HomeMy WebLinkAbout2008-04-07_Bill_270 of+�Y ..H��y� Lincoln S.T. Ashida
Harry Kim �,I%.: Corporation Counsel
Mayor :+
Gerald Takase
Assistant Corporation
OF'N�'� Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 + Hilo, Hawaii 96720-4262 . (808)961-8251 . Fax(808)961-8622
PRIVILEGED AND CONFIDENTIAL COMMUNICATION
ATTORNEY-CLIENT COMMUNICATION
NOT A PUBLIC RECORD
April 7, 2008
Sent via email; no hard copy will follow
Honorable Brenda Ford
Chair, Hawaii County Council Committee on Public Works
and Intergovernmental Relations
County of Hawaii
333 Kilauea Ave., 2"d Floor
Hilo, HI 96720
Dear Chairwoman Ford and Commitee Members:
RE: Bill 270
An Ordinance to initiate a Charter amendment to Article III,
Article VII, and Article XIII of the Hawaii County Charter (2000),
relating to the establishment of an Office of Police Oversight
and Complaints
The Office of the Corporation Counsel has been asked by the Hawaii
County Council to review the most recent draft of the above bill, and to offer
comments and answers to questions raised at the first reading of this bill before
the Hawaii County Council Committee on Public Works and Intergovernmental
Realations on March 24, 2008.
A copy of the video and audio of the proceedings held on March 24, 2008,
was reviewed.
Background
Council Member Bob Jacobson worked with former Police Commissioner
Paul De Silva to formulate an earlier version of the draft legislation. In 2006, this
legislation was introduced to a previous Council, and the effort failed.
Hawaii County is an Equal Opportunity Employer and Provider
Honorable Brenda Ford
April 7, 2008
Page 2
In late 2007, Mr. De Silva met with me concerning the present legislative
effort. I informed Mr. De Silva (and subsequently informed Mr. Jacobson's office)
that I believed improvements to the current system of police officer misconduct
investigations was warranted. Although the creation of a new office or position
within the County may not be the preference of our office, it was nonetheless
important for this issue and proposed bill to be deliberated by the Council, as the
promotion of transparency in our police department would benefit all involved. I
informed Mr. De Silva it was not the desire of the Corporation Counsel to either
lobby for or against this legislation. This is because under our laws, the
Corporation Counsel represents not only the Council, but the Police Department
and Police Commission as well. All parties would be best served if the
Corporation Counsel simply provided legal counsel, as we are mandated to do.
If the office took an active role in advocating for the passage or defeat of
legislation beyond legal criteria, our Rules of Professional Conduct would
necessarily require the retention of special counsel to avoid any conflict of
interest.
As expressed to Mr. De Silva and our Police Department and Police
Commission clients, there is always room for improvement in any system of
police misconduct investigations. Further, if it is the collective will of the Council
that there is such a demonstrated need for a new office of oversight for our police
department such that the voters should be called upon to decide, the Corporation
Counsel would not advocate against such a collective effort by the Council. To
this end, Councilman Jacobson is commended by our office for his effort in
bringing this issue before the Council in a public venue, so that the Council may
make an informed decision on the need for any Charter amendment, and the
Police Department may be made aware of any specific problems either
experienced or perceived by the public with respect to the misconduct of its
police officers.
Bill 209
Bill 209 seeks to amend the Hawaii County Charter (2000) (hereinafter
"Charter") by creating an Office of Police Oversight and Complaints. In the
preamble to the most recent draft of the bill, this amendment is necessitated by
the "desire to create a civilian oversight mechanism for Hawai'i County" due to
"years of frustration expressed by numerous elected officials, police officers, and
residents that have had experiences with police that were less than satisfactory."
At the first reading of this bill on March 24, 2008, there were five persons
who offered public testimony.
Tom Whittemore, a police commissioner from Council District 8 (Kailua-
Kona), offered testimony as both a police commissioner (Mr. Whittemore serves
as the Vice Chair of the Police Commission) and private citizen. Mr. Whittemore
Honorable Brenda Ford
April 7, 2008
Page 3
spoke against the bill. Mr. Whittemore maintained that the present system of
civilian oversight, although imperfect and a work in progress, achieves a
satisfactory level of governance over incidences of misconduct by police officers.
John Stewart, the local chapter chair of the State of Hawai'i Organization
of Police Officers union (SHOPO), testified against the bill. SHOPO was most
concerned with the maintenance of confidentiality of records with respect to
police officer misconduct cases.
Gabriel Malani, the local business agent for SHOPO, testified against the
bill. Mr. Malani (a retired police officer) stated there was not a need for this newly
proposed position.
Louis Kaoiwi, a police commissioner from Council District 4 (Hilo), offered
testimony as both a police commissioner and private citizen. Mr. Kaoiwi spoke
against the bill. Mr. Kaoiwi expressed concern the bill created an additional layer
of unneeded bureaucracy, and that the new proposed position would essentially
create a "Super-Chief' within the County, and he doubted the wisdom of such
action.
Tim Rees, a private citizen, offered testimony in support of the bill. Mr.
Rees said he has been following and studying the Police Commission for
approximately 1 and '/2 years. Mr. Rees said three years ago, he provided the
Commission a 30-page document concerning police issues that was ignored by
the Commission. Mr. Rees summarized that there are two principal problems
with the current Police Commission system; (1) the questioning of witnesses and
offering of testimony is repugnant to Hawaii Revised Statutes ("HRS") Chapter
91 provisions regarding contested case hearings, and (2) the burden of proof
utilized by the Commission is not appropriate, to wit: "Insufficient evidence to
support/sustain a criminal complaint."
Prior to addressing the questions and concerns of Council members, we
address the concerns raised by Mr. Rees during his public testimony.
With respect to Mr. Rees' concern regarding the manner of questioning of
witnesses by police commissioners not being consistent with HRS Chapter 91,
there is no such need for formal questioning. This is because the investigation
and review of police officer misconduct case is not subject to HRS Chapter 91.
In fact, the only provision in the Rules of the Police Commission that provide for a
contested case hearing is the denial by the commission of government counsel
for police officers in cases where they are sued. For this reason, Mr. Rees'
contentions are unfortunately misplaced.
With respect to Mr. Rees' concern that the burden of proof utilized by the
Commission is not appropriate ("insufficient evidence to support/sustain a
Honorable Brenda Ford
April 7, 2008
Page 4
criminal complaint"), Mr. Rees is mistaken as to the burden of proof. The Police
Commission does not, nor has it ever during the present mayoral administration,
utilized a burden or standard of proof commensurate with the criminal law
standard. The burden of proof utilized by the Commission is an administrative
standard, as the investigation of police officer misconduct cases is civil in nature.
Turning now to the proceedings held on March 24, 2008, numerous Council
members spoke at the Committee meeting, and verbalized questions they had
concerning the need for this bill, as well as specific concerns related to provisions
of the bill as currently written. We address each of these concerns below.
1. What are the underlying factual reasons the level and nature of
oversight proposed by Bill 270 is necessary?
Many Council members asked the question, "Why is this necessary?"
These Council members sought to be informed of actual cases of police
misconduct and the failure of the current system of investigation to properly
address them.
At the onset, it is important to recognize that with or without this newly
proposed Office of Police Oversight and Complaints (hereinafter "OPOC"), there
will be cases of police misconduct. No system presently known to our civilized
society can effectively eliminate the fact there will be complaints made against
police officers. The reality is for the vast majority of situations, interaction with
the police is not a pleasurable event. Indeed, a significant number of complaints
are made by persons who were arrested or otherwise investigated by the police;
no doubt many of these persons may have a view of our police that is not
consistent with the average law-abiding citizen. However, we do recognize there
are (and will be) a number of complaints that are valid, made by law-abiding
citizens. As recently reported in our media, the County of Hawai'i leads the state
in the number of per capita cases of discipline and termination. No doubt many
of these civilian-initiated complaints comprise the basis upon which this reported
discipline is based.
Further, as with all professions, there are "good cops," and "bad cops."
The salient questions are (1) whether there is presently a systemic problem or
phenomena in the police department that cultivates a culture of"bad cops," and
(2) whether the present system of police oversight is adequate to address any
police misconduct, and provides meaningful accountability to the public at large.
If the answer to these questions is yes, and there is a demonstrated factual basis
to support the premises, then improvements to the system via a Charter
amendment may be warranted.
In support of this legislation, Councilman Jacobson asserts there was a
case of police misconduct involving complainants from his district (Ka'u) that
Honorable Brenda Ford
April 7, 2008
Page 5
went unabated, resulting in the possibility that this matter was reported to the
Federal Bureau of Investigation (FBI). A review by our office of this case reveals
complaints were filed by the complainants against this Ka'u police officer under
Hawaii Police Commission complaint numbers (HPC) 03-32, 03-33, 04-08, and
04-49. The first three complaints involved allegations the police officer was
stalking the complainants, and gave them "stink eye." The fourth complaint
involved another complainant who alleged the police officer did not complete a
thorough investigation when looking into a matter where he was the victim.
With respect to HPC 03-32 and 03-33, both complaints were sustained by
the Police Commission. The cases were then referred to the Police Department
for an independent investigation. The complainants in this case had obtained a
temporary restraining order against the police officer. When the matter was
brought before the Honorable Joseph Florendo, District Court judge for the
imposition of a permanent order, Judge Florendo denied the request of the
complainants, and dissolved the temporary order. This fact was brought before
the Police Department's Administrative Review Board (ARB), who then
summarily concluded that there was insufficient proof on the record to sustain
any recommendation of wrongdoing by the police officer. Based on this finding,
no discipline was meted out to the officer.
With respect to HPC 04-08 (the "stink eye" incident), the Police
Commission found there was insufficient evidence to conclude there was
evidence of misconduct, and the matter was closed by the commission.'
With respect to HPC 04-49, the following synopsis received from the
Police Department Internal Affairs summarizes the complaint as well as its
outcome:
On November 8, 2004, (the complainant) called for police assistance after his
neighbor was verbally threatening him. (The complainant) did not have a phone
so he walked to the Ocean View Volunteer Fire Station to call Police. When he
placed the call to Police Dispatch, he informed dispatch that he was armed with a
gun. Two officers arrived and it was learned that (the complainant) was in
possession of a handgun. The gun was recovered under Place to Keep/I-11737.
The officers then took(the complainant's) complaint and initiated a Terror Threat
investigation/1-11736 against(the complainant's) neighbor. A thorough and
complete investigation was conducted and routed to the Prosecutors Office. On
December 06, 2004, (the complainant) files a complaint indicating officer told
him that the case will be thrown out before it gets to the prosecutor's office.
It is important to note that under present procedures of the Police Commission and Police
Department, cases where the Commission finds insufficient evidence are still referred to the
Police Department's Internal Affairs Division for investigation and review. This"safety net"
ensures cases do not"fall through the cracks," and that all allegations of police officer misconduct
are independently reviewed by Internal Affairs.
Honorable Brenda Ford
April 7, 2008
Page 6
Investigation was able to show that the officers conducted a thorough and
complete investigation. ARB did not sustain complaint.
Based on the foregoing, the case was closed by the Police Department,
and no discipline was meted out to the officer.
On April 4, 2008, checks were made with the FBI Corruption Unit to
determine the status of any complaint made to them concerning this police
officer. According to the FBI, they have no record of any complaint on file dating
back to that time. FBI representatives indicated that had there been such a
complaint filed, they would have sought information and documentation from our
Police Department, but there is no record of any contact from the FBI concerning
this officer.
During the first reading of this bill, Councilman Jacobson also referenced
Silva v. County of Hawaii, et. al., the case involving the "rigged promotions" at
our Police Department, involving a former police administration. No doubt this
case represented a very dark and unfortunate chapter in the history of our
County and police department. To succinctly summarize the salient facts of this
case, former Police Chief Guy Paul is alleged to have indicated to his
administrative subordinates those police officers in the department he wanted
promoted. Former Deputy Chief (and Police Chief) Wayne Carvalho and former
Deputy Chief Francis Demorales are alleged to have facilitated this by providing
the answer to interview questions to those officers Chief Paul sought to promote.
The promotion of police officers, as with all other government
departments, is an administrative matter within the jurisdiction of the employer. It
has nothing to do with the system of rules and regulations relating to public
complaints against police officers. In sum, our office cannot understand how the
existence of an Office of Police Oversight and Complaints would have prevented
the nefarious actions of these former police officials. Even if adopted as
proposed, Bill 270 could not effectively prevent the commission of the acts
committed by the responsible police administrators in the "rigged promotions"
scandal, as the actions of the police administrators would have gone
undetected.2
Again, it is the opinion of our office that the Council should first determine
whether there is in fact a systemic problem of police corruption in our Police
Department. As stated above, given the very nature of police work, there will be
persons who bring complaints against police officer due to the fact most
interaction with police officers tend to be less than pleasurable. In fact, a
significant number of citizen complaints brought against police officers before the
2 We note that this case, the scandal would not have been discovered and litigated but for the
courageous actions of former Police Captain William Perreira,who came forward with compelling
testimonial and documentary evidence of the rigged promotions.
Honorable Brenda Ford
April 7, 2008
Page 7
Police Commission involve cases where the complainant was arrested and
charged for a criminal offense. In many of these cases, the complainant is
convicted of the underlying crime, and was motivated to bring a complaint
against the police officer by his criminal defense attorney.
As stated above, given the sheer large size of our police department,
there will be cases where the actions of police officers do constitute misconduct.
Further, we submit and concede there may be "bad cops" on the force as
recognized above.3 Whether the incidences of misconduct or the prevalence of
"bad cops" amounts to a systemic problem is debatable. If the Council believes
on the present record there is such a systemic problem, then the need for an
Office as contemplated by Bill 270 may be warranted. However, if there is no
evidence of a systemic problem, then the inquiry should focus on the present
system of investigating allegations of police officer misconduct.
2. What happens if a citizen has a complaint against a police
officer?
An aggrieved citizen has the option of bringing a complaint against a
police officer with the Police Department or the Police Commission. There is no
"right way," as the present system allows our citizens to opt for the track they feel
most comfortable with.4
For complaints filed directly with the Police Department, the Internal
Affairs Division investigates these cases. The Division is physically separated
from other department divisions, and is headed by a captain who reports directly
to the Chief. After an investigation is completed, the Police Department
convenes an Administrative Review Board (ARB) comprised of ranking police
officers who hear the Internal Affairs investigation, as well as the accused police
officer's case. The ARB then makes a recommendation to the Chief, who makes
all final decisions on wrongdoing and subsequent discipline.
For complaints filed with the Police Commission, the Commission hears
cases each month at its meeting. There is no contested case hearing
requirement imposed by HRS Chapter 91, as the more informal process
encourages accessibility by our citizens to the Commission. In a number of
cases, given the Commission's ability to assess the credibility of the complainant
3 During my 13.5 year service as a prosecuting attorney, I initiated a number of criminal
prosecutions against police officers (State of Hawaii v. Sean Kobayashi, State of Hawaii v.
Sherwin Taka, State of Hawaii v. Cory Yamanouchi, e.g.). The vast majority of these cases
involved actions by the police officers outside of their official duties as police officers. It
nonetheless evidences the willingness and in fact the practice of our Police Department in
investigating its own police officers and referring the cases for prosecution.
4 Citizens may not feel comfortable going down to their local police station to make a complaint
against a police officer. To this end, they are afforded the opportunity to file a written complaint
with the Police Commission.
Honorable Brenda Ford
April 7, 2008
Page 8
and police officer firsthand, a decision may be made whether to sustain or not
sustain the complaint.
Historically, in those cases where the Commission sought further
information, a referral to the Commission's private investigator was made.
However, these investigative reports proved less than helpful, as the private
investigator did not have the benefit of obtaining a Garrity' statement from the
accused police officer. Also, these Commission investigations would take place
some time after the alleged wrongdoing, and it proved problematic to locate
witnesses and obtain meaningful statements and evidence. In sum, these
investigations would be no more than a regurgitation of the existing police report,
with the taxpayers being assessed close to $2,000 per report.
With the appointment of Lawrence Mahuna as Police Chief, the
Commission has enjoyed unprecedented access to internal police records
concerning the investigation of police officers. This has been the product of long
and arduous negotiation with SHOPO, who had historically been on record as not
"recognizing the Police Commission." Under the present informal agreement
with the police union, SHOPO encourages its officers to attend Police
Commission hearings, although they are not compensated for their attendance
and time, and although any statement against their interest may be used against
the officer by the Commission or the Police Department.
Presently, where the Commission requires further investigation, instead of
utilizing a private investigator at taxpayer expense, a referral is made to Internal
Affairs. Internal Affairs then completes a thorough investigation, complete with
the taking of a statement pursuant to Garrity. The case then proceeds to the
police administration as described above, and a report is made to the
Commission on the results of the investigation and any discipline meted out.
For cases that are closed by the Commission as having insufficient
evidence, the case is nonetheless still referred to Internal Affairs for an
independent investigation. This unprecedented safeguard not used by any other
county but Hawaii County ensures that no case will "fall through the cracks," and
every allegation made by our citizens has the benefit of a complete Internal
Affairs investigation that allows for the taking of a Garrity statement from the
officer.
At the end of each investigation and case, the complainant is advised by
either the Police Department or Police Commission as to the outcome of the
investigation. Although the exact type of discipline may not be divulged to the
5 Garrity v. State of New Jersey, 385 U.S. 493, 87 S.Ct. 616 (N.J. 1967).
Honorable Brenda Ford
April 7, 2008
Page 9
public,6 the citizen complainant is advised whether the police officer was
sanctioned or not.
3. Questions raised by Councilwoman Brenda Ford.
Councilwoman Brenda Ford raised questions regarding this bill. With
respect to "who" is accountable to the public for the conduct of the police, Chief
Mahuna on March 24`h succinctly answered in no uncertain terms it is the Police
Chief. Under the present system of our laws, the mayor nominates police
commissioners from each of the Council districts, who must be confirmed by the
Council. These commissioners alone are responsible for the hiring and firing of
the Chief. This system ensures neither the administration or council will have
unfettered and unilateral authority or influence in the hiring and firing of the chief.
This system best illustrates the wisdom of checks and balances found in our
Hawai'i County Charter (2000).
Councilwoman Ford also sought additional information concerning
national accreditation and video cameras in patrol vehicles. These administrative
and operational matters should be covered by the police department
representatives at the April 8, 2008 meeting where continued discussion on Bill
270 will occur.
4. Will the Council lose its legislative immunity if it passes Bill 270
and essentially manages the Office of Police Oversight and
Complaints?
Article III, Section 7 of the Hawai'i State Constitution provides for the
legislative immunity of State legislators "for any statement made or action taken
in the exercise of the member's legislative functions." There is no corollary
provision in our Charter for Council members. However, it is long recognized in
municipal government that council members performing legislative functions are
immune from legal action. In Hawaii, the determination of what constitutes a
"legislative function" is left to a case-by-case analysis and determination.
Abercrombie v. McClung, 55 Haw. 595, 525 P.2d 594 (1974).
We need look no further than Article III, Section 3-1 of the Hawaii County
Charter (2000) for a proper definition of legislative function in our county. That
section provides as follows (emphasis supplied):
Powers and functions. The legislative powers of the county shall be vested in
the county council. Its primary function shall be legislation and public policy
formulation, as distinct and separate from the executive administration of
county government.
6 Chapter 92F, Hawaii Revised Statutes, as amended.
Honorable Brenda Ford
April 7, 2008
Page 10
The present draft of Bill 270 effectively creates a County office whose
function is to conduct investigations of police misconduct, a purely administrative
function. The director is appointed solely by the Council, without any input from
the administration, the police department, or Police Commission. The bill
essentially proposes that this office not only oversee, but actually perform
investigatory functions, such as issue subpoenas and make findings and
conclusions with respect to each case of alleged misconduct. The bill also
provides that the chief shall be evaluated by this office. The bill then makes clear
the overall governance and direction of the office shall be under the Council:
Section 3-3.9. Administrative Supervision.
The office of police oversight and complaints shall come under the general
administrative supervision of the council, which shall conduct annual reviews.
The council shall budget sufficient funds to assure that the goals and objectives of
this chapter can be attained and shall not interfere with the administration of the
office of police oversight and complaints and its director.
This presents separation of powers issues that may provide the basis for
claims made against individual Council members for acting outside the scope of
their legislative authority. This bill, if passed in its present form, effectively
emasculates the authority of the administration in performing a core police
function; to wit: the investigation of misconduct complaints against police officers.
There is very limited judicial authority (case law) in Hawaii concerning
legislative immunity. However, it is well established in other jurisdictions that
council members are not immune from lawsuits brought under federal law (USCA
Section 1983) for civil rights violations occasioned as a result of the legislator
exceeding his or her legislative function. Mission Springs, Inc. v. City of
Spokane, 134 Wash.2d 947, 954 P.2d 250 (Wash. 1998). Based on the
foregoing, our conservative legal advice to the Council is to carefully consider
this proposed legislation and move forward only if there is a clear need for
intervention and overhaul of the present police misconduct investigatory system.
5. Is the present system of police misconduct investigation working
effectively?
As with many facets of operations within our County, the present system is
a work in progress that could benefit from improvement. A common frustration
experienced by some police commissioners are their "gut feeling" that something
inappropriate may have happened, but the lack of credible evidence either
convicting or exonerating the police officer. This often happens in cases where
there are no witnesses, and all that is available for review is the statement of the
complainant and the statement of the accused police officer (i.e., a "credibility
shootout"). Commissioners are consistently advised since this is an employee
misconduct hearing, there must be sufficient evidence to tip the scales in favor of
Honorable Brenda Ford
April 7, 2008
Page 11
the complainant. In other words, "all ties go to the police officer." This standard
of proof is well recognized in public sector employment law, and is a necessary
part of appropriate administrative review.
To address this problem, the Commission has worked with the police
administration in obtaining the employment history of accused officers to
determine whether a "pattern" is present. Although an individual case may not
have the necessary facts to sustain a finding of misconduct, the recognition of a
"pattern" of allegations may prompt the Commission to recommend the Chief
counsel the accused officer. This verbal counseling (and recall training, if
necessary) does not constitute discipline as defined by the collective bargaining
agreement, and is a prompt and direct form of behavior modification.
Another area where improvement is necessary is the timeliness of
bringing complaints made to the Police Commission before Internal Affairs. At
present, a complainant must wait until the Commission's monthly meeting to
have his or her complaint heard, and ultimately referred to Internal Affairs. A
pending recommendation with the Commission is a task force of the Commission
be utilized to promptly review all incoming complaints, and make the necessary
prompt referral to Informal Affairs.
During the public testimony of Thomas Whittemore, Councilman Jacobson
asked Mr. Whittemore if he was aware of the "agreement with SHOPO that our
mayor had signed." Further inquiry with Mr. Jacobson's office reveal Mr.
Jacobson referenced the settlement agreement in SHOPO v. Harry Kim, et. al.,
Case No. CE-12-555, a complaint filed with the Hawaii Labor Relations Board,
based on two former police commissioners attending an Administrative Review
Board hearing without the consent of the full commission.
As part of the settlement of that case, the administration agreed that "The
employer shall cease and desist from providing, granting access to or sharing
personnel records, and/or internal investigations regarding police officers with the
Hawaii County Police Commission."
Our office takes the position that this settlement was made within the spirit
of acknowledging that the Police Commission should not have access to these
records gathered by Internal Affairs while the Police Commission is conducting
its own investigation independent of Internal Affairs. Thus, it is the position of our
office that once an investigation is completed by Internal Affairs, pursuant to the
Commission's oversight authority contained in our Charter, access to these
records should not be restricted by the agreement. No doubt this is an area
where the County and SHOPO may not agree, and further discussion with the
union may be warranted.'
We thank Mr.Jacobson for raising this very important issue.
Honorable Brenda Ford
April 7, 2008
Page 12
Copies of communications between our office and the Police Commission
are enclosed for your reference. As a friendly reminder, these are privileged
communications shared with the Council on a "need to know" basis, and should
remain protected as confidential.
6. What happens if a constituent makes a complaint of police
misconduct to a Council member, and claims they do not want to
report it to the Commission or Police Department, as they lack
trust and confidence in the present system?
There are many independent governmental agencies that may field such
complaints. In addition to the FBI, the State Department of the Attorney General
(the Attorney General is the chief law enforcement officer in the State of Hawai'i,
pursuant to statute), the Office of the Prosecuting Attorney, or the United States
Attorney may independently investigate such allegations. Please facilitate the
report of any allegation of police misconduct or corruption to any of these
agencies, if the complainant does not wish to report it to the Commission or
police department. If in fact there is a systemic problem of police corruption as
intimated in the preamble of Bill 270, an agency outside the confines of the
County of Hawaii may be best able to properly investigate and surface any
evidence of a culture of wrongdoing.
Thank you for allowing our office to weigh in and comment on Bill 270. 1
will be present at the meeting on April 8, 2008, to address any questions the
Council committee may have.
Very truly yours,
LINCOLN S. T. ASHIDA
Corporation Counsel
Ends.
S: Departments/Council/LSA Corresp./Letter to Council re independent police auditor 4-7-08/LSAmr
�.,+`"•`"�w� Lincoln S.T.Ashida
Harry Kim `= ���c; Corporation Counsel
Mayor .
Gerald Takase
Assistant Corporation
Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 - Hilo,Hawaii 967204262 - (808)961-8251 - Fax(808)961-8622
PRIVILEGED AND CONFIDENTIAL COMMUNICATION
ATTORNEY-CLIENT COMMUNICATION
ATTORNEY WORK PRODUCT
NOT A PUBLIC RECORD
May 17, 2006 5
Honorable Pudding Lassiter and Members of the W L C
Hawaii Police Commission
County of Hawaii
Hilo Lagoon Centre, Ste. 313
101 Aupuni St.
Hilo, HI 96720
Dear Chair Lassiter and Commission Members:
RE: Recommended Improvements to the Investigatory Process
Involving Complaints against the Police Department and
Police Officers
This communication is submitted for the purpose of initiating discussion
with the Hawaii Police Commission on suggested improvements to the process
currently followed by the Commission in receiving and investigating citizen
complaints against the Hawai'i County Police Department and police officers.
Hawaii County Charter(2000)
Article Vll, Chapter 2, Section 7-2.2 of the Hawaii County Charter (2000)
(hereinafter "Charter") mandates the Police Commission "receive, consider and
investigate charges brought by the public against the conduct of the department
or any of its members and submit a written report of its findings to the chief of
police."
What constitutes "investigate" is not defined in the Charter. However,
turning to the plain meaning of the term, it is "to inquire into; to examine
thoroughly."'
1'�►1i;w -,io[l 1
' Webster's Dictionary for Everyday Use, 1981.
Hawaii County is an Equal Opportunity Employer and Provider
i`
Honorable Pudding Lassiter and Members of the {
Hawaii Police Commission
May 17, 2006
Page 2
The Present Process
At present, a member of the public may file a "complaint" against a police
officer with either (1) the Police Commission, and/or (2) the Police Department.
For complaints filed with the Police Department (hereinafter"HPD"), the
department initiates its own investigative process that necessarily involves the
Internal Affairs Division. The Police Commission (hereinafter "Commission") is
generally not involved in the review and investigation of these complaints.
For complaints filed directly with the Commission, the Commission
"investigates" the complaint by offering to hear the complainant and police
officer2 in person, reviewing the police reports and criminal history summary of
the complainant, and reviewing the written complaint filed with the Commission.
The following graph illustrates the present process:
Police Commission Police Department
May public file a complaint? Yes Yes
Who investigates complaint? Commission HPD Internal Affairs
If complaints are filed with Yes Yes
both the Commission and
HPD, is there concurrent
investigation?
How soon is complaint Not until next Immediately
investigated? Commission meeting
How long does investigation Time varies depending Normally within 90 days
take? on meeting schedule and
length of outsourced
investigation. In some
cases, has taken over
one year.
Presently, there are significant impediments to the Commission
conducting a thorough and speedy independent investigation. These limitations
include:
2 The police officer is not required to attend the Commission hearing, nor make any written or oral
statement on his behalf.
i
Honorable Pudding L-assiter and Members of the
Hawaii Police Commission
May 17, 2006
Page 3
• The inability to administer Garrity' rights to the police officer.
• Waiting until the next Commission meeting to review the complaint and
determine whether further investigation is necessary.
• Lack of subpoena power.
• Investigatory limitations of available private investigation service providers
in our community.
No doubt the most thorough investigation may be conducted by HPD, as
they do not face the limitations discussed above.
Based on the foregoing reasons, the Commission may wish to consider
the following:
1. All complaints, whether made to the Commission or HPD, should be
referred to and investigated by HPD Internal Affairs (hereinafter 1K).
2. The completed findings (and not the entire report) of IA for every case
should be forwarded to the Commission for their review. This will
satisfy the "receive, consider and investigate" requirement of the
Charter. The Commission may review these findings at our monthly
meeting, and if discussion is warranted, may go into executive (closed)
session to discuss the particulars with IA personnel.
3. Complainants may be notified of the date and time of this Commission
review, so they may appear to offer testimony, if they so choose. This
is a very important part of the process. This will allow the
complainants face-to-face contact with the Commission to "have their
day in court." This unique aspect of our Hawaii County Commission
should be retained.°
4. Assuming the Commission have concerns regarding the IA
investigation after hearing from the complainant, the Commission may
request a review of the entire IA file as part of the Commission's
oversight function. The Commission may then make
recommendations to the Chief if necessary, or report back to the
complainant that the case was properly investigated.
The above process, if adopted, would not require an amendment of
present Commission rules. The process would also allow the Commission to
fulfill its oversight responsibility, (1)without the risk of jeopardizing a case by
conducting a concurrent investigation with IA, and (2) without interfering with the
3 Garrity v. State of New Jersey, 385 U.S.493,87 S.Ct. 616 (N.J. 1967).
°At the 2006 State of Hawaii Police Commissioners'Training Conference, it was discovered the
Hawaii Police Commission was the only board in the State that routinely facilitated a process
where complainants were encouraged to provide oral testimony on their own behalf at a meeting
of the Commission.
Honorable Pudding Lassiter and Members of the
Hawaii Police Commission
May 17, 2006
Page 4
administrative affairs of HPD. The process nonetheless retains the unique
characteristic of facilitating interaction between the public and the Commission.
Please take a moment to review these proposals in light of the present
practice of our Commission. When this matter is properly agendized at a future
meeting, I look forward to discussing this matter as well as any other suggestions
you may have with the entire Commission.
Police Chief Lawrence K. Mahuna is copied on this communication. When
this matter is deliberated, I strongly urge the Commission to include Chief
Mahuna in the discussion, as he and his person el should be afforded the
opportunity to provide input. Again, the purpose of this communication is to
initiate discussion only, and not make any firm decisions regarding any changes
to the present practice of the Commission.
Thank you for your kind attention to this matter.
Very truly yours,
owrl-��
LINCOLN S. T. ASHIDA
Corporation Counsel
c: Honorable Lawrence K. Mahuna, Police Chief
S: Boards/Police/LSA Corresp./Letter re proposed changes to investigation process 5-15-06/LSAmr
Lincoln S.T.Ashida
Harry Kim Corporation Counsel
�'
Mayor " Gerald Takase
. a�'•; Assistant Corporation
�•.a,•;,:+' Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 • Hilo,Hawaii 96720-4262 • (808)961-8251 • Fax(808)961-8622
PRIVILEGED AND CONFIDENTIAL COMMUNICATION
ATTORNEY-CLIENT COMMUNICATION
ATTORNEY WORK PRODUCT
NOT A PUBLIC RECORD
May 24, 2006
Sent via email; no hard copy will follow
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
County of Hawaii
Hilo Lagoon Centre, Ste. 313
101 Aupuni St.
Hilo, HI 96720
Honorable Lawrence K. Mahuna
Police Chief
Hawaii Police Department
349 Kapiolani St.
Hilo, HI 96720
Dear Chair Lassiter, Commission Members, and Chief Mahuna:
RE: Supplement to Communication regarding Recommended
Improvements to the Investigatory Process Involving
Complaints against the Police Department and Police Officers
This communication is intended to supplement my letter to the Hawaii
Police Commission dated May 17, 2006 (enclosed), concerning recommended
improvements to the investigatory process involving complaints against the
Police Department and police officers.
On May 17, 2006, the Hawaii County Council voted 8-1 against approving
Bill 270, a proposed Hawaii County Charter (2000) (hereinafter"Charter")
amendment seeking to create an "independent police auditor." Pursuant to our
laws, the bill requires two further readings. These readings will occur before the
full Council at their meetings on Monday, June 5, 2006, in Hilo, and on
Wednesday, June 21, 2006, in Kona.
Hawaii County is an Equal Opportunity Employer and Provider
Honorable Pudding Lassiter and Members of the
Hawaii Police Commission
Honorable Lawrence K. Mahuna
May 24, 2006
Page 2
The statement in the May 18, 2006, edition of the Hawaii Tribune-Herald
that this bill had been "defeated" is misleading. In the unlikely event votes are
reversed by at least five Council Members, the bill may pass.
During the course of the spirited discussions had on May 1, 2006 (at the
Committee level) and on May 17, 2006, many interesting observations and
suggestions were made by Council Members. It may be appropriate for our
Commission to consider these observations and suggestions as we examine
possible improvements to the investigatory process.
These questions and issues are discussed more fully below.
1. Complainants unwilling to bring their cases forward. Councilman
Bob Jacobson has represented on multiple occasions he has spoken
with "many people" who have told him they lack confidence in the
Police Department and Police Commission in their ability to properly
investigate charges of police misconduct. Councilman Jacobson
further represented these complainants were so advised by their
attorneys that it was "useless" to make a complaint to the Police
Commission. When I queried Councilman Jacobson on these
statements, within the spirit of seeking to encourage all citizens to
bring any concern they may have forward, Councilman Jacobson
declined to identify who allegedly made these statements.
If there is any validity to this allegation, I surmise it may be the product
of perceived inadequacies of the Commission fostered through the
negative media attention received in the latter part of the 1990's, when
the Police Department was embroiled in the "rigged promotions"
scandal and other unfortunate matters. Perhaps my mother's sage
advice of"Today is what people will think about you for the rest of your
life" may be appropriate here. I believe the present membership of the
Commission, together with the exemplary leadership of Chief
Lawrence Mahuna, has taken great strides to dispel the ghosts of
scandals past. Thus, Councilman Jacobson's statement, which I
believe he genuinely believes is true, is a sobering reminder to us all
that there is a long path ahead for our department and Commission to
fully regain the public's trust, much of which is based on dated
negative perception.
2. Additional powers for the Commission? Councilman Gary Safarik
and other members of the Council have now repeatedly asked whether
it would be appropriate for us to enlarge the present powers of the
Honorable Pudding Lassiter and Members of the
Hawaii Police Commission
Honorable Lawrence K. Mahuna
May 24, 2006
Page 3
Commission to achieve those objectives identified in the proposed
independent police auditor legislation.
I have previously identified two principal investigatory tools the
Commission lacks; (1) the ability to provide Garrity rights to police
officers, and (2) subpoena power. With respect to Garrity, it is unlikely
anytime soon our United States Supreme Court would amend its
monumental decision and allow non-employers and non-law
enforcement officers such as civilian board members the authority to
administer Garrity warnings and receive and use coerced statements
in administrative investigations. With respect to subpoena power,
there is a possibility legislation may be pursued to allow the
Commission this authority. However, on balance, it would appear the
most efficient method of completing a thorough investigation into
misconduct is to allow the Internal Affairs Division, armed with the
aforementioned investigatory tools as well as the expertise to utilize
them, to conduct the investigation. The Commission may then,
pursuant to its oversight powers, review the investigation and make
necessary recommendations to the Police Chief.
3. Is there corruption in the Police Department? This question was
asked of me by Councilman Safarik. I answered unequivocally"no."
He asked what my definition of"corruption"was. I responded that it
was a systemic pattern of wrongdoing permeating through multiple
layers of an organization, including the administration. Councilman
Safarik disagreed with me, opining that corruption may occur within a
small subgroup of an organization, unbeknownst to the administration.
He asked how this corruption may be found out and eliminated, and
whether the Commission could perform this function.
For purposes of this discussion, I will assume "corruption" is
synonymous with "knowing wrongdoing." If this is occurring (officers
stealing evidence, officers not arresting acquaintances, e.g.), it may be
found out through reporting by aggrieved parties, reporting by co-
workers, or the discovery of incriminating evidence. This corruption
may occur in any organization, but is generally perceived as most
disparaging when it occurs in a law enforcement organization, such as
a police department. It would appear that preventive training,
preventive mechanisms, accountability measures, and auditing are all
methods that may effectively mitigate the occurrence of such
corruption. To this end, the Commission is encouraged to work with
Chief Mahuna to examine these measures. In sum, we need to
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
Honorable Lawrence K. Mahuna
May 24, 2006
Page 4
answer Councilman Safarik's question if posed by the public: What is
the police department doing to ensure corruption is not taking place?
4. The Commission is a rubber stamp for the Chief. This is an
unfortunate perception of the past that still permeates in the belief of
some of our citizens today.
It is also unfortunate since proponents of this belief require a
contentious and adversarial relationship between the Commission and
Chief as the only evidence that "the system is working the way it
should." Consensus and collaboration are foreign concepts to them,
as they fail to recognize the most important characteristic of positive
work alliances in the modern work place is cultivation, establishment,
and sustenance of trust. There is no easy answer to this riddle. When
I asked a local news reporter what evidence he had that the "rubber
stamp" was alive and well, he reminisced about former commissioners
who had unfortunately used their positions unethically. He even
commented on a former commissioner who wore "cop sunglasses."
The worse (and only) negative observation the reporter made about
our present Commission was that the Commission "eats lunch with the
Chief." I responded that a once-a-month lunch in a public restaurant is
much different than the Chief playing cards with a group of
Commissioners on Saturday night. Nonetheless, this was again a
sobering reminder of the ghosts of the past appearing at the door of
our present Commission.
Indeed, it appears much of the "fuel" used by proponents of the
independent police auditor legislation came from the negative perceptions
earned through the deeds of previous administrations and commissioners. When
called to the carpet and asked to articulate present "corruption," the Council
Member who introduced the legislation could only say that unidentified persons
contact him "all the time" to complain about the police department and
Commission.
Although the independent police auditor proposal may not pass, it has
again placed in the public spotlight innuendo of"police corruption," a familiar
theme in the recent history of our community. The challenge for the Commission
is to recognize that in small communities, perception is sometimes greater (and
more powerful) than the truth.
Transparency is critical here. If and when the Commission decides to
amend its practice to allow HPD Internal Affairs to complete a thorough
investigation into all cases of alleged wrongdoing, and then conduct a
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
Honorable Lawrence K. Mahuna
May 24, 2006
Page 5
Commission review of these investigations, it is strongly suggested the public be
afforded the opportunity to weigh in on this proposed process. No doubt some
may argue this is tantamount to allowing the "fox to guard the henhouse."
However, when considering the following factors, the wisdom of the proposed
new procedure is evident:
1. Priority number one should be the need for all allegations of police
misconduct to be investigated thoroughly.
2. The most thorough investigation is one conducted by trained
investigators, with tools such as subpoena power.
3. Perhaps the most powerful tool available to HPD Internal Affairs is
Garrity, which allows the investigator to obtain a coerced statement
and use it in his administrative investigation. This tool is unavailable to
non-law enforcement and non-employer personnel.
4. Under the proposed procedure, HPD Internal Affairs presents
summaries of all completed investigations to the Commission for
review. This is vastly different from the present practice, where the
Commission only sees Commission-initiated complaints.
5. If a complainant is not satisfied with the findings of HPD Internal
Affairs, he has the option of asking the Commission to exercise its
powers of oversight and review the investigation conducted by the
police. The complainant has the right to address the Commission at a
public meeting. All voting of the Commission must be done in open
session pursuant to the Sunshine Law to ensure Commission
accountability.
6. The Commission has the power to make recommendations to the
Chief in the event the Commission feels a case was not investigated
thoroughly or properly. The Commission is the Chiefs appointing
authority, and this "check and balance" will ensure some response by
the police administration. Note this important component was missing
from the proposed Independent Police Auditor legislation, since the
auditor was not the Chiefs appointing authority, and there was no
incentive on the part of the Chief to address concerns raised by the
auditor.
As referenced in my earlier communication to the Commission, the
purpose of this letter is to initiate discussion on ways we may improve the
Commission's role in investigating allegations of police misconduct, with an eye
towards improving public accountability and restoring the public trust.
;f f
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
Honorable Lawrence K. Mahuna
May 24, 2006
Page 6
Summary
To summarize, we respectfully recommend the Commission consider the
following as it embarks upon an assessment of the current process of reviewing
citizen complaints:
• Identify the most effective means for the Commission to fulfill its Charter-
mandated responsibility of"investigating" complaints against the police
department or its officers. We have recommended the most effective
means is a complete investigation conducted by HPD Internal Affairs.
• Dialogue openly with the police administration on working towards an
efficient method of having citizen complaints promptly and thorough
investigated by HPD Internal Affairs, and having a summary presented to
the Commission at its monthly meeting for oversight purposes. The
Charter mandates that adequate resources be afforded the Commission.
This may be an opportunity to increase personnel in Internal Affairs or
other needed areas of the Police Department.
• Openly discuss (and allow for public input on any) proposed changes in
the citizen complaint process.
• Evaluate the philosophical and practical bases of the independent police
auditor legislation. Are there positive aspects that may be incorporated in
any investigatory or oversight processes of the Commission?
• If a new process is developed, consider preparing a report for the Office
of the Mayor and Hawaii County Council, outlining the process that
includes (1) a thorough investigation into allegations of police misconduct,
(2) comprehensive oversight by the Commission, and (3) safeguards in
place to find out and address any form of corruption.
I look forward to fully discussing this matter with the Commission and
police administration when the matter is brought forward for discussion.
Thank you for your kind attention to this matter.
Very truly yours,
LINCOLN S. T. ASHIDA
Corporation Counsel
Encl.
S: Boards/Police/LSA Corresp./Leiter to Comm.re suggested improvements to investigation process 5-24-06/LSAmr
r�Y of a Lincoln S.T.Ashida
Corporation Counsel
Harry Kim
Mayor ` ' Gerald Takase
Assistant Corporation
%:;;•,;:+` Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 • Hilo,Hawaii 967204262 • (808)961-8251 • Fax(808)961-8622
PRIVILEGED AND CONFIDENTIAL COMMUNICATION
ATTORNEY-CLIENT COMMUNICATION
ATTORNEY WORK PRODUCT
NOT A PUBLIC RECORD
June 2, 2006
Sent via email;no hard copy will follow
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
County of Hawaii
Hilo Lagoon Centre, Ste. 313
101 Aupuni St.
Hilo, HI 96720
Honorable Lawrence K. Mahuna
Police Chief
Hawaii Police Department
349 Kapiolani St.
Hilo, HI 96720
Dear Chair Lassiter, Commission Members, and Chief Mahuna:
RE: Second Supplement to Communication regarding
Recommended Improvements to the Investigatory Process
Involving Complaints against the Police Department and
Police Officers
This communication is intended to supplement my earlier two letters to the
Hawaii Police Commission (hereinafter"Commission"), concerning
recommended improvements to the investigatory process involving complaints
against the Police Department(hereinafter"HPD")and police officers.
The recommended changes to the complaint review process may be
summarized as follows:
1. All complaints (whether filed with the Commission or HPD), will be
referred to Internal Affairs (hereinafter"IA")for investigation.
Hawai'i County is an Equal Opportunity Employer and Provider
folioe 0)fT!.£T1iSfii0l1
Honorable Pudding Lassiter and Members of the
Hawai'i Police Commission
Honorable Lawrence K. Mahuna
June 2, 2005
Page 2
2. When a complainant is notified of the IA investigation is completed,
IA will notify the complainant they may ask the Commission to
review the investigation, if the complainant is not satisfied with the
outcome.
3. The Commission may review the investigation conducted by IA as
part of the Commission's oversight powers, and report back to the
complainant whether proper procedures were followed.
One additionalr suggestion involves paragraph number 3 above,
concerning a review by the Commission of the IA investigation. This review may
be completed by representatives from IA meeting with the entire Commission in
executive session to discuss the investigation.
However, there may be times when a review by the Commission of
paperwork or other items outside of a noticed meeting is necessary. More than
two members of the Commission cannot participate in such a review outside of a
noticed meeting, as this will constitute a violation of the State Sunshine Law.
To address this problem, and to allow the Commission to exercise its
oversight powers, it is recommended the Commission assign two of its members
to audit cases where complainants have requested a Commission review of their
complaints. This will allow these two members to meet outside of a properly
noticed meeting, discuss the case (so long as no commitment to vote is made or
sought), and report back to the full Commission when appropriate.
This proposed process falls within Sunshine Law limitations, is less
cumbersome, and will facilitate a prompt resolution of complaint reviews by the
Commission.
Thank you again for considering this proposal. I look forward to
discussing these matters with the Commission at our next meeting.
Very truly yours,
*V—�-
LINCOLN S. T. ASHIDA
Corporation Counsel
S: Boardslftlice/LSA CorrespAetter to Comm.re suggested improvements to Investigation process 6-2-06ILSAmr
rS of.
�!r� Lincoln S.T.Ashida
Corporation Counsel
,
Harry Kim ���''
Mayor Gerald Takase
Assistant Corporation
•'d►'M� Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 • Hilo,Hawaii 967204262 . (808)961-8251 • Fax(808)961-8622
PRIVILEGED AND CONFIDENTIAL COMMUNICATION
ATTORNEY-CLIENT COMMUNICATION
ATTORNEY WORK PRODUCT
NOT A PUBLIC RECORD
February 12, 2007
Sent via email; no hard copy will follow
Honorable Pudding Lassiter
Chair, Hawaii Police Commission
County of Hawaii
Hilo Lagoon Centre, Ste. 313
101 Aupuni St.
Hilo, HI 96720
Dear Chair Lassiter and Police Commission Members:
RE: Suggested Improvements to the Investigation Process
At the request of the Police Commission, the following represents the
consensus gleaned from discussion over the past few months concerning
suggested improvements to the investigatory process (copies of excerpts from
meetings enclosed, as well as previous correspondence from our office
concerning this issue):
• The majority of commissioners and Police Chief Lawrence Mahuna favor the
present process where members of the public are able to personally address
the Commission. This should not change, as it promotes transparency.
• Cases where the Commission's investigator has been used were not positive
experiences. The investigations took place too long after the incident, and
the reports were essentially restatements of existing police reports.
• In some cases, commissioners expressed concern in not having enough
information to make an informed decision. These were often cases where (1)
there was no police report, and/or (2) the police officer did not appear nor
submit a written statement.
Hawaii County is an Equal Opportunity Employer and Provider
Honorable Pudding Lassiter
February 12, 2007
Page 2
• Internal Affairs' ability to question police officers while affording them their
Garrity rights is a tremendous tool not available to the Commission.
The majority of commissioners recognize the present system in place is
not all that bad. Some have remarked, "If it is not broken, perhaps we don't
really need to fix it."
The Commission has requested the Corporation Counsel to incorporate
the primary conclusions above into a recommendation for the investigation of
cases for the future. The following represents some options available to the
Commission.
Option 1
• Make no changes, as the present system is working fine.
Pros: (1) The present system has the benefit of allowing the public to
come before the Commission prior to any decisions by the Commission being
made, thereby promoting transparency. Some have remarked Hawaii
County's system is unique in that our citizens are afforded the opportunity to
address the police commission.
Cons: (1) Investigations take long to complete due to scheduling
problems and lack of police reports; (2) investigations are incomplete due to
the inability of the Commission to obtain a statement from the police officer.
Option 2
• Refer all cases to Internal Affairs.
Pros: (1) Internal Affairs will conduct a more comprehensive investigation
than the Commission, since they have the legal ability to obtain a statement
from police officers pursuant to Garrity, (2) the investigation will be completed
in a more timely manner given the resources of the police department vis-a-
vis the Commission.
Cons: (1)Allowing the police to investigate their own cases may lead to
the argument that "the fox is guarding the henhouse."
The suggested solution
The best solution is a combination of Options 1 and 2 above, incorporating
the "pros" from each. The following flow chart outlines a suggested course of
investigating complaints made to the Commission:
1. Complaint received by Commission and forwarded to Internal
Affairs. Once the complaint is received, it is immediately transmitted
to Internal Affairs so an investigation may begin. This eliminates the
Honorable Pudding Lassiter
February 12, 2007
Page 3
delay between the filing of the complaint and a formal referral to the
police at the next regularly scheduled Commission meeting.
2. Complaint agendized at the next Commission meeting. This will
allow the complainant to appear before the Commission and provide
testimony before the investigation is completed, thereby promoting
integrity and transparency. A representative from Internal Affairs
should be present to hear this testimony.
3. Completed Internal Affairs investigation presented to the
Commission. The completed investigation should be presented to the
Commission for review. A representative from Internal Affairs should
be present to answer any questions. The status of investigations may
be monitored by the Commission when the Internal Affairs
representative presents his status report at the monthly Commission
meeting.
4. Complainant notified of outcome. The complainant should be
notified by the Commission of the outcome of the investigation;
whether the charges were sustained or not. The type of discipline
meted out, however, cannot be released, unless the officer was
discharged.
The above process may be implemented without any amendments to the
Commission's existing rules. The "con" of the "fox guarding the henhouse" may
be addressed so long as the complainant believes he/she was treated fairly. To
this end, it is incumbent on the Commission to not only review the substance of
the investigation, but to also critique the manner in which the investigation was
carried out.
Deputy Corporation Counsel Craig Masuda will appear in my stead at our
next meeting on February 16, 2007. 1 will be present at our meeting in March
2007, where we can hopefully agree whether to implement the above
recommended process.
Very truly yours,
LINCOLN S. T. ASHIDA
Corporation Counsel
Encls.
c: Honorable Lawrence K. Mahuna, Police Chief (w/ encls.)
Craig T. Masuda, Deputy Corporation Counsel (w/encis.)
S:Boards/Police/LSA Corresp./Letter to Commission re investigatory process 2-12-07/LSAmr
Lincoln S.T.Ashida
Harry Kim Corporation Counsel
Mayor
Gerald Takase
Assistant Corporation
Counsel
COUNTY OF HAWAII
OFFICE OF THE CORPORATION COUNSEL
101 Aupuni Street, Suite 325 • Hilo,Hawaii 96720-4262 • (808)961-8251 • Fax(808)961-8622
NI&M 2M .2
Sent via email; no hard copy will follow
Honorable Pudding L,
Chair, Hawaii Police Commission
County of Hawaii
Hilo Lagoon Centre, Ste. 313
101 Aupuni St.
Hilo, HI 96720
Dear Chair Liar and Police Commission Members:
RE: Suggested Improvements to the Investigation Process—
FINAL DRAFT
Through the collective input of all Police Commission members, representatives
from the Hawaii Police Department and the Office of the Police Chief, the enclosed
document represents the final version of what will be the future investigative process
followed by the Hawaii Police Commission in the processing of all citizen complaints.
The Commission is encouraged to formally adopt this procedure at its April 20,
2007 meeting.
At this meeting, the Commission is also encouraged to create a task force,
pursuant to Section 92-2.5(b)(1), Hawaii Revised Statutes, as amended (hereinafter
"HRS")for the purpose of promptly evaluating all complaints and referring them to the
Internal Affairs Division of the Hawaii Police Department (hereinafter"IX and "HPD"
respectively). The proposed method of creating this task force is enclosed for the
Chair's reference. Note State law requires this to be a three meeting process.
Please contact me in advance of the April 201h meeting if you have any questions
concerning this process.
Very truly yours,
INCKOLW9 T. ASHIDA
Corporation Counsel
C: Honorable Lawrence K. Mahuna, Police Chief
Captain Marshall Kanehailua, HPD IA
S: Board s/Police/Corresp./Letter to Commission re new investigative process FINAL 3-20-07/LSAmr
Hawaii County is an Equal Opportunity Employer and Provider
PROCESSING OF CIVILIAN COMPLAINTS
HAWAII POLICE COMMISSION
Effective April 20, 2007
1. Complaint received by Commission and forwarded to Internal
Affairs. Once a complaint is received, it is reviewed by the
Commission's Task Force, and immediately transmitted to Internal
Affairs so an investigation may begin. This eliminates the delay
between the filing of the complaint and a formal referral to the police at
the next regularly scheduled Commission meeting. Note that the Task
Force may recommend the case be closed by the Commission and not
referred to IA. This recommendation should be submitted to the full
Commission for formal action at the next regularly scheduled
Commission meeting.
2. Complaint agendized at the next Commission meeting. This will
allow the complainant to appear before the Commission and provide
testimony before the investigation is completed, thereby promoting
integrity and transparency. A representative from Internal Affairs
should be present to hear this testimony. In cases where the Task
Force recommends closure, the full Commission may act on the
recommendation by (1) adopting the Task Force recommendation and
closing the case, or (2) referring the case to Internal Affairs for further
investigation.
3. Completed Internal Affairs investigation presented to the
Commission. The completed investigation should be presented to the
Commission for review. A representative from Internal Affairs should
be present to answer any questions. The status of investigations may
be monitored by the Commission when the Internal Affairs
representative presents their status report at the monthly Commission
meeting.
4. Complainant notified of outcome. The complainant should be
notified by the Commission of the outcome of the investigation;
whether the charges were sustained or not. The type of discipline
meted out, however, cannot be released, unless the officer was
discharged.
PROCESS FOR CREATING A TASK FORCE PURSUANT
TO HRS SECTION 92-2.5(b)(1)
HAWAII POLICE COMMISSION
1. Meeting No. 1. The following motion is made:
"I move pursuant to HRS Section 92-2.5, for the creation of a task force for
the purpose of reviewing citizen complaints filed with the Commission, to
refer cases to the Hawaii Police Department Internal Affairs Division for
further investigation, and to make recommendations to the full
Commission for the closure of cases."
After the motion passes, the following is stated on the record by the Chair:
"The Task Force shall do the following:
1. Review all citizen complaints filed and collectively determine
whether they should be referred to the Internal Affairs Division for
further investigation.
2. If the Task Force collectively recommends the case not be referred
to Internal Affairs and be closed by the Commission instead, this
recommendation shall be made to the full Commission via written
communication.
3. Report to the full Commission on all cases referred to Internal
Affairs and cases recommended for closure at the next regularly
scheduled Commission meeting."
2. Meeting No. 2. At this second meeting, all citizen complaints received
from the previous month and reviewed by the Task Force should be
agendized. For those cases referred to Internal Affairs, a notation should
appear on the agenda that the case has already been referred to Internal
Affairs for further investigation.
For those cases where the Task Force recommends closure of the case,
the written recommendation should be included on the agenda as a
communication. Note that no deliberation or discussion on this written
recommendation may occur at this Meeting No. 2. The Sunshine Law
requires this deliberation and discussion to occur at Meeting No. 3.
3. Meeting No. 3. At this third meeting, the Commission may discuss and
deliberate on the recommendation of the Task Force to close a case. If
the full Commission agrees with the recommendation, the Commission
may vote to close the case and find insufficient evidence to sustain any
misconduct on the part of the police officer or department. If the full
Commission by majority vote disagrees with the recommendation of the
Task Force, they may vote to refer the case to Internal Affairs for further
investigation.