, this sign post.
KD: I'd like it if it was a cleaner look. I don't like the shading. I don't know how well that
will clean up. That is just a clip -art piece.
JD: Do we want to wait on drafting a letter to the mayor until we get a final?
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Board of Ethics
Minutes of Regular Session
May 9, 2007
BT: Well, if we are going to send it to a printer then we need to do an order.
KS: How long will that take?
BT: Well, you are going to have to get quotes and stuff.
AL: Would we rather have the mayors backing on it before we go out and get money to make
it?
WJ: I would suggest that you make the changes. Have it redone, just like this. Send a letter to
the mayor and say this is what we have come up with and with your blessings we are going to
make X- amount of copies and this is what we would like.
BT: And when it is sent to the printers we might go with a slightly different color cover or
something.
WJ: Well, let's just let the mayor see this.
BT: This is our draft and we worked long and hard on it.
Motion and Vote: Ms. Lum moved that the Board accept the Ethics Guide for
Hawaii County Officers and Employees with the suggested corrections and graphic
changes. Mr. Dill seconded the motion. All members voted aye, motion carried.
Motion and Vote: Ms. Lum moved that the Board send a letter to Mayor Kim with a
draft version of the Ethics Guide asking for his support and request that he make it a
county policy that this be distributed to every county employee and new employees
within 90 days of hire. Mr. Dill seconded the motion.
Discussion:
KS: Bobby Jean was talking about the fiscal year (July 1, 2007) and my examples are too long
a time, so do you want to put in the timeframe in the letter to the mayor?
BT: I think they said within 90 days of hire, and the distribution as soon as it comes back
from the printers.
KS: But what about the existing employees?
BT: As soon as it comes back from the printers, because the timeline here is dictated by the
procurement code. It is going to be the funding and how many quotes you get, because you are
required to go out and get quotes from different printers on doing it.
Board of Ethics
Minutes of Regular Session
May 9, 2007
WJ: And then can we ask that Karen provide that letter before sending it to the mayor and
then we will discuss it at the next meeting to discuss if that is the letter we want going to the
mayor, and get final approval, and then send the letter?
JD: Can we also include - -not just new hires and current employees - -can we also add elected
officials to the letter?
AL: Well, elected officials are county employees, right?
BT: Officers, employees and officers, because you do want it to go to boards and
commissions too.
Vote: All members voted aye, motion carried.
The Board took a five - minute recess beginning at 11:05 a.m. and resumed Regular
Session at 11:10 a.m.
b. Review of changes to the Confidential Financial Disclosure Form and Item
by Item Detailed Instructions.
WJ: We are on Item 6 -b., Review of changes to the Confidential Financial Disclosure Form.
AL: So the changes were in Item 1, right?
WJ: Yes.
AL: And that is what we said last ....
KD: Occupation.
AL: Yeah, occupation and get rid of all that.
KD: Then also on the instructions.
AL: Probably should be a period after services rendered, because we got them in the other
ones.
WJ: Do we really need for services rendered?
AL: Yeah, because it is different from annual income from stocks and bonds and trust funds,
right?
KS: I would think so.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
AL: Annual income ... the source, nature and amount of all income received during ... well
we could use different words.
WJ: Okay, try something because for services rendered is the sticking point with a lot of
people with this.
AL: Income received during the preceding year, so 2 -91.1, what's 2.91? 2- 91.1(c)(1). So how
are we going to distinguish that from the income received in sections 3?
BT: Well, Item 3 is not income.
WJ: Yeah, it's not income.
BT: It's whether you own a business, you know.
AL: Oh, alright, then we could just say annual income in excess of $1,000.
WJ: Gee, where did I hear that?
AL: I was just thinking it had to be salary rather than income from interest, but that other
interest income is over here.
WJ: I think by wording it like that we'd get exactly what we ....
AL: What we want.
WJ: What we intended to get, right.
JD: Okay, so take out for services rendered, add a period after $1,000?
AL: Annual income in excess of $1,000. You want address, source, amount, occupation?
Now we are back to occupation again.
JD: That is what we were discussing last time.
AL: Last time, yeah.
WJ: No, but that's okay. The word occupation is okay because if you are listing the source of
income as unemployment insurance then you are unemployed, and social security insurance you
are retired.
KS: Housewives or homemakers.
WJ: Right, so the word occupation is fine. It was just services rendered that I think a lot of
people got stuck with.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
JD: And everything else, that was the ....
WJ: Everything else is fine, I think.
AL: Well, Item 3 we are still not done with that one.
WJ: What do you want with that one?
AL: Well, we are still getting people to look at this, and it is the wording. I did the wording
so— listing amount and identity of the ownership or beneficial interest. Okay, what does that
mean? People don't know what that means and so they think "Well, I don't own a business," not
thinking that you do own when you own stocks. So, I don't know whether -- because Item 3, the
instructions for Item 3 ....
BT: Are verbatim out of the code.
AL: Yeah. But is doesn't make it clear as to what we want. It does say report the number of
shares or approximate value of the stock, the last of that. By the time you have gotten through
all the wording you have lost people already. By the time you get to about line 2 in that. But, if
we want to know if you have 5,000 shares of HPM and your doing ....
BT: Yeah, but if I've got two million dollars at the Hawaii State and Federal Credit Union
I don't have to list that.
KS: I don't think, unless the code has changed we can't ....
AL: The code says "[T]he amount and identity of every ownership or beneficial interest ..."
Well, that is what people don't know. What every ownership or beneficial interest held during
the disclosure ... ownership and beneficial interest is for. That's stocks.
WJ: Then you could put in parenthesis, including stocks.
AL: Including stocks.
KS: But that is not in the code and these things are the code. The code doesn't say in and
stocks.
AL: Yeah, this one we have to leave, `cause that's the code. But, up here ....
KS: Oh, okay, yeah it could go up there.
WJ: Yeah, that's what I was talking about.
KS: Okay, okay.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
AL: I have a little thingy here, like beneficial interest. I have parenthesis stocks comma
shares.
WJ: That's correct.
JD: Yeah, that's good, yeah stocks ....
AL: Stocks or shares, stocks comma shares ....
KS: I just like stocks because my credit union thing, they report my savings in shares.
WJ: Yeah, right.
KS: So, stocks, just stocks, please.
KD: It would be after beneficial interest?
AL: Just in parenthesis?
KD: Including stocks?
WJ: Yeah, that is what I think should be put in parenthesis. Bobby Jean?
BT: Yeah.
WJ: Yeah.
JD: Anything else?
AL: That's the only two I think that we have had trouble with, the rest of it is pretty ... are
you a trustee? Do you own real property?
WJ: Should we try again with a motion?
AL: Do we need to change the instructions in all this?
KD: Yeah, we do.
AL: Yeah.
KD: Number 1.
AL: Number 1, instruction— annual income ....
KS: Just $1,000 period?
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Board of Ethics
Minutes of Regular Session
May 9, 2007
AL: You must report the source and amount of all income received, okay, yeah.
Motion and Vote: Mr. Dill moved that the Board accept the Confidential Financial
Disclosure Form with the changes as discussed. Ms. Lum seconded the motion.
Discussion:
WJ: Any further discussion? Karen, you know what the changes are, right?
KD: Yes.
WJ: And, can we see what it looks like at the next meeting?
KD: Okay.
AL: We need to vote on that.
WJ: Yeah, but this is still a discussion. Any further discussion? We'll get to look at it one
more time before, and we will approve it after we see it. So at this point we are just asking that it
be revised and all the changes made. All in favor say aye.
Vote: All members voted aye. Motion carried.
Motion and Vote: Mr. Dill made a motion that the review of the proposed draft of the
Informal Advisory Opinion for Donovan Akan be added to the Agenda for the Executive
Session. Ms. Lum seconded the motion. All members voted aye. Motion carried.
Motion and Vote: Mr. Dill made a motion to move into Executive Session. Ms.
Sharpless seconded the motion. All members voted aye. Motion carried.
The Board entered Executive Session at 11:20 a.m.
7. EXECUTIVE SESSION
The Board re- entered Regular Session at 11:37 a.m.
Motion and Vote: Ms. Lum moved to accept the Confidential Financial Disclosures for
Iona Detor Agasa, Iris M. McGuire, Shelly H.A. Ogata, Claudia Woodward -Rice, Lori
M. Shikuma and return the Financial Disclosure Form to Reiko Ford for clarification on
Item 1. Ms. Sharpless seconded the motion. All members voted aye. Motion carried.
Motion and Vote: Mr. Dill moved to approve the Informal Advisory Opinion for
Petition 2007 -01, Donovan Akan. Ms. Lum seconded the motion. All members voted
aye. Motion carried.
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Board of Ethics
Minutes of Regular Session
May 9, 2007
8. ANNOUNCEMENT
WJ: I would like to say for the record, Bobby Jean, you were wonderful, and it was a pleasure
knowing you.
The next regular monthly meeting is scheduled for Wednesday, June 13, 2007, Hilo
Lagoon Centre Liquor Control Conference Room, 101 Aupuni St., Suite #230, Hilo, Hawaii
96720.
9. ADJOURNMENT
Motion and Vote: Mr. Dill moved to adjourn. Ms. Lum seconded the motion. All
members voted aye. Motion carried.
The meeting adjourned at 11:40 a.m.
Respectfully submitted:
Karen Delimont, Secretary
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